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Volume 17, Number 14,
Issue of July 15, 1997
pp. 5560-5572
Copyright ©1997 Society for Neuroscience
Cellular Delivery of Neurotrophin-3 Promotes Corticospinal Axonal
Growth and Partial Functional Recovery after Spinal Cord Injury
R. Grill1,
K. Murai1,
A. Blesch1,
F. H. Gage2, and
M. H. Tuszynski1, 3
1 Department of Neurosciences, University of
California-San Diego, La Jolla, California 92093-0608, 2 Laboratory of Genetics, The Salk Institute, La Jolla,
California 92037, and 3 Veterans Affairs Medical Center,
San Diego, California 92161
ABSTRACT
INTRODUCTION
EXPERIMENT 1: FUNCTIONAL EFFECTS OF CST LESIONS
EXPERIMENT 2: EFFECTS OF CELLULARLY DELIVERED NT-3 ON THE LESIONED
SPINAL CORD
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
The injured adult mammalian spinal cord shows little
spontaneous recovery after injury. In the present study, the
contribution of projections in the dorsal half of the spinal cord to
functional loss after adult spinal cord injury was examined, together
with the effects of transgenic cellular delivery of neurotrophin-3 (NT-3) on morphological and functional disturbances. Adult rats underwent bilateral dorsal column spinal cord lesions that remove the
dorsal corticospinal projections or underwent more extensive resections
of the entire dorsal spinal cord bilaterally that remove corticospinal,
rubrospinal, and cerulospinal projections. Long-lasting functional
deficits were observed on a motor grid task requiring detailed
integration of sensorimotor skills, but only in animals with dorsal
hemisection lesions as opposed to dorsal column lesions. Syngenic
primary rat fibroblasts genetically modified to produce NT-3 were then
grafted to acute spinal cord dorsal hemisection lesion cavities. Up to
3 months later, significant partial functional recovery occurred in
NT-3-grafted animals together with a significant increase in
corticospinal axon growth at and distal to the injury site. These
findings indicate that (1) several spinal pathways contribute to loss
of motor function after spinal cord injury, (2) NT-3 is a neurotrophic
factor for the injured corticospinal projection, and (3) functional
deficits are partially ameliorated by local cellular delivery of NT-3.
Lesions of the corticospinal projection may be necessary, but
insufficient in isolation, to cause sensorimotor dysfunction after
spinal cord injury in the rat.
Key words:
corticospinal;
neurotrophin-3 (NT-3);
spinal cord injury;
locomotion;
regeneration;
gene therapy;
sprouting
INTRODUCTION
The contributions of various spinal pathways to
sensory, motor, and autonomic dysfunction after spinal cord injury are
incompletely understood. Impairments in voluntary motor function after
spinal cord injury in humans are often attributed to disruption of
corticospinal tract (CST) projections (Clark et al., 1985 ; Farmer et
al., 1993 ; Nathan, 1994 ); therefore, experimental therapeutic
interventions in animal models often focus on promoting regeneration of
this pathway (Schnell et al., 1994 ; Bregman et al., 1995 ; Cheng et al.,
1996 ). Yet investigations of the roles of various supraspinal motor
projections, and the CST in particular, indicate that multiple projecting systems influence motor function. Lesions of the CST in
rats, a species frequently used to study spinal cord regeneration, have
variably been reported to impair skilled motor movements, such as
reaching (Whishaw et al., 1993 ), preferred limb use (Whishaw and Kolb,
1988 ), and "placing" responses (reflex limb withdrawal to touch)
(Bregman et al., 1995 ), but generally have not been reported to impair
"simple" locomotion over flat surfaces (Eidelberg et al., 1989 ;
Whishaw et al., 1993 ; Fehlings and Tator, 1995 ). On the other hand,
studies in cats and nonhuman primates report that the CST is involved
in voluntary modification of gait, inducing alterations in amplitude,
duration, and temporal patterns of muscle activity during locomotion
through both direct projections to motor neurons and modification of
activity of spinal cord pattern generators (Beloozerova and Sirota,
1993 ; Marple-Horvat et al., 1993 ; Widajewicz et al., 1994 ; Drew et al.,
1996 ). In humans, isolated lesions of the CST can be followed by some
functional recovery, although function is generally inferior to that of
the prelesioned state (Nathan, 1994 ). Several other neuronal systems also influence locomotion. The rubrospinal tract influences movement through direct and reciprocal spinal motor projections that reflect activity of the rubro-cortico-cerebellar premotor pathway (Vinay et
al., 1993 ; Miller and Houk, 1995 ). The vestibulospinal and reticulospinal tracts affect postural control and balance during locomotion, providing afferent input to premotoneuronal interneurons and ultimately influencing converging and diverse descending motor inputs and the spinal locomotor pattern generator (Dubuc, 1992; Fetcho,
1992 ; Marlinsky and Voitenko, 1992 ; Marlinsky, 1992 ; Perreault et al.,
1993 ; Vinay and Grillner, 1993 ; Akbarian et al., 1994 ; Bussieres and
Iwakiri et al., 1995 ; Grillner et al., 1995 ; Gossard et al., 1996 ;
Pflieger and Cabana, 1996 ). Specialization in the vestibular system in
particular has been important for the evolution of bipedal locomotion
in humans (Spoor et al., 1994 ). The propriospinal tract in quadrupeds
coordinates movement between forelimbs and hindlimbs (Midha et al.,
1987 ; Whishaw et al., 1990 ; Fehlings and Tator, 1995 ). Clearly,
multiple supraspinal and spinal pathways influence spinal motor and
premotor neurons and local pattern generators to produce locomotion.
Delineating precise roles for each pathway is challenging, yet of some
importance for directing efforts to promote recovery from spinal cord
injury.
The present experiment was designed to examine the contributions of
spinal projection pathways to motor dysfunction after spinal cord
injury, and the effects of a putative CST neurotrophic factor,
neurotrophin-3 (NT-3) (Schnell et al., 1994 ; Giehl and Tetzlaff, 1996 ;
Yee and O'Leary, 1996 ), on injury-induced alterations in spinal cord
morphology and function. In the first set of experiments, animals
underwent either limited lesions of the spinal dorsal columns, which
contain 95% of the corticospinal projection (Joosten et al., 1992 ;
Paxinos, 1995 ), or more extensive lesions of the entire dorsal half of
the spinal cord containing corticospinal, rubrospinal, and cerulospinal
projections together with some raphaespinal, propriospinal, and
vestibulospinal projections. Subsequent analysis of motor function
showed persistent behavioral deficits only among animals with more
extensive dorsal hemisection lesions. In the second set of experiments,
animals with dorsal hemisection lesions received grafts to the acute
lesion site of autologous fibroblasts genetically modified to produce
NT-3, or they received nonmodified fibroblasts. Function was assessed 1 and 3 months later, and results were compared with functional findings
in animals that received grafts of autologous fibroblasts genetically
modified to secrete NGF. Animals were then sacrificed, and the
responses of injured systems to NT-3-secreting and uninfected grafts
were examined at the morphological level.
EXPERIMENT 1: FUNCTIONAL EFFECTS OF CST LESIONS
Materials and Methods
Adult Fischer 344 rats weighing 160-200 gm were experimental
subjects. Animals were housed three per cage and had free access to
food and water except during periods of functional testing (see below).
Institutional guidelines for animal safety and comfort were adhered
to.
In the first set of experiments, functional consequences of spinal cord
lesions were characterized. Animals received limited midthoracic
lesions of either the dorsal columns (containing caudally projecting
corticospinal axons and rostrally projecting dorsal column sensory
axons), or more extensive dorsal spinal cord hemisection lesions that
interrupted multiple motor projections, including the corticospinal,
rubrospinal, cerulospinal, and some raphaespinal, vestibulospinal, and
propriospinal tracts (Paxinos, 1995 ) (Fig. 1). Resulting patterns of
functional performance were examined using the following tasks: (1)
conditioned locomotion over a grid (grid task), testing the ability of
the rat to perform sensorimotor integration to avoid making
"footfall" errors through the grid, a task that partially reflects
the function of supraspinal motor projections to the spinal cord; (2)
conditioned locomotion over a flat runway with detailed footprint
analysis (base of support, angle of footpad rotation, and stride
length), a task that reflects the integrity of both supraspinal motor
projections to the cord and segmental (local) spinal reflex motor
skills; and (3) ability and time to climb onto an elevated platform, a
task that reflects in part connections between forelimb and hindlimb
motor systems (propriospinal pathways) (Goldberger et al., 1990 ). Of
these three tasks, the grid task is putatively the most sensitive to
sensorimotor integration performance, because rats can walk on a
stationary surface (task 2) or climb onto a platform (task 3) without
the degree of sensory feedback and motor coordination that is required to accurately sense the location of a narrow grid bar, grasp the bar
with the limbs, and ambulate forward (task 1). Functional capabilities
on these tasks in lesioned animals were compared with those of
unlesioned animals. Sensory testing was not performed, because the
study focused on motor systems; assessments of general features of open
field locomotion (Basso et al., 1995 ) were not used, because the intent
of this study was to draw specific structural-functional correlates
that are more readily discernible from the functional assays used.
Fig. 1.
Examples of (a) intact spinal cord,
(b) dorsal column lesion of spinal cord, and
(c) dorsal hemisection lesion of spinal cord at the
midthoracic level. Scale bars, 400 µm.
[View Larger Version of this Image (62K GIF file)]
Lesion surgery
T7 dorsal laminectomies were performed on rats deeply
anesthetized with a mixture (2 ml/kg) of ketamine (25 mg/ml), rompun (1.3 mg/ml), and acepromazine (0.25 mg/ml). The dura was opened, and
limited dorsal column (n = 8) or more extensive
bilateral dorsal hemisection lesions (n = 7) were
performed using a fine-tipped glass-pulled aspiration device (Tuszynski
et al., 1996 ). To make dorsal column lesions, the dorsal cord midline
was identified and superficially incised with microscissors. The
aspiration device, with a 22 ga core diameter, was then used to extend
the lesion laterally to the lateral edges of the dorsal columns and
ventrally to the level of the CST where it lies just dorsal to the
central gray matter and central spinal canal. The CST was then
aspirated fully at the T7 level; the transition from CST to dorsal
portion of the central gray matter was readily identifiable as a
distinct color change from white to gray matter. The last corticospinal fibers conspicuously adhered to the aspiration device tip and literally
lifted away from the central gray matter, marking complete interruption
of corticospinal fibers and arrival to a point immediately dorsal to
the mid-dorsoventral axis of the cord. The aspiration procedure was
extended slightly more ventrally and laterally to ensure resection of
all dorsal CST axons. Lesion extent was verified by complete
interruption of anterograde transport of WGA-HRP injected into the
hindlimb sensorimotor cortex (see below) and by examination of serial
Nissl-stained sections. To perform dorsal hemisection lesions, the
dorsal columns and dorsal CST were removed as indicated above. Using
the dorsal column/corticospinal lesion as a guide for the desired
dorsoventral depth of the lesion, the lesion was extended laterally to
remove the lateral aspects of the cord bilaterally. After the
operation, animals were kept warm, placed on beds of sawdust, and given
manual bladder evacuation for a period of ~10 d and
intramuscular-ampicillin (25 mg twice per day) to prevent and treat
urinary tract infections. Animals regained automatic neurogenic bladder
function after 5-10 d.
Functional testing
Functional testing began 1 month after surgical lesions were
placed and was repeated 2 months after surgery. Only healthy animals
were included in functional analyses. Functional testing was based on
methods reported by Goldberger et al. (1990) and Kunkel-Bagden et al.
(1993) . Results in lesioned animals were compared with findings in
eight intact animals.
Grid locomotion (wire grid task). Animals were required to
navigate across a 150 cm plastic grid runway containing 40 × 40 mm holes to reach a food reward, after food deprivation for 48 hr (no
more than 10-15% loss of body weight). After 5 d of pretraining on the grid, subjects underwent 5 more days of testing, four trials per
day. Footfalls (failure to grasp a rung resulting in drop of the foot
below the plane of the grid) made while crossing the grid on the last
day of testing were quantified using video monitoring. Data were
presented as number of footfalls to cross the platform averaged across
the four trials on the final day of testing.
Platform locomotion with footprint analysis. Animals were
placed on an 8-cm-wide × 8-foot-long platform with a food reward at the end. During 5 d of training on the runway, rats learned to
walk toward the food reward, thereby producing continuous locomotion. Animals were tested for 5 additional days after the hind paws were
inked (left, blue; right, red), and they ambulated on white paper. Each
footprint consisted of the paired footprint pads with five toe prints.
A total of 10 footprint pairs were examined from the final day of
testing, using sets of footprints containing at least three consecutive
strides. The following measurements were made: (1) stride length, the
distance between foot pads on two consecutive footprints; (2) base of
support, distance between right and left foot; and (3) angle of
rotation, the angle of intersection between lines defined by the angle
of the footpad and toes, drawn according to standardized criteria
(Kunkel-Bagden et al., 1993 ). Ten samples from each subject were
analyzed, and individual subject means were determined.
Elevated platform task. The forelimbs of the rats were
placed on a Velcro pad of a platform located 18 inches above ground level. The latency to climb onto the top of the platform was measured. Intact subjects normally climb onto the platform with ~1 sec latency, using their hindlimbs to assist the climb onto the platform. After 5 d of pretesting (three trials/day), latencies were quantified from three additional trials per day conducted over a 3 d period. Results from the nine total trials were averaged and compared. Comparisons between groups were made using ANOVA with post
hoc Fisher's least square difference.
Lesion completeness was verified by anterograde tracing of the CST and
Nissl staining at the conclusion of functional testing. For anterograde
tracing of the corticospinal projection, 300 nl of a 4% solution of
wheat germ agglutinin-conjugated horseradish peroxidase (WGA-HRP)
(Sigma, St. Louis, MO) was injected through pulled-glass micropipettes
(40 µm internal diameter) into each of 12 sites spanning the
rostrocaudal extent of the rat sensorimotor cortex (Paxinos and Watson,
1986 ) using a PicoSpritzer II (General Valve, Fairfield, NJ).
Air-driven pulses of 15 nl per pulse, 20 pulses per site were delivered
with a 2 sec latency between pulses. The micropipette tip remained in
place for 30 sec before withdrawal. Animals were transcardially
perfused 48 hr later with 1% paraformaldehyde/1.25% glutaraldehyde
followed by 10% buffered sucrose. Thirty-five-micrometer-thick sections were cut in the sagittal plane and divided into a series of
six sections. Three of every six sections were reacted with a
modification of the tetramethyl benzidine (TMB) method of Mesulam (1978) , and the remaining sections were Nissl-stained. TMB-reacted sections were viewed using a dark-field condenser attached to an
Olympus BM-1 microscope. Lesion completeness in animals that underwent
dorsal column lesions was verified by complete interruption of WGA-HRP
transport in TMB-reacted sections and by loss of all dorsal column
white matter on Nissl-stained sections. Lesion completeness in animals
that underwent dorsal hemisection lesions was similarly determined by
loss of all WGA-HRP transport and by loss of dorsal spinal cord white
and gray matter on Nissl-stained sections visualized in the coronal
plane.
Results
Assessment of lesion completeness by WGA-HRP labeling and Nissl
staining indicated complete interruption of corticospinal pathways in
seven of eight animals that underwent dorsal column lesions and all
animals that underwent dorsal hemisection lesions (Fig.
1). The single animal with an incomplete lesion was not included in analysis of functional outcomes.
Deficits lasting for at least 2 months were found on the grid task in
animals that received dorsal hemisection lesions but not dorsal column
lesions alone (Fig. 2a). Functional
deficits did not occur on runway locomotion tasks in either lesioned
group (Fig. 2b-d) or on the elevated platform task (mean
latency = 1.1 ± 0.3 sec in intact animals, 1.2 ± 0.2 sec in animals with dorsal column lesions, and 1.2 ± 0.1 sec in
animals with dorsal hemisection lesions; p = 0.74).
These findings indicate that interruption of several supraspinal motor
systems contained within the dorsal half of the rat spinal cord,
including the CST, does not result in lasting loss of several
conditioned motor tasks; however, the task that most sensitively
assesses sensorimotor integration, the grid locomotion task, shows
long-term disruption after dorsal hemisection lesions. Isolated lesions
of the corticospinal projection do not result in motor or sensorimotor
impairments.
Fig. 2.
Functional effects of spinal cord lesions.
a, Grid task. Rats with dorsal hemisection lesions but
not dorsal column lesions show persistent functional deficits reflected
by a significant increase in the number of footfalls (ANOVA,
p < 0.01). b-d, Platform locomotion. Rats with dorsal hemisection lesions and dorsal column lesions do not show significant deficits in stride length (ANOVA, p = 0.22), base of support (ANOVA,
p = 0.18), or angle of rotation (ANOVA,
p = 0.072).
[View Larger Version of this Image (30K GIF file)]
EXPERIMENT 2: EFFECTS OF CELLULARLY DELIVERED NT-3 ON THE LESIONED
SPINAL CORD
Materials and Methods
Results of the preceding experiment indicate that combined
lesions of several dorsal spinal cord motor systems can cause specific long-lasting sensorimotor functional deficits. Experiment 2 was designed to examine the effects of a putative spinal cord neurotrophic factor, NT-3, on morphology and function after injury. A hypothesis suggested from the results of Experiment 1 is that disruption of
corticospinal projections may be necessary but not sufficient in
isolation to induce long-lasting sensorimotor dysfunction, as previous
electrophysiological studies in humans suggest (Netz and Homberg,
1992 ). NT-3 is diversely expressed in the CNS (Maisonpierre et al.,
1990 , 1991 ), and corticospinal motor neurons in sensorimotor cortex of
the rat express the specific NT-3 receptor trkC (Merlio et al., 1992 ;
Frisen et al., 1993 ; Muragaki et al., 1995 ; Yee and O'Leary, 1996 ).
Previously it has been reported that a single injection of NT-3
promoted sprouting of corticospinal axons after spinal cord injury
(Schnell et al., 1994 ), that NT-3 infusions rescued degenerating
corticospinal motor neurons (Giehl and Tetzlaff, 1996 ), and that NT-3
contributes to development of the corticospinal projection (Yee and
O'Leary, 1996 ). In addition to its putative effects on the
corticospinal projection, NT-3 also rescues injured neurons of the
locus ceruleus (Arenas and Persson, 1994 ). Cerulospinal projections
constitute the sole source of noradrenergic input to the spinal cord
(Paxinos, 1995 ) and may therefore influence spinal cord function as
well. Thus, adult rats underwent dorsal hemisection lesions as
described in Experiment 1. Experimental subjects then received grafts
to the acute lesion cavity of syngenic fibroblasts genetically modified
to produce NT-3 (n = 21). Control subjects received
either grafts of primary nontransduced fibroblasts (n = 22) or grafts of NGF-producing fibroblasts (n = 8), a
neurotrophic factor that promotes robust growth of (1) primary spinal
afferent sensory systems of the dorsolateral fasciculus, (2)
cerulospinal axons, and (3) ventral horn motor axons (Tuszynski et al.,
1996 , 1997 ). The NGF group served as a control group of subjects that received a neurotrophin other than NT-3. One month and 3 months after
the operation, rats underwent functional testing on the grid task,
platform task with footprint analysis, and elevated platform. At the
completion of functional testing, animals were sacrificed and examined
for growth responses in the injured region. Lesion completeness was
determined on Nissl-stained sections and anterograde WGA-HRP labeling.
Growth of the lesioned CST was determined by examining and quantifying
WGA-HRP labeling in 10 NT-3-grafted and 15 uninfected fibroblast
control-grafted animals. Growth responses from serotonergic,
cerulospinal, and local motor systems were determined by immunolabeling
(in eight NT-3-grafted and eight uninfected fibroblast control-grafted
animals).
Primary syngenic Fischer 344 rat fibroblasts were genetically
modified to produce and secrete human NT-3 as described previously (Senut et al., 1995 ). Briefly, the 908 bp coding sequence for human
NT-3 was inserted in a Moloney leukemia virus retroviral vector lacking
the gag, pol, and env genes, and
10-15 µg of plasmid DNA was transfected into the PA317 amphotropic
producer cell line (packaging line) by lipofection. Conditioned medium
(CM) from these cultures was used to infect primary fibroblasts.
In vitro production of human NT-3 mRNA was verified by
Northern blot, and production of biologically active protein was
verified by a significant increase in numbers of the TH-immunolabeled
neurons in cultures of embryonic day 14 fetal anterior rhombencephalon
by CM from cultures of NT-3-transfected cells compared with CM from
control-transfected cells (p < 0.05). Control
fibroblasts were not genetically modified; these cells were used in
grafts in control-lesioned subjects. Thus, cells in control subjects
differed from NT-3-transfected cells by only a single set of genes.
Transduced fibroblasts (NT-3 or control), 2.5 × 106, were suspended in 2 ml of a chilled liquid
solution of Type I rat tail collagen (Sigma) as described previously
(Tuszynski et al., 1996 ). After incubation for 48 hr at 37°C, the
collagen/cell mixture was cut into small pieces and grafted into
in vivo T7 spinal cord dorsal hemisection lesion cavities in
adult Fischer 344 rats (n = 21). Control subjects
received either (1) grafts of primary nontransduced fibroblasts
(n = 22 animals), (2) lesions alone, without grafts
(n = 6), or (3) grafts of NGF-producing fibroblasts
(n = 8) (for description of methods, see Tuszynski et
al., 1996 ).
Anterograde labeling of the CST projection and quantification of
CST growth after injury
Methods used to inject WGA-HRP are described in Experiment 1. To
measure the amount of CST growth in lesioned subjects, WGA-HRP granules
were quantified using National Institutes of Health (NIH) Image
software. Measurements were controlled for differences in efficiency of
WGA-HRP labeling between animals (see below). Labeling was performed in
10 NT-3-grafted animals and 15 control-lesioned animals by quantifying
the density of WGA-HRP reaction product under dark-field illumination
at the level of the lesioned CST (0 mm), and 4, 8, and 12 mm distal to
the most caudal aspect of the lesioned CST. Any labeling artifact was
edited out of sections before quantification. The number of pixels
occupied by reaction product in every labeled section was quantified
using NIH Image software on a video image of each 100× magnified
section transmitted by a high-resolution Sony CCD camera. Thresholding
values were chosen that maximized contrast between reaction product and
background and were held constant between all subjects. A fixed box
size of 552 × 436 pixels at 100× magnification corresponding to
a sample area of 0.24 mm2 was used to sample each
subject. Total labeled pixels at each distance from the lesioned CST
were quantified in every HRP-labeled section (every 9 of 10 sagittal-sectioned sections per animal) to generate the total density
of sprouted CST fibers at each distance from the transected CST. To
correct for differences in HRP labeling efficiency between animals, a
baseline labeling density measurement (BLDM) was established. To
determine the BLDM, the density of the labeled CST was measured at a
point 1.5 cm rostral to the lesion site in each subject. Then the pixel
values at each level (0, 4, 8, and 12 mm distal to corticospinal
lesion) were divided by the animal's own BLDM compensation factor.
These corrected values were then compared between animals to determine
a specific and direct measurement of CST growth. The presence of
significant differences in growth among groups was determined by
ANOVA.
Immunolabeling
Animals were transcardially perfused with 100 ml of cold 0.1 M PBS followed by 300 ml of 4% paraformaldehyde in PBS.
Spinal cords were removed, post-fixed overnight in 4% paraformaldehyde in PBS, and then left for 3 d in phosphate buffer (PB) containing 30% sucrose at 4°C. Sagittal sections were cut at 35 µm intervals with a cryostat. Every sixth section was immediately mounted on glass
slides for Nissl staining. Remaining alternate sections were processed
for immunocytochemical labels for the low-affinity p75 NGF receptor
(monoclonal IgG-192 antibody at 1:100 dilution; gift of Dr. C. E. Chandler, Department of Neurobiology, Stanford University),
neurofilament (NF) [RT97 monoclonal antibody from Boehringer Mannheim
(Mannheim, Germany) against 200 kDa NF at 1:250 dilution)], choline
acetyltransferase (ChAT) (for cholinergic fibers; polyclonal rabbit
antibody at 1:5000 dilution; gift of Dr. L. G. Hersh, Department of
Biochemistry, University of Kentucky), tyrosine hydroxylase (TH) (for
dopaminergic and noradrenergic fibers; monoclonal antibody from Incstar
at 1:1000 dilution), dopamine hydroxylase (DBH) (for noradrenergic
fibers; polyclonal rabbit antibody from Eugene Tech at 1:3000
dilution), serotonin (5-HT) (polyclonal rabbit antibody from Eugene
Tech at 1:1000 dilution), calcitonin gene-related peptide (CGRP) [for
sensory fibers; polyclonal rabbit antibody from Chemicon (Temecula, CA) at 1:8000 dilution] (Skofitsch and Jacobwitz, 1985 ; Harmann et al.,
1988 ; McNeill et al., 1991 ), and glial fibrillary acidic protein (GFAP)
(monoclonal antibody from Boehringer Mannheim at 1:250 dilution). All
immunocytochemical labeling was performed by (1) incubating
free-floating sections for 24 hr in primary antibody solution in 0.1 M Tris-saline containing 1% blocking serum and 0.25%
Triton X-100; (2) incubation for 1 hr with biotinylated goat
anti-rabbit IgG (for polyclonal antibodies) or biotinylated horse
anti-mouse IgG (for monoclonal antibodies; Vector Laboratories, Burlingame, CA) diluted 1:200 with Tris-saline containing 1% blocking serum; (3) 1 hr incubation with avidin-biotinylated peroxidase complex
(Vector Elite Kit) diluted 1:1000 with Tris-saline containing 1%
blocking serum; and (4) treatment for 3-15 min with 0.05% solution of
3.3 diaminobenzidine, 0.01% H2O2, and
0.04% nickel chloride in 0.1 M Tris buffer. Immunolabeled
tissue sections were mounted onto gelatin-coated glass slides,
air-dried, dehydrated, and covered with Permount and glass coverslips.
Sections were examined microscopically for graft survival and lesion
extent. Immunolabeled sections were examined to determine the phenotype
and extent of fiber penetration within grafts.
Double-label immunofluorescence confocal microscopy
To identify the nature of host/graft interactions that
might influence axonal penetration into the intraspinal cell grafts, double-labeling for NF and GFAP was performed in four animals (two NT-3
and two uninfected fibroblast control grafts). Subjects were perfused
with 4% paraformaldehyde in 0.1 M PB. Spinal cords were
removed and serially sectioned in the sagittal plane on a cryostat at
35 µm intervals. Sections were rinsed 3× 10 min each in TBS (0.1 M). Sections were incubated in TBS + 5% normal horse serum + 0.25% Triton-X for 1 hr and then transferred into the first primary
antibody directed against NFs [monoclonal RT97 antibody at 1:175
dilution (Boehringer Mannheim)] and incubated overnight at 4°C on a
rotating platform. The following day, sections were rinsed 3× 10 min
each in TBS + 0.25% Triton-X and then incubated in horse anti-mouse
biotinylated secondary (1:200; Jackson Immunochemicals, West Grove, PA)
for 2.5 hr. Sections were then rinsed 3× in TBS and incubated in
dichlorotriazinylamino fluorescein (DTAF)-streptavidin as a tertiary
(1:300; Jackson Immunochemicals) for an additional 2.5 hr. Sections
were rinsed again in TBS and then blocked in TBS + 5% normal donkey
serum for 1 hr. Sections were then incubated in the second primary,
GFAP (polyclonal, 1:750; DAKO, Carpinteria, CA), overnight at 4°C.
The following day, sections were incubated in secondary donkey
anti-rabbit-Texas Red (1:200; Jackson Immunochemicals) for 2.5 hr and
then rinsed. Double-immunolabeled sections were mounted onto glass
slides and coverslipped with FluoroMount-G (Southern Biotechnology,
Alabaster, AL) and observed using absorption spectra filters of
bandpass 490 (DTAF) and 545 (rhodamine). Sections were observed and
imaged using a Bio-Rad MRC-1024 confocal microscope (Bio-Rad, Richmond,
CA) to examine the association of reactive glial processes to neuritic
patterns of labeling.
In vivo transgene expression
The ability of grafts of human NT-3-expressing cells to maintain
transgene expression over time in vivo was assessed in
separate animals by performing RT-PCR on fresh dissections of
NT-3-producing cell grafts to nonlesioned spinal cords. RNA was
isolated from fresh cord using the method of Chomczynski and Sacchi
(1987) . One microgram of total RNA was reverse-transcribed according to manufacturer's instructions (Boehringer Mannheim) using random primers. The 50 µl PCR reaction contained 1/10 of first-strand synthesis, 0.5 µg of each primer, 1.5 mM
MgCl2, 50 mM KCl, 10 mM
Tris-HCl, pH 9.0, 0.1% Triton X-100, 0.2 mM dNTP, and 2.5 U Taq polymerase (Promega, Madison, WI), and amplification
was performed for 35 cycles (60 sec at 94°; 30 sec at 60°C; 60 sec
at 72°C). Sequences of primers are published elsewhere (Senut et al.,
1995 ). Ten microliters of each PCR reaction were separated in a 2%
agarose gel. Grafts in two animals each were tested at time points of 2 weeks, 1 month, and 3 months, and two additional animals were sampled
at 6 months to gauge the extent of prolonged in vivo
transgene expression.
Statistics
Differences in quantitative variables between groups were tested
by ANOVA. Post hoc differences were assessed by Fisher's least significant difference. For all data collection, experimenters were blinded to group identities.
Results
Function
On functional testing, recipients of NT-3-secreting grafts showed
significant recovery on the grid task compared with uninfected fibroblast control graft recipients (Fig. 3) at 1 and 3 months after grafting (p < 0.01). Recipients of
NGF-secreting grafts did not show functional recovery (Fig. 3),
indicating the specificity of the functional effect to recipients of
NT-3-secreting cell grafts. NT-3 graft recipients performed
significantly better than the other lesioned groups on the grid task
but also differed significantly from intact animals. As observed in the
first set of experiments above, deficits on platform motor tasks that
did not require extensive sensorimotor integration were not detected,
nor did NT-3 grafts impair these functions (Fig. 4).
Similarly, deficits were not present on the elevated platform task
(data not shown).
Fig. 3.
Functional recovery in recipients of
NT-3-secreting grafts. Functional recovery in NT-3-grafted subjects is
observed on the grid task compared with control-grafted and NGF-grafted
subjects (ANOVA, p = 0.01). NT-3-grafted subjects
perform significantly better than control- and NGF-grafted subjects at
1 and 3 months after grafting (post hoc
Fischer's test), but NT-3 subjects also differ significantly from
intact subjects. **, Significant difference from NT-3-grafted and
uninjured animals; *, significant difference from uninjured animals.
Comparison of degree of recovery in NT-3 subjects at 1 and 3 months
after lesion shows no significant difference (post
hoc Fischer's test). Functional testing results were
replicated in two separate series of experiments.
[View Larger Version of this Image (22K GIF file)]
Fig. 4.
Function on tasks unaffected by dorsal hemisection
lesions. Platform locomotion (a-c) is
unaffected by the experimental manipulations, indicating that grafts do
not alter function on these tasks.
[View Larger Version of this Image (29K GIF file)]
Histology
Findings were investigated in all NT-3- and control-grafted
animals [findings in NGF-grafted animals have been reported previously and are not repeated here (Tuszynski et al., 1994 , 1996 , 1997 )]. Grafts of NT-3-secreting and control uninfected fibroblasts survived in
the lesion cavity through the 3 month grafting period (Fig. 5). WGA-HRP labeling of the injured corticospinal
projection demonstrated significant growth of CST axons in recipients
of NT-3-secreting grafts at and distal to the spinal cord lesion site
compared with control animals (Figs. 6,
7). Growth was significant for up to 8 mm distal to the
lesion site. A statistically significant increase in growth beyond this
point, at 12 mm, was not observed. Of note, corticospinal axons
extended through spinal cord gray matter but not into white matter
tracts. Furthermore, only the lesioned dorsal CST appeared
to extend axons in response to the presence of the NT-3-secreting
graft, whereas an enhancement in sprouting of the unlesioned
ventral CST was not observed. The latter finding was evident
in two ways. First, WGA-HRP-labeled axons of the ventral CST were not
observed to traverse the ventral white to gray matter interface,
whereas numerous axons crossed the interface between the dorsal CST and
gray matter. Second, the number of WGA-HRP-labeled axons in the ventral
CST did not differ between NT-3-grafted and control uninfected
fibroblast-grafted subjects: 5.9 ± 1.5 axons per section were
labeled in the ventral CST in NT-3-grafted subjects compared with
5.1 ± 1.2 axons per section in control-lesioned subjects
(p = 0.83). Thus, axons of the
lesioned dorsal CST rather than axons of the intact ventral
CST responded to NT-3-secreting grafts, and contributions of the CST to
functional recovery, if any, were likely derived from the dorsal rather
than ventral CST. In some cases, WGA-HRP labeling revealed distinct
growth from the tips of lesioned CST axons at the injury site to points
distal, representing regeneration of injured axons. In other cases,
WGA-HRP labeling that occurred at and distal to the injury site was
punctate in nature (Fig. 6) and could represent either regeneration or sprouting of axons near the injury site.
Fig. 5.
Histology of grafts. a, Appearance
of 3-month-old NT-3 graft filling lesion site (arrows).
Nissl stain, sagittal section. g, Graft;
vw, ventral white matter. Scale bar, 100 µm.
b, 1.5 µm semithin section of NT-3 graft stained for
Giemsa shows numerous surviving fibroblasts (black
arrows), clusters of both myelinated and unmyelinated axons
(open arrows), blood vessels (stars), and islands of collagen. Control grafts do not differ in appearance (not
shown). Scale bar, 12 µm.
[View Larger Version of this Image (79K GIF file)]
Fig. 6.
WGA-HRP labeling. a,
Low-magnification view of WGA-HRP labeling of lesioned corticospinal
tract (cst) in NT-3-grafted animal that underwent spinal
cord dorsal hemisection lesion 3 months earlier. Labeled tract ends at
level of lesion (straight arrow). Growth of CST axons is
difficult to discern at low magnification because of the punctate
nature of the WGA-HRP TMB-labeled reaction product. Occasional
artifactual labeling is evident; this was edited out of images before
quantification of CST density. Scale bar, 620 µm. b,
At higher magnification, growth of corticospinal axons in NT-3 graft
recipient is visible. Numerous punctate, extremely fine granules of
WGA-HRP TMB-labeled reaction product are present in host gray matter
(gr), ventral to lesioned CST; examples are indicated by arrows. Scale bars: b, c,
250 µm. c, Control-grafted subjects show significantly
less growth of CST axons in ventral gray matter
(gr) compared with NT-3-grafted subjects.
d, The distribution of WGA-HRP TMB-labeled reaction
product is best illustrated in camera lucida drawing. Reaction product
observed by focusing through the full thickness of 35-µm-thick
sections is demonstrated. Extensive corticospinal axon growth is
visible in NT-3 graft recipient at and distal to the lesion site.
Lesion and graft (g) site are outlined by
dashed line and arrows.
gr, Gray matter; w, ventral white matter. Scale bars: d, e, 330 µm. e,
Significantly less growth is evident in control-grafted subject.
[View Larger Version of this Image (66K GIF file)]
Fig. 7.
Quantification of corticospinal axon growth. A
significant increase in corticospinal axon growth is evident in
NT-3-grafted subjects compared with control uninfected fibroblast
grafted animals at the lesion site, 4 mm and 8 mm distal to the lesion.
Differences are not significant 12 mm caudal to the lesion site. *
p < 0.05; ** p < 0.01; ***
p < 0.005.
[View Larger Version of this Image (22K GIF file)]
Axonal/glial associations
In no case did corticospinal axons penetrate NT-3-secreting or
control grafts. This lack of CST penetration into grafts could result
either from glial/inflammatory responses at the host/graft interface
that blocked growing axons or from components of the graft substrate
that were nonpermissive for axon growth. To determine the association
of spinal cord axons with glia at the lesion site and at the host/graft
interface, sections double-labeled for NF and GFAP were examined. At
the host/graft interface, significant upregulation of GFAP expression
was observed (Fig. 8); however, several NF-labeled
processes readily penetrated regions of GFAP upregulation to pass
through the glial "barrier" and directly penetrate both
NT-3-secreting and control grafts. Indeed, both NF- and GFAP-IR
processes continued to penetrate grafts for some distance, and NF- and
GFAP-IR processes were often co-associated within grafts (Fig. 8). In
other instances, NF-IR processes penetrated grafts without specific
co-association with GFAP-IR processes. The overall nature of the
astroglial response did not differ between NT-3 and control graft
recipients. Thus, glial responses at the host/graft interface did not
present an impenetrable wall to lesioned axons; on the contrary, in
some instances astrocytic processes were intimately co-associated with
penetrating axons.
Fig. 8.
Association of axons at host/graft interface with
glial processes. a, Sections double-labeled for NF
(green) and GFAP (red), visualized
by confocal microscopy, show upregulation of glial activity at the
host/graft interface (interface indicated by dashed line). h, Host; g, graft.
Interestingly, many penetrating axons are intimately associated with
host glial processes (curved arrows), whereas other
axons are unassociated with glial processes (straight arrows). b, c, This axonal/glial association
persists beyond the host/graft interface and into the graft, although
GFAP-labeled processes rarely penetrate grafts deeply. Identical
axon-glial associations are observed in NT-3 and control grafts. Scale
bars: a, 25 µm; b, 25 µm; c, 10 µm.
[View Larger Version of this Image (97K GIF file)]
Responses of other axonal phenotypes to NT-3-secreting
cell grafts
Immunolabeling revealed penetration of some axonal phenotypes into
both NT-3-secreting and control grafts but no significant augmentation
of this growth in NT-3-secreting graft recipients (Fig.
9). NF immunolabeling revealed modest axonal growth into both graft types (Fig. 9a,b). Specific labeling to identify
the transmitter phenotype of penetrating axons indicated that most originated from primary sensory afferents, evidenced by immunolabeling for CGRP (Fig. 9c,d) and Substance P, with occasional
responses from 5-HT- (Fig. 9e,f), TH- (Fig.
9g,h), and DBH-labeled axons. No significant sprouting
responses were observed from ChAT-immunolabeled axons into either NT-3
or control grafts. Alterations in immunolabeling patterns of these
markers in host regions surrounding the graft were not observed,
distinct from the specific augmentation in growth of WGA-HRP-labeled
CST axons in NT-3 graft recipients (Figs. 6, 7). There were no
differences in axonal growth within the host cord when lesioned
nongrafted animals and lesioned fibroblast-grafted animals were
compared.
Fig. 9.
Immunolabeling of grafts and graft/host interface.
NF immunolabel shows similar degree of axon penetration into
(a) NT-3 and (b) control grafts.
g, Graft; h, host. Arrows
indicate host/graft interface. Scale bars: a, b, 25 µm. Similarly, NT-3 (c) and control (d)
grafts are equally penetrated by sensory axons extending from the
dorsolateral fasciculus (CGRP immunolabel). Scale bars: c, d, 7 µm. Raphaespinal axons modestly penetrate NT-3-secreting (e) and control grafts (f)
to an equal extent. Scale bar, 12 µm. Few TH-labeled axons penetrate
either NT-3 (g) or control
(h) grafts. Scale bar, 12 µm. Penetration of ChAT,
DBH, and p75 receptor-labeled axons also shows no difference between
NT-3 and control grafts (data not shown).
[View Larger Version of this Image (122K GIF file)]
In vivo expression of the human NT-3 transgene for the 3 month period of this experiment, and indeed for at least 6 months in vivo, was verified by RT-PCR performed on fresh grafts
placed in unlesioned rat spinal cords (Fig. 10).
Because these measurements were made in grafts to the unlesioned cord,
the possibility exists that expression might have differed in grafts to
lesioned spinal cords.
Fig. 10.
In vivo NT-3 transgene expression.
RT-PCR indicates sustained human NT-3 transgene expression for at least
6 months after in vivo grafting. NT-3-secreting cells
were freshly dissected from the spinal cord. Data are shown from
animals at 2 weeks and 6 months after transplantation. For controls,
(1) omission of RT ( RT) from the reaction
mixture shows loss of hNT-3 mRNA signal, as expected, (2) levels of
expression of the housekeeping gene RPL 27 are similar in all groups,
and (3) RT-PCR of a cord without a graft (control, lane
1) does not show amplification with the human NT-3 specific
primer.
[View Larger Version of this Image (50K GIF file)]
DISCUSSION
Results from these two sets of experiments indicate that (1)
lesions of the dorsal CST alone do not cause lasting motor or sensorimotor functional deficits, (2) injury to multiple descending motor systems in the rat are required to induce lasting deficits in
sensorimotor function, (3) cellularly delivered NT-3 induces significant and sustained growth of corticospinal axons after spinal
cord injury, and (4) cellularly delivered NT-3, unlike cellularly
delivered NGF, improves sensorimotor functional deficits after spinal
cord injury. These findings suggest that injuries to corticospinal
projections are not solely responsible for sensorimotor deficits but
contribute to the severity of such deficits, and that these deficits
can be partially ameliorated by cellular delivery of NT3.
The specific role and importance of various supraspinal motor
projections in the regulation of locomotor performance and the effects
of lesions of these projections have been studied extensively. As
outlined in the introductory remarks, locomotor functions have been
attributed to corticospinal, rubrospinal, vestibulospinal, reticulospinal, and propriospinal systems (Clark et al., 1985 ; Midha et
al., 1987 ; Whishaw and Kolb, 1988 ; Whishaw et al., 1990 ; Bussieres and
Dubuc, 1992 ; Fetcho, 1992 ; Marlinskii and Voitenko, 1992; Marlinsky,
1992 ; Beloozerova and Sirota, 1993 ; Farmer et al., 1993 ; Marple-Horvat
et al., 1993 ; Perreault et al., 1993 ; Vinay and Grillner, 1993 ; Vinay
et al., 1993 ; Whishaw et al., 1993 ; Akbarian et al., 1994 ; Nathan,
1994 ; Spoor et al., 1994 ; Widajewicz et al., 1994 ; Bregman et al.,
1995 ; Fehlings and Tator, 1995 ; Grillner et al., 1995 ; Iwakiri et al.,
1995 ; Miller and Houk, 1995 ; Drew et al., 1996 ; Gossard et al., 1996 ;
Pflieger and Cabana, 1996 ). In the present study, we show that
interruption of dorsal corticospinal systems together with
spinogracilar projections do not cause loss of several specific and
quantifiable conditioned motor tasks. Even more extensive lesions that
interrupt all dorsal supraspinal projections, including the
corticospinal, rubrospinal, and cerulospinal and portions of the
raphaespinal, vestibulospinal, and propriospinal projections, produce
lasting deficits on only an integrative sensorimotor task, the grid
task. Thus, multiple pathways contribute to regulation of locomotor
function in the spinal cord. Previous studies have reported that more
extensive lesions that remove the dorsal halves of the spinal cord
bilaterally plus the ventral spinal cord unilaterally, a so-called
"dorsal overhemisection lesion," result in deficits on several
motor as well as sensorimotor tasks (Bregman et al., 1995 ). Indeed,
severe locomotor deficits result from complete spinal cord transections in rats (Basso et al., 1995 ). Thus, ventral pathways contribute significantly to motor function, either independently of, or more likely synergistically with, dorsal pathways. Important ventral projections include the vestibulospinal, reticulospinal, and
propriospinal projections, and the small ventral corticospinal
projection (Paxinos, 1995 ). It is unlikely that the functional recovery
found in Experiment 2 resulted from ventral corticospinal pathways,
because quantification of labeled axons in this pathway showed no
difference between NT-3-grafted and lesioned control subjects, and
axons of the ventral pathway were not found to sprout in a manner that
differed from control lesioned subjects (see Results). The present
findings also highlight the intrinsic capacity of the spinal locomotor generator (Grillner, 1986 ) to produce relatively simple motor behaviors
after removal of many, but not all, supraspinal inputs.
Previously it has been reported that the delivery of a single dose of
NT-3 at the time of a spinal cord lesion induced sprouting of
corticospinal axons (Schnell et al., 1994 ). In the present study, NT-3
secreted continuously by genetically modified cells for 3 months
induced growth of corticospinal axons both at and caudal to the site of
a spinal cord injury. Of note, corticospinal axons extended only
through host gray matter. Axons did not extend through host white
matter either dorsal or ventral to the injury site, consistent with
previous observations that CNS white matter is a nonconducive substrate
for axon growth (Schnell et al., 1994 ; Cheng et al., 1996 ). Axons
extended for distances of 8 mm caudal to the injury site but not
further, possibly corresponding to the distance that NT-3 diffused from
grafts. Intact ventral CST axons did not extend axons into the host
gray matter, suggesting that injury to CST axons may be a necessary
event to induce responsiveness to NT-3. Developing corticospinal axons
express the specific high-affinity NT-3 receptor trkC (Yee and
O'Leary, 1996 ), and corticospinal motor neuronal degeneration is
preventable by NT-3 (Giehl and Tetzlaff, 1996 ). Thus, specific
activation of trkC receptors on CST axons is a mechanism likely to
account for NT-3 responsiveness in this experiment.
Injured CST axons did not penetrate either NT-3-producing or control
fibroblast cell grafts, despite the fact that the presence of
NT-3-secreting cell grafts substantially augmented CST growth in host
gray matter. This suggests either that the collagen/fibronectin extracellular matrix of the graft was nonconducive to corticospinal axon growth or that host glial responses at the host/graft interface inhibited axon penetration into the graft. Double-labeling for NF and
GFAP indicated that several noncorticospinal axons successfully penetrated both NT-3 and control grafts and that these axons were frequently associated with glial processes. In other cases, penetrating axons were not associated with glial processes. Although upregulation of GFAP immunoreactivity clearly occurred at the graft/host interface, this activity was not sufficient to block the penetration of axons labeled for NF into grafts. Thus, glial responses did not generally present an impenetrable "wall" to growing axons, and in many cases glial processes were intimately associated with penetrating axons. Consistent with recent observations from other studies, glial responses
after CNS injury may not be uniformly inhibitory (McKeon et al., 1991 ;
Silver, 1994 ) to axon growth and could in fact support or guide axon
growth (Kawaja and Gage, 1991 ). Other extracellular molecules expressed
at the injury site, such as chondroitin sulfate proteoglycan
(Katoh-Semba et al., 1995 ; Emerling and Lander, 1996 ) or
microglial-associated molecules (Fitch et al., 1996 ), may account for
blockade of corticospinal axon penetration into grafts. Alternatively, the collagen/fibronectin substrate of the graft itself may be nonconducive to corticospinal axon growth. Developmental and in vitro studies clearly indicate that different classes of axons exhibit specific preferences for various growth substrates (Schinstine and Cornbrooks, 1990 ; Emerling and Lander, 1996 ; Halfter, 1996 ), and
injured CNS axons exhibit similar properties (Richardson et al., 1980 ;
Aguayo et al., 1982 ; Woerly, 1993 ). The identification of optimal
combinations of neurotrophic factors and growth substrates may be a
useful strategy for enhancing growth of CNS axons after injury.
Immunolabeling to detect growth from axons in projections other than
the corticospinal system did not reveal specific responses to
cellularly delivered NT-3. NF and p75 immunolabeling showed no
quantitative difference in axon penetration into NT-3-secreting and
nontransduced fibroblast grafts. Similarly, specific labeling for
serotonin (raphaespinal projections), TH and DBH (cerulospinal projections), ChAT (ventral horn motor and other axons), CGRP (dorsal
root efferents), and Substance P (dorsal root c-fibers) showed no
specific responses from these systems. Qualitative analysis of patterns
of immunolabeling for these markers also failed to disclose specific
alterations in growth patterns in the host spinal cord
adjacent to the injury site when NT-3-secreting and noninfected fibroblast grafts were compared. Specific immunolabels for several other supraspinal projections, including the rubrospinal,
vestibulospinal, and reticulospinal systems, are not available, and the
responses of these systems to cellularly delivered NT-3 were therefore
not determined in this experiment. Recently it has been reported that the co-infusion of BDNF and NT-3 to the completely transected spinal
cord elicits modest growth responses from vestibulospinal, reticulospinal, and rubrospinal axons (Xu et al., 1995 ); the dependency of these responses on either of the individual trophic factors, or the
combined factors, has yet to be determined. Neurons of the locus
ceruleus have also been reported to exhibit NT-3 responsiveness (Arenas
and Persson, 1994 ), as have primary Ia sensory afferent projections
(Klein et al., 1994 ; Tessarollo et al., 1994 ; Kucera et al., 1995a ,b ;
Lindsay, 1996 ). Responses from these systems were not detected in the
present experiment, a finding that could be related to a lack of
appropriate receptor expression by these axons after injury in the
adult spinal cord, to the amount of NT-3 produced by the graft, or to a
lack of permissiveness of the collagen/fibronectin substrate of the
graft to growth of these axons.
In previous studies we reported that grafts of NGF-transduced
fibroblasts to the lesioned spinal cord promoted significant and
specific growth of primary sensory axons, supraspinal cerulospinal axons, and putative local motor axons (Tuszynski et al., 1996 , 1997 ).
Populations of axons that respond to NT-3- and NGF-secreting grafts are
therefore distinct, indicating that injured axons of the adult spinal
cord retain robust and specific responsiveness to these
neurotrophins.
The identification of mechanisms underlying functional recovery after
experimental spinal cord injury requires characterization of responses
from several diverse motor and sensory systems affected by the injury
and characterization of alterations in the function of spinal locomotor
pattern generators. Although this is a challenging task, several
previous observations provide potential mechanisms of partial
functional recovery after cellular delivery of NT-3 in the present
experiment. (1) Duffy et al. (1990) reported that functional recovery
in the regenerated lizard spinal cord is mediated by formation of short
polysynaptic projections from injured axons to caudal motor neuron
pools, rather than by long-distance regrowth of axons. Furthermore,
stimulation of cortical motor neurons in intact cats (Kostyuk and
Vasilenko, 1978 ) or after lesions of the corticospinal projection
(Alstermark and Sasaki, 1985 ) generates excitation of spinal motor
neurons through local propriospinal axon relays. Thus the partial
functional recovery observed in this experiment may be mediated by
excitation of distal motoneuron pools via regrown corticospinal
projections propagating excitation through polysynaptic relays. (2)
Corticospinal axons influence the intrinsic spinal locomotor pattern
generator (Grillner, 1986 ; Leonard and Goldberger, 1987 ). Regrowing
corticospinal projections in this experiment may have modulated the
function of more rostrally located components of the spinal pattern
generator rather than directly reinnervated lumbar motoneurons. (3)
Regrowing corticospinal axons may interact with other spinal projection
systems at lower thoracic levels that modulate locomotor function. For
example, sprouting of serotonergic systems can influence functional
recovery in some lesion paradigms (Bregman et al., 1993 , 1995 ), and
sprouting/regenerating corticospinal projections may interact with
these motor system modulators (Thor et al., 1993 ). Electrophysiological
studies can examine these possibilities.
Two other reports of partial functional recovery resulting from
regrowth of host projections after spinal cord injury have been
published recently (Bregman et al., 1995 ; Cheng et al., 1996 ). In one
approach, CNS myelin-associated growth inhibitors were neutralized
(Bregman et al., 1995 ), resulting in regrowth of axons through host
white matter. Corticospinal axons putatively mediated functional
recovery after these partial spinal cord injuries, because lesions of
the sensorimotor cortex abolished recovery. This finding is consistent
with the present study, in that we observed specific responses from
corticospinal systems in response to cellularly delivered NT-3 together
with partial functional recovery. In a second study, delivery of acidic
fibroblast growth factor reportedly generated growth responses from all
supraspinal systems studied, resulting in functional recovery after
complete spinal cord transections (Cheng et al., 1996 ). Regenerating
axons in the latter experiment were specifically directed toward host gray matter to avoid myelin-based inhibitors. These findings too are
consistent with the present report, in that injured corticospinal axons, presented with a choice between using the graft, the host white
matter, or the host gray matter as a growth substrate, used only host
gray matter. These findings highlight the importance of defining
appropriate growth terrains for injured adult CNS axons and of
identifying specific growth-promoting neurotrophic factors.
FOOTNOTES
Received March 11, 1997; revised May 7, 1997; accepted May 8, 1997.
This work was supported by the Hollfelder Foundation, International
Spinal Research Trust, Brodie Lockard, and Veterans Affairs Research.
Correspondence should be addressed to Dr. Mark H. Tuszynski, Department
of Neurosciences-0608, University of California-San Diego, La Jolla, CA
92093.
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