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Volume 16, Number 16,
Issue of August 15, 1996
pp. 5233-5255
Copyright ©1996 Society for Neuroscience
Three Cases of Enduring Memory Impairment after Bilateral Damage
Limited to the Hippocampal Formation
Nancy L. Rempel-Clower3,
Stuart M. Zola1, 2, 3,
Larry
R. Squire1, 2, 3, and
David G. Amaral4
1 Veterans Affairs Medical Center, San Diego,
California 92161, Departments of 2 Psychiatry and
3 Neurosciences, University of California at San Diego, La
Jolla, California 92093, and 4 Department of Psychiatry and
Center for Neuroscience, University of California at Davis, Davis,
California 95616
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Patient RB (Human amnesia and the medial temporal region: enduring
memory impairment following a bilaterial lesion limited to field CA1 of
the hippocampus, S. Zola-Morgan, L. R. Squire, and D. G. Amaral, 1986, J Neurosci 6:2950-2967) w
as the first reported case of human amnesia
in which detailed neuropsychological analyses and detailed postmortem
neuropathological analyses demonstrated that damage limited to the
hippocampal formation was sufficient to produce anterograde memory
impairment. Neuropsychological and postmortem neuropathological
findings are described here for three additional amnesic patients with
bilateral damage limited to the hippocampal formation. Findings from
these patients, taken together with the findings from patient RB and
other amnesic patients, make three important points about memory. (1)
Bilateral damage limited primarily to the CA1 region of the hippocampal
formation is sufficient to produce moderately severe anterograde memory
impairment. (2) Bilateral damage beyond the CA1 region, but still
limited to the hippocampal formation, can produce more severe
anterograde memory impairment. (3) Extensive, temporally graded
retrograde amnesia covering 15 years or more can occur after damage
limited to the hippocampal formation. Findings from studies with
experimental animals are consistent with the findings from amnesic
patients. The present results substantiate the idea that severity of
memory impairment is dependent on locus and extent of damage within the
hippocampal formation and that damage to the hippocampal formation can
cause temporally graded retrograde amnesia.
Key words:
hippocampal formation;
CA1 region;
human
amnesia;
anterograde memory impairment;
retrograde memory impairment;
temporally graded retrograde amnesia
INTRODUCTION
The medial temporal lobe has been recognized as
important for memory for nearly a century (von Bechterew, 1900 ;
Grunthal, 1947 ; Glees and Griffith, 1952 ; Scoville and Milner, 1957 ).
More recently, damage to the hippocampal formation (hippocampus proper,
dentate gyrus, subicular complex, and entorhinal cortex) has been
associated with memory impairment in case studies of amnesic patients
(Victor et al., 1961 ; DeJong et al., 1968 ; Van Buren and Borke, 1972 ;
Muramoto et al., 1979 ; Woods et al., 1982 ; Cummings et al., 1984 ;
Duyckaerts et al., 1985 ; Zola-Morgan et al., 1986 ; Victor and
Agamanolis, 1990 ; Warrington and Duchen, 1992 ). However, for most of
these cases it is uncertain whether the lesions were limited to the
hippocampal formation, and frequently, only anecdotal evidence of
memory impairment rather than rigorous memory testing was
available.
Patient RB (Zola-Morgan et al., 1986 ) was the first reported case of
human amnesia in which detailed neuropsychological analyses and
detailed postmortem neuropathological analyses demonstrated that damage
limited to the hippocampal formation was sufficient to produce
anterograde memory impairment. Specifically, RB had bilateral damage
limited to the CA1 field of the hippocampus, and he had moderately
severe anterograde amnesia. Anterograde amnesia was subsequently
reported in another case with well documented, postmortem histological
analysis in which damage was limited to the hippocampal formation
(Victor and Agamanolis, 1990 ).
Patient RB had little detectable retrograde amnesia (Zola-Morgan et
al., 1986 ); except for perhaps the year or 2 immediately preceding his
ischemic event, he had good memory of events that had occurred before
the onset of amnesia. Other amnesic patients with confirmed medial
temporal lobe damage also have been reported, based on clinical
interviews and family reports, to have limited, temporally graded
retrograde amnesia affecting a few years or less before the onset of
amnesia (Victor et al., 1961 : 2 years; Penfield and Milner, 1958 :
patient A, a glove-cutter, 4 years; patient B, a civil engineer, less
than 3 months). By contrast, formal testing of amnesic patients with
radiologically confirmed damage to the hippocampal formation has
documented temporally graded retrograde amnesia covering at least 15 years (Beatty et al., 1987a ; Salmon et al., 1988 ; Squire et al., 1989 ).
In addition, formal testing of patient HM, who became severely amnesic
at the age of 27 after bilateral resection of the medial temporal lobe,
indicated retrograde amnesia covering up to 11 years (Corkin,
1984 ).
These results from the available studies of amnesic patients with
damage to the hippocampal formation raise a number of questions. First,
patient RB exhibited moderately severe anterograde amnesia in
association with a circumscribed CA1 hippocampal lesion. Is this a
typical and repeatable finding after global ischemia? Does damage
limited to the CA1 region ordinarily result in moderately severe
anterograde memory impairment? Second, does damage beyond the CA1
region, but still limited to the hippocampal formation, produce more
severe anterograde memory impairment? Third, RB's CA1 lesion resulted
in quite limited retrograde amnesia. What damage is required to produce
the more extensive, temporally graded retrograde amnesia that can be
documented in formal testing (Beatty et al., 1987a ; Salmon et al.,
1988 ; Squire et al., 1989 )?
Neuropsychological and postmortem neuropathological findings are
described here for three amnesic patients with bilateral medial
temporal lobe damage. They varied in the severity of their anterograde
amnesia and in the extent of their retrograde amnesia. The patients
survived for more than 6 years after the onset of amnesia, during which
time they received extensive neuropsychological testing of memory and
other cognitive functions.
MATERIALS AND METHODS
Three amnesic patients (GD, LM, and WH) were studied from the
onset of amnesia until their deaths 6 to 9.5 years later. Their case
histories are described below.
Patient GD
Case history. Patient GD was a Caucasian male born in
1940. He joined the Navy after graduating from high school and served
for 16 years, ultimately as a navigator. After his service in the Navy,
he owned a wrecking business. In 1976, GD was diagnosed with
hypertension thought to be secondary to nephrosclerosis. In August
1981, he was diagnosed with chronic renal failure. A biopsy showed
focal crescentic glomerulonephritis, and hemodialysis was begun in
February 1982. He received hemodialysis three times a week for the
remainder of his life.
In May 1983, GD was hospitalized for elective parathyroidectomy to
relieve severe itching attributable to hyperparathyroidism. (His
parathyroid hormone level was 78,000 pg/ml compared with normal levels
of <150 pg/ml.) The 5 hr procedure consisted of a total
parathyroidectomy with autotransplantation of some parathyroid tissue
to the right forearm. He also underwent left thyroid lobectomy because
of loss of blood to the left lobe of the thyroid during removal of the
parathyroids. Two and a half hours into surgery he experienced cardiac
arrhythmia (a junctional rhythm), and his heart rate dropped to 45 beats/min. For a period of 15 min at that time, his blood pressure was
100-110/50-60 mmHg. His recorded blood pressure sometimes had also
been low immediately after dialysis treatment during the 7 months
before surgery (80-150/50-100 mmHg).
After this ischemic episode, GD was noted in the hospital records to be
agitated, disoriented, and very forgetful of events from the preceding
5 min. He was discharged 5 d after the surgery and was still
unable to remember what he had recently said or done. Beginning 2 months after surgery and continuing intermittently for 9.5 years, he
was given a variety of neuropsychological tests (described below).
GD gave no evidence of intellectual or cognitive deficit other than
memory impairment. He exhibited little interest in testing, however,
and this complicated the interpretation of some of his memory test
scores (see below). His memory impairment remained stable for the next
9.5 years until his death. In December 1992, GD died of congestive
heart failure secondary to uremic pericarditis and end-stage renal
disease. He was 52 years old.
Acquisition and preparation of tissue. Approximately 3 hr
after death, GD's brain was removed and placed in 4% paraformaldehyde
with 0.02% picric acid. The carotid arteries were cannulated, and the
brain was perfused with the paraformaldehyde solution for 1 hr and then
for 3 more hours with fresh 4% paraformaldehyde in 0.1 M phosphate buffer.
Photographs of the whole brain surfaces were taken, and then the brain
was cut into ~1-cm-thick coronal blocks and placed in 4%
paraformaldehyde in 0.1 M phosphate buffer for 48 hr. The blocks were then stored in cold 10% formalin in 0.1 M phosphate buffer for approximately 9 months.
Then, the blocks were placed in a cryoprotectant solution of 20%
glycerol and 2% dimethyl sulfoxide in 0.1 M
phosphate buffer for 2 d before freezing. Whole coronal blocks
were frozen between glass slides by placing them in 70°C isopentane
for 45 min and stored at 70°C until they were cut.
Patient LM
Case history. Patient LM has been described
previously (as patient MRL in Beatty et al., 1987a ,b). He was a
Caucasian male born in 1930. LM enlisted in the Marine Corps after
graduating from high school and served for 20 years. For the next 17 years, he worked as a surveyor's assistant and during that time
completed 3 years of college.
LM had a history of alcohol abuse and was treated in the Alcoholism
Treatment Program at the San Diego Veterans Affairs Medical Center
(VAMC) in 1980. During the 6 months before treatment, he estimated his
average daily intake of alcohol at 16 drinks. He denied using other
psychoactive drugs.
LM began to have seizures while on military duty, often associated with
alcohol withdrawal. According to his former wife, a nurse at the San
Diego VAMC, he experienced generalized tonic clonic seizures in 1964, 1967, 1978, 1980, and 1984. The seizures were usually preceded by
visual images of flashing lights sometimes followed by other images.
His former wife reported that he fully recovered from the first four
seizures, and that his intellectual faculties seemed entirely normal
before the 1984 seizures (see below). Periodic neurological evaluations
after seizures from 1964 to 1984 were normal. LM began taking
anticonvulsants regularly after the 1984 seizures and did not have
further tonic clonic seizures. However, according to his former wife,
he did have partial seizures that ranged in frequency from once in 2 weeks to sometimes as often as three to four times a day. During these
episodes, he would be unresponsive to visual or auditory stimuli and
moved his lips in a chewing motion.
Although LM's drinking was reportedly minimal after 1980, his former
wife reported that he had six to seven drinks of hard liquor and some
beer ~2 d before suffering a series of generalized tonic clonic
seizures on September 27, 1984. While LM was riding in an automobile
with coworkers, he complained of feeling dizzy and then had at least
three tonic clonic seizures. He was brought to the emergency room and
was comatose postictally for ~2 hr. There was evidence of respiratory
acidosis (pH, 6.8; pCO2, 64), and an
electroencephalogram (EEG) revealed diffuse sharp waves and delta
activity. LM required respiratory assistance for at least 18 hr. On
September 29, he was alert but disoriented to time and place. A
neurological exam showed that his pupillary responses were normal and
that he had normal reflexes and strength in all extremities, and an
appropriate response to pain. One week later, an EEG showed
mild-to-moderate generalized nonspecific abnormalities, i.e., slowing,
but no focal abnormalities or epileptiform discharges were apparent. A
CT brain scan, without contrast, was normal.
In his initial interview with a neuropsychologist (Dr. Nelson Butters,
San Diego VAMC), he was oriented to person but not to place. He was
unsure whether he was married at present (he was living with his former
wife) and did not know which of his children were daughters or
stepdaughters. During this initial interview, he even forgot the
questions he was attempting to answer. He gave no evidence of
intellectual or cognitive deficit other than memory impairment. His
memory impairment remained stable for the next 6 years.
In July 1990, LM was diagnosed with a small cell carcinoma of the lung.
Neuropsychological tests administered in August 1990 detected no
changes in memory or other cognitive functions, and he remained alert
and lucid until a few days before his death. LM died of respiratory
failure October 27, 1990, at the age of 60.
Acquisition and preparation of tissue. LM's brain was
removed at autopsy ~1.5 hr after death and placed in cold 0.9%
saline. The carotid arteries were cannulated and the brain was perfused
with 0.9% saline for 30 min, then perfused with 4% paraformaldehyde
with 0.02% picric acid for 30 min. This was replaced with fresh 4%
paraformaldehyde after 30 min, and the perfusion was continued for
another 30 min.
Photographs of the whole brain surfaces were taken, and the brain was
cut into coronal blocks ~1 cm thick and placed in cold 4%
paraformaldehyde with 10% glycerol and 2% dimethylsulfoxide for 2 hr.
The brain was cryoprotected in 20% glycerol and 2% dimethylsulfoxide
in 0.1 M phosphate buffer for 4 d, and
frozen as described for patient GD.
After sections from the anterior blocks (anterior 30% of the brain)
were mounted and stained with thionin, problems were noted in the
fixation. Specifically, numerous small areas were stained more poorly
with thionin than the surrounding tissue. This problem did not appear
to be related to the staining procedure because adjacent sections
showed the same pattern of blotchy staining. The remaining blocks were
therefore thawed and placed in 4% paraformaldehyde, 20% glycerol, and
2% dimethylsulfoxide in 0.1 M phosphate buffer
to fix for an additional 3 months. The blocks were then refrozen until
they were sectioned. No problems with staining were noted after the
additional fixation.
Patient WH
Case history. Patient WH has been described
previously (Salmon et al., 1988 ; Kritchevsky and Squire, 1993 ). He was
a Caucasian male born in 1923, who obtained 17 years of education and
worked as a systems engineer. Before his amnesic episode in 1986, WH
had a 10 year history of mild, successfully treated hypertension. He
was a former alcoholic and had stopped drinking 18 years before his
episode. He had also been a heavy smoker for more than 20 years but had
quit smoking 5-6 years before his episode. In February 1985, his wife
found him unconscious in their home. She described a rhythmic jerking
motion of his right arm. After hospitalization, he was noted to be
confused and amnesic regarding the events of the previous night's
episode of unconsciousness. He was treated for myocardial infarction as
well as for atrial and ventricular arrhythmias. Brain CT without
contrast was normal. He apparently made a full recovery with no
evidence of cognitive impairment, and he was promoted at his job the
next year.
WH developed severe memory impairment during March 25-30, 1986, at the
age of 63. His wife reported that on the evening of March 25, 1986, he
appeared tired and withdrawn. Although he seemed strained and looked
ashen, he nevertheless went to work the next day. That evening he
admitted to his wife that he was having memory problems. He could not
recollect the appearance of his desk at work or his employer's face.
He remained at home for the next 3 d during which time he was
quiet and passive, often repeated himself, and forgot what he was doing
after brief distractions. His wife reported that his memory problems
became more severe on March 30. After admission to the hospital, a
neurological examination on April 2 revealed him to be alert and
normally attentive. He was uncertain of the month and day (believing it
was February on two of three occasions), was uncertain about who was
President, and did not know who was the governor of his state or the
current mayor of his city. He recalled his address and home telephone
number, but could not recall his work number. He was able to do simple
tests of calculation, but could not recall the names of four objects
that had been given 1 min before. His speech was clear and lucid, and
his remote memory was reported as intact. Although the cause of his
memory impairment was not determined with certainty, it has been
suggested that it was attributable to cerebral ischemia, i.e., a period
of relative hypotension, the effects of which could have been
exacerbated by preexisting subclinical damage to the medial temporal
lobe (Kritchevsky and Squire, 1993 ).
After his episode in 1986, WH was admitted to the hospital several
times for episodes of shortness of breath and cardiac insufficiency. In
addition, an ataxia developed in 1987, which was reported to have been
resolved in 1989. In February 1988, he was admitted to the hospital
after an episode of shortness of breath and chest pain. During this
hospitalization, he suffered one tonic clonic seizure associated with
his compromised pulmonary status and secondary to treatment with
theophylline. On June 5, 1992, he was admitted to the hospital after
three separate episodes of anomic aphasia and was diagnosed as having
sustained three transient ischemic attacks.
Except during the transient episodes just noted, WH never exhibited
signs of intellectual or cognitive deficits other than memory
impairment. After the episode in 1986, his memory impairment remained
stable for 7.5 years, during which time he was given a variety of
neuropsychological tests (described below). He died in December 1993 from end-stage emphysema at the age of 71.
Acquisition and preparation of tissue. WH's brain was
removed at autopsy ~2.5 hr after death and placed in cold 4%
paraformaldehyde with 0.02% picric acid. The carotid arteries were
cannulated, and the brain was perfused with fresh 4% paraformaldehyde
in 0.1 M phosphate buffer for 3 hr. The brain was
then placed in fresh 4% paraformaldehyde in 0.1 M phosphate buffer for ~19 hr, at which time
photographs of the whole brain surfaces were taken. The brain was then
cut into coronal blocks ~1 cm thick, and the blocks were stored in
cold 4% paraformaldehyde in 0.1 M phosphate
buffer for 48 hr. The brain was then cryoprotected in 10% glycerol
with 2% dimethylsulfoxide in 0.1 M phosphate
buffer for 2 d, then in 20% glycerol with 2% dimethylsulfoxide
in 0.1 M phosphate buffer for 2 d, and
frozen as described for patient GD.
Processing of brain tissue. Beginning when the brains were
frozen, all three were processed in the same way. Continuous 50 µm
sections were cut through each frozen block using a large freezing
microtome designed specifically for cutting whole human brain tissue
(Tetrander I). Every tenth section was mounted on gelatin-coated slides
and stained with 0.25% thionin. The unmounted sections were stored in
a cryoprotectant solution of 30% ethylene glycol and 25% glycerol in
0.1 M phosphate buffer at 70°C.
Evaluation of brain tissue. Sections were analyzed with a
Leitz Wild stereomicroscope. Thionin-stained sections through the
brains of GD, LM, and WH were examined together with comparable
sections from two normal control brains. Each of the two control brains
were obtained within 3.5 hr of death, and they were processed using the
procedures described for the patient brains. One control brain came
from an 85-year-old male who died from pneumonia, and the other from a
54-year-old male who died from esophageal carcinoma. Adjacent sections
of selected levels throughout the hippocampal formation of GD and LM
were stained using a modified Heidenhain procedure (Hutchins and Weber,
1983 ). High-magnification photographs were taken with a 35 mm camera
attached to a Leitz Dialux microscope. Low-magnification photographs
were made with a Nikon Multiphot 4 × 5 macrophotography
system.
RESULTS
Neuropsychological data from the patients will be described first,
followed by the postmortem neuropathological findings. As mentioned
above, all three patients were tested on multiple occasions beginning
shortly after the onset of amnesia until their deaths. GD was tested
for 9.5 years, LM for 6.0 years, and WH for 7.5 years. In the case of
tests given on more than one occasion, scores presented here are from
the latest administration of the test. No significant changes in memory
or cognitive abilities were noted in any patient during the years they
were studied.
Neuropsychological findings
Data for patients GD, LM, and WH will be presented together with
comparable data for patient RB and two other groups of amnesic
patients. (1) RB became amnesic in 1978 after an ischemic episode
(Zola-Morgan et al., 1986 ). Comprehensive neuroanatomical examination
after his death 5 years later revealed a bilateral lesion limited to
the CA1 field of the hippocampus. (2) The medial temporal lobe (MTL)
group includes three amnesic patients with radiologically confirmed or
suspected damage to the medial temporal lobe. Patient AB became amnesic
in 1976 after an anoxic episode during cardiac arrest. Patient PH had a
6 year history of occasional 1-2 min episodes (of possible epileptic
origin) in association with gastric symptoms and transient memory
impairment. In 1989, he suffered a series of episodes that resulted in
marked and persisting memory impairment. Patient LJ became amnesic
gradually between September 1988 and February 1989, without any known
precipitating event. Her memory impairment has remained stable since
then. Two of these patients (PH and LJ) participated in magnetic
resonance imaging (MRI) studies that demonstrated reductions in the
volume of the hippocampal region bilaterally (for PH, Polich and
Squire, 1993 ; for LJ, unpublished observations). Patient AB was unable
to participate in MRI studies because he wears a pacemaker, but he was
presumed to have hippocampal damage based on his etiology. (3) Eight
patients with alcoholic Korsakoff's syndrome (KOR group) were also
tested. Six of these patients were reported previously in Squire and
Shimamura (1986; NC, VF, BL, DM, PN, and JW), and two were reported in
Knowlton and Squire (1994; RC and NF).
Table 1 shows the full-scale Wechsler Adult Intelligence
Scale-Revised (WAIS-R) and Wechsler Memory Scale-Revised (WMS-R) for
patients GD, LM, WH, RB, and the MTL and KOR groups. The Vocabulary and
Information subscale scores of the WAIS-R are listed separately, as
they are relatively resistant to impairment after focal brain injury
(Goodglass and Kaplan, 1979). The patients also were given the original
versions of both the Wechsler Adult Intelligence Scale (WAIS) and the
Wechsler Memory Scale (WMS). A difference of more than 15 points
between the WAIS and the WMS suggests a significant memory impairment.
Patient RB had a difference score of 20 points (WAIS = 111, WMS = 91). Patients GD and LM had difference scores of 28 and 18, respectively (GD: WAIS = 104, WMS = 76; LM: WAIS = 123, WMS = 105). Patient WH obtained a difference score of 31 in
January 1987 and a difference score of 44 in July 1987 (WAIS = 120 and 127, respectively; WMS = 89 and 83, respectively).
Anterograde memory
Table 2 shows the scores for six measures of
anterograde memory function. The mean scores for a group of eight
control subjects are also included (Shimamura and Squire, 1986 ). The
control subjects averaged 50.9 years of age (range, 44-54 years) and
had mean WAIS-R subtest scores of 51.8 for Vocabulary (range, 38-65)
and 21.9 for Information (range, 16-26). Patients GD, LM, and WH
exhibited deficits in learning new material on tests of both recall
(diagram recall, paired associate learning, word recall) and
recognition (word recognition, face recognition), and on both verbal
and nonverbal material. Figure 1 shows the copies and
delayed reproductions of the Rey-Osterrieth figure for patients GD,
LM, WH, and one control subject. Although the amnesic patients could
copy the figure accurately (copy scores: GD = 32; LM = 33;
WH = 30; maximum possible: 36), they were unable to reproduce the
figure from memory a short time later (see Table 2 for scores). WH
performed worse than GD and LM.
Fig. 1.
The Rey-Osterrieth figure. Patients
were first asked to copy the figure illustrated in the small
box to the left, then asked to reproduce the figure
from memory 10-15 min later. The copy (top) and the
reproduction (bottom) are shown from left to
right for GD, LM, WH, and for a control subject
(CON) matched to the three patients with respect to age,
education, and WAIS-R Vocabulary and Information subscale scores.
[View Larger Version of this Image (24K GIF file)]
WH's scores are lower than LM's scores on all six tests and lower
than or equal to GD's scores on four of the six tests. WH also had
lower scores than either GD or LM on the WMS-R (Table 1) and had the
largest WAIS-WMS difference score. Thus, WH had more severe anterograde
amnesia than GD or LM. No difference in severity of anterograde amnesia
was apparent for GD and LM. However, GD's lower IQ (17 points below
LM) raises the possibility that GD was in fact less amnesic than LM but
performed poorly in part because of his general testing ability (see
Retrograde memory, below). Finally, RB was given two of the same tests
of anterograde memory as GD, LM, and WH: diagram recall test
(score = 3) and paired associates test (total score for 3 trials = 1). RB's performance on these two tests and his WAIS-WMS
difference score (20) suggest that the severity of RB's anterograde
amnesia was similar to that of GD and LM and less severe than that of
WH.
Retrograde memory
Patients GD, LM, and WH also were tested for their memory of
events that had occurred before the onset of amnesia (retrograde
memory). Descriptions of the tests of retrograde memory and data for
these three patients, as well as other amnesic patients, have been
published previously (Beatty et al., 1987a ; Salmon et al., 1988 ;
MacKinnon and Squire, 1989 ; Squire et al., 1989 ) (Patient LM is
designated patient MRL in Beatty et al., 1987a ). Figure
2 shows the performance of GD, LM, and WH on tests of
remote memory for public events and famous faces. The control group
scores presented here are from Squire et al. (1989) . For the public
events test, subjects were asked to recall 92 news events that occurred
from 1950 to 1985. For the famous faces test, subjects were asked to
identify 117 photographs of famous people who had come into prominence
between 1940 and 1985. The percent correct scores obtained by normal
subjects on these tests exhibit considerable variability (scores for
each decade varied by 33-57 percentage points for the public events
test and 33-50 percentage points for the famous faces test).
Accordingly, rather than consider only percent correct performance
scores, one useful way to describe the performance of individual
patients is to determine the pattern (or slope) of performance across
decades. The mean slope for the eight control subjects on the public
events test was 0.95 (range, 5.73 to 9.10, SD = 5.1), and on the
famous faces test it was 1.19 (range, 3.99 to 7.23, SD = 4.1).
By this analysis, LM and WH clearly exhibited a different pattern of
retrograde memory across decades than the control subjects, with better
memory for remote events and famous faces and poorer memory for recent
events and famous faces (LM's slope for public events = 13.43, famous faces = 13.98; WH's slope for public events = 6.17, famous faces = 10.74).
Fig. 2.
Individual scores for GD, LM, and WH on recall
tests involving public events and famous faces. For comparison, the
mean scores for control subjects (n = 8) are shown in
open squares in each panel. In the public events test, SEs
for the control subjects ranged from 3.9 to 7.1%. For the famous faces
test, SEs for the control subjects ranged from 4.4 to 5.5%. The
patients were tested in 1987; GD became amnesic in 1983, LM in 1984, and WH in 1986. Note that GD was born in 1940, so the personalities in
the famous faces test for the 1940s came into prominence when he was
younger than 10 years old. LM and WH had temporally graded retrograde
amnesia (see Results). Also, see Results for discussion of the
difficulty of interpreting GD's scores for these tests.
[View Larger Version of this Image (20K GIF file)]
For LM and WH, corroborative information about their retrograde amnesia
comes from earlier, independent assessments using tests of public
events and famous faces very similar to the ones used here (Beatty et
al., 1987a ; Salmon et al., 1988 ). LM exhibited retrograde amnesia
covering at least 15 years (Beatty et al., 1987a ). He performed a
little better than normal subjects for the period before 1950, about
average for the 1950s and 1960s, and was deficient for the period after
1970. LM's absolute scores and the pattern of his performance, as
reported by Beatty et al. (1987a) , are very similar to the findings
reported here from our own tests (Fig. 2). However, our control
subjects performed somewhat more poorly than the control subjects
tested by Beatty et al. (1987a) .
WH was also given tests of public events and famous faces before our
own assessment (Salmon et al., 1988 ). In full agreement with our
findings (Fig. 2), Salmon et al. (1988) reported that WH performed
normally or close to normal for the period before 1960 and that he was
impaired for later time periods, especially the 1970s and 1980s.
GD's performance on the tests of public events and famous faces is
more difficult to interpret (Fig. 2). He performed poorly on the tests,
but he was also less well educated than the other subjects, he had a
lower IQ (92), and he often seemed poorly motivated. The slope analysis
did not suggest temporally graded retrograde amnesia in the case of the
famous faces test (slope = 1.68). For the public events test, the
slope was 9.00, but it was determined by a single point (the 1950s).
Thus, it was difficult to determine from these two tests whether GD had
extensive retrograde amnesia, or whether his scores were simply low
because of his lower motivation and intellectual abilities.
Figure 3 shows the distribution of autobiographical
memories produced in response to 75 single-word cues (additional data
for GD, LM, and WH were published previously) (MacKinnon and Squire,
1989 ). Words were presented one at a time, and subjects were asked to
describe an autobiographical recollection in response to each word
(Crovitz and Schiffman, 1974 ). At the end of each test session,
subjects were asked to date the remembered episodes. Normal middle-aged
subjects typically exhibit a U-shaped temporal distribution of memories
(McCormick, 1979 ). That is, they draw memories predominantly from the
recent past and from the remote past, and they draw fewer memories from
the middle of their lives. Patient GD selected episodes from both
recent and more remote decades in a pattern similar to that observed
for normal subjects. He showed no evidence of retrograde amnesia. These
findings suggest that GD's poor performance on the public events and
famous faces tests was attributable not to retrograde amnesia, but to
not knowing the information covered in the tests. This possibility is
also supported by GD's low WAIS-R Information subtest score (16; see
Table 1). LM and WH, however, produced autobiographical episodes mostly
from before 1950, and produced very few recollections from the period
after 1960.
Fig. 3.
Time periods from which subjects drew their
autobiographical memories in response to 75 single-word cues. The
temporal distribution of recollections is shown for patients GD, LM,
WH, and for a group of five normal control subjects
(CON). Of 75 possible recollections, GD had 46, LM
had 56, and WH had 45. Control subjects had a mean of 65.2 responses
(range, 51-71). Note that GD was born in 1940, so the Before
1950 time point represents episodes that occurred when he was
younger than 10 years old.
[View Larger Version of this Image (17K GIF file)]
Finally, for LM, an additional measure of retrograde amnesia for
personal memories comes from an earlier independent assessment with a
test that asked him to draw floor plans of homes he had lived in
throughout his life (Beatty et al., 1987a ). LM's drawings of early
homes were accurate (floor plans were verified by family members), but
the most recent of his past residences that he could draw accurately
was the house he had lived in from 1968 to 1970, 14-16 years before
the onset of his amnesia. He was unable to reconstruct floor plans for
the 12 homes in which he had lived from 1970 to 1984. In fact, he
failed even to report six of these residences and could remember little
about the others. The findings from the available retrograde memory
tests, taken together, indicate that LM and WH both had extensive,
temporally graded retrograde amnesia that extended back at least 15 years for LM and probably involved as much as 25 years for WH (Figs. 2
and 3).
Performance on other cognitive tests
The memory impairment of these three amnesic patients occurred in
isolation from other cognitive deficits. First, the patients obtained
scores in the normal range on the WAIS-R (Table 1). In addition, they
were tested on the Dementia Rating Scale (Mattis, 1976 ), which includes
subscales for attention, initiation and perseveration, construction,
conceptualization, and memory. Excluding the memory subscale, the
amnesic patients scored as well as control subjects (GD = 116;
LM = 116; WH = 116; mean of 11 control subjects = 115.3, control group from Janowsky et al., 1989 ).
The amnesic patients were also given the Boston Naming Test (Kaplan et
al., 1983 ), the Wisconsin Card Sorting Test (Heaton, 1981 ), the
Parietal Lobe Battery (Goodglass and Kaplan, 1972 ), and the Verbal
Fluency Test (Benton and Hamsher, 1976 ). On the Boston Naming Test,
which asks subjects to provide the names of line drawings of 60 objects, the amnesic patients performed well: LM = 52; GD and
WH = 58 (mean score for 6 control subjects = 55.8; control
subjects from Squire et al., 1990 ). In the Wisconsin Card Sorting Test,
each patient sorted the maximum number of categories (6), showing no
evidence of frontal lobe dysfunction. Similarly, GD, LM, and WH
performed well on the Parietal Lobe Battery, scoring 93, 96, and 95%
correct, respectively.
The Verbal Fluency Test is considered sensitive to frontal lobe
dysfunction and requires subjects to provide as many words as possible
in 1 min beginning with the letter F (and then A and S). Patients LM
and WH performed as well as control subjects (LM = 34, WH = 57, mean of 6 control subjects = 37.5; Squire et al., 1990 ).
Patient GD's score on the Verbal Fluency Test was 22, lower than any
of the control subjects (range, 30-55). This score is difficult to
interpret unambiguously in view of his good performance on other tests
sensitive to frontal lobe dysfunction or language impairment (the
Wisconsin Card Sorting Test, the Initiation-Perseveration subtest of
the Dementia Rating Scale, or the Boston Naming Test). GD often seemed
uncooperative, depressed, and uninterested in testing. Although he was
not tested on occasions when he was clearly uncooperative, his frequent
low motivation during testing sessions made it difficult to interpret
low scores (see Retrograde amnesia tests, above).
Finally, as with other amnesic patients, GD, LM, and WH performed
normally on many tests of implicit (nondeclarative) memory. GD
participated in four studies of implicit memory, including tests of
word priming (Squire et al., 1987 ; Shimamura and Squire, 1989 ),
cognitive skill learning (Squire and Frambach, 1990 ), and artificial
grammar learning (Knowlton et al., 1992 ). Patient LM participated in
eight different studies of implicit memory, including word priming
(Shimamura and Squire, 1989 ; Musen and Squire, 1993 ); picture priming
and priming of novel nonverbal material (Cave and Squire, 1992 ; Musen
and Squire, 1992 ); facilitated reading speed for words and nonwords
(Musen et al., 1990 ; Musen and Squire, 1991 ); cognitive skill learning
(Squire and Frambach, 1990 ); and adaptation level effects (Benzing and
Squire, 1989 ). WH was involved in four studies of implicit memory:
tests of word priming (Shimamura and Squire, 1989 ), artificial grammar
learning (Knowlton et al., 1992 ), prototype learning (Knowlton and
Squire, 1994 ), and probabilistic classification learning (Knowlton et
al., 1994 ). Patients GD, LM, and WH performed as control subjects did
in each of these studies. In one study of word-stem completion priming,
in which all three patients participated (Shimamura and Squire, 1989 ),
the three patients averaged 20.0% priming (different context
condition: GD = 25.0%, LM = 20.0%, WH = 15.0%), and
the control group (n = 28) averaged 18.6 ± 2.0%.
To summarize (Table 3), patient GD had moderately severe
anterograde amnesia. Although his retrograde memory performance was
mixed, it seems unlikely that he had extensive temporally graded
retrograde amnesia. Thus, his memory impairment appeared similar to
that of RB (Zola-Morgan et al., 1986 ). LM's anterograde amnesia seemed
roughly similar to that of GD and RB, but he had more severe,
temporally graded retrograde amnesia that covered at least 15 years.
Finally, WH had more severe anterograde amnesia than either GD, LM, or
RB, and he had severe, temporally graded retrograde amnesia involving
as much as 25 years. None of the patients exhibited any cognitive
impairment other than amnesia.
Table 3.
Summary of neuropsychological and neuropathological
findings from four patients with bilateral damage to the hippocampal
formation
|
Anterograde
amnesia |
Retrograde amnesia |
Damage to the hippocampal
formation
|
|
| RB |
Moderate |
Minimal |
CA1
field |
| GD |
Moderate |
Minimal (?) |
CA1 field
|
| LM |
Moderate |
Extensive |
CA1, CA2, CA3 fields, dentate
gyrus, entorhinal cortex |
| WH |
Severe |
Extensive |
CA1, CA2, CA3
fields, dentate gyrus, subiculum, entorhinal cortex |
|
|
GD and RB had damage restricted primarily to the CA1 field of the
hippocampus bilaterally. GD and RB additionally had cell loss in the
region of the CA1/subiculum border. LM, in addition to substantial cell
loss in the dentate gyrus and all cell fields of the hippocampus,
evidenced some loss of cells in layers II and III of entorhinal cortex.
WH sustained more distributed damage to the hippocampal region overall
than the other patients, including considerable loss of cells in the
subiculum, complete loss of polymorphic cells in the dentate gyrus, and
dispersion of the granule cell layer in the dentate gyrus. In addition,
WH sustained cell loss in layers III, V, and VI of entorhinal cortex
(slight cell loss also occurred in layer II of entorhinal cortex). The
severity of memory impairment correlated with the extent of damage to
the hippocampal formation. Thus, RB and GD had moderate anterograde
amnesia and minimal retrograde amnesia. (The question mark for GD
indicates that some uncertainty remains about the interpretation of his
performance on remote memory tests.) LM had moderate anterograde
amnesia, together with extensive, temporally graded retrograde amnesia
covering at least 15 years. WH had severe anterograde amnesia together
with extensive, temporally graded retrograde amnesia that was probably
more severe than in LM and involved as much as 25 years.
|
|
Neuropathological findings
Gross appearance of the brains
The surfaces of all three brains were examined before further
histological processing. No infarcts or general cortical atrophy were
apparent. In the brains of LM and WH, who died at the ages of 60 and
71, respectively, there appeared to be some slight widening of sulci,
which is frequently observed with aging (Tomlinson et al., 1968 ). There
was, however, no evidence of the dramatic cortical atrophy that is seen
with Alzheimer's disease (Tomlinson et al., 1970 ). GD died at the
younger age of 52 and his brain did not exhibit sulcal widening. In GD
and LM, the mammillary nuclei appeared normal in shape and size (for
GD, see additional information about mammillary nuclei, below). For LM,
the volume of this region had been calculated as normal in a previous
magnetic resonance (MR) study (Squire et al., 1990 ). WH's mammillary
nuclei appeared to be somewhat smaller than normal, also in agreement
with earlier MR findings (Squire et al., 1990 ).
Microscopic appearance of the brains
All three patients had bilateral damage to the hippocampal
formation. Minimal additional damage occurred in other brain regions.
Before describing the brains of the patients, we first review briefly
the normal appearance of the human hippocampal formation (for review,
see Insausti et al., 1995 ; Amaral and Insausti, 1990 ).
Normal appearance of the human hippocampal formation. The
hippocampal formation includes the dentate gyrus, the hippocampus
proper, the subicular complex, and the entorhinal cortex (Fig.
4). The human dentate gyrus has three layers: the
granule cell layer, the molecular layer, and the polymorphic layer, or
the hilus. In Nissl-stained tissue, the polymorphic cells are difficult
to distinguish from pyramidal cells of the hippocampus, but in other
preparations (i.e., Timm's stain or acetylcholinesterase stain) this
region shows a distinct pattern of labeling. The hippocampus can be
divided into three distinct fields, designated CA1, CA2, and CA3
according to the nomenclature of Lorente de Nó (1934) . Field CA3
borders the hilus of the dentate gyrus, where it is enclosed by the
granule cell layer. The CA2 region contains a more narrow and compact
pyramidal cell layer and is particularly resistant to neuropathology
(Brierley and Graham, 1984 ). The CA1 region begins where the pyramidal
cell layer broadens, and is thickest just before the border of CA1 and
the subiculum. The CA1 field and the subiculum overlap at their border,
which is oriented obliquely to the cell fields.
Fig. 4.
Coronal section from a normal brain through the
right rostral hippocampal formation stained with thionin.
Arrows mark the borders between regions. CA1 and
CA2/3 refer to the CA fields of the hippocampus.
DG, Dentate gyrus; ml, molecular layer of the
dentate gyrus; gl, granule cell layer; pl,
polymorphic layer; S, subiculum; PrS,
presubiculum; PaS, parasubiculum; EC, entorhinal
cortex; cs, collateral sulcus; PRC, perirhinal
cortex. Scale bar, 1 mm.
[View Larger Version of this Image (179K GIF file)]
The entorhinal cortex is multilaminate and is considered to comprise
six layers [modification of the nomenclature of Ramon y Cajal
(1901-1902) ] (Insausti et al., 1995 ). Briefly, layer I is a plexiform
layer, layer II contains islands of large, darkly staining cells, and
layer III is broader and consists of medium-sized pyramidal cells.
Entorhinal cortex lacks an internal granular layer IV, but at
midrostrocaudal levels has an acellular region, lamina dissecans (Rose,
1927 ), in place of a granular layer. This acellular region is referred
to as layer IV of entorhinal cortex. Layer V contains large, dark
pyramidal cells and is approximately 5-6 cells deep. Finally, layer VI
is more heterogeneous and is difficult to distinguish from layer V in
rostral entorhinal cortex, although a border between layers V and VI is
identifiable in caudal entorhinal cortex.
Patient GD
Medial temporal lobe. GD had a bilateral lesion of the
hippocampal region involving most of the CA1 field throughout its
rostrocaudal extent (Figs. 5, 6, 13, 14). Extensive
bilateral loss of CA1 pyramidal cells was observed, and the area of the
CA1 field was reduced. Some proximally situated CA1 pyramidal cells
remained bilaterally at midrostrocaudal and caudal levels of the
hippocampus. An increase in the density of glial cells was evident
throughout CA1, especially in the stratum oriens and stratum radiatum,
the regions above and below the region usually occupied by the
pyramidal cells (see Fig. 6). Increased vascularization,
particularly adjacent to the hippocampal fissure, was apparent in
occasional sections throughout the rostrocaudal extent of the
hippocampus (for example, see Fig. 6A). No cell loss was
observed in the CA2 or CA3 fields at any level of the hippocampus.
Fig. 5.
Coronal section through GD's right rostral
hippocampal formation stained with thionin. Region of total pyramidal
cell loss in the CA1 field is marked with arrowheads. No
cell loss is evident in the CA2 or CA3 fields, the dentate gyrus, or
entorhinal cortex. Star indicates an area of slight cell
loss in proximal subiculum. An arrow indicates the border
between the entorhinal and perirhinal cortex. Abbreviations as in
Figure 4. Scale bar, 1 mm.
[View Larger Version of this Image (161K GIF file)]
Fig. 6.
Coronal sections through the left and right sides
of GD's hippocampal formation at rostral (A, B), mid
(C, D), and caudal (E, F) levels. Region of
pyramidal cell loss is marked with arrowheads at each level.
The lesion includes most of CA1 and proximal subiculum, with more
subiculum damage on the left side. Note the sparing of proximal CA1,
particularly in the caudal hippocampal region (small arrows
in C-F). At these caudal levels, more of the proximal
subiculum is damaged. Scale bar, 1 mm.
[View Larger Version of this Image (134K GIF file)]
Fig. 13.
Photomicrographs taken at a higher magnification
of the CA1 field (top row) and the CA3 field (bottom
row) of the hippocampal region of a normal brain (A and
E), patient GD (B and F),
patient LM (C and G), and patient WH
(D and H). In the CA1 field, note the
complete loss of CA1 pyramidal cells in GD (B) and LM
(C), and patchy loss in WH (D). In the CA3 field,
no pyramidal cell loss is evident in GD (F). However,
there was extensive loss of CA3 pyramidal cells in LM (G)
and in WH (H). Scale bar, 0.5 mm.
[View Larger Version of this Image (148K GIF file)]
Fig. 14.
Photomicrographs taken at a higher
magnification of the dentate gyrus (A-D), subiculum
(E-H), and entorhinal cortex (I-L) in,
from left to right, a normal brain (NORMAL), GD,
LM, and WH. In the dentate gyrus, granule
polymorphic cell loss is visible in LM (C).
Dispersion of the granule cell layer is apparent in WH (D).
Patchy cell loss is evident in the subiculum in WH
(H). WH also had cell loss in the entorhinal cortex
(L). Scale bars, 0.5 mm.
[View Larger Version of this Image (163K GIF file)]
There was also some subicular cell loss bilaterally in the area of the
subiculum/CA1 border, with more loss evident on the left side (Fig.
6C-F). This cell loss was more pronounced caudally. No
damage was observed in any of the layers of the dentate gyrus.
Sections stained with a modified Heidenhain fiber procedure
demonstrated that the alveus, which runs below the pyramidal cell layer
of CA1, was apparently intact. Fibers of the perforant path, which
originates in the entorhinal cortex, could be seen passing through the
CA1 field to terminate in the dentate gyrus and CA3 field. The fimbria
appeared to be slightly shrunken on the left side, although no gliosis
was observed in the sections stained with thionin.
The entorhinal cortex receives approximately two-thirds of its cortical
input from the adjacent perirhinal and parahippocampal cortices
(Insausti et al., 1987 ). Damage to these cortical areas has been
associated with memory impairment. Accordingly, these areas were
examined carefully. The borders between the entorhinal, perirhinal, and
parahippocampal cortical areas were easily distinguishable in patient
GD, and no cell loss was evident in any of these areas. The left
entorhinal cortex appeared to have some very slight cell loss in layers
III and V. Otherwise, all cortical layers had an apparently normal cell
density. The amygdala appeared normal on the right side, but had a
small region of gliosis in the ventromedial portion of the left
side.
Diencephalon. Damage to medial diencephalic
structures, including the anterior nucleus, internal medullary lamina,
mediodorsal nucleus, and other midline nuclei of the thalamus, as well
as the mammillary nuclei, has been associated with memory impairment
(Markowitsch, 1988 ; Mayes, 1988 ; Victor et al., 1989 ; Graff-Radford et
al., 1990 ; Zola-Morgan and Squire, 1993 ). Thus, particular attention
was given to these areas in the analysis of the diencephalon. In GD's
brain, the left medial mammillary nucleus demonstrated some cell loss,
and the lateral half of the nucleus was particularly pale. On the right
side, the mammillary nucleus was normal in size and shape. There were
no areas of cell loss in the right thalamus, but the left side showed
some very small regions of decreased cell density. Specifically, the
left mediodorsal thalamic nucleus appeared to have a slight loss of
medial magnocellular cells relative to the right side. The left fornix
appeared smaller than the right, but, in general, the fornix and the
mammillothalamic tract appeared normal in sections stained using the
Heidenhain fiber procedure.
Other areas. Sections were examined from all major cortical
areas. A few small acellular foci were observed in the neocortex,
including one in the polar cortex of the left temporal lobe, a few
bilaterally in anterior lateral temporal cortex, and three in the
occipital lobe. Otherwise, the cortex had a normal appearance. All
cortical layers were present throughout cortex, with no apparent
decrease in cell density in any area other than those mentioned
above.
Throughout the white matter, there were small holes, which
appeared to be enlargements of the perivascular space, i.e.,
Virchow-Robin space (Braffman et al., 1988 ). They are seen frequently
at autopsies and are most commonly associated with hypertension,
although they are sometimes found in association with normal blood
pressure (Cole and Yates, 1968 ). Numerous areas of perivascular
dilation were noted bilaterally in the temporal poles and near the
claustrum in the temporal stem.
An infarct was observed in the lateral segment of the right globus
pallidus that appeared to extend ~7 mm rostrocaudally and ~2 mm in
width at its widest point. The lesion consisted of a region of cell
loss and degeneration surrounded by a dense band of gliosis. The
cerebellum showed no evidence of damage other than a small area of
ischemic cell loss in the vermis. Damage to the basal forebrain has
been implicated in some cases of amnesia (Alexander and Freedman, 1984 ;
Damasio et al., 1985 ; Phillips et al., 1987 ; Morris et al., 1992 ).
However, no evidence of damage was noted in the basal forebrain,
including the septal nuclei, nucleus accumbens, substantia innominata,
nucleus of the diagonal band, and nucleus basalis of Meynert.
Patient LM
Medial temporal lobe. The primary finding in LM's
brain was an extensive bilateral lesion of the hippocampal region
(Figs. 7, 8, 13, 14) with somewhat more severe damage on
the left side than on the right. There was nearly complete bilateral
loss of the CA1 pyramidal cells, with only a small portion of the
distal part of the field remaining intact through the rostrocaudal
extent of this field (Fig. 8). Throughout CA1, there was
an increase in the density of glial cells. Increased vascularization,
particularly associated with the hippocampal fissure, was apparent in
occasional sections throughout the rostrocaudal extent of the
hippocampal region (Fig. 8C).
Fig. 7.
Coronal section through LM's right rostral
hippocampal formation. Note the complete loss of CA1 pyramidal cells
and the extensive loss of CA3 pyramidal cells (some CA3 cells remain
distally). The CA2 field is partially intact. Extensive loss of
polymorphic cells is evident in the hilus of the dentate gyrus
(indicated by arrow). The subiculum and entorhinal cortex do
not show any cell loss at this level. Abbreviations as in Figure 4.
Asterisk indicates regions of faint staining, which are
artifactual and are not areas of cell loss. Scale bar, 1 mm.
[View Larger Version of this Image (145K GIF file)]
Fig. 8.
Coronal sections through the left and right
sides of LM's hippocampal formation at rostral (A, B), mid
(C, D), and caudal (E, F) levels.
Arrowheads mark borders between areas of preserved neurons
and areas of pyramidal cell loss. The lesion includes the CA3 pyramidal
cells and most of the CA1 field, sparing some distal CA1. Regions of
extensive loss of polymorphic cells in the hilus are indicated with
long arrows. Cell loss also is evident in some portions of
the granule cell layer (see especially A and C).
Star indicates artifact attributable to cutting or staining
of tissue. Scale bar, 1 mm.
[View Larger Version of this Image (128K GIF file)]
The CA2 field also sustained damage, but there appeared to be some
remnant of CA2 at most rostrocaudal levels of the hippocampus,
bilaterally. There also was extensive loss of the pyramidal cells in
the CA3 field bilaterally. Essentially complete bilateral CA3 pyramidal
cell loss was observed through the rostral half of the hippocampal
region. At progressively more caudal levels, there was a progressive
increase in the length of CA3 with at least some pyramidal cells intact
(Fig. 8). In both the CA2 and CA3 fields, the damage was more extensive
in anterior than posterior hippocampus.
Patches of granule cell layer thinning were apparent in the dentate
gyrus. Dentate granule cell loss was particularly notable on the left
side (see Fig. 8E). Only the most caudal sections on both
sides (not shown) appeared to have a completely normal complement of
dentate granule cells. The molecular layer of the dentate gyrus also
appeared to be somewhat thinner than normal. In addition, almost total
cell loss was observed in the hilar region. Again, the loss of
polymorphic cells was more extensive rostrally than caudally (note the
loss of hilar cells in Fig. 7). The subiculum had a generally normal
appearance at most levels through the hippocampal region, although
there were patches of cell loss in its proximal portion (particularly
evident in Fig. 8E,F). The thinning of the subiculum was
more apparent on the right side than on the left.
Sections stained for myelinated axons demonstrated that the alveus was
not affected by the pathology. Moreover, the perforant path was visible
bilaterally at all rostrocaudal levels of the hippocampal region.
Fibers of the perforant path could be seen to travel through CA1 to
reach their normal termination in the dentate gyrus and the CA3 field
of the hippocampus. The fimbria appeared slightly shrunken, but with
little evidence of gliosis.
All layers of the entorhinal cortex were evident, but layers II and III
appeared to have some cell loss bilaterally (Fig. 8A,B). The
paucity of cells was particularly evident in the deep half of layer
III. No obvious damage was detected in other medial temporal lobe
cortical areas, including the perirhinal and parahippocampal cortices.
The amygdaloid complex showed no evidence of cell loss. Overall, the
lesion observed in LM's hippocampal formation was fairly symmetrical,
although there was somewhat more damage to the left than to the right
side.
Diencephalon. In LM, neither the mammillary nuclei nor the
medial thalamic nuclei showed any signs of damage. The mammillary
nuclei were normal in size and shape, and microscopically had a normal
cell density. Volume measurements of LM's mammillary nuclei in a
previous MRI study were in the range of normal subjects (Squire et al.,
1989 ). There was no evidence of damage in the medial thalamic nuclei,
and the medial dorsal nucleus had a normal appearance with no sign of
gliosis. The fornix and mammillothalamic tract appeared generally
normal in the fiber preparation, except for slight gliosis at the tip
of the fornix; the entire fornix appeared bilaterally reduced in
size.
Other regions. Sections were examined from all major
cortical areas. The only significant area of cortical damage was an
infarct in the right lateral occipitotemporal cortex (area 19 of
Brodmann), extending ~2 cm rostrocaudally and as wide as 2.5 cm
mediolaterally. Damage in this area involved all layers of the cortex
and the underlying white matter. A second, much smaller infarct was
observed in the anterior left middle temporal sulcus and extended ~8
mm rostrocaudally through all cortical layers. This infarct appeared
quite narrow (<1 mm wide) and involved a small area of white matter
directly below it. Much less white matter damage was associated with
the infarct in the left medial temporal sulcus than in occipitotemporal
cortex.
Small foci of cell loss, similar to but fewer in number than those
described in patient RB (Zola-Morgan et al., 1986 ), were found
distributed throughout the cortex. Twenty foci were counted in LM, with
most located at the level of the amygdala and the anterior hippocampal
region. Most of these acellular foci were very small (no more than
~0.5 mm in width), involving only 2-3 layers of cortex, although a
few involved all layers of cortex.
Also found distributed throughout cortex were small hypercellular
regions presumed to be metastases, secondary to LM's lung carcinoma.
Multiple brain metastases are frequently observed with small-cell lung
carcinoma (Hirsch et al., 1982 ), distributed more often in the frontal,
parietal, and occipitotemporal regions than in the temporal or
occipital lobes, and occasionally in the basal ganglia (Delattre et
al., 1988 ). The metastases noted in LM's brain had a similar
distribution (8 in frontal cortex, 11 in parietal cortex, 5 in temporal
cortex, and 5 in occipitotemporal cortex). In addition, six metastases
were observed in the basal ganglia (5 in the putamen and 1 in the
claustrum). These metastases appeared as small, round areas of
hyperintense staining. Most were <0.5 mm3, with
the largest ~1 mm3.
Overall, the cortex had a normal appearance. The layers of all cortical
areas were evident, and there was no laminar necrosis as has been
observed in cases of prolonged ischemia (Garcia and Conger, 1981 ; Plum,
1983 ). Furthermore, no decrease in cell density was apparent in any
cortical area.
Substantial cell loss was noted in the medial septal nuclei of the
basal forebrain, but no damage was detected in other basal forebrain
areas, including the nucleus accumbens, substantia innominata, nucleus
of the diagonal band, and nucleus basalis of Meynert. The striatum had
a normal appearance. As frequently seen in cases of ischemia and
anoxia, there was patchy loss of cerebellar Purkinje cells in the
vermis. In addition, the right and left lobules of the cerebellum were
mildly atrophic.
Patient WH
Medial temporal lobe. WH had an extensive bilateral
lesion of the hippocampal formation (Figs. 10, 11, 13, 14) with
somewhat more severe damage on the left side than on the right.
Bilateral loss of CA1 pyramidal cells was observed, but more CA1
pyramidal cells were spared in WH than in RB, GD, or LM. The spared CA1
pyramidal cells were observed throughout the full transverse extent of
the field; the preserved cells appeared to be those normally residing
in the superficial portion of the layer (Fig. 11C). There
was cell loss also in the CA2 field but less than in the CA1 and CA3
fields. Some pyramidal cells were present, bilaterally, at all
rostrocaudal levels of the CA2 field. There was nearly complete loss of
pyramidal cells in the CA3 field, bilaterally (Fig. 11). On the right
side, some CA3 pyramidal cells remained in the most caudal levels of
the hippocampus. Damage to the CA2 and CA3 fields was more extensive
rostrally than caudally in the hippocampus. Holes were present in the
CA3 and CA1 fields that were also visible in WH's MR images (Fig.
12).
Fig. 10.
Coronal section through WH's right rostral
hippocampal formation showing pronounced neuropathology. Extensive
pyramidal cell loss is apparent in the CA1 and CA3 fields, and less
substantial loss of CA2 pyramidal cells. The dentate gyrus appears very
abnormal, with dispersion of the granule cell layer (small
arrow) and complete loss of polymorphic cells. A star
indicates a hole in the hilar region that is apparent at many
rostrocaudal levels of the hippocampal formation; it does not appear to
be histological artifact. Patchy cell loss is evident in the subiculum
and the entorhinal cortex (layers III, V, and VI). A large
arrow indicates the border between the entorhinal cortex and the
perirhinal cortex. Abbreviations as in Figure 4. Scale bar, 1 mm.
[View Larger Version of this Image (169K GIF file)]
Fig. 11.
Coronal sections through the left and right sides
of WH's hippocampal formation at rostral (A, B), mid
(C, D), and caudal (E, F) levels. In rostral
hippocampus, more CA pyramidal cell loss is apparent on the left side
(A) than on the right (B). Note the increased
vascularization and the hole in the hilar region (indicated in each
section on the right with a star). On the left
side (A), substantial loss of neurons is apparent in the
subiculum and entorhinal cortex. In a midrostrocaudal level of the
hippocampus, a hole is evident in the hilar region bilaterally
(stars), and increased vascularization is evident on both
sides (C, D). In addition, damage is apparent in the
hippocampal pyramidal cell fields and the dentate gyrus, including
extensive pyramidal cell loss in the CA1 and CA3 fields, dispersion of
the granule cell layer, and complete loss of polymorphic cells. Note
the sparing of the superficial portion of the CA1 pyramidal cell layer
on the left (arrow in C). Patchy cell loss is
evident in layers III, V, and VI of the entorhinal cortex. The general
pattern of damage continues through the caudal hippocampus, with
increasing cell loss in the subiculum (E, F). Some
preservation of CA1 and CA2 pyramidal cells is visible on the right
side (F). Scale bar, 1 mm.
[View Larger Version of this Image (130K GIF file)]
Fig. 12.
Comparison of a T1-weighted MRI (top)
and a Nissl-stained histological section (bottom) from the
brain of patient WH at a level just rostral to the lateral geniculate
nucleus. Note the enlarged ventricle (V) adjacent to
the hippocampus (H). Note also the cystic defect in
the right CA1 region of the hippocampus ( ), which appears in the
Nissl section and in the magnetic resonance image. The fornix
(f) is indicated in the Nissl-stained section.
The right side of the brain is shown on the right side of
the illustrations.
[View Larger Version of this Image (108K GIF file)]
The appearance of WH's dentate gyrus was very abnormal bilaterally.
Prominent holes appeared in the hilus of the dentate gyrus. Whereas
some of these appeared to be enlarged blood vessels, others were
infarcts or other defects in the hippocampal tissue. Essentially
complete loss of hilar cells was noted (Fig. 11). The granule cell
layer did not have its normal tightly packed appearance. Rather, there
was a radial dispersion of the granule cells that constituted the
layer. Dispersion of the granule cells was prominent at most
rostrocaudal levels, decreasing slightly at caudal levels. Because of
the changes in the density of the granule cell layer caused by the
dispersion, it was not clear whether there was actual cell loss. If
there were actual cell loss, it would likely have been minimal. In
addition to changes in the cell density and thickness of the granule
cell layer, the granule cells appeared larger than normal with
thickening of proximal dendrites. Similar pathology has been reported
in patients with temporal lobe epilepsy (Houser et al., 1990 ) and in
rats months after kainic acid lesions of the hippocampus (Suzuki et
al., 1995 ). After finding this pathology in WH, we reexamined his
medical records and reinterviewed his wife regarding his seizures. We
were able to document only the two seizures described previously, one
in 1985 and one in 1988.
Patchy cell loss was observed in the subiculum. Cell loss in the
subiculum was more pronounced caudally and greater on the left side
than on the right (Fig. 11E,F). The fimbria was shrunken and
gliotic bilaterally. The entorhinal cortex also appeared abnormal, but
its pathology was slightly different than that seen in LM. At rostral
levels of WH's entorhinal cortex, the lamina were clearly defined,
although the distinctiveness of the layers decreased at more caudal
levels. Cell loss in the entorhinal cortex was noted bilaterally in
layers III, V, and VI, and slight loss was observed in layer II. The
deep portion of layer III had the most apparent loss of neurons. The
entorhinal cortex sustained more damage on the left side than the right
(Fig. 11C). No damage was detected in the perirhinal and
parahippocampal cortices.
Diencephalon. WH's mammillary nuclei were reduced in size,
corresponding to findings from magnetic resonance studies performed 5 years before his death (Squire et al., 1990 ). Microscopically, the
cells were more densely packed than normal, and mild gliosis was
apparent (Fig. 15B). Gliosis was evident in the fornix as it
entered the medial mammillary nuclei from their lateral aspect. Both of
these observations are consistent with degeneration of the subiculum
and loss of fibers directed to the medial mammillary nuclei. There was
slight gliosis evident throughout the fornix and it appeared reduced in
size. The thalamus showed no signs of damage.
Fig. 15.
Photomicrographs of the medial mammillary
nuclei in a normal brain (A) and WH (B). WH's
medial mammillary nuclei are small, gliotic, and more densely packed
with cells (B). MMN, Medial mammillary nuclei;
mtt, mammillothalamic tract. Scale bar, 1 mm.
[View Larger Version of this Image (168K GIF file)]
Other areas. Overall, the cortex had a normal appearance
with clearly defined lamina and no decrease in cell density apparent in
any cortical area. Numerous areas of perivascular dilation were noted
throughout the white matter of WH's brain. These were substantially
more abundant and of larger size than those observed in GD. These
lacunae were densely distributed especially in the temporal poles
bilaterally, and subcortically in the striatum, claustrum, and the
globus pallidus, particularly in its medial segment. The only other
damage noted in the brain of WH was an infarct in the pons. The
appearance of the cerebellum was normal with the exception of some loss
of Purkinje cells in the vermis. No cell loss was noted in the basal
forebrain.
Summary of the three brains
Patient GD had the least damage of the three patients. The primary
lesion in GD's brain involved nearly all the CA1 field of the
hippocampus bilaterally, sparing a small portion of proximal CA1, and
also included a small region of the subiculum near the CA1 border. No
bilateral damage was identified elsewhere in the hippocampal region or
in the entorhinal, perirhinal, or parahippocampal cortices. Other than
in the medial temporal lobe, there was minimal damage to the left
medial mammillary nucleus and the left mediodorsal nucleus of the
thalamus. There was no evidence of damage in the basal forebrain.
Damage was also detected in the external segment of the right globus
pallidus, and enlarged perivascular spaces were noted in a widespread
distribution throughout the white matter.
Patient LM had more damage to the hippocampal formation than GD. His
lesion included most of the CA1 field bilaterally, sparing the most
distal portion of the field near the subiculum border. The CA2 field
sustained some damage, but there were patches of preserved CA2
throughout the rostrocaudal length of the hippocampus. In addition,
there was essentially complete loss of CA3 pyramidal cells bilaterally.
Loss of the CA2 and CA3 pyramidal cells was generally more extensive in
the rostral than in the caudal hippocampus. In the dentate gyrus, there
was extensive loss of cells in the polymorphic layer (the hilar region)
as well as patchy loss of granule cells. Although the subiculum was
generally intact, there was some slight patchy loss of the most
proximal portion of the field. The entorhinal cortex also demonstrated
some cell loss. This was most noticeable in layers II and III,
particularly deep in layer III. Finally, there was a substantial loss
of cells in the medial septum. Other damage included infarcts in the
right lateral occipitotemporal cortex and the left medial temporal
sulcus. In addition, small metastases were distributed in frontal,
parietal, temporal, and occipital cortices, and in the basal
ganglia.
Patient WH had the most distributed damage to the hippocampal formation
of the three patients, including substantial cell loss in the CA
fields, the dentate gyrus, and the subiculum, as well as cell loss in
the entorhinal cortex. Unlike GD and LM, cell loss in WH's CA1 spared
some of the superficial CA1 pyramidal cells. Also unlike in GD and LM,
in WH the most extensive and complete loss of cells occurred in the CA3
field with partial damage to the CA2 and CA1 fields. As observed in LM,
damage to the CA fields was more extensive in the rostral than in the
caudal hippocampus. Furthermore, WH's dentate gyrus was very abnormal.
Essentially complete loss of polymorphic cells was noted in addition to
marked dispersion of the granule cell layer. The subiculum had
extensive patchy cell loss, especially caudally. Holes and increased
vascularization were present in the hippocampal region, particularly in
the hilus. The entorhinal cortex of WH was also damaged, including
bilateral cell loss in layers III, V, and VI, and minimal loss in layer
II. The cell loss in the subiculum and entorhinal cortex was worse on
the left than on the right side. No damage was detected in perirhinal
or parahippocampal cortices. WH's mammillary nuclei appeared small,
gliotic, and had a higher cell density than normal. Other sites of
damage in WH included an infarct in the pons and widespread
perivascular enlargements in the white matter and striatum,
particularly in the medial segment of the globus pallidus and the
claustrum.
Comparison of findings from MRI with postmortem findings
Patients LM and WH had been evaluated with MRI in 1989, approximately 1 and 4 years before their deaths, respectively (Squire
et al., 1990 ). MRIs for both patients showed decreased hippocampal
volume with normal volumes for the parahippocampal gyrus and the
temporal lobe, in agreement with postmortem findings (Figs.
9, 12). In addition, both the MRI and the postmortem
analysis of
WH
revealed decreased mammillary nuclei volume and vascular dilation
throughout the white matter of the brain. The fact that the information
obtained from the MR images corresponds well with the postmortem
findings underscores the usefulness of MRI procedures for estimating
the extent of damage in amnesic patients. Nevertheless, the resolution
of MRI is not sufficient to provide detailed information about the
status of particular tissue, especially when there is cell loss without
substantial volume change, e.g., the entorhinal cortex in patient WH.
Fig. 9.
Comparison of a T1-weighted MRI
(top) and a Nissl-stained histological section
(bottom) from the brain of patient LM at the level of the
mammillary nuclei (MMN). The brain appeared to be
somewhat asymmetrical because the amygdaloid complex (A) is
seen on the left side, whereas the hippocampus (H) is
seen on the right. The asymmetry does not appear to be attributable to
oblique coronal sectioning because the mammillary nuclei are apparent
bilaterally. Note the enlarged ventricle located dorsal to the
hippocampus on the right side and the markedly shrunken appearance of
the hippocampus. There is a clear correspondence in the appearance of
the hippocampal formation in the MRI and in the histological section.
The entorhinal cortex (EC) also is visible
bilaterally. The right side of the brain is shown on the right
side of the illustrations.
[View Larger Version of this Image (120K GIF file)]
DISCUSSION
Neuropsychological and neuropathological findings from
the three cases of amnesia reported here, patients GD, LM, and WH,
together with the previously reported findings from RB (Zola-Morgan et
al., 1986 ), strongly support the idea that the hippocampal formation is
important for memory. Furthermore, the extent of damage within the
hippocampal formation appears to be related to the severity of memory
impairment (Table 3). Patient GD, like patient RB, had a bilateral
lesion of the CA1 field of the hippocampus, moderately severe
anterograde amnesia, and apparently little retrograde amnesia. Patient
LM had more extensive damage to the hippocampal formation bilaterally
that involved all the hippocampal CA cell fields, the dentate gyrus,
and some cell loss in the entorhinal cortex. Like RB and GD, LM had
moderately severe anterograde amnesia, but he had more severe and
extensive retrograde amnesia covering at least 15 years. Patient WH had
more distributed damage to the hippocampal formation than either GD or
LM. His lesion involved bilaterally all the hippocampal cell fields,
the dentate gyrus, the subiculum, and layers III, V, and VI of
entorhinal cortex (slight cell loss was also apparent in layer II of
entorhinal cortex). WH had more severe anterograde amnesia than the
other patients, and he also had extensive, temporally graded retrograde
amnesia involving as much as 25 years.
The hippocampal formation and anterograde amnesia
For the purpose of this discussion, we consider the hippocampal
formation to consist of two components, i.e., the hippocampal region
(including the dentate gyrus, the cell fields of the hippocampus
proper, and the subicular complex) and the entorhinal cortex. The
present findings, as summarized in Table 3, make two important points.
First, the findings from patients RB, GD, and LM show that damage
limited primarily to the hippocampal region, even when incomplete, is
sufficient to produce a clinically significant memory impairment. (Of
these three, only LM had damage outside the hippocampal region,
involving some loss of cells in entorhinal cortex.) These findings
correspond to previous findings in monkeys (Zola-Morgan et al., 1992 ;
Alvarez et al., 1995 ) and rats (Mumby et al., 1992 , 1995 ; Jaffard and
Meunier, 1993 ; Jarrard, 1993 ). Taken together, the findings from all
three species emphasize the important contribution to memory made by
the hippocampal region (Squire, 1992 ). It was not possible to rank
order with confidence the severity of anterograde memory impairment in
RB, GD, and LM. However, the fact that GD had the least education, a
low IQ, and was not always interested in testing, raises the
possibility that his performance could have reflected in part these
other factors, and that he was in fact less amnesic than the other
patients.
The second point is that anterograde memory impairment can be
exacerbated when more extensive damage occurs to the hippocampal
formation. The damage in WH, whose memory was the most severely
impaired, involved the whole hippocampal formation, i.e., there was
extensive cell loss in the hippocampal region (including the dentate
gyrus, all the cell fields of the hippocampus, and the subicular
complex), and there was additional cell loss in the entorhinal cortex.
The same point can be made for the well studied amnesic patient, HM
(Scoville and Milner, 1957 ), who exhibits more severe anterograde
memory impairment than any of the patients described here. HM's
radiological findings indicate that he has even more extensive damage
to the hippocampal formation than WH (specifically in the entorhinal
area), as well as damage to the adjacent perirhinal cortex (Corkin et
al., 1996 ). Work with monkeys has also shown that the severity of
memory impairment increases with increasing damage to the medial
temporal lobe (Zola-Morgan et al., 1994 ).
The work described here comes from patients with apparent ischemic or
anoxic damage to the hippocampal formation. The question naturally
arises whether the cascade of events initiated by ischemia or anoxia
might produce neuronal damage sufficient to impair behavioral
performance, but not sufficient to progress to cell death and to be
detectable in histopathology. This possibility has been referred to as
covert damage (Bachevalier and Mishkin, 1989 ; Bachevalier and Meunier,
1996 ; Squire and Zola, 1996 ). It is an important issue, because if
covert damage commonly occurs, then ischemic or anoxic lesions
apparently limited to the hippocampal region cannot be taken as
evidence that only the hippocampal region is dysfunctional. This issue
has been addressed by the development of an animal model of cerebral
ischemia in the monkey (Zola-Morgan et al., 1992 ). Monkeys with
ischemia had detectable damage limited to the hippocampal region and
exhibited about the same level of memory impairment as monkeys with
known surgical lesions (made stereotaxically) that were limited to this
same region (Zola-Morgan et al., 1992 ). Thus, the available data
suggest that the severity of memory impairment in monkeys and humans
with ischemic damage to the hippocampal region is about what would be
predicted from the damage that can be detected histopathologically, and
is comparable to the impairment that results from histopathologically
similar neurosurgical lesions. This issue and other relevant
experiments have been discussed in more detail elsewhere (Squire and
Zola, 1996 ).
The hippocampal formation and retrograde amnesia
Damage limited primarily to the CA1 field of the
hippocampal region (patients RB and GD) caused minimal retrograde
amnesia, involving perhaps 1 or 2 years. Patient GD was previously
thought to have extensive, temporally graded retrograde amnesia
(MacKinnon and Squire, 1989 ; Squire et al., 1989 ). As described in
Results, however, examination of all his test data together does not
appear to provide strong or consistent support for a long temporal
gradient, and GD's poor performance on some tests of retrograde
amnesia are perhaps better attributed to his lower motivation and
intellectual abilities (Table 1). More extensive damage, involving more
of the hippocampal formation (patients LM and WH), caused extensive,
temporally graded retrograde amnesia. Memories acquired recently were
more affected than memories acquired longer ago. In the case of LM, the
impairment extended back at least 15 years, and in the case of WH, the
impairment involved as much as 25 years (Beatty et al., 1987a ; Salmon
et al., 1988 ). To our knowledge, patients LM and WH are the first
reported cases showing that extensive and temporally graded retrograde
amnesia can occur after damage limited to the hippocampal formation.
Specifically, temporally graded retrograde amnesia covering 15 years or
more can occur after relatively circumscribed damage to the hippocampal
formation. More extensive damage, involving additional temporal lobe
structures, is not required to produce this deficit.
Early work on retrograde amnesia in amnesic patients, which depended
primarily on anecdotal evidence of impaired memory, suggested that
retrograde amnesia gradients are rather limited, perhaps a few years or
less, even after substantial damage to the medial temporal lobe. One of
the most influential early reports was that amnesic patient HM's
retrograde amnesia covered only the 2 years preceding his medial
temporal lobe surgery (Milner et al., 1968 ). HM's surgery occurred in
1953 when he was 27 years old (Scoville and Milner, 1957 ). The
conclusion about his retrograde amnesia was based on the
neurosurgeon's notes and on postoperative interviews with HM and his
mother (Corkin, 1984 ).
The report of HM's limited retrograde amnesia at the time was
consistent with other reports of apparently brief retrograde amnesia
after medial temporal lobe damage or removal. For example, Penfield and
Milner (1958) had described two patients who developed amnesia after
left unilateral temporal lobectomy. It was supposed that there was an
undetected lesion of the hippocampus on the right side, and this was
later confirmed in one of the two cases (case 2, below; Penfield and
Mathieson, 1974 ). Case 1, a 28-year-old glove cutter (referred to as
patient A), was reported as having retrograde amnesia `` going back
about 4 years.'' At follow-up, approximately 2.5 years after surgery,
`` ... there is still a retrograde amnesia which, in the opinion
of his family, covers the 4 years immediately preceding his
operation.'' Patient A was additionally described as remembering
clearly the events from more remote time periods and able to recall the
names of his teachers and friends in his school days. Case 2 (referred
to as patient B), a 41-year-old civil engineer, was reported to have
retrograde amnesia that, according to his wife, covered approximately
2.5 months and eventually diminished to about 1 month. Finally, Victor
et al. (1961) described a patient who in 1953 had a stroke that damaged
the hippocampal formation bilaterally and caused significant
anterograde amnesia. According to the patient's son, `` ...
events which occurred before 1951 [2 years before the onset of
amnesia] could be recalled with accuracy.''
Some 20 years after the onset of his amnesia, patient HM was given
formal tests to assess his memory for past public and personal events
(Marslen-Wilson and Teuber, 1975 ; Corkin, 1984 ). The results of these
tests suggested that he had retrograde amnesia covering up to 11 years
before his surgery, i.e., more extensive retrograde amnesia than was
first supposed. We suggest that patients who are interpreted as having
retrograde amnesia limited to a few years, based on clinical interviews
or family reports, often will turn out to have much more extensive
retrograde amnesia when formal tests are given. Note, for example, that
after formal testing the estimate of HM's retrograde amnesia increased
from 2 to 11 years (Corkin, 1984 ).
We also note that HM's ability to recall the names of famous tunes was
below the normal range for the 1930s as well as the 1940s (Corkin,
1984 ). Thus, it is possible that HM's remote memory impairment might
be even more extensive than the 11 year estimate. We also note that HM
became amnesic at a much younger age (27 years old) than the amnesic
patients reported here and elsewhere (Squire et al., 1989 ). Eleven
years before his surgery, HM would have been only 16 years old, and
memory for public events cannot be reliably probed from any earlier
time periods. Specifically, normal subjects aged 16 and 17 do very
poorly on public events questions involving the immediately preceding
decade (Squire, 1974 ). We suggest that if HM had become amnesic after
the age of 40, and if testing were done soon thereafter (not 20 years
later), such testing might have revealed very extensive, temporally
graded retrograde amnesia.
Recent prospective studies in experimental animals have substantiated
the idea that medial temporal lobe damage can produce temporally graded
retrograde amnesia (Winocur, 1990 ; Zola-Morgan and Squire, 1990 ; Kim
and Fanselow, 1992 ; Cho et al., 1993 ; Kim et al., 1995 ). In each case,
remote memories were retained better than recent memories, just as in
human amnesia. The extent of the retrograde amnesia varied from a few
days to a few months. Several factors may determine the extent of
retrograde amnesia, including species, task, the locus and extent of
the lesion, and especially the time course over which the material
being tested is forgotten by normal subjects. Note that the studies of
experimental animals, which yielded retrograde amnesia gradients
covering days to months, have involved information that is normally
forgotten across days, weeks, and months. In contrast, the studies of
human amnesia, demonstrating extensive, temporally graded retrograde
amnesia, have involved information such as famous faces, famous public
events, and salient personal memories that are forgotten only gradually
across many decades. Note also that the single example in which testing
revealed a less extensive temporally graded retrograde amnesia in
humans (i.e., less than 10 years) comes from tests involving former
one-season television programs (Squire et al., 1975 ), where most of the
forgetting occurs within a decade (Squire, 1989 ).
Findings of extensive, temporally graded retrograde amnesia led to the
idea that, as the years pass after learning, there is gradual
reorganization or consolidation within long-term memory storage. The
importance of structures in the medial temporal lobe gradually
diminishes and more permanent memory storage develops (presumably in
neocortex) that is independent of this region (for a recent review, see
Squire and Alvarez, 1995 ). What kind of process could exhibit such a
long time course? As discussed elsewhere (Alvarez and Squire, 1994 ;
Squire and Alvarez, 1995 ), one candidate for gradual, long-term
reorganization of memory is morphological growth and change within the
cortical areas thought to participate in long-term information storage.
Note that the normal process of forgetting occurs over a similarly long
time course. Note, too, that the available facts do not require the
idea that memories are first stored in the hippocampal formation and
then move to neocortex. The data require only that the hippocampal
formation is essential temporarily for long-term memory. As time
passes, the neocortex becomes able to support long-term memory
independently of the hippocampal formation. Events that occur during
the interval after learning, perhaps including endogenous activity
within the hippocampal formation, may drive consolidation in
neocortex.
FOOTNOTES
Received March 21, 1996; revised May 30, 1996; accepted June 3, 1996.
This work was supported by the Human Frontiers Science Program, the
Medical Research Service of the Department of Veterans Affairs,
National Institute of Mental Health Grant MH24600, the McKnight
Foundation, the Office of Naval Research, National Institutes of Health
Grant NS 16980, and a McDonnell-Pew predoctoral fellowship in cognitive
neurosciences (N.R.-C.). We thank Dr. Mark Kritchevsky, Dr. Eliezer
Masliah, Cecelia LeClair, Amy Lockwood, and Scott Hanson for their
contributions, and we thank the patients and their families for their
cooperation and encouragement.
Correspondence should be addressed to Stuart M. Zola, Department of
Psychiatry 0603, University of California at San Diego School of
Medicine, La Jolla, CA 92093.
Dr. Rempel-Clower's present address: Department of Health Sciences,
Boston University, Boston, MA 02215.
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G. M. Muir and D. K. Bilkey
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J. Hall, K. L. Thomas, and B. J. Everitt
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S. A. Small
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C. J. Ploner, B. M. Gaymard, S. Rivaud-Pechoux, M. Baulac, S. Clemenceau, S. Samson, and C. Pierrot-Deseilligny
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S. Datta
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E. Shimizu, Y.-P. Tang, C. Rampon, and J. Z. Tsien
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L. Stefanacci, E. A. Buffalo, H. Schmolck, and L. R. Squire
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I. S. Farooqi, M. K. Jones, M. Evans, S. ORahilly, and J. R. Hodges
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E. Sybirska, L. Davachi, and P. S. Goldman-Rakic
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I. V. Viskontas, M. P. McAndrews, and M. Moscovitch
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S. H. Lisanby, J. H. Maddox, J. Prudic, D. P. Devanand, and H. A. Sackeim
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E. Teng, L. Stefanacci, L. R. Squire, and S. M. Zola
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S. T. Ross and I. Soltesz
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V. Santhakumar, R. Bender, M. Frotscher, S. T Ross, G. S Hollrigel, Z. Toth, and I. Soltesz
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C. L. Leveroni, M. Seidenberg, A. R. Mayer, L. A. Mead, J. R. Binder, and S. M. Rao
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S. M. Zola, L. R. Squire, E. Teng, L. Stefanacci, E. A. Buffalo, and R. E. Clark
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G. Winocur and M. Moscovitch
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G. K. Aguirre and M. D'Esposito
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A. Bechara, H. Damasio, A. R. Damasio, and G. P. Lee
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B. A. Strange, P. C. Fletcher, R. N. A. Henson, K. J. Friston, and R. J. Dolan
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E. Duzel, R. Cabeza, T. W. Picton, A. P. Yonelinas, H. Scheich, H.-J. Heinze, and E. Tulving
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J. M. Reed and L. R. Squire
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G. K. Aguirre, E. Zarahn, and M. D'Esposito
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P. J. Reber, P. Alvarez, and L. R. Squire
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M. D. McEchron and J. F. Disterhoft
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J. D. Gabrieli, J. B. Brewer, J. E. Desmond, and G. H. Glover
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L. R. Squire and S. M. Zola
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L.R. Squire and S.M. Zola
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N. Sugiura, R. G. Patel, and R. A. Corriveau
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