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Volume 17, Number 19,
Issue of October 1, 1997
pp. 7228-7236
Copyright ©1997 Society for Neuroscience
Phenotypic Alteration of Astrocytes Induced by Ciliary
Neurotrophic Factor in the Intact Adult Brain, As Revealed by
Adenovirus-Mediated Gene Transfer
Fabrice Lisovoski1,
Said Akli2,
Elise Peltekian1,
Emmanuelle Vigne3,
Georg Haase2,
Michel Perricaudet3,
Patrick A. Dreyfus1,
Axel Kahn2, and
Marc Peschanski1
1 Faculté de Médecine, Institut National de
la Santé et de la Recherche Médicale Unité 421, Institut Mondor de Médecine Moléculaire, Institut Gustave
Roussy, 94010 Créteil Cedex, France, 2 Institut
National de la Santé et de la Recherche Médicale
Unité 129, Institut Cochin de Genetique Moleculaire, 75014 Paris,
France, and 3 Centre National de la Recherche Scientifique,
Unité de Recherche Associée 1301/Rhône-Poulenc Rorer,
Institut Mondor de Médecine Moléculaire, Institut Gustave
Roussy, 94805 Villejuif Cedex, France
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Synthesis of the ciliary neurotrophic factor (CNTF) and its
specific receptor (CNTFR ) is widespread in the intact CNS, but potential biological roles for this system remain elusive.
Contradictory results have been obtained concerning a possible effect
on the morphological and biochemical phenotype of astrocytes. To
reassess this question, we have taken advantage of adenovirus-mediated gene transfer into the rat brain to obtain the local release of CNTF.
Stereotaxic administration of CNTF recombinant adenovirus vectors into
the striatum led to phenotypic changes in astrocytes located in regions
that were related axonally to striatal neurons at the injection site.
Astrocytes appeared hypertrophied and displayed an increase in both
GFAP and CNTF immunoreactivity. This response was observed up to 5 weeks after injection, the longest time studied. It was not observed
after the administration of a control vector. The methodology used in
the present study, allowing us to analyze the effect of the factor in
areas remote from the injection site, has provided conclusive evidence
that CNTF affects the astroglial phenotype in the intact CNS. The
characteristics of these effects may explain why contradictory results
have been obtained previously, because this signaling system seems to
have a low efficiency and therefore requires a high local concentration
of the factor close to the target cells. One might speculate as to the
involvement of a CNTF astroglio-astroglial signaling system in the
organized response of a population of astrocytes to changes in CNS
homeostasis detected locally, even by a single cell.
Key words:
CNTF;
adenovirus vector;
astroglial differentiation;
in vivo gene transfer;
astrogliosis
INTRODUCTION
The biological roles of the ciliary
neurotrophic factor (CNTF) in the CNS remain a matter of speculation.
There is a large body of data demonstrating that CNTF and its specific
receptor, CNTFR , are synthesized by numerous cells in the CNS (see
references in Richardson, 1994 ; Sendtner et al., 1994 ; Stahl and
Yancopoulos, 1994 ; Mac Lennan et al., 1996), suggesting that CNTF may
play important roles therein. Application of exogenous CNTF to various neural cell populations has profound effects. Raff and colleagues have
demonstrated a differentiating effect on glial progenitors, directing
their maturation toward an astrocytic phenotype (Hughes et al., 1988 ).
There does not seem to be, however, a significant synthesis of CNTF
during development (Stöckli et al., 1989 ). A protective effect of
CNTF on various neuronal and glial populations also has been
established (Louis et al., 1993 ; Richardson et al., 1994; Sendtner et
al., 1994 ; Sagot et al., 1995 ; Anderson et al., 1996 ; Emerich et al.,
1996 ). Exogenous CNTF is able to rescue motoneurons and thalamic,
septal, and striatal neurons as well as oligodendrocytes.
These results have led to the hypothesis that CNTF may act specifically
as an "injury molecule" in the adult CNS, with a protective role
(Thoenen, 1991 ; Adler, 1993 ). Such an hypothesis is, however, difficult
to reconcile with the widespread synthesis of CNTF and CNTFR in the
intact adult CNS. This hypothesis was based, also, on the fact that
CNTF lacks a signal peptide and cannot, therefore, be secreted via a
conventional pathway, suggesting that only cell damage could lead to
its release. It is known, however, that other molecules lacking a
signal peptide, e.g., the 18 kDa isoform of basic fibroblast growth
factor (bFGF) and interleukin (IL)-1 , are secreted via a
nonconventional energy-dependent pathway (Rubartelli et al., 1990 ;
Florkiewicz et al., 1995 ). In addition, the low abundance of CNTF in
the medium of astrocytic cultures (Lillien et al., 1988 ) may be
attributable, at least in part, to the trapping of released CNTF
molecules by membrane-bound receptors (Kamiguchi et al., 1995 ).
Neuroprotection during CNS damage therefore may not summarize entirely
the biological role of CNTF.
Recent experiments have approached this issue by injecting recombinant
CNTF into the otherwise intact adult CNS (Winter et al., 1995 ;
Clatterbuck et al., 1996 ; Levison et al., 1996 ). These injections have
induced morphological and biochemical astroglial differentiation (or
so-called "activation"). Although these authors took good care in
comparing these data with the appropriate controls, it is difficult to
avoid lesioning CNS tissue during intracerebral injections; this in
itself induces reactive gliosis. In addition, it has not been possible
to replicate these findings in other in vivo experiments
(Emerich et al., 1996 ) nor in astrocytic cultures (Smith et al., 1996 );
thus, the issue remains controversial.
The present study has been undertaken to address this issue of a
differentiating effect of CNTF on astroglia in the intact adult CNS,
using a methodology that would create as little harm as possible and
taking advantage of the ability of adenovirus vectors to transfer a
gene into neural cells in vivo.
MATERIALS AND METHODS
The effects of the intracerebral administration of two
adenoviral vectors recombinant for the lacZ gene of Escherichia
coli (AdRSV.nlslacZ; Stratford-Perricaudet et al., 1990 ) and for a gene construct encoding a secreted form of CNTF, respectively, were
studied in adult Sprague Dawley rats.
Preparation of viral vectors. Digestion of the plasmid
pChim5, generously provided by Drs. Sendtner and Thoenen (Sendtner et
al., 1992 ), by HindIII and XbaI leaves a DNA
fragment containing the rat genomic DNA (exon 1, intron, exon 2) and an
attached sequence encoding the mouse NGF signal peptide. After the ends
were filled with the Klenow fragment of DNA polymerase I, the DNA was
ligated into the adenoviral plasmid digested by EcoRV
downstream of the Rous sarcoma virus (RSV) long terminal repeat,
according to a previously described technique (Stratford-Perricaudet et
al., 1990 ). This gave rise to a plasmid, pAdRSV.CNTF, which was used for homologous recombination with the Ad1327 mutant virus deleted in
regions E1A, E1B, and E3 (see Fig.
1A). After isolation, the virus vector AdRSV.CNTF was
amplified in 293 cells, a transcomplementing cell line for
E1 function (Graham et al., 1977 ), and obtained at titers
up to 1012 pfu/ml.
Fig. 1.
Construction of the CNTF adenovirus vector,
and validation. A, Construction of the recombinant
adenovirus vector using the pChim5 plasmid (Sendtner et al., 1992 ).
B, Northern blot showing the two transcripts of 1.1 and
1.6 kbp, respectively, present at a ratio of 9:1 in 293 cell
preparations infected with AdRSV.CNTF (right), but not
in controls (nonrecombinant PLN9 adenovirus, left). A
CNTF genomic probe was used to identify the transcripts. C, In situ hybridization of ependymal
cells of the third ventricle (V) after
intraventricular injection of AdRSV.CNTF (left) or
AdRSV.nlsLacZ (right). D, CNTF
immunohistochemistry showing ependymal cells of the lateral ventricles
(LV) immunostained for CNTF after
intracerebroventricular injection of AdRSV.CNTF. E,
Survival of purified motoneuronal populations in Ham's F12
medium, treated with muscle extract (M.E.) or
AdRSV.CNTF. All surviving neurons were counted in a representative experiment in six to nine Petri dishes at various times after plating.
F, Morphology of a cultured motoneuron 7 d after
infection with AdRSV.CNTF. Scale bar (at bottom right):
160 µm in C; 400 µm in D; 35 µm in
F.
[View Larger Version of this Image (62K GIF file)]
In vitro experiments. Cultures of purified motoneuronal
populations were prepared according to Bloch-Gallego et al. (1991) . The
spinal cord of leghorn chicken embryos at 5.5 d
(Hamburger-Hamilton stage 27-28) was dissected out, treated with
trypsin, and then mechanically dissociated. Cells were placed for 1 hr
at 37°C in a Petri dish coated with SC1 antibodies. After being
rinsed, motoneurons were eluted with an excess of SC1 antibodies and
seeded in polyornithine-coated Petri dishes (35 mm in diameter) so that
the number of cells per dish corresponded, approximately, to one half
spinal cord. Cells were cultured in Ham's F12 medium
supplemented with insulin (10 µg/ml) and glucose (10 mM).
Survival of motoneurons was analyzed in parallel, using four types of
experimental procedures: (1) without complementation; (2) with a
complement of chick muscle extract, prepared as described by Henderson
et al. (1993) ; (3) with infection using AdRSV.nlslacZ
(107 pfu/ml) for 1 hr, 24 hr after the beginning of
the session; (4) with a similar protocol of infection using AdRSV.CNTF.
The number of surviving neurons was counted every other day with a
phase-contrast microscope. In addition, the morphology of neurons
treated with AdRSV.CNTF was analyzed after 4, 6, and 8 d in
culture. In this latter case, motoneurons were infected with both
AdRSV.CNTF and AdRSV.nlsLacZ for better viewing of their structure.
Cells were fixed by treatment with 4% paraformaldehyde in phosphate
buffer, pH 7.4 (0.1 M).
CNTF protein measurement. CNTF protein levels were measured
in triplicate samples by a two-site enzyme immunoassay, according to
the manufacturer's protocol, using monoclonal anti-CNTF antibodies (clone 5/3/6B and clone 4-68; Boehringer Mannheim, Mannheim, Germany) that recognize rat CNTF.
A 96-well microtiter plate (ELISA plate, Nunc, France) was
incubated with 100 µl/well of 50 mM
Na2CO3/NaCHO3 buffer, pH
9.6, containing 2.5 µg/ml of mouse monoclonal anti-CNTF (clone
5/3/6B) for 3 hr at room temperature (RT). After it was washed with PBS containing 0.1% Tween 20, each well was incubated for 2 hr at RT with
200 µl of 5% BSA in PBS. Then the wells were incubated for 3 hr at
RT with 100 µl of the sample or with the standard solution (0-3
ng/ml of rat CNTF in PBS containing 1% BSA and 0.1% Tween 20, pH 7.4;
sample buffer). Mouse monoclonal anti-CNTF (clone 4-68) was diluted to
250 mU/ml with sample buffer. After washing, each well was incubated
with 100 µl of this solution overnight at 4°C. After washing,
-galactosidase activity was determined by incubation with 100 µl
of the substrate solution [2 mg/ml of chlorophenol- -galactopyranoside in the substrate buffer containing (in mM): HEPES 100, NaCl 150, MgCl2 2, BSA 1%,
pH 7.0] for 3 hr in the dark at 37°C. The optical density of the
colored product was measured at 570 nm, using an ELISA reader
(Multiscan, Lab System). The detection limit of this assay was
evaluated at 95 pg/ml.
For this analysis a population of cells not belonging to the nervous
system (rat pleural mesothelial cells) was chosen to avoid possible
bias introduced by endogenous synthesis of either CNTF or CNTFR .
These cells were kindly provided by Dr. Jaurand (Institut National de
la Santé et de la Recherche Médicale U139, Créteil,
France) and were cultured in a medium containing penicillin (10 U/ml),
as previously described (Jaurand et al., 1981 ). When the cells were
confluent (3.106 cells/25 cm2),
they were transduced with AdRSV.CNTF (80 pfu/cell) in a medium without
fetal bovine serum (FBS) for 2 hr at 37°C. Then the medium was
replaced by culture medium containing 10% FBS.
At 48 hr later the culture medium was changed; the supernatant
conditioned during the following 48 hr was collected, and proteins were
concentrated (Centrex UF2, Schleicher & Schuell, Germany) for
immunoassay.
In vivo experiments. Intraventricular and
intraparenchymal injections of adenovirus vectors were performed in
anesthetized adult female Sprague Dawley rats, using stereotaxic
coordinates. Intrastriatal (IS) and intracerebroventricular (ICV)
injections were performed either with AdRSV.CNTF diluted from a stock
solution at a titer of 1012 pfu/ml (IS, 2 × 107 pfu/2 µl at 3 points, n = 24;
ICV, 4 × 109 pfu/4 µl, n = 4) or with AdRSV.nlsLacZ (IS, 107 at a single point
or 2 × 107 pfu/2 µl at 3 points,
n = 15; ICV, 4 × 109 pfu/4
µl, n = 2).
In some experiments (n = 6) colchicine (50 µg
in 10 µl) was injected intracerebroventricularly 12 hr after
intrastriatal injection of AdRSV.CNTF, and the animals were perfused 48 hr later. In other control experiments (n = 4)
quinolinic acid (240 nM; Sigma, France) or
MPP+ (100 nM; Sigma) was injected into
the striatum of previously untreated rats. The animals were perfused
8 d later.
Histological procedures. For in situ
hybridization, rats were injected into the right lateral ventricle with
AdRSV.CNTF or AdRSV.lacZ. Animals were killed 2 d later by
transcardial perfusion of 4% paraformaldehyde in 0.1 M
phosphate buffer; brains were removed and cryoprotected overnight in a
30% sucrose phosphate buffer solution. Sections 20 µm thick were cut
on a cryostat. Hybridization was performed with
33P-CTP-labeled sense and antisense RNA probes
synthesized by in vitro transcription, using T7 and SP6 RNA
polymerase and plasmid vectors pChim5, linearized with NheI,
and pRc.CNTF, linearized with HindIII, respectively. These
probes span 60 nucleotides (nt) of mouse NGF signal sequence and the
initial 70 nt of rat CNTF exon 1. Slides were dipped into nuclear
emulsion (Amersham, Les Ulis, France) and revealed after 3 weeks.
For immunocytochemistry, rats were injected either into the lateral
ventricle or into the striatum with AdRSV.CNTF or AdRSV.nlslacZ. After
various survival times between 24 hr and 5 weeks, animals were killed
as described above. Serial coronal sections of the brain were cut at 40 µm, and adjacent sections were incubated overnight with primary
antibodies. Immunostaining was revealed by appropriate biotinylated
secondary antibodies (1:200), anti-rabbit or anti-mouse, depending on
the primary antibody, and then by the avidin peroxidase technique
(Vector, France). Primary antibodies used identified GFAP (rabbit
polyclonal, Dako, France), CNTF (mouse monoclonal, generously given by
Dr. Sendtner, University of Würzburg, Germany, or from Boehringer
Mannheim), DARPP32 (mouse monoclonal, generously provided by Dr.
Greengard, The Rockefeller University, New York, NY), the receptor of
the third complement fraction (OX-42, mouse monoclonal, Cambridge
Research Biochemicals, UK), major histocompatibility complex antigens I
and II (OX-18 and OX-6, mouse monoclonals; Cambridge Research
Biochemicals), and lymphocytes (OX-19, mouse monoclonal; Cambridge
Research Biochemicals). In addition, X-gal histochemistry was used to
demonstrate transgene expression after injection of Ad.RSVnlslacZ,
according to a previously described technique (Akli et al., 1993 ).
RESULTS
Preliminary experiments demonstrated the ability of the
AdRVS.CNTF to transfer into neural cells a gene encoding a secreted molecule with biological similarity to CNTF. In vivo studies
demonstrated that expression of this transgene provoked morphological
and biochemical differentiation of astrocytes in the intact adult rat
brain.
Validation of the AdRSV.CNTF vector
The ability of the AdRSV.CNTF vector to transduce neural cells and
to induce the synthesis of a protein with a biological activity
comparable to that of CNTF was checked in vitro and in vivo.
Northern blot analysis of 293 cells infected with AdRSV.CNTF and
harvested for RNA extraction 2 d later showed two transcripts hybridizing with a CNTF probe (Fig.
1B). The size of these
transcripts corresponded to those expected from the use of two
polyadenylation sites present in the 3 untranslated region of the pIX
adenoviral protein contained in the construct.
The amount of CNTF released by control and AdRSV.CNTF-treated
mesothelial cells was examined by two-site ELISA. Control supernatants contained no detectable CNTF. CNTF production by transduced mesothelial cells was 54 pg/106 cells per hour.
Intracerebroventricular injections of 108 pfu
of the AdRSV.CNTF vector transduced ependymal cells that
transcribed the CNTF gene, as revealed by in situ
hybridization, using an antisense probe hybridizing with a fragment
encompassing part of both the sequence encoding the signal peptide of
NGF and the first exon of CNTF (Fig. 1C). Using the same
probe, we found no CNTF transcripts in ependymal cells after
intracerebroventricular injection of AdRSV.nlslacZ (Fig.
1C). A positive signal was observed, however, widespread
through the parenchyma under both conditions (i.e., after
administration of both AdRSV.nlslacZ and AdRSV.CNTF), suggesting that
the probe hybridized also with endogenous CNTF transcripts and was not,
therefore, specific to the transgene mRNA. Immunohistochemistry with an
antibody specifically raised against CNTF revealed the presence of the
protein in the same ependymal cell population (Fig.
1D). No immunostaining was seen in the neighboring
parenchyma. Adjacent sections treated to reveal GFAP immunostaining
showed no phenotypic changes in astroglia. Intracerebroventricular
injections of similar amounts of the control vector, AdRSV.nlslacZ,
provoked neither CNTF gene transcription nor CNTF protein
synthesis.
A CNTF-like neuroprotective effect of the protein synthesized by
transduced cells was sought with an in vitro bioassay by infecting purified populations of chick motoneurons at 5.5 d and analyzing the survival of cells in Ham's F12 medium
supplemented with insulin and glucose only (Fig. 1E).
Motoneurons were unable to survive for 4 d in this medium,
untreated or after transduction with AdRSV.nlslacZ. In contrast, they
survived up to 9 d when treated with AdRSV.CNTF, i.e., for as long
as when treated with chick muscle extracts. Cultured motoneurons
treated with AdRSV.CNTF, fixed after up to 7 d in culture,
displayed a well preserved morphology with a large cell body and long
neurites that gave rise to arborizations of secondary branches (Fig.
1F).
Intraparenchymal injection of adenoviral vectors into the
intact brain
Morphological and biochemical changes in neural cells
were sought, using immunohistochemistry, after injection of
AdRSV.CNTF into the striatum of adult rats. When amounts as high
as 6.107 pfu were injected, little, if any,
pathogenicity for surrounding neurons resulted, as judged in
Nissl-stained sections (Fig.
2A) and with DARPP32
antibodies. In preliminary experiments, results obtained with higher
titers of the AdRSV.CNTF vector showed some neuronal loss around the
needle track and were discarded.
Fig. 2.
Biological effects of intrastriatal AdRSV.CNTF
injections. A, Cresyl violet-stained section at 7 d
postinjection showing no major cytopathogenicity in the vicinity of the
injection site (arrow). B, GFAP
immunohistochemistry two weeks after injection showing an immunostained
area (arrowheads) widely extending beyond the injection
site in the striatum (arrow). The boxed
area is enlarged in the inset, which shows
GFAP-immunoreactive striatal astrocytes characterized by enlarged cell
body and processes. C, GFAP immunohistochemistry 96 hr
postinjection showing immunostained astrocytes in the injected striatum
(S) and in the adjacent globus pallidus
(GP). GFAP immunostaining is much lower on the
noninjected side (D). E, GFAP
immunohistochemistry at 96 hr postinjection showing immunostained
astrocytes in the substantia nigra, pars reticulata
(SNR), and pars compacta (SNC) on the
side of the injection. GFAP immunostaining is much lower on the
noninjected side (F). Scale bar (at
bottom right): 250 µm in A, C-F; 400 µm in B; 160 µm in the inset.
[View Larger Version of this Image (143K GIF file)]
A battery of antibodies was used to search for phenotypic alteration of
microglia (OX-42) for the appearance of major histocompatibility complex antigens (OX-6 and OX-18) that are associated with their activation and for the recruitment of lymphocytes (OX-19). All results
were negative, except in the discrete area of the needle track in which
reactive microglia were immunostained.
In sharp contrast, as early as 24 hr and as late as 5 weeks
(latest time studied) after injection of AdRSV.CNTF, a major increase in GFAP immunostaining was visible in the striatum (Fig.
2B). The area displaying a high level of
immunoreactivity encompassed at least the dorsal third of the striatum
and, in some cases, its entire width in sections up to 2 mm away from
the injection site revealed by the needle track. This increase in GFAP
immunostaining was related to morphological changes in astrocytes,
which displayed a larger cell body and hypertrophied processes (Figs.
2B, inset; 3). Over the
days after the injection of AdRSV.CNTF, similar signs of astroglial
phenotypic changes appeared in other brain nuclei on the side of the
injection, namely the globus pallidus (Fig. 2C,D), the
entopeduncular nucleus, the reticularis thalami, medial and
intralaminar thalamic nuclei, and the substantia nigra, both in its
pars reticulata and in its pars compacta (Fig.
2E,F).
Fig. 3.
Camera lucida drawings of representative
GFAP-immunoreactive astrocytes in the normal (noninjected) striatum
(top) and in the striatal area surrounding an injection
of AdRSV.CNTF (bottom). Note the hypertrophy of
CNTF-treated astrocytes at the level of both their cell body and
primary processes. Scale bar, 20 µm.
[View Larger Version of this Image (19K GIF file)]
Control experiments were performed by the injection of
AdRSV.nlslacZ. In this case, a cytopathogenicity for neurons
surrounding the needle track was visible for injections over
107 pfu. Injections of 107 pfu
into the striatum transduced cells, as demonstrated by X-gal staining,
around the injection site. X-gal-stained neurons also were observed in
the ipsilateral cerebral cortex, medial thalamus, substantia nigra pars
reticulata (but not in the pars reticulata), and the dorsal raphe.
These injections provoked an astroglial response, characterized by an
increased GFAP immunoreactivity and morphological changes, in a
striatal area in the vicinity of the injection site. In contrast, no
astroglial phenotypic alteration was observed in other brain nuclei,
including those in which intrastriatal injection of AdRSV.CNTF provoked
astroglial phenotypic alteration. Injection of 6.107
pfu of AdRSV.nlslacZ provoked neuronal cell loss in the striatum. Hypertrophied astrocytes with increased GFAP immunoreactivity in these
cases were present all along the border of the lesion, and the striatal
area containing hypertrophied astrocytes was enlarged, although
encompassing no more than a cylinder a few hundred micrometers in width
around the lesion site. Under these conditions, astrogliosis also was
observed in medial and intralaminar thalamic nuclei and in the
substantia nigra in its pars compacta only. Similar results were
obtained when a striatal lesion was produced by injection of toxic
agents (quinolinic acid or MPP+).
CNTF immunoreactivity after intraparenchymal injection
of AdRSV.CNTF
After intrastriatal injections of AdRSV.CNTF, immunostaining with
antibodies specifically raised against CNTF revealed a small area of
dense immunoreactivity from 200 to 400 µm in diameter around the
needle track. Surrounding this area there was also a conspicuous
increased immunostaining in an area that was superimposable with that
demonstrating increased GFAP immunoreactivity in adjacent sections
(Fig. 4A). In this
area surrounding the injection site CNTF-immunoreactive cells were
morphologically similar to the GFAP-immunoreactive astrocytes (Fig.
4B). An increased CNTF immunolabeling also was
observed outside the striatum in areas superimposable with those
displaying increased GFAP immunostaining, including the globus
pallidus, entopeduncular nucleus, reticularis thalami, medial and
intralaminar thalamic nuclei, and the substantia nigra, both pars
reticulata and pars compacta (Fig. 4C). This was not observed with AdRSV.nlslacZ injections, in which only hypertrophied astrocytes bordering the needle track (Fig.
4D) or a lesion site were immunopositive for
CNTF. This type of astroglial reactivity, characterized by a restricted
area containing hypertrophic GFAP-immunoreactive astrocytes and by the
presence of a small number of CNTF-immunoreactive hypertrophic
astrocytes at the border of a lesion, clearly was related to a lesion
effect, because it also was obtained when lesions were produced by
intrastriatal injection of quinolinic acid or MPP+
(Fig. 4E).
Fig. 4.
A, CNTF immunoreactivity 2 weeks after injection of AdRSV. CNTF into the striatum in a section
adjacent to the one immunostained for GFAP in Figure
2A. The area surrounding the needle track is densely stained (arrow), but immunoreactive elements are
present in much wider areas (arrowheads).
B, High-power view of immunoreactive cells in the
striatal area surrounding an injection site. C,
CNTF-immunoreactive cells in the substantia nigra pars reticulata
(SNR) and pars compacta (SNC) on the side
of the injection 4 d after injection of AdRSV.CNTF. D, CNTF immunoreactivity after injection of
AdRSV. nlsLacZ in the striatum (arrow).
E, CNTF-immunoreactive hypertrophic astrocytes at the
border of a lesion (L) obtained by intrastriatal
injection of MPP+. F,
CNTF-immunoreactive cells (arrowheads) at the
injection site after intraventricular injection of colchicine. Scale
bar (at bottom right): 400 µm in A; 250 µm in C, D, F; 80 µm in B,
E.
[View Larger Version of this Image (145K GIF file)]
When colchicine was injected intraventricularly to block axonal
transport, CNTF immunoreactivity increased after injection of
AdRSV.CNTF, but only in cells aligned along the needle track within a
radius of 200-400 µm (Fig. 4F), i.e.,
corresponding to the small area of dense CNTF immunoreactivity
described above. No increase in CNTF immunoreactivity was seen in the
surrounding striatum nor in other brain nuclei. Adjacent sections,
treated for GFAP immunoreactivity, showed only densely stained
astrocytes in a striatal area surrounding the injection site within a
radius <1 mm.
DISCUSSION
The present study addressed the issue of a role for CNTF in the
intact adult CNS as a differentiating factor for astroglia. Based on a
methodology that made use of in situ transduction of neural
cells by recombinant adenoviral vectors, the results obtained indicate
that CNTF release induced morphological and biochemical changes in
astrocytes in the absence of a lesion. These changes comprised a
hypertrophy of astrocytes and an increase in immunoreactivity for both
GFAP and CNTF. The terms "differentiation" or "stage of
differentiation" were used in this paper, rather than
"reactivity" or "astrogliosis," because the latter have
functional implications that were not obvious here. It is proposed that
these results may reveal a role played by endogenous CNTF in the
adapted response of astroglial populations to localized
stimulations.
Adenovirus-mediated gene transfer into the striatum elicited CNTF
release in striatal afferent nuclei and projection zones
The replication-deficient adenovirus has emerged in recent years
as a vector of choice to transfer a gene of interest into the CNS,
because it is able to transduce very efficiently the postmitotic neural
cells (Akli et al., 1993 ; Bajocchi et al., 1993 ; Davidson et al., 1993 ;
Le Gal La Salle et al., 1993 ). Although recombinant adenoviral vectors
can transduce all neural cell types in culture (Caillaud et al., 1993 ),
they seem to be particularly efficient for neurons in vivo
(Lisovoski et al., 1994 ) (see references and discussion in Peltekian et
al., 1997 ) after intraparenchymal administration. Therefore, it is
likely that the results obtained in the present study are attributable
mainly to CNTF produced and released (because of the adjunction of a
signal peptide) by striatal neurons directly transduced at the
injection site and neurons retrogradely transduced in afferent nuclei
to the striatum.
The location of this injection site was identified by the needle track,
but the volume of tissue in which cells were transduced could not be
assessed directly after injection of AdRSV.CNTF, because the probe used
for in situ hybridization hybridized, apparently, with
transcripts of both the transgene and an endogenous gene. Three
arguments plead, however, in favor of a discrete cylindrical site
around the needle track of not more than a few hundred micrometers in
diameter. First, this is the result obtained when an adenovirus recombinant for the lacZ marker gene was used, as already described (Akli et al., 1993 ; Davidson et al., 1993 ) (see discussion in Peltekian
et al., 1997 ), and confirmed in the controls performed in the present
study. Second, this corresponded to an area that exhibited a higher
intensity of CNTF immunostaining than surrounding regions in the
striatum. Third, intraventricular injection of colchicine restricted
CNTF immunolabeling to a similar cylindrical region, suggesting that
transport systems were involved in the labeling of other regions. As
indicated in Figure 4, the region encompassing directly transduced
cells most probably was, therefore, very limited. Neurons located in
remote nuclei (i.e., the medial and intralaminar thalamus and the
substantia nigra pars compacta) probably also expressed the CNTF
transgene carried by the adenoviral vector, because retrograde
transport leading to gene expression has been observed in control
experiments in the same regions after injection of a vector recombinant
for the lacZ gene, in agreement with previous studies (Akli et al.,
1993 ; Ghadge et al., 1995 ). At least three different populations of
neurons produced CNTF, therefore, under our conditions, namely
striatal, thalamic, and nigral (compacta) neurons.
Because the gene construct included the NGF signal peptide, CNTF might
be released not only directly in these three regions but also after
anterograde axonal transport of the protein to axonal terminals in
striatal projection zones (e.g., globus pallidus, entopeduncular
nucleus, and substantia nigra pars reticulata) as well as in the
projection zones of retrogradely transduced nigral and medial
intralaminar thalamic neurons (large parts of the striatum and thalamic
reticular nucleus) (Fig. 5). There was complete overlap among these theoretical sites of effect and those in
which morphological and biochemical phenotypic changes of astrocytes were, indeed, observed. This overlap strongly supports the conclusion that these changes were attributable to the biological effect of the
factor. The lack of inflammation and lesion in these projection zones
remote from the sites of transduction concurs, in addition, with the
conclusion that our results reveal an effect of CNTF in the intact
neural parenchyma.
Fig. 5.
Scheme indicating all of the areas exhibiting
phenotypic changes of astrocytes after intrastriatal injection of
CNTF-recombinant adenovirus and the axonal pathways linking them to the
striatum. The globus pallidus, the entopeduncular nucleus
(EN), and the substantia nigra pars reticulata
(SNR) receive axons from neurons located at the
injection site. The neurons in the medial intralaminar thalamus
(MT) and the substantia nigra pars compacta
(SNC), which were retrogradely transduced, send axons to
the injected striatum. The reticularis thalami nucleus
(RT) is not connected directly to the injected
striatum, but it receives axon collaterals from neurons in the medial
intralaminar thalamus.
[View Larger Version of this Image (35K GIF file)]
Apparent low efficiency of the astroglial differentiating action
of CNTF
Taking into account only the results obtained specifically in
areas of projection of transduced neurons (globus pallidus, entopeduncular nucleus, substantia nigra pars reticulata from the
striatum, and reticularis thalami from the medial intralaminar thalamus) because they are the least susceptible to lesion or inflammation-related artifacts, one major characteristic of the CNTF
astroglial effect was its spatial restriction, that is, in the close
vicinity of axonal terminals of transduced neurons. This is exemplified
clearly by the absence of astroglial changes in the thalamic
ventrobasal nucleus, which borders for several millimeters the
reticularis thalami in which astroglial changes were visible along its
entire length. Even in a single given nucleus, such as the pars
reticulata of the substantia nigra, changes in astroglial phenotype
seemed possible only in small subregions (e.g., Fig.
4C).
This spatial restriction could, hypothetically, result from two
mechanisms: a lack of diffusion of CNTF in the parenchyma or a low
efficiency of the CNTF stimulation of astroglia, which would require
the factor to be particularly concentrated at the astrocytic membrane
to induce phenotypic changes. It has, however, been demonstrated that
CNTF exerts neuroprotective effects in wide areas around an injection
site (Clatterbuck et al., 1993 ; Hagg and Varon, 1993 ; Anderson et al.,
1996 ) and even several millimeters away from an intraventricular
injection (Emerich et al., 1996 ). This capacity of diffusion from the
ventricular system is, in fact, one of the bases of an ongoing clinical
trial in patients with amyotrophic lateral sclerosis (Aebischer et al., 1996a ,b ). The lack of intraparenchymal diffusion of CNTF is, therefore, an unlikely hypothesis. In contrast, the second hypothesis, which says
that the spatial restriction of the CNTF astroglial effect relates to a
limited efficiency, is supported indirectly by many results. Emerich et
al. (1996) , for instance, have shown a major neuroprotection in the
striatum in the absence of a reported glial differentiation after
continuous intraventricular CNTF release by encapsulated cells at a
rate (15 ng/106 cells per 24 hr), which is in the
range of that obtained by recombinant adenovirus in culture (Smith et
al., 1996 ) and probably is an order of magnitude superior to the CNTF
concentration in the present study. Reciprocally, Winter et al. (1995)
and Levison et al. (1996) have shown so-called "astrogliosis," and
Clatterbuck et al. (1996) have described more precisely the phenotypic
alteration of astrocytes as "gemistocytic" after injections of
recombinant CNTF in the vicinity of intraparenchymal injection sites in
the first two studies and more widespread, but using a much higher (1 µg) very concentrated (0.2 µl) amount of CNTF, in the last
study.
Altogether, a low-efficiency CNTF effect on astrocytes, relative to the
highly efficient neuroprotective action of the factor, may help to
explain why contradictory results have been obtained in experiments
looking for a glial effect (Meyer and Unsicker, 1994 ; Kahn et al.,
1995 ; Winter et al., 1995 ; Clatterbuck et al., 1996 ; Levison et al.,
1996 ; Smith et al., 1996 ) (see references and discussion in Sendtner et
al., 1994 ). This hypothesis adds to, but does not oppose, two other
suggestions recently put forward by Smith et al. (1996) , namely, an
effect related to a particular stage of glial differentiation or
requiring specific cell-to-cell interaction.
Possible biological significance of a low-efficiency astroglial
stimulating system
The results obtained here are based on a release of CNTF deemed
nonphysiological because of alteration by the addition of a signal
peptide and because a neuronal source has been created, rather than the
normal astroglial one (Stöckli et al., 1991 ; Ip et al., 1993 ).
From the present results, one can only, therefore, extrapolate to the
biological significance of a possible astroglio-astroglial signaling
system suggested by our study. Within these limits it is interesting to
note that CNTF release can be stimulated in astrocytes in culture by
numerous factors such as IL-1 , TNF , and EGF (Kamiguchi et al.,
1995 ); reciprocally, CNTF synthesis is inhibited by cAMP-dependent
systems (Rudge et al., 1994 ), suggesting that, under specific
physiological conditions, a CNTF-based signaling system may be finely
tuned. One may speculate that the increase in synthesis of CNTF in one
astrocyte, directly stimulated, may be instrumental in the tuning of
the stage of differentiation of other astrocytes located in the
vicinity, but not directly affected, which may then via this system
participate in an adapted response of an astroglial population as a
whole to the original stimulus. According to this hypothesis, CNTF
could participate in normal astroglial interactions in the intact adult
CNS. It remains to be understood how CNTF may participate in glial
interactions with neurons, knowing that, in the intact CNS, most of the
specific CNTF receptors are expressed by the latter on their cell
surface (MacLennan et al., 1996 ).
FOOTNOTES
Received March 26, 1997; revised June 12, 1997; accepted July 10, 1997.
This study was supported by grants from Institut National de la
Santé et de la Recherche Médicale and Association
Française contre les Myopathies. We are greatly indebted to Drs.
P. Greengard, M. Sendtner, and H. Thoenen for providing antibodies and
plasmids. We also thank C. Gable and C. Bouchard, who participated in
preliminary experiments, and Dr. E. Parrish for review of this
manuscript.
Correspondence should be addressed to Dr. Marc Peschanski,
Faculté de Médecine, Institut National de la Santé et
de la Recherche Médicale Unité 421, IM3, Faculté de
Médecine, 94010 Créteil Cedex, France.
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