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Volume 17, Number 16,
Issue of August 15, 1997
pp. 6463-6469
Copyright ©1997 Society for Neuroscience
Stress and Dominance in a Social Fish
Helen E. Fox1,
Stephanie A. White2,
Mimi
H. F. Kao3, and
Russell D. Fernald2
1 Department of Integrative Biology, University of
California at Berkeley, Berkeley, California 94720, and
2 Neuroscience Program and 3 Program in Human
Biology, Stanford University, Stanford, California 94305-2130
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Many aspects of reproductive physiology are subject to regulation
by social interactions. These include changes in neural and
physiological substrates of reproduction. How can social behavior produce such changes? In experiments reported here, we manipulated the
social settings of teleost fish and measured the effect (1) on stress
response as reflected in cortisol production, (2) on reproductive
potential as measured in production of the signaling peptide,
gonadotropin-releasing hormone, and (3) on reproductive function
measured in gonad size. Our results reveal that the level of the stress
hormone cortisol depends critically on both the social and reproductive
status of an individual fish and on the stability of its social
situation. Moreover, the reproductive capacity of an individual fish
depends on these same variables. These results show that social
encounters within particular social contexts have a profound effect on
the stress levels as well as on reproductive competence. Social
behavior may lead to changes in reproductive state through integration
of cortisol changes in time. Thus, information available from the
stress pathway may provide socially relevant signals to produce neural
change.
Key words:
gonadotropin-releasing hormone;
stress;
dominance;
cortisol;
plasticity;
reproduction;
teleost;
cichlid
INTRODUCTION
How does behavior influence the
brain? Although this question is explored less often than its converse,
understanding the mechanisms through which behavioral encounters can
modify neural structures may reveal general patterns of social
influence on physiology. The reproductive axis is a primary locus for
this influence, typically suppression of reproductive maturation or competence of an individual by the presence of dominant conspecifics (in mammals: Payman and Swanson, 1980 ; Faulkes et al., 1991 ; McKittrick et al., 1995 ; Bennett et al., 1996 ; Saltzman et al., 1996 ; in fish:
Leitz, 1987 ; Cardwell and Liley, 1991 ; Pankhurst and Barnett, 1993 ;
Cardwell et al., 1996 ). In our model system, the African cichlid fish
Haplochromis burtoni, ~25% of males defend territories and thereby dominate food resources and access to females. Moreover, these territorial males (Ts) suppress the reproductive maturation of
the remaining subordinate nonterritorial males (NTs) (Fernald and
Hirata, 1977a ). Ts are behaviorally active, are bright blue or yellow,
and display an eyebar. Their territories include the food resource:
detritus accumulated in the shore pools of Lake Tanganyika (Fernald and
Hirata, 1977b ). In contrast, NTs are sandy gray, lack an eyebar, and
mimic the schooling females to gain access to food. Within an NT's
hypothalamo-preoptic area (POA), neurons that secrete the critical
reproductive peptide gonadotropin-releasing hormone (GnRH) are
eightfold smaller on average than those of Ts (Davis and Fernald, 1990 ;
Francis et al., 1993 ). Consequently, NTs have unspermiated testes,
which prevents reproduction (Fraley and Fernald, 1982 ).
The phenotypic plasticity of H. burtoni male status
compensates for this apparent evolutionary disadvantage. In contrast, in the plainfin midshipman Porichthys notatus, the two
developmental routes for males are both reproductive but are terminally
differentiated, with body plan and behavioral characteristics
maintained until death (for review see Bass, 1992 ); however,
nonterritoriality among H. burtoni males is socially
controlled. The brightly colored, active Ts are conspicuous prey for
piscivorous birds (Fernald and Hirata, 1977a ), an obvious loss of their
reproductive advantage. Consequently, when territories become
available, nearby NTs quickly move in, adopting territorial behaviors
and coloration. More slowly, these animals transform physiologically to
enable reproduction (Francis et al., 1993 ; Nguyen, 1996 ). Reproductive
opportunity then outweighs predation risk associated with territorial
flamboyance.
How do social cues produce this maturational plasticity? The
default developmental pathway is reproductive maturation, because males
raised alone become Ts (Fernald and Hirata, 1979 ). Juvenile H. burtoni males adopt the NT developmental route in response to
visual and tactile cues from older conspecifics (for review, White and
Fernald, 1997 ). The transduction of social behavior into reproductive
consequence requires an endogenous mediator whose production fluidly
tracks social events and whose signal, integrated over time, sculpts
changes in gene expression. Several lines of evidence suggest that the
glucocorticoid stress hormone cortisol might serve this function:
increased secretion of cortisol is a primary indicator of stress in
teleost fish (for review, see Wendelaar Bonga et al., 1995 ). Changing
social settings can produce changes in cortisol levels in mammals
(Manogue et al., 1975 ; Sapolsky, 1986 , 1993 ; Alberts et al., 1992 ; Gust
et al., 1993 ; Johnson et al., 1996 ), birds (Schwabl et al., 1988 ), and fish (cf. Pottinger, 1992 ; for review, see Billiard et al., 1981 ; Schreck, 1981 ). Stress suppresses the reproductive axis (mammals: Rivier and Rivest, 1991 ; Sapolsky, 1993 ; newts: Moore and Miller, 1984 ;
fish: Leitz, 1987 ; Pickering et al., 1987 ). Finally, stress steroids
can alter gene expression by binding to intracellular glucocorticoid
receptors leading to dimerization, nuclear entry, and transcriptional
activation or repression of genes bearing consensus elements in their
upstream promoter regions (cf. Meisfeld et al., 1986 ).
To understand how social opportunity translates into physiological
change in male H. burtoni, we manipulated the social setting and measured stress response with cortisol production and measured reproductive potential with the production of GnRH and gonad size. Our
results show that cortisol levels depend on both individual dominance
and reproductive status and on social stability, and that the
reproductive opportunity of any individual hinges on temporal features
of the social situation.
MATERIALS AND METHODS
Maintenance
Fish were bred and reared under laboratory conditions that mimic
those of their natural environment (Fernald and Hirata, 1977a ,b ): pH
7.8-8.2, 29°C, and 12 hr light/dark cycle with full-spectrum illumination. Gravel and terra-cotta pot shards were provided, which
allow the dominant Ts to establish and maintain the territories necessary for successful reproductive behavior (Fernald, 1977 ). Unless
otherwise noted, fish were fed daily at 9:00-9:30 A.M. with cichlid
pellets and flakes (Aquadine).
Experimental groups
The effect of social setting on stress and reproductive capacity
in male fish was determined by using different tank sizes and varying
the number of males in each tank (Fig.
1). Throughout all groups, the ratio of
males to females was between 1:2 and 1:3.
Fig. 1.
Schematic representation of three experimental
groups, showing relative tank dimensions and densities of T and NT
males. A, Social pairs; B, high-density
community tank; C, low-density community tank with
under-gravel feeding via substrate tubing. The ratio of males to
females (not shown) in each tank was 1:2 (community settings) or 1:3
(social pairs).
[View Larger Version of this Image (28K GIF file)]
Social pairs. The first study was designed to reveal stress
profiles and reproductive status in animals at the extremes of social
status, a T and an NT. Only males that had maintained a stable social
status for at least 2 months were used. Matched-age pairs consisted of
either young fish (<1 year old) or older fish (>2 year old). In each
case, one T was paired with one NT, along with six females, in a
"hemi-tank" [20 (height) × 50 (depth) × 40 (width) cm]: a
full-sized tank bisected by a clear perforated Plexiglas divider. Fish
in one hemi-tank could interact chemically and visually, but not
physically, with those in the adjacent hemi-tank. This social setting
was intended to maintain animals within their already established
social states (Kao, 1993 ) by allowing Ts to attack NTs and females with
impunity because no other T was present as an opponent. Visual
interaction with the T male in the neighboring hemi-tank provided a
stimulus for threat and border displays (see "Behavioral
observations" below). The single NT in each hemi-tank received the
brunt of the T's aggressive behavior because there were no other NTs
to attack.
Community tanks. The effect of social setting on stress and
reproductive state was explored in more naturalistic social situations by introducing many males into larger tanks where they could establish social hierarchies rather than remain either T or NT relative to only
one other male (as imposed by the hemi-tanks). Two high-density tanks
[25 (height) × 45 (depth) × 90 (width) cm, 100 l] contained 12-14
males and 24 females, and one low-density tank held the same number of
males and females in a larger volume aquarium [35 (height) × 45 (depth) × 152 (width) cm, 240 l]. In the large, low-density
tank, gravel and pot shards were placed only on one half of the tank so
that the other half could provide a refuge for NTs. To imitate the
feeding conditions of their natural environment, a slurry of crushed
flakes and water was delivered with an infusion pump (Harvard
Apparatus, S. Natick, MA) via surgical tubing buried in the graveled
half of the tank over the course of 2-3 hr. Fish sifted for residual
food in the gravel throughout the day.
Behavioral observations
Each male was observed for 3 min, three times per week, starting
between 11 A.M. and 1 P.M. Behaviors were identified using a standard
guide (Fernald, 1977 ) and included aggression (chasing or biting
females or NTs), aggression toward Ts (chasing or biting Ts, threat and
border displays, and fighting), reproductive acts (digging, courting,
and spawning), and submissive acts (fleeing). Each behavior was
recorded, as was the overall coloration of the fish and the presence or
absence of an eyebar. Males were classified as T, NT, or NT/T on the
basis of their behavior and coloration. The NT/Ts were in a
"transition" state and exhibited behaviors and color patterns
typical to both types of males. The location of the territory of Ts and
the school of females and NTs was also recorded.
We measured the stability of a community's social structure with an
"index of stability" (S) to compare within and between tanks across
sampling periods. The number of Ts (the source of the tank hierarchy)
was divided by the number of times any fish changed status between
blood sampling dates [T NT counts as one switch; (T or NT) NT/T counts as 1/2]: S = (no. Ts)/(no. status switches by all
fish between blood sampling dates). A higher index of stability
corresponds to a more stable tank, because the relative frequency of
fish changing social state is decreasing.
Blood sampling and radioimmunoassay (RIA)
Blood was collected from all males to determine cortisol levels.
In social pairs, blood samples were taken at 1 and 2 weeks after fish
were placed in their hemi-tanks. In high-density community tanks, blood
sampling began 2 months after establishment and took place monthly
(four dates total). To observe the development of community stability
in the low-density setting, blood sampling began 3 weeks after
establishment and took place at 2 week intervals (three dates total).
We have shown that in H. burtoni there is ~4 min lag time
between capture and serum cortisol increase (Fig. 2) (Kao, 1993 ). Because cortisol is not
stored and must be synthesized from cholesterol in the adrenal gland
before its release into the blood stream, circulating levels of
cortisol reflect stresses that have occurred >4 min before sampling.
With continued chasing, cortisol levels rise dramatically above basal
levels, suggesting that high levels of cortisol are stress-induced,
rather than attributable to day-to-day variation. To acquire blood
samples that were not influenced by capture stress, animals were
caught, and 20-100 µl of blood was drawn within 4 min after the
removal of the aquarium lid. Samples were obtained from the caudal
sinus, aligned below the end of the dorsal fin and just ventral to the
lateral line, using a heparinized butterfly needle and catheter
(25 × 3/4, 12 inch tubing; Abbott Laboratories, N. Chicago, IL).
Blood was kept in heparinized 1.5 ml microcentrifuge tubes on ice until
plasma was isolated by centrifugation. Samples were then frozen at
20°C before RIA for cortisol. To minimize possible effects of
circadian variations in glucocorticoid concentrations, blood samples
were collected between 12:30 and 4:30 P.M. For fish in community
settings, blood constituents in the final sample were determined by a
standard hematological analysis (Department of Laboratory Animal
Medicine, Stanford University).
Fig. 2.
The stress response as measured by serum cortisol
levels in Haplochromis burtoni as a function of time
after onset of the stressor, which was removal of aquarium lid. Until 4 min after stress onset, cortisol levels remain below basal levels of
5.0 ng/ml. After this time, cortisol concentration rises substantially, suggesting that additional cortisol synthesized in response to the
stress of capture. Accordingly, only blood collected within 4 min of
aquarium lid removal was used for analysis. Differing cortisol levels
in fish sampled within the first 4 min also highlight the divergent
experiences of individuals during the previous 30 min of social
interactions. Indeed, it is extremely difficult to obtain true basal
levels of cortisol, because the fish are constantly interacting, and
even social isolation has been shown to be stressful (Pottinger,
1992 ).
[View Larger Version of this Image (56K GIF file)]
Cortisol levels were determined using a competitive binding RIA kit
(MAGIC cortisol; Ciba Corning, Medfield, MA) with the following
alterations to the protocol: standards were diluted 10-fold in PBS,
antibody was diluted twofold in PBS, and samples were incubated for 3.5 hr at room temperature.
Necropsy and immunostaining
After the final blood sample was taken, fish were killed by
rapid cervical transection, and their standard length and weight were
measured. The brains were removed and immersion-fixed in 4%
paraformaldehyde in 0.2 M NaPO4 buffer, pH 7.4, for 8 hr. The gonads, liver, and spleen were removed and weighed, the
state of the gonads was noted, and gonadosomatic, hepatosomatic, and splenosomatic indices were calculated: organosomatic index = [organ weight (gm)/body weight (gm)] × 100.
Fixed brains were cryoprotected overnight at 4°C in 30% sucrose,
frozen at 20°C, and then sagittally sectioned at 40 µm (Microm). Immunoreactive GnRH cells (irGnRH) were labeled with antibodies to
synthetic [Arg8]GnRH (no. 20075, Incstar,
Stillwater, MN) and visualized with 3,3-diaminobenzidine (Sigma, St.
Louis, MO) (Davis and Fernald, 1990 ).
Cell size measurements
Cross-sectional area of the GnRH-containing neurons
directly reflects the reproductive competence of male H. burtoni (Davis and Fernald, 1990 ). For this reason, we used soma
size as a measure of the effects of social manipulations. Soma sizes of
irGnRH neurons in the POA were measured using images from a microscope
(Zeiss axiophot, 600× total magnification) that were captured for
computer analysis (National Institutes of Health Image, 1.51, Wayne
Rasband). The cross-sectional area of the soma was measured only if the nucleus and borders of the cell could be clearly discerned. The number
of labeled cells measured per subject was 50, approximately one-fourth
of the total preoptic GnRH neuron pool (Davis and Fernald, 1990 ). Each
of five additional fish had between 24 and 44 labeled cells; these were
also included for analysis because the SEMs were within the range of
those fish with 50 cells measured. One fish was excluded from pooled
analyses because it had changed status 4 weeks before it was killed and
was not considered to be in a stable state (Nguyen, 1996 ). There was a
significant relationship between GnRH soma size and social status, but
because soma size can be correlated with body size, we corrected the
soma size measurements for body weight, following the procedure
described in White and Fernald (1993) .
Quantitative evaluations
Statistical analysis was conducted using JMP IN software
(SAS Institute). Nonparametric tests were used when the data were not
normally distributed. In all cases, the minimum significance level was
set at p < 0.05.
RESULTS
Social pairs
GnRH neuronal soma size and gonadosomatic index (GSI)
Isolation of pairs of males in a dominance relationship
produced a highly significant difference in the average size of
preoptic irGnRH neuronal populations between Ts and NTs (Fig.
3) (p < 0.002; n = 11 pairs). There were similarly profound
differences in gonad size between Ts and NTs, with Ts having
significantly larger testes (T = 0.50 ± 0.21 SE; NT = 0.19 ± 0.14 SE; p < 0.001).
Fig. 3.
irGnRH soma sizes, corrected for body size, are
shown for T and NT males in all three social settings studied. In all
experimental groups, soma sizes are significantly smaller for NTs
(open bars) than for Ts (striped bars)
(p < 0.002 for social pairs;
p < 0.01 for community settings; Student's
t test). Error bars represent SEM.
[View Larger Version of this Image (49K GIF file)]
Stress profiles
Across social pairs, NTs experienced more stress than Ts, as
indicated by a marginal trend toward higher (NT = 4.0 ng/ml; T = 2.3 ng/ml; p = 0.076; n = 28 pairs) and more variable (p < 0.05;
F test) cortisol levels. This trend became significant under certain social and maturational conditions. Notably, in older fish that
had been in stable pairs for 2 weeks, Ts had lower cortisol levels than
NTs (T = 1.1 ng/ml ± 0.9 SE; NT = 3.7 ng/ml ± 0.9 SE; p < 0.05). Among younger fish, or during the first
week of pairing of older fish, cortisol levels were not significantly different between NTs and Ts.
Community settings
GnRH neuronal soma size and GSI
As in social pairs, Ts from both high- and low-density community
settings had larger GnRH-containing neurons within their POAs than NTs
(Fig. 3) (p < 0.01; Student's t
test). Soma size was also negatively correlated with cortisol levels in
blood sampled within the previous week (p < 0.05; Spearman Rho) but not in blood sampled 3 or more weeks
previously. Furthermore, there was a significant negative correlation
between soma size and nonterritorial behavior (p < 0.05; Spearman Rho). Recent work revealed that 3 weeks are needed
for neurons to shrink within individual fish that are descending in
social status and only 1 week for neurons to enlarge when fish are
ascending (Nguyen, 1996 ). In the current study, a T male in the
low-density tank that switched to NT status 4 weeks before necropsy
retained a large average soma size (339 µm2)
despite recent stressful experiences, as indicated by its high cortisol
levels (>45.0 ng/ml). Likewise, an NT male that became T at a similar
time had large GnRH neurons at necropsy, supporting the observation
that the biological change is biased toward the dominant state. This
fish had relatively low cortisol levels throughout the study (1.9, 5.9, and 4.6 ng/ml). Ts had a significantly higher mean GSI (T = 0.57 ± 0.04 SE; NT = 0.43 ± 0.03 SE; p < 0.01; Student's t test), confirming their greater
reproductive potential. Ts weighed more than NTs (T = 17.7 gm ± 0.7 SE; NT = 15.6 gm ± 0.5 SE; p < 0.01;
Student's t test) but were not significantly longer.
Stress profiles
NTs had significantly higher cortisol levels than Ts in the pooled
high-density tanks, indicating that they experienced more stress (Fig.
4) (p < 0.05;
Wilcoxon signed rank). Furthermore, the range of cortisol levels was
significantly wider for NTs than Ts (0.7-45.0 vs 0.6-11.5 ng/ml;
p < 0.05; F test).
Fig. 4.
Cortisol levels of NTs (open bars)
and Ts (striped bars) shown for
(A) low-density communities and
(B) high-density communities (averaged). In both
cases, the stability index ( ) (see Materials and Methods) is
superimposed on cortisol level data. In the low-density setting,
differences in cortisol levels are plotted over the course of 7 weeks.
High-density communities had been established for 2 months before blood
sampling and are fully stabilized.
[View Larger Version of this Image (24K GIF file)]
In contrast to the high-density tanks, which had been established 2 months before the first sampling date, the low-density tank was
established only 3 weeks before the first sampling date. Blood samples
therefore reflected the development over time of the difference in
cortisol levels as this tank community stabilized. There was not a
significant difference between Ts and NTs on the first two sample
dates, 3 and 5 weeks after tank establishment. By the final sample
date, 7 weeks after tank establishment, the Ts had significantly lower
cortisol levels than NTs (Fig. 4). Accompanying the emerging difference
in cortisol was an increase in the stability index, suggesting that the
dominance hierarchy had developed and stabilized
(p < 0.05; Wilcoxon rank sum). This index
increased from 0.4 for each of the first two sample dates to 1.3 for
the third. As a point of comparison, the mean stability index for the
high-density tanks was 1.5 ± 0.1 SE, confirming that these tanks
had stabilized earlier. This index numerically reflects the observed
changes in the low-density tank dynamics: by the first blood sampling
there were two Ts, four NT/T transition males, and eight NTs. The two
Ts were not able to defend their territories, and by the next sampling
date, two new Ts had recently established dominance. These two fish
were able to maintain their territories and remained the sole Ts; there
was only 1 other NT/T and 11 NTs.
Cortisol levels after a spontaneous switch in social status
During the course of these experiments, some fish spontaneously
switched their social state. Despite attempts to maintain fish in
stable dominance relationships in the social pairs study, four pairs
switched social status relative to one another. In community tanks, a
total of 14 switches in nine fish occurred, with some fish switching
back and forth. Pooled experiments indicated that 17 fish switched a
total of 22 times, 12 times from NT to T and 10 times from T to NT
(Fig. 5). In all but four of these cases,
cortisol levels were lower when a fish was T than when it was NT. On
the basis of both social pair and community setting switches, a fish
had significantly higher levels of cortisol as an NT than as a T
(p < 0.01; Wilcoxon signed rank). In six cases in which Ts relinquished dominance and became NTs (Fig. 5), their cortisol levels before the switch were similar to those of stable Ts
(range for Ts that switched: 0.05-2.3 ng/ml vs 0.5-13.0 ng/ml for
stable Ts), suggesting that something other than cortisol was
responsible for their loss of dominance. In contrast, however, two NTs
that showed heightened cortisol levels after they became territorial
were incapable of maintaining territories. After reverting to the NT
state, one of these fish had the highest serum cortisol levels observed
in this study (45 ng/ml). This observation suggests the opposite
scenario in which Ts exhibiting large cortisol responses to aggressive
interactions are unable to maintain their dominance.
Fig. 5.
Cortisol levels in individual fish that switched
social status. A, Single switches from T to NT;
B, single switches from NT to T; C,
multiple switches (note different ordinate scale in C). Fish had significantly higher cortisol levels as NT than as T (p < 0.05; Wilcoxon signed rank, using last
switch if multiple switches per fish).
[View Larger Version of this Image (28K GIF file)]
Overall health indices
There were no significant differences between the overall health
of Ts and NTs as measured by organosomatic indicators of health and
condition (hepatosomatic index, splenosomatic index) (Goede and Barton,
1990 ) or by standard hematological components (white blood cell count,
red blood count, hemoglobin, hematocrit). This indicates that the
differences in cortisol levels between T and NTs are not associated
with differences in the physical health of the fish.
DISCUSSION
These results show that in H. burtoni stress depends
not only on the social state of the individual but also on the
stability of the social community in which the animal lives. In
addition, our data extend previous reports on the relationship between
social and reproductive states in male H. burtoni into more
complex social arenas, because in all social settings Ts had larger
irGnRH-containing neurons and GSIs than NTs (for review, see White and
Fernald, 1997 ). Taken together, these results suggest that cortisol may serve as an endogenous signal relating the social environment to an
animal's social status and/or internal reproductive state.
The distinct stress profiles of male fish in different social contexts
indicate that cortisol levels responded to social dynamics. In all
stable settings, Ts had lower serum cortisol than NTs (Fig. 4), but the
emergence of this difference varied depending on the experimental group
and the degree of social stability. Among social pairs, the cortisol
difference was significant only during the second week of pairing among
older fish, suggesting that stress levels decreased in Ts and increased
in NTs as social relationships became established. This idea is borne
out in community settings, where the development of social stability
was explicitly examined. In high-density tanks, fish acclimated for 2 months before the start of the experiment. As a result, societies were
already stable when initial observations were made, as seen in the high
stability index (1.54; Fig. 4). In these tanks, Ts and NTs had
significantly different levels of cortisol overall. In contrast,
observations of the low-density tank began early enough to document the
establishment of the social hierarchy. Switches in social state were
initially frequent as males struggled for dominance. When emergent Ts
succeeded in maintaining their territories over several weeks, the
stability index increased from below 0.5 to 1.33, close to the
stabilized, high-density tanks. At the same time, significant
differences between T and NT cortisol levels became apparent. Thus,
early in the process of establishing a social hierarchy, both social relationships and rank-related stress levels stabilized.
In addition to corresponding to the social stability of a community,
cortisol levels also reflected the social state of individual fish.
This is highlighted in the 22 cases in which blood samples were taken
before and after each spontaneous switch in social status (Fig. 5). In
general, cortisol concentration is a noisy variable, varying widely
among fish, so it is instructive to compare levels
associated with the T and NT state in the same individual as
it undergoes a social transition. In 18 of these cases, cortisol levels
were lower within a male fish when it was T than when it was NT.
It is not intuitively obvious why the T state should be associated with
less stress than the NT state. There are at least as many examples of
species in which dominant animals have higher basal glucocorticoid
levels than subordinates as the reverse (for review, see Sapolsky,
1982 ; Creel et al., 1996 ). In H. burtoni, Ts alternate
between agonistic interactions with neighboring Ts and active
solicitations of females while remaining vigilant against female-mimicking NTs. During the first month of community
establishment, individuals behaved either as predominantly aggressive
Ts or as subordinate NTs; yet both types of activities produced similar levels of cortisol (Fig. 4). Thus, early in community establishment the
two social states are equally stressful. Over time, as the stability index decreased, cortisol levels in Ts decreased and those in
NTs increased (Fig. 4). Although glucocorticosteroid levels can vary as
a function of activity (Hahn et al., 1995 ), a T male's "chase" is
roughly equivalent in distance and duration to an NT male's
"flee," suggesting that factors other than activity level are
responsible for the emerging cortisol differences. Moreover, we have
measured basal cortisol levels in H. burtoni (P. Hyde and R. Fernald, unpublished observations) which confirm that the activity
alone cannot account for our data. Once a T male was stably situated,
its territorial displays became ritualized. Conversely, the stressful
experiences of NTs heightened, as exclusion from food or harassment
from an established T male had a more severe effect than when these
same events had occurred amid social flux.
Another interpretation of these data is that NTs had higher serum
cortisol concentrations attributable to crowding stress (Vijayan and
Leatherland, 1990 ) or poor health (for review, see Johnson et al.,
1992 ) rather than social stress caused by low position in the dominance
hierarchy. There were no significant differences, however, between NTs
and Ts for any of the methods we used to asses their physical health;
nor do NTs exhibit higher stress levels simply because of crowding in
tanks, because average cortisol levels for NTs overlapped between high-
and low-density settings (Fig. 4). Instead, cortisol levels seem to
differ according to social experience.
Because cortisol levels both track the dynamics of the overall
social scene and correlate with individual social status, it is
possible that integration of the cortisol signal could serve as an
endogenous determinant of behavioral and/or reproductive state. If
stress physiology predicts social status (Johnson et al., 1996 ),
individuals with lowered cortisol responses should preferentially
become dominant. Alternatively, if stress levels result from
social status, once any individual fish becomes T, it may
lead a less stressful life. Current observations are equivocal with
either interpretation (see Results). Experiments are currently under
way to test explicitly for a causal role of cortisol in social
statedetermination, using implants of both cortisol and a cortisol
antagonist (S. White, I. Yun, M. Benson, unpublished observations).
The size of GnRH-containing neurons in the POA of male H. burtoni also reflects social experience: Ts have significantly
larger average neurons than NTs in each of the experimental setups
tested (Fig. 3). As with cortisol levels, the difference in GnRH
neuronal magnitude seems to correspond to both individual social state and overall social environment. Differences were most extreme in the
social pair setup, followed by high-density tanks with stable social
structure. The low-density tank showed the smallest, although still
significant, difference. Interestingly, soma sizes for both Ts and NTs
in community tanks tended to be larger than in the social pairs,
raising the possibility that GnRH production scales with social
setting. This is currently being investigated. Because cortisol and
GnRH cell size each reflect individual and overall social states, it is
tempting to speculate that integration of the cortisol signal could
lead to changes in GnRH neuronal size. In the hypothalamus, cortisol
might produce effects on GnRH neurons directly (Ahima and Harlan, 1992 ;
Chandran et al., 1994 ); alternatively, the hypothalamic stress factor
corticotropin-releasing hormone could influence GnRH cell size (Rivier
and Vale, 1984 ; MacLusky et al., 1988 ). It should be noted that in
birds (Hahn et al., 1995 ) and reptiles (Denardo and Licht, 1993 ) it has
been proposed that glucocorticosteroids can influence reproductive behavior without inhibiting reproductive hormones. In H. burtoni, however, the soma size and behavior are both different
between Ts and NTs, which is not consistent with independent action of cortisol directly on behavior.
In this study, data from the social pair setting do not support a role
for cortisol in causing GnRH neuronal plasticity. Here, GnRH neuronal
soma size differences are highly significant between Ts and NTs, yet
differences in cortisol were the least robust. It is possible that the
extreme differences in GnRH neuron size were attributable to
experimental preselection for socially stable animals (see Materials
and Methods). In other studies in which fish were paired (Pottinger,
1992 ; Balm et al., 1994 ), dominance relationships formed quickly and
were associated with significant cortisol elevations in the subordinate
animal relative to the dominant one within 3 hr (Balm et al., 1994 ).
The insignificant cortisol difference across all social pairs in our
study could reflect the novelty (2 weeks) of the social relationship,
as during community formation in the low density tank, or
alternatively, a suppression of the stress axis in subordinate animals
(Blanchard et al., 1993 ). Whatever the reason for the insignificant
cortisol difference, stress profiles and GnRH neuronal soma sizes seem to be uncoupled in this setting.
In community tanks, cortisol levels of individual fish do seem to
provide a fluid tracking of the ongoing social scene, with changes in
GnRH neuronal soma size taking longer to become manifest (see Results).
Integration of cortisol levels may endogenously mediate between social
setting and social state, between social setting and reproductive
state, or both. Alternatively, cortisol may simply be a correlate of
these. Future studies using implants to either block or augment
cortisol levels should resolve these possibilities. Furthermore,
examination of cortisol levels in females that exhibit reproductively
regulated cyclical changes in GnRH neuronal soma size but do not
exhibit differences in social rank (White and Fernald, 1993 ) could also
distinguish effects restricted to reproductive, rather than social,
states.
FOOTNOTES
Received Feb. 24, 1997; revised April 29, 1997; accepted May 30, 1997.
This work was supported by National Institutes of Health Grant NS 34950 to R.D.F. We thank T. Nguyen, R. Robison, and many members of the
Fernald lab for assistance with tissue collection, P. Morales of the
California Academy for instruction in necropsy, and J. Byun for
measuring soma sizes. S. Bunge, K. Hoke, R. Robison, R. Sapolsky, R. White, and two anonymous reviewers provided helpful comments about
earlier versions of this manuscript.
H.E.F. and S.A.W. contributed equally to this work.
Correspondence should be addressed to Russell D. Fernald, Psychology
Department, Building 420, Stanford University, Stanford, CA
94305-2130.
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