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Volume 17, Number 2,
Issue of January 15, 1997
pp. 843-850
Copyright ©1997 Society for Neuroscience
Decreased [18F]Spiperone Binding in Putamen
in Idiopathic Focal Dystonia
Joel S. Perlmutter1, 5,
Mikula K. Stambuk4,
Joanne Markham6,
Kevin J. Black1, 2, 5,
Lori McGee-Minnich1,
Joseph Jankovic7, and
Stephen M. Moerlein3, 5
Departments of 1 Neurology and Neurological Surgery,
2 Psychiatry, and 3 Medicinal Chemistry,
4 Division of Biology and Biomedical Sciences,
5 Mallinckrodt Institute of Radiology, and the
6 Biomedical Computing Laboratory, Washington University
School of Medicine, St. Louis, Missouri 63110, and
7 Department of Neurology, Baylor College of Medicine,
Houston, Texas 77030
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
In this study we have investigated the pathophysiology of two
idiopathic focal dystonias: hand cramp with excessive cocontractions of
agonist and antagonist hand or forearm muscles during specific tasks,
such as writing, and facial dystonia manifested by involuntary eyelid
spasms (blepharospasm) and lower facial and jaw spasms (oromandibular
dystonia). We used positron emission tomography (PET) to measure the
in vivo binding of the dopaminergic radioligand [18F]spiperone in putamen in 21 patients with these two
focal dystonias and compared the findings with those from 13 normals.
We measured regional cerebral blood flow and blood volume in each
subject as well as the radiolabeled metabolites of
[18F]spiperone in arterial blood. A stereotactic method
of localization, independent of the appearance of the images, was used
to identify the putamen in all of the PET images. We analyzed the PET
and arterial blood data with a validated nonsteady-state tracer kinetic model representing the in vivo behavior of the
radioligand. An index of binding called the combined forward rate
constant was decreased by 29% in dystonics, as compared with normals
(p < 0.05). There were no significant
differences between dystonics and normals in regional blood flow, blood
volume, nonspecific binding, permeability-surface area product of
[18F]spiperone or the dissociation rate constant. These
findings are consistent with a decrease of dopamine D2-like
binding in putamen and are the first demonstration of a receptor
abnormality in idiopathic dystonia. These results have important
implications for the pathophysiology of dystonia as well as for
function of the basal ganglia.
Key words:
dystonia;
PET;
spiperone;
D2-like receptors;
putamen;
blepharospasm;
hand cramp
INTRODUCTION
Dystonia is a syndrome of repetitive or sustained
involuntary muscle contractions that frequently produce twisting,
repetitive movements and abnormal postures (Fahn, 1988 ). Idiopathic
dystonias are distinguished from secondary dystonias (such as those
caused by birth injury, stroke, or drug reaction) by the lack of
identifiable etiology (Calne and Lang, 1988 ) and can be classified by
affected body part. Generalized idiopathic dystonia often begins in
childhood, whereas focal dystonias more frequently start in adult life
(Marsden and Harrison, 1974 ; Fahn, 1988 ; Greene et al., 1995 ). There
are several types of idiopathic focal dystonia, including blepharospasm and hand cramp. Blepharospasm refers to spasms of involuntary eyelid
closure that can be sufficiently severe to render a person functionally
blind. Some patients also may have lower facial dystonic spasms; the
combination is called cranial dystonia. Dystonic hand cramp is produced
by excessive cocontractions of agonist and antagonist hand or forearm
muscles during specific tasks, such as writing (writer's cramp) or
typing (typist's cramp) (Sheehy and Marsden, 1982 ; Cohen and Hallett,
1988 ). Clinically, one might suspect that the idiopathic focal
dystonias share a common pathophysiology, because there is frequent
overlap of symptoms in individual patients (Jankovic et al., 1991 ), but
the exact etiological relationship among the idiopathic focal dystonias
remains unclear (Micheli et al., 1994 ) despite recent advances in
genetics (Ozelius et al., 1989 , 1992 ; Waddy et al., 1991 ; Bressman et
al., 1994 ; Kramer et al., 1994 ; Greene et al., 1995 ).
Numerous reports have described structural abnormalities in basal
ganglia contralateral to the symptomatic side in hemidystonic patients
(Grimes et al., 1982 ; Demierre and Rondot, 1983 ; Pettigrew and
Jankovic, 1985 ). Computed tomography (CT) and magnetic resonance imaging (MRI) have revealed putamenal lesions in patients with secondary dystonias (Marsden et al., 1985 ; Fross et al., 1987 ; Obeso
and Gimenez-Roldan, 1988 ; Rutledge et al., 1988 ; Krauss et al., 1992 ;
Bhatia and Marsden, 1994 ; Lee and Rinne, 1994 ), and we found an
abnormality of blood flow and oxygen metabolism in the putamen
contralateral to the side of the body affected by a post-traumatic
paroxysmal hemidystonia despite completely normal brain MRI, CT, and
angiogram (Perlmutter and Raichle, 1984 ). Furthermore, high
field-strength MRI demonstrated prolonged T2 times in the lentiform nucleus in idiopathic torticollis (Schneider et
al., 1994 ). Overall, these studies suggest that the putamen is a likely
site of pathophysiology in dystonia.
Several lines of evidence suggest that abnormalities of dopaminergic
pathways also play a key role in the underlying pathophysiology of
dystonia (Garver et al., 1976 ; Ashizawa et al., 1980 ; Kolbe et al.,
1981 ; Rupniak et al., 1986 ; Poewe et al., 1988 ; Perlmutter et al.,
1993 ; Playford et al., 1993 ; Nygaard, 1995 ), but the specific nature of
the abnormality remains unclear. We have designed this study to
investigate whether there is an abnormality of D2-like dopaminergic specific binding sites in putamen in patients with idiopathic focal dystonia. We have limited our study to include only
those with hand cramp and facial dystonia, because patients with these
conditions can lie within the positron emission tomography (PET)
scanner for the required time without sedation, substantial movement,
or discomfort.
MATERIALS AND METHODS
Subjects. We studied 21 patients with dystonia (16 women, mean age = 59 ± 14 years, range 25-79), including 14 with cranial dystonia and 7 with dystonic hand cramp, as well as 12 normals (6 women, mean age = 53 ± 19, range 21-76)
recruited from the Movement Disorders and Neuro-ophthamology clinics at
Washington University, the Movement Disorders Clinic at the Baylor
College of Medicine, and referrals from the Benign Essential
Blepharospasms and the Dystonia Medical Research Foundation. The
patients did not have dystonia in other parts of the body. None of the
patients or normals had other neurological or psychiatric disease. All had a Mini Mental State Examination score >26 (Folstein et al., 1975 )
and a Hamilton Rating Scale for Depression score <6 (Hamilton, 1960 ).
No subjects were taking medications known to affect dopamine receptor
binding. Some of the patients had been treated with botulinum toxin A
injections directly into affected muscles, as described in Table
1. Additional details of the subjects are included in Table 1. Patients with dystonia and normals were studied concurrently. These studies were approved by the Human Studies Committee of Washington University and by the Radioactive Drug Research Committee (US Food and Drug Administration). Each subject provided written informed consent before participation.
Table 1.
Subject characteristics
| Patient |
Type of
dystonia |
Age |
Gender |
Duration |
Medications |
Time of last
oral
medicine |
|
| 1 |
Cranial |
48 |
M |
6 yrs |
trihexyphenidyl |
6 hr |
| 2 |
Cranial |
54 |
F |
4.5 yrs |
hydralazine,
clonazepam, levothyroxine |
6 hr |
|
|
|
|
|
btx/2 months
ago |
| 3 |
Cranial |
54 |
F |
1.5 yrs |
estrogen, progesterone,
diclofenac, indepamide,
verapamil |
12 hr |
|
|
|
|
|
btx/2 weeks
ago |
| 4 |
Cranial |
46 |
F |
4 yrs |
none |
|
|
|
|
|
btx/5
months
ago |
| 5 |
Cranial |
47 |
M |
3 yrs |
aspirin |
24 hr |
|
|
|
|
|
btx/2
years ago |
| 6 |
Cranial |
48 |
F |
3 yrs |
clonazepam,
orphenadrine |
24 hr |
|
|
|
|
|
btx/5 weeks
ago |
| 7 |
Cranial |
74 |
F |
29 yrs |
cimetidine |
24 hr |
| 8 |
Cranial |
79 |
F |
16 yrs |
hydrochlorothiazide |
24 hr |
|
|
|
|
|
btx/4
months |
| 9 |
Cranial |
66 |
F |
6 yrs |
salicylate |
24 hr |
|
|
|
|
|
btx/5
years
ago |
| 10 |
Cranial |
54 |
F |
6 yrs |
none |
|
|
|
|
|
btx/6
months
ago |
| 11 |
Cranial |
54 |
F |
1 yr |
estrogen |
24 hr |
|
|
|
|
|
btx/5
weeks
ago |
| 12 |
Cranial |
73 |
M |
1 yr |
trihexyphenydyl |
24 hr |
| 13 |
Cranial |
77 |
F |
12 yrs |
none |
|
|
|
|
|
btx/4
weeks ago |
| 14 |
Cranial |
55 |
F |
2.5 yrs |
estrogen,
levothyroxine |
24 hr |
|
|
|
|
|
btx/4 months
ago |
| 15 |
Hand |
38 |
F |
10 yrs |
none |
| 16 |
Hand |
50 |
M |
3 yrs |
none |
|
|
|
|
|
btx/3
months ago |
| 17 |
Hand |
59 |
F |
15 yrs |
propoxyphene,
atenolol |
24 hr |
| 18 |
Hand |
67 |
F |
9 yrs |
quinapril |
24 hr |
|
|
|
|
|
btx/1
month
ago |
| 19 |
Hand |
68 |
M |
26 yrs |
none |
|
|
|
|
|
btx/3
years
ago |
| 20 |
Hand |
25 |
F |
4 yrs |
none |
| 21 |
Hand |
45 |
F |
15 yrs |
levothyroxine,
estrogen, progesterone |
24 hr |
| Mean |
|
56 |
5 M, 16 F |
8.5 |
| SD |
|
14 |
|
7.9 |
| Range |
|
25-79 |
|
1-29 |
|
|
|
| Normals |
| 22 |
|
21 |
M |
|
none |
| 23 |
|
53 |
F |
|
nicotine
patch |
24 hr |
| 24 |
|
76 |
M |
|
hydrochlorothiazide,
lovastatin,
aspirin |
24 hr |
| 25 |
|
24 |
F |
|
none |
| 26 |
|
40 |
M |
|
none |
| 27 |
|
24 |
F |
|
estrogen,
progesterone |
24 hr |
| 28 |
|
67 |
F |
|
gemfibrozil |
24 hr |
| 29 |
|
60 |
F |
|
none |
| 30 |
|
64 |
M |
|
none |
| 31 |
|
72 |
M |
|
none |
| 32 |
|
65 |
M |
|
none |
| 33 |
|
63 |
F |
|
aspirin |
24 hr |
| Normals
Mean |
|
52 |
6 F, 6 M |
| ± SD |
|
20 |
| Range |
|
21-76 |
|
|
btx, Botulinum toxin A injections; F, female; M, male. There was
no statistically significant difference between the ages of the
dystonics and normals (p > 0.5, two-tailed t
test).
|
|
MRI. Each subject had an MRI of the brain with the Siemens
Vision 1.5 T Magnetom scanner. The following pulse sequences were used:
MPRAGE (TR = 9.7 msec, TE = 4 msec,
flip angle = 12, time = 6:36, pixel size = 1 × 1 × 1.25 mm), turbo spin echo (TR = 4100 msec,
TE = 110 msec, flip angle = 140, time = 5:48,
pixel size = 1.19 × 1 × 1.25 mm), and proton density
(TR = 3675 msec, TE = 20, 90 msec, flip
angle = 90, time = 8:54, pixel size = 1.3 × 0.90 × 1.3 mm). A midsagittal scout
T1-weighted spin echo sequence was used to
identify midline structures such as the inner table of the skull and
anterior and posterior commissures.
PET. PET studies were done with the Siemens 953b in the
two-dimensional mode with 31 simultaneous slices with 3.4 mm
center-to-center slice separation (Spinks et al., 1988 ; Mazoyer et al.,
1991 ). Attenuation factors were measured for each subject by using
rotating rod sources of [68Ge]/[68Ga].
Reconstructed transaxial resolution of the emission images was ~12
mm, and axial resolution was ~4.2 mm. Each reconstructed voxel is
~2 × 2 × 3.4 mm.
Protocol. All subjects were videotaped on the day of the PET
studies. Subjects were placed in the PET scanner, a 20-gauge catheter
was inserted into an arm vein for injection of radiopharmaceuticals, and a similar catheter was inserted into a radial artery, after local
anesthesia with lidocaine, for sampling arterial blood. The head was
positioned to include imaging from the top of the striatum to the lower
portions of the cerebellum. We placed ear plugs with radio-opaque
markers to confirm that the head was not rotated about the
anterior-posterior or vertical axes and then stabilized the head with
a polyform plastic mask molded to the subject's head. A lateral skull
radiograph taken with a reference PET slice marked by a radio-opaque
wire provided a permanent record of the patient's position (Fox et
al., 1985 ). For each emission scan, the eyes were closed and the ears
not further occluded. We measured regional cerebral blood volume (rCBV)
with a 5 min scan beginning 2 min after inhalation of 50-100 mCi of
C15O and regional cerebral blood flow (rCBF) with a 40 sec
scan after injection of 50 mCi of H215O
(Herscovitch et al., 1983 ; Raichle et al., 1983 ; Martin et al., 1987 ;
Videen et al., 1987 ). Radioligand binding was measured with [18F]spiperone ([18F]SP), because this was
the only dopaminergic radioligand available to us for human studies at
the time these studies began. Five milliliters of arterial blood were
taken for measurement of the free fraction
(f1; dimensionless) of
[18F]SP in blood (done in duplicate or triplicate) with a
centrifree technique (Perlmutter et al., 1986 ). After adequate time
allotted for decay of 15O, as much as 5 mCi of
no-carrier-added [18F]SP containing <1 µg of unlabeled
ligand (specific activity >2000 Ci/mmol) was injected intravenously,
and PET scans were begun immediately. Initial scans were 60 sec and
increased up to 10 min to maintain adequate counts for statistical
accuracy (Perlmutter et al., 1987 ). During these scans, ~35 arterial
blood samples were collected to measure total radioactivity, and 11 of
these samples were assayed in duplicate for the fraction of
[18F] activity that represented unmetabolized
[18F]SP (Perlmutter et al., 1986 ). Subjects were observed
continuously throughout the PET procedures. Some of the patients had
minimal blepharospasm, but there were no other movements seen.
Data analysis. All volumes of interest (VOIs) were
identified by an observer blinded to subject diagnosis. For each
subject, we started with the same coordinates for the center of putamen identified on a stereotactic atlas of the brain (Talairach and Tournoux, 1988 ), then transferred these coordinates to the appropriate single PET slice by a stereotactic method of localization (Fox et al.,
1985 ), and finally expanded the VOI to include putamenal activity on
the slices immediately above and below. The same-sized region was
outlined on all slices (9 × 5 voxels), and then the regional
values were averaged across the three slices and for the right and left
putamen. A single hemispheric cerebellar value was averaged from left-
and right-sided regions (5 × 5 voxels each) identified on three
PET slices. The VOIs were held in a constant position for all frames of
the dynamic collection made after injection of [18F]SP
and for the CBV and CBF images. The [18F] tissue activity
curves were decay-corrected to the time of injection of
[18F]SP. We calculated radioligand binding with a tracer
kinetic model previously described (Perlmutter et al., 1986 ), validated (Perlmutter et al., 1989 , 1991 ) and applied to human studies
(Perlmutter et al., 1987 ). Briefly, PET and arterial blood data were
analyzed with a nonsteady-state two-compartment model to estimate the
free fraction of radioligand in the cerebellum
(f2; dimensionless) as a measure of the
nonspecific binding. This value was assumed to be the same in the
putamen, and then a three-compartment, three-parameter nonsteady model
was used to estimate the local permeability-surface area product (PS)
for [18F]SP at the blood-brain barrier, the combined
forward rate constant (CFRC) of [18F]SP (this equals the
apparent maximum number of specific binding sites times the association
rate constant of [18F]SP for the specific sites) as well
as the dissociation rate constant of [18F]SP-receptor
complex. The assumptions and limitations of this approach have been
described in detail, including the test-retest variability of
calculations of the relevant binding variables (Mintun et al., 1984 ;
Perlmutter et al., 1986 , 1987 , 1989 , 1991 ).
Statistical analyses. Results were compared between
dystonics and normals with unpaired t tests. Because there
was only a comparison of mean values from a single VOI value, there was
no correction for multiple comparisons.
RESULTS
No subject had a gross abnormality on MRI scan of the brain.
Cerebellar blood flow and blood volume, putamenal blood flow and blood
volume, and the measured free fraction of [18F]SP in
blood are listed in Table 2. There were no statistical differences between patients and normals. The typical time course of
total radioactivity measured in the arterial blood after injection of
[18F]SP is shown in Figure 1. Most of the
area under the curve is within the first few minutes, and it is
necessary to sample this part of the curve adequately to permit
accurate parameter estimation (Perlmutter et al., 1986 ). Nearly
one-half of the radioactivity in arterial blood by 30 min after
[18F]SP injection represents radiolabeled metabolites of
[18F]SP rather than [18F]SP itself, as
shown in the inset of Figure 1. An example of the time-dependent
measurements of regional radioactivity within the putamen (averaged
left and right side) is demonstrated in Figure 2. The
parameter estimation method finds the optimal estimates of the unknown
variables to make the tracer kinetic model equations fit the observed
tissue activity points. The closeness of fit of the model to the data
also is shown in Figure 2.
Table 2.
Measured variables used in tracer kinetic
modeling
|
Cerebellar CBF (ml/[100
gm·min]) |
Cerebellar CBV (ml/100 gm) |
Putaminal CBF (ml/[100
gm·min]) |
Putaminal CBV (ml/100 gm) |
Free fraction in blood
(f1) |
|
| Dystonics
|
| mean |
71 |
2.8 |
80 |
4.6 |
0.051 |
| ± SD |
15 |
1.0 |
15 |
1.5 |
0.0175 |
| (n = 21) |
| Normals
|
| mean |
69 |
2.3 |
82 |
4.7 |
0.045 |
| ±SD |
10 |
0.7 |
14 |
1.2 |
0.0070 |
| (n = 12) |
|
|
There were no statistically significant differences between
dystonics and normals in any of these variables. CBV, Cerebral blood
volume; CBF, cerebral blood flow; f1 is a
dimensionless ratio. CBF and CBV were measured with PET and
[15O]-labeled water and carbon monoxide, respectively.
The free fraction of [18F]spiperone in arterial blood was
measured using a microcentrifree technique, as described in Materials
and Methods.
|
|
Fig. 1.
Arterial blood radioactivity after
[18F]spiperone injection. This graph represents the
measurements made from arterial blood samples in a single subject in
this study. Total radioactivity was measured on 31 samples in a well
counter cross-calibrated with the PET scanner, and the counts were
decay-corrected to the time of radioligand injection. The
horizontal axis is shown with a log scale to demonstrate
that the majority of the area under the curve
occurs in the first few minutes. To delineate this time-activity curve
accurately requires frequent sampling at the beginning of the study.
The inset graph demonstrates the fraction of
radioactivity in blood that represents radiolabeled metabolites, which
decreases to ~60% of the total activity and then remains nearly
constant. The radiolabeled metabolites of [18F]SP were
measured as described in Materials and Methods.
[View Larger Version of this Image (23K GIF file)]
Fig. 2.
Tissue activity curve for putamen. After
[18F]SP injection, 39 sequential PET scans were collected
over 3 hr. The circles represent regional PET
measurements of radioactivity averaged from the left and right putamen
over the 3 hr. The measurements were cross-calibrated with the well
counter used to measure blood radioactivity and then decay-corrected to
time of radioligand injection. The solid curve
represents the best fit of the tracer kinetic model equations to the
observed tissue activity data. This model represents the behavior of
[18F]SP after injection within the field of view of the
PET. The parameter estimation technique determines the optimal values
of the unknown variables that yield the best fit of the model to the
observed data. Each of the parameter estimations in this study converged to a single optimal solution.
[View Larger Version of this Image (19K GIF file)]
Variables estimated from the tracer kinetic model, including the
calculated free fraction of [18F]SP in brain tissue, the
permeability-surface area product (PS) for [18F]SP in
cerebellum, PS for [18F]SP in striatum, and dissociation
rate constant of [18F]SP, are in Table 3.
There were no statistically significant differences between dystonics
and normals except for the combined forward rate constant, which was
~29% lower in dystonics compared with normals
(p < 0.05), as shown in Table 3. We found no
significant difference between the combined forward rate constant for
dystonic hand cramp and cranial dystonia (p > 0.2). It is important to note that a change in the combined forward
rate constant is consistent with a change of the association rate
constant, the maximum number of specific binding sites
(Bmax), or both. The parameter estimation of the
dissociation rate constant has substantially more noise than for the
combined forward rate constant. This is indicated in Table 3 with the
greater variance of the estimates of the dissociation rate constant
compared with the variance of the estimates of the combined forward
rate constant (i.e., higher mean coefficient of variation for the
variable estimates). In part, this is attributable to the greater
number of association rate events compared with dissociation events
that occur during a 3 hr PET study. For this reason, we have chosen to
report the combined forward rate constant as the index of binding
rather than the binding potential (this equals combined forward rate
constant/dissociation rate constant), which would incorporate the
additional uncertainty of the dissociation rate constant estimate
(Mintun et al., 1984 ; Perlmutter et al., 1986 ). The uncertainty or
greater variance of the estimates for the dissociation rate constant
limits the detection of statistical differences between groups.
Limitations imposed by potential radiation exposure of subjects and
reduced brain penetration of [18F]SP, as compared with
other more promising radioligands (Moerlein et al., 1995 ), reduce the
signal-to-noise ratio of PET-based measurements, which tends to
increase the variance of the estimated unknown binding variables. To
reduce the variance of the estimates, we combined data from the left
and right putamen, thus doubling the regional counts to improve
signal-to-noise by ~40%. This compromise obfuscates any potential
side-to-side differences in a seemingly unilateral condition, such as
hand cramp. However, numerous other physiological measurements in hand
cramp patients have shown bilateral abnormalities (Panizza et al.,
1989 , 1990; Tempel and Perlmutter, 1993 ; Chen et al., 1995 ; Van Der
Kamp et al., 1995 ), and many patients progress to bilateral hand cramp.
Of course, there is no compelling reason to suspect that the patients
with bilateral facial dystonia have a unilateral brain abnormality.
Thus, we believe that this is a reasonable compromise, given the nature of the data.
Our findings are not likely to be affected by previous treatment of
dystonia. Most hand cramp patients had not been treated before the PET,
although most blepharospasm patients had previous local injections of
botulinum toxin A but were not exposed to oral drugs (Table 1). The
direct effects of the toxin probably are limited to the periphery, with
blockade of presynaptic release of acetylcholine at the neuromuscular
junction (Hamian and Walker, 1994 ) and minimal penetration of the
blood-brain barrier (Black and Dolly, 1987 ). Although the numbers are
small, we did not find a statistical difference in the combined forward
rate constant between those patients treated with botulinum versus
those not previously treated (p > 0.2). The
effects of oral medications are not likely to have influenced these
findings either. We compared the combined forward rate constant in
dystonic patients treated only with botulinum or aspirin
(n = 9) with normals meeting the same criteria
(n = 8), and the CFRC was still lower for the dystonics (0.209 ± 0.058), as compared with the normals (0.270 ± 0.142).
DISCUSSION
We found decreased [18F]SP binding in putamen in
patients with facial or hand dystonia, the first demonstration of a
receptor abnormality in idiopathic dystonia. This has important
implications for the pathophysiology of dystonia as well as for the
function of the basal ganglia.
Our findings must be interpreted cautiously, because
[18F]SP-specific binding is relatively nonselective.
[18F]SP-specific binding in the nonhuman primate putamen
comprises ~74% to D2-like and 26% to serotonergic
S2 sites (Perlmutter et al., 1991 ). Furthermore, because
[18F]SP binds to D2-like receptors,
[18F]SP binding could reflect a change in D2-
or D3-specific sites. D4 binding sites are less
likely to be relevant, because they are much less numerous in primate
putamen (Seeman et al., 1993 ).
Others have found reduced dopaminergic activity in dystonia consistent
with the interpretation that reduced [18F]SP binding
reflects a change in D2-like binding. For example, Playford
et al. (1993) found a 15% mean reduction of [18F]dopa
uptake in putamen (and not in caudate) in familial idiopathic dystonia.
Others found decreased CSF homovanillic acid (HVA), a major metabolite
of CNS dopamine, in one of two patients with cranial dystonia,
suggestive of decreased dopamine turnover (Ashizawa et al., 1980 ),
reduced dopamine in GPe (Jankovic et al., 1987 ) in one patient with
cranial dystonia, and reduced striatal dopamine in one of two patients
with generalized dystonia (Hornykiewicz et al., 1986 ). In
dopa-responsive dystonia (DRD) there is a remarkable symptomatic
response to levodopa. The more common autosomal dominant DRD is
associated with a deficiency of an enzyme required for biosynthesis of
a cofactor for tyrosine hydroxylase, the rate-limiting enzyme for
dopamine production (Nygaard, 1995 ). The less common autosomal
recessive form of DRD is caused by a defect in tyrosine hydroxylase
(Knappskog et al., 1995 ). Furthermore, acute blockade of
D2-like receptors with neuroleptics may produce acute
dystonic reactions (Garver et al., 1976 ; Kolbe et al., 1981 ; Rupniak et al., 1986 ). Some parkinsonian patients develop dystonia as an early
symptom, suggesting that dystonia may result from deficient dopaminergic transmission, because striatal dopamine deficiency produces parkinsonism (Wooten and Trugman, 1989 ). Similarly, some baboons develop a transient dystonic phase after intracarotid N-methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP)
injection has reduced striatal dopamine levels by >90% (Perlmutter et
al., 1993 ). Because most people with Parkinson's disease (PD) do not have dystonia, there must be a difference between the nature of the
striatal dopamine deficiency in parkinsonism and dystonia. Parkinsonism
is associated with severe striatal dopamine deficiency and presumed
secondary dysfunction at both D1-like and
D2-like dopamine receptors, whereas we suggest a selective
dysfunction of D2-like mediated function in dystonia.
If decreased dopaminergic transmission in putamen produces dystonia,
how does this fit with current models of basal ganglia function? One
model describes multiple cortical-striato-pallido-thalamic-cortical loops with the cortical striate projection fibers of the motor loop
predominantly targeting putamen (Alexander et al., 1986 ; Alexander and
Crutcher, 1990 ; Gerfen et al., 1990 ; Gerfen, 1992 ). From there, two
major pathways lead to the internal segment of the pallidum (GPi): (1)
the direct pathway via inhibitory GABAergic fibers connecting striatum
and GPi and (2) the indirect pathway, including inhibitory GABAergic
neurons from striatum to the external segment of pallidum (GPe),
inhibitory neurons projecting from GPe to subthalamic nucleus (STN),
and excitatory neurons projecting from STN to GPi. Both the direct and
indirect pathways converge on GPi, which then sends inhibitory
GABAergic neurons to ventral anterior thalamus that projects via
excitatory neurons to cortical areas, including premotor and motor
regions. D2-like receptors predominantly localize to and
inhibit the striatopallidal neurons of the indirect pathway projecting
to GPe, whereas D1 receptors localize to and facilitate the
neurons of the direct pathway that project from striatum to GPi (Gerfen
et al., 1990 ; Gerfen, 1992 ; Keefe and Gerfen, 1995 ). We suggest that
dystonia occurs after preferential decrease in D2-mediated
inhibition of the indirect pathway. This is consistent with decreased
[18F]SP binding in putamen and with our previous findings
of a 25% reduction in the vibration-induced blood flow responses in
primary sensorimotor (PSA) and supplementary motor areas (Tempel and
Perlmutter, 1990 , 1993 ). This decreased blood flow response could
reflect a primary alteration in cortical activity or alternatively
could indicate a change in the
cortical-striato-pallidal-thalamic-cortical circuit. A decrease in
D2-like inhibitory function would increase the activity of
the inhibitory putamen to GPe neurons. This, in turn, would decrease
activity of the inhibitory neurons projecting from GPe to STN, leading
to increased activity of excitatory neurons projecting from STN to GPi,
increased activity of inhibitory neurons projecting from GPi to
thalamus, and decreased activity of excitatory neurons projecting from
thalamus to cortex. One then might expect that cortical areas would
have less activity when interacting with this motor loop through the
basal ganglia. Interestingly, we found that a reduced vibration-induced
blood flow response in PSA in one patient with a dopa-responsive
dystonia (Tempel and Perlmutter, 1990 ) normalized after levodopa
(Perlmutter and Raichle, 1988 ). We speculate that levodopa modified the
PSA response by acting in the putamen, but other sites of action cannot
be excluded.
Others have found functional changes in basal ganglia in either animal
models or patients with dystonia. Mitchell et al. (1990) measured
2-deoxyglucose uptake in a monkey made hemiparkinsonian after
intracarotid MPTP that had developed peak dose dystonia after chronic
treatment with the nonselective dopamine agonist apomorphine. They
found increased uptake in caudate, putamen, GPe, GPi, and STN but
decreased uptake in regions that receive basal ganglia output, such as
ventroanterior/ventrolateral thalamus and lateral habenula. These data
are consistent with altered activity of dopaminergic pathways in the
basal ganglia, but interpretation of the findings is confounded by the
activity of the animal during the uptake phase after 2-deoxyglucose
injection. Thus, it is unclear whether the findings reflect the
underlying pathophysiology of dystonia, the brain responses to altered
motor behavior, or both. Stoessl et al. (1986) found in torticollis
patients a loss of significant correlations between thalamic metabolism
and metabolism in caudate and lentiform nucleus, suggesting a
disruption of the pallidothalamic projections. Karbe et al. (1992) ,
also using PET, found an abnormal pattern of regional metabolism,
suggesting altered relationships among basal ganglia, thalamus, and
frontal association areas in a heterogeneous group of 15 patients with
idiopathic dystonia. Although these studies support abnormalities in
basal ganglia circuits, they do not identify the specific nature of such dysfunction. Leenders et al. (1993) did not find a significant abnormality in uptake of
[11C]N-methyl-spiperone in six patients mostly
with torticollis, although the small number severely hampered
identification of a significant result.
One also may view the function of the indirect pathway as broadly
inhibiting unwanted movement during an intentional movement and the
direct pathway as focally permitting the selected movement (Mink and
Thach, 1993 ). Decreased activity in the indirect pathway could be
consistent with normal voluntary initiation of movement but loss of
ability to inhibit unwanted involuntary movements in other parts of the
body. Clinically, this is typical of dystonia, particularly when it
first begins. At that time, involuntary postures and muscle spasms may
occur only during a specific motor activity and not at rest. The
involuntary spasms spread as the movement persists with the loss of
"surround inhibition" (Mink and Thach, 1993 ). This commonly is seen
in writer's cramp, because the muscle spasms tend to spread from hand
to wrist to arm as writing persists (Sheehy and Marsden, 1982 ). Under
such circumstances, we propose that the "braking action" of the
basal ganglia, important for inhibition of excessive movements, has
gone awry.
Our findings do not explain all types of dystonia. People with PD may
develop dystonia not only as an early manifestation of the disease but
also in at least three different patterns associated with dopa
replacement therapy. Dystonia may occur commonly in the lower
extremities when the plasma dopa levels are low but also may occur when
plasma levels peak. Finally, dystonia may occur as the effect of an
individual dose begins or as it diminishes (Poewe et al., 1988 ).
Proposing pathophysiological mechanisms for these three patterns of
dystonia is difficult, given the uncertainty of the relative influence
of the different dopamine receptor subtypes on subsequent activities of
the direct and indirect pathways.
In summary, we have found a decrease in [18F]SP binding
in the putamen of patients with idiopathic adult-onset focal dystonias affecting the face or hand. There was no significant difference between
patients with hand and facial dystonia, suggesting that there may be a
common mechanism producing both conditions, consistent with the
clinical impression that they share a similar pathophysiology (Jankovic
et al., 1991 ). However, because we used large VOIs, our data do not
exclude the possibility that different areas of putamen may have
different degrees of decreased binding in the two types of dystonia. We
propose that the pathophysiology of these dystonias reflects decreased
activity in the D2-like mediated function of the indirect
pathway of the motor circuit in the basal ganglia. Additional studies
with more specific radioligands should help to clarify the nature of
this abnormality further. It also would be interesting to determine the
relative activity of the putamenal neurons projecting directly to GPi
versus those projecting to GPe in animal models of dystonia.
FOOTNOTES
Received June 17, 1996; revised Oct. 15, 1996; accepted Nov. 5, 1996.
This work was supported by National Institutes of Health Grants
NS31001, NS32318, and AA-07466 as well as by the Benign Essential Blepharospasm Foundation, the Greater St. Louis Chapter of the American
Parkinson's Disease Association, the Clinical Hypotheses Research
Section of the Charles A. Dana Foundation, the McDonnell Center for the
Study of Higher Brain Function, the generosity of Mr. and Mrs.
Jefferson Miller, and the Barbara and Sam Murphy Fund. We appreciate
useful discussions with Dr. Jonathan Mink and the expert technical
assistance of the members of the Division of Radiological Sciences. We
also thank Dr. William Hart for referral of some patients who
participated in this study.
Correspondence should be addressed to Dr. Joel S. Perlmutter, Division
of Radiological Sciences, Washington University School of Medicine,
Campus Box 8225, 4525 Scott Avenue, St. Louis, MO 63110.
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K A Jellinger
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R. S. Baker, S. M. Radmanesh, and K. M. Abell
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S M Boesch, G K Wenning, G Ransmayr, and W Poewe
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