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Volume 17, Number 17,
Issue of September 1, 1997
pp. 6807-6819
Copyright ©1997 Society for Neuroscience
The Response of Subthalamic Nucleus Neurons to Dopamine Receptor
Stimulation in a Rodent Model of Parkinson's Disease
Deborah S. Kreiss,
Christopher W. Mastropietro,
Saima S. Rawji, and
Judith R. Walters
Experimental Therapeutics Branch, National Institute of
Neurological Disorders and Stroke, National Institutes of Health,
Bethesda, Maryland 20892-1406
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Overactivity in the subthalamic nucleus (STN) is believed to
contribute to the pathophysiology of Parkinson's disease. It is
hypothesized that dopamine receptor agonists reduce neuronal output
from the STN. The present study tests this hypothesis by using
in vivo extracellular single unit recording techniques
to measure neuronal activity in the STN of rats with
6-hydroxydopamine-induced lesions of the nigrostriatal pathway (a model
of Parkinson's disease). As predicted, firing rates of STN neurons in
lesioned rats were tonically elevated under basal conditions and were
decreased by the nonselective dopamine receptor agonists apomorphine
and L-3,4-dihydroxyphenylalanine (L-DOPA). STN
firing rates were also decreased by the D2 receptor agonist
quinpirole when administered after the D1 receptor agonist (±)-
1-phenyl-2,3,4,5-tetrahydro-(1H)-3-benzazepine-7,8-diol (SKF 38393).
Results of the present study challenge the prediction that dopaminergic
agonists reduce STN activity predominantly through actions at striatal
dopamine D2 receptors. Firing rates of STN neurons were not altered by
selective stimulation of D2 receptors and were increased by selective
stimulation of D1 receptors. Moreover, there was a striking difference
between the responses of the STN to D1/D2 receptor stimulation in the
lesioned and intact rat; apomorphine inhibited STN firing in the
lesioned rat and increased STN firing in the intact rat. These findings
support the premise that therapeutic efficacy in the treatment of
Parkinson's disease is associated with a decrease in the activity of
the STN, but challenge assumptions about the roles of D1 and D2
receptors in the regulation of neuronal activity of the STN in both the
intact and dopamine-depleted states.
Key words:
L-3,4-dihydroxyphenylalanine;
apomorphine;
6-hydroxydopamine;
(±)-1-phenyl-2,3,4,5-tetrahydro-(1H)-3-benzazepine-7,8-diol;
quinpirole;
haloperidol;
dopamine;
D1 receptor;
D2 receptor;
subthalamic nucleus;
Parkinson's disease;
basal ganglia;
electrophysiology;
burst analysis;
firing pattern
INTRODUCTION
In Parkinson's disease, the
progressive loss of dopamine cells in the substantia nigra pars
compacta leads to impaired information processing in the basal ganglia.
Specifically, it is thought that parkinsonian pathophysiology results
from over-inhibition of the thalamocortical pathway resulting from
increased activity of the basal ganglia output structures, the internal
globus pallidus and the substantia nigra pars reticulata. The enhanced
activity of these output structures in the dopamine-depleted state may be due, in part, to an elevation of the excitatory drive from the
subthalamic nucleus (STN) (Miller and DeLong, 1987 ). In accordance with
this hypothesis, procedures thought to reduce subthalamic neuronal
output have been found to reverse the behavioral effects of dopamine
depletion in rats (Anderson et al., 1992 ; Blandini et al., 1995 ; Delfs
et al., 1995 ), primates (Bergman et al., 1990 ; Aziz et al., 1991 ;
Benazzouz et al., 1993 ), and humans (Benabid et al., 1994 ; Limousin et
al., 1995 ; Pollak et al., 1996 ).
Although neurosurgical treatment has been found to be beneficial for
some advanced parkinsonian patients, the prevailing strategy for the
treatment of Parkinson's disease is pharmacological. Dopaminergic agonists are predicted to exert a therapeutic effect at the level of
the subthalamus by indirectly reducing STN neuronal activity via
stimulation of striatal dopamine D2 receptors (Albin et al., 1989 ;
DeLong, 1990 ). Electrophysiological studies, however, found that
dopamine and dopamine receptor agonists actually increased the activity
of STN neurons in the intact rat (Mintz et al., 1986 ; Rouzaire-Dubois
and Scarnati, 1987 ; Kreiss et al., 1996 ). One explanation for these
unpredicted observations is that dopamine receptor stimulation at
extrastriatal sites predominately influences the STN. For instance, the
STN is modulated by afferents from cortical areas (Afsharpour, 1985 ;
Campbell et al., 1985 ; Canteras et al., 1990 ) that are innervated by
midbrain dopamine cells (Björklund and Lindvall, 1984 ; Descarries
et al., 1987 ; Van Eden et al., 1987 ). In addition, the STN itself
receives direct input from dopamine neurons (Meibach and Katzman, 1979 ;
Campbell et al., 1985 ; Canteras et al., 1990 ; Hassani et al., 1997 ).
There also is the possibility for a local dopaminergic effect because
dopamine receptors exist within the STN (Martes et al., 1985 ; Bouthenet et al., 1987 ; Dawson et al., 1988 ) and local administration of dopamine
receptor agonists alters STN neuronal firing rates (Mintz et al., 1986 ;
Rouzaire-Dubois and Scarnati, 1987 ; Kreiss et al., 1996 ).
Information on the effects of dopaminergic agonists on STN neuronal
activity in the dopamine-depleted state is limited. Dopamine D1
receptor stimulation was found to enhance the expression of c-fos in the STN of 6-hydroxydopamine-lesioned rats (Ruskin
and Marshall, 1995 ), suggesting that the activity of STN neurons was increased. 2-Deoxyglucose uptake in the subthalamus of
dopamine-depleted monkeys (Mitchell et al., 1992 ) and rats (Trugman and
Wooten, 1987 ; Engber et al., 1990 ) was also found to be increased after administration of dopamine receptor agonists; however, the
interpretation of this result is unclear because it could reflect
increased metabolism in inhibitory and/or excitatory afferents. Another
study reported that the variability in response among STN neurons to
the dopamine receptor antagonist haloperidol was increased in lesioned
rats (Hollerman and Grace, 1992 ).
The present study investigated the regulation of STN neuronal activity
in rats with 6-hydroxydopamine-induced lesions of the nigrostriatal
pathway. We tested the hypotheses that firing rates of STN neurons in
the parkinsonian state would be tonically elevated under basal
conditions and would be decreased by administration of the nonselective
dopamine receptor agonists apomorphine and L-3,4-dihydroxyphenylalanine (L-DOPA).
Assumptions about the mechanisms mediating the effects of dopaminergic
agonists in the STN were then examined by investigating the neuronal
responses to agonists selective for dopamine D1 (D1 receptor family:
D1 and D5) and D2 (D2 receptor family:
D2, D3, and
D4) receptors in the STN of both the lesioned and
intact rat.
MATERIALS AND METHODS
Materials. Benserazide hydrochloride,
L-DOPA methyl ester hydrochloride, (±)-SKF 38393 [(±)-1-phenyl-2,3,4,5-tetrahydro-(1H)-3-benzazepine-7,8-diol] hydrochloride, (+)-SCH 23390 [(R)-(+)-7-chloro-8-hydroxy-3-methyl-1-phenyl-2,3,4,5-tetrahydro-(1H)-3-benzazepine] hydrochloride, and ( )-quinpirole hydrochloride (LY-171555) were obtained from Research Biochemicals, Natick, MA. Apomorphine
hydrochloride and 6-hydroxydopamine hydrochloride were obtained from
Sigma (St. Louis, MO). Haloperidol was obtained from McNeil
Pharmaceutical (Spring House, PA). Gallamine triethiodide was obtained
from American Cyanamid Co. (Pearl River, NY). Mepivacaine hydrochloride
was obtained from Winthrop Pharmaceuticals (New York, NY). Drug doses refer to the weight of the salts.
Surgical procedures. Standard techniques (Bergstrom et al.,
1982 ; Kreiss et al., 1996 ) were used to record from STN neurons in male
Sprague Dawley rats (300-500 gm; Taconic, Germantown, NY) housed under
environmentally controlled conditions and fed laboratory chow and water
ad libitum. Because general anesthetics have been
shown to block effects of dopamine receptor agonists in the STN (Kreiss
et al., 1996 ), electrophysiological recordings in the present study
were conducted in locally anesthetized animals. All experiments were
conducted in strict accordance with Guide for Care and Use of
Laboratory Animals from the National Institutes of Health (Cohen
et al., 1985 ). In addition, experimental procedures were designed to
minimize animal discomfort. At the beginning of an experiment, rats
were anesthetized with halothane, a tracheotomy was performed, and the
trachea was intubated with a cannula. Rats were maintained under
halothane anesthesia during all surgical procedures. Incision sites and
pressure points were thoroughly infiltrated with the long-acting local
anesthetic mepivacaine hydrochloride. An ocular lubricant (Lacrilube;
Allergan Pharmaceuticals, Irvine, CA) was applied to prevent discomfort
caused by corneal drying. Rats were placed into a stereotaxic
instrument, and a hydraulic microdrive was used to lower a recording
electrode through a small burr hole drilled in the skull over the left
STN using the following Paxinos and Watson (1986) coordinates: 5.1 mm
anterior to the lambdoid suture, 2.2 mm lateral to lambda, and 6.8-8.0 mm ventral to the dura. Once the surgical procedures were completed, the animal was immobilized with gallamine triethiodide at 16 mg/kg, administered through a lateral tail vein, and artificially respired via
the intubated cannula on room air at a rate adjusted to maintain an
expired CO2 of 3.5-4.2%, as measured by a CO2
analyzer. Additional doses of gallamine were given as needed during the
course of the recording session. Body temperature was maintained at
37-38°C using a heating pad and a rectal thermometer.
Extracellular single unit recordings. Extracellular
single unit activity of spontaneously firing STN neurons was recorded with single barrel glass microelectrodes filled with 2% Pontamine sky
blue dye in 2 M NaCl (Bergstrom et al., 1982 ). The
electrode tips were broken back to a diameter of 1-2 µm. Electrode
in vitro impedances ranged between 3.0 and 6.0 M (at 135 Hz). Extracellularly recorded action potentials were passed through a
high input impedance amplifier and monitored on an oscilloscope and an
audiomonitor. All STN neurons recorded exhibited a biphasic (±)
waveform. Discriminated signals were stored both on computer disk and
chart paper and analyzed using the Rate/Interspike Interval Data
Acquisition and Analysis Program for personal computers (Symbolic
Logic, Dallas, TX). Only one cell per animal was studied.
Electrophysiological recordings in lesioned animals were performed
ipsilateral to the site of lesion and conducted 8-16 weeks after
lesion. Neurons were identified by their stereotaxic location and by
the histological location of the electrode tip after iontophoresis of
Pontamine sky blue from the recording electrode ( 18 µA for 20 min)
at the completion of an experiment.
6-Hydroxydopamine lesion procedure. Rats (250-275 gm) were
anesthetized with chloral hydrate (400 mg/kg, i.p.) and mounted in a
stereotaxic apparatus. Unilateral 6-hydroxydopamine lesions were placed
in the left nigrostriatal pathway at a site just anterior to the
substantia nigra and dorsal to the median forebrain bundle through an
injection cannula positioned using the following Paxinos and Watson
(1986) stereotaxic coordinates: 4.4 mm anterior to the lamboid suture,
1.2 mm lateral to the midline suture, and 8.2 mm ventral to the surface
of the skull. 6-Hydroxydopamine (6 µg/3 µl of 0.1% w/v ascorbic
acid in 0.9% saline) was injected slowly over a 3 min period. The
cannula was left in place for 2 min and then slowly removed.
Approximately 4 hr after recovery from anesthesia, the animals were
observed for postural deviation and turning behavior; animals with poor
responses were eliminated from the study. Rats with successful lesions
were identified 4-8 weeks after surgery by demonstrating
apomorphine-induced contralateral rotation (Hudson et al., 1993 ) at a
rate of >6 turns/min after a subcutaneous injection of apomorphine at
0.05 mg/kg. Rats included in this study showed an average rotation rate
of 9.4 ± 0.3 turns/min (mean ± SEM; n = 57). Previous studies from this laboratory have used HPLC to
demonstrate that the striatal dopamine level on the lesioned side in
these rotation-screened animals was 1-3% of that on the unlesioned
side (Pan and Walters, 1988 ; Carlson et al., 1990 ; Huang and Walters,
1994 , 1996 ). Electrophysiological studies were conducted in lesioned
rats no earlier than 2 weeks after the apomorphine-induced rotation
screening.
Drug administration. The effects of systemic
administration of drugs was investigated by establishing a basal firing
rate over a 4-5 min period and then administering drugs or saline
intravenously as a bolus through the tail. The peripheral decarboxylase
inhibitor benserazide (50 mg/kg) was administered intraperitoneally at
least 40 min before administration of L-DOPA to prevent
conversion of L-DOPA to dopamine in the peripheral nervous
system. Except for apomorphine that was dissolved in saline (0.9%
NaCl), drugs were dissolved in deionized water at varying
concentrations such that a volume of 1 ml was injected per kg of rat
body weight. SCH 23390 was dissolved in a small volume (50-80 µl) of
0.001 M HCl and then brought up to a final volume of 0.5 mg/ml with deionized water.
Data analysis. Firing rates were expressed as a percent of
basal firing and were averaged over 4-10 min after administration of
drug or saline, except for the effect of haloperidol that was measured
1-5 min after injection. A change of >30% of basal firing rate was
considered a significant alteration for an individual cell, whether it
was a drug-induced effect or an antagonist-induced reversal of a drug
effect. Differences between experimental groups were determined by
calculating the means ± SEM and by analyzing these either using
ANOVA at p < 0.05 followed by Dunnett's or Newman-Keuls post hoc test as noted or using Student's
t test (InStat, version 2.04; GraphPad, San Diego, CA).
Analysis of firing pattern of each STN cell under basal conditions was
conducted on the 1000 (±10) spike events occurring immediately before
drug or saline administration. The coefficient of variation for
interspike intervals associated with the 1000 spikes [which provides a
measure of the regularity of spike events (see Johnson, 1996 )] was
calculated by dividing the SD by the mean interspike interval value.
The method of Kaneoke and Vitek (1996) was used to compare the
"burstiness" of the cells in the intact and lesioned groups. This
burst detection method determines the amount of bursting in a spike
train by examining the distribution pattern of the discharge of a cell
and identifying a burst period as one in which there is a statistically
greater number of spikes in comparison with other intervals in the
spike train. The spike train is divided into a series of intervals. The
number of intervals containing 0, 1, 2, etc. spikes is determined, and
a discharge density histogram is constructed showing interval frequency
versus discharge density. The histogram is then examined to determine whether its distribution pattern is significantly different from that
of a Poisson distribution with a mean of 1 and is positively skewed
( 2 test set at a significance level 0.05); if so,
the threshold interspike interval for identifying a burst period is
determined by analysis of the slope of the discharge density histogram
of each individual cell. The amount of bursting detected is a relative measure dependent on the interval length used to analyze the spike train. For the present study, an interval length equal to the mean
interspike interval was used to divide up the spike train of 1000 events. A burst period was identified when more than two interspike
intervals that are equal to or less than the threshold interspike
interval occur in succession.
RESULTS
STN neuronal firing under basal conditions
STN neurons recorded in intact rats exhibited spontaneous firing
under basal conditions. As shown in Figure
1, basal STN neuronal firing rates
(averaged over the 4-5 min preceding administration of drug or saline)
in intact rats ranged from 1.8 to 29.4 Hz. The overall mean basal
firing rate was 9.3 ± 0.8 Hz (mean ± SEM; n = 55). Mean basal firing rates of experimental subgroups of intact rats
did not differ from one another, as indicated by ANOVA [F(6,54) = 1.63; not significant (NS)].
Fig. 1.
Distribution of basal neuronal firing rates of STN
neurons in the intact rat (left; n = 55) and in the lesioned rat (right; n = 57). Solid symbols illustrate
the spontaneous firing rate of individual neurons expressed as spikes
per sec. The asterisks indicate that the overall mean
basal firing rate for STN neurons in lesioned rats was significantly
higher than the mean basal firing rate in intact rats
(p < 0.01).
[View Larger Version of this Image (19K GIF file)]
An analysis of firing pattern was conducted on the 1000 spikes
preceding administration of drug or saline. Interspike intervals of STN
cells from intact rats had a mean value of 164 ± 15 msec (n = 53) and a mean coefficient of variation of
1.3 ± 0.1. Figure 2 illustrates
representative firing patterns of cells from intact rats with low
(a), median (b), and high (c)
interspike interval coefficient of variation values. Sixty-two percent
of the cells (n = 33) from the STN of intact rats were
identified as bursting (e.g., Fig. 2b,c), using
the method of Kaneoke and Vitek (1996) . For these bursting cells, the
mean interspike interval coefficient of variation was 1.5 ± 0.1 and the mean number of bursts per 10 sec was 1.6 ± 0.2. The mean
number of bursts per 1000 spikes was 28.8 ± 3.2, the mean number
of spikes occurring within a burst was 6.6 ± 0.3, and the mean
value of interspike intervals occurring within a burst was 15.6 ± 1.6 msec. For the nonbursting cells (n = 20; e.g., Fig.
2a), the mean interspike interval coefficient of variation
was 0.8 ± 0.1, which was significantly lower than the coefficient
of variation for bursting cells (p < 0.01),
reflecting the fact that nonbursting cells in intact rats had a more
regular pattern of firing than did the bursting cells in intact
rats.
Fig. 2.
Patterns of firing over a 45 sec period for STN
neurons. Vertical lines represent spike events. Neurons
were selected for presentation to reflect the spectrum of interspike
interval coefficient of variation values (a measure of the regularity
of spike events) occurring among STN cells from intact
(left) and lesioned (right) rats. The
firing patterns of a and d have low (10th
percentile) coefficient of variation values, b and
e have median coefficient of variation values, and
c and f have high (90th percentile)
coefficient of variation values. The firing patterns of b,
c, and f are bursting. The firing rates of the
presented neurons are as follows: a, 8.4 Hz;
b, 3.8 Hz; c, 8.9 Hz; d,
21.9 Hz; e, 11.7 Hz; and f, 14.7 Hz.
[View Larger Version of this Image (19K GIF file)]
STN neurons recorded in lesioned rats also exhibited spontaneous firing
under basal conditions. In general, basal firing rates of STN neurons
were faster in lesioned rats than those observed in the STN of intact
rats (see Fig. 1). STN neuronal firing rates in lesioned rats ranged
from 2.1 to 42.7 Hz. The overall mean basal firing rate (averaged over
the 4-5 min preceding administration of drug or saline) for STN
neurons in lesioned rats, 15.1 ± 1.2 Hz (n = 57),
was significantly faster (p < 0.01) than the
mean basal firing rate in intact rats (by 62%). Mean basal firing
rates of experimental subgroups of lesioned rats did not differ from one another, as indicated by ANOVA [F(5,56) = 0.21; NS].
Interspike intervals of STN cells from lesioned rats (as analyzed over
the 1000 spikes preceding administration of drug or saline) had a mean
value of 114 ± 13 msec (n = 55), which is
significantly smaller than the value in intact rats
(p < 0.05). The mean interspike interval
coefficient of variation, 1.0 ± 0.05, was also significantly lower than the value in intact rats (p < 0.05),
indicating that STN cells in lesioned rats have a more regular pattern
of firing than do cells in intact rats (see Fig.
2d-f). Thirty-four percent of the cells
(n = 19) from the STN of lesioned rats were identified as bursting (e.g., Fig. 2f), which is a smaller
percent than was identified from the STN of intact animals. For these
bursting cells in the lesioned rat, values of the mean interspike
interval coefficient of variation (1.3 ± 0.1), the mean number of
bursts per 1000 spikes (21.3 ± 5.5), the mean number of bursts
per 10 sec (1.8 ± 0.4), the mean number of spikes occurring
within a burst (5.8 ± 0.2), and the mean value of interspike
intervals occurring within a burst (17.9 ± 5.6 msec) did not
differ from corresponding values for bursting STN cells in intact rats.
These results indicate that although lesion of dopamine cells reduced the burstiness of STN cells, dopaminergic lesion did not alter bursting
rate or bursting characteristics. Nonbursting STN cells in lesioned
rats (n = 36; e.g., Fig. 2d,e)
had a mean interspike interval coefficient of variation of 0.9 ± 0.04, which was significantly smaller than the coefficient of variation
for bursting cells in lesioned rats (p < 0.01).
Response to administration of apomorphine
Administration of the nonselective dopamine D1/D2 receptor agonist
apomorphine consistently increased STN neuronal firing rates in the
intact rat, as exemplified in Figure 3
(left top). Figure 3 (left bottom)
shows that all of the eight cells examined in the STN of intact rats
significantly increased their firing rates (>30% change from basal
rate) after administration of apomorphine at 0.32 mg/kg. The mean
firing rate measured 4-10 min after apomorphine administration
(206 ± 24% of basal firing rates; n = 8) was
significantly different (p < 0.01) from the
mean rate in intact control rats after administration of saline
(101 ± 11% of basal rates; n = 8). Only one cell
of the eight examined in intact rats after administration of saline
showed an alteration (an increase) in firing rate from its basal rate.
The dopamine D2 receptor antagonist haloperidol (0.2 mg/kg) reversed
the apomorphine-induced increase in firing rate (a change in the
apomorphine-induced rate of >30% of basal rate) in six of six cells
examined in intact rats (e.g., see Fig. 3, left top).
Administration of haloperidol (0.2 mg/kg) alone did not alter the mean
neuronal firing rate in the STN of intact rats (see Fig. 6,
left; response was 91 ± 10% of basal rates; n = 8), as indicated by ANOVA
[F(2,21) = 1.1; NS]. On an individual cell
basis, haloperidol increased the firing rate of one cell, decreased the
firing rate of one cell, and did not alter the firing rates of the
other six cells (see Fig. 6, left). The excitatory effects
of apomorphine on STN neurons in the intact rat and the ability of
haloperidol to reverse apomorphine-induced increases in firing rate are
consistent with previous observations (Kreiss et al., 1996 ).
Fig. 3.
Effects of apomorphine on firing rates of STN
neurons in the intact (left) and lesioned
(right) rat. Top, Histograms, each illustrating the effects of apomorphine (APO; 0.32 mg/kg, i.v.) on a single STN neuron. Haloperidol (HAL;
0.2 mg/kg, i.v.) reversed the effects of apomorphine in these two
cells. Arrows indicate the time at which the drug was
administered. Bottom, The mean response (bar height),
SEM (error bar), and individual responses (open
symbols), all expressed as a percent of basal values, after administration of saline or apomorphine (0.32 mg/kg, i.v.). The data point in parentheses indicates a
value that exceeds the scale of the y-axis. For
reference, the dashed line indicates 100% of the basal
firing rate. The asterisks indicate a significant
difference from the saline-treated intact group, and the number
signs indicate a significant difference from the
apomorphine-treated intact group (p < 0.01).
[View Larger Version of this Image (34K GIF file)]
Fig. 6.
The effects of quinpirole and haloperidol on
firing rates of STN neurons in the intact (left) and
lesioned (right) rat. The graphs illustrate the mean
response (bar height), SEM (error bar), and range of individual
responses (open symbols). Data are expressed as a
percent of basal values after administration of saline, quinpirole (QUIN; 0.26 mg/kg, i.v.), and haloperidol (HAL; 0.2 mg/kg, i.v.). However, data for rats administered quinpirole 10 min
after SKF 38393 administration (QUIN after SKF 38393; quinpirole, 0.16 mg/kg, i.v.; SKF 38393 doses as indicated) are expressed as a percent of SKF 38393-induced firing (i.e., the 4 min immediately before administration of quinpirole). For reference, the dashed
line indicates 100% of predrug and saline firing rate. The
asterisks indicate a significant difference from the
corresponding saline-treated group (p < 0.01).
[View Larger Version of this Image (33K GIF file)]
In contrast to intact rats, administration of apomorphine in lesioned
rats generally decreased STN neuronal firing rates, as shown in Figure
3 (right). The firing rates of seven cells examined in the
STN of lesioned rats were decreased by the administration of
apomorphine at 0.32 mg/kg; the firing rate of one cell was increased
and of one cell was not altered, as shown in Figure 3 (right
bottom). The mean response to apomorphine in the STN of
lesioned rats was a decrease to 59 ± 16% of basal firing rates (n = 9), which significantly differed
(p < 0.01) from the response to apomorphine in
the STN of intact rats. The mean response to apomorphine in lesioned
rats was not statistically different from the mean response to saline
in lesioned rats (100 ± 9% of basal rates; n = 7). However, whereas eight of nine cells in lesioned rats showed an
alteration in firing rate after apomorphine administration, only one of
seven cells did so after saline administration (a decrease).
Haloperidol (0.2 mg/kg) reversed apomorphine-induced decreases in STN
neuronal firing rates in five of six cells examined in lesioned rats
(e.g., see Fig. 3, right top) but did not reverse the
apomorphine-induced increase observed in the one cell. Administration of haloperidol (0.2 mg/kg) alone did not alter either individual cell
responses or the mean firing rate of STN neurons in lesioned rats
(97 ± 6% of basal rates; n = 9), as indicated by
ANOVA [F(2,21) = 0.46; NS] and shown in Figure
6 (right).
Response to administration of L-DOPA
Administration of the dopamine precursor L-DOPA
in intact rats pretreated with a decarboxylase inhibitor did not alter
the mean neuronal firing rate in the subthalamus, as shown in Figure 4 (left). Of the eight cells
examined in intact rats, three did not change, three decreased, and two
increased their firing rates after administration of L-DOPA
at 100 mg/kg (see Fig. 4, left bottom). The mean
response to L-DOPA (91 ± 14% of basal rates; n = 8) in intact rats did not differ from the response
in intact, saline-treated control rats. Haloperidol (0.2 mg/kg)
reversed decreases in STN neuronal firing rates induced by
L-DOPA in two of three cells and reversed increases in two
of two cells examined in intact rats.
Fig. 4.
The effects of L-DOPA on firing rates
of STN neurons in benserazide-pretreated intact (left)
and lesioned (right) rats. Top, Histograms, each illustrating the effects of L-DOPA (100 mg/kg, i.v.) on a single STN neuron. Haloperidol (HAL;
0.2 mg/kg, i.v.) reversed the effects of L-DOPA in the
lesioned rat. Arrows indicate the time at which the drug
was administered. Bottom, The mean response (bar
height), SEM (error bar), and individual responses (open
symbols), all expressed as a percent of basal values, after administration of saline or L-DOPA (100 mg/kg, i.v.). For
reference, the dashed line indicates 100% of the basal
firing rate. The asterisk indicates a significant
difference from the saline-treated lesioned group
(p < 0.05), and the number
sign indicates a trend toward a significant difference from the
L-DOPA-treated intact group (p = 0.057).
[View Larger Version of this Image (33K GIF file)]
In contrast to intact rats, administration of L-DOPA
in lesioned rats pretreated with the decarboxylase inhibitor
benserazide produced dramatic decreases in STN neuronal firing rates,
as shown in Figure 4 (right). L-DOPA (100 mg/kg)
fully inhibited the firing of six cells (rate decreases of >90% of
basal rates), decreased firing by a more moderate degree in two cells,
did not change the firing in one cell, and increased the firing in one
cell. The mean firing rate of STN neurons in lesioned rats after
L-DOPA administration was 43 ± 20% of basal firing
rates (n = 10). This decrease in rate was significantly
different (p < 0.05) from the mean response in
lesioned control rats after administration of saline. In addition, the
mean response to L-DOPA in the lesioned rat showed a trend
(Student's t test, p = 0.057) toward being significantly different from the mean response to L-DOPA in
intact rats. Haloperidol (0.2 mg/kg) reversed the
L-DOPA-induced decrease in STN neuronal firing rates in six
of eight cells examined in lesioned rats (e.g., see Fig. 4, right
top).
Response to administration of SKF 38393
Administration of the dopamine D1 receptor agonist SKF 38393 increased STN neuronal firing rates in the intact rat, as shown in
Figure 5 (left). SKF 38393 at
20 mg/kg increased the firing rates of eight cells and did not alter
the firing rate of one cell. A lower dose of SKF 38393 (10 mg/kg)
increased the firing rates of four cells and did not alter the firing
rates of four cells. The mean firing rate of STN neurons in intact rats
after the higher dose (20 mg/kg) was 239 ± 37% of basal rates
(n = 9), whereas the mean rate after the lower dose of
SKF 38393 (10 mg/kg) was 165 ± 23% of basal firing rates
(n = 8). Only the higher dose of SKF 38393 produced a
significant increase in the mean firing rate of STN neurons in the
intact rat compared with saline-treated controls, as determined by
ANOVA [F(2,24) = 6.5; p < 0.01] followed by Dunnett's post hoc test
(p < 0.01). The dopamine D1 receptor antagonist
SCH 23390 (0.5 mg/kg) reversed SKF 38393-induced increases in firing
rate in five of seven cells examined in intact rats (e.g., see Fig. 5,
left top). The excitatory effects of SKF 38393 on STN
neurons in the intact rat and the ability of SCH 23390 to reverse SKF
38393-induced increases in firing rate are consistent with observations
from a previous study (Kreiss et al., 1996 ). In addition, previous
observations (Kreiss et al., 1996 ) have demonstrated that
administration of SCH 23390 (0.5 mg/kg, i.v.) alone did not alter the
mean neuronal firing rate in the STN of intact rats.
Fig. 5.
The effects of SKF 38393 on firing rates of STN
neurons in the intact (left) and lesioned
(right) rat. Top, An approximate twofold
increase in firing rate produced by SKF 38393 (SKF;
intact, 20 mg/kg, i.v.; lesioned, 10 mg/kg, i.v.), which were reversed by SCH 23390 (SCH; 0.5 mg/kg, i.v.).
Arrows indicate the time at which the drug was
administered. Bottom, The mean response (bar height),
SEM (error bar), and individual responses (open symbols), all expressed as a percent of basal values, after
administration of saline (SAL) or SKF 38393 (SKF; 10 or
20 mg/kg, i.v.). The data point in
parentheses indicates a value that exceeds the scale of
the y-axis. For reference, the dashed
line indicates 100% of the basal firing rate. The
asterisks indicate a significant difference from the
corresponding saline-treated group (p < 0.01).
[View Larger Version of this Image (34K GIF file)]
Administration of SKF 38393 also increased STN neuronal firing rates in
the lesioned rat, as shown in Figure 5 (right). Whereas SKF
38393 at 10 mg/kg did not significantly alter the mean firing rate of
STN neurons in the intact rat, this dose did significantly increase
(p < 0.01) the firing rates of STN neurons in
the lesioned rat (compared with saline-treated control lesioned rats)
to a mean of 220 ± 35% of basal rates (n = 16).
Of the 16 cells examined in the lesioned rat, 10 cells increased, 1 cell decreased, and 5 cells did not alter their firing rates after
administration of SKF 38393 at 10 mg/kg. In these lesioned rats, the
dopamine D1 receptor antagonist SCH 23390 (0.5 mg/kg) reversed SKF
38393-induced increases in firing rate in five of the five cells
examined (e.g., see Fig. 5, right top) and reversed a
SKF 38393-induced decrease in one cell. Administration of SCH 23390 (0.5 mg/kg, i.v.) alone did not alter the mean neuronal firing rate in
the STN of lesioned rats (response was 89 ± 3% of basal rates;
n = 5; data not shown).
Response to administration of SKF 38393 after pretreatment
with haloperidol
The possible role of endogenous D2 receptor tone in the expression
of D1 receptor-mediated effects was investigated by administering the
dopamine D2 receptor antagonist haloperidol 5 min before administration of SKF 38393 (data not shown). Pretreatment with haloperidol (0.2 mg/kg) significantly attenuated the ability of the dopamine D1 receptor
agonist (20 mg/kg) to increase the mean firing rate in intact rats.
After haloperidol pretreatment, SKF 38393 increased the firing rates of
only three of nine STN cells examined in the intact rat, decreased the
firing rate of one cell, and did not alter the firing rates of five
cells. The mean response in the STN of intact rats to SKF 38393 (20 mg/kg) after pretreatment with haloperidol was 117 ± 15% of
pre-SKF 38393 rates (n = 9), which differed
significantly (p < 0.01) from the response
after SKF 38393 (20 mg/kg) administration without haloperidol
pretreatment.
Pretreatment with haloperidol in the lesioned rat did not significantly
block the ability of SKF 38393 to alter STN neuronal firing rates (data
not shown). After pretreatment with haloperidol (0.2 mg/kg), SKF 38393 (10 mg/kg) altered the firing rates of six of nine cells examined in
lesioned rats: three cells increased and three cells decreased their
firing. The mean neuronal firing rate after SKF 38393 administration
with haloperidol pretreatment in lesioned rats was 131 ± 41% of
pre-SKF 38393 rates (n = 9), which was not
significantly different from the response after SKF 38393 administration without haloperidol pretreatment. In these experiments
involving haloperidol pretreatment, SCH 23390 (0.5 mg/kg) reversed SKF
38393-induced firing rate increases in two of three cells and reversed
SKF 38393-induced firing rate decreases in one of three cells
examined.
Response to administration of quinpirole
Administration of the dopamine D2 receptor agonist quinpirole
alone did not alter neuronal firing rates, on average, in the STN of
either intact or lesioned rats, as shown in Figure
6. The mean neuronal firing rate after
administration of quinpirole alone in intact rats (116 ± 14% of
basal rates; n = 6) was not different from the mean of
saline-treated controls, as indicated by ANOVA [F(3,27) = 1.27; NS]. Of the six cells
examined in the STN of intact rats, only one cell had a firing rate
that was altered (increased) by administration of quinpirole at 0.26 mg/kg. In lesioned rats, the mean STN neuronal response to
administration of quinpirole at 0.26 mg/kg (87 ± 14% of basal
rates; n = 6) did not differ from the response in the
corresponding saline-treated control group (see Fig. 6,
right). Of the six cells that were examined in the lesioned
rat, only two had firing rates that were altered (decreased) by
quinpirole.
Response to administration of quinpirole after pretreatment
with SKF 38393
Because concurrent stimulation of dopamine D1 and D2 receptors by
apomorphine had a significant effect on STN neuronal firing in both
intact and lesioned rats, the effects of stimulating dopamine D2
receptors after previous stimulation of dopamine D1 receptors were
examined. When administered 10 min after SKF 38393 in intact animals,
quinpirole did not significantly alter the mean firing rate of STN
cells (see Fig. 6, left). In a subset of the previously described group of intact animals treated with SKF 38393 (20 mg/kg, i.v.), a dose of quinpirole (0.16 mg/kg, i.v.) was administered. In
this subset of animals (n = 6), the mean firing rate
after SKF 38393 administration was 216 ± 52% of basal rates, and
the mean firing rate after the subsequent injection of quinpirole was
287 ± 118% of basal rates. Of the five cells in this subset that
had significantly elevated firing rates after the injection of SKF
38393, one cell decreased, two cells increased, and two cells did not
alter their firing rates after quinpirole administration. Quinpirole
increased the firing rate of the one cell of this subset that did not
show an altered firing rate after the administration of SKF 38393.
When administered 10 min after SKF 38393 in lesioned animals,
quinpirole significantly decreased the mean firing rate of STN cells.
In a subset of the previously described group of lesioned animals
treated with SKF 38393 (10 mg/kg, i.v.), a dose of quinpirole (0.16 mg/kg, i.v.) was administered (see Fig. 6, right). In this subset of animals (n = 7), the mean firing rate after
SKF 38393 administration was 178 ± 34% of basal rates, and the
mean firing rate after the subsequent injection of quinpirole was
95 ± 28% of basal rates. Overall, quinpirole reduced the mean
firing rate of STN neurons in lesioned rats pretreated with SKF 38393 by 51 ± 10% of the pre-quinpirole firing rate, which is
significantly different from the effects both of saline-treated
controls (p < 0.01) and of
quinpirole-only-treated lesioned rats (p < 0.05), as determined by ANOVA [F(3,28) = 5.98;
p < 0.01] followed by Newman-Keuls post
hoc test. Of the four cells in this subset that had significantly
elevated firing rates after the injection of SKF 38393, three cells
decreased their firing rates and one cell did not alter firing after
quinpirole administration. Quinpirole also significantly decreased the
firing rate of the three cells of this subset that did not show an
altered firing rate after the administration of SKF 38393.
DISCUSSION
Results of the present study support predictions based on basal
ganglia organization (Albin et al., 1989 ; DeLong, 1990 ) concerning the
effects of dopamine cell loss and dopamine agonist administration on
neuronal activity of the STN in the parkinsonian state; however, the results challenge some of the premises on which these predictions were made. In accordance with predictions, neuronal activity in the
subthalamus of rats with lesions of the nigrostriatal pathway was found
to be significantly elevated; the mean firing rate of STN neurons in
lesioned rats was 62% faster than that in intact rats. These
observations are consistent with previous studies conducted in
dopamine-depleted rodents (Robledo and Féger, 1991 ; Hassani et
al., 1996 ) or primates (Miller and DeLong, 1987 ; Bergman et al., 1994 ;
Wichmann et al., 1995 ; Vila et al., 1996 ). Examination of firing
pattern using the discharge density analysis of Kaneoke and Vitek
(1996) revealed that compared with STN cells of intact rats: (1) STN
cells of lesioned rats had a more regular firing pattern; and (2) a
smaller percent of the cells were bursting. A reduction of burstiness
among STN cells of dopamine-depleted rats contrasts with previous
reports (Hollerman and Grace, 1992 ; Hassani et al., 1996 ). One
explanation is a difference in burst analysis methods. Another
explanation is that the previous studies examined STN neuronal firing
in the presence of general anesthetic agents. Earlier work from this
laboratory has demonstrated that anesthetics significantly alter the
regulation of STN neuronal activity (Kreiss et al., 1996 ), and more
specifically, preliminary studies revealed that none of the STN cells
in intact chloral hydrate-treated rats (n = 8) were
bursting when the spike trains were analyzed using the discharge
density analysis described above.
The prediction that neurons of the STN would become more active in the
dopamine-depleted state is based on the hypothesis that loss of
dopamine in the striatum would lead to a reduction in the activity of
the inhibitory GABAergic pallidosubthalamic pathway (Miller and Delong,
1987; Albin et al., 1989 ; Robledo and Féger, 1991 ). In accordance
with this hypothesis, the activity of pallidal neurons was found to be
decreased in the lesioned animal (Miller and Delong, 1987; Pan and
Walters, 1988 ; Filion and Tremblay, 1991 ). Moreover, the activity of
STN neurons was observed to be enhanced after lesion of the external
globus pallidus (Ryan and Clark, 1992 ; Ryan et al., 1992 ; but see
Hassani et al., 1996 ). On the other hand, some aspects of pallidal
neuronal activity seem to be augmented under conditions of chronic
dopamine depletion; neuronal bursting activity is increased (Pan and
Walters, 1988 ), and levels of mRNA for the GABAergic metabolic enzyme
GAD67 are elevated (Kincaid et al., 1992 ; Soghomonian and Chesselet,
1992 ; Delfs et al., 1995 ).
Mechanisms other than decreased pallidal input may also
contribute to the hyperactivity of STN neurons in rats with dopamine cell lesions. One contributing factor could be the loss of dopaminergic tone at receptors of nigral projections to the subthalamus (Delfs et
al., 1995 ). However, this hypothesis implies that dopamine receptors in
the STN exert an inhibitory effect on STN neuronal activity, which is
at odds with results from this laboratory that demonstrate that locally
infused dopaminergic agonists excite STN neurons in the intact rat
(Kreiss et al., 1996 ). Another factor that could contribute to the
increased activity of STN neurons in the lesioned rat is an enhancement
of excitatory input (Overton and Greenfield, 1995 ; Hassani et al.,
1996 ), putatively from the cortex that is a major source of
glutamatergic afferents (Afsharpour, 1985 ; Rouzaire-Dubois and
Scarnati, 1987 ; Canteras et al., 1990 ). Observations that stimulation
of cortical neurons increased bursting activity (Kitai and Deniau,
1981 ; Fujimoto and Kita, 1993 ) and c-fos expression in the
STN (Wan et al., 1992 ) are supportive of this hypothesis.
However, preliminary studies from this laboratory found that the
glutamatergic antagonists
(5R,10S)-(+)-5-methyl-10,11-dihydro-5H-dibenzo[a,d]-cyclohepten-5,10-imine and 1,2,3,4-tetrahydro-6-nitro-2 ,3-dioxo-benzo[ f
]quin-oxaline-7-sulfonamide, did not alter average neuronal firing
rates in the subthalamus of either the intact or lesioned rat (Thompson
and Walters, 1993 ; Allers et al., 1996 ).
In addition to supporting the prediction that STN neurons in the
dopamine-depleted animal are hyperactive, results of the present study
also support the prediction that dopaminergic agents can reduce STN
neuronal activity in these animals. Neuronal firing rates in the
subthalamus of the 6-hydroxydopamine-lesioned rat were significantly
reduced by systemic administration of the dopamine precursor
L-DOPA and the nonselective dopamine receptor agonist apomorphine. What was surprising about these observations was that the
effects of the agonists in the intact rat were quite different. The
mean firing rate of STN neurons in the intact rat was not altered by
L-DOPA and was significantly increased by apomorphine (present study and Kreiss et al., 1996 ). The increased effectiveness of
L-DOPA in the parkinsonian state could be caused by
receptor supersensitization, a phenomenon believed to underlie the
alterations of motor output characteristic of the dopamine-depleted
animal (Ungerstedt, 1971 ; Schoenfeld and Uretsky, 1973 ; Miller and
Beninger, 1991 ). Another reason L-DOPA could be more
efficacious in the lesioned state is because there are fewer
dopaminergic uptake sites to compensate for increased levels of
extracellular dopamine (Abercrombie et al., 1990 ; Orosz and Bennett,
1992 ). However, neither a supersensitization of receptors nor an
increase in drug efficacy can explain the dramatic conversion of the
excitatory effect of apomorphine in the subthalamus of the intact rat
to its inhibitory effect in the subthalamus of the lesioned rat.
The excitatory effect of apomorphine in the STN of the intact rat
challenges the premises that underlie the prediction that dopaminergic
agents would inhibit neuronal activity in the STN. Anatomical
considerations have led to the idea that dopamine receptor agonists
would alter STN neuronal activity indirectly, predominantly via effects
on the striatopallidal pathway. A number of studies have provided
evidence that the major dopamine receptor subtype expressed by the
striatopallidal neurons is the D2 subtype (Gerfen et al., 1990 ; Levey
et al., 1993 ; Le Moine and Bloch, 1995 ; but see Surmeier et al., 1993 ,
1996 ). It has been hypothesized that the direct dopamine D1/D2 receptor
agonist apomorphine and the indirect agonist L-DOPA would
reduce activity in the STN by stimulating striatopallidal D2 receptors,
thus reducing GABAergic input to the globus pallidus and thereby
enabling pallidosubthalamic neurons to become disinhibited and thus to
increase inhibitory input to the subthalamus.
Results from the current study challenge this proposed scenario, as
does a comparison of data from previous studies of the globus pallidus
and STN (Carlson et al., 1990 ; Kreiss et al., 1996 ). In the current
study, administration of the dopamine D2 receptor agonist quinpirole
alone had no effect on the mean firing rate of neurons in the STN of
either 6-hydroxydopamine-lesioned or intact rats. Thus, selective
stimulation of dopamine D2 receptors reproduced neither the inhibitory
effects of L-DOPA and apomorphine in the lesioned rat nor
the excitatory effects of apomorphine in the intact rat. Quinpirole
did, however, markedly reduce firing rates of STN neurons in the
lesioned rat when administered after a D1 receptor agonist. This
finding suggests that activation of the D1 receptor is essential for
the inhibitory effects of dopamine agonists in the lesioned rat.
Activation of the D1 receptor is also essential for the effects of
apomorphine on STN neuronal activity in the intact rat; the excitatory
effects of apomorphine were completely blocked by pretreatment with a
D1 receptor antagonist (D. S. Kreiss and J. R. Walters, unpublished
observations).
The role of the D1 receptor in the dopaminergic regulation of the
subthalamus is complex, as illustrated by the observation that the
qualitative shift in the effects of apomorphine from the intact to the
lesioned rat was not accompanied by a corresponding alteration in the
effects of the selective D1 receptor agonist SKF 38393. Administration
of SKF 38393 alone increased STN neuronal firing rates in both
6-hydroxydopamine-lesioned rats and intact rats (Kreiss et al., 1996 ;
present study). Moreover, the excitatory effects of the D1 receptor
agonist seemed to be enhanced in the lesioned rat because a dose of SKF
38393 that did not significantly alter the firing of STN neurons in the
intact rat significantly increased the firing in the lesioned rat.
Augmentation of responses to D1 receptor agonists in the STN of the
lesioned rat have been reported previously in studies measuring
biochemical indexes of neuronal activation such as c-fos
expression (Ruskin and Marshall, 1995 ) and glucose metabolism (Trugman
and Wooten, 1987 ). One aspect of the D1 receptor-mediated effect in the
STN that was altered by lesion was the role of the dopamine D2
receptor. In the intact rat, endogenous dopamine D2 receptor tone was
necessary for the expression of D1 receptor-mediated effects because
blockade of D2 receptors by pretreatment with the D2 receptor
antagonist haloperidol prevented SKF 38393-induced increases of STN
neuronal firing rates. The necessity of D2 receptor tone for the
expression of D1 receptor-mediated effects was abolished in the
lesioned state because SKF 38393 increased neuronal firing rates in
dopamine-depleted rats.
Results from the present study suggest that regulatory mechanisms
affecting the activity of STN neurons in the lesioned state differ from
mechanisms most commonly described for dopamine-mediated phenomena
involving basal ganglia function (for review, see Waddington and Daly,
1993 ; White and Hu, 1993 ; Marshall et al., 1997 ). In many reports, an
interdependence between D1 and D2 receptor-mediated processes has been
shown to underlie dopaminergic effects in the intact rodent, whereas an
independence of D1 and D2 receptor-mediated effects seems to underlie
dopaminergic phenomena in the lesioned rodent. However, a shift from
interdependence to independence of D1 and D2 receptor-mediated effects
cannot explain the conversion of the excitatory effects of apomorphine
in STN of the intact rat to the inhibitory effects of apomorphine in
the STN of the lesioned rat. With respect to the subthalamus, removal
of dopaminergic input to the basal ganglia seems to alter the net
effect of the interaction between the receptor subtypes. One
explanation for the altered nature of the relationship between D1 and
D2 receptor-mediated processes may be a change in the relative
influence of the various afferents that regulate neuronal activity in
the STN. Perhaps the inhibitory effect of apomorphine involves an
increase in the relative weight of inhibitory input from the external
globus pallidus, enabling it to overcome the dopamine D1
receptor-mediated excitatory input (putatively from the cortex). A
second possibility is that dopamine D1 and D2 receptor interactions are
altered within the STN itself, because both receptor subtypes have been
shown to be present within the nucleus (Martes et al., 1985 ; Bouthenet et al., 1987 ; Dawson et al., 1988 ; Fremeau et al., 1991 ; Kreiss et al.,
1996 ).
In conclusion, the present study provides support for the idea that
hyperactivity of STN neurons contributes to the pathophysiology of
Parkinson's disease. Neurons of the subthalamus in the lesioned rat
were found to have elevated basal firing rates. Moreover, the most
common pharmacological approach to reversing parkinsonian symptomology,
administration of nonselective dopamine receptor agonists such as
L-DOPA, markedly decreased the firing of the hyperactive
STN neurons. Results demonstrate that both dopamine D1 and D2 receptors
play a critical role in the regulation of STN neuronal activity, thus
challenging the hypothesis that effects of dopaminergic agonists on the
STN can be explained predominantly by actions at striatal dopamine D2
receptors. Present findings suggest that an integration of D1 and D2
receptor-mediated processes underlies the dopaminergic regulation of
STN neuronal activity, both in the intact and dopamine-depleted
states.
FOOTNOTES
Received Feb. 10, 1997; revised June 2, 1997; accepted June 17, 1997.
We thank Dr. Debra Bergstrom for her comments on this manuscript, Dr.
Michael J. Twery for his assistance with 6-hydroxydopamine lesion
procedures, and Dr. Y. Kaneoke for providing the burst analysis
program.
Correspondence should be addressed to Dr. Judith Walters, National
Institute of Neurological Disorders and Stroke, National Institutes of
Health, Building 10/5C-103, 9000 Rockville Pike, Bethesda, MD
20892-1406.
Dr. Kreiss' present address: University of Central Arkansas,
Department of Biology, Lewis Science Center, Conway, AR 72035.
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