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Volume 17, Number 9,
Issue of May 1, 1997
pp. 3239-3253
Copyright ©1997 Society for Neuroscience
Stimulus-Dependent Neuronal Oscillations and Local
Synchronization in Striate Cortex of the Alert Cat
Charles M. Gray1 and
Gonzalo Viana Di Prisco2
1 Section of Neurobiology, Physiology, and Behavior,
The Center for Neuroscience, University of California, Davis, Davis,
California 95616, and 2 Catedra de Fisiologia, Escuela de
Medicina J. M. Vargas, Universidad Central de Venezuela, Caracas 1010, Venezuela
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
FOOTNOTES
REFERENCES
ABSTRACT
Neuronal responses to visual stimuli that are correlated on a
millisecond time scale are well documented in several areas of the
mammalian visual cortex. This coherent activity often takes the form of
synchronous rhythmic discharges ranging in frequency from 20 to 70 Hz.
We performed experiments to determine the incidence and properties of
this rhythmic activity in the striate cortex of alert cats and to
compare this activity to similar data collected in the striate cortex
of anesthetized cats. The results demonstrate that optimal visual
stimuli evoke robust, locally synchronous, 20-70 Hz oscillatory
responses in the striate cortex of cats that are fully alert and
performing a visual fixation task. The oscillatory activity is stimulus
dependent, largely absent during periods of spontaneous activity, and
shows a systematic increase in frequency with increasing stimulus
velocity. Thus, the synchronous oscillatory activity observed in this
and earlier studies cannot be explained as an artifact of anesthesia
nor as a phenomenon that occurs independent of visual stimulation.
Rather, it is a robust process that is present in the alert state and
is dependent on the presence and specific properties of visual
stimuli.
Key words:
striate cortex;
physiology;
synchronization;
oscillation;
autocorrelation;
gamma-band
INTRODUCTION
In the visual cortex of cats and monkeys, a
significant fraction of neurons in striate and prestriate areas exhibit
pronounced rhythmicity in their firing patterns in response to optimal
visual stimuli presented within their receptive fields (Gray and
Singer, 1987
, 1989
; Eckhorn et al., 1988
, 1993
; Gray et al., 1990
,
1995b
; Engel et al., 1991b
; Kreiter and Singer, 1992
; Frien et al.,
1994
; Livingstone, 1996
; see also Young et al., 1992
; Bair et al.,
1994
). These stimulus-dependent neuronal oscillations occur mainly in the gamma frequency band (20-70 Hz), are largely absent during spontaneous firing, and are synchronized on a millisecond time scale
(i.e., with time lags of ± 5 msec) over a range of spatial scales
(Eckhorn et al., 1988
; Gray et al., 1989
; Engel et al., 1990
, 1991a
,b
;
Frien et al., 1994
; Friedman-Hill et al., 1995
; König et al.,
1995a
; Livingstone, 1996
). Recent evidence indicates that this type of
correlated firing between cells recorded in spatially separate columns
occurs most often when one or both of the cells fire rhythmically in
the gamma frequency band (Frien et al., 1994
; König et al.,
1995b
; Friedman-Hill et al., 1995
; Livingstone, 1996
). This common
finding suggests a functional link between gamma-band oscillations and
response synchronization.
Until recently (Frien et al., 1994
; Friedman-Hill et al., 1995
), the
bulk of the evidence for gamma-band oscillations and response
synchronization has come from studies in the anesthetized/paralyzed cat. This has raised the issue that these phenomena may reflect an
artifact of anesthesia, or may have different properties in the alert
animal. In an earlier report, Raether et al. (1989)
demonstrated
synchronous oscillatory activity in area 17 of the alert cat. The
properties of the activity, including frequency, phase and dependence
on orientation, and ocular conditions of stimulation, were found to be
similar to those observed in the anesthetized/paralyzed cat (Gray and
Singer, 1989
; Gray et al., 1990
; Engel et al., 1990
). The results,
however, were taken from a very small number of recordings, and no
provision was made to monitor or control the position of the eyes of
the animal during visual stimulation. For these reasons, a systematic
evaluation of the gamma-band activity in the alert animal was not
possible, and the contribution of eye movements to the activity
patterns could not be determined.
In the present study, we have recorded the activity of neurons in area
17 of three alert cats trained to fixate a central spot for up to 3 sec. We find oscillatory firing patterns present in a significant
fraction of the recorded cells. The properties of this activity,
including its frequency distribution and amplitude, are similar to
those observed in the anesthetized/paralyzed cat, and contrary to an
earlier report (Ghose and Freeman, 1992
), we find that gamma-band
activity is clearly stimulus dependent.
Parts of this paper have been published previously in abstract form
(Gray and Viana Di Prisco, 1993
).
MATERIALS AND METHODS
Surgery: alert cats. Three adult cats (two spayed
females and one neutered male) were used in the present study. Before
behavioral training, the animals were given surgical implants, using
sterile technique, of a headpost for restraint, and a scleral search
coil for eye position monitoring. The animals were given a
preanesthetic cocktail of ketamine (15 mg/kg) and
xylazine (1 mg/kg), and maintained under surgical
anesthesia throughout the procedure using halothane (1-2%) and
oxygen. Body temperature was maintained at 38°C, and the EKG and
breathing rate were monitored continuously. The eye coil was implanted
first using the technique of Judge et al. (1980)
. After this procedure,
the animal was mounted sternally in a stereotaxic frame, and an
incision was made along the midline over the skull. The periosteum was
removed, and 6-10 stainless steel skull screws (4-40,
")
were inserted into the bone posterior to the frontal sinus. The head
bolt was positioned over the skull screws using a manipulator mounted
on the stereotaxic frame, and the assembly was covered with a thick
layer of dental acrylic and allowed to harden. The two ends of the eye
coil wire were fitted with crimp connectors (Amphenol) and mounted in a connector strip. This strip was embedded in dental acrylic adjacent to
the head post. Both ends of the incision were closed with 4.0 nylon
suture. The animals were given intraoperative fluids and antibiotics
(keflin, 40 mg/kg i.v., once during the middle of surgery
and once at the end of surgery), as well as a postoperative analgesic
(buprenex, 0.05 mg/kg i.m., every 12 hr for 36 hr).
The animals were allowed 10-14 d to recover from the effects of the
surgery before beginning behavioral training. Once the training was
complete (see below), a second sterile surgery was performed. A
craniotomy (5 × 12 mm) was made on one side overlying the
representation of the area centralis of area 17. A recording chamber,
fashioned out of hard plastic (Delrin), was implanted over the
craniotomy and secured to the skull with 4-6 additional screws and
dental acrylic. Induction and maintenance of anesthesia, as well as
postoperative care, were identical to the first surgical procedure. The
animals were again given 10-14 d to recover from the effects of
surgery before electrophysiological recording was begun.
Surgery: anesthetized cats. Electrophysiological recordings
were performed on 11 adult cats of both sexes using previously published techniques (Gray et al., 1990
). On the day of the experiment, the animals were anesthetized with an i.m. injection of ketamine (12 mg/kg) and xylazine (1 mg/kg) and given
atropine (0.05 mg/kg s.c.) to reduce salivation. The
cephalic vein was cannulated, and a continuous infusion of Ringers
containing 2.5% dextrose was given throughout the experiment (4 ml/kg/hr). Anesthesia was maintained using
halothane (0.6%
1.5%) in a mixture of nitrous oxide and oxygen
(2:1) while the animals were actively ventilated using a respirator
pump. The EKG, heart rate, rectal body temperature, and expiratory
CO2 were monitored continuously, the latter three being
maintained within the ranges of 140-180 bps, 37.5-39.0°C, and
3.5-4.5%, respectively. The animals were mounted in a stereotaxic frame, and a small craniotomy was made in one hemisphere over the
representation of the area centralis of area 17. After the surgery, the
animals were paralyzed with pancuronium bromide (Pavulon) using an
initial bolus dose of 3 mg/kg, followed by a continuous infusion of 3 mg/kg/hr (i.v.). The eyes
were focused on the screen of a computer monitor at a distance of 57 cm
using the tapetal reflection technique (Pettigrew et al., 1979
) and an
appropriate pair of gas permeable contact lenses. After these
procedures, a small opening was made in the dura matter, a single
electrode was positioned just above the cortical surface, and a 4%
mixture of agar in Ringers solution was applied to the cortical surface to reduce pulsations. The assembly was then covered with molten bone
wax.
Behavioral training. Behavioral training was carried out
using pureed cat food as a reward (Prescription Diet). Because the training was best accomplished when the animals were hungry, it became
necessary to assess the caloric requirements of each animal. Therefore,
for a period of 3-6 weeks before any training or surgery, we
determined the average daily caloric intake of each animal needed to
maintain a stable daily body weight. After the animals reached a stable
body weight, their daily food intake on Sunday through Thursday was
reduced by 10-20%. On Fridays and Saturdays they were given their
full dietary allotment. The animals were inspected and weighed on a
daily basis by ourselves and the veterinary staff. If at any stage
during the training and recording experiments the weight of the animal
dropped below 80% of the previous baseline, their full dietary
complement was restored, and the training or recording was stopped.
Behavioral training was carried out in a three stage process. First,
the naive animals were brought into the laboratory, placed in a cat bag
for restraint, and given access to pureed cat food delivered from a
small spout by an electric pump. This phase lasted about 1-3 weeks or
until the animals became familiar with the restraint in the bag. The
animals received all of their food in the laboratory. Once the animals
became familiar with the restraint the first surgical procedure was
performed.
The second phase consisted of training the animals to look at a small
spot in the center of a computer screen placed at a distance of 57 cm.
The animals were placed in the cat bag, and the headpost was fixed to a
frame. Initially, it was necessary to gradually familiarize the animals
with this new form of restraint. On the first several days, head
restraint lasted only a few minutes at a time. The duration of the
restraint was gradually increased until the animals would remain calm
and eat their food for 15-20 min. Anytime the animals vocalized or
struggled, they were immediately removed from the restraint and placed
in their home cage. This was important to ensure that the restraint was
always associated with positive reinforcement. After the animals were
thoroughly familiarized, a small spot of light was presented at roughly
10 sec intervals while their eye position was tracked using the search coil. The animal was required to bring its gaze within a 5° radius of
the spot within a period of 2 sec and maintain it there for at least
0.5 sec. If successful, the cat received a small bolus of the cat food
from the spout placed directly in front of its mouth. Two types of
incorrect trials occurred. Either the animals failed to bring their
gaze within the fixation window within the required time or their gaze
shifted outside the window during the fixation period. In each case,
the trial ended and a brief delay period ensued.
As the animal approached an 80% success rate at this task, the
difficulty of the task was gradually increased. The radius of the
fixation window was reduced, and the time required to maintain its gaze
within the window was increased. This process was continued until the
two parameters were 1.0-1.5° and 3 sec, respectively. The
performance of the animals on this task varied widely, and it was
difficult to tell at the outset which animals would be the quickest to
learn. One animal learned the basic fixation task within 2 weeks,
whereas another took up to 3 months.
The third phase of training consisted of teaching the animals to
maintain their gaze within the fixation window during the presentation
of 1-4 moving or stationary bars presented at varying locations and
moving in varying directions and velocities. Initially, a small
stationary bar of low luminance was presented in the periphery of the
monitor. Over the course of days to weeks the bar was increased in size
and luminance and presented at all locations on the monitor. The final
step in this process was the introduction of multiple moving bars
during the fixation trials. The animals gradually learned to maintain
their gaze within the fixation window even when the bars moved across
the fixation point. Once the animals were performing at approximately
80% correct, the second surgery was conducted to implant the recording
chamber. Overall behavioral performance varied between animals, but we
generally found that a given animal would work for 100-250 correct
trials over a period of 30-120 min.
Electrophysiological recording and visual stimulation. The
techniques for unit recording and visual stimulation using anesthetized animals have been published previously (Gray et al., 1990
; Maldonado and Gray, 1996
) and were similar to those used with the alert animals.
We therefore limit our description of the recording and stimulation
methods to those used for the behavioral experiments.
Once the animals were fully trained to perform the fixation task,
electrophysiological recordings were carried out on a daily basis. We
used two slightly different techniques for the manipulation of our
recording electrodes. For both techniques, the electrodes (1-2 M
,
tungsten) were advanced using miniature micromanipulators available
from Biela Engineering (Malpeli et al., 1992
). These manipulators,
approximately 5 mm in diameter and 20-30 mm in length, were small
enough to easily enable the placement of two independently movable
microelectrodes within the recording chamber. We mounted the
manipulators on a small Delrin insert, placed the insert within the
recording chamber, and fixed it in place using set screws mounted in
the walls of the chamber. Once in place, the electrodes were advanced
through the dura into the cortex by manually turning the microdrives.
The signals were bandpass filtered (600 Hz to 6 kHz), amplified (5-10
k), fed through a Schmidt trigger, and digitized at a rate of 1 kHz.
After stable unit activity was isolated, the fixation task was
initiated, and the receptive fields of the recorded cells were mapped
using the minimum response field method (Barlow et al., 1967
). This
procedure typically required at least 20-30 trials to complete.
Immediately after the mapping, a recording session was initiated in
which the cells were stimulated by passing a light bar of optimal
orientation, direction, and velocity over the receptive field. The
stimulus was presented 10-20 times with an intertrial interval of
8-12 sec. In some sessions, the stimulus trials were pseudorandomly
mixed with an equal number of trials containing no stimulus to permit
an evaluation of the properties of the spontaneous activity. After this
sequence was complete, the electrode was advanced to a new position,
and the procedure repeated if the behavioral performance of the animal
permitted. At the end of each session, the electrodes were retracted,
the insert containing the manipulators removed, and the chamber cleaned and sealed with a cap.
After conducting many sessions using these recording techniques, it
became apparent that the method suffered from a long setup time. The
insert had to be carefully placed, the electrodes advanced into the
tissue, stable unit recordings obtained, and the receptive fields
mapped before data could be collected. This sequence often required
30-40 min and 30-40 behavioral trials, thereby reducing the available
time for collecting data. In an attempt to improve the yield, we
resorted to leaving the electrodes in place at the end of an initial
recording session. This proved to be a rather simple procedure, and the
manipulators were protected by a hard cap made out of Delrin that we
fixed to the recording chamber with screws. On subsequent days, the
setup procedure was now reduced to 5-10 min. The protective cap was
removed and the electrode connector plugged in. A quick check could be
made to see whether unit activity was still present at the recording
site, and if not, the manipulator was advanced slowly until new units
were isolated. Because of the columnar and retinotopic organization of
the striate cortex, the time needed to map the receptive fields of the
new cells was dramatically reduced. Overall, this technique greatly
improved the yield of the experiments and seems to be essential when
using cats as subjects because of the limited time available to
record.
In addition to the simple sequences of optimal bar stimulation, we also
investigated the influence of changes in stimulus velocity on the
properties of oscillatory responses. In a subset of sessions, we
performed velocity tuning curves using 3-6 different velocities
ranging from 0.9°/sec to 12°/sec presented in a pseudorandom order.
The range of velocities chosen was centered around the preferred
velocity for any given recording. All stimuli ranged in luminance from
0.1 to 20 cd/m2 and were presented on a dark
background.
Data analysis. The amplitude and time-dependent properties
of the recorded spike trains were evaluated using several quantitative measures. First, we computed a peristimulus time histogram (PSTH) for
each recording using a bin width of 50 msec. The mean firing rate was
computed from each recording during two epochs, one before stimulus
presentation during spontaneous activity, and the second during the
period of stimulus presentation. We refer to these two epochs as window
1 (win1) and window 2 (win2), respectively. The duration of these
windows ranged from 0.6-2 sec. Tuning curves were constructed by
computing both the mean and peak firing rate within each of the two
windows and plotting the results as a function of stimulus number.
To evaluate the time-dependent properties of the spike trains, we
computed the autocorrelation histogram (ACH) on the activity present
within both time windows. This was done for individual trials, and the
sum of the activity recorded across all trials. As a control for
periodicities in the spike trains introduced by the computer monitor
(80 Hz noninterlaced refresh rate), we also computed the cumulative
autocorrelation histogram across trials after shuffling the trial
sequence by one stimulus period (i.e., the shift predictor). Any
stimulus-locked frequencies present in the spike train would be present
in the shift predictor correlogram. We used an additional measure to
compare the resulting correlograms with those that are computed from an
equivalent random process. For the data collected on each trial within
each of the two windows, we generated a spike train having a
pseudorandom distribution of intervals with an equivalent number of
spikes at the same mean firing rate. These data sets, serving as a
control, were subjected to autocorrelation analysis in exactly the same
manner as the experimental data. From the resulting correlation
histograms, we computed the mean and SD across all bins and used these
values to estimate the confidence limits for significant peaks and/or troughs in the experimental correlograms. For all the correlogram calculations, we used positive and negative time lags of both 128 msec
and 256 msec at a bin width of 1 msec.
To evaluate the temporal structure of each ACH (single trial, across
trials, shift predictor, random control, win1 and win2), we computed
the power spectrum of the ACH using the fast fourier transform (Press
et al., 1992
). From each spectrum obtained from the experimental data,
we extracted three measures to quantify their properties. First, a peak
detection routine was applied to determine the magnitude and frequency
of the peak value in the spectrum from 20-70 Hz, as well as the
magnitude of the DC component. The frequency of the peak value and the
ratio of the peak value to the DC component (peak/DC) provide the first
two measures of the spectra. These values were considered significant if the peak between 20-70 Hz exceeded the mean plus three SDs of the
corresponding control power spectrum (excluding the DC component)
computed from the ACH of the pseudorandom spike train. As a third
measure, we computed the signal to noise ratio (S/N) of the power
spectra (Ghose and Freeman, 1992
). The signal was computed by taking
the average over an 8 Hz window centered on the peak in the spectrum
between 20-70 Hz. The noise for each spectrum was computed by taking
the average of all the values between 250 and 500 Hz.
For each of these three measures, we examined the cumulative
distributions for correlation histograms computed across trials and on
individual trials. Because single trials often did not yield a
sufficient number of spikes to reliably employ autocorrelation analysis, we devised a simple criterion for the number of spikes needed, below which the correlograms were excluded from the analysis. For each correlogram (across trials and individual trials), the mean of
the corresponding pseudorandom control correlogram had to be equal to
or greater than twice its SD. Although this criterion was arbitrary, it
served to provide a discrete cutoff for acceptance that was directly
related to the criterion for statistical significance.
RESULTS
Incidence, magnitude, and stimulus dependence of
oscillatory activity
The main focus of this report is the analysis of oscillatory
activity in the striate cortex of the alert cat. Because the properties
of this activity in the anesthetized cat have been documented
extensively (Gray and Singer, 1989
; Gray et al., 1989
, 1990
; Engel et
al., 1990
), the data collected from anesthetized animals in this study
are used primarily for the purpose of comparison. Our aim in this
regard is to compare the incidence of occurrence, the magnitude, and
the frequency distribution of oscillatory activity under the two
conditions. Our sample consisted of 128 multiunit and 17 single unit
recordings from 3 alert cats, and 100 multiunit and 48 single unit
recordings from 11 anesthetized cats.
An example of multiunit activity recorded from an alert cat during the
presentation of an optimally oriented, drifting light bar is shown in
Figure 1. The animal maintained fixation for 2.4 sec and
the stimulus was presented at a latency of 0.6 sec after the start of
fixation. Initially, the light bar appeared outside the receptive field
and then passed through it. Therefore, the peak of the response
occurred roughly between 1 and 2 sec into the trial. The timing of the
behavioral task, shown in the middle portion of the figure, allowed us
to select two epochs of data for further analysis. These epochs, termed
win1 and win2, correspond to periods of spontaneous and stimulus-evoked
activity. The quantitative analysis of these data are shown in Figure
2. The ACH was computed across all 10 trials in the
session for win1 (Fig. 2A), win2 (Fig. 2C), and the shift predictor control of win2 (Fig.
2E). The horizontal lines in Figure 2,
A, C and E, represent the mean and the
mean ± 2 SDs (i.e., 95% confidence limits) of the
autocorrelation histogram computed from an equivalent pseudorandom
spike train. In all 3 histograms, the mean is greater than twice the
SD, although in Figure 2A by only a slight margin.
Thus, each of these data sets met our criteria for sufficient numbers
of spikes. Any data set not meeting this criteria was excluded from the
cumulative results. The power spectra of the corresponding ACHs are
shown in Figure 2, B, D, and F. The
thick and thin lines in these graphs represent the mean and the mean + 3 SDs (99% confidence limit) of the power spectra computed from the equivalent pseudorandom spike trains. These
data illustrate several points; statistically significant rhythmic
firing is present during the response to the stimulus and absent during
spontaneous firing. The absence of any peaks in the shift predictor
control demonstrates that the oscillations are not time-locked to the
stimulus. This latter result excludes the possibility that the rhythmic
firing is driven by the video refresh (80 Hz) of the computer
monitor.
Fig. 1.
The behavioral paradigm used for recording unit
activity from an alert cat trained to visually fixate a central target.
The middle four traces schematically illustrate the
temporal sequence of events that occur during a single trial.
s, t, f, and
r represent the time of occurrence of the stimulus, the
period of data acquisition, the fixation spot, and the food reward,
respectively. The top plot is a PSTH of multiunit
activity recorded across 10 consecutive trials. win1 and
win2 illustrate the epochs selected for correlation analysis and reflect periods of spontaneous and stimulus-evoked activity, respectively. The bottom traces are raster
plots of the 10 spike trains.
[View Larger Version of this Image (34K GIF file)]
Fig. 2.
Autocorrelation histograms (A,
C, E) and corresponding power spectra
(B, D, F) computed
from the multiunit recording shown in Figure 1 during periods of
spontaneous (A, B) and stimulus-evoked (C, D) activity. E and
F were computed from the data collected during win2
after shuffling the spike trains by one stimulus period. Note the
complete absence of significant peaks in the histogram in
E. This indicates that the oscillatory activity is not
phase-locked to the stimulus. The three horizontal lines
passing through the autocorrelation histograms represent the mean and
95% confidence limits computed from the trial shuffled control (i.e.,
shift predictor). The thick and thin
lines shown in the power spectra represent the mean and 99%
confidence limit, respectively, for an equivalent random spike train.
In this and subsequent figures, the three values shown
to the right of each spectrum are the peak/DC value, the
frequency of the peak, and the S/N, respectively.
[View Larger Version of this Image (28K GIF file)]
In the same recording, we found that oscillatory activity was easily
detectable on single trials. Figure 3 shows three trials of activity, recorded during a separate trial block, at the same site
as the data shown in Figures 1 and 2. The spike trains, along with the
vertical and horizontal eye position, are shown in Figure 3A. The receptive field of the cells was located at an
eccentricity of 1.8°, and the bar passed over the center of gaze
while moving across the receptive field. Thus, even though small
saccades and slow drifts in eye position of roughly 0.5° are evident,
the animal was able to supress a smooth pursuit eye movement during the
stimulus presentation. The ACHs and associated power spectra computed
for each trial during win2 are shown in Figure 3, B and
C, respectively. Strong oscillatory activity near 40 Hz is
present on each trial. This indicates that oscillatory firing among
local groups of cells is highly synchronous and can be analyzed on a
trial by trial basis from short epochs of data.
Fig. 3.
Stimulus-dependent oscillatory responses are
clearly evident on single trials. Three trials (1-3) of
the multiunit activity recorded in area 17 of an alert cat while the
animal maintained fixation of a central spot. The data are taken from
the same recording shown in Figures 1 and 2. A, Plots of
vertical (V) and horizontal (H) eye position along with the spike train for
each of the three trials. Vertical bar to the
right is the calibration for eye position. B, Single trial autocorrelation histograms computed from
the spike trains during the period of stimulus presentation.
C, Power spectra of the corresponding autocorrelation
histograms shown in B.
[View Larger Version of this Image (20K GIF file)]
To quantify the properties of the rhythmic firing, we computed the
peak/DC value, the frequency at the peak, and the S/N (see Materials
and Methods). These values are shown to the right of each spectrum in
Figures 2 and 3, respectively. The peak/DC value provides a measure of
the modulation amplitude of the ACH that is normalized for the number
of spikes. The S/N provides a measure of the modulation amplitude
relative to the average of the high frequency (250-500 Hz) signals in
the correlation histogram. To evaluate the cumulative properties of the
data, we first sought to establish a set of criteria for statistical
significance. For the peak/DC values, we used three criteria. First,
for each trial and trial block, the mean value in the ACH of the
equivalent pseudorandom spike train had to be equal to or greater than
twice the SD. Second, the peak in the power spectrum had to exceed the
mean + 3 SDs of the power spectrum computed from the pseudorandom
control. Third, the peak/DC value had to exceed the value at which 90% of all the peak/DC values, computed from the trial-shuffled
correlograms, fell below. For the cumulative autocorrelation spectra
recorded during visual stimulation this value was 0.06 for the alert
and anesthetized data. During spontaneous activity (win1) this cutoff value was 0.10 and 0.09 for the alert and anesthetized data,
respectively. According to these criteria, the stimulus-evoked
oscillatory activity shown in Figure 2, C and D,
was statistically significant, whereas the data collected during
spontaneous firing (Fig. 2A,B) or
the shift predictor control (Fig.
2E,F) were not. In Figure 3,
all three trials exhibited significant oscillatory firing during the stimulus presentation. For the S/N values, we used the cutoff value of
1.5 as proposed previously by Ghose and Freeman (1992)
. Thus, spectra
having an S/N value greater than 1.5 were considered significant. In
contrast to the peak/DC measure, the S/N measure indicated that
significant oscillatory firing was present in all three conditions of
Figure 2 and for all three trials of Figure 3.
We applied these calculations to the cumulative ACHs for both the alert
and anesthetized data sets. The results for the peak/DC and the peak
frequency values computed during win2 are shown in Figure
4 and Table 1. The S/N values for win2
are shown in Figure 5. Using the criteria described
above for the peak/DC values, we found that 38 of 144 (26.4%)
recordings in alert animals and 25 of 148 (16.9%) recordings in
anesthetized animals showed significant oscillations. Analysis of the
distributions in Figure 4, A and C, revealed that
the magnitude of the oscillatory activity was greater in the alert
(0.127 ± -.057) than in the anesthetized (0.089 ± 0.022)
state (p < 0.001, Mann-Whitney U
test). Although this difference is significant, it is clear from Table
1 that differences in the sample size from each animal as well as
individual variation in the incidence and magnitude of oscillatory
activity could account for this result. The mean frequencies in the
alert and anesthetized states were 41.4 ± 9.4 Hz and 39.7 ± 11.8 Hz, respectively. Neither the mean values nor the variance in peak frequency differed between the anesthetized and alert conditions.
Fig. 4.
Cumulative histograms of the significant peak/DC
values (A, C) and the
corresponding peak frequencies (B, D)
obtained from the power spectra of the autocorrelation histograms for
the alert (A, B) and anesthetized
(C, D) experiments, respectively.
[View Larger Version of this Image (13K GIF file)]
Table 1.
Distributions of the incidence, magnitude, and frequency of
statistically significant oscillatory responses for each
animal
|
No. of cells |
Mean peak/DC |
Mean frequency
(Hz) |
|
| Behavioral |
| Cat 1 |
2 of 17 (11.7%) |
0.095
± 0.03 |
36 ± 0 |
| Cat 2 |
4 of 44 (9.1%) |
0.0829
± 0.0124 |
47 ± 6.8 |
| Cat 3 |
32 of 83 (38.5%) |
0.1345
± 0.0592 |
41 ± 9.8 |
| Total |
38 of 144 (26.4%) |
0.1270
± 0.0573 |
41.4 ± 9.4 |
| Anesthetized |
| Cat 1 |
1 of 15 (6.7%) |
0.0958 |
32 |
| Cat 2 |
1 of 7 (14.3%) |
0.0783 |
28 |
| Cat 3 |
3 of 10 (30%) |
0.0775 ± 0.01 |
40 ± 13.8 |
| Cat 4 |
7 of 11 (63.6%) |
0.0905 ± 0.0235 |
39.4 ± 5.8 |
| Cat 5 |
3 of 12 (25%) |
0.0882 ± 0.0362 |
42.7 ± 18.9 |
| Cat 6 |
0 of 15 (0%) |
| Cat 7 |
5 of 25 (20%) |
0.0942 ± 0.0189 |
47.2
± 13.7 |
| Cat 8 |
2 of 15 (13.3%) |
0.0836 ± 0.0142 |
28
± 4 |
| Cat 9 |
0 of 6 (0%) |
| Cat 10 |
1 of 20 (5%) |
0.0894 |
32 |
| Cat 11 |
2 of 12 (16.7%) |
0.1168 ± 0.0412 |
32 ± 16.9 |
| Total |
25 of
148 (16.9%) |
0.0896 ± 0.0218 |
39.7 ± 11.8 |
|
|
|
Fig. 5.
Cumulative histograms of the signal-to-noise
ratios computed from the power spectra of the autocorrelation
histograms during the response to stimuli for the alert and
anesthetized experiments. Both plots show the distribution of S/N
values that exceed the two
criteria for sufficient spike counts and
are
1.5.
[View Larger Version of this Image (9K GIF file)]
In contrast to these results, we found that the criterion value of 1.5 for the S/N measure was much more sensitive than the peak/DC measure
(Fig. 5). This analysis detected significant oscillations in 122 of 144 (85%) and 120 of 148 (81%) recordings in the alert and anesthetized
animals, respectively. We suspected that this high percentage of
significant values might result from the fact that our autocorrelation
calculations used a time lag of ±128 msec. We therefore recomputed the
S/N values using a correlation time lag of ±256 msec (Ghose and
Freeman,1992
). With this calculation, we found that 104 of 144 (72%)
recordings showed significant oscillations in the alert state. The
greater sensitivity of the S/N compared to the peak/DC calculations
seems to be a result of the arbitrary selection of 1.5 as a criterion
for statistical significance. We examined the distribution of S/N
values for both data sets obtained from those recordings that met the
criteria for significant peak/DC values and found that many of the
spectra having low (<8), as well as high (>8), S/N values did not
meet the criteria applied to the peak/DC values. This indicates that
many spectra having S/N values > 1.5 contained peaks that were no
greater than those that would be expected to occur by chance. Thus, the
S/N measure is subject to a large percentage of false positive
detections of oscillatory activity.
After applying a similar analysis to the data collected during
spontaneous firing (win1), we found that the incidence of significant oscillations was much lower than that recorded in response to visual
stimulation. This was, in large part, a result of the low spontaneous
firing rate of most cells in striate cortex. In the alert and
anesthetized states, respectively, 4 of 57 and 4 of 28 recordings,
meeting the criteria for sufficient numbers of spikes, displayed
significant oscillations. The frequency of this activity was slightly
lower than that observed during visual stimulation (alert = 30 ± 9.5 Hz; anesthetized = 29 ± 2 Hz
anesthetized).
We also applied the peak/DC analysis to the correlation histograms
computed on individual trials. The results of these calculations are
shown in Figure 6A,C. In the alert
animals, 977 of 2115 trials met the criteria for sufficient numbers of
spikes, whereas in the anesthetized animals, this value was 861 of 1975 total trials. Of these, significant peak/DC values were detected on 393 trials in the alert animals (40.2%; mean = 0.144 ± 0.081)
and 245 trials in the anesthetized animals (28.5%; mean = 0.117 ± 0.045). As with the cumulative correlograms, the
magnitude of the oscillatory activity was greater in the alert state
(p
0.0001, Mann-Whitney U test).
The distribution of peak frequencies (Fig. 6B,D)
revealed that oscillation frequency was similar for the alert
[41.4 ± 10.1 Hz (n = 393)] and anesthetized
[40.9 ± 12.3 Hz (n = 245)] states, although the
frequency variance was greater in the data obtained from the
anesthetized animals (p < 0.0006, F
test). During spontaneous firing, only 10 of 57 trials (alert data) and
4 of 20 trials (anesthetized data) having sufficient numbers of spikes
displayed significant oscillations. Again, these low numbers stemmed
largely from the very low firing rates of cells during spontaneous
activity.
Fig. 6.
Cumulative histograms of the significant peak/DC
values (A, C) and the peak
frequencies (B, D) obtained from the
power spectra of the autocorrelation histograms computed on single
trials during the presentation of visual stimuli for the alert
(A, B) and anesthetized (C, D) experiments, respectively.
[View Larger Version of this Image (13K GIF file)]
Because the oscillation frequency varies within as well as across
trials (Gray et al., 1990
, 1992
), and this variance would be expected
to average out the oscillatory components in the cumulative autocorrelograms, we suspected that our measure of the incidence of
oscillatory activity (Fig. 4) underestimated the number of recordings
that displayed oscillatory firing. To test this conjecture, we
determined the percentage of trials at each recording site that
displayed significant oscillatory modulation. The results of these
calculations, shown in Figure 7, revealed that greater than 50% of the cells, in both the alert and anesthetized animals, exhibited significant oscillatory responses to visual stimuli on at
least 10% of the trials. This finding has several implications. First,
it indicates that the cumulative ACH underestimates the incidence of
oscillatory activity. Second, it demonstrates that neuronal
oscillations are episodic, nonstationary events. They may vary in
frequency or in probability of occurrence or both. Thus, the failure to
find oscillatory modulation in a cumulative ACH may result from too few
trials displaying oscillations, or from a variation in oscillation
frequency that smoothes the cumulative histogram. Examples of both of
these effects recorded in the alert animals are shown in Figures
8 and 9, respectively. Figure 8 shows an
example where the cumulative ACH (Fig. 8A,B), but
none of the 20 individual trial histograms (Fig. 8C,D), met
the criteria for significant oscillations. In those trials where it is
possible to see oscillatory modulation (i.e., 3, 7, 10, 11, 13, and
16), the number of spikes was insufficient to meet the criterion. The remaining trials have either too few spikes or no rhythmic modulation. Despite these sources of variance, the cumulative ACH was highly significant. This is because the oscillatory activity, when it did
occur, was relatively constant in frequency. Thus, summing the
individual trials did not lead to an averaging out of the rhythmic
modulation. Figure 9 shows a different example in which 8 of 10 single
trial histograms (Fig. 9C,D), but not the cumulative ACH
(Fig. 9A,B), met the criteria for statistical significance. Here it is clear that the variation of oscillation frequency accounts for the low modulation amplitude of the cumulative ACH. An example of
this can be clearly seen by comparing trials 4 and 8 in Figure 9C,D. Thus, frequency variance, in addition to probability
of occurrence, can account for the failure to observe significant oscillations.
Fig. 7.
Frequency histograms of the percentage of trials
recorded at each site that contained at least 10% of trials displaying
significant, stimulus-evoked oscillations. A, Awake
behaving condition. B, Anesthetized condition.
[View Larger Version of this Image (33K GIF file)]
Fig. 8.
Example of a multiunit recording in which the
cumulative autocorrelation histogram exhibits significant periodicity
whereas none of the individual trials meet the criteria for
significance. A, Cumulative autocorrelation histogram.
The thick and thin horizontal lines
represent the mean and 95% confidence limits computed from the shift
predictor, respectively. B, Power spectrum of the
autocorrelation histogram shown in A. The
autocorrelation histograms and associated power spectra for each of the
20 trials recorded on this session are shown in C and
D, respectively. None of the 20 trials met the criteria
for statistical significance. They either lacked sufficient numbers of
spikes or did not display significant power at any frequency.
[View Larger Version of this Image (53K GIF file)]
Fig. 9.
Example of a multiunit recording in which the
cumulative autocorrelation histogram did not meet the criteria for
significance (i.e., the peak/DC value is 0.06). A,
Cumulative autocorrelation histogram. B, Corresponding
power spectrum. The autocorrelation histograms and associated power
spectra for each of the 10 trials recorded on this session are shown in
C and D, respectively. Eight of the 10 trials in this session met the criteria for significance. These are
indicated by an asterisk to the right of
the power spectra in D.
[View Larger Version of this Image (44K GIF file)]
Our effort to evaluate the occurrence of oscillatory firing during
spontaneous activity was limited by the low firing rates in the absence
of visual stimulation and, hence, a failure to collect sufficient
numbers of spikes at many of the recording sites. We therefore changed
our strategy during the experiments and ran sessions in which we
interleaved stimulus trials with trials containing only a fixation
spot, or in which we varied the stimulus luminance. This allowed us to
sample spontaneous activity for longer periods of time and to compare
its temporal properties to that evoked during visual stimulation.
Figure 10 shows one example in which oscillatory
activity evoked during visual stimulation (Fig.
10B,D,F)
is absent during a comparable period of spontaneous firing while the
animal is fixating (Fig. 10A,C,E). Similarly, Figure
11 illustrates a recording in which significant
oscillations were absent at low levels of stimulus luminance but became
highly significant as the response magnitude approached saturation.
These examples were consistent with our sample of 14 multiunit
recordings that displayed significant oscillatory responses to an
optimal visual stimulus (mean = 41 Hz), whereas in the absence of
visual stimulation these cells showed significant oscillatory
modulation in only 2 of the 14 cases (mean = 34 Hz). Thus, in the
absence of visual stimulation, rhythmic firing occurs less often and at
a lower frequency among cells that display pronounced oscillations
during visual stimulation.
Fig. 10.
Oscillatory neuronal activity is present during
visual stimulation but absent during periods of spontaneous firing. The
left column illustrates the data obtained during
fixation trials, whereas the right column illustrates
the activity recorded during the presentation of an optimally oriented
light bar. A, B, PSTHs. C,
D, Autocorrelation histograms computed during the period
of stimulus presentation. In C, this period ranged from
0.2 to 1.9 sec. E, F, Power spectra of
the autocorrelation histograms shown in C and
D, respectively. Note the presence of a clear peak at 44 Hz in F that is not present in E.
[View Larger Version of this Image (29K GIF file)]
Fig. 11.
The magnitude of stimulus-evoked oscillatory
firing increases with stimulus luminance. An optimally oriented light
bar was passed over the receptive field of the recorded cells at five different levels of luminance. A, PSTHs computed from
the spike trains recorded at each level of luminance. B,
Tuning curve computed from the mean firing rate during the period of
stimulus presentation. The plot is normalized to the maximum response.
C, D, Autocorrelation histograms and
corresponding power spectra computed from each of the five sets of
spike trains, respectively.
[View Larger Version of this Image (30K GIF file)]
We obtained further evidence for the stimulus dependence of oscillatory
activity by comparing the frequency of oscillations at different
velocities of stimulus movement. It has been shown previously in
anesthetized animals (Eckhorn et al., 1988
; Gray et al., 1990
) that
oscillation frequency increases with stimulus velocity. Our results in
the alert cats were consistent with these earlier reports. In 11 of 12 multiunit recordings, we found that the frequency of significant
oscillations evoked by a moving light bar increased monotonically with
the velocity of stimulus movement. An example of this result, from a
multiunit recording in area 18, is shown in Figure 12.
A scatter plot of the cumulative data is shown in Figure
13. In this sample, significant oscillations spanned a
frequency range of 36-60 Hz and occurred at stimulus velocities
ranging from 1.4 to 11.8°/sec. Linear regression analysis revealed a
significant correlation between stimulus velocity and oscillation
frequency (r = 0.71, p
0.0001) with
frequency increasing by 1.5 Hz for each 1°/sec increase in stimulus
velocity. These results closely resemble those obtained in the
anesthetized cat (Gray et al., 1990
) and further demonstrate that the
properties of oscillatory responses in cat striate cortex are stimulus
dependent.
Fig. 12.
The frequency of oscillatory firing in the visual
cortex of the alert cat increases with increasing stimulus velocity.
Multiunit activity was recorded from a single electrode in area 18, and moving light bars of high contrast were passed over the receptive field
of the cell at four different velocities (~4, 8, 12, and 16°/sec).
A, PSTHs of the activity recorded in response to each of
the 4 stimuli, velocity increasing from stimulus 0 to
3. B, Tuning curve of the oscillation
frequency computed from the power spectra shown in D.
C, Autocorrelation histograms computed from the activity
recorded during the response to each visual stimulus. D,
Power spectra of the autocorrelation histograms shown in
C.
[View Larger Version of this Image (33K GIF file)]
Fig. 13.
Scatter plot of the oscillation frequency,
obtained from the peaks in the power spectra, versus the stimulus
velocity for 11 multiunit recordings in area 17. Three to five
different velocities were presented for each recording
(n = 34). The linear correlation coefficient is
0.71 (p
0.0001) and the slope of the fitted
line is 1.49 Hz/deg/sec.
[View Larger Version of this Image (16K GIF file)]
Local synchronization
In a subset of our multiunit recordings that
displayed significant oscillations, we utilized spike sorting
techniques (Abeles and Goldstein, 1977
; Gray et al., 1995a
) to enable
us to analyze the local temporal correlation among pairs or small
groups of neurons. In some recordings, we were able to identify a pair
of single units using principal components analysis, whereas in others, we extracted a single unit and a multiunit background signal using amplitude discrimination. We then performed cross-correlation analysis
on these pairs of signals and applied the same statistical test for
significance as that applied to the autocorrelation histograms. Figure
14 illustrates four examples of the raw data collected
on single trials from single and/or multiunit recordings that were typical of the data base as a whole. Figure 14A
illustrates a single unit that exhibits a pattern of repetitive burst
discharges that we refer to as "chattering" (Gray and McCormick,
1996
). This pattern, which is also prevalent in area 17 and 18 of the
anesthetized cat and area 17 of the alert monkey (Hubel and Wiesel,
1965
; Gray et al., 1990
, 1995b
), consists of sequences of burst
discharges that repeat at intervals of 15-50 msec during the response
to a visual stimulus. Within each burst, the firing rate ranges from roughly 300 Hz to as high as 800 Hz. This pattern gives rises to the
pronounced oscillations observed in the autocorrelation histograms and
is often locally synchronized as shown in Figure 14, B and
D. In Figure 14B, a chattering cell can be
seen to fire with a slight but consistent phase lead over the lower
amplitude multiunit background activity. In Figure
14D, there are several units firing in close temporal
correlation. Such local synchronization does not, however, occur
exclusively among cells that fire in repetitive bursts. Figure
14C illustrates an example in which a single unit that
displays no evidence of bursting or oscillation is tightly synchronized
with the oscillatory multiunit activity recorded on the same electrode.
This demonstrates that nonoscillating cells do participate among
populations of neurons that display synchronous rhythmic firing.
Fig. 14.
Four examples of oscillatory single and
multiunit activity recorded on single trials in area 17 of the alert
cat in response to an optimally oriented, drifting light bar. In each
plot, the activity is displayed at a slow (top) and fast
(bottom) time scale. The lines connecting the
top and bottom plots indicate the epoch in the top plot that is being displayed in the
bottom plot. A, Activity recorded from a
single cell that exhibits a pattern of repetitive bursting during the
visual response. B, A multiunit recording, consisting of
a single isolated unit and lower amplitude background activity,
illustrates that the repetitive burst discharges of the single unit are
correlated with the multiunit activity. C, Another
multiunit recording illustrating that a nonrhythmically firing single
unit is synchronous with the local oscillatory multiunit activity.
D, A further example of synchronous, rhythmic multiunit activity.
[View Larger Version of this Image (52K GIF file)]
Figure 15 illustrates an example of the
local synchronization of oscillatory firing displayed by two cells
recorded on the same electrode. These data were taken from the same
recording shown in Figures 1, 2, 3 and demonstrate that oscillations in multiunit activity reflect the temporal synchronization of the underlying single units. The oscillations observed in each single unit
are of the same frequency as the multiunit recording in Figure 3, and
the two cells have an average time lag of 0 msec. Thus, the prevalence
of significant rhythmicity in the discharges of multiunit recordings is
indicative of a high degree of local temporal synchronization.
Fig. 15.
Synchronous rhythmic firing of two cells isolated
from the multiunit recording shown in Figures 1, 2, 3. A,
The receptive field of the multiunit activity and the stimulus used to
activate the cells. The fixation spot is shown just to the
right of the receptive field. B, PSTHs
computed from the spike trains of the two cells (1,
2). C, Autocorrelation
(1-1, 2-2) and cross-correlation (1-2) histograms computed from the two spike trains.
The thick and thin lines represent the
mean and 95% confidence limit computed from the same spike trains
after shuffling the data by one stimulus period, respectively.
D, Power spectra computed from the corresponding autocorrelation histograms. The numbers to the
right of each graph are the peak/DC and the frequency of
the peak value, respectively. The thick and thin
lines represent the mean and 99% confidence limits computed
from randomized spike trains having an equivalent number of spikes in
the same interval of time, respectively.
[View Larger Version of this Image (24K GIF file)]
DISCUSSION
Methodological considerations
The occurrence and properties of stimulus-dependent oscillations
in the visual cortex has been the subject of considerable debate. Much
of this debate has focused on the probability of occurrence, the
magnitude and statistical significance of neuronal oscillations.
However, each of these parameters depends on the presence or absence of
a sampling bias, the statistical test used to classify the data, and
the criteria for what constitutes an oscillation. Concerning sampling
bias, there are at least three possible sources of error, variation in
the properties of oscillatory activity between animals, and inadequate
or experimenter-biased sampling from individual animals. This study is
subject to the first two of these sources of variation, which could
account for the differences in the incidence and magnitude of
oscillations between the alert and anesthetized states. However, we
believe that the present data represent our best effort to avoid
subjective biases in sampling the neuronal activity during data
collection. Because of the constraints of recording from alert cats, we
made a deliberate effort to collect every high quality recording we could obtain. This precluded us, for example, from searching for activity that gave more vigorous responses and were easier to map. In
the anesthetized animals, we made electrode penetrations perpendicular
to the cortical surface and sampled any multiunit or single unit
activity that could be visually driven with a drifting light bar or
square wave grating.
The statistical tests used to measure and classify neuronal
oscillations are another source of variability in results from different studies. The majority of investigations have used the autocorrelation histogram as the initial step in the quantification of
rhythmicity (Gray and Singer, 1989
; Gray et al., 1990
; Engel et al.,
1990
; Ghose and Freeman, 1992
; Young et al., 1992
). The methods used to
quantify the correlograms have differed, however. Our previous method
of fitting a damped sine wave function to the autocorrelation histogram
and then extracting the parameters of that function (Engel et al.,
1990
; König et al., 1994) have been criticized as being subject
to error (Ghose and Freeman, 1992
; Young et al., 1992
). In an effort to
address these criticisms and to make our results comparable to those of
others, we applied the method of Ghose and Freeman (1992)
of
calculating the autocorrelation histogram, computing the power
spectrum, and calculating a S/N of the peak in the spectrum between
20-70 Hz relative to the average spectral values between 250-500 Hz.
Ghose and Freeman (1992)
arbitrarily chose a S/N value of 1.5 as
indicative of significant periodicity in the ACH. We applied this
measure to our data and found that it classified a much greater
percentage of correlograms as oscillatory (Fig. 5) than obtained by
previous estimates (Gray et al., 1990
; Engel et al., 1990
). In
addition, we found that the S/N measure did not take into account the
total numbers of spikes used to compute the ACH. To avoid this problem,
we used a measure of the ratio of the peak in the spectrum to the DC
component. To be classified as significant, the peak spectral values
had to exceed the 99% confidence limit, computed from the ACH of an
equivalent random spike train, and their peak/DC ratios had to be
greater than 90% of the peak/DC values computed from the
trial-shuffled histograms of the entire sample.
When we applied these relatively stringent criteria for statistical
significance, we found a much lower incidence of oscillatory activity
than revealed by the S/N measure. This may account for the wide
differences in results, and hence interpretations, reported by Ghose
and Freeman (1992)
and earlier studies (Gray and Singer, 1989
; Gray et
al., 1990
; Engel et al., 1990
). In support of this conclusion, we found
that S/N values of the recordings classified by the peak/DC measure as
significant displayed a wide range, and that many S/N values greater
than 1.5 did not meet our criteria for statistical significance. By
utilizing an unbiased and stringent measure, it is also likely that the
present results reflect a more accurate estimate of the incidence and
magnitude of oscillatory activity than earlier studies (Eckhorn et al.,
1988
; Gray and Singer,1989
; Gray et al., 1989
, 1990
; Engel et al.,
1990
).
It must be pointed out, however, that the cumulative ACH is not the
best method for detecting and classifying neuronal oscillations in the
visual cortex. Because neuronal oscillations can and often do exhibit
wide variations in their frequency (Gray and Singer, 1989
; Gray et al.,
1992
), summing these variations across trials in the cumulative ACH
will tend to average out the periodicity (for example, see Fig. 9).
This will lead to an underestimate of the incidence of rhythmic
activity. Moreover, the magnitude of this underestimate is likely to
increase as the number of trials collected increases and if spontaneous
and stimulus-evoked activity are combined in the calculation of the
correlation histograms. The traditional approach to correlation
analysis has been to enhance the S/N in the data by accumulating large
numbers of spikes collected during periods of spontaneous and
stimulus-driven activity (Perkel et al., 1967
; Ts'o et al., 1986
;
Aiple and Krueger, 1988). The data presented here demonstrate that this
practice is likely to mask rather than enhance the occurrence of
rhythmicity in the spike trains.
Finally, because all visual stimulation was performed by computer, it
is possible that refresh artifact (firing synchronized to the refresh
frequency of the monitor) could account for some percentage of the
oscillatory firing detected. Cells showing this behavior exhibit peaks
in their correlation and shift predictor spectra having a frequency
that is equal to, or a harmonic/subharmonic of, the refresh frequency.
It was surprising that we did not find a single example of this effect
in our data. It is, therefore, very unlikely that any of the
significant spectral peaks observed in the correlograms reflect refresh
artifact.
Functional implications
The results of this study demonstrate that synchronous gamma-band
activity in the visual cortex is not a phenomenon limited to
anesthetized animals. It is robust and easily detectable on single
trials in alert cats. Although problems of sampling bias preclude a
firm conclusion regarding the differences between the alert and
anesthetized data, the data presented here suggest that the incidence
and magnitude of oscillatory activity is greater in the alert cats.
These data are consistent with the recent findings that activation of
the mesencephalic reticular formation (Munk et al., 1996
) or the
mesopontine cholinergic nuclei (Steriade et al., 1996
) increase the
probability and the magnitude of synchronous gamma-band activity in cat
cortex. Thus, arousal seems to be an important variable influencing the
occurrence and properties of gamma-band response synchronization.
The stimulus dependence of synchronous gamma-band activity, and its
relative absence during spontaneous firing, indicate that neuronal
oscillations are indeed related to visual processing, although in a
manner which is not yet fully understood (Frien et al., 1994
; Roelfsema
et al., 1994
; Livingstone, 1996
; Kreiter and Singer, 1996
). In their
earlier study, Ghose and Freeman (1992)
concluded that cortical
gamma-band activity is not stimulus dependent and that oscillation
strength is greatest at low firing rates. These results were
complimented by the finding that a significant fraction of neurons in
the LGN exhibit pronounced rhythmicity in the absence of visual
stimuli, with a frequency distribution overlapping that of the cortical
data (Laufer and Verzeano, 1967
). In many of these thalamic neurons,
the oscillations were suppressed or uninfluenced by visual stimuli. On
the basis of these data, Ghose and Freeman (1992)
proposed a model
where cortical gamma-band activity is generated by the convergent input
of independent but rhythmically firing LGN cells onto cortical neurons.
Although this model seems to account for their data, it is inconsistent with at least two general findings presented in this and earlier studies: (1) gamma-band activity has been reported to be largely absent
or greatly reduced in magnitude in the absence of visual stimulation
(e.g., Figs. 2, 10, 11; Eckhorn et al., 1988
; Gray and Singer,1989
;
Gray et al., 1990
; Engel et al., 1990
; Jagadeesh et al., 1992
; Gray and
McCormick, 1996
); and (2) neuronal oscillations in the LGN of the
anesthetized cat are stimulus dependent, both locally and globally
synchronized (as long as they are driven by the same eye), and have a
mean frequency near 80 Hz (Ito et al., 1994
; Neuenschwander and Singer,
1996
). These data, therefore, lead to the prediction that LGN
oscillations should contribute to cortical gamma-band synchronization
primarily during the response to visual stimuli. However, any model
using this mechanism to generate cortical oscillations must account for
the large difference in frequency distribution between the LGN and
cortex.
Although the results presented here can shed little light on the
underlying mechanisms of cortical gamma-band activity, one salient
aspect is consistent with an alternative model for cortical gamma-band
activity generation. When neuronal oscillations occur in the visual
cortex, the cells contributing to these synchronous discharges often
fire in a pattern of repetitive high frequency bursts (e.g., Fig. 14;
Hubel and Wiesel, 1965
; Gray et al., 1990
, 1995b
). These bursts recur
at intervals of 15-50 msec and can reach firing rates within a burst
as high as 800 Hz. Recently, using intracellular recording and staining
in vivo, we have demonstrated that cells in striate cortex
having these characteristics comprise a subpopulation of superficial
pyramidal neurons (chattering cells) that, when injected with
suprathreshold depolarizing current, exhibit intrinsic repetitive burst
discharges at frequencies ranging from 20-70 Hz (Gray and McCormick,
1996
). These cells also exhibit larger stimulus-evoked, gamma-band
fluctuations in their membrane potential than any of the other cell
classes. These findings suggest that a major component of visually
evoked cortical gamma-band oscillations is influenced by the intrinsic
membrane properties of chattering cells, and hence is a result of an
intracortical mechanism. Cells that receive presynaptic input from
chattering cells would, therefore, be expected to display membrane
potential oscillations having properties consistent with a synaptic
rather than an intrinsic mechanism (Jagadeesh et al., 1992
). If
chattering cells were synaptically connected to one another, the
oscillatory activity in these cells would reflect both mechanisms. In
view of the findings that oscillatory firing is a strong predictor of
synchronization, these data suggest that chattering cells may play an
important role in the generation of synchronous activity in visual
cortex.
FOOTNOTES
Received June 13, 1996; revised Jan. 31, 1997; accepted Feb. 5, 1997.
This work was supported by a grant from the National Science Foundation
and fellowships from the Klingenstein Foundation and the Sloan
Foundation. We thank Raul Aguilar and Dwight Corley for their
invaluable computer software support and Lee Rognlie-Howes for her
excellent care of the animals and technical assistance.
Correspondence should be addressed to Dr. Gray at the above
address.
Dr. Di Prisco's present address: Center for Complex Systems, Florida
Atlantic University, Boca Raton, FL 33431.
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