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Volume 17, Number 15,
Issue of August 1, 1997
pp. 5949-5955
Copyright ©1997 Society for Neuroscience
Mice Lacking the TNF 55 kDa Receptor Fail to Sleep More After
TNF Treatment
Jidong Fang ,
Ying Wang , and
James M. Krueger
Department of Physiology and Biophysics, University of Tennessee,
Memphis, Tennessee 38163
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Tumor necrosis factor (TNF) is a well characterized
sleep-regulatory substance. To study receptor mechanisms for the
sleep-promoting effects of TNF, sleep patterns were determined in
control and TNF 55 kDa receptor knock-out (TNFR-KO) mice with a B6 × 129 background after intraperitoneal injections of saline or murine
TNF . The TNFR-KO mice had significantly less baseline sleep than the
controls. TNF dose-dependently increased non-rapid eye movement
sleep (NREMS) in the controls but did not influence sleep in TNFR-KO
mice. Although TNFR-KO mice failed to respond to TNF , they had an
increase in NREMS and a decrease in rapid eye movement sleep after
interleukin-1 treatment. These results indicate that TNF affects
sleep via the 55 kDa receptor and provide further evidence that TNF
is involved in physiological sleep regulation. Current results also extend the list of species to mice in which TNF and interleukin-1 are somnogenic.
Key words:
knock-out mice;
REM sleep;
slow-wave sleep;
TNF receptor;
EEG slow-wave activity;
interleukin-1
INTRODUCTION
Administration of exogenous tumor necrosis factor
(TNF ) (Shoham et al., 1987a ; Kapás et al., 1992 ; Nistico
et al., 1992 ) induces increases in non-rapid eye movement sleep (NREMS)
in rabbits and rats. Conversely, inhibition of endogenous TNF using
either anti-TNF antibodies (Takahashi et al., 1995a ), a TNF-soluble receptor, or a synthetic fragment of the TNF-soluble receptor (Takahashi et al., 1995b ) inhibits spontaneous sleep. Inhibition of TNF
also attenuates sleep rebound after sleep deprivation (Takahashi et
al., 1996c ), excess sleep induced by acute exposure to mild increases
in ambient temperature (Takahashi et al., 1997 ), or sleep responses
induced by bacterial cell wall products such as muramyl dipeptide
(Takahashi et al., 1996b ). TNF mRNA (Hunt et al., 1992 ;
Tchelingerian et al., 1994 ) and TNF immunoreactivity (Breder et al.,
1993 ) are present in neurons in several areas of the normal rat brain
including the hypothalamus, an area involved in NREMS regulation.
TNF is also a product of astrocytes (Lieberman et al., 1989 ).
Furthermore, hypothalamic levels of TNF mRNA (Bredow et al., 1996 )
and TNF (Floyd et al., 1996) in rats are greater during daylight
hours, when rats sleep the most, than during the nighttime. TNF
receptor mRNA is also expressed in normal brain (Hunt et al., 1992 ),
and the soluble TNF receptor seems to be a normal constituent of CSF
(Puccioni-Sohler et al., 1995 ). Circulating TNF may also be linked to
sleep regulation. In humans, TNF plasma levels vary in phase with
electroencephalographic (EEG) slow-wave activity (Darko et al., 1995 ).
The ability of circulating monocytes to produce TNF is dependent on the
sleep-wake cycle and increases during sleep deprivation (Yamasu et
al., 1992 ; Hohagen et al., 1993 ; Uthgenannt et al., 1994 ).
Collectively, these data support the hypothesis that TNF is an
important regulatory component in sleep regulation.
Two cell surface receptors for TNF [a 55 kDa receptor (TNF55kDR) and a
75 kDa receptor (TNF75kDR)] have been characterized (Hohmann et al.,
1989 ; 1990 ; Schall et al., 1990 ). The extracellular domains of these
receptors share significant amino acid homologies, although their
intracellular domains do not. The actions mediated by these two
receptors are distinct (Vilcek and Lee, 1991 ; for review, see Schutze
et al., 1994 ). Which TNF receptor is involved in sleep regulation was
heretofore unknown. Currently it is not possible to differentiate the
two types of TNF receptors using pharmacological methods. However, the
presence of mutant mice that lack TNF55kDR (Rothe et al., 1993 )
provided an opportunity to study the receptor mechanisms of TNF. These
mutant mice still express TNF75kDR and develop normally with no
apparent anomalies. It was, therefore, of interest to investigate sleep
in these TNF55kDR knock-out (TNFR-KO) mice. We now report that the
TNFR-KO mice sleep less than their strain controls and do not exhibit
NREMS responses after the administration of exogenous TNF , although they do retain the ability to express excess NREMS if given
interleukin-1 (IL-1 ), another well characterized NREMS-promoting
cytokine.
MATERIALS AND METHODS
Adult TNFR-KO mice (n = 14), which have a
B6 × 129 background (Rothe et al., 1993 ), and B6 × 129-F2
control mice (n = 13) were used in the experiments. The
TNFR-KO mice were provided by Dr. W. Lesslauer (F. Hoffmann-LaRoche,
Ltd., Basel, Switzerland). Mice used in these experiments were
79.36 ± 8.21 d old, weighing 28.12 ± 1.52 gm. Control
mice of the same age and weight were purchased from The Jackson
Laboratory (Bar Harbor, ME). Mice were anesthetized with ketamine (25 mg/kg) and xylazine (25 mg/kg) and implanted with three EEG electrodes
(Plastics One, Inc., Roanoke, VA) in the skull over the parietal cortex
and three electromyogram (EMG) electrodes in the muscle of the dorsal
neck, respectively. The electrodes with attached wires were fixed to
the skull with dental cement. Ten days were allowed for recovery from
surgery. Mice were housed at 30 ± 1°C in separate recording
cages in sound-attenuated environmental chambers with a 12 hr
light/dark cycle (lights on at 5 A.M. and off at 5 P.M.). Each mouse
received one (1.0 µg/mouse; n = 7 for control mice
and n = 7 for TNFR-KO mice) or three doses (0.3, 1.0, or 3.0 µg/mouse; n = 6 for control mice and
n = 7 for TNFR-KO mice) of the full-length recombinant
murine TNF (R & D Systems, Inc., Minneapolis, MN) by intraperitoneal
injections at dusk (5 P.M.). Each TNF injection day was preceded by
a saline injection day. The effects of TNF on sleep were tested in
an increasing dose order. There was a separation of 5 d between
the previous TNF injection and the next saline injection. The
control and TNFR-KO mice received the same treatment according to the same schedule. In a separate experiment, the same TNFR-KO mice that
received only 1 µg TNF (n = 6) were also injected
intraperitoneally with saline on the control day (3 d after the TNF
test) and IL-1 (R & D Systems, Inc.) (0.4 µg/mouse) on the
experimental day.
In all experiments, EEG and EMG were recorded for 24 hr after each
injection. Sleep data were collected with a Grass Instruments (Quincy,
MA) polygraph. The EEG signals were amplified with a 7P5 wide-band EEG
preamplifier and a 7P-DA-G DC driver amplifier. The one-half cutoff for
low and high frequencies was set at 0.5 and 35.0 Hz, respectively. The
EMG signals were amplified with a 7P511J amplifier with one-half cutoff
for low and high frequencies set at 100 and 10,000 Hz, respectively.
The data collection was controlled by a 386 microcomputer. The J6
output from the DC drivers or 7P511J amplifiers was fed into a 12 bit
PC30D analog-to-digital (AD) converter (Omega Engineering, Inc.,
Stamford, CT). The AD converter digitized the EEG and EMG signals at
128 Hz. The digitized data were transferred to the computer and
displayed graphically on the computer monitor. An on-line fast Fourier
transformation (FFT) was performed on EEG data in every 2 sec of data.
The FFT analyses generated the power density values from 0.0 to 63.5 Hz at a 0.5 Hz resolution. The results of the FFT were averaged for every
10 sec. The sleep data and FFT results were saved to the hard disk for
off-line analyses.
Data were scored to determine sleep parameters as described previously
(Fang et al., 1996a ). After data collection the EEG and EMG patterns
and FFT data were displayed graphically on the screen of the computer
monitor for sleep scoring. The behavioral states were categorized
visually according to the following criteria: wakefulness was
identified by low-voltage fast EEG and high-amplitude EMG; rapid eye
movement sleep (REMS) by low-voltage EEG with clear (6-10 Hz) theta
activity and dramatic suppression of EMG with occasional muscle
twitches; and NREMS by high-voltage and low-frequency EEG and
low-amplitude EMG. Sleep was scored in epochs of 10 sec. The behavioral
state for each epoch was determined by the predominant state during the
epoch. The number of episodes for each behavioral state was calculated
by a computer program based on the criterion that the minimal episode
length for each state should last at least 30 sec.
The FFT data were sorted by a computer program according to the scoring
results. The total power in each 5 Hz frequency band was summed for
each 10 sec epoch and then averaged for every 6 hr. Results from the
0.5-5 Hz frequency band are presented; these results are referred to
as EEG slow-wave activity. Because the EEG amplitude was subject to the
influences of subtle variations of EEG electrode placement, the average
total power during NREMS on each saline injection day was normalized to
100. The relative changes of EEG power from the baseline were
calculated for data collected after TNF or IL-1 treatment.
Sleep and EEG spectrum data were analyzed with two-way ANOVA for
repeated measures and followed by a Student-Newman-Keuls (SNK)
multiple-comparison test.
RESULTS
TNFR-KO mice sleep less than strain controls
Compared with control mice, the TNFR-KO mice had significantly
less NREMS [F(1,25) = 5.86; p < 0.05] and REMS [F(1,25) = 10.66; p < 0.004] (Fig. 1). These decreases
in sleep occurred primarily during the light period and in the last few
hours during the dark period. There was a significant treatment and
time interaction for NREMS [F(3,75) = 4.10;
p < 0.01]; SNK multiple-comparison tests indicated
that NREMS was decreased significantly in TNFR-KO mice compared with
the controls during the first 6 hr of the light period
[q(4,75) = 5.299; p < 0.01].
The TNFR-KO mice also had fewer NREMS episodes of shorter duration than
the control mice during the period in which they slept less than strain
controls, although neither difference was statistically significant.
The TNFR-KO mice also had longer REMS to REMS cycles than the controls, although this difference also did not reach statistical significance. The TNFR-KO mice recovered normally from surgery without any signs of
infection around the wound. Although not quantified, waking behavior
(eating, drinking, and motor activity) and sleep postures of the
TNFR-KO mice seemed normal. Similarly, no atypical features in the EEG,
EMG, or EEG-FFT transformations were apparent in recordings from either
controls or TNFR-KO mice.
Fig. 1.
Double plot of 24 hr sleep patterns in control
(n = 13) and TNFR-KO (n = 14)
mice. The amounts of NREMS (top) and REMS
(bottom) are expressed as percent of time in each state.
Each data point is a 2 hr average. The vertical bars
indicate SE. The black bar in the bottom panel indicates
the dark period.
[View Larger Version of this Image (27K GIF file)]
TNF55-kDR is involved in TNF -induced sleep
The effects of TNF on sleep were examined in the control and
TNFR-KO mice. Dose-dependent increases in NREMS were observed in
control mice after TNF treatment, whereas TNFR-KO mice did not
respond to TNF treatment (Fig. 2; see statistical
details in figure legend). The increases of NREMS occurred during the first 9 hr after 1.0 and 3.0 µg of TNF injection; they result from
an increase in the number, but not the duration, of NREMS episodes. The
number of NREMS episodes occurring in the first 6 hr (postinjection)
was almost doubled after 3.0 µg of TNF (62.50 ± 6.69 vs
121.17 ± 13.87; F(3,15) = 5.26;
p < 0.02 for treatment and time interaction;
q(8,15) = 6.7630; p < 0.01).
The high dose (3.0 µg) of TNF also decreased the amount of REMS in
control mice during the light period; this REMS inhibitory activity of
TNF was absent in the TNFR-KO mice (Fig. 2). The effects of TNF
on EEG slow-wave activity (0.5-5.0 Hz) were also determined. The EEG
slow-wave activity was not influenced by the low doses of TNF (0.3 and 1.0 µg), but it was decreased during the first 6 hr after the
injection of 3.0 µg of TNF (Fig. 3; see statistical details in figure legend). TNF did not have any effects on EEG slow
wave activity in TNFR-KO mice (Fig. 3).
Fig. 2.
Effects of various doses of mouse recombinant
TNF in control and TNFR-KO mice. Control mice (left)
had a significant increase in NREMS after 1.0 µg
[F(1,12) = 12.01; p < 0.005] and 3.0 µg [F(1,5) = 7.34;
p < 0.05 for interaction;
q(1,5) = 4.932 for hours 1-12] of TNF
and a significant decrease in REMS after 3.0 µg of TNF
[F(1,5) = 26.37; p < 0.004 for interaction; q(2,5) = 4.357; p < 0.05 for hours 13-24 ]. TNFR-KO mice
(right) did not respond to TNF treatments.
[View Larger Version of this Image (39K GIF file)]
Fig. 3.
Effects of TNF and IL-1 on EEG slow-wave
activity (SWA). The average of total power (0.5-35.0
Hz) during NREMS on saline injection day was normalized to 100. *TNF
significantly decreased EEG SWA in control mice but not in TNFR-KO mice
during the first 6 hr after injection
[F(3,15) = 10.559; p = 0.0006; q(8,15) = 7.574;
p < 0.01]. **IL-1 significantly decreased EEG
SWA [F(3,15) = 6.68; p < 0.005 for treatment and time interaction;
q(4,15) = 6.417; p < 0.01].
[View Larger Version of this Image (26K GIF file)]
IL-1 induces NREMS in TNFR-KO mice
Although TNFR-KO mice failed to respond to TNF , they displayed
a robust increase in NREMS and a decrease in REMS after IL-1 treatment (Fig. 4). IL-1 significantly increased the
number [F(3,15) = 6.02; p < 0.01 for treatment and time interaction; q(6,15) = 6.2303; p < 0.01] and the duration
[F(3,15) = 5.489; p < 0.01 for
treatment and time interaction; q(8,15) = 5.658;
p < 0.05] of NREMS episodes in TNFR-KO mice during
the first 6 hr after injection. IL-1 also significantly decreased
the number [F(3,15) = 4.47; p < 0.02 for treatment and time interaction;
q(3,15) = 4.00; p < 0.05] and
duration [F(3,15) = 6.47; p < 0.005 for treatment and time interaction;
q(4,15) = 6.5368; p < 0.01] of
REMS during the same period (data not shown). The EEG slow wave
activity was decreased during the first 6 hr after the injection of
IL-1 (Fig. 3).
Fig. 4.
Effects of 0.4 µg IL-1 on sleep in TNFR-KO mice.
IL-1 significantly increased NREMS [F(1,5) = 11.13; p < 0.025] and decreased REMS
[F(1,5) = 8.31; p < 0.05 for treatment and time interaction; q(2,5) = 4.188; p < 0.05 for nighttime].
[View Larger Version of this Image (23K GIF file)]
DISCUSSION
Results presented here extend the list of species, to include
mice, in which TNF and IL-1 are somnogenic. Although abundant evidence suggests that TNF is an important humoral agent involved in
sleep regulation, the receptor mechanism for its sleep-promoting effects was heretofore unknown. The TNFR-KO mice fail to respond to
TNF . This was probably not attributable to alterations in physiological sleep in TNFR-KO mice, because NREMS was increased by
TNF in control mice during the first few hours of the dark period,
the time during which the control and TNFR-KO mice have similar amounts
of sleep. Furthermore, such failure strongly suggests that the
sleep-promoting actions of TNF are mediated by 55, but not 75 kDa,
receptors. The importance of this finding is twofold. First,
localization of TNF55 kDa receptors in the brain may provide information about the sleep-promoting sites of TNF . Second, the 55 kDa and 75 kDa receptors mediate distinct actions, probably because of
the differences in their intracellular domains. Knowledge of the TNF55
kDa receptor-mediated actions may provide important clues for the
understanding of the intracellular mechanisms of sleep regulation.
The finding that the TNFR-KO mice have less NREMS than their strain
controls (44.9 vs 55.9%) provides further evidence that endogenous TNF
is involved in physiological sleep regulation. The B6 × 129-F2
mice were chosen as a control strain, because this is the background on
which the KO strain was developed. However, the genetic mix produced
when selecting for a KO is different from a random mix produced by
crossing two lines (Gerlai, 1996 ). Results, therefore, need to be
interpreted with caution. Unfortunately, there is no ideal control
strain; nevertheless, comparisons to a variety of strains of mice
support the hypothesis that the TNFR-KO mice have a deficit in NREMS
during daylight hours. Thus, other strains of mice recorded from in our
laboratory [Swiss-Webster (Fang et al., 1996a ), B6D2F1 (Zhang et al.,
1996 ) and an IL-1 receptor KO strain (Fang et al., 1996b )] all have
more NREMS during daylight hours than the TNFR-KO strain (Fig.
5). Furthermore, the TNFR-KO mice have less NREMS than
C57BL/6 and BALB/c mice (Roussal et al., 1984) (Fig. 5). The
observation that TNFR-KO mice slept less than the controls primarily
during the light period is consistent with the findings that the levels
of TNF mRNA (Bredow et al., 1996 ) and TNF (Floyd et al., 1996) in
the hypothalamus and hippocampus are greater during the light period
than during the dark period in rats. Rats, like mice, also spend most
of their time sleeping during daylight hours. Nevertheless, the results of the current experiment cannot exclude the possibility that the
reduced sleep in TNFR-KO mice might be attributable to other abnormalities in these mice that manifest themselves during daylight hours.
Fig. 5.
Percent of time spent in NREMS in seven different
strains of mice. TNFR-KO mice have less NREMS than six other strains
during daylight hours. Sleep data for TNFR-KO, B6 × 129-F2, IL-1
type I receptor KO (IL-1R-KO), Swiss-Webster, and
B6D2-F1 mice are from our laboratory. Data for C57BL/6 and BALB/c mice
were from another laboratory (Roussel et al., 1984 ), and the SE were
not available.
[View Larger Version of this Image (20K GIF file)]
The decrease of REMS in TNFR-KO mice was not expected, because REMS was
not changed after low doses of TNF and was actually inhibited after
high doses of TNF in controls. Administration of high doses of
exogenous TNF also inhibits REMS in rabbits (Kapas et al., 1992),
whereas inhibition of endogenous TNF using a soluble TNF receptor
fragment inhibits NREMS but enhances REMS after sleep deprivation in
rabbits (Takahashi et al., 1996c ). It is not clear whether the lower
amount of REMS in TNFR-KO mice is an indirect result of deficits in
NREMS thereby limiting the normal access route to REMS via NREMS or is
attributable to the lack of direct TNF actions on REMS-promoting
mechanisms.
EEG slow-wave amplitudes decreased after TNF (in control mice) and
IL-1 (in TNFR-KO mice) treatments during the first 6 hr, after
injection. In rats (Tobler et al., 1984 ; Opp et al., 1991 ) and rabbits
(Krueger et al., 1984 ) these cytokines induce increases in EEG
slow-wave activity after intracerebroventricular injections.
Furthermore, during NREMS after sleep deprivation EEG slow-wave
activity increases (Pappenheimer et al., 1975 ); this latter result is
interpreted to indicate that EEG slow-wave activity is a measure of
sleep intensity (Borbély and Tobler, 1989 ). Current results could
be attributable to the route of administration. For example, we found
recently that intraperitoneal injections of IL-1 into rats also
decreased EEG slow-wave activity, although it did induce increases in
NREMS duration (Hansen and Krueger, unpublished observation). Species
differences may also be important. For example, although administration
of exogenous TNF induces fever in rats and rabbits, it actually
decreases body temperature in mice (Kozak et al., 1995 ). Because EEG
amplitudes increase with ambient temperature and brain temperature, it
is possible that TNF may suppress EEG amplitudes by decreasing body
temperature. EEG slow-wave activity in mice is greater during the dark
period, when mice spend most of their time awake, than in the light
period when mice spend most of their time asleep (Tobler et al., 1996 ). Furthermore, cytokines can have divergent effects on NREMS duration and
EEG slow-wave activity depending on dose and time of day. In rats, high
doses of IL-1 reduce EEG slow-wave activity during the dark period
and increase it during the light period, whereas low doses of IL-1
increase EEG slow-wave activity during both dark and light periods (Opp
et al., 1991 ). Additional data also indicate that duration of NREMS and
EEG slow-wave amplitudes are separable. Lesions of the hypothalamic
preoptic area reduce NREMS duration and EEG slow-wave amplitude (Shoham
et al., 1987b ); after 8 d of recovery NREMS duration recovers, but
EEG slow-wave activity remains depressed. Similar results were obtained
after immunotoxin lesions of basal forebrain cholinergic neurons
(Kapás et al., 1996 ). Rats fed a cafeteria diet increase duration
of NREMS but decrease EEG slow-wave activity (M. Hansen, L. Kapás, and J. M. Krueger, unpublished observation). Finally, in
rats, restricting food availability to daytime hours reverses the
circadian rhythm of NREMS duration but does not affect the circadian
rhythm of EEG slow-wave activity (Roky et al., 1995 ).
Sleep is regulated by multiple substances, and there are complex
interactions among these humoral agents (Krueger et al., 1994 ). IL-1
and TNF are two of the best characterized sleep-regulatory substances. IL-1 and TNF induce the production of each other (Bachwich et al., 1986 ; Dinarello et al., 1986 ; Philip and Epstein, 1986 ). Inhibition of IL-1 attenuates TNF -induced sleep, whereas inhibition of TNF attenuates IL-1 -induced sleep (Takahashi et al., 1996a ). However, it is not clear whether TNF is necessary for
the sleep-promoting effects of IL-1 and vice versa. The
result that recombinant murine IL-1 induces robust increases in
NREMS in TNFR-KO mice indicates that the TNF 55 kDa receptor is not necessary for the sleep-promoting effects of IL-1 . It is also unlikely that the actions of TNF via its 75 kDa receptor are involved in IL-1 -induced sleep, because the present results indicate that the
TNF 75 kDa receptor is not involved in sleep regulation. Therefore, IL-1 is capable of inducing NREMS independently of TNF. We have also
shown recently that IL-1 type I receptor KO mice do not have sleep
responses to IL-1 but exhibit increased NREMS after TNF (Fang et
al., 1996b ). Therefore, the IL-1 type I receptor is not necessary for
the sleep-promoting effect of TNF . Another related question is
whether one sleep regulatory substance can compensate for the deficit
of another. The result that TNFR-KO mice have less sleep than controls
indicates that the deficit in TNF function is not, or at least not
completely, developmentally compensated for by other sleep-promoting
substances. In addition, we observed that IL-1 type I receptor KO mice
have less NREMS compared with strain control mice during the dark
period (Fang et al., 1996c ), indicating that a deficit in IL-1 function
is also not developmentally compensated. The IL-1 type I receptor KO
mice also had significantly more REMS during the light period. The
results from these two types of KO mice suggest that IL-1 and TNF
promote sleep during different times of the day. Alternatively, IL-1
may contribute to physiological sleep both during light and dark
periods, but the developmental compensation for the loss of TNF and
IL-1 is different. This latter interpretation is supported by the
observation that temporary inhibition of IL-1 with anti-IL-1 antibodies
inhibits spontaneous sleep during the light period in rats (Opp and
Krueger, 1994 ). In conclusion, current results strongly support the
notion that TNF is involved in sleep regulation.
FOOTNOTES
Received Feb. 5, 1997; revised April 28, 1997; accepted May 12, 1997.
This work was supported, in part, by National Institutes of Health
Grants NS-31453 and NS-25378 and the Office of Naval Research Grant
N00014-90-J-1069. We thank Dr. Peggy Danneman for breeding the TNF-KO
mice and Dr. W. Lesslauer for providing them. We also thank Mrs. Maria
Swayze-Nations for her assistance in the preparation of this
manuscript.
Correspondence should be addressed to Dr. James M. Krueger, Department
of Physiology and Biophysics, The University of Tennessee, Memphis, 894 Union Avenue, Memphis, TN 38163.
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