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Volume 17, Number 16,
Issue of August 15, 1997
pp. 6213-6225
Copyright ©1997 Society for Neuroscience
Lack of Neurotrophin 3 Causes Losses of Both Classes of Spiral
Ganglion Neurons in the Cochlea in a Region-Specific Fashion
Bernd Fritzsch1,
Isabel Fariñas2, and
Louis F. Reichardt2
1 Department of Biomedical Sciences, Creighton
University, Omaha, Nebraska 68178, and 2 Program in
Neuroscience, Department of Physiology and Howard Hughes Medical
Institute, University of California, San Francisco, California
94143-0724
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Essential functions of neurotrophin 3 (NT-3) in regulating afferent
and efferent innervation of the cochlea have been characterized by
comparison of normal and NT-3 mutant mice. NT-3 deficiency has
striking, region-specific effects, with complete loss of sensory neurons in the basal turn and dramatic but incomplete neuronal loss in
the middle and apical turns. The sensory innervation of inner and outer
hair cells was reorganized in mutant animals. Instead of a strictly
radial pattern of innervation, the axons of remaining sensory neurons
projected spirally along the row of inner hair cells to innervate even
the most basal inner hair cells. Innervation of outer hair cells was
strongly reduced overall and was not detected in the basal turn. The
presence of fibers extending to both inner and outer hair cells
suggests that subsets of types I and II sensory neurons survive in the
absence of NT-3. Likewise, projections of the cochlea to auditory
nuclei of the brainstem were attenuated but otherwise present. Equally
striking changes in efferent innervation were observed in mutant
animals that closely mimicked the abnormal sensory innervation pattern. Despite these impressive innervation deficiencies, the morphology of
the organ of Corti and the development of inner and outer hair cells
appeared comparatively normal.
Key words:
NT-3 mutants;
inner ear;
cochlea;
spiral ganglion;
innervation;
ear development
INTRODUCTION
The inner ear contains vestibular
structures responsible for regulation of balance and cochlear
structures involved in hearing. Numerous studies have characterized the
distribution and documented the importance of the neurotrophins,
brain-derived neurotrophic factor (BDNF) and neurotrophin 3 (NT-3), and
their respective receptor tyrosine kinases, TrkB and TrkC, in the
development of these sensory organs. Sensory epithelia of the inner ear
express BDNF and NT-3, and their receptors are expressed by vestibular and cochlear sensory neurons (Pirvola et al., 1994
; Schecterson and
Bothwell, 1994
; Wheeler et al., 1994
). Analyses of mice with targeted
mutations have shown that these molecules have essential and
complementary roles in the development of these systems, with NT-3
being more important for the cochlear system and BDNF for the
vestibular system (Ernfors et al., 1994
, 1995
; Fariñas et al.,
1994
; Jones et al., 1994
; Fritzsch et al., 1995
, 1997a
,b
; Schimmang et
al., 1995
; Bianchi et al., 1996
).
The cochlea is a spiral duct located within the inner ear that contains
the organ of Corti, a specialized epithelium involved in the reception
of auditory stimuli. The organ of Corti consists of two types of
sensory receptor cells, or hair cells, arranged along the entire extent
of the cochlea. The inner hair cells (IHCs) form a single row, whereas
the outer hair cells (OHCs) are arranged in three parallel rows. The
organ of Corti receives afferent innervation from sensory neurons of
the cochlear (spiral) ganglion, which convey the auditory information
from the hair cells to auditory (cochlear) nuclei in the brainstem. Two
distinct populations of spiral ganglion neurons have been recognized, a
majority (92-94%) of type I ganglion cells, which specifically
innervate IHCs, and a small population (6-8%) of type II ganglion
cells, which supply the more numerous OHC population (Romand and
Romand, 1987
). Although type I spiral ganglion cells and their
innervation of the IHCs are known to be important for conducting
sound-generated signals from the cochlea to the brain, the functions of
type II spiral ganglion cells are not well understood (Walsh and
Romand, 1992
), and their projections have only recently been revealed
(Berglund et al., 1996
). An additional third type of ganglion cell is
sometimes described in development and in adult pathological cases
(Ryugo, 1992
; Sobkowicz, 1992
). In addition, the organ of Corti also
receives efferent innervation from neurons in the olivocochlear nucleus located in the brainstem (Fritzsch, 1996
).
In NT-3 mutants, ~85% of cochlear neurons are lost
(Fariñas et al., 1994
; Ernfors et al., 1995
), and it has been
suggested that all type I cells would be selectively dependent on NT-3
(Ernfors et al., 1995
). In the present study we have analyzed the
patterns of innervation of the cochlea in NT-3-deficient neonatal mice. Results show that effects of NT-3 deficiency on spiral ganglion cell
survival and innervation differ among cochlear regions but are not
selective for a particular ganglion cell type. In addition, despite the
absence of 85% of the cochlear neurons, the remaining neurons
reorganize their projections to supply fibers to areas devoid of
cochlear neurons. Moreover, the sensory epithelium of the mutants
appears normal, even in areas where innervation is completely
absent.
MATERIALS AND METHODS
Animals. For this study we used 11 newborn
NT-3-deficient mice and 11 wild-type littermates. The NT-3 mutant mice
used for these studies were generated by targeted replacement of the
NT-3-coding exon with a construct containing a lacZ gene
cDNA and the PKCneo marker (Fariñas et al., 1994
). Animals were
fixed at birth by transcardiac perfusion with 4% paraformaldehyde in
0.1 M phosphate buffer, pH 7.3, and kept in the same
fixative solution. Animals were genotyped by DNA blot analysis as
described previously (Fariñas et al., 1994
).
DiI labeling. The initial morphological analysis was
performed in a double-blind manner using coded specimens. Heads from coded neonate littermates were split sagittally, and DiI-soaked filter
strips were applied into the brainstem alar plate of one side to label
eighth nerve afferent fibers to the inner ear or into the
olivo-cochlear efferent bundle of the contralateral side near the floor
plate to label the efferent fibers (Fritzsch and Nichols, 1993
). After
an appropriate diffusion time of 3-5 d at 37°C, the ears were
dissected, and intact cochleae were examined with a compound
epifluorescence microscope. Pictures were taken on 100 ASA TechPan
film, and/or images were grabbed with a cooled CCD camera and processed
by using a deconvolution technique (Vaytek and ImagePro software, Iowa
City, IA). In one animal with a partial filling of afferents, nerve
fibers and their terminals were deconvoluted, and a top view was
reconstructed by collapsing the images (see Fig. 4d). After
the initial analysis showed a clear difference in patterns of cochlear
innervation among different animals in the coded batch (see Fig.
2a,c), four additional NT-3 mutant mice and four control
mice from two more litters were investigated in an unblinded
fashion.
Fig. 4.
Distribution of sensory afferent fibers in the
basal turn of P0 NT-3 mutant homozygotes. All afferents (a,
b) and subsets of afferents (c, d) were filled
with DiI from the brainstem. Note a that the basal turn
of the cochlea (base) lacks spiral ganglion cells
(SG) and radial fibers (R), both
of which are present in the middle turn (Cm).
Nevertheless, fibers extend along inner hair cells toward the base
(arrows). As illustrated b, few fibers extend to outer hair cells (O) near the middle
turn. Selective labeling reveals the distribution of individual
afferents in the middle basal turn (c, d). Note that the
terminal arbor of each afferent fiber is restricted to several inner
hair cells (I) with no processes crossing to the
three rows of outer hair cells (O), which appear
normally developed in this differential interference contrast
(c) or fluorescence image (d). Scale bar,
500 µm for all images.
[View Larger Version of this Image (128K GIF file)]
Fig. 2.
Distribution of
-galactosidase in the
whole-mounted cochlea of a newborn mouse heterozygous for the targeted
replacement of the NT-3 coding exon with a construct containing a
lacZ gene cDNA. Reporter expression is an indicator of
the endogenous pattern of NT-3 expression. Reaction product is visible
throughout the cochlea. The reaction is most prominent in the apex but
also is prominent in the middle and basal turns. Reaction product is
visible in the saccular sensory epithelium, but no labeling is
apparent in the spiral ganglion. Scale bar, 1 mm.
[View Larger Version of this Image (113K GIF file)]
The projection of the cochlea to the brainstem was studied in three
NT-3 mutant mice and three control littermates by inserting DiI into
the modiolus to label the entire cochlear projection (one animal each)
or inserting DiI into the basal turn alone. In each case we checked the
injections by examining the cochlea (see Fig. 6, insets).
The brains were embedded in gelatin, sectioned on a vibratome at 100 µm, and viewed with epifluorescence. Nuclei were counterstained using
Hoechst stain. Photographs were taken as described above.
Fig. 6.
Comparison of afferent projections to the ventral
cochlear nucleus in wild-type (a, b, d, e) and mutant
(c, f) mice and the application site in the ear
(g, h). Coronal sections of brainstem labeled
from the cochlea are shown (a-f). Labeled
cochlear afferent fibers extend throughout the ventral cochlear nucleus
(VCN) in both wild-type (a, b) and
NT-3 mutant (c) mice near the eighth nerve root. Note
the apparent reduction in number of efferents (E in
a, c) in the mutant as well as a less dense labeling
near the dorsolateral aspect of the cochlear nucleus in the mutant. The
cochlear projection covers the ventral cochlear nucleus
(asterisks; compare b, e,
images at two different excitations from the same section) as much in
the control (a) as in the NT-3 mutant littermate (c). A selective projection from the basal turn
(d, f, insets) shows a comparable pattern of projection
to the dorsomedial aspect of the ventral cochlear nucleus (shown in the
Hoechst-stained control by asterisks in
e). However, there is a reduction in fiber density in
the mutant that compares with the reduced density of innervation of the
basal turn of the cochlea. Closer examination of the cochlea and the
spiral ganglion with the modiolus in an NT-3 mutant with a basal turn
application (g, h) shows numerous efferent
collaterals (E) extending throughout the cochlea
(g). In addition, spiral ganglion cells
near the middle turn are labeled, as are efferent and afferent fibers
in the modiolus (M) and toward the brain
(h). Note that no ganglion neurons are labeled near the
modiolus, where efferents (E) diverge within the
inferior vestibular ganglion toward the posterior vertical canal
(P) and the saccule (S).
The arrow indicates the same fibers from the middle
turn; E indicates the same efferent fascicles from the apex (g, h). Scale bars, 100 µm.
[View Larger Version of this Image (121K GIF file)]
Immunocytochemistry. To reveal the general pattern of
innervation, cochleae from one NT-3 mutant and one control littermate were stained as whole mounts with the antiacetylated tubulin monoclonal antibody (mAb) 6-11B1, which stains all nerve fibers (Easter et al.,
1993
). Inner ears were dissected out, defatted, and incubated in
primary antibody (6-11B1, 1:500; T-6793, Sigma, St. Louis, MO) for 24 hr. The specimens were incubated with HRP-conjugated secondary antibody
and reacted with diaminobenzidine (1 mg/ml) and
H2O2 until fibers could be identified. Then
cochleae were mounted and photographed as outlined above.
Transmission electron microscopic analysis. The ears of one
neonatal NT-3-deficient mouse and one control littermate were dissected, osmicated in 1% OsO4 for 1 hr, dehydrated, and
embedded in epoxy resin. Semithin and ultrathin sections were taken at the base, the middle turn, and the apex and viewed with a light microscope or an electron microscope, respectively. The dimensions of
the cochlea were measured using a CCD camera and ImagePro software (data not shown). Ultrathin sections were viewed in a Phillips CM10
microscope, and photomicrographs were taken at various
magnifications.
Scanning electron microscopic analysis. The two ears of an
NT-3 mutant mouse and a wild-type littermate were prepared for scanning
electron microscopic analysis as described (Fritzsch et al., 1995
).
Briefly, cochleae were removed, osmicated, and divided into basal,
middle, and apical turns. The tectorial membrane, Reissners membrane,
and the stria vascularis were removed with microscissors. The pieces of
the cochlea were critical point-dried, mounted, sputter-coated with
gold-palladium, and viewed in a Hitachi scanning electron
microscope.
-Galactosidase (lacZ) reporter gene
expression. The distribution of lacZ in the ears of two
NT-3 heterozygous animals was determined using the X-galactosidase
(X-Gal) reaction (Lazik et al., 1996
). Briefly, the dissected ears were
reacted overnight at 37°C in 1 part X-Gal added to 19 parts of a
solution of 20 mM potassium ferrocyanide, 20 mM
potassium ferricyanide, 2 mM MgCl2,
0.02% NP-40, and 0.01% sodium deoxycholate. The cochleae were mounted
whole and photographed using a yellow filter to enhance visibility.
RESULTS
Initial characterization of the overall innervation patterns of
the inner ear in normal and mutant mice are visualized in Figure
1, where isolated cochleae of newborn
animals were labeled with a monoclonal antibody to acetylated tubulin,
which permits visualization of the entire innervation pattern.
Comparison of the innervation patterns in mutant (Fig. 1a,b)
and control (Fig. 1c) animals shows that there is a dramatic
reduction and reorganization of the overall innervation in mutant
animals, with deficits particularly profound in the basal turn.
Fig. 1.
Patterns of cochlear innervation in whole mounts
of newborn wild-type and NT-3 mutant homozygotes. An mAb to acetylated
tubulin was used to reveal the nerve fiber patterns in a whole-mounted cochlea of a newborn NT-3 mutant (a), in the basal turn
of a newborn NT-3 mutant (b), and in a control
littermate (c). In the cochlea of the NT-3 mutant,
spiral ganglion cells (SG) are present in the middle
turn and extend their fibers to the apical turn. No radial fibers
(R) exist near the basal turn. However, fibers
extend from the middle turn spiral ganglion cells along the inner hair cells of the base (b) but do not extend to the layer of
outer hair cells. In contrast, in the control littermate a dense radial fiber innervation is seen near the base (c), which
extends along inner hair cells (I) and
all three rows (arrows) of outer hair cells
(O).
, NT-3 mutant in this and all following
figures. Scale bars, 100 µm.
[View Larger Version of this Image (137K GIF file)]
Comparison of this pattern of innervation with the pattern of NT-3
expression as revealed through the lacZ reporter at this developmental time (Fig. 2) does not show
a match to this apparent region-specific reduction of spiral neurons.
Clearly, lacZ reaction is most prominent in the apex but is
also found in all three rows of hair cells as well as in the greater
epithelial ridge in all parts of the cochlea. NT-3 expression is not
seen, however, in the spiral ganglion. Because the pattern of NT-3
expression may change over the course of development, the lack of
precise correlation between NT-3 expression and nerve innervation at
any single period in development is not entirely unexpected. Earlier
stages need to be examined to reveal more details of the NT-3
distribution and to understand how the NT-3 expression pattern relates
to the apparent region-specific reduction of spiral ganglion cells.
Afferent innervation
To study the afferent innervation of the inner ear by cochlear
neurons, we labeled their fibers by applying DiI to the alar plate of
the brainstem, where their fibers terminate centrally. The overall
patterns of afferent innervation seen in cochlear whole mounts of
wild-type and mutant animals are shown in Figure 3. In wild-type animals, ganglion neurons
in different parts of the cochlea project radially, giving rise to an
array of closely spaced axonal bundles extending centrifugally to reach
the basilar membrane underlying the sensory epithelium. Most afferent
fibers reach only to the row of IHCs. In addition, a proportion of the radial fibers project past the row of IHCs, cross the tunnel of Corti,
and then turn to project toward the base in a spiral way below the rows
of OHCs (Figs. 3a,b,
4b, 5b,
arrows). In contrast, reduced numbers of radial and spiral
fibers were seen in the middle and apical turns, and radial fibers were
completely absent from the basal turn of the cochleae of mutant animals
(Fig. 3). Consistently, a reduction in the number and density of spiral
ganglion neurons in the middle and apical turns and an apparent
complete depletion in the basal turn were also seen (Fig. 3, compare
a,c). These observations demonstrate that the
neuronal deficit caused by the lack of NT-3 is not homogeneously
distributed along the extent of the cochlea. The gradient of neuronal
dependency on this neurotrophin revealed in these photographs is
consistent with the previously reported basal-to-apical gradient of
NT-3 expression during development (Pirvola et al., 1992
). However, our
X-Gal-reacted ears show only a slight overall increase in the
expression of the reporter in the apex (Fig. 2). Clearly, more detailed
data are needed on the changes of NT-3 expression during embryonic
development.
Fig. 3.
DiI-labeling patterns of afferent innervation of
the cochlea in newborn wild-type and NT-3-deficient mice. These images
show differences in the pattern of innervation between a control
(a, b) and an NT-3-deficient littermate (c,
d). DiI was implanted in the eighth nerve afferents in the
brainstem and diffused for 4.5 d at 37°C. The cochlea was split
into a basal (a, c) and an apical (b, d)
half. Note the change of course of radial fibers (R) in the NT-3 mutant littermate near the base
(a) and the apex (b). There is a complete
absence of the spiral ganglia (SG) in the basal half
turn (c) and some reduction near the apex
(d). However, fibers extend along the inner hair cells
to the very tip of the base. M, Modiolus. Scale bar, 100 µm for all images.
[View Larger Version of this Image (140K GIF file)]
Fig. 5.
Comparison of afferent innervation to the middle
and apical turns in newborn wild-type and NT-3 mutant mice. The
distribution of afferents to the middle turn (a, b) and
the apex (c, d) is shown for a control (a,
c) and an NT-3 deficient littermate (b, d). Note
the numerous fibers that extend beyond the inner hair cells and through
the tunnel of Corti (T) to the three rows
of outer hair cells in normal animals (arrows in
a, c). Fibers to outer hair cells are reduced in number,
and their distribution is more patchy in the NT-3 null mice in both the
middle (arrows in b) and the apical turn
(arrows in d). R, Fibers.
Scale bars, 100 µm.
[View Larger Version of this Image (155K GIF file)]
Probably because of the overall paucity of radial fibers, and
their absence in the basal turn, a remarkable redistribution of fibers
was observed in the cochleae of NT-3-deficient mice (Fig. 3). Some
radial fibers in the part of the middle turn of the cochlea closer to
the basal turn, and to a lesser extent in the apical turn, were seen
shifting their trajectory (Figs. 3, 4a,b). These redirected
middle turn fibers formed a unique bundle that laterally diverged from
the strict radial trajectory to project basally and reach the cochlear
epithelium of the basal turn. Moreover, these fibers entered the organ
of Corti and ran along the extent of the basal turn in a spiral
trajectory below the row of IHCs (Figs. 4a-d). Although
exchanges of afferent axons between radial bundles are frequently
observed in control animals (Fig. 3a,b), these fiber
exchanges always occur in close proximity to the sensory epithelium. In
contrast, in the cochleae of NT-3 mutants the reorientation occurs at
significant distances from the sensory epithelium.
The cochlea contains a single row of inner hair cells and three
rows of outer hair cells, each of which receive afferent innervation in
normal animals. Results presented in Figures 4 and
5 document that there are heterogenous
effects of the lack of NT-3 on sensory afferent supply to these
different sensory epithelial cell populations in different regions of
the cochlea. In wild-type animals (Fig. 5a,c), afferent
fibers revealed by DiI labeling of the eighth nerve innervate profusely
the inner hair cells in all regions of the cochlea. Many fibers also
cross the tunnel of Corti and supply all three rows of outer hair cells
in all regions except the apical region, where fibers have not reached
yet the third row of outer hair cells (see Fig. 5c). In
mutant animals, fibers reaching the row of IHCs were seen in all parts
of the cochlea (Fig. 5b,d). In the basal turn, however,
where radial bundles were absent, axons reached the sensory epithelium
in the unusual bundles of redistributed fibers described above and
traveled in a spiral bundle to extend along the entire row of inner
hair cells as described above (Fig. 4a,b; also see Fig.
5b). To individually analyze fibers that reach the row of
IHC we labeled just a few afferents by applying a very small crystal of
DiI to the cochlear nuclei (Fig. 4c,d). Some fibers could be
followed in the middle and basal turns and were seen running along the
neuronal side of the IHCs for about 8-12 cells. The innervation of
OHCs was differentially affected in the different parts of the cochlea by the absence of NT-3. In the apical region, no striking differences in the incomplete fiber supply to outer hair cells were found between
wild-type and mutant animals (Fig. 5, compare
c,d). In the middle turn, however, differences
were apparent (Fig. 5, compare a,b). In mutant
animals (Fig. 5b), fibers were seen reaching the first row
of OHCs and, occasionally, extending to all three rows. However, unlike
in normal animals (Fig. 5a), the few fibers that extended to
all rows in the mutants did so following an irregular pattern running
on either sides of all three rows of OHCs (Fig. 5b). Even
more striking deficiencies were seen in the basal turn of cochleae
derived from NT-3 mutants, in which the outer hair cells received no
detectable fiber supply (Fig. 4b-d) or, rarely, a single
fiber. In general, the innervation of OHCs was highly variable among
animals, both in pattern and apparent density, but nonetheless, the
lack of NT-3 caused very clear deficiencies. In conclusion, in the
cochleae of NT-3-deficient neonatal mice, all IHCs appear to be
innervated either by the appropriate radial fibers or by fibers
originating in other regions of the cochlea. Compared with normal
animals, this innervation is significantly reduced. In contrast, many
OHCs do not receive at all afferent fibers in the mutants. The reduced
fiber supply to OHCs is particularly striking in the basal turn and, to
a lesser extent, in the apex.
Despite this reduction in afferent supply in NT-3 mutants, the central
projection to the cochlear nuclei was comparable to that of control
littermates and seemed to cover much of the same area of the cochlear
nuclei as judged by the Hoechst-stained cyotology (Fig.
6a-c). Nevertheless,
there was a reduction in fiber density, especially in the most dorsal
aspect of the cochlear nucleus in the mutants (Fig.
6c). This was particularly apparent in animals with
a selective dye application to the basal turn (Fig. 6d,f, insets). These applications also served to control for the
position of the ganglion neurons providing afferent fibers to the basal turn. Those neurons were found to be in the middle turn spiral ganglion
(Fig. 6g,h). In conclusion, although the topology of the
central afferent projection in mutant mice was comparatively normal and
even reached the most dorsal, high-frequency, aspect of the cochlear
nuclei (Fig. 6d-f), the density was reduced
in the NT-3 mutant in this area (Fig.
6c,f).
Efferent innervation
Selective DiI labeling of the olivocochlear efferents in the
cochleae of wild-type mice revealed the usual intraganglionic spiral
bundle (IGSB) at the level of the cochlear ganglion (see Fig.
7b,d,f). From this
bundle, efferent fibers project toward the sensory epithelium radially
following similar trajectories as those of afferent sensory fibers.
Several abnormalities are seen in the efferent projections in the
cochleae of NT-3-deficient mice (Fig. 7a,c,e). In the
mutants, an IGSB does not seem to be present. In addition, radial
efferent fibers are reduced in number at the apical and middle turns of
the cochlea (Fig. 7c,e), whereas in the basal turn, where
the spiral ganglion is completely absent, no intraganglionic fibers or
radial fibers could be found (Fig. 7a). These abnormalities
share similarities to those described above for the sensory afferent
system, namely a reduction in the number of radial fibers in apical and
middle turns and a complete loss in the basal turn. Moreover, as
observed with the afferents, efferent fibers initially projecting
toward the middle turn redistribute and project more basally to reach
the inner hair cells of the basal turn of the cochlea (Fig.
7a). Furthermore, once these axons have reached the row of
IHCs, they form a spiral bundle that extends along the IHC epithelium
to reach the most basal IHCs. Efferent supply to OHCs was also
disrupted in the cochleae of NT-3 mutants. In six different control
animals, efferent fibers reaching toward the three rows of OHCs were
always found in the basal and middle turns (Fig. 7b,d).
Similar to the afferent innervation, the mutants displayed fewer fibers
that could, nevertheless, extend equally far (Fig.
7e,f). However, in five of six different mutant
animals examined, efferent fibers did not extend to the outer hair cell rows (Fig. 7a,c). In summary, efferent innervation in the
mutant animals parallels the behavior of afferent fibers, reaching the basal turn of the cochlea in the form of a spiral bundle that runs
along the IHCs.
Fig. 7.
Comparisons of distributions of olivo-cochlear
efferent fibers in newborn wild-type and NT-3 mutant mice. The
distribution of olivo-cochlear efferent fibers was revealed by
implanting DiI into the floor of the fourth ventricle where these
fibers cross. a, c, e, Innervation in NT-3
/
mouse;
b, d, f, innervation in corresponding regions of a
control littermate. The distribution is shown for the base (a,
b), middle turn (c, d) and apex (e, f) of the cochlea. Note that the distribution of
efferent fibers follows closely the distribution of afferents and shows
very similar differences between the control and NT-3
/
mice. In
control mice, some efferents extend to outer hair cells (d,
arrows and inset). This occurs only rarely in
NT-3 mutant mice (not shown). In control mice there is an elaborate
network of efferent fibers within the spiral ganglion and a clear
formation of IGSBs, which cannot be identified in the NT-3 mutant mice.
The overall progression of efferent fibers to the apex is comparable in
both normal and mutant mice (e, f), but again
fewer fibers are seen in the NT-3-deficient mice (e).
I, Inner spiral bundle near the inner hair cells. Scale bar, 100 µm for all images.
[View Larger Version of this Image (137K GIF file)]
Differentiation and innervation of the cochlear
sensory epithelium
Comparing control (Fig.
8a,c,e) with NT-3
mutant littermates (Fig. 8b,d,f), light
microscopic analysis of plastic sections showed that the development of
the organ of Corti in the NT-3-deficient mice was approximately normal.
In both wild-type and mutant cochlea, one row of IHCs and three rows of
OHCs could be identified in all turns, and the differentiation of these
cells appeared normal in the mutant animals. On closer examination, the
greater epithelial ridge (GER), a transitory epithelium that
degenerates in neonates (Lim and Rueda, 1992
), appeared slightly
thinner in the NT-3 mutant mice than in control littermates (40 ± 4 µm; n = 3; compared with 32 ± 4 µm;
n = 3; p < 0.02, one-tailed Student's
t test) (Fig. 8a,b). In contrast to the
GER, the height and width of the differentiated sensory epithelium were
not noticeably affected in the mutant mice. No differences in sensory
epithelium differentiation could be found along the length of the
cochlea that were not accounted for by the developmental gradient
present also in the control animals; i.e., the base was more
differentiated than the apex, with the middle turn being intermediate.
In particular, the formation of apical specializations (Fig. 8), i.e.,
the stereocilia and the kinocilium, proceeded normally in the hair
cells of mutant cochleae (Figs.
9a,b,
10a,c).
Fig. 8.
Differentiation of the sensory epithelium of the
cochlea in normal and NT-3-deficient mice. These micrographs of
1-µm-thick plastic sections taken from newborn mice show the
appearance of inner (I) and outer
(O) hair cells in the basal (a,
b), middle (c, d), and apical turn (e,
f) of a control (a, c, e) and an NT-3 null littermate (b, d, f). Note that the only
difference that is readily apparent is the height of the greater
epithelial ridge (compare a, b), a
transitory structure that degenerates in neonates. The only other
difference that is apparent is the almost complete absence of nerve
fibers entering the organ of Corti through the habenula perforata
(H). Note that the position of the pilar
cells (P) is always next to the lateral wall of
the spiral vessel underneath the basilar membrane.
Arrows indicate the apical specializations protruding
into the scala media. Scale bar, 10 µm for all panels.
[View Larger Version of this Image (158K GIF file)]
Fig. 9.
Differentiation of inner and outer hair cells in
newborn control and NT-3 mutant mice. Scanning electron micrographs
from the apical (a) and middle turn (b)
of an NT-3 mutant mouse (a) and a control littermate
(b). Note that a single row of inner hair cells
(IH) and multiple rows of outer hair cells
(OH) are present in both preparations. The
appearance of the hair cells, each of which has developed an array of
apical stereocilia and a single kinocilium (arrows),
appears to be the same in the normal and mutant animals. Scale bar, 10 µm for both images.
[View Larger Version of this Image (120K GIF file)]
Fig. 10.
Transmission electron microscopic images of the
organ of Corti in newborn control and mutant animals. Electron
micrographs show the organ of Corti with the three rows of outer hair
cells (O), Deiter's cells
(D), one row of inner hair cells
(I), and pilar cells
(P) in control (a) and NT-3 mutant
(c) animals. Other than the plane of the section, which
is slightly oblique in c, there are no differences
between the control (a) and the NT-3 mutant littermate
(c). Note the presence of apical specializations in all
hair cells (arrows in a, c). The habenula
perforata (H) has no fibers passing through at
the basal turn of NT-3 mutant mice (c, d) but has
numerous fibers joining the inner spiral bundle (ISB)
underneath the inner hair cell in control animals (a,
b). Scale bar, 10 µm in each panel.
[View Larger Version of this Image (213K GIF file)]
The habenula perforata are small openings near the basilar membrane
that underlies the organ of Corti through which fibers enter the
sensory epithelium. In light microscopy, these openings through which
axons course are seen as clear spaces between epithelial cells (Fig.
8c,e). In mutant animals, these clear spaces are
remarkably reduced in size or almost indistinguishable (Fig.
8b,d,f). Electron microscopic analysis reveal
that numerous fibers pass through the habenula perforata at all levels
of the cochleae of control mice (Fig. 10b). On the
contrary, axons crossing these openings are only seen in the apical and
middle turns of the cochleae of NT-3 mutant mice. At the basal turn of
the mutant cochleae no fibers pass through the habenula perforata, even
though the structure itself is still observable as a gap between
adjacent epithelial cells of the GER overlying an intact basement
membrane (Fig. 10d).
The synaptic organization of IHCs and OHCs was analyzed at the electron
microscopic level. In wild-type animals, numerous synaptic contacts
were seen on IHCs, and fibers were found near OHCs (Figs. 10,
11). A normal gradient of synaptic
differentiation was evident, because synapses on IHCs in the basal turn
of the cochleae of wild-type mice were more mature than in other parts. In the basal part of the cochlea, differentiated synaptic contacts on
IHCs were found in both wild-type (Fig. 11a) and mutant
(Fig. 11b) animals. Consistent with the reduced distribution
of afferent fibers to the rows of OHCs in different parts of the
cochlea, no synapses on OHCs were seen in the basal part of mutant
cochleas, although numerous close approximations between fibers and
OHCs were present in wild-type and mutant mice in other regions (Fig. 11, compare c-f). There was an apparent reduction in
the numbers of fibers in the outer spiral bundles in the mutants
compared with the control littermates (Fig. 11c,e).
Fig. 11.
Electron microscopic examination of contact
development in control and NT-3-deficient animals. These transmission
electron micrographs show the synaptic interactions with the inner hair cells (a, b) and approach of fibers to outer hair cells
(c-f) in a control (a, c, d) and
an NT-3 mutant mouse (b, e, f). Inner hair cells
show synaptic contact regions, which occasionally bear presynaptic bars
surrounded by synaptic vesicles with adjacent fiber profiles
(arrows in a, b). In contrast, the
contacts are not as mature on outer hair cells and do not show clear
indications of synaptic specializations. In control mice many fibers
running in the outer spiral bundles (OSB) are seen
underneath every hair cell (c, d). In the mutants, few
fibers are restricted to the innermost outer hair cell next to the
pilar cells (e), and only a few fibers are next to the
outer hair cells (f, O). P, Pilar cells; D, Deiter's cells; M,
mitochondria. Scale bar, 1 µm in each panel.
[View Larger Version of this Image (189K GIF file)]
In summary, our results on hair cell differentiation and fiber supply
in NT-3 mutants have revealed no significant effects of NT-3 deficiency
on any aspect of hair cell differentiation in neonatal animals.
Differentiation seems normal even in the completely noninnervated basal
OHC rows. Although the trajectories of the afferent sensory fibers that
innervate the basal turn of the cochlea are abnormal in NT-3-deficient
mice, the synapses made by these afferents on IHCs seem to have
differentiated normally compared with controls. Thus maturation of
synaptic contacts between IHCs and afferent fibers does not seem to be
defective in the NT-3 mutant homozygotes.
In the present study we have shown that NT-3 deficiency results in
dramatic but complex and region-specific effects on cochlear ganglion
cell density and innervation patterns. No ganglion cells were found
near the basal turn, but some ganglion cells were found near other
regions of the cochlea. Despite an overall loss of 85% of the cochlear
ganglion neurons, changes in projections of axons from the surviving
neurons result in innervation of all IHCs where these fibers form
synapses. In addition, spiral fibers reach many OHCs. Similar changes
in the projection patterns of efferent axons suggest that the
projection pattern of these axons is dictated in large part by the
pattern of afferent projections.
DISCUSSION
Previous studies have provided strong evidence that survival
of essentially all neurons in the cochlear ganglion depends on NT-3 or
BDNF. These neurons are completely absent in mice homozygous for
mutations in both BDNF and NT-3 (Ernfors et al., 1995
) or in both
trkB and trkC, the major receptors for these
neurotrophins (Fritzsch et al., 1995
, 1997a
). Results in the present
paper suggest that gradients of dependence on these individual
neurotrophins exist within the cochlea. In particular, all neurons in
the basal turn seem to require NT-3 for their survival, whereas some
neurons survive in other regions of the cochlea in its absence. A
similar regional loss of neurons is seen in mice lacking
trkC, the major receptor for NT-3 (Fritzsch et al., 1995
).
Conversely, although the overall deficiency is less dramatic in BDNF
mutant homozygotes, recent work has shown that innervation of OHCs is
completely lost in the apical turn in these animals (Ernfors et al.,
1995
), whereas it is partially retained in the basal turn (Bianchi et
al., 1996
; Fritzsch et al., 1997b
). In principal, these observations
could be explained by the existence of gradients of neurotrophin
expression within the cochlear sensory epithelium or by gradients of
trk receptor expression within the cochlear ganglion. A
basal-to-apical gradient of expression of NT-3 within the target
epithelium has been observed in the cochlea at birth (Pirvola et al.,
1992
). Our data using the lacZ reporter show staining
throughout the cochlea that is more prominent in the apex (Fig. 2). To
explain the unusual pattern of innervation in the NT-3 mutants, an
analysis of NT-3 expression throughout development will be
necessary.
Despite the apparent absence of cochlear neurons in the basal turns of
mutant cochleae, afferent fibers from other areas reach the IHCs of the
organ of Corti at this level (Fig. 3c). A similar plastic
phenomenon can be found, for instance, after denervation of eye
muscles, in which axons of motor neurons innervating nearby muscles
sprout to replace the missing innervation (for review, see Fritzsch and
Sonntag, 1990
). In addition, we have shown that these afferent fibers
do not reach the epithelium in the form of radial bundles but instead
form novel bundles with altered trajectories that reach the sensory
epithelium and then adopt spiral trajectories extending along the
entire length of the basal turn. These data suggest that IHCs may
release an as yet uncharacterized neurotropic factor that attracts the
growing neurites, as suggested by previous in vitro
experiments (for review, see Bianchi and Cohan, 1993
).
NT-3 mutant mice lose ~85% of the normal complement of spiral
ganglion neurons (Fariñnas et al., 1994; Ernfors et al., 1995
). In normal animals, type I ganglion cells constitute the vast majority of the cochlear neurons and selectively innervate IHCs. The large neuronal loss observed in cochlear ganglia of NT-3-deficient mice suggests that many type I ganglion cells are missing. It has also been
reported that type II spiral ganglion neurons, a very small proportion
of neurons present in the ganglion, along with their projection to
OHCs, are specifically lost in BDNF-deficient mice (Ernfors et al.,
1995
). In addition to these partial and very different deficits found
in NT-3 and BDNF single mutant mice, double NT-3-BDNF or
trkB-trkC mutant mice have been shown to lose all cochlear ganglion neurons (Ernfors et al., 1995
; Fritzsch et al.,
1995
), indicating that these neurotrophins are likely to have additive,
nonoverlapping effects on the survival of these neurons. This has led
to the conclusion that these two populations of cochlear neurons are
each dependent on a particular neurotrophin (Ernfors et al., 1995
).
More recent analyses, including the present work, however, indicate
that the situation is more complex than this one neurotrophin-one cell
type model. Analyses of complete cochleae in BDNF-deficient mice have
revealed innervation of the OHCs and actual synapses on these cells in
some regions, suggesting that some type II ganglion cells survive
(Bianchi et al., 1996
; Fritzsch et al., 1997b
). Likewise, the presence
of IHC innervation in the NT-3 mutant mice, as shown in this study, is
likely to be a good indication that some type I ganglion cells
survive.
Regarding innervation of IHC in NT-3 mutants, we have to consider,
however, two other formal possibilities. First, the type II ganglion
could abnormally project to IHCs in the absence of type I ganglion
cells and thus generate the false impression that type I ganglion cells
are still present in the cochleae of NT-3 mutant mice. At present it is
not known how these two types of afferents become segregated to the
IHCs and OHCs during normal development, but some studies have indeed
indicated an early mix of both (Sobkowicz, 1992
; Echteler, 1992
). If
true, this would imply that there is a heterogeneity of neurotrophic
dependence of type II neurons along the cochlea. This would be
consistent with the presence of type II afferents to outer hair cells
in the basal turn of BDNF (Bianchi et al., 1996
) and trkB
(Fritzsch et al., 1997b
) mutant mice. Second, a third type of ganglion
cells could be present that is not affected by the lack of NT-3 and that could supply this innervation. An intermediate ganglion cell type,
between types I and II, has been described in developing and some adult
mammals (Lorente de Nó, 1981
; Ryugo, 1992
; Sobkowicz, 1992
). It
seems that the projections of this third type of spiral ganglion cell
do extend along the IHCs in the inner spiral bundle for some distance,
much like the fibers in the basal turn of the cochleae of NT-3 mutant
mice. Moreover, this type of intermediate spiral ganglion cell
innervates only IHCs (Sobkowicz, 1992
), similar to the basal spiral
fibers in the NT-3 mutant mice. Thus, there is a possibility that this
intermediate type becomes more conspicuous and/or expands its normal
pattern of innervation in NT-3 mutants. Nevertheless, the presence of
synapses on IHCs and the extension of some fibers to OHCs strongly
suggest that representatives of the two populations of sensory neurons
may survive in this mutant in some parts of the cochlea, whereas all
neurons of both classes disappear in the basal turn. All these results
indicate that there is not an absolute assignment of one neurotrophin
to either type of neuron. Interestingly, it seems that regional
specificity may be more important in governing neurotrophin actions in
the developing auditory system.
The most remarkable finding regarding the cochlear efferent innervation
pattern in mice lacking NT-3 is its close similarity to the altered
pattern of afferent innervation. Thus, the basal turn receives efferent
fibers only via the inner spiral bundle, not via radial fibers, and
only IHCs are innervated. Although analysis of individual sections in a
previous report had suggested the presence of a normal efferent
innervation pattern of the cochleae in NT-3 mutants (Ernfors et al.,
1995
), our tract-tracing studies in whole cochleae reveal a
region-specific alteration of the pattern of efferent projections. The
similarity in alterations of efferent and afferent innervation patterns
is intriguing. A matching pattern of afferent and efferent innervation
has also been reported in trkB and trkC mutant
mice and in homozygous trkB and heterozygous trkC
mutants (Fritzsch et al., 1995
). These observations suggest that
efferents follow the trajectories of afferent fibers during development
to reach hair cells. Central efferents reach the hair cells later than
the cochlear sensory afferent projection but before birth (Sobkowicz,
1992
; Fritzsch et al., 1995
; Fritzsch, 1996
). A more detailed
investigation will be necessary to determine definitively mechanisms
underlying the development of this unusual spatial pattern of efferent
cochlear innervation.
It is noteworthy that lack of NT-3 has a rather limited effect on the
development of the cochlear epithelium despite the loss of 85-87% of
afferents (also see Ernfors et al., 1995
). Likewise, two types of hair
cells differentiate in epithelia that lack all innervation in
trkB mutant mice (Fritzsch et al., 1997b
). The absence of
detectable effects of neurotrophin deprivation on hair cell
differentiation in all sensory epithelia is further supported by data
derived from either BDNF-NT-3 or trkB-trkC
double mutant mice in which the organ of Corti seems to develop rather
normally (Ernfors et al., 1995
; Fritzsch et al., 1995
) compared with
the available descriptions of mouse cochlear development (Lim and Rueda, 1992
). Although incomplete formation and differentiation of the
cochlea sensory epithelium in trkC mutant mice have been described in one report (Schimmang et al., 1995
), the reported deficits
seem localized to the greater epithelial ridge, a transient structure
that results of the present study show is also somewhat reduced in NT-3
null mice.
In summary, our data show a selective region-specific disappearance of
cochlear ganglion cells in mice lacking NT-3 and dramatic changes in
the patterns of afferent and efferent innervation. In contrast to
previous suggestions, our results do not support the notion that type I
but not other types of spiral ganglion cells require NT-3 for survival.
Instead, there seems to be a graded position dependence of all types of
spiral ganglion cells on NT-3 that is most pronounced in the basal
turn, in which neurons, both types I and II, are lost in mutants, but
is only partial in the middle and apical turns, in which cells of both
types seem to survive. There is only a reduction but not a complete
loss of the afferent projection to the cochlear nuclei with a preserved cochleotopic projection. The altered pattern of efferent innervation seems to be largely a consequence of the altered pattern of afferent innervation.
FOOTNOTES
Received Jan. 13, 1997; revised May 29, 1997; accepted June 3, 1997.
This work was supported in part by National Institute of Deafness and
Other Communication Disorders Grant P 50 DC 00215 to B.F. and National
Institute of Mental Health Grant 48200 to L.F.R. I.F. is the
recipient of a long-term fellowship from the Human Frontier Science
Program organization. L.F.R. is an Investigator of the Howard Hughes
Medical Institute. B.F. thanks Mrs. C. Miller for excellent assistance
with the transmission electron microscopic and scanning electron
microscopic preparations and for darkroom work and Mrs. M. Christensen
for help with the immunocytochemistry.
Correspondence should be addressed to Dr. Bernd Fritzsch, Department of
Biomedical Sciences, Creighton University, Omaha, NE 68178.
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18(9):
3327 - 3335.
[Abstract]
[Full Text]
[PDF]
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