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Volume 16, Number 21,
Issue of November 1, 1996
pp. 6965-6974
Copyright ©1996 Society for Neuroscience
Constructing a New Nigrostriatal Pathway in the Parkinsonian
Model with Bridged Neural Transplantation in Substantia Nigra
Feng C. Zhou1,
Yung H. Chiang1, and
Yun Wang2
1 Department of Anatomy and Medical Neurobiology
Program, Indiana University School of Medicine, Indianapolis, Indiana
46202, and 2 Department of Pharmacology, National Defense
Medical Center, Taipei, Taiwan
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
The physical repair and restoration of a completely damaged pathway
in the brain has not been achieved previously. In a previous study,
using excitatory amino acid bridging and fetal neural transplantation,
we demonstrated that a bridged mesencephalic transplant in the
substantia nigra generated an artificial nerve pathway that
reinnervated the striatum of 6-hydroxydopamine (6-OHDA)-lesioned rats.
In the current study, we report that a bridged mesencephalic transplant
can anatomically, neurochemically, and functionally reinstate the
6-OHDA-eradicated nigro-striatal pathway. An excitatory amino acid,
kainic acid, laid down in a track during the transplant generated a
trophic environment that effectively guided the robust growth of
transplanted neuronal fibers in a bundle to innervate the distal
striatum. Growth occurred at the remarkable speed of ~200 µm/d. Two
separate and distinct types of dopamine (DA) innervation from the
transplant have been achieved for the first time: (1) DA innervation of
the striatum, and (2) DA innervation of the pars reticularis of the
substantia nigra. In addition, neuronal tracing revealed that
reciprocal connections were achieved. The grafted DA neurons in the SNr
innervated the host's striatum, whereas the host's striatal neurons,
in turn, innervated the graft within 3-8 weeks. Electrochemical volt-
ammetry recording revealed the restoration of DA release and
clearance in a broad striatal area associated with the DA
reinnervation. Furthermore, the amphetamine-induced rotation was
attenuated, which indicates that the artificial pathways were motor
functional. This study provides additional evidences that our bridged
transplantation technique is a potential means for the repair of a
completely damaged neuronal pathway.
Key words:
excitatory amino acid;
neural transplant;
dopamine;
pathway repair;
voltammetry;
HRP/immunocytochemistry double staining;
rotational behavior
INTRODUCTION
In many neurodegenerative diseases, a breakdown of
the neuronal circuity occurs. In such cases, if repair of the
disconnected circuit is possible, such repair requires more than
intrinsic nerve regeneration and sprouting. More than a decade after
neural transplantation was reintroduced, the concept of replenishing
degenerated neurons has advanced from basic experimentation to clinical
application (Lindvall et al., 1990 ; Madrazo et al., 1991 ; Freed et al.,
1992 ; Redmond et al., 1993 ; Lindvall and Odin, 1994 ; Kordower et al.,
1995 ). Progress has been made in areas ranging from expanding sources
of neuronal tissue to enhancing neuronal survival and nerve fiber
outgrowth (Björklund and Stenevi, 1985 ; Azmitia and
Björklund, 1987 ; Gash and Sladek, 1988 ; Dunnett and Richards,
1990 ; Freed, 1993 ; Rosenstein, 1993 ; Kordower and Sanberg, 1995 ). To
date, the repair of a completely damaged pathway has not been achieved
because of the inability to direct the outgrowth from a transplant. A
major obstacle of the homotypic transplant (a graft placed in an
ontogenic site) is the lack of outgrowth from the graft reaching to a
distal ontogenic target region (Pritzel et al., 1986 ; Zhou and
Buchwald, 1989 ). Conversely, the ectopic transplant, the most common
type of transplant, is placed within its target region and hence
suffers by being alienated from its normal afferent connections. In
either case, the circuitry is not repaired.
The Parkinsonian model is used for the study of connection repair,
because its symptoms can be induced by the degeneration of a single
neuronal type [dopamine (DA)], and its motor pathways have been well
studied. In this study, we demonstrated that fetal neuronal
transplantation coupled with in situ trophic guiding can
physically and chemically repair the damaged circuitry. Recent studies
have shown that excitochemicals such as kainic acid (KA) injected into
the brain rapidly induce a potent, long-lasting (>1 month) trophic
environment that triggers intrinsic sprouting (Takashima et al., 1993 ;
Zhou et al., 1995 ). We proposed that if the KA-induced trophic effect
is strategically confined within a narrow track, it is capable of
guiding and facilitating transplanted neurons to send axons through the
track to innervate designated distal brain regions (Zhou and Chiang,
1995 ). The applicability and effectiveness of this bridged transplant
in repairing circuitry were evaluated in this study by demonstrating
how DA fibers from the graft in response to the excitochemical-induced
neurotrophic factors grow in distance, selectively distribute
themselves through target and nontarget regions, respond when
depolarized, and contribute to the two-way connections.
MATERIALS AND METHODS
6-OHDA-lesioned and experimental groups. Female
Sprague Dawley rats (250-300 gm) were unilaterally injected with
6-OHDA (5 µg/µl) by two injections (6 µl each) into the ascending
mesostriatal pathway (4.2 mm posterior to bregma, 1.1 mm lateral to the
midline, 7.8 mm below the dura and 4.4 mm posterior to bregma, 0.9 mm
lateral to the midline, 7.8 mm below the dura) near the medial
forebrain bundle to remove DA innervation to the striatum. These
routine lesions removed ~95% of the DA innervation. As examined by
immunocytochemistry for tyrosine hydroxylase, no reinnervation occurred
after lesioning in five rats in >3 months. Routine rotational behavior
tests were preformed to screen for rats with >300 turns/hr after
6-OHDA lesioning (animals were tested 14 d after lesioning using a
rotometer as described in Hudson et al., 1993 ); at this stage,
primarily ipsilateral turning was observed after amphetamine challenge
(5 mg/kg, i.p.) for selection as candidates for bridged
transplantation. Fourteen to 21 d after the 6-OHDA-lesioning,
animals were bridge-transplanted (see below) from the substantia nigra
(SN) to the striatum with fetal mesencephalic tissue.
Six animals were killed for immunocytochemistry at 3 weeks after
transplantation to evaluate early fiber growth in the track and in the
striatum, and the remaining rats were used for various assays between 4 and 8 weeks after transplantation. Twelve rats were used for
TH-immunocytochemical staining of the striatum and transplants in the
SN, 7 for HRP-track tracing, and 12 for in vivo
electrochemical analysis (6 for DA release and 6 for DA uptake). Two
groups of animals were specifically designed to test rotational
behavior before and after the bridged transplant: (1) in the
experimental group, the bridge was laid down between the SN and the
striatum (n = 8); (2) in the control group, the bridge
was laid down from the SN through the lateral ventricle to the striatum
(n = 6). (We incidentally found that the lateral
ventricle breaks the continuum of the bridged pathway and serves as a
good control.)
Transplant and excitochemical injection. Sprague Dawley rats
were used as both hosts and donors. The hosts were ipsilaterally
transplanted with fetal mesencephalic tissue into the SN 14 to 21 d after 6-OHDA lesioning. Donor fetal mesencephalic tissue was freshly
obtained from embryonic day 14 (E14) fetal brains. A one-step injection
method was used in this study to introduce fetal tissue and lay down
the KA track (for details, see Zhou and Chiang, 1995 ). Briefly, both
tissue slurry and KA were injected through a glass micropipette
according to the following sequence: 4 µl of mesencephalic slurry
(~0.5 × 105 cells), 1 µl air, and 4 µl KA (0.25 µg/µl) laying down a track either from the SN to the striatum (9.8 mm anterior to bregma, 2.5 mm lateral to the midline, 15.8 mm below the
dura, and 60° from vertical) or via the lateral ventricle to the
striatum as a control (8.2 mm anterior to bregma, 2.5 mm lateral to the
midline, 15.8 mm below the dura, and 60° from vertical). We found
that all control transplants with this track fell into the lateral
ventricle and did not have satisfactory innervation to the SNr and
striatum. The fetal mesencephalic tissue was delivered at the SN over a
period of 5 min; the needle was slowly retracted while the air was
released. This was followed by the injection of KA over a 5 min period,
evenly distributing the KA through the track between the SN and the
striatum. The animals were killed 3 weeks after transplantation for DA
fiber staining in the track or 6-8 weeks after transplantation for DA
fiber staining in the striatum, HRP track tracing, or voltammetry.
Immunocytochemistry. All animals selected for
immunocytochemistry were perfused intracardially with
formaldehyde (reagent grade) freshly made from 4% paraformaldehyde and
0.1 M phosphate-buffer (PB) under deep ketamine cocktail
anesthesia (1000 mg of ketamine, 22 mg of ace promazine, and 4.8 mg of
atropine in 10 ml solution; 120 mg/kg, i.p.). A 20 min perfusion of
10% sucrose in the same fixative followed. Their brains were removed,
left in the same fixative plus 30% sucrose overnight, and sagittally
sectioned at 40 µm with a cryostat for immunocytochemical staining
(Zhou et al., 1991 , 1994 ). The Sternberger peroxidase-antiperoxidase
(PAP) indirect-enzyme method was used for staining. The PAP reaction
was done with 0.003% H202 and 0.05%
3 3-diaminobenzidine (DAB). The primary, secondary, and marker
antibodies were diluted with phosphate-buffered saline (PBS) containing
1% normal sheep serum. The primary antibody anti-tyrosine hydroxylase
(TH, Pel Freez and Eugene Tech) was incubated overnight, the
corresponding second and third antibodies for 1 hr each. Three washes
with PBS, each for 5 min, were used between each antibody
incubation.
HRP tracing doubled with immunocytochemical staining. A
30-100 nl microinjection of 5% wheat germ agglutinin-HRP (in saline)
was gas-pressure- or gauge-delivered into the dorsal striatum (0.5 mm
anterior to bregma, 2.5 mm lateral to the midline, 5.5 mm below the
dura) of rats that received the grafts. Twenty-four hours later, all
animals were perfused with fixative freshly made from 4%
paraformaldehyde in PB, followed by 10% sucrose in PBS. The brains
were blocked around the injection site and stored in 30% sucrose until
they sank. The blocks were then sectioned of 40 µm with a cryostat
microtome. The HRP color reaction (according to Mesulam, 1978 ) was
carried out by incubation of the tissue in 0.05% tetramethyl benzidine
(TMB, Chromogen) for 20 min, transferred through three distilled water
washes of 5 sec each, followed by 10 min 0.01%
H2O2 reaction, and then washed three times in
distilled water. At the end of the reaction, the TMB reaction products
were stabilized by incubating the tissue for 15 min in stabilizing
solution containing 0.05% DAB, 1% cobalt chloride, 1% nickel
chloride, and 0.01% H2O2, followed by three
transfers in PBS for 5 min each. The HRP reaction products were black
and granular in form.
The stained tissue was then transferred into anti-TH sera for
immunocytochemical staining. The PAP indirect-enzyme method was used,
as described as above. The immunostained products were brown in color
and homogeneous in form. The HRP-containing neurons were considered
positive when the black HRP granules exceeded 20 (signal-to-noise
ratio, 20:1). Most of the HRP retrogradely labeled neurons in the
transplant contained many HRP granules packed in the cytoplasm.
Electrochemical methods. Rats were anesthetized with
urethane (1.25 gm/kg, i.p.), intubated, and placed in a Kopf
stereotaxic apparatus. A portion of the skull extending from 1 mm
anterior to 4 mm posterior to bregma and 1-4 mm lateral to the midline
was removed for electrode recording. Remote from this site, a miniature
Ag/AgCl reference electrode was inserted into the brain and cemented in
place with dental acrylic. In vivo chronoamperometric
measurements of extracellular DA concentrations were performed with a
microcomputer-controlled apparatus (IVEC-10, Medical Systems,
Greenvale, NY). The recordings were taken at a continuous rate of 10 Hz
throughout the experiment, using Nafion-coated (5% solution, Aldrich
Chemical, Milwaukee, WI) carbon fiber working electrodes. These
electrodes have been shown to be highly sensitive for monoamine
neurotransmitters (Gerhardt et al., 1984 ). An oxidation potential of
+0.55 V for 50 msec (square-wave pulses), relative to an Ag/AgCl
reference electrode, was applied at a rate of 10 Hz. The resulting
oxidation current was integrated during the last 80% of the pulse. The
current generated during the reduction of the oxidized electroactive
species was digitized in the same manner when the potential dropped
back to its resting level (0 V). The linearity and sensitivity of all
electrodes used in the in vivo experiments were determined
using DA standard solutions in vitro ranging from 2.0 to
10.0 µM. For calibration curves for DA sensitivity and
DA, ascorbic acid selectivity ratios were determined for all electrodes
before their use. Only electrodes exhibiting highly linear response
(r > 0.997) and selectivity (>500:1, compared with
ascorbic acid) to DA were used for the in vivo experiments
(Gerhardt and Palmer, 1987 ; Wang et al., 1994 ). The ratios of
reduction-to-oxidation currents, at the peak of the oxidation signal,
were used as an index to qualitatively identify whether the compound
measured was DA. (All in vivo signals were expressed as
micromolar changes in DA using in vitro calibration
curves.)
The release and clearance of DA was measured by the changes in
extracellular DA concentration after microinjection of KCl (six
animals) or DA (six animals), respectively, in different animals, into
the striatum. KCl (70 mM, 100-200 nl) or DA (200 µM, 150-200 nl) was applied locally through a
multibarrel pipette. The working electrode and the multibarrel
micropipette were mounted together with sticky wax (Kerr, Sybron, CA);
the tips were separated by 200 µm. The electrode/pipette assembly was
lowered into the striatum (1.5 mm anterior to 0.5 mm posterior to
bregma, 1.8-4 mm lateral to the midline, and 4.0-7.0 mm below the
dura). Local application of drugs from the multibarrel micropipette was
performed by pressure ejection using a pneumatic pump (PPM-2, Medical
Systems, Great Neck, NY). The ejected volume was monitored by recording
the change in the fluid meniscus in the pipette before and after
ejection by using a dissection microscope. Three to four tracks were
used, and 10 to 12 recordings were made in each animal.
Amphetamine-induced rotation. The animals were tested for
rotational behavior 14 d after lesioning and 6-8 weeks after
transplantation in a multichannel rotometer (Hudson et al., 1993 ) in a
quiet, dimly lit room. The rotometer consists of several 50 cm diameter
plastic bowls, each with a harness attachment connected to the computer
to record clockwise or counterclockwise turns. A full 360° turn in
one direction was considered a turn. Animals with unilateral 6-OHDA
lesioning with our lesioning paradigm (>95% denervation as detected
by anti-TH immunostaining) have shown an ipsilateral rotation with 5 mg/kg, i.p., amphetamine challenge. A 90 min rotational measurement
after each amphetamine injection was performed. The highest block of
turns in 60 min was chosen by the computer program for comparison and
expressed in a unit of turn/min or turn/hr. Animals were tested twice
after lesioning and twice after transplantation, and an average was
taken for each time point.
RESULTS
As described previously, the excitatory amino acid KA, known to
kill adult neurons at high dosage, did not damage the fetal neurons in
a morphologically observable manner. Also, at the dose used, little
damage to the host neurons along the track was observed. All
transplanted animals had a sizable graft (>2 mm in diameter) in which
many TH-positive and methyl green-counterstained neurons (Nissl
positive, >13 µm) were found. We noticed two morphologically
different populations of TH-positive cells clustered in the transplant.
Here, we report that large cell bodies are associated with many thick
dendrites and small cell bodies with sparse, thin processes. By
examining serial sections and measuring the size of 120 TH-positive
neurons with their nuclei shown on the sections from six animals (with
computer-aided image analysis), we found that the group of small
neurons were 16 × 10 µm in diameter and 134 ± 3 µm2 in area and the large neurons 31 × 15 µm in
diameter and 371 ± 17 µm2 in area. The large DA
neurons could be nigral DA neurons, whereas the small neurons could be
of ventral tegmental origin. The two DA populations were also observed
in monkey mesencephalic transplants (J. Sladek, personal
communication). Retrograde tracing indicated that both types of neurons
projected to the striatum through the track, as described below.
Reciprocal connections
The HRP injection site was small and primarily covered the rostral
third of the dorsal striatum. It diffused along the needle track and
was confined to the cortex immediately above the injection site after
24 hr. The actual size of the HRP absorption site is smaller than that
at 24 hr of diffusion and is closer to that of the first 2 hr of
diffusion (Mesulam, 1978 ; Zhou et al., 1994 ). In conjunction with TH
immunocytochemistry, four types of neurons were observed: TH-positive
(brown homogeneous DAB staining), HRP-positive (with >20 black
granules in the cell bodies), TH- and HRP-positive, and nonlabeled
neurons.
Two types of reciprocal innervations were identified (Fig.
1d,e). First, the
retrogradely transported HRP was detected in TH-positive neurons (black
granules in brown DAB-colored cells) as well as in non-TH-positive
neurons in the grafts, which indicates that fetal DA and non-DA neurons
in the grafts projected to the striatum. There were no
HRP-/TH-double-positive nor TH-positive cells in the degenerated SN,
which indicates that DA innervation in the striatum derived from DA
neurons in the graft not the degenerated SN. Many neurons in the grafts
were HRP-positive and TH-positive (in two small HRP injection sites
confined in the dorsal striatum and in tract at adjacent rostral
cortex, ~196 of 1432 TH-positive neurons are also HRP-positive in one
transplant and 192 of 1893 in another transplant), whereas single HRP-
and TH-positive neurons were also found. The HRP injection site was
small and did not cover the entire dorsal striatum, thus the
HRP-labeled neurons in the graft represent only part of the population
that projected to the striatum. This indicates that there are more DA
as well as non-DA graft-striatal projections through the bridged track
to the striatum than we observed with the current detection
methods.
Fig. 1.
Striatonigral and nigrostriatal reconnections by
the KA-bridged mesencephalic transplant. a, The
TH-positive neurons in the bridged mesencephalic transplant
(TP) sent bundled fibers along the KA track through the
globus pallidus (GP). These fibers from the bundle
expand immediately on arrival in the striatum (St).
b, On arrival, the TH-positive fibers form patches
(asterisks) in the striatum, which is similar to the
developmental pattern of DA fibers in the immature St at midgestation.
The patchy innervation (b) is transient and spreads into
homogeneous innervation (c) (Zhou and Chiang, 1995 ) over a
3-6 week period after transplantation. The TH immunocytochemistry
(brown) and HRP (black) double staining
indicate that HRP injection in the St and the adjacent cortex
(d) results in retrograde transport labeling of the
neuronal cell bodies in the TP; many of them are HRP- and
TH-double-labeled (e, arrows) (in this
small injection site, 1432 TH-positive neurons were observed in
transplant; among them ~13.7% were HRP-positive). The TH and HRP double labeling of the cell
bodies in the TP indicate that DA neurons in the bridged TP sent fibers
to the St and/or cortex. The anterograde transport labeling also
results in punctate terminal staining in the TP (e,
arrowheads). These punctate HRP granules are located
outside the TH-positive fibers, indicating that they are not
retrogradely transported labeling through DA fibers but rather
antegradely transported through fibers of striatal neurons into their
terminals within the TP. This suggests that the striatal neurons also
sent fibers that terminate in the TP. a-c, Dark-field
photographs; d, e, bright-field
photographs. CC, Corpus callosum. Scale bars:
a, d, 1 mm; b,
c, 0.5 mm; e, 30 µm.
[View Larger Version of this Image (138K GIF file)]
Second, many antegrade-transported HRP striatal cell bodies were
identified, and their projections were traceable along the internal
capsule to the medial forebrain bundle and their terminals were found
in the graft. This indicates that the striatonigral fibers grew into
the graft to make contacts. The immunocytochemical staining of DA
fibers plus the retrogradely and antegradely transported HRP staining
together indicates that reciprocal projections were achieved. The
transplanted DA neurons in the SN sent out major DA fibers to the
striatum, and the striatal neurons also projected into the graft (Fig.
3).
Fig. 3.
The drawing shows the artificial bridge
reconnecting three disrupted sites in the major loop of the basal
ganglial motor circuitry. 6-OHDA removes the DA neurons in the SN pars
compacta (dotted lines) as in Parkinsonism, which
removes the DA regulation of distal striatal neuronal cell bodies, and
local striatonigral terminals (which regulate the GABA output neurons
in the SNr). The bridged transplant through distal and local
reinnervations restores the DA connections to influence the above two
sites and may also receive signals from the striatonigral
neurons.
[View Larger Version of this Image (30K GIF file)]
Dual innervation and recapitulated fetal DA innervation in the
adult striatum
Two separate and distinct types of DA innervation (detected by TH
immunocytochemistry) were evident: (1) long, far-reaching DA fibers
extended along the KA track to the striatum (Fig. 1; >80% of the
immunostained bridged transplants have TH-positive fibers extending
from transplants into the bridges), and (2) short DA fibers surrounded
the graft in the SN and projected a short distance into the pars
reticularis SNr (Fig. 2; of 18 transplants, 14 had
TH-positive axonal fibers extended into the pars reticulata). The
contrast between the two types of fiber outgrowth reveals the
remarkable effects of KA on fiber extension. At the KA injection site,
dense TH-positive fibers extended characteristically straight and
unbranching from the fetal DA neurons and grew straight along the KA
track, as reported previously (Zhou and Chiang, 1995 ). They formed a
dense bundle of ~150 µm in diameter and extended several
millimeters into the striatum (Fig. 1). In contrast, on the caudal side
of the graft, without a KA tract, the TH-positive fetal DA fibers grew
into the surrounding nigra; they were short and smaller in scale. DA
innervation from the transplant to the SNr was observed (Fig. 2).
Fig. 2.
The TP placed in the SN not only sent long DA
fibers innervating the striatum but also sent short DA innervations to
the functionally important SNr. A mesencephalic transplant near the
nigra is shown in a containing many TH-positive neurons
(arrows). The fibers of DA neurons in the transplant
grew a short distance into the SNr, where major striatonigral terminals
and GABAergic output neurons reside. Characteristic varicosities
decorating thin TH-positive fibers (arrowheads;
b, enlargement of bottom third of a) are
seen in the host SNr. Bright field; the background is
Nissl-counterstained with methyl green. Scale bars: a,
200 µm; b, 100 µm.
[View Larger Version of this Image (144K GIF file)]
The growth rate of the fetal DA fibers in the KA track was remarkable.
Of six animals sacrificed at 3 weeks, TH-positive fibers had already
reached the striatum through the KA track. The average growth rate was
~200 µm/d along the KA track. Our unpublished observations indicate
that fetal neurons do not send out fibers within the first 5 d
after transplantation. With this consideration in mind, the estimated
growth rate could increase to 300-400 µm/d.
The straight, unbranching, and tightly bundled DA fibers remained in
the track through the thalamus and globus pallidus but spread out of
the track as soon as they reached the striatum (Zhou and Chiang, 1995 )
(Fig. 1). In this study, we found that the pattern of DA innervation in
the striatum was unique. As early as 3 weeks after transplantation, the
striatum exhibited a patchy TH-positive fiber distribution around the
KA track (Fig. 1). This patchy distribution was transient and became
indistinct later as TH-positive fibers filled in the gaps at 6-8 weeks
after transplantation. TH-positive fibers could be traced leaving the
track and innervating a large area of the striatum. The distribution of
TH-positive fibers was characteristically dense proximal to and sparse
distal to the track, indicating a growth gradient away from the main
fiber bundles in the track.
In contrast, the grafts of control rats with a track from the SN
through the lateral ventricle to the striatum were found to have few
TH-positive fibers innervating either the striatum or the SNr. However,
because the KA-bridged track passed through the ventricle, there were
many TH-positive neurons in the lateral ventricle and a great number of
TH-positive fibers innervating the ependymal layer (data not
shown).
The establishment of new connections led to the question of
whether ingrowing fibers release DA in the striatum. DA release was
induced by the local application of KCl (70 mM, 125 nl)
(Fig. 4, arrows) into the striatum.
Voltammetric analysis revealed that K+-induced DA overflow,
abolished in the 6-OHDA-lesioned striatum, was detected in a
millimeter-wide area of the striatum of the transplanted animals (Fig.
4A). The peak of DA overflow induced by
K+ stimulation was restored in all of the transplanted
animals tested. An average 3 × 3 × 2 mm area of the
striatal field responded to K+ and released DA. Higher DA
release was found in an area near the KA track and lower DA release
distal to the track (Fig. 4C). Longer time course studies
are required to address whether functional DA release persists over
longer survival period.
Fig. 4.
Transplantation of fetal mesencephalic tissue
into the SN followed by KA bridging from the SN to the striatum
restores the release and clearance of DA in the striatum 6-8 weeks
after transplantation. A1, Local application of KCl (70 mM, 125 nl) (arrows) to the control
nonlesioned striatum induces DA release. KCl is applied locally through
a multibarrel pipette placed in the striatum of the rat. Extracellular
DA concentration is recorded using Nafion-coated carbon fiber
electrode. Upper trace, OX represents the
extracellular signal from DA oxidation. The ratios of reduction
(lower trace, RED) to oxidation currents
are used to qualitatively identify the electroactive species as DA.
A2, K+-induced DA overflow is abolished in
the lesioned striatum and is restored in the lesioned striatum
with a KA-bridged transplant (nigra to striatum) (A3).
The peak of DA overflow (mean ± SEM) induced by K+
stimulation is restored in the 6-OHDA-lesioned striatum from six
transplanted animals. B1, Local application of DA (200 µM, 200 nl) (arrows) to the control
nonlesioned striatum resulted in a retention of ~6 µM
DA overflow. B2, The extracellular DA concentration is
increased after a 6-OHDA lesion (B2 vs B1) and is reduced in
the lesioned striatum with a KA-bridged transplant (B3).
C, A much broader area of DA release in the lesioned
striatum is achieved by the KA-bridged transplant. A 2 × 3 × 3 mm striatal field is found responsible to K+ to
release DA, with a higher release near the needle track.
D, Restoration of DA clearance in transplanted animals.
Open and filled bars represent peak
extracellular DA concentrations in the lesioned and bridged striatum
from six animals, respectively. The KA-bridged transplant diminishes
the increase in DA overflow induced by local application of DA into the
lesioned striatum (*p < 0.01, t
test).
[View Larger Version of this Image (25K GIF file)]
DA clearance that was abolished in the 6-OHDA-lesioned striatum was
restored after the KA-bridged transplant. Local application of 200 nl
of 200 µM DA (Fig. 4B,
arrows) to the control nonlesioned striatum resulted in a
short DA retention ~6 µM (Fig. 4B2).
Similar to previous findings, the retention of an extracellular DA
concentration in the striatum was greater and prolonged after 6-OHDA
lesioning (Wang et al., 1994 ) (Fig. 3B2 vs B1).
Bridged grafts significantly reduced DA retention after exogenous
application of DA in the reinnervated striatum (Figs. 3B3,
4D).
Functional correlation
Rotational behavioral data show that amphetamine challenge induces
a body distortion toward the lesion side and induces ipsilateral
rotations in 6-OHDA-lesioned animals (Hudson et al., 1993 ). In the
KA-bridged transplant (nigra to striatum) group, body distortions of
the animals were mild or disappeared, and the number of rotations were
significantly reduced, but the rotational patterns were
complex (Fig. 5). Three types of turning patterns were
observed: (1) a significant reduction in ipsilateral turning, evident
in animals with bridge transplantation, (2) a mixture of low ipsi- and
contralateral rotation, (3) rotations toward the contralateral side,
shown by some animals (Fig. 5). The contralateral rotations seem to be
a transient phenomenon, because they were reduced along the time course
of the 90 min recording. The contralateral turnings were most
significant within the first 30 min of the test. However, in the
control (nigra to lateral ventricle) group, there were
no significant differences in amphetamine-induced rotation before or
after transplantation (Fig. 6).
Fig. 5.
Rotational behavior after 6-OHDA lesioning is
altered by the KA-bridged transplant in the amphetamine-challenge (5 mg/kg, i.p.) paradigm. Ipsilateral turnings are evident after 6-OHDA
lesioning (a). After the KA-bridged transplantations,
three types of turning behaviors are observed: (1) a reduction in
ipsilateral rotational turning (b), (2) a mixture of low
ipsilateral and contralateral turning (c), and (3) an
appearance of contralateral rotational turning (d). The
incidence of amphetamine-induced ipsilateral turns is significantly
reduced (p < 0.0005, paired
t test, n = 8) or reverted to
contralateral turning (4 of 8) after bridged transplant
(e).
[View Larger Version of this Image (28K GIF file)]
Fig. 6.
Control animals receiving the KA-bridged
transplant from the SN through the lateral ventricle to the striatum
show no changes in rotational behavior. The amphetamine-induced
rotational behavior of these rats shows no improvement after
transplantation (p > 0.05, paired
t test, n = 6). Immunocytochemistry
also indicates that little innervation to either the striatum or the
SNr has been achieved.
[View Larger Version of this Image (53K GIF file)]
DISCUSSION
The survival of our robustly growing transplanted fetal
neurons may be attributable to (1) a lack of NMDA or AMPA receptors,
which spares the neurons from a direct Ca2+ influx and/or
(2) a lack of glutaminergic innervation to the fetal neurons, which
prevents a large secondary Ca2+ influx (Choi, 1994 ). The
noticeably minor damage to the host tissue, confined within the thin
track, could be the result of a light KA dosage and/or humoral trophic
protection derived from the fetal tissue. KA injected into the brain is
known to increase nerve growth factor, glial cell-derived neurotrophic
factor, and neurotrophin mRNA transcription and protein expression
(Zafra et al., 1990 ; Ballarin et al., 1991 ; Humpel et al., 1995 ). Also,
we have found that KA induces a trophic environment in <1 week (Zhou
et al., 1995 ).
In this study, robustly growing transplanted fetal neuronal fibers were
effectively guided by the KA bridge to reinnervate the 6-OHDA-lesioned
striatum over the course of 3-8 weeks. A unique feature of the bridged
fibers is that they remained straight, unbranching, and tightly bundled
within the track throughout the thalamus and globus pallidus but spread
out of the track as soon as they reached the striatum (Fig. 1).
Additionally, when the long, extending KA injection-guided DA fibers
reached the striatum, a selective pattern of innervation was observed.
This presents us with a unique opportunity to address an unanswered
question: How will the transplanted fetal DA fibers be distributed in
the cytoarchitecturally mature striatal mosaic? (A testing paradigm is
not available through local striatal transplantation that is confounded
by adjacent cell bodies.) The mature striatum contains both striosome
and matrix compartments (Graybiel and Moratalla, 1989 ; Gerfen, 1992 ).
Figure 1 provides evidence that fetal DA fibers, on arrival in the
mature striatum and having traveled a long distance, chose first to
innervate in a patchy pattern. It is unclear whether the patchy
innervation pattern formed by the transplant's DA fibers coincides
with the host's compartmentations; however, it does suggest that there
are preferred areas of dopaminergic innervation by the transplants.
Reconstruction of degenerated connections
There are two areas that need to be addressed regarding
connectivity. First, the reinnervation of DA fibers may be attributable
to a sprouting or regeneration of residual nigra DA neurons (Bohn et
al., 1987 ; Kordower et al., 1991 ; Wang et al., 1991 ). Second,
projections from the striatum to the transplanted mesencephalic graft
may exist. Based on HRP tracing and immunocytochemical identification,
the DA reinnervation is largely derived from the transplant, because
many HRP-labeled TH-positive neurons were observed in the graft and not
in the host's SN. The striatal neurons that did project to the SNr
were readily seen invading the transplant in the nigral vicinity. Many
HRP-antegradely filled fibers could be traced from the striatum into
the internal capsule bundle and into the medial forebrain bundle,
ending in the transplant in the SN. There were a great number of
HRP-positive terminal punctates that were not seen in either the methyl
green-counterstained neurons or in the TH-positive fibers, indicating
that these punctates are not retrogradely transported HRP within the
transplanted neurons but are the antegradely transported HRP striatal
neuronal terminals.
Three other unique anatomical and neurochemical features were observed
in the bridged transplant. First, a dual innervation of the
striatonigral cell bodies and terminals was achieved for the first time
with the current bridged transplantation. In the normal intact pathway,
the nigral DA neurons innervate and regulate the striatonigral neurons
in two places: the cell bodies at the striatum and the terminals at the
SNr (for review, see Gerfen, 1992 ; Robertson, 1992 ). Sophisticated
motor regulation may rely on this dual DA innervation to ensure the
output of the striatal neurons, a key disinhibitor along the circuit
for the excitatory thalamic action (Robertson, 1992 ). 6-OHDA lesioning
in the SN disrupted both DA innervation of the striatal cell bodies and
striatal terminals projecting to the SNr. Replenishment of DA
innervation in the SN alone can reduce motor deficits (Nikkhak et al.,
1994 ). The current method of bridged transplantation enables the graft
to reach both the striatum (to regulate striatonigral cell bodies) and
the SNr (to regulate striatonigral terminals). In turn, the grafted DA
neurons have an opportunity to be regulated by afferents from the
host's striatum (Fig. 3). Hence, regulation of DA release from the
bridge-transplanted DA neurons may more closely mimic normal regulation
of DA release. Second, a distinct difference was seen between this
transplant method and the conventional ectopic target regional
transplants in that DA released in the striatum from the bridged
transplant was predominately from the terminals, because the somas and
the dendrites were in the distant nigral regions. Third, the
immunocytochemical staining of DA fibers in the dorsal and ventral
striatum was well correlated with the neurochemical activity of DA. The
distribution of TH-positive fiber density and DA release (uptake as
well) showed a decreasing gradient from the bridged track to the distal
regions (compare Figs. 1 and 4), indicating that release corresponds
highly to the density of the TH-positive fibers around the fiber track.
The corresponding gradients of DA release and clearance not only
confirm the DA reinnervation but also indicate a restoration of
neurochemical function and a regulated DA physiology. In addition to
the above features, we also noticed that in the current KA-bridged
transplant, DA release (at 6-8 weeks after transplantation) was
achieved in a broader area in the striatum than observed previously in
ectopic transplants of nigral tissue into the striatum after 3 months
(Wang et al., 1994 ).
To generate a complete repair of a damaged circuit, the following
criteria should be considered: (1) the reestablishment of both afferent
and efferent anatomical connections, (2) the reformation of synaptic
contacts, (3) the release of neurotransmitters and the clearance of
extracellular transmitters, (4) the regeneration of
electrophysiological activities, (5) the reversal of receptor
supersensitivity (if it exists), and (6) the recuperation of behavioral
deficit(s). The current study demonstrates that the bridged
transplantation of mesencephalic tissue into the adult SN is capable of
sending DA fibers through an artificial pathway to reinnervate the
striatum in a manner recapitulating normal development. The DA fibers
also extended on a small scale into the host's SNr. Thus, efferent
connections to the host's striatonigral neuronal cell bodies in the
striatum as well as to their axonal terminals in the SNr are
achievable. The host's striatal neurons in turn innervated the graft,
establishing a major afferent connection. Whereas synaptic contacts
require an ultrastructural examination, neurotransmitter release at or
near the synaptic sites has been demonstrated (Fig. 3). We and others
have demonstrated that 6-OHDA lesions reduced or abolished KCl-evoked
DA release and DA clearance in the striatum (Castaneda et al., 1990 ;
van Horne et al., 1992 ). We found that after bridged transplantation
into the SN, the reinnervating DA fibers can restore DA release on
K+ stimulation and decrease DA concentration after
exogenous application of DA in the striatum. Such reestablished
transmission is functionally effective as indicated by the rotational
behavior data. This artificial pathway fulfills some basic requirements
of a normal neuronal pathway.
Behavior
With the transplant in the SN and the bridged fibers innervating
the striatum, the degree of body distortions and the number of turning
behaviors were reduced in response to amphetamine challenge. The
contralateral turnings seem to be a transient phenomenon in the early
stage of the transplant. They could be a result of the combined
function of the amount of DA release and the degree of DA receptor
supersensitivity and also might reflect the balance between the DA and
cortical inputs to the striatum and D1/D2/NMDA receptors/c-fos
expression. Similar observations have also been described in other
laboratories (Rioux et al., 1991 ; Cenci and Björklund, 1994 ). No
rotational behavior improvement was observed in the control rats, which
had few TH-positive fibers reinnervating the striatum or SNr. This
suggests that reinnervation to the striatum and/or nigra is essential
for the current functional changes, and KA injection per se or
misplaced transplants did not account for the functional amelioration.
Furthermore, our unpublished data indicate that the limited KA damage
of host neurons along the injection track did not seem to either
improve or worsen the amphetamine-induced turning behavior or have any
observable behavioral consequence. Detailed neurological-behavioral
analysis will be done in the future.
The development and time course of the functional restoration are
interesting phenomenon and should be closely screened in a long-term
study. The rotational behavior test currently used is actually a crude
functional test of locomotion and leaves many sophisticated and
skillful movements to be examined in the future using the current
model. However, the resumption of DA release and uptake as well as the
reduction of ipsilateral and the appearance of contralateral turning
behaviors together indicate that the current bridged transplantation
rendered a DA innervation with functional consequences.
In conclusion, the current study demonstrates a breakthrough in
generating a neurochemically and neuroanatomically efficient artificial
pathway. This KA-bridged transplant opens up a feasible way to
reconstruct a damaged neural pathway in the brain. Whether the
artificial pathway can mimic the natural pathway requires further and
extensive examination.
FOOTNOTES
Received May 14, 1996; revised Aug. 2, 1996; accepted Aug. 12, 1996.
Correspondence should be addressed to Dr. Feng C. Zhou, Department of
Anatomy, Indiana University School of Medicine, 635 Barnhill Drive,
Indianapolis, IN 46202.
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