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The Journal of Neuroscience, May 5, 2004, 24(18):4469-4477; doi:10.1523/JNEUROSCI.5560-03.2004

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Neurobiology of Disease
Expression of a Poly-Glutamine-Ataxin-3 Transgene in Orexin Neurons Induces Narcolepsy–Cataplexy in the Rat

Carsten T. Beuckmann,1,2 * Christopher M. Sinton,3 * S. Clay Williams,1,2 James A. Richardson,4 Robert E. Hammer,1,5 Takeshi Sakurai,6,7 and Masashi Yanagisawa1,2,7

1Howard Hughes Medical Institute, 2Department of Molecular Genetics, 3Department of Internal Medicine, 4Department of Pathology, 5Department of Biochemistry, University of Texas Southwestern Medical Center, Dallas, Texas 75390, 6Department of Pharmacology, Institute of Basic Medical Sciences, University of Tsukuba, Tsukuba, Ibaraki 305-8575, Japan, and 7 Exploratory Research for Advanced Technology Yanagisawa Orphan Receptor Project, Japan Science and Technology Agency, Tokyo 135-0064, Japan

The sleep disorder narcolepsy has been linked to loss of hypothalamic neurons producing the orexin (hypocretin) neuropeptides. Here, we report the generation of transgenic rats expressing a human ataxin-3 fragment with an elongated polyglutamyl stretch under control of the human prepro-orexin promoter (orexin/ataxin-3 rats). At 17 weeks of age, the transgenic rats exhibited postnatal loss of orexin-positive neurons in the lateral hypothalamus, and orexin-containing projections were essentially undetectable. The loss of orexin production resulted in the expression of a phenotype with fragmented vigilance states, a decreased latency to rapid eye movement (REM) sleep and increased REM sleep time during the dark active phase. Wakefulness time was also reduced during the dark phase, and this effect was concentrated at the photoperiod boundaries. Direct transitions from wakefulness to REM sleep, a defining characteristic of narcolepsy, occurred frequently. Brief episodes of muscle atonia and postural collapse resembling cataplexy were also noted while rats maintained the electroencephalographic characteristics of wakefulness. These findings indicate that the orexin/ataxin-3 transgenic rat could provide a useful model of human narcolepsy.

Key words: cataplexy; electroencephalography; electromyography; sleep; REM; lateral hypothalamus


Received Dec 17, 2003; revised March 26, 2004; accepted March 28, 2004.




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