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Volume 17, Number 11,
Issue of June 1, 1997
pp. 4262-4274
Copyright ©1997 Society for Neuroscience
Neurotrophin-3 Promotes the Differentiation of Muscle Spindle
Afferents in the Absence of Peripheral Targets
Robert A. Oakley1,
Frances B. Lefcort2, 5,
Douglas O. Clary4, 5,
Louis
F. Reichardt5,
David Prevette3,
Ronald W. Oppenheim3, and
Eric Frank1
1 Department of Neurobiology, University of Pittsburgh,
School of Medicine, Pittsburgh, Pennsylvania 15261, 2 Department of Biology, Montana State University, Bozeman,
Montana 59717, 3 Department of Neurobiology and Anatomy and
Neuroscience Program, Bowman Gray School of Medicine, Wake Forest
University, Winston-Salem, North Carolina 27157, 4 Sugen
Inc., Redwood City, California 94063, and 5 Department of
Physiology and Howard Hughes Medical Institute, University of
California, San Francisco, California 94143
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
The neurons of the dorsal root ganglia (DRG) that supply muscle
spindles require target-derived factors for survival. One necessary
factor for these neurons is neurotrophin-3 (NT3). To determine whether
NT3 can promote the survival of these neurons in the absence of other
target-derived factors, we analyzed the effects of exogenous NT3 after
early limb bud deletion in the chick. In control embryos, limb bud
deletion eliminated ~90% of the trkC-positive (trkC+) neurons in
lumbar DRG on the deleted side. In addition, the deletion led to a
dramatic loss of collateral sensory projections to motoneurons.
Exogenous NT3 restored a normal population of trkC+ neurons in lumbar
DRG on the deleted side and increased the number of trkC+ neurons in
DRG with normal targets (contralateral lumbar and thoracic). The effect
was highly selective; NT3 increased the number of trkC+ neurons without
significantly changing the number of either trkA+ or trkB+ neurons. The
effect of NT3 was attributable to the rescue of DRG neurons from cell death, because exogenous NT3 reduced the number of pyknotic nuclei without significantly altering proliferation. Analysis of spinal projections showed further that many of the trkC+ neurons rescued by
NT3 projected to the ventral spinal cord. These neurons thus had
central projections characteristic of muscle spindle afferents. Together, our results indicate that NT3 signaling is both necessary and
sufficient for the development of the proprioceptive phenotype, even in
the absence of other signals from limb muscle.
Key words:
neurotrophins;
sensory neurons;
muscle spindle afferents;
survival;
specification;
differentiation;
development;
spinal cord
projections;
muscle
INTRODUCTION
The dorsal root ganglia (DRG) are composed of
several functionally diverse populations of sensory neurons that form
distinct patterns of central connections within the spinal cord. For
example, most DRG neurons are small-diameter cutaneous afferents
(nociceptors and thermoceptors) that project to the superficial layers
of the dorsal horn. In contrast, the comparatively small population of large-diameter DRG neurons that supply muscle spindles project to the
ventral horn and make monosynaptic connections with motoneurons (for
review, see Willis and Coggeshall, 1991 ; also see Ruit et al., 1992 ).
Thus, different populations of sensory neurons have distinct identities
that can be defined on the basis of their central and peripheral
projections.
Developmental studies in the frog have shown that the identity of
sensory neurons is dependent on their peripheral targets, in that the
peripheral target can determine the pattern of central connections. For
example, if thoracic DRG, which normally lack any muscle spindle
afferents, are forced to supply forelimb muscles, these ganglia will
produce muscle spindle afferents that project to the appropriate
forelimb motoneurons (Frank and Westerfield, 1982 ; Smith and Frank,
1987 ). These results indicate that some signal(s) from peripheral
targets can determine both the general identity of sensory neurons
(i.e., the muscle spindle afferent phenotype) and their specific
identity in terms of which motoneurons they choose as synaptic
partners. One class of target-derived signaling molecules that may be
involved in determining the identity of sensory neurons is the
neurotrophins.
Different subpopulations of DRG neurons depend on different
neurotrophins to survive the period of cell death in the DRG. Studies
using function-blocking antibodies that recognize specific neurotrophins have shown that muscle spindle afferents require NT3
during this period (Oakley et al., 1995 ), whereas small diameter cutaneous afferents require nerve growth factor (NGF) (Ruit et al.,
1992 ). Similarly, genetic deletion of members of the trk family of
neurotrophin receptors results in the selective loss of specific DRG
subpopulations. Targeted mutation of the catalytic form of trkC, a
receptor for NT3, eliminates all muscle spindle afferents but spares
cutaneous afferents (Klein et al., 1994 ). In contrast, targeted
mutation of trkA or NGF eliminates small-diameter cutaneous afferents
and apparently spares muscle spindle afferents (Crowley et al., 1994 ;
Smeyne et al., 1994 ; for review, see Snider, 1994 ). Together, these
results indicate that NT3 signaling through trkC is necessary for the
survival of muscle spindle afferents. These results further suggest
that target tissues could, in principle, influence the identity of
sensory neurons by signaling with neurotrophins.
To begin to assess the role of neurotrophins in the specification of
sensory neuron identity, we asked whether NT3 is sufficient to support
the differentiation of muscle spindle afferents in the absence of limb
muscle. The results indicate that even in the absence of limb muscle,
NT3 can promote the survival of trkC+ sensory neurons and that these
neurons make central projections typical of muscle spindle afferents.
NT3 can therefore mimic the effects of limb muscle in the specification
of this sensory phenotype.
MATERIALS AND METHODS
Production and characterization of trk antibodies.
The production of antibodies to chick trkC and trkB have been detailed elsewhere (Lefcort et al., 1996 ; von Barthheld et al., 1996). A similar
approach was used to produce antibodies to chick trkA. A full-length
cDNA for chicken trkA was isolated from an E8 chick DRG library
prepared in the plasmid vector CDM8 as previously described for chick
trkC and trkB (Lefcort et al., 1996 ; von Barthheld et al., 1996). The
portion of this cDNA encoding the entire extracellular domain of trkA
was expressed in COS7 cells, and the resulting protein was purified and
used to produce antibodies in rabbits as described for trkC (Lefcort et
al., 1996 ). Because these antibodies are directed against the
extracellular domains of the different trk receptors, they do not
discriminate between full-length receptors and the different splice
variants of trkB and trkC, which contain variable kinase domains
(Garner and Large, 1994 ; Garner et al., 1996 ).
To characterize the specificity of these antibodies, human kidney 293 cells (HEK 293) were either mock-transfected or transiently transfected
with chick cDNAs encoding full-length trkA, trkB, or trkC, as described
previously (Lefcort et al., 1996 ). After 24 hr, the cells were fixed in
4% paraformaldehyde and reacted with either anti-trkA, anti-trkB, or
anti-trkC IgG, and binding was revealed with a fluorescent secondary
antibody.
Embryonic surgery and neurotrophin treatments. Fertile eggs
(SPAFAS) were windowed on the third day of incubation [embryonic day
(E) 3, stage 17/18; Hamburger and Hamilton, 1951 ], and the right
hindlimb bud was removed using flame-sharpened tungsten needles. The
embryos were moistened with several drops of sterile saline containing
100 U/ml penicillin/streptomycin (Life Technologies, Grand Island, NY)
and returned to the incubator for ~48 hr. Beginning at stage 25, when
sensory and motor axons would normally begin to invade the limb (Tosney
and Landmesser, 1985 ), surviving embryos were treated once daily with
1, 5, or 10 µg of human recombinant NT3 (Regeneron Pharmaceuticals,
Tarrytown, NY) or cytochrome-C (control; Sigma, St. Louis, MO) by
application to the chorioallantoic membrane. After five daily
treatments, the surviving embryos were killed on E10 (stage 35/36),
which is near the end of the period of normal cell death in the DRG
(Carr and Simpson, 1978a ). This time point is also well after the
period when most sensory neurons switch from trkC expression to trkA
expression (Lefcort et al., 1996 ; White et al., 1996 ; R. Oakley and F. Lefcort, unpublished observations). The timing of this experiment in
relation to these developmental events is illustrated in Figure
1A.
Fig. 1.
Timing of experiments in relation to the
development of sensory neurons. A, For the analysis of
trk expression and spinal cord projections, limb buds were removed
before gangliogenesis and axon outgrowth. NT3 treatment began as soon
as axons would normally invade the limb (stage 25) and continued until
E10, which is near the end of the cell death period. B,
For the analysis of the effects of NT3 on cell death and proliferation,
limb buds were removed as described above. Embryos received two
treatments with NT3 on E4 and E5, which is during the period of
neuronal proliferation and during the early phase of cell death in the DRG. On E5, after a second dose of NT3, embryos were either fixed for
counts of pyknotic nuclei or pulsed with BrdU for 4 hr and fixed for
BrdU labeling.
[View Larger Version of this Image (21K GIF file)]
The embryos were washed in PBS, decapitated, and eviscerated, and the
thoracic and lumbosacral (LS) regions of the spinal cord were exposed
via a ventral laminectomy. Limb-deleted embryos were classified as
either complete or partial deletions, based on the pattern of nerves in
the lumbosacral plexes on the deleted side. Complete deletion of limb
musculature leads to a total disruption of normal nerve patterns in the
plexes of the hindlimb, with the more anterior segments (LS1 and LS2)
forming thoracic-like patterns and the more posterior segments
projecting toward the tail (Tosney and Landmesser, 1984 ). Only embryos
with complete hindlimb deletions were included for further analysis.
These preparations were then processed for either immunohistochemistry
or dorsal root labeling (see below).
Trk immunohistochemistry and cell counts. Partially
dissected embryos were fixed for 18-24 hr in 4% paraformaldehyde,
washed in PBS, cryoprotected in 30% sucrose, embedded in a 2:1 mixture of 30% sucrose and OCT (Miles Scientific, Elkhart, IN), and frozen on
dry ice. Serial, 10 µm frozen sections were cut on a Reichert-Jung cryostat and collected on Super-Frost Plus slides (Fisher, Pittsburgh, PA). Immunostaining with antibodies to all three trk receptors was
preformed as described previously for trkC (Lefcort et al., 1996 ).
After they were immunostained, the sections were lightly counterstained
in cresyl violet, dehydrated, and coverslipped in DPX (Aldrich
Chemical, Milwaukee, WI). Immunoreactive neurons within the DRG that
had a distinct nucleus and at least one nucleolus were counted in every
fourth section at 400× using phase-contrast optics. No correction
factors were applied to the raw counts (Clarke and Oppenheim, 1995 ).
Neurons were counted bilaterally in LS3 and unilaterally in a
midthoracic DRG from each embryo. For trkB+ cells, the cells were
classified further as to their location in the ganglion [dorsomedial
(DM) or ventrolateral (VL); see Fig. 5].
Fig. 5.
TrkB+ neurons are insensitive to both limb bud
deletion and NT3 treatment. Transverse sections of E10 DRG from control
(A-C) and NT3-treated (D-F)
embryos stained for trkB. A, In the normal lumbar DRG of
control embryos, two distinct populations of trkB+ neurons can be
identified: large diameter ventrolateral (VL) neurons (arrows) and smaller dorsomedial
(DM) neurons (arrowheads).
B, In lumbar DRG on the limb-deleted side, both classes
of trkB+ neurons survived in control embryos. C,
Thoracic DRG in control embryos contained more trkB+ VL neurons
(arrows) than did lumbar ganglia. In thoracic ganglia,
trkB+ fibers (curved arrow) can be seen extending into
the sympathetic chain (s). D, In normal lumbar DRG, NT3 treatment (10 µg/d) had no obvious effect on the number of trkB neurons in either the VL or DM regions, but NT3 did
cause an expansion of the trkB-negative portion of the VL region
(compare A). E, In lumbar DRG on the
deleted side, NT3 treatment also expanded the trkB-negative VL region
without altering the survival of either population of trkB+ neurons.
F, NT3 had a similar effect in thoracic DRG. In all
panels, dorsal is up and lateral is to the
left. Scale bar, 50 µm.
[View Larger Version of this Image (213K GIF file)]
Labeling of sensory projections. After ventral laminectomy,
all of the lumbosacral and thoracic dorsal roots on both sides were
pressure-injected with
1,1 -dioctadecyl-3,3,3 ,3 -tetramethylindocarbocyanine perchlorate
(DiI), 5 mg/ml in 90% ethanol, 10% dimethyl sulfoxide (Molecular
Probes, Eugene, OR) (Honig and Hume, 1986 ) using broken micropipettes.
In some embryos, only the dorsal roots of thoracic level ganglia were
labeled. Spinal cords with attached DRG were then fixed in 4%
paraformaldehyde in PBS for at least 48 hr at room temperature.
Thoracic and lumbar regions of the cord were embedded in 19% gelatin
and sectioned at 40-60 µm using a vibrating microtome. The sections
were mounted in Gelmount (Biomedia, Foster City, CA) and photographed
immediately.
Assessment of cell death and proliferation. To determine the
effect of limb bud deletion and NT3 treatment on cell birth and death
in the DRG, we analyzed two separate sets of embryos at stage 27 (E5.5)
after two doses of NT3 (10 µg each). These embryos therefore were
exposed to NT3 during a period when active cell proliferation in the
DRG overlaps with the earliest phase of target interaction and cell
death. The timing of these experiments in relation to these
developmental events is illustrated in Figure 1B.
For the analysis of cell death, embryos were killed ~4 hr after the
second dose of NT3 or cytochrome-C (control), fixed in Bouin's
solution, dehydrated, embedded in paraffin, and sectioned at 6 µm.
After staining with hematoxylin and eosin, pyknotic nuclei were counted
in every fifth section through lumbar (LS3) and thoracic (T6) DRG as
described previously (Clarke and Oppenheim, 1995 ).
For the analysis of cell proliferation, embryos received 10 µg of
bromodeoxyuridine (BrdU) (Sigma, St. Louis, MO) with the second dose of
NT3. Approximately 4 hr later, the embryos were killed, fixed in
Carnoy's solution, dehydrated, embedded in paraffin, and serially
sectioned at 6 µm. After rehydration, sections were incubated in 1N
HCl at 37°C for 30 min, neutralized in 0.05 M borate
buffer, pH 8.5, and washed in PBS. Sections were then incubated for 60 min in anti-BrdU (Sigma) diluted 1:20 in blocking buffer (PBS with
0.1% Triton X-100 and 1% normal horse serum), washed three times in
PBS, and incubated for 60 min in a biotinylated secondary antibody (5 µl/ml in blocking buffer). After they were washed three times in PBS,
the sections were reacted with the ABC reagent (Vector, Burlingame,
CA), washed three times in PBS, developed in diaminobenzidine with
nickel intensification, dehydrated, and mounted. BrdU-labeled cells
with a distinct nuclear membrane were counted in every other section
through the LS3 DRG. This procedure labels ~10% of all DRG cells at
this stage of development (see Table 2). We therefore estimate that
this procedure labels at least 20% of the dividing cells of the DRG,
because even much longer exposures to BrdU (12 hr) label only 50% of
DRG cells at earlier stages (E4), when fewer neurons have
differentiated (F. Lefcort, unpublished observations).
Table 2.
Counts of BrdU-labeled cells in DRG at E
5.5
|
Control |
+NT3 |
|
| Normal
lumbar |
256 ± 49 |
242
± 46 |
| Deleted lumbar |
224 ± 43 |
274 ± 52 |
|
|
Neither limb bud deletion nor NT3 treatment had a significant
effect on the proliferation of DRG precursers as assessed using a 4 hr
exposure to BrdU on E5. BrdU-labeled cells were counted in every other
section through the L3 DRG. Values are the mean (± SEM) number of
labeled cells times 2 per 1000 healthy DRG cells. Means were compared
using the Student's t test. Data are from four embryos for
each group.
|
|
RESULTS
Antibody specificity
To determine whether the antibodies produced against individual
trk receptors specifically recognized a single type of trk receptor,
HEK 293 cells were transfected with cDNA encoding a single trk receptor
and reacted with each trk antibody (Fig. 2). Each
antibody was found to react only with cells transfected with the
corresponding cDNA and not with cells expressing other trk receptor
types. These results thus demonstrate the utility of this set of
antibodies for the selective immunodetection of the different trk
receptors. Moreover, these antibodies selectively labeled distinct
populations of neurons in E10 chick DRG (see below), which further
confirms their specificity.
Fig. 2.
Specificity of antibodies to neurotrophin
receptors. HEK 239 cells mock-transfected or transfected with chick
cDNA encoding trkA, trkB, or trkC (columns). Transfected
cells were immunolabeled with antibodies produced against the
extracellular domains of chick trkA, trkB, and trkC
(rows). Note that each antibody labels only cells
transfected with the corresponding cDNA, and none of the antibodies
cross-reacts detectably with cells expressing either of the other trk
receptors.
[View Larger Version of this Image (67K GIF file)]
NT3 prevents the death of trkC+ neurons deprived of
limb targets
In control embryos, limb bud deletion led to a reduction in the
number of trkC+ sensory neurons (Fig. 3; see Fig.
6A). In lumbar DRG contralateral to the deletion
(i.e., with normal targets), trkC+ neuronal somata were large in
diameter and primarily localized to the VL region of each ganglion
(Fig. 3A). This distribution is typical of trkC+ neurons in
normal lumbar and brachial DRG (Oakley et al., 1995 ; Lefcort et al.,
1996 ). Limb bud removal resulted in a dramatic loss of trkC+ neurons in
lumbar DRG ipsilateral to the deletion (Fig. 3B). Cell
counts revealed that only ~10% of the normal complement of trkC+
neurons survived in the absence of developing limb tissues (Fig.
6A). The deletion also resulted in an obvious
reduction in the size of the VL region in the ipsilateral DRG (compare
Fig. 3, A and B). Thus, the trkC+ population of
the VL region is especially sensitive to the absence of limb targets during the cell death period.
Fig. 3.
Effects of limb bud deletion and NT3 treatment on
trkC+ sensory neurons. Transverse sections of E10 DRG from control
(A-C) and NT3-treated (D-F)
embryos are stained for trkC. A, In normal lumbar DRG of
control embryos, trkC+ neurons (arrows) were mainly confined to the ventrolateral (VL) region of each
ganglion. B, In lumbar DRG on the limb-deleted side, few
trkC+ neurons (arrows) survived, and the VL aspect of
the DRG was reduced (compare with A). C,
In thoracic DRG of control embryos, few trkC+ neurons
(arrows) were normally detected. As in lumbar segments,
these neurons were localized primarily to the VL region.
D, In normal lumbar DRG, NT3 treatment (10 µg/d)
increased the number of trkC+ neurons (arrows) within
the VL region (compare with A). E, In
lumbar DRG on the limb-deleted side, NT3 treatment rescued the trkC+
population and maintained the normal size of the VL region (compare
with A and B). F, In
thoracic DRG, NT3 treatment increased the trkC+ population
(arrows) and expanded the VL region of the DRG. In each
panel, the orientation is the same: dorsal is up and
lateral is to the left. VL indicates the
ventrolateral region of the ganglion, and DM indicates
the dorsomedial region. In this figure and in Figures 4 and 5, the
lumbar ganglia shown are from LS3 and the thoracic ganglia shown are
from T5 or T6. The ganglia shown are the same ganglia that were used
for cell counts (Fig. 6). Scale bar, 50 µm.
[View Larger Version of this Image (205K GIF file)]
Fig. 6.
Quantitative analysis of sensory neuron survival
on E10 after limb bud deletion and treatment with NT3 at 10 µg/d.
A, Most trkC+ neurons were eliminated in lumbar DRG on
the deleted side; the number of trkC+ neurons remaining was
approximately the same as in normal thoracic DRG. NT3 treatment
resulted in an approximately normal number of trkC+ neurons in lumbar
DRG on the deleted side and doubled this population on the normal side. NT3 treatment also
increased the trkC+ population in thoracic DRG to approximately the
level in normal lumbar DRG. B, Limb bud deletion
significantly reduced the trkA+ population by ~40% in lumbar DRG on
the deleted side. This population was not increased significantly by
NT3 treatment. C, Limb bud deletion had only marginal
effects on trkB+ neurons, which were not statistically significant. The
numbers of trkB+ neurons in lumbar and thoracic DRG were not
significantly altered by NT3 treatment. Values are mean ± SEM (5 embryos for each group); lumbar counts are all from LS3;
asterisks indicate significant differences. In control
embryos, means of cell counts in thoracic and limb-deleted lumbar DRG
were compared statistically with those of normal lumbar DRG. In
NT3-treated embryos, means were compared with the respective means for
control DRG. All comparisons were made using a two-tailed
t test.
[View Larger Version of this Image (27K GIF file)]
A similar loss of VL neurons occurs during the cell death period in
thoracic DRG, presumably because these neurons do not find limb targets
(Hamburger and Levi-Montalcini, 1949 ). We therefore examined normal
thoracic DRG in segments unaffected by the surgery. As expected,
thoracic DRG normally contained fewer trkC+ neurons at E10 than
unoperated lumbar DRG did (Fig. 3C). Cell counts indicated that the trkC+ population in thoracic DRG is only ~20% of that found
in unoperated lumbar DRG (see Fig. 6A) and was thus
numerically similar to the population of trkC+ neurons that remains in
ipsilateral DRG after limb bud deletion.
NT3 treatment led to a significant increase in the number of trkC+
neurons in all DRG examined. In all cases, these neurons were localized
mainly to the VL region of the DRG. In lumbar DRG with normal targets
(contralateral), exogenous NT3 at a dose of 10 µg/d nearly doubled
the population of trkC+ neurons (Fig. 3D; see Fig.
6A). In lumbar DRG deprived of limb targets
(ipsilateral), NT3 maintained an approximately normal number of trkC+
neurons (Fig. 3E; see Fig. 6A), despite
the absence of these targets. This treatment also restored the normal
morphology of the VL region ipsilateral to the deletion (compare Fig.
3, B and E). In thoracic DRG, this dose resulted
in a fourfold increase in the number of trkC+ neurons (see Fig.
6A) and thus produced a trkC+ population equivalent
to that of a normal lumbar DRG. This treatment also led to an obvious
expansion of the VL region in thoracic DRG (Fig. 3F).
The effect of NT3 on trkC+ neurons was dose-dependent. The lowest dose
used (1 µg/d) was ineffective, and an intermediate dose (5 µg/d)
only partially restored the trkC+ population (data not shown).
Moreover, the highest dose tested (10 µg/d) was apparently subsaturating. In embryos treated with this dose, lumbar DRG supplying normal targets (contralateral) contained about twice the number of
trkC+ neurons as did lumbar DRG ipsilateral to the deletion (see Fig.
6A). This suggests that on the side with the intact limb, the exogenous NT3 combined with endogenous sources to support the
survival of more trkC+ neurons than could be supported by exogenous NT3
alone.
To determine whether NT3 increased the trkC+ population by preventing
cell death, we analyzed a separate set of embryos at stage 27 (E5.5;
Fig. 1B). This is when cell death in the VL region of
the DRG is maximal both during normal development and in response to
limb bud deletion (Carr and Simpson, 1978a ,b ; Hamburger et al., 1981 ;
Hamburger and Yip, 1984 ). As expected, limb bud deletion caused a
dramatic increase in the number of pyknotic nuclei in lumbar DRG
on the deleted side (Table 1). This increase in cell death was largely blocked by exogenous NT3, leading to a significant decrease in the number of pyknotic nuclei on the deleted side. In
addition, NT3 treatment resulted in a significant reduction in cell
death in lumbar DRG with normal limb targets (contralateral). NT3 also
reduced cell death in thoracic DRG to approximately the level seen in
normal lumbar DRG, suggesting that the exogenous NT3 rescues cells that
normally die because of a lack of access to limb targets. These results
indicate that one of the ways NT3 increased the trkC+ population was by
rescuing these neurons from cell death.
Table 1.
Counts of pyknotic nuclei in DRG at E
5.5
|
Control |
+NT3 |
|
| Normal
lumbar |
44 ± 9.0 |
7.5
± 2.1* |
| Deleted lumbar |
354 ± 44.5 |
78.3
± 12.6** |
| Normal thoracic |
229 ± 21.1 |
60.8
± 12.6** |
|
|
NT3 treatment rescues DRG neurons from cell death due to target
deprivation. Limb bud deletion results in excessive cell death on the
deleted side, which is largely blocked by exogenous NT3. Treatment with
NT3 also significantly reduced cell death in DRG with normal targets
(i.e., contralateral lumbar and thoracic). Values are the mean number
of pyknotic nuclei per DRG ± SEM. p values are from
comparisons of control and respective NT3-treated means using a
one-tailed Student's t test. Data are from five to six
embryos for each group.
*
p < 0.0025;
**
p < 0.0005.
|
|
NT3 has also been implicated in the control of cell proliferation in
peripheral ganglia (Kalcheim et al., 1992 , DiCicco-Bloom et al., 1993 ;
Elshamy and Ernfors, 1996 ; Ockel et al., 1996 ; but see Fariñas et
al., 1996 ). To determine whether NT3 altered the proliferation of
sensory precursors, we examined BrdU incorporation at stage 27 (E5.5;
Fig. 1B). This is on the second day of the NT3
treatment and is during a period of active neurogenesis within the DRG
when many VL neurons are generated (Carr and Simpson, 1978a ). Neither
limb bud deletion nor NT3 treatment significantly altered the number of
BrdU-labeled cells in lumbar DRG (Table 2). These
results suggest that changes in neuronal proliferation cannot account
for the increase in the trkC+ population. Our results are somewhat at
odds with those of Ockel et al. (1996) , who found that NT3 treatment
beginning on E3 leads to a decrease in proliferation on E4.5, as
assessed by PCNA labeling. Although we did not detect any decrease in
proliferation after NT3 treatment, this may be attributable to
differences in the timing of the experiment (Fig. 1B)
or to differences in the method used for the analysis of
proliferation.
Other populations of sensory neurons are not rescued by NT3
Limb bud deletion also resulted in a significant decrease in the
survival of trkA+ DRG neurons. In both normal lumbar and thoracic DRG,
these neurons were primarily localized to the DM region of each
ganglion (Fig. 4A,C). In lumbar
ganglia that lacked limb targets (ipsilateral), the deletion resulted
in an obvious reduction of the VL region, which is primarily
trkA-negative (compare Fig. 4, A and B). In
addition, cell counts revealed a significant loss of ~35% of the
trkA+ population in lumbar DRG in the absence of limb targets. This
loss of trkA+ neurons ipsilateral to the deletion was not reversed by
treatment with NT3 (see Fig. 6B). NT3 also had no
detectable effect on the trkA+ population in either contralateral
lumbar or thoracic DRG (see Fig. 6B). Although NT3 did not alter the survival of trkA+ neurons, it did cause an obvious expansion of the trkA-negative VL region in all ganglia examined (Fig.
4D-F).
Fig. 4.
TrkA+ neurons are less sensitive to limb bud
deletion, and their survival is not altered by NT3. Transverse sections
of E10 DRG from control (A-C) and NT3-treated
(D-F) embryos stained for trkA.
A, In normal lumbar DRG of control embryos, trkA+
neurons (arrowheads) were confined mainly to the
dorsomedial (DM) region of each ganglion.
B, In lumbar DRG on the limb-deleted side, many trkA+
neurons (arrowheads) survived in control embryos despite the obvious reduction in the size of the ventrolateral
(VL) region (compare with A).
C, In thoracic DRG, trkA+ neurons
(arrowheads) were also localized to the DM region.
D, In normal lumbar DRG, NT3 treatment (10 µg/d) had
no obvious effect on trkA+ neurons (arrowheads), but did
cause an expansion of the trkA-negative VL region (compare
A and Fig. 3D). E, In
lumbar DRG on the limb-deleted side, NT3 treatment also expanded the
trkA-negative VL region without altering the survival of trkA+ neurons
(arrowheads; also see Fig. 6). F, NT3 had
a similar effect in thoracic ganglia. In each panel, dorsal is
up and lateral is to the left. Scale bar,
50 µm.
[View Larger Version of this Image (193K GIF file)]
The absence of limb targets had only marginal effects on trkB+
sensory neurons. At E10, two distinct populations of trkB+ DRG neurons
could be distinguished based on size and position: large-diameter VL
neurons and smaller DM neurons. Both classes of trkB+ neurons were
detected in lumbar and thoracic DRG (Fig. 5A,C), with about twice as many large VL
neurons in thoracic ganglia as in lumbar ganglia (data not shown). At
least some of the small-diameter trkB+ neurons are likely to be
visceral afferents, because trkB+ projections from DM neurons to the
sympathetic chain were often detected (Fig. 5C). Limb bud
deletion had no obvious effect on either population of trkB+ neurons
(Fig. 5B). Moreover, there was no significant change in the
trkB+ population in lumbar DRG on the deleted side, regardless of
whether the two populations were considered together (Fig.
6C) or separately (data not shown). Finally,
neither population was significantly affected by NT3. Although
treatment with NT3 had no significant effect on the survival of trkB+
neurons in any of the ganglia examined, there was a trend toward more
trkB+ neurons on the deleted side (p = 0.13) and
in DRG with normal limb targets (p = 0.06) after
NT3 treatment (Fig. 6C). NT3 also consistently caused an
expansion of the trkB-negative portion of the VL region in all ganglia
examined (Fig. 5D-F).
NT3 rescues muscle spindle afferents in the absence of
limb targets
To determine whether the neurons rescued by NT3 made spinal
projections appropriate for muscle spindle afferents, we examined the
collateral projections of sensory neurons within the spinal cord by
labeling dorsal roots with DiI. Collaterals of spindle afferents (Ia
fibers) have a characteristic projection pattern, in that they are the
only sensory neurons that project ventrally to synapse with motoneurons
in the lateral motor column. In control embryos (n = 4), limb bud deletion led to a marked loss of Ia fibers on the side of
the deletion (Fig. 7B). This result is
consistent with the major loss of large trkC+ sensory neurons on the
deleted side. There was also an obvious reduction in the lateral motor column ipsilateral to the deletion, attributable to the death of many
motoneurons that normally supply the deleted limb muscles (Fig.
7A). NT3 treatment (10 µg/d; n = 4) led to
a restoration of an apparently normal set of Ia collaterals on the
deleted side. These fibers projected toward the ventral horn, similar
to the Ia fibers on the normal (contralateral) side of the spinal cord (Fig. 7D). NT3 also caused a marked increase in the density
of the Ia projection on the contralateral side (Fig. 7D),
consistent with the increase in the number of trkC+ neurons in normal
lumbar DRG (Fig. 6A); however, NT3 failed to restore
the normal morphology of the lateral motor column, which remained
reduced (Fig. 7C). This result suggests that NT3 does not
rescue motoneurons from cell death due to target deprivation in
vivo, a conclusion that is also supported by counts of motoneurons
in these embryos (J. Calderó, D. Prevette, R. Oakley, and R. Oppenheim, unpublished observations).
Fig. 7.
NT3 increases the number of muscle spindle
afferent collaterals in lumbar and thoracic segments. Transverse
sections of E10 lumbar (A-D) and thoracic
(E-H) spinal cord from control and NT3-treated (10 µg/d) embryos after DiI labeling of dorsal roots.
A, Phase-contrast image of lumbar cord from a control
embryo. The lateral motor column (M) is reduced
ipsilateral (right, arrow) to the limb bud deletion.
B, Fluorescence image of sensory fibers as revealed by
DiI labeling. Contralateral to the deletion, the collateral fibers of
muscle spindle afferents (Ia fibers, arrow) extend
toward the motor column (M). This population of
fibers was markedly reduced ipsilateral to the deletion
(arrowhead). C, Lumbar spinal cord from an NT3-treated
embryo. The lateral motor column remains reduced ipsilateral to the
deletion (arrow). D, NT3 treatment
restored a nearly normal population of Ia fibers ipsilateral to the
deletion (arrowhead) and increased this population of
fibers on the contralateral side (arrow). E,
F, Thoracic spinal cord from a control embryo. In control
cords, fewer Ia fibers (arrows) are present in thoracic segments than in normal lumbar segments (compare B,
left). G, H, Thoracic spinal cord from an
NT3-treated embryo. NT3 increased the number of Ia fibers
(arrows) that project toward motoneurons (M) in thoracic segments. Dorsal is
up in all panels. Scale bar, 100 µm.
[View Larger Version of this Image (142K GIF file)]
The effect of NT3 on the Ia fiber projection was dose-dependent, with
the lowest dose (1 µg/d; n = 2) being ineffective and an intermediate dose (5 µg/day; n = 4) only partially
restoring this population of fibers (data not shown). Because these
central projections develop well after cell death begins (stage
32-34), these results demonstrate that NT3 led to both the survival
and the differentiation of muscle spindle afferents in DRG that lacked peripheral limb targets.
The effect of NT3 on the Ia projection to motoneurons was also obvious
in the thoracic spinal cord. In control embryos, there are fewer
collateral fibers projecting to motoneurons in thoracic segments than
in lumbar segments (Fig. 7E,F), in agreement with the
smaller number of trkC+ neurons in thoracic DRG. As in lumbar segments, NT3 treatment led to a robust increase in the number of
Ia collaterals projecting to motoneurons in thoracic segments (Fig.
7G,H). The increased density of spindle afferent
fibers in the thoracic spinal cord was attributable to an increased
projection from thoracic level DRG, because it was also detected even
when only thoracic dorsal roots were labeled (Fig. 7F,H;
n = 4).
To be certain that the sensory projections restored by NT3 originated
from trkC+ neurons, we also examined spinal projections using
antibodies to trkC (Fig. 8). In control embryos,
antibodies to trkC intensely label the collateral fibers of muscle
spindle afferents within the lumbar spinal cord contralateral to the
deletion. As expected, limb bud deletion virtually eliminated these
trkC+ fibers on the deleted side (Fig. 8A).
Similarly, relatively few trkC+ collaterals were detected in thoracic
segments from control embryos (Fig. 8B), in agreement
with the relative paucity of trkC+ neurons in thoracic DRG. In lumbar
segments, NT3 treatment restored an apparently normal population of
trkC+ collateral fibers on the deleted side and resulted in an increase
in the density of these fibers on the contralateral side (Fig.
8C). In addition, NT3 led to a marked increase in the
density of trkC+ collaterals in thoracic segments (Fig.
8D). These results indicate that NT3 promoted the
survival and differentiation of trkC+ muscle spindle afferents in both
thoracic and lumbar DRG in the presence and absence of normal
peripheral targets.
Fig. 8.
TrkC localization to the collateral fibers of
muscle spindle afferents. Transverse sections of E10 lumbar (A,
C) and thoracic (B, D) spinal cord from control
and NT3-treated embryos after immunolabeling with antibodies to trkC.
A, In control embryos, few trkC+ collateral fibers
develop in the lumbar spinal cord on the deleted side
(d). Contralateral to the deletion, trkC+ collaterals
(arrows) of muscle spindle afferents project toward motoneurons (M). B, In control
embryos, few trkC+ collaterals (arrowheads) are present
in thoracic segments of the spinal cord. C, NT3
treatment restores the trkC+ collaterals (arrowheads) on the deleted side (d) of the lumbar spinal cord. NT3
treatment also increased the density of trkC+ fibers
(arrows) that project toward motoneurons
(M) on the contralateral side. D,
NT3 treatment also resulted in an increase in the number of trkC+
collaterals (arrowheads) in thoracic segments. All
panels are dark-field images of HRP labeling. Dorsal is
up in all panels. Scale bar, 100 µm.
[View Larger Version of this Image (104K GIF file)]
DISCUSSION
Our results show that NT3 can promote the development of
sensory neurons that exhibit two important hallmarks of the muscle spindle afferent phenotype: trkC expression and collateral projections to the ventral spinal cord. NT3 is therefore sufficient to promote the
differentiation of muscle spindle afferents, even in the absence of
other limb-derived signals. Because these neurons also require NT3 to
survive the cell death period (Oakley et al., 1995 ), we conclude that
NT3 is both necessary and sufficient for the development of muscle
spindle afferents. These results therefore suggest an important role
for NT3 in the specification of this sensory phenotype.
NT3 prevents the death of muscle spindle afferents
Early deletion of the avian limb bud prevents the development of
limb tissues and results in an increase in the death of both motor and
sensory neurons. In the absence of limb targets, more neurons than
usual die in both populations, during the period when targets are
normally being innervated (Hamburger and Levi-Montalcini, 1949 ;
Hamburger, 1958 , 1975 ; Carr and Simpson, 1978a ,b ; Chu-Wang and
Oppenheim, 1978a ,b ; Oppenheim et al., 1978 ). Motoneurons are especially
vulnerable to target deprivation, with only 10% of limb motoneurons
surviving the cell death period (Hamburger, 1958 ; Oppenheim et al.,
1978 ). Our results indicate that trkC+ sensory neurons are similarly
vulnerable to target deprivation, which accounts for the pronounced
loss of VL neurons in response to limb bud deletion (Hamburger and
Levi-Montalcini, 1949 ; Carr and Simpson, 1978b ). Similarly, relatively
few trkC+ neurons normally survive in thoracic DRG, which also exhibit
a dramatic loss of VL neurons during normal development (Hamburger and
Levi-Montalcini, 1949 ). The fact that many VL neurons are trkC+ and
trkA-negative may also account for the limited effectiveness of NGF in
saving these neurons after limb bud deletion (Hamburger and Yip,
1984 ).
NT3 treatment blocked the loss of trkC+ neurons induced by target
deprivation and increased the survival of trkC+ neurons in ganglia with
normal target fields. Chronic treatment with NT3 during
the cell death period selectively rescued trkC+ sensory neurons in a
dose-dependent manner without significantly altering the survival of
trkA+ or trkB+ DRG neurons. NT3 rescued a normal complement of
trkC+ neurons in DRG that were deprived of developing limb targets. In
addition, NT3 caused a twofold increase in trkC+ neurons in DRG with
normal limb targets and a fourfold increase in thoracic DRG. Given that
the peripheral targets of these ganglia were presumably normal, these
results strongly suggest that NT3 is normally present in limiting
quantities in target tissues. Similar conclusions have been made based
on the effects of gene dosage in NT3-deficient mice (Ernfors et al.,
1994 ). Our results suggest further that in the chick, limb tissues
normally provide more NT3 than do the targets of thoracic DRG. They
also demonstrate that thoracic DRG can produce as many trkC+ neurons as
normal lumbar DRG, given an adequate source of NT3.
Several lines of evidence indicate that many of the trkC+ neurons
rescued by NT3 are, in fact, muscle spindle afferents. First, limb bud
deletion eliminated most trkC+ neurons and most Ia collaterals within
the lumbar spinal cord. These effects were blocked by NT3 treatment,
which restored both the trkC+ population and the Ia projection. Second,
NT3 treatment increased the trkC+ population in
thoracic DRG and also increased Ia fibers within the thoracic spinal
cord. Third, many (if not all) of the Ia collaterals that project to
the ventral spinal cord in control embryos are trkC+, and these
projections were also increased by NT3. Although we cannot rule out the
possibility that some of the trkC+ neurons had other phenotypes, many
of these neurons exhibited both an antigenic marker and spinal
projections that are characteristic of muscle spindle afferents.
It is also notable that Ia collaterals projected to the ventral
horn despite the absence of most limb motoneurons, the central targets
of these fibers. Limb bud deletion causes massive death of these
motoneurons, which is not prevented by NT3 (J. Calderó, D. Prevette, R. Oakley, and R. Oppenheim, unpublished observations). These
results suggest that limb motoneurons, a potential central source of
NT3, are probably not essential for the projection of Ia
collaterals.
Differential effects of limb deletion and NT3 on other classes of
sensory neurons
In contrast to the trkC+ population, other classes of sensory
neurons were less sensitive to the absence of limb targets. The trkB+
population was only marginally affected by the deletion. Some of these
neurons are likely to be visceral afferents, because they project into
the sympathetic chain. Indeed, in the rat, most visceral afferents
coexpress trkA and trkB (McMahon et al., 1994 ). Limb bud deletion
therefore would not be expected to deprive these neurons of their
normal targets. In mammals, some visceral afferents are dependent on
target-derived BDNF for survival (Hertzberg et al., 1994 ).
Alternatively, trkB+ neurons may be supported by autocrine mechanisms
(Acheson et al., 1995 ). Although we did detect a significant loss of
trkA+ neurons, ~65% of these neurons survived in the absence of limb
targets, in agreement with earlier studies (Hamburger and
Levi-Montalcini, 1949 ; Carr and Simpson, 1978b ). At least some of these
neurons project to cutaneous targets in the body wall via the dorsal
ramus, whereas others project aberrantly to the tail (R. Oakley and R. Oppenheim, unpublished observations).
Disruption of the NT3 gene results in the loss of many types of sensory
neurons, including muscle spindle afferents (Ernfors et al., 1994 ;
Fariñas et al., 1994 ; Tessarollo et al., 1994 ; Airaksinen et al.,
1996 ). Further analysis of these mutants (Kucera et al., 1995 ; Elshamy
and Ernfors, 1996 ; Fariñas et al., 1996 ; White et al., 1996 ) in
combination with studies using function-blocking antibodies (Gaese et
al., 1994 ; Oakley et al., 1995 ; Lefcort et al., 1996 ) have defined two
distinct time periods when NT3 is required. Most types of sensory
neurons require NT3 during early gangliogenesis, before the onset of
target-dependent cell death. In addition, muscle spindle afferents have
a specific, ongoing requirement for NT3 during the cell death period.
Recent studies using transgenic mice indicate that NT3 is expressed
within somites near the DRG during gangliogenesis and is expressed
later in developing limb tissue as axons invade the limb (Fariñas
et al., 1996 ). Our surgical manipulations presumably do not eliminate
somitic sources but should only eliminate limb-derived NT3. In
addition, we assayed the effects of NT3 treatment only at the end of
the cell death period. If NT3 treatment lead to an initial increase in
the survival of other classes of neurons, the effect would likely be
short-lived because of subsequent target-dependent cell death. These
considerations may explain the limited effects of our manipulations on
other classes of sensory neurons.
Muscle spindle afferents require NT3 from peripheral sources
Our results also address the relative importance of different
sources of NT3 during the period of target-dependent cell death. NT3
mRNA is expressed in developing muscle, muscle spindles, somites, and
motoneurons and within the DRG itself (Shecterson and Bothwell, 1992 ;
Henderson et al., 1993 ; Copray and Brouwer, 1994 ; Elkabes et al., 1994 ;
Fariñas et al., 1996 ). The vulnerability of most trkC+ neurons to
the loss of peripheral targets, however, indicates that neither local
sources of NT3 (from DRG and somite) nor autocrine mechanisms are
sufficient to support the vast majority of trkC+ neurons during this
period. These findings demonstrate the physiological importance of NT3
derived from peripheral sources during this period, as suggested
previously from antibody blocking studies (Oakley et al., 1995 ). One
likely explanation of these results is that spindle afferents are
dependent on muscle-derived NT3; however, because motoneurons also die
after limb bud deletion, an alternative explanation is that sensory
neurons are normally supported by NT3 derived from the axons of
motoneurons.
NT3 and the specification of muscle spindle afferents
Previous experiments in the frog have shown that signals derived
from limb muscle can determine the identity of sensory neurons. These
studies showed that limb muscle could promote the development of muscle
spindle afferents in thoracic DRG, which do not normally produce
neurons of this phenotype. Moreover, these neurons made connections
with motoneurons that were appropriate for the specific muscle that was
supplied (Frank and Westerfield, 1982 ; Smith and Frank, 1987 ). Thus,
signals from limb muscle can determine both the general phenotype of
sensory neurons (i.e., muscle spindle afferent) and which motoneurons
they will choose as synaptic partners. The results reported here
demonstrate that NT3 can promote the differentiation of muscle spindle
afferents, despite the absence of other limb-derived signals. NT3 can
therefore mimic the effects of limb muscle at least in specifying the
muscle spindle afferent phenotype. Thus, NT3 signaling could account
for the development of these neurons in foreign (thoracic) DRG in the
frog; however, our experiments do not examine the problem of the
specification of synaptic partners, which probably depends on other
mechanisms. We suggest that sensory neuron specification involves at
least two stages, with neurotrophins influencing general phenotype and other factors, possibly specific to individual limb muscles (Wenner and
Frank, 1995 ), influencing the choice of synaptic partners.
How might NT3 be involved in specifying the muscle spindle afferent
phenotype? Two distinct mechanisms bear consideration. First, NT3 might
act simply as a survival factor, promoting the survival of sensory
neurons predetermined to become spindle afferents if only they can
survive. This selective model is consistent with the well documented
survival effects of NT3, but it also posits the existence of a
subpopulation of sensory precursors that are committed to be spindle
afferents, a proposition for which there is currently little evidence.
Alternatively, NT3 might play an instructive role, with the activation
of trkC altering the pattern of gene expression in uncommitted
precursors. This model is consistent with the observation that most
immature sensory neurons express trkC protein and respond to NT3
(Lefcort et al., 1996 ). It will be important to distinguish
experimentally between these alternative models of sensory neuron
specification.
FOOTNOTES
Received Nov. 4, 1996; revised Feb. 27, 1997; accepted March 7, 1997.
This work was supported by National Institutes of Health Grants NS24373
(E.F.), NS20402, and NS31380 (R.W.O.). R.A.O. was supported by a
fellowship from the Muscular Dystrophy Association. L.F.R. is an
investigator of the Howard Hughes Medical Institute (HHMI). For a
portion of this work, F.B.L. and D.O.C. were supported as Associates by
HHMI. We also thank Dr. Ron Lindsay and Regeneron Pharmaceuticals Inc.
for generously providing NT3.
Correspondence should be addressed to Dr. Eric Frank, Department of
Neurobiology, University of Pittsburgh, School of Medicine, 3500 Terrace Street, W1404 BST, Pittsburgh, PA 15261.
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