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Volume 16, Number 23,
Issue of December 1, 1996
pp. 7649-7660
Copyright ©1996 Society for Neuroscience
The Expression Pattern of the Transcription Factor Phox2
Delineates Synaptic Pathways of the Autonomic Nervous System
Marie-Catherine Tiveron,
Marie-Rose Hirsch, and
Jean-François Brunet
Laboratoire de Génétique et Physiologie du
Développement, Institut de Biologie du Développement de
Marseille, Centre National de la Recherche Scientifique-Institut
National de la Santé et de la Recherche
Médicale-Université de la Méditerranée, Luminy
Case 907, 13288 Marseille Cedex 09, France
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Many transcription factors, and most prominently among them,
homeodomain proteins, are expressed in specific groups of cells in the
developing nervous system in patterns that suggest their involvement in
neural fate determination. How various aspects of neural identity are
controlled by such transcription factors, or sets of them, is still
mostly unknown. It has been shown previously that Phox2 is such a
homeodomain protein, expressed exclusively in differentiated groups of
neurons or their precursors, and that its expression correlated with
that of the noradrenaline synthesis enzyme dopamine- -hydroxylase.
Here we confirm this striking correlation at the single-cell level with
the use of an anti-Phox2 antibody. Moreover, we uncover a second,
nonmutually exclusive correlative clue to the Phox2 expression pattern:
a high proportion of Phox2-expressing cells are involved in, or located
in areas involved in, synaptic circuits, i.e., that of the medullary
control reflexes of autonomic functions. This suggests that Phox2 could
be involved in the establishment of these circuits.
Key words:
homeodomain proteins;
autonomic nervous system;
synapse;
neurotransmitter;
dopamine- -hydroxylase;
choline acetyltransferase;
sympathetic system;
parasympathetic system
INTRODUCTION
The mechanisms by which individual neurons are
assigned their fates remain a central problem in developmental
neurobiology. Genetic and molecular studies in Drosophila
and in Caenorhabditis elegans have defined cascades of
transcription factors that progressively commit neuronal precursors to
a particular fate (for reviews, see Sternberg et al., 1992 ; Ghysen and
Dambly-Chaudière, 1993 ). In vertebrates, many transcription
factors, and among them many homeoproteins, are expressed in the
developing nervous system of vertebrates in spatiotemporal patterns
that suggest roles in the terminal differentiation of various classes
of neurons. In a few cases, their requirement for the proper
differentiation of neuronal populations has been demonstrated by gene
inactivation, which results in early neuronal degeneration (Guillemot
et al., 1993 ; Nakai et al., 1995 ; Schoneman et al., 1995 ; Erkman et
al., 1996 ; Pfaff et al., 1996 ). No bona fide phenotypic switch has yet
been reported in these loss-of-function phenotypes, like those described in invertebrates, (Bodmer et al., 1987 ; Tetsuya et al., 1991 ;
Jin et al., 1994 ; Miller and Niemeyer, 1995; Walthall and Plunkett,
1995 ), and it remains a major challenge to sort out what part of the
differentiation pathway (morphology, connectivity, transmitter
phenotype, etc.) is under the control of what transcription factor, or
what could be called the "transcriptional logic" of neural fate
determination. Nevertheless, a few detailed expression studies have
uncovered compelling correlations between transcription factor
expression and aspects of neuronal identity. The expression of members
of the LIM family of homeoproteins in the ventrolateral neural tube
predicts, on a combinatorial mode, the identity of motoneuron pools as
defined by their target specificity (Tsuchida et al., 1994 ). A similar
combinatorial mechanism involving the POU family of homeodomain
proteins has been proposed to control the organization in functional
subdomains of the hypothalamus (Schoneman et al., 1995 ). During
sympathetic ganglion development, Mash-1 seems to specify a general
neuronal phenotype, whereas expression of Phox2 and GATA-2 seems to
play a role in the expression of neurotransmitter phenotype (Groves et
al., 1995 ).
We have been studying Phox2, a transcription factor with a homeodomain
related to that of the Drosophila homeogene
paired (Valarché et al., 1993 ). Like other vertebrate
and invertebrate members of the same broad, paired-like family (Frantz
et al., 1994 ; Jin et al., 1994 ; Simeone et al., 1994 ; Miller and
Niemeyer, 1995; Saito et al., 1995 ), the mouse Phox2 gene is expressed
exclusively in specific types of neuronal precursors or differentiated
neurons. In a preliminary survey of Phox2 expression sites during
embryogenesis (Valarché et al., 1993 ), we suggested a correlation
with sites of transient or permanent expression of the noradrenaline
synthesis enzyme dopamine- -hydroxylase (DBH); however, the method of
localization, radioactive in situ hybridization, did not
allow us to identify the great majority of Phox2-positive cells in the
CNS. Here we use single- and double-localization methods with
single-cell resolution to show that all CNS noradrenergic and
adrenergic neurons and their precursors express Phox2. Identification
of these and other sites of Phox2 expression in the brain stem revealed
another striking correlation, i.e., with synaptic pathways of the
autonomic nervous system. Therefore, Phox2 provides the intriguing and
unprecedented example, with the possible exception of DRG-11, another
member of the same class of homeoproteins (Saito et al., 1995 ), of a transcription factor whose expression domains correlate with
functionally integrated neuronal populations.
MATERIALS AND METHODS
Animals
Swiss mice were mated at night. Females were checked in the
morning for the presence of a vaginal plug; this corresponded to the
gestational day 0.5 (E0.5). Pregnant animals were killed at E10.5,
E11.5, and E13.5. Embryos were dissected from the embryonic annexes and
fixed overnight in 4% paraformaldehyde in PBS.
Animals at postnatal day 12 (P12) were anesthetized deeply and perfused
for ~10 min with 4% paraformaldehyde in PBS. Brains and spinal cords
were dissected out and fixed further by immersion in the same fixative
overnight.
Production of an anti-Phox2 antiserum
Antibodies were raised against a BSA-coupled 15 amino
acid-peptide (YFHRKPGPALKTNLF) corresponding to the C terminus of the Phox2 protein with an added N-terminal tyrosine. The specificity of the
antiserum was tested on Western blot. A recombinant Phox2 protein
produced in bacteria was recognized by the antiserum. Similarly, a band
was specifically detected in rhombocervical extracts of E10.5 embryos
and in protein extracts of the neuroblastoma cell line N2a, from which
Phox2 was cloned, but not in fibroblasts (not shown). On
embryo sections, the expression pattern of the protein found in
immunohistochemistry corresponded perfectly to the expression domains
first observed by radioactive in situ hybridization (Valarché et al., 1993 ). Preimmune serum did not give any signal on Western blot or tissue sections. Furthermore, no staining could be
detected in homozygote Phox2 / mice generated
by homologous recombination (X. Morin and M. C. Tiveron, unpublished
observations).
Probes for in situ hybridization
Antisense digoxygenin (DIG)-labeled riboprobes were generated
using a Boehringer transcription kit, following the manufacturer's instructions. The ChAT probe was synthesized from a rat cDNA clone kindly provided by Drs. S. Pfaff and T. Jessell. The mouse DBH probe
was synthesized from a subcloned RT-PCR fragment amplified from the
neuroblastoma cell line N2a and corresponding to most of the coding
sequence. The Phox2 probe was synthesized from the pKS903-SSN clone
corresponding to the noncoding 3 end of the mRNA.
Whole-mount in situ hybridization of embryos
Fixed embryos were treated for in situ hybridization
as described in Wilkinson (1992) .
Combined nonradioactive in situ hybridization and
immunohistochemistry on cryosections
The method for in situ hybridization was adapted from
Shaeren-Wiemers and Gerfin-Moser (1993) .
Pretreatments of tissue sections. Fixed tissues or embryos
were cryoprotected overnight in PBS with 15% sucrose, and then embedded in OCT (Tissue-Tek, Miles, Elkhart, IN) and frozen on dry ice.
Cryostat sections (10-14 µm for embryos and 10 µm for brain and
spinal cord) were thaw-mounted on Superfrost slides (Menzel-Gläser), left to dry at room temperature (RT), and stored at 80°C. Thawed sections were washed briefly with PBS, treated three × 10 min in RIPA buffer (150 mM NaCl, 1%
NP-40, 0.5% Na deoxycholate, 0.1% SDS, 1 mM EDTA, 50 mM Tris, pH 8.0), postfixed in 4% paraformaldehyde for 15 min at RT, and washed three × 5 min with PBS. Endogenous
peroxydases were inactivated by a 30 min incubation with 0.5%
H2O2 in methanol followed by three × 5 min washes in PBS. The slides were then transferred in 100 mM triethanolamine, pH 8.0, acetylated for 15 min at RT by
adding dropwise acetic anhydride (0.25% final concentration) while
being rocked, and washed again three × 5 min in PBS-T (PBS,
0.05% Tween).
Prehybridization, hybridization, and posthybridization. The
slides were prehybridized briefly with 500 µl of hybridization solution (50% formamide, 5× SSC, 5× Denhardt's, 500 µg/ml herring sperm DNA, 250 µg/ml yeast RNA) and hybridized overnight at 70°C with the same solution in the presence of the heat-denatured
DIG-labeled RNA probes. The following day, slides were placed in 5×
SSC at 70°C until coverslips slid off and then washed twice in 0.2×
SSC for 60 min at 70°C and finally in 0.2× SSC at RT for 5 min.
Immunological detection of DIG labeling. Slides were washed
with buffer 1 (100 mM maleic acid, pH 7.5, 150 mM NaCl, 0.05% Tween 20), blocked for 30 min in buffer 2 (1% heat-inactivated sheep serum in buffer 1), incubated for 1 hr at
RT with alkaline phosphatase-coupled anti-DIG antibody (Boehringer
Mannheim, Indianapolis, IN) diluted 1:500 in buffer 2, rinsed twice for
5 min with buffer 1, and equilibrated for 1 hr in buffer 3 (100 mM Tris, pH 9.5, 100 mM NaCl, 50 mM
MgCl2) with 2 mM Levamisol (Sigma, St. Louis, MO) to block endogenous phosphatase activity. The signal was visualized by a color reaction using 250 µl of buffer 4 [4.5 µl/ml NBT
(4-nitroblue tetrazolium chloride, Boehringer Mannheim), 3.5 µl/ml
BCIP (5-bromo-4-chloro-3-indoyl-phosphate, Boehringer Mannheim) in
buffer 3 with 2 mM Levamisol]. The color reaction was
allowed to develop in the dark at 4°C overnight and was stopped with
PBS-T.
Immunohistochemistry. After a 30 min blocking step with
heat-inactivated fetal calf serum (HI FCS), slides were incubated overnight at 4°C with anti-Phox2 antibody (diluted 1:1000 in PBS-T, 5% HI FCS) in a humidified chamber. After being washed three times for
5 min with PBS-T, 5% HI FCS, they were incubated for 2 hr at RT with
the biotinylated anti-rabbit antibody from Vectastain ABC kit (Vector,
Burlingame, CA). After three washes for 10 min with PBS, they were
incubated for 1 hr with the peroxydase-Vectastain ABC reagents (Vector)
and then washed twice for 10 min in PBS and once with 120 mM Tris, pH 7.5, for 5 min. Color development was performed
by using diaminobenzidine (Sigma). The sections were immersed in PBS to
stop the reaction and then rinsed briefly in H2O, dried,
and mounted in Mowiol (Calbiochem, La Jolla, CA).
Sections used for immunohistochemistry alone were washed quickly in PBS
and postfixed with 4% paraformaldehyde, washed three × 10 min
with PBS, treated in methanol/0.5% H2O2 as
described above, and washed again three × 10 min in PBS. The
blocking and following steps were performed as above.
RESULTS
In a previous study, we identified three broad domains of Phox2
expression in mouse embryos: some cranial ganglia, all autonomic ganglia, and several groups of neurons in the hindbrain and at the
met-mesencephalic junction (Valarché et al., 1993 ). Here we used
anti-Phox2 antibodies (see Materials and Methods) to examine the early
pattern of Phox2 expression in these three territories with single-cell
resolution. To identify neuronal types, we combined anti-Phox2
immunocytochemistry with in situ hybridization for DBH and
choline acetyltransferase (ChAT). In addition, we analyzed Phox2
expression in the postnatal mouse CNS, in which groups of neurons can
be unambiguously assigned to anatomically identifiable nuclei.
Embryonic patterns of Phox2 expression
Peripheral nervous system
At E9.5 and until E10.5 (Fig. 1A)
in whole-mount in situ hybridizations, a prominent
expression domain of Phox2 is represented by three patches at the level
of the first, second, and third branchial clefts corresponding to the
ectodermal placodes of the VIIth, IXth, and Xth cranial ganglia. These
placodes have been shown in the chicken to give rise to the neuronal
component of the distal VIIth, IXth, and Xth cranial ganglia,
respectively (D'Amico-Martel and Noden, 1983 ). The signal extending
toward the neural tube corresponds to neural progenitors in the process of delaminating from the placodes and to the forming ganglia, which are
equally strongly labeled. An immunocytochemical localization of Phox2
on parasagittally sectioned E10.5 embryos (Fig. 1B)
showed the Phox2-positive second and third epibranchial placodes, the delaminating neuroblasts of the distal IXth and Xth ganglia, and the
aggregating anlagen of these same ganglia. The distal VIIth, IXth, and
Xth cranial ganglia were still labeled brightly at E11.5 (not shown)
and until E13.5, at which stage the signal decreased (Fig.
2B). As reported previously
(Valarché et al., 1993 ), the proximal ganglia of the same cranial
nerves never expressed Phox2 (not shown). Neither was Phox2 expression
detected in the Vth (Fig. 3A) or VIIIth
cranial ganglia or in dorsal root ganglia.
Fig. 1.
Phox2 expression at E10.5. A,
Whole-mount preparation of an E10.5 mouse embryo hybridized with a
Phox2 probe. Phox2 is strongly expressed
in the distal part of the VIIth (VII), IXth
(IX), and Xth (X) cranial
ganglia and in their corresponding epibranchial placodes, which appear
as darker patches (black arrowheads).
Phox2 expression is just starting in the primordia of
the sympathetic chain (sg). In the CNS, staining can be
seen in two patches in the ventral basal plate at the met-mesencephalic
border (black arrow), in the lateral part of the first
rhombomere (open arrow), where the anlage of the locus
coeruleus lies, and more caudally in the ventrolateral hindbrain and
rostral spinal cord (white arrowheads).
ov, Otic vesicle. B, Immunostaining of a
parasagittal section at E10.5 with anti-Phox2 antibody. Nuclear Phox2
expression is detectable in the aggregating anlagen of the VIIth
(VII), IXth (IX), and Xth
(X) cranial ganglia as well as in the second and third ectodermal placodes (pIX and
pX) and the delaminating neuroblasts. The placode
of the VIIth ganglion is no longer visible at that stage. Note that
there is no discrepancy between the pattern of mRNA and protein
expression. The apparent faintness of the signal in the VIIth ganglion
is a photography artifact attributable to Nomarski optics. Scale bar
(shown in B), 110 µm.
[View Larger Version of this Image (138K GIF file)]
Fig. 2.
Phox2 expression in the developing sympathetic
nervous system. A, Immunostaining of a transverse
section at E10.5. Phox2-positive neurons (arrows)
aggregate on both sides of the dorsal aorta (a), dorsally to the cardinal veins (rcv, right cardinal
vein; lcv, left cardinal vein), to form the primordia of
the sympathetic chain. B, Sagittal section at E13.5.
Phox2 is highly expressed in all cells of the superior cervical
ganglion (SCG), whereas the expression in the distal
IX-Xth cranial ganglionic complex (IX-X) is now
ebbing. ov, Otic vesicle. Scale bar: A,
15O µm; B, 180 µm.
[View Larger Version of this Image (78K GIF file)]
Fig. 3.
Phox2 expression in the parasympathetic and
enteric nervous systems at E13.5. A, The sphenopalatine
ganglion, lying rostral to the trigeminal ganglion
(V), and B, a submandibular
ganglion in the proximity of a salivary gland
(sal), are Phox2+. C,
Phox2+ neurons in the myenteric plexus in a transverse
section of the gut. Half a day earlier, all parasympathetic and
myenteric Phox2+ neurons were still expressing low levels
of DBH (not shown). lum, Lumen of the gut.
[View Larger Version of this Image (146K GIF file)]
At E10.5, Phox2 expression in the earliest primordia of the
sympathetic chain was visible, both on whole-mount preparations (Fig.
1A) and on transversal sections, where two clusters
of Phox2-positive cells frame the dorsal aorta from the lower cervical
level to the lower trunk (Fig. 2A). Early appearance
of Phox2 in sympathetic neuron precursors has already been reported in
chick embryos and correlated with the appearance of tyrosine
hydroxylase message at approximately the same time (Ernsberger et al.,
1995 ) and of tyrosine hydroxylase protein slightly later (Groves et
al., 1995 ). At E13.5, all cells in all sympathoadrenal tissues were
strongly labeled: the superior cervical ganglion (Fig.
2B, SCG), the stellate ganglion, the
sympathetic trunk, the prevertebral and pelvic ganglia, and the adrenal
medulla (not shown).
Phox2-positive cell clusters embedded within or in the proximity of
peripheral organs corresponded to parasympathetic ganglia; in
particular, we could identify the otic (not shown), sphenopalatine (Fig. 3A), submandibular (Fig. 3B), and
paracardiac ganglia (not shown). They also expressed DBH at
approximately E12.5-E13 (not shown) and lost it as early as E13.5.
Finally, the myenteric plexus of the enteric nervous system was labeled
as early as E10.5 and at least until E16.5 (Fig. 3C). It
transiently expressed DBH until E13 (not shown), at which time the DBH
signal dropped abruptly, in agreement with previous observations in the
rat (Cochard et al., 1979 ; Baetge et al., 1990 ). Some authors (Baetge
et al., 1990 ), however, have reported the persistence of a few DBH+
neurons in the gut of the rat beyond E15 (equivalent to E13 in the
mouse) and into adulthood. This discrepancy could be attributable to
intrinsic differences between rat and mouse, or to a lesser sensitivity
of our detection system. We have not examined the enteric nervous
system at postnatal stages.
Therefore, all three divisions of the peripheral autonomic nervous
system expressed Phox2 at, or close to, the time of ganglion formation.
Expression in the sensory components of the peripheral nervous system
is restricted to the subset of cranial ganglia derived from
epibranchial placodes.
CNS
In whole-mount in situ hybridizations of E9.5
embryos, Phox2 was expressed in three domains of the CNS, that is, from
caudal to rostral, as (1) a faint labeling in the ventrolateral
hindbrain becoming fainter in the rostral spinal cord; (2) a group of
scattered Phox2-positive cells in the lateral aspect of the first
rhombomere; and (3) two prominent patches of Phox2 positivity in the
ventral basal plate surrounding the met-mesencephalic junction. One day later (Fig. 1A), the met-mesencephalic patches were
still prominent, the group of scattered cells in the rhombomere 1 had
now elongated ventrocaudally, and a double column of cells was apparent
in the lateral aspect of the rhombencephalon and spinal cord.
We examined this pattern in more detail at E11.5 on serial
transverse, parasagittal, and coronal sections of the neural tube. At
thoracic and cervical levels, there was a discrete column of Phox2-positive cells in the lateral neural tube, just dorsal to the
motor columns (Fig. 4A). In combined
Phox2 immunocytochemistry/Islet-1 in situ hybridization,
these cells appeared Islet-1-negative and just dorsal to the
Islet-1-positive motoneurons (not shown) (Ericson et al.,
1992 ). This column thickened rostrally and at the level of the
rhombencephalon became a broad, Phox2-positive region in the dorsal
half of the basal plate, which in some sections appeared subdivided
into a superficial and a deep layer (Fig. 4B). At the level of r5/r4, the deep layer extended toward the midline, merging with a discrete, densely packed group of Phox2+ cells in
the ventral-most aspect of the basal plate (Fig. 4C,D). This
population overlapped with an Islet-1-positive region (not shown) and contains the precursors of the motoneurons of the facial nucleus (Marìn and Puelles, 1995 ) (see below). The r3/r4
inter-rhombomeric boundary marked the rostral edge of the continuous
myelencephalic domain of Phox2 expression (Fig.
4D).
Fig. 4.
Phox2 immunostaining of the CNS of E11.5 embryos.
A, Transverse section through the neural tube at the
thoracic level. A group of Phox2+ cells is visible in the
lateral neural tube, just dorsal to the motoneuron columns. No
double-labeling was detected with an Islet-1-specific cRNA probe (not shown). This expression pattern was observed throughout cervical, thoracic, and lumbar levels. B, Left side of a
coronal section through the caudal hindbrain. The lateral column of
Phox2+ cells seen in A is now broader and
appears split into two layers. C, Coronal section
through the hindbrain at the level of the fourth rhombomere.
Phox2-positive cells are located in the mantle layer of the basal
plate. The floor plate is free of signal, as is the proliferative
layer, except for a few isolated cells that are probably postmitotic
neurons migrating toward the mantle layer. Phox2 high-expressing and
low-expressing cells can be distinguished. This domain of Phox2
expression overlaps with an Islet-1-expressing domain
(not shown), presumably corresponding to the precursors of the facial
nucleus motoneurons. D, Parasagittal section through the
hindbrain. The arrows point out the boundaries of
rhombomere 4. Note the sharp rostral limit of Phox2-expressing domain
at the fourth-third inter-rhombomeric boundary; in fact, some cells can be found in the third rhombomere in another plane of section (not
shown). The fourth rhombomeric expression domain continues caudally
into the fifth, mostly in the form of low-expressing cells whose
nuclei, at higher magnification, appear longitudinally oriented,
suggesting a migratory behavior. 4v, 4th ventricle; drg, dorsal root ganglia; fp, floor
plate.
[View Larger Version of this Image (129K GIF file)]
Further rostrally, at the level of the first rhombomere, a thin
column of Phox2-expressing cells is found in the lateral wall of the
rhombencephalon. Combined Phox2 immunocytochemistry/DBH in
situ hybridization identified these cells as the progenitors of
the locus coeruleus and subcoeruleus (Fig.
5A). The rostral-most expression domain of Phox2, at the met-mesencephalic junction, consisted of the two patches of cells, which in sagittal sections appeared as streams of cells leaving the ventral proliferating epithelium just rostral and caudal to the fovea isthmi (Fig.
5B). The signal in these cells became weaker at later
stages, precluding their identification.
Fig. 5.
Top. Phox2 expression in the developing
met-mesencephalon analyzed by combined DBH in situ
hybridization and anti-Phox2 immunocytochemistry on sagittal sections.
In situ hybridization signals appear as a dark
blue cytoplasmic staining, whereas Phox2 immunostaining is
brown and nuclear. The latter is occulted by the former
at low magnification. A, At E11.5, Phox2+
neurons in the isthmic region of the rhombencephalon express DBH and
correspond to the anlage of the locus coeruleus. B, The met-mesencephalic expression of Phox2 visible in A as it
appears in a more medial aspect, as two streams of cells originating
just caudally and just rostrally to the fovea isthmi
(arrowhead). C, Parasagittal section
through the hindbrain at E13.5 (anterior to the right);
the locus coeruleus is double-stained along with more caudally located
scattered cells of the subcoeruleus. The lateral tegmentum of the
medulla contains many Phox2+/DBH cells, which
are not seen on this plane of section. D, High
magnification of cells in the locus coeruleus anlage showing the
staining pattern diagnostic of double-labeling in this type of
experiment. DBH in situ hybridization shows as
dark purple cytoplasm, and Phox2 immunostaining as
brown nuclei. Note that some cells are already extending
neurites at this stage. 4v, 4th ventricle;
mv, mesencephalic vesicle. Scale bar: A,
320 µm; B, 230 µm; C, 175 µm;
D, 24 µm.
Fig. 6.
Bottom. Phox2 expression in the
postnatal brain. Coronal sections through the pons and medulla of P12
mice were labeled with combined ChAT or DBH in situ
hybridization and Phox2 immunohistochemistry. A,
B, Adjacent sections through the locus coeruleus
(lc) and vestibular efferent nucleus
(ven) labeled for expression of DBH and Phox2 (A) or ChAT and Phox2 (B). The
noradrenergic cells of the locus coeruleus show expression of DBH
(A) but not ChAT (B), whereas the
vestibular efferent nucleus expresses both. C,
Colocalization of Phox2 and DBH transcripts in the noradrenergic
nucleus A1 of the ventrolateral medulla. D, Section
through the nucleus ambiguus showing double Phox2/ChAT staining. At the
more caudal or more rostral level of this nucleus, Phox2+
cells are rarer or absent. E, Section through the dorsal
medulla, at the level of the obex, labeled for Phox2 and ChAT
expression. The nucleus of the tractus solitarius (nTS)
contains many Phox2-expressing cells (a few of which correspond to the
A2/C2 (nor)adrenergic nucleus; not shown). Many of the neurons of the
dorsal motor nucleus of the vagus nerve (dmnX)
are Phox2+, whereas none are found in the nucleus of the
hypoglossal nerve (nXII). At least part of the
excess of ChAT labeling over Phox2 labeling in the dmnX is attributable
to cells sectioned outside the nucleus. F, Section
through the motor nucleus of the facial nerve double-labeled for Phox2
and ChAT expression showing that a fraction of the facial motoneurons
express Phox2, with no clear relation to the somatotopic organization
of the nucleus. Scale bar: A, B, 200 µm;
C, 50 µm; D, 110 µm; E,
F, 160 µm.
[View Larger Version of this Image (79K GIF file)]
At E13.5, there was a complex pattern of scattered Phox2+
cells in the lateral tegmentum of the medulla (not shown). In addition, combined Phox2/DBH detection allowed the identification of the coeruleus complex (Fig. 5C,D), the A5 region, and the A1
region (not shown) but not yet the A2 region.
Phox2 expression in the postnatal CNS
We examined Phox2 expression in the CNS on P12, when the different
nuclei are identifiable by their characteristic shape and location. To
identify unambiguously as many Phox2-positive cell groups as possible,
we systematically combined anti-Phox2 immunohistochemistry with
in situ hybridization for either DBH or ChAT. We could
readily identify all of the known (nor)adrenergic centers of the
hindbrain. The most numerous and compact collection of Phox2/DBH
double-stained cells was found at the level of the pons, in the lateral
floor of the IVth ventricle, corresponding to the locus coeruleus (A6) (Figs. 6A,B, 7C,D),
extending dorsally into the alar plate (A4) and connected ventrally at
its caudal end to the A5 group by the stream of
Phox2+/DBH+ cells of the locus subcoeruleus
(Fig. 7B). Groups of
strongly DBH+/Phox2+ cells were found in a more
or less continuous column in the ventrolateral medulla, corresponding
caudally to groups A1 and C1 (Kalia et al., 1985a ,b) (Figs.
6C, 7G-M), and rostral to the facial
nucleus to A5 and A7 (Dahlström and Fuxe, 1964 ) (Fig.
7A-E). In the dorsomedial aspect of the caudal medulla and
in close proximity to the nucleus tractus solitarius (nTS), we could
locate the A2/C2 group (Kalia et al., 1985a ,b) (Fig. 7H-L).
The area postrema, known to contain noradrenergic neurons as part of
the A2 region (Kalia et al., 1985b ), also contained many weakly Phox2-
and DBH-positive cells, but the weak signals made it difficult to
distinguish between singly and doubly labeled cells (not shown).
Fig. 7.
Schematic representation of the distribution of
Phox2-expressing neurons on coronal sections of postnatal mouse brain
(A-M) and a transversal section through the
spinal cord (N). The levels relative to the obex
are (A) +2.1 mm, (B) +1.8 mm,
(C) +1.5 mm, (D) +1.3 mm,
(E) +1.2 mm, (F) +1.1 mm,
(G) +0.9 mm, (H) +0.6 mm, (I) +0.4 mm, (J) +0.2 mm,
(K) 0.1 mm, (L) 0.3 mm, and
(M) 0.6 mm. Each symbol represents one to two
Phox2-positive neurons: large dots, cells coexpressing
Phox2 and DBH; open triangles, cells coexpressing Phox2
and ChAT; black triangles, cells coexpressing Phox2,
ChAT, and DBH; and small dots, cells expressing Phox2
but neither DBH nor ChAT. No attempt was
made to distinguish noradrenergic from adrenergic cells; therefore the
ventrolateral and dorsomedial (nor)adrenergic groups are designated
A1/C1 and A2/C2, respectively, throughout their caudorostral extent.
A1, A2, A4, A5, and A7, noradrenergic nuclei A1, A2, A4, A5, and A7,
respectively. ap, Area postrema; C1, C2,
adrenergic groups C1 and C2; lc, locus coeruleus;
nV, motor nucleus of the trigeminal (cranial Vth) nerve; nVI, nucleus of the abducens (cranial VIth) nerve;
nVII, motor nucleus of the facial (cranial VIIth) nerve;
dmnX, dorsal motor nucleus of the vagus nerve;
nXII, nucleus of the hypoglossal nerve; nA, nucleus ambiguus; nTS, nucleus of the
tractus solitarius; ven, vestibular efferent nucleus.
[View Larger Versions of these Images (19 + 18K GIF file)]
Four groups of Phox2+ cells were also stained by the
ChAT probe and could be identified as (1) some cells in the nucleus
ambiguus (nA) (Figs. 6D, 7H,I),
sometimes occupying the entire nucleus, sometimes restricted to its
ventrolateral aspect depending on the rostrocaudal level; (2) many
motoneurons of the dorsal nucleus of the vagus nerve (dmnX) (Figs.
6E, 7H-L); (3) part (~50%) of the
motoneurons of the facial nucleus (nVII) (Figs. 6F,
7C-G); and (4) the efferent vestibular nucleus (Figs.
6A,B, 7D). Strikingly, all of the cells of
the latter were found to coexpress DBH (Fig. 6A) and
ChAT (Fig. 6B). All other motor nuclei of cranial
nerves were Phox2-negative, although we could not rule out that the two patches of positive cells across the isthmic boundary seen at earlier
stages (E11.5) and much more faintly later were the anlagen of the
trochlear and occulomotor nuclei.
Many Phox2+ cells expressing neither ChAT nor DBH were
found in the medulla, i.e., a group of cells in the nTS (Figs.
6E, 7H-L), which was in continuity with
more dispersed cells spanning the lateral-most field of the reticular
formation and extending ventrally to the region of the nA and the
facial nucleus (Fig. 7G-L). It is in this area that
preganglionic neurons projecting to the salivary and lacrymal glands
are found (Contreras et al., 1980 ); however, although weakly ChAT
positive cells were found scattered throughout this area, few were
found to express Phox2. Other groups of unidentified Phox2-expressing
neurons were found in the spinal cord, where they formed continuous
columns along the entire length of the spinal cord: a central group in
area X, just dorsal to the central canal, and two lateral groups at the
border between the dorsal horn and the dorsolateral funiculus (Fig.
7N), just dorsal to the sympathetic preganglionic
neurons, which are ChAT+/Phox2 (not shown).
DISCUSSION
Two striking correlates emerge from the Phox2 expression pattern,
which we discuss below.
Phox2 and transmitter phenotype
Phox2 is expressed in virtually all neurons known to use
noradrenaline or adrenaline as neurotransmitter and that can be
identified by their expression of DBH: sympathetic postganglionic
neurons and all of the (nor)adrenergic centers of the hindbrain,
including the ventrolateral group (A1/C1, A5, and A7), the dorsomedial
group (A2/C2), and the coeruleus complex (locus coeruleus, locus
subcoeruleus, and A4). The correlation between DBH and Phox2 expression
extends beyond classic (nor)adrenergic sites to include cells that
have been reported to transiently express DBH (Grzanna and Coyle, 1978 ; Jonakait et al., 1984 ; Landis et al., 1987 ) or that we identified as
such: postganglionic neurons of the enteric and parasympathetic system
until E13 and, even more transiently, the distal VIIth, IXth, and Xth
cranial ganglia. At all sites, Phox2 expression either precedes or is
concomitant with DBH expression and either continues together with it
into postnatal stages (in sympathetic ganglia and (nor)adrenergic
centers) or outlasts it (in cranial, myenteric, and parasympathetic
ganglia). The relative timing of Phox2 and DBH expression in the
peripheral nervous system is summarized in Figure 8.
Fig. 8.
Schematic representation of the relative
timing of Phox2 and DBH expression in the peripheral nervous system.
Plus (+) and minus ( )
signs refer to Phox2 expression and +/ signs indicate weak levels of expression. Dark shading, light shading,
and white backgrounds indicate strong, weak, and
undetectable DBH expression, respectively. At all sites, the onset of
Phox2 expression is roughly concomitant with that of DBH, and
significantly outlasts it in parasympathetic, myenteric, and cranial
ganglia. The exact beginning of Phox2 and DBH expression in the gut is
difficult to assess because of the rostrocaudal progression of the
signal, and it was not investigated in detail. Postnatal expression of
Phox2 in the gut and cranial ganglia was not determined
(nd).
[View Larger Version of this Image (27K GIF file)]
Finally, Phox2 is expressed in the vestibular efferent nucleus, which
is classically considered to be cholinergic, but which we found to
contain both DBH and ChAT (see below). Hence, Phox2 is present at
virtually all sites that permanently or transiently express DBH, the
only possible exception being some neurons in the area postrema.
Other sites of Phox2 expression correlate with the cholinergic
phenotype, notably in the facial nucleus, the nA, and the dmnX. Although this correlation is partial, we cannot exclude the possibility that Phox2 could participate in the determination of the cholinergic phenotype in these cells. An interesting feature of some cholinergic sites of Phox2 expression is that they point to a possible ontogenic relatedness of the adrenergic and cholinergic phenotypes. Indeed, several cholinergic Phox2+ neurons are in close association
with (nor)adrenergic ones (e.g., the A2/C2 group and the dmnX, or the
C1 group and nVII), and others coexpress DBH, either transiently (e.g.,
parasympathetic postganglionic neurons) or permanently (e.g., the
vestibular efferent nucleus). In line with a possible coexistence or
interconvertibility of the two phenotypes, a bona fide switch from a
noradrenergic to a cholinergic phenotype has been documented in the
postganglionic sympathetic neurons innervating the sweat gland
(Patterson and Chun, 1977 ; Schotzinger and Landis, 1988 ) and in the
sympathetic trunk of LIF transgenic mice (Bamber et al., 1994 ), and a
reverse switch has been documented in transplanted cholinergic neurons (Coulombe and Bronner-Fraser, 1986 ). Also, noradrenergic and
cholinergic properties have been colocalized in cultured sympathetic
neurons (Barbu et al., 1992 ) and in some neurons in the dmnX (Manier et al., 1987 ).
Finally, other Phox2-positive cells are clearly neither
cholinergic nor (nor)adrenergic, like the chemically unidentified neurons of the nTS, the lateral reticular formation, and the spinal cord.
Therefore, although its expression pattern exceeds that of DBH,
Phox2 is a strong candidate for regulating aspects of the (nor)adrenergic phenotype, perhaps DBH itself. In line with this, a
high-affinity binding site for Phox2 has been found in a functional module of the human DBH promoter (Tissier-Seta et al., 1993 ), and a
slight transactivating effect of rat Phox2 has been observed on the rat
DBH promoter in cultured cells (Zellmer et al., 1995 ).
Phox2 and the autonomic control pathways
Another striking functional correlate of the Phox2 expression
pattern emerged from this study: many Phox2-positive sites are involved
in the medullospinal reflex control of autonomic functions.
Phox2 is expressed in the three cranial ganglia whose primary
sensory neurons relay visceral sensations relevant to autonomic functions. The VIIth ganglion carries the taste stimuli of the anterior
two thirds of the tongue, the distal IXth ganglion relays taste and
visceral sensations from the posterior third of the tongue as well as
baro-, chemo-, and osmoreception from the carotid body, and the distal
Xth ganglion innervates the taste buds of the epiglottis and conveys
visceral sensations from the pharynx, the larynx, and the thoracic and
abdominal viscera. All of these afferents converge mainly on relay
sensory neurons in the nTS (Ciriello, 1983 ; Loewy, 1990 ) and area
postrema (Kalia and Sullivan, 1982 ), where Phox2+ cells
were found. The efferent branch of medullospinal autonomic reflexes is
also composed mainly of Phox2-positive neurons: preganglionic neurons
of the parasympathetic system (certainly the dmnX, possibly the
subpopulation of Phox2+ cells in the nA and dorsal to the
nVII), postganglionic neurons of the parasympathetic and sympathetic
systems, and the myenteric plexus of the enteric nervous system. In
addition, Phox2 is expressed in the (nor)adrenergic centers of the
hindbrain among which, most notably, C1, A5, and A7 are thought to be
relay centers of autonomic reflexes, establishing connections,
sometimes reciprocal, with the nTS and the sympathetic and
parasympathetic preganglionic neurons (Loewy et al., 1979 ; Ross et al.,
1984 , and references therein; Loewy, 1990 ). The locus coeruleus has
only minor descending projections and is thought to relay visceral
sensations to more rostral levels of the neuraxis. Finally, some of the
unidentified Phox2+ neurons in the lateral tegmental field
occupy the same arc-like reticular region where interneurons that
project to cardiac vagal motoneurons have been found (Standish et al.,
1995 ). Therefore, many Phox2+ neurons are involved in, or
are located in areas involved in, the medullospinal level of autonomic
control. The only clear or likely exceptions include the subpopulation
of motoneurons in the facial nucleus, the vestibular efferent nucleus,
and the spinal cord neurons. It is noteworthy, however, that
interneurons located in the dorsal horn and area X, where
Phox2+ cells are found, have been implicated in the
sympathetic outflow (Strack et al., 1989 ; Loewy, 1990 ).
Hence, most of the four to six relay stations that have been
proposed to make up the medullary control circuits of cardiovascular functions (Guyenet, 1990 ; Spyer, 1990 ), for example, are either Phox2+ (IXth and Xth ganglia, C1, postganglionic
sympathetic and parasympathetic ganglia), or they comprise areas where
many Phox2+ cells are found (nTS, nA, lateroventral
medulla), the only clear exception being the preganglionic sympathetic
neurons. Several groups of Phox2+ cells are synaptically
connected. For example, Phox2+ neurons of the dmnX project
to Phox2+ postganglionic parasympathetic neurons. On the
other hand, they receive input from Phox2+ sensory neurons
of the Xth ganglion (Kalia and Sullivan, 1982 ) and from the
Phox2+ A5 adrenergic group (Loewy et al., 1979 ), although
the possibility of indirect connections through local interneurons has
not been formally excluded.
Possible significance of the neurophysiological correlate of
Phox2 expression
The presence of such large fractions of Phox2-expressing neurons
at different levels of well defined neuronal circuits can hardly be
coincidental, nor can it be a consequence of the establishment of these
circuits, because it clearly precedes it in sympathetic ganglia and
cranial sensory ganglia, which we have shown to express Phox2 at the
time (sympathetic ganglia) or even before (cranial ganglia) they form
and well before axonal outgrowth. In CNS neurons, Phox2 protein can be
detected as soon as they become postmitotic, thus possibly concomitant
with neurite extension, but before synaptogenesis. Therefore, it is
tempting to speculate that Phox2 expression in interconnected neuronal
groups is causal to this interconnection. Strikingly, DRG11, a close
structural relative of Phox2, recently has been reported to be
expressed in dorsal root ganglia neurons and some of their synaptic
targets in the dorsal horn of the spinal cord (Saito et al., 1995 ), a
situation reminiscent of Phox2 expression in cranial ganglia and the
nTS.
How could a transcription factor promote integration into the same
synaptic circuit of two distant neurons in which it is expressed? The
most parsimonious models would have Phox2 acting through the same
target gene(s) in the two neurons. A first model would propose that it
regulates the expression of molecules involved in pathfinding at a
distance. For example, Phox2 could control the expression of the
receptor for a neurite outgrowth-promoting substance secreted in the
target territory, which would promote directional axonal outgrowth from
the distant presynaptic cell and nondirectional dendritic growth in its
local postsynaptic partner.
Rather than being involved in pathfinding at a distance, Phox2 could be
involved in target selection by controlling the expression of
cell-cell adhesion receptors in the two interacting cells. Again, the
most parsimonious hypothesis would invoke the same adhesion molecule on
both cells. This leads to the very simple model in which target cell
recognition involves a homophilic adhesion molecule whose expression is
controlled by the same transcription factor in the two synaptic
partners. Precedents for expression of the same adhesion molecule by
both axons and their postsynaptic partners can be found in the
literature. During chick brain development, for instance, strong
expression of the two homophilic adhesion molecules N- and R-cadherin
is restricted to two different tectofugal pathways and to the nuclei
with which they connect (Redies et al., 1993 ). Another example is
provided by limbic system-associated membrane protein (LAMP), expressed
by functionally interconnected cortical and subcortical neurons of the
limbic system (Keller et al., 1989 ; Pimenta et al., 1995 ). Antibody
perturbation experiments suggest that LAMP is essential for proper
targeting of the hippocampal mossy fiber projection (Pimenta et al.,
1995 ). The immunoglobulin-like cell adhesion molecule BEN, capable of
homophilic binding, was found on inferior olivary axons and their
cerebellar targets (Chédotal et al., 1996 ). In
Drosophila, the homophilic adhesion molecule connectin is
found both on a subset of muscles and on motoneuron axons that
innervate them (Nose et al., 1992 ). Another phenomenology that could
involve homophilic interactions between Phox2-expressing cells is
axonal fasciculation. Indeed, virtually all peripheral and central
Phox2+ neurons that connect the hindbrain to the periphery
have axons coursing through the VIIth, IXth, and Xth nerves, regardless
of their final destination or physiological role.
Finally, the ongoing postnatal expression of Phox2, like that of other
homeodomain proteins (Thor et al., 1991 ; Simeone et al., 1994 ;
Alvarez-Bolado et al., 1995 ), raises the possibility that it is
involved in the physiology or the plasticity of the neural circuits in
which it is expressed.
In summary, the distinct patterns of Phox2 expression during
neuro-ontogeny are consistent with Phox2 playing a role in two important aspects of neuronal identity: neurotransmitter phenotype and
the molecular recognition between groups of functionally connected neurons. Ongoing studies are aimed at experimentally verifying the
roles we postulate by in vivo manipulation of Phox2
expression.
FOOTNOTES
Received July 9, 1996; revised Sept. 4, 1996; accepted Sept. 9, 1996.
This work was supported by institutional grants from the Centre
National de la Recherche Scientifique and by specific grants from the
European Community (BMH4-CT95-0524), the Ministère de l'Education Nationale, de l'Enseignement Supérieur et de la
Recherche (ACC-SV4), and the Association Française contre les
Myopathies. We thank Drs. S. Pfaff and T. Jessell for the kind gift of
the ChAT cDNA clone, Dr. A. Jean for helpful comments, and Dr. Christo Goridis for invaluable discussions throughout this work and critical reading of this manuscript.
Correspondence should be addressed to Jean-Francois Brunet, Institut de
Biologie du Développement (IBDM), Luminy Case 907, 13288 Marseille Cedex 9, France.
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