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Volume 16, Number 19,
Issue of October 1, 1996
pp. 6125-6133
Copyright ©1996 Society for Neuroscience
Mitochondrial Dysfunction Is a Primary Event in Glutamate
Neurotoxicity
Alejandro F. Schinder1,
Eric C. Olson1,
Nicholas C. Spitzer1, 2, and
Mauricio Montal1
1 Department of Biology and 2 Center for
Molecular Genetics, University of California at San Diego, La
Jolla, California 92093-0366
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Excitotoxic neuronal death, associated with neurodegenerative
disorders and hypoxic insults, results from excessive exposure to
excitatory neurotransmitters. Glutamate neurotoxicity is triggered
primarily by massive Ca2+ influx arising from
overstimulation of the NMDA subtype of glutamate receptors. The
underlying mechanisms, however, remain elusive. We have tested the
hypothesis that mitochondria are primary targets in excitotoxicity by
confocal imaging of intracellular Ca2+
([Ca2+]i) and mitochondrial membrane
potential ( ) on cultured rat hippocampal neurons. Sustained
activation of NMDA receptors (20 min) elicits reversible elevation of
[Ca2+]i. Longer activation (50 min) renders
elevation of [Ca2+]i irreversible
(Ca2+ overload). Susceptibility to NMDA-induced
Ca2+ overload is increased when the 20 min stimuli are
applied to neurons pretreated with electron transport chain inhibitors,
thereby implicating mitochondria in [Ca2+]i
homeostasis during excitotoxic challenges. Remarkably,  exhibits
prominent and persistent depolarization in response to NMDA, which
closely parallels the incidence of neuronal death. Blockade of the
mitochondrial permeability transition pore by cyclosporin A allows
complete recovery of  and prevents cell death. These results
suggest that early mitochondrial damage plays a key role in induction
of glutamate neurotoxicity.
Key words:
calcium;
cyclosporin;
excitotoxicity;
imaging;
mitochondria;
NMDA receptor;
neuronal death
INTRODUCTION
Excitotoxicity, the process by which
overactivation of excitatory neurotransmitter receptors leads to
neuronal cell death, must be understood in terms of the intervening
cascade of events (Choi, 1987 , 1988 , 1995 ). Compelling evidence
supports a key role for massive Ca2+ influx through the
NMDA receptor (NMDAR) channel as a trigger of glutamate neurotoxicity:
(1) selective blockade of NMDARs markedly reduces the extent of
excitotoxic damage (Choi et al., 1988 ; Michaels and Rothman, 1990 ); (2)
neurons survive when challenged in absence of extracellular
Ca2+ or presence of intracellular Ca2+
([Ca2+]i) chelators (Choi, 1987 ; Tymianski et
al., 1993a ,b); and (3) glutamate receptor overstimulation induces
elevations of [Ca2+]i that precede cell death
(de Erausquin et al., 1990 ; Michaels and Rothman, 1990 ; Randall and
Thayer, 1992 ; Tymianski et al., 1993a ,b; Witt et al., 1994 ). Oxidative
stress is thought to be a contributing factor in glutamate
neurotoxicity through generation of oxygen radicals that disrupt cell
functions (Dykens et al., 1987 ; Dawson et al., 1991 ; Coyle and
Puttfarcken, 1993 ; Lafon-Cazal et al., 1993 ; Lipton et al., 1993 ).
However, the link between elevation of
[Ca2+]i, free radicals, and neuronal death
remains unclear (Choi, 1995 ).
Mitochondria are unique among cell organelles in their
involvement in the concerted consumption of oxygen, production of
oxygen radicals, and mobilization of [Ca2+]i
(Gunter and Pfeiffer, 1990 ; Thayer and Miller, 1990 ; Miller, 1991 ;
Beal, 1992 ; Coyle and Puttfarcken, 1993 ; Rizzuto et al., 1993 ;
Jouaville et al., 1995 ; White and Reynolds, 1995 ). Given that excessive
Ca2+ accumulation in mitochondria uncouples electron
transfer from ATP synthesis (Beatrice et al., 1980 ; Gunter and
Pfeiffer, 1990 ; Bernardi et al., 1994 ), and considering that impairment
of energy metabolism (Wang et al., 1994 ) increases generation of free
radicals (Halliwell and Gutteridge, 1989 ; Coyle and Puttfarcken, 1993 ),
mitochondria emerge as a plausible link between elevation of
[Ca2+]i and glutamate neurotoxicity. The
pivotal role of mitochondria in excitotoxicity has been highlighted
recently by the deterministic influence of mitochondrial function in
the decision between apoptotic or necrotic cell death (Ankarcrona et
al., 1995 ; Bonfoco et al., 1995 ) and by the protective action of
transforming growth factors presumably conferred by enhancing
mitochondrial energetics (Mattson et al., 1993 ; Prehn et al.,
1994 ).
Here, we focus on the following question: is the mitochondrion
the sensor that converts elevation of [Ca2+]i
from a physiological modulator into a trigger for cell death? We show
that mitochondria are involved in Ca2+ sequestration during
an excitotoxic insult (Schinder et al., 1995 ) and that this
Ca2+ current induces sustained mitochondrial
depolarization, which closely parallels the incidence of neuronal
death. Our findings suggest that neuronal injury follows from excessive
influx of Ca2+ via the NMDAR that, in turn, attenuates the
mitochondrial membrane potential ( ) leading to the opening of the
permeability transition pore (PTP), further collapsing  . Blockade
of the PTP with cyclosporin A (CsA) leads to the recovery of  and
promotes cell survival. The results outline a novel way of thinking
about excitotoxic cell death, shifting the focus of attention from a
global event staged by intracellular Ca2+ toward a more
compartmentalized question centered on mitochondrial homeostasis.
MATERIALS AND METHODS
Hippocampal cultures. Mixed hippocampal
neuronal/glial cultures were established as described (Schinder and
Montal, 1993 ). Briefly, hippocampi from E17-E19 rat embryos were
incubated in basic saline solution (BSS) containing (in
mM): 137 NaCl, 3.5 KCl, 0.4 KH2PO4,
0.33 Na2HPO4 · 7 H2O, 5 trimethylaminoethanesulfonic acid, pH 7.4, and 10 glucose with 0.25%
trypsin for 15 min at 37°C. Tissue was washed and dissociated by
trituration with a Pasteur pipette. Cells were centrifuged for 5 min at
200 × g, and the pellet was resuspended in BSS. Cells
were plated (105 cells/cm2) and maintained as
described.
Cell death assays. In vitro excitotoxicity is
commonly investigated using agonist exposures that range from 5 min to
24 hr (Choi, 1987 ; Weiss et al., 1994 ). In our conditions, mild and
severe types of neuronal death were selectively achieved with exposures
of 20 and 50 min, respectively. Culture medium was removed, neurons
were rinsed with 10 ml of BSS + 1.1 mM CaCl2 + 10 µM glycine, and treated with 200 µM NMDA
(dissolved in the same solution) for either 20 (de Erausquin et al.,
1990 ; Michaels and Rothman, 1990 ; Lafon-Cazal et al., 1993 ; Witt et
al., 1994 ) or 50 min (Tymianski et al., 1993a ,b) at 23 ± 1°C.
Treatments were terminated by addition of culture medium (Schinder and
Montal, 1993 ) supplemented with 20 µM dizolcipine
[MK-801] (Research Biochemicals, Natick, MA) to prevent activation of
NMDAR attributable to residual NMDA or glutamate released from synapses
(Hartley and Choi, 1989 ). Cultures were returned to the incubator and
cell death was assessed 18-24 hr later by trypan blue staining
(0.4%). When indicated, CsA (Sandoz, Basel, Switzerland) was dissolved
in ethanol or dimethyl sulfoxide (DMSO; 42 mM) and added to
solutions held at 37°C under vigorous stirring to a final
concentration of 1.6 µM. To mimic those conditions used
in imaging experiments, CsA was added 40 min before the NMDA challenge
and removed after 2 hr. A minimum of 500 cells were counted blind on
each culture dish. For each experiment, two identical culture dishes
were treated for control and 20 and 50 min exposure to NMDA, or, in the
CsA experiments, control and 20 min NMDA in absence and presence of
CsA.
Calcium imaging. Neurons were Fluo-3-loaded for 75 min at a
bath concentration of 5.5 µM Fluo-3 AM (Molecular Probes,
Eugene, OR) dissolved in DMSO (Kao et al., 1989 ). Imaging was performed
with an argon laser confocal system (Bio-Rad MRC600) equipped with 488 nm excitation/515 nm emission filters on a Zeiss microscope (Thornwood,
NY) with a 20× water immersion objective (numerical aperture 0.4).
Neurons were constantly superfused at a rate of 3 ml/min with BSS + 1.1 mM CaCl2 + 2 mM MgCl2 + 10 µM glycine (control solution). NMDA was applied in
Mg2+-free solution. Images were sampled and collected at
8-15 sec intervals for 2 hr (up to 4 hr for 50 min NMDA experiments)
and recorded on videotape. Slower sampling rates (1 image/2 min) and
lower laser intensity (1/6 of standard power) yielded identical
results, suggesting that phototoxic effects are minimal. Signals
obtained during Ca2+ overload were not attributable to
saturation of dye, as fluorescence increased further after addition of
5 µM ionomycin (Calbiochem, La Jolla, CA) in the presence
of 20 mM CaCl2, pH 8.0. Digital images were
acquired either on-line or off-line with a Macintosh computer equipped
with a frame grabber (Data Translation) using Image 1.47 software (W. Rasband, National Institutes of Health). A total of 20-25 neurons was
studied in each experiment; somatic regions of ~170 pixels were
chosen for quantitation of fluorescence intensity. Regions without
neurons or processes were used for background subtraction. For
calibration experiments (Kao et al., 1989 ; Vergara and DiFranco, 1992 ),
[Ca2+]i was calculated as
[Ca2+] = Kd(F Fmin)/(Fmax F), where Kd was assumed to be
400 nM, Fmax was measured at the end of the
experiment by treating neurons with 5 µM ionomycin,
Fmin was derived from
Fmax, and background fluorescence was obtained
after addition of 0.02% saponin.
Imaging of  . Neurons were incubated for 30 min in the
presence of 0.1 µM tetramethylrhodamine ethylester (TMRE;
Molecular Probes). TMRE was added to all solutions used during these
experiments, which typically lasted 2 hr. When indicated, 1.6 µM CsA was present in all solutions throughout the
experiment, with a preincubation time of 40 min before the NMDA
challenge. Three to seven neurons were studied in each experiment.
Imaging (Farkas et al., 1989 ) was as described above, except that
samples were collected at 1 image/90 sec and a 514/550 nm filter and a
40× water immersion objective (numerical aperture 0.9) were used. The
confocal pinhole was closed to 1/5 to 1/3, and signals were amplified
1.5× with a digital zoom. Fluorescence intensity was quantified in a
perinuclear ring (~1000 pixels) in which mitochondrial clusters are
located (see Fig. 4B). Baseline fluorescence
(F0) was measured as average normalized
fluorescence emitted during the initial 5 min of the experiment.
Control experiments showed that selective depolarization of the plasma
membrane (35 mM KCl, 0 Ca2+) evoked minor
changes in mitochondrial fluorescence. Results indicate that decrements
of mitochondrial fluorescence primarily reflect mitochondrial
depolarization and not reequilibration of dye in response to
NMDA-induced plasma membrane depolarization. This assertion was
confirmed by the finding that 100 µM carbonyl cyanide
m-chlorophenylhydrazone, uncoupler of oxidative
phosphorylation, decreases TMRE fluorescence (Farkas et al., 1989 ) to
an extent comparable to that produced by the NMDA treatments.
Fig. 4.
NMDAR overstimulation collapses  .
A, Digital images of neurons exposed to TMRE before
removal of NMDA (top frame indicated by 0:00:00 time),
during 20 min stimulation with 200 µM NMDA, and after
removal of NMDA (wash). Collapse of  is shown as a
decrease in fluorescence intensity during exposure to NMDA. Partial
repolarization occurs after the stimulus is removed. Pseudocolor
scale represents arbitrary fluorescence intensity values
ranging from 0 to 255. Scale bar, 20 µm. B, Time
course of  measured in arbitrary fluorescence units for neurons
stimulated with NMDA for 0 (control), 0.5, 20, and 50 min and recorded during 2 hr. Each trace represents mitochondrial
fluorescence from an individual neuron normalized to its initial
baseline value (F0), and each set of
recordings belongs to a single representative experiment.
Inset, Perinuclear ring of mitochondrial fluorescence
used for quantitation. C, Mitochondrial fluorescence
signals, as shown in B, are quantified as Peak
Depolarization = Fmin/F0, an
indicator of transient mitochondrial depolarization, and Recovery
Ratio = Fend/F0, an
indicator of mitochondrial repolarization after cessation of the NMDA
stimulus. Bars plotted for 0, 0.5, 20, and 50 min NMDA represent
mean ± SEM for n = 28, 28, 74, and 84, respectively. For both bar charts, ANOVA analysis revealed that
populations are different with p < 0.00001. **,
Statistically significant differences (p < 0.0001) compared with all other treatments using the post
hoc test. D, Effect of
[Ca2+]ext on depolarization of 
elicited by 20 min NMDA. Bar chart for Peak Depolarization and Recovery
Ratio was calculated and plotted as in C. *,
Statistically significant difference with p < 0.002. Inset, Comparison of the time courses of 
in the presence of [Ca2+]ext = 1.1 or 5.5 mM. Traces are averages from all recordings
(5.5, n = 33; 1.1,
n = 74).
[View Larger Version of this Image (50K GIF file)]
All experiments reported were performed at 23 ± 1°C on neurons
cultured for 14-17 d.
Statistics. Pooled data are presented as mean ± SEM.
For comparisons between two groups, a two-tailed Student's
t test was used. When three or more groups were compared
(Figs. 1
[Ca2+]i (4)
followed by a slow decrease to a lower level lasting several minutes
(5), which gradually increases to achieve a higher
plateau [Fplateau, (6)].
[Ca2+]i returns to baseline levels shortly
after the NMDA stimulus is removed (7). Record
obtained from the neuron marked with an arrowhead. Scale
bar, 40 µm. B, Same as A, but neurons
were stimulated for 50 min with NMDA. A similar time course was
recorded, but heightened [Ca2+]i
(6) failed to return to baseline levels
[Ca2+ overload, (7)]. Calibration
of [Ca2+]i yielded the following values:
(1) [Ca2+]baseline = 29 ± 2 nM; (2)
[Ca2+]K+ = 0.91 ± 0.10 µM; (4)
[Ca2+]peak = 1.5 ± 0.2 µM; (5)
[Ca2+]valley = 0.29 ± 0.03 µM; (6)
[Ca2+]plateau = 2.1 ± 0.2 µM; n (number of cells) > 47. C, Extent of Ca2+ overload versus duration
of the NMDA challenge. Ca2+ overload was calculated as the
ratio of the fluorescence value at the end of the experiment
[Fend, (7)] to the
highest value achieved during the challenge
[Fplateau, (6)]. Data are
mean ± SEM. ANOVA analysis revealed that populations are
different with p < 0.00001. *, Statistically
significant difference (p < 0.005) obtained
using the post hoc test compared with all other
treatments; **p < 0.0001. Numbers
in parentheses denote population sizes.
{/ANNT;64064n;;66880n;72864n}
|
C, 4C), a single-factor
ANOVA, followed by a post hoc Bonferroni t test
with correction for multiple comparisons, was used.
RESULTS
NMDAR overstimulation induces neuronal cell death
To assess the effects of NMDAR overstimulation on mitochondrial
Ca2+ sequestration and cell death, experimental paradigms
that elicit either moderate or severe extents of neuronal death were
developed. Neurons were exposed to 200 µM NMDA for
variable time intervals, and cell death was determined 18-24 hr later
using the trypan blue exclusion assay. Neuronal death in hippocampal
cultures increased with the duration of the NMDA challenge: 39 and 67%
cell death were elicited by NMDA pulses of 20 and 50 min (Table
1), respectively. This finding is consistent with the
notion that cellular damage increases with the duration of
Ca2+ influx through the NMDAR (Tymianski et al., 1993a
).
Table 1.
Neuronal damage assessed by cell death, Ca2+
overload, and mitochondrial depolarization
|
20 min NMDA |
50 min NMDA |
|
| Fraction of dead
cells |
0.39 ± 0.04 (23,601) |
0.67 ± 0.06 (11,375)
|
| Ca2+
overload |
0.13 ± 0.06 (107) |
0.71 ± 0.06 (200)
|
| Mitochondrial
depolarization |
0.37 ± 0.04 (74) |
0.76 ± 0.02 (84) |
|
|
The fraction of dead cells was calculated from counts of cultures
stained with trypan blue 24 hr after treatments. Cell death in cultures
treated with vehicle (0.07 ± 0.01; n = 18,846)
was subtracted. Ca2+ overload was determined as in Figure
1. Mitochondrial depolarization was derived as 1-Recovery Ratio (Fig.
4). Values denote mean ± SEM; numbers in parentheses indicate the
population of cells examined.
|
|
NMDA produces transient or sustained increases in
[Ca2+]i depending on pulse duration
To evaluate the time course of change in
[Ca2+]i evoked by NMDAR overstimulation,
time-lapse fluorescent imaging was performed on hippocampal neurons
loaded with the Ca2+ indicator Fluo-3 AM. As shown in
Figure 1A, 20 min application of NMDA evokes a fast
rise in [Ca2+]i to a peak that decays slowly
to an intermediate level before rising to a higher plateau. Calcium
returns to baseline levels after withdrawal of the stimulus (recovery).
However, a 50 min pulse of NMDA induces Ca2+ overload (Fig.
1B), as indicated by the persistence of
Ca2+ elevation. The extent of Ca2+ overload
increases with duration of the NMDA challenge (Fig. 1C).
Comparison of the incidence of cell death with that of Ca2+
overload produced by these treatments, especially at 20 min (see Table
1), reveals an apparent disparity: the incidence of cell death is
significantly higher than that of Ca2+ overload. This
indicates that recovery of [Ca2+]i to
baseline levels is not necessarily indicative of cell survival and
suggests that additional steps intervene between elevation of
[Ca2+]i and cell death.
The susceptibility to NMDA-induced Ca2+ overload is
augmented by mitochondrial function inhibitors
To test whether mitochondria lie on the main pathway to
excitotoxicity, we studied the effects of specific inhibitors of
mitochondrial function on cell death induced by 20 min stimulation with
NMDA. Antimycin A and rotenone, specific inhibitors of complex III and
complex I of the electron transport chain, were used to block electron
transfer and proton extrusion mechanisms, thereby decreasing 
(see Fig. 3) and ATP synthesis. Antimycin A (10 nM)
increased the susceptibility of hippocampal neurons to NMDA-induced
cell death, confirming results obtained with cyanide, the specific
inhibitor of complex IV (Dubinsky and Rothman, 1991
). We next examined
its effects on elevation of [Ca2+]i in
response to 20 min pulses of NMDA. Antimycin A at 1 nM
abolishes the early decrease in [Ca2+]i,
hereafter defined as Ca2+ sequestration, yet recovery to
baseline is achieved after the stimulus is removed (Fig.
2A). At 100 nM,
Ca2+ sequestration is abolished and, moreover,
[Ca2+]i remains tonically elevated. Antimycin
A inhibits Ca2+ sequestration (
) and recovery (
) in a
dose-dependent manner, with IC50 = 470 ± 130 pM and IC50 = 15.9 ± 4.5 nM,
respectively (Fig. 2B). IC50 values are
30-fold apart, suggesting that Ca2+ sequestration and
recovery are distinct mechanisms, both associated with mitochondria.
The primary involvement of mitochondria was confirmed using rotenone
(Fig. 2C,D); pretreatment produces a similar biphasic
profile, abolishing Ca2+ sequestration at even lower
concentrations (IC50 = 48 ± 19 pM) and
blocking recovery at somewhat higher doses (IC50 = 1.5 ± 0.7 µM). These results suggest that although
mitochondrial Ca2+ uptake is responsible for
Ca2+ sequestration, ATP-dependent plasma membrane
transporters may account for recovery by Ca2+ extrusion
(Thayer and Miller, 1990
; Miller, 1991
; White and Reynolds, 1995
; Budd
and Nicholls, 1996
). This conjecture was addressed using oligomycin,
which specifically inhibits mitochondrial ATP synthase without altering
the redox-generated 
. In accordance with this prediction, neurons
treated with oligomycin before stimulation fail to recover from NMDAR
overactivation but show only minor changes in Ca2+
sequestration (Fig. 2E,F). By contrast,
thapsigargin (100 nM
thapsigargin
500 nM), a specific blocker of endoplasmic reticulum (ER)
Ca2+ ATPases (Thastrup et al., 1990
), does not affect
Ca2+ sequestration or recovery, indicating that ER
mechanisms are not major determinants of this process.
Fig. 3.
Effects of mitochondrial function inhibitors on

. Pictures show digital images of neurons exposed to TMRE (Farkas
et al., 1989
) before and after treatment with 10 µM
antimycin A or oligomycin. Collapse of 
is shown as a decrease in
fluorescence intensity after exposure to antimycin A. Pseudocolor scale represents arbitrary fluorescence
intensity values ranging from 0 to 255. Scale bar, 20 µm. Traces
(right column) indicate time course of changes in 
measured in arbitrary fluorescence units for neurons treated with
antimycin A or oligomycin. Arrows indicate initiation of
treatments. Each trace represents mitochondrial fluorescence from an
individual neuron normalized to its initial baseline value
(F0).
[View Larger Version of this Image (101K GIF file)]
Fig. 2.
Inhibitors of mitochondrial function modulate
homeostasis of [Ca2+]i elicited by a 20 min
NMDA stimulus. A, Time course of change in
[Ca2+]i for neurons pretreated with antimycin
A (anti) for 15 min immediately preceding stimulation
with 200 µM NMDA. At 1 nM, antimycin
selectively inhibits Ca2+ sequestration; at 100 nM, it abrogates both Ca2+ sequestration and
recovery. Calibration of
[Ca2+]i on neurons pretreated
with 1 µM antimycin A yielded the following values:
[Ca2+]baseline = 23 ± 2 nM;
[Ca2+]peak = 1.33 ± 0.12 µM; [Ca2+]plateau = 2.7 ± 0.2 µM; n (number of cells) > 36. This
indicates that lack of Ca2+ sequestration is not because of
saturation of the dye. B, Dose-response for
Ca2+ sequestration (
) and recovery
(
). Ca2+ sequestration is quantified as the area above
the Ca2+ signal (hatched area in
A, top panel) normalized to the
rectangular area delimited by the baseline and the peak of the waveform
during 20 min NMDA application. Recovery is defined as the fraction of
cells that exhibit
Fend/Fplateau
0.3. C, Neurons pretreated for 15 min with rotenone
(rote). Similar to antimycin, 10 nM rotenone
selectively reduces Ca2+ sequestration, whereas 10 µM abolishes both sequestration and recovery.
D, Dose-response for Ca2+ sequestration
(
) and recovery (
). E, Neurons pretreated for 15 min with oligomycin (oligo). At
10 nM,
oligomycin inhibits recovery but has a minor effect on Ca2+
sequestration. F, Dose-response for Ca2+
sequestration (
; IC50
10 µM) and
recovery (
; IC50 = 11.1 ± 2.8 nM).
Curves represent best fits to the function y = A0 + A1 · (IC50/([drug] + IC50))h.
[View Larger Version of this Image (41K GIF file)]
Effects of mitochondrial function inhibitors on 
To examine the effects of mitochondrial function inhibitors
on 
, the fluorescent potentiometric dye TMRE, known to partition
specifically into polarized mitochondria, was used for imaging (Farkas
et al., 1989
). Neurons treated with antimycin A (Fig. 3,
top panel) display a prominent decrease in fluorescence,
reflecting mitochondrial depolarization (Farkas et al., 1989
; Loew et
al., 1994
). As shown in the trace, a transient increase in relative
fluorescence precedes the decay (see also Figs.
4B, 5B); this may arise
from unquenching of the dye before its loss from mitochondria (Budd and
Nicholls, 1996
). The extent of depolarization (D) was
quantified as the ratio of the mitochondrial fluorescence 20 min after
antimycin A application to fluorescence before the treatment
(D = 0.632 ± 0.043; n = 23 neurons). Oligomycin does not alter 
(D = 1.008 ± 0.028; n = 19 neurons; bottom
panel), however, subsequent application of antimycin A does elicit
depolarization of 
. These results strongly suggest that
differences between the effects of blockers of the electron transport
chain (antimycin A and rotenone) and the ATP synthase (oligomycin) on
Ca2+ sequestration (Fig. 2) are attributable to their
distinct actions on 
.
Fig. 5.
Blockade of the PTP enhances recovery of the
NMDA-induced collapse of 
and decreases neuronal death.
A, Digital images of TMRE fluorescence of neurons
exposed for 20 min to 200 µM NMDA in the presence of 1.6 µM CsA. Numbers indicate critical time
points in the 
signal shown in B and code panels
1 to 6 that are pseudocolored images of
TMRE fluorescence. Neurons show a marked depolarization of 
evoked by the NMDA pulse; repolarization occurs after removal of the
stimulus. Scale bar, 20 µm. All other conditions are as in Figure 4.
B, Left panel, Time course of 
from
neurons shown in A, measured in arbitrary fluorescence
units. Each trace corresponds to one of the neurons in the digital
images. Right panel, Comparison of the time courses of

in response to 20 min NMDA in the presence or absence of CsA.
Traces are averages from all recordings (+CsA:
n = 26;
CsA: n = 74). C, Recovery of 
(Recovery Ratio) was
calculated for recordings obtained in the presence of CsA
(n = 26 neurons) and compared with
those presented in Figure 4C for 20 min NMDA. Peak
depolarization is not affected by CsA (Peak Depolarization = 0.351 ± 0.048; p = 0.1). Cell
death induced by NMDA was simultaneously assessed in the
presence (n = 7126 neurons) and absence
(n = 7985 neurons) of CsA for six independent
experiments. Fraction of dead cells in cultures treated with vehicle
was subtracted (0.054 ± 0.003; n = 6547 neurons). Bars represent mean ± SEM. *, Statistically significant
difference between treatments (p < 0.002);
**p < 0.0001.
[View Larger Version of this Image (49K GIF file)]
NMDA collapses 
The link between NMDAR overstimulation, Ca2+
sequestration, and impairment of mitochondrial function was
substantiated by measurements of 
during the excitotoxic
challenge (Fig. 4). Neurons challenged for 20 min with NMDA display a
prominent depolarization (Fig. 4A) that exhibits a
time scale coincident with the development of Ca2+ overload
(Fig. 1A). Only partial recovery is observed,
suggesting an irreversible process in contrast to the
reversibility of [Ca2+]i signals (Fig.
1A). Increasingly longer NMDA stimuli induce more
conspicuous depolarizations of 
, with decreasing extents of
recovery (Fig. 4B,C). A 30 sec stimulus yields a
shallow and reversible depolarization of 
(Fig. 4C).
However, a prominent depolarization is induced by both 20 and 50 min
NMDA stimuli, establishing a linkage between NMDAR overactivation and
mitochondrial impairment. Moreover, recovery of 
is only partial
for 20 min stimuli, and negligible for 50 min stimuli, suggesting that
permanent mitochondrial damage occurred. Heightened extracellular
[Ca2+] ([Ca2+]ext) sharply
decreases the extent of recovery induced by 20 min NMDA (Fig.
4D), strengthening the connection between
NMDA-induced Ca2+ influx and collapse of 
.
Blockade of the mitochondrial PTP with cyclosporin A promotes
recovery of the NMDA-induced collapse of 
and prevents neuronal
death
Depolarization of mitochondrial inner membrane, together with an
increase in matrix [Ca2+] may induce opening of the PTP,
a mitochondrial channel that allows ionic diffusion and thereby
collapses 
(Petronilli et al., 1993
). The immunosuppressant drug
CsA is a potent blocker of the PTP (Bernardi et al., 1994
; Nicolli et
al., 1996
) and presumably may prevent the NMDA-induced collapse of

. Figure 5 shows that in the presence of 1.6 µM CsA, depolarization of 
in response to 20 min
NMDA is only transient. The rate of decay of 
appears to be
slower in the presence of CsA than in its absence (Fig. 5B,
right panel), suggesting that opening of the PTP may
accelerate mitochondrial depolarization. Remarkably, the recovery is
practically complete (compare with Fig. 4B,C),
suggesting that persistent opening of the PTP may be the cause for
tonic mitochondrial depolarization. To examine the involvement of the
PTP in excitotoxic cell death, the survival of neurons challenged in
the presence of CsA or its absence was determined. CsA protects neurons
from NMDA-induced death by 64.8 ± 6.3% (Fig. 5C).
These findings implicate the PTP in the persistent mitochondrial
depolarization in response to NMDAR overstimulation (Fig. 4) and
establish a connection between mitochondrial dysfunction and
excitotoxic neuronal death.
DISCUSSION
The results presented here show that (1) overstimulation of NMDARs
deregulates homeostasis of [Ca2+]i and
induces neuronal death depending on pulse duration; (2) control of
[Ca2+]i during an excitotoxic treatment
relies primarily on mitochondrial function; (3) NMDA-induced
Ca2+ influx is sufficient to induce early and persistent
mitochondrial depolarization; and (4) blockade of the mitochondrial PTP
promotes recovery of 
and decreases the incidence of cell death.
The complex interplay between elevation of
[Ca2+]i and mitochondrial function provides a
basis to formulate a model of excitotoxic neuronal death. In essence,
this model proposes that cell survival relies on a delicate balance
between mitochondrial function and [Ca2+]i
homeostasis. Massive Ca2+ influx induces an imbalance in
mitochondrial homeostasis, leading to mitochondrial dysfunction, which
in turn triggers neuronal cell death (Fig. 6). We turn
now to discuss the experimental foundation of the model.
Fig. 6.
Schematic representation of potential pathways by
which mitochondrial dysfunction could act as an effector of excitotoxic
neuronal death. NMDAR overstimulation induces excessive
Ca2+ influx and abnormal elevations of
[Ca2+]i. Mitochondrial Ca2+
uptake, driven by 
, attenuates 
. This, in turn, causes a
decrease in ATP synthesis and the opening of the PTP, which collapses

. Mitochondrial dysfunction elicits a further reduction in
intracellular ATP pools, increases free radical generation, and most
likely activates other processes that ultimately contribute to neuronal
cell death.
[View Larger Version of this Image (32K GIF file)]
Time-lapse video imaging of 
shows that depolarization is a
consequence of NMDAR overstimulation (Fig. 4); whereas mitochondrial
depolarization evoked by 20 min NMDA does not revert to baseline levels
(Fig. 4B), elevation of
[Ca2+]i does (Fig. 1, Table 1). These results
have three major implications: (1) sustained mitochondrial
depolarization is not attributable to tonically elevated
[Ca2+]i; (2) mitochondrial homeostasis is not
linked to [Ca2+]i after removal of the
excitotoxic stimulus; and (3) persistent mitochondrial depolarization
is an expression of mitochondrial dysfunction.
Findings on cell death, [Ca2+]i homeostasis,
and 
are summarized in Table 1. Results from 20 min NMDA
treatments reveal an apparent mismatch between the extent of
Ca2+ overload and the percentage of dead neurons. This
suggests that although existing ATP pools may be sufficient to drive
Ca2+ extrusion systems and recover
[Ca2+]i homeostasis (Fig.
1A,C), early neuronal damage occurs as revealed by
the collapse of 
(Fig. 4) and the induction of cell death. In
contrast, the extent of Ca2+ overload observed for 50 min
treatments (Fig. 1B) parallels the incidence of
neuronal death, suggesting exhausted ATP pools. Ca2+
overload therefore may be secondary to mitochondrial dysfunction, and
not a causal event for cell death (Fig. 6). This conjecture is
supported by the results presented in Figure 2, in which inhibition of
mitochondrial function leads to Ca2+ overload; for
instance, [Ca2+]i responses to 50 min NMDA
are mimicked by 20 min NMDA in neurons pretreated with oligomycin.
Moreover, in agreement with previous findings (Tymianski et al.,
1993a
), Ca2+ overload occurs much earlier than loss of
plasma membrane integrity, as indicated by the ability of neurons to
retain the Ca2+ indicator Fluo-3 in the cytoplasm for more
than 4 hr. Thus, Ca2+ overload may be an indicator of cell
death, but recovery is not an indicator of cell survival. This notion
resolves discrepancies in correlations of
[Ca2+]i postinsult and neuronal death (de
Erausquin et al., 1990
; Michaels and Rothman, 1990
; Randall and Thayer,
1992
; Witt et al., 1994
).
Mitochondria are major buffering compartments for elevations of
[Ca2+]i in response to brief exposures to
glutamate in cortical neurons (White and Reynolds, 1995
). Inhibition of
mitochondrial function by picomolar concentrations of antimycin A or
rotenone abolishes Ca2+ sequestration in response to
prolonged NMDA treatments (Fig. 2), indicating that mitochondria act as
a primary buffer of [Ca2+]i also under
excessive insults. A unique function of mitochondria (as a main source
of ATP) is highlighted by the finding that oligomycin or higher
concentrations of antimycin A or rotenone eliminate the recovery phase,
presumably by compromising ATP-dependent Ca2+ extrusion
systems (Fig. 6). Thus, mitochondria, as intracellular Ca2+
buffers, set a point of vulnerability whereby if the boundary between
mitochondrial function and dysfunction is crossed, cell death ensues.
As discussed below, this crossroad is probably determined by the PTP
(Fig. 5).
Our population study suggests a correlation between mitochondrial
dysfunction and cell death, but does not establish a causal link (Table
1). If mitochondrial impairment were a primary event in the induction
of excitotoxic cell death, then neuronal death might be prevented by
treatments that protect mitochondrial homeostasis. As shown in Figure
5, the NMDA-induced collapse of 
recovers completely in the
presence of CsA. Accordingly, neuronal death is reduced by 65% under
these conditions compared with neurons challenged in the absence of CsA
(Fig. 5C). NMDARs are not a target of CsA, because
voltage-clamp recordings show that currents elicited by NMDA remain
unchanged in the presence of CsA (data not shown). The fact that
complete recovery of 
is accompanied by a substantial, yet
partial, reduction of cell death might indicate that pathways that are
parallel and/or downstream to mitochondria are also activated by NMDAR
overstimulation (Fig. 6). Immunosuppressant drugs, such as CsA, display
numerous intracellular binding sites (Kunz and Hall, 1993
) and have
been shown to reduce excitotoxic neuronal death in cortical neurons,
presumably by inhibition of a pathway that activates nitric oxide
synthase (NOS) (Dawson et al., 1993
). However, because CsA is a potent
blocker of the PTP (Petronilli et al., 1993
; Bernardi et al., 1994
;
Nicolli et al., 1996
) and because our results show a direct effect of
CsA on mitochondrial 
(Fig. 5A,B), it appears unlikely
that preservation of mitochondrial function and promotion of cell
survival are attributable to inhibition of NOS, yet this cannot be
ruled out. Our findings suggest that persistent mitochondrial
depolarization results from opening of the PTP [presumably as a
consequence of combined mitochondrial depolarization and elevation of
intramitochondrial Ca2+ (Bernardi et al., 1994
)] and that
maintenance of mitochondrial homeostasis can protect hippocampal
neurons from excitotoxic cell death (Fig. 6).
In view of these findings, glutamate excitotoxicity can be visualized
as a cascade of events that starts with overstimulation of NMDARs,
which elicit massive Ca2+ influx and abnormally high
[Ca2+]i (Fig. 6). Ca2+ is
sequestered into the mitochondrial matrix, driven by the proton
electrochemical gradient generated by the electron transport chain,
depolarizing 
(Akerman, 1978
; Gunter and Pfeiffer, 1990
; Loew et
al., 1994
). This reduction in the electrochemical gradient decreases
ATP synthesis at a time of great demand by the plasma membrane
Ca2+ pump and, indirectly, by the
Na+/Ca2+ exchanger (White and Reynolds, 1995
).
Concurrent buildup of intramitochondrial [Ca2+] and
attenuation of 
induce opening of the mitochondrial inner
membrane PTP, thereby allowing ionic diffusion and collapsing 
(Beatrice et al., 1980
; Gunter and Pfeiffer, 1990
; Bernardi et al.,
1994
; Hoek et al., 1995
). The drop of cellular ATP levels, in concert
with the generation of free O radicals consequent to high ATP
consumption (Halliwell and Gutteridge, 1989
; Coyle and Puttfarcken,
1993
; Reynolds and Hastings, 1995
), is a primary cause of cell death
(Siesjö, 1992
). The boundary between cell survival and cell death
relies on a subtle balance of mitochondrial function/dysfunction,
centered on 
. This model predicts that neuronal lifespan may be
prolonged by specific inhibition of mitochondrial Ca2+
uptake and that susceptibility to excitotoxic death may be influenced
by the energetic state of neurons before and during the insult.
Our findings establish a direct coupling between excitotoxicity and
shifts of redox potentials and membrane potentials of mitochondria
inside living neurons. This evidence strengthens the involvement of
mitochondria in the neurotoxicity associated with mitochondrial complex
I inhibitor 1-methyl-4-phenylpyridinium (Saporito et al., 1992
),
amyotrophic lateral sclerosis (Brown, 1995
; Wong et al., 1995
),
apoptosis (Newmeyer et al., 1994
; Vayssière et al., 1994
; Zamzami
et al., 1995
), and age-related disorders (Luft, 1994
; Brouillet et al.,
1995
). These findings may provide useful guidelines for the development
of the next generation of drugs targeted against neurodegeneration and
stroke.
FOOTNOTES
Received May 15, 1996; revised July 17, 1996; accepted July 19, 1996.
This work was supported by grants from National Institutes of Health
(GM-49711 to M.M., NS-15918 to N.C.S.) and the U.S. Army Medical
Research and Material Command (DAMD 17-93-C-3100 to M.M.). We are
indebted to P. Bernardi, F. H. Gage, Y. Mika, C. D. Patten, J. L. Vergara, G. Zlokarnik, and the members of the Montal lab for valuable
discussions and comments. We thank Drs. D. Römer, E. Rissi, G. Engel, and H. Widmer from Sandoz (Basel, Switzerland) for kindly
providing CsA.
Correspondence should be addressed to Mauricio Montal, Department of
Biology, University of California at San Diego, 9500 Gilman Drive, La
Jolla, CA 92093-0366.
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