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The Journal of Neuroscience, June 1, 1998, 18(11):3991-4000
Binding of Serotonin to Receptors at Multiple Sites Is Required
for Structural Plasticity Accompanying Long-Term Facilitation of
Aplysia Sensorimotor Synapses
Zhong-Yi
Sun and
Samuel
Schacher
Center for Neurobiology and Behavior, Columbia University College
of Physicians and Surgeons, and New York State Psychiatric Institute,
New York, New York 10032
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ABSTRACT |
Long-term changes in the efficacy of Aplysia
sensorimotor synapses accompany nonassociative and associative forms of
behavioral plasticity. This synapse expresses long-term facilitation
either with repeated applications of 5-hydroxytryptamine (5-HT) or with a single pairing of tetanus in the sensory neuron (SN) and bath application of 5-HT. We examined whether structural changes in the SN
accompany all forms of long-term synaptic enhancement and the locations
at which 5-HT must bind receptors to evoke long-term functional and/or
structural changes. Pairing tetanus with one application of 5-HT evoked
both functional and structural changes after 24 hr only when 5-HT
application was temporally paired with the tetanus and activated
receptors on both the SN cell body and terminal region. Repeated
application of 5-HT to the terminal region alone failed to evoke any
long-term change. Repeated applications of 5-HT to the SN cell body
alone evoked a change in synaptic efficacy at 24 hr but failed to
increase SN varicosities. Repeated applications of 5-HT to both the SN
cell body and the terminal region evoked increases in both synaptic
efficacy and the number of SN varicosities at 24 hr. The results
indicate that different external stimuli can evoke equivalent forms of
long-term synaptic facilitation with or without structural changes in
the SNs. Changes in the number of SN varicosities can accompany
different forms of long-term facilitation and require the activation of
5-HT receptors at multiple sites.
Key words:
long-term; synaptic plasticity; activity-dependent
plasticity; 5-HT; structure-function relationships; sensory neuron; Aplysia
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INTRODUCTION |
Change in synaptic efficacy is one
cellular mechanism mediating experience-dependent changes in behavior.
The duration of synaptic plasticity is governed by the activation of
specific second messenger cascades and the induction of new gene
expression (Goelet et al., 1986 ; Malenka et al., 1989 ; Bartsch et al.,
1995 ; Yin et al., 1995 ). Although short-term changes in synaptic
efficacy do not require new macromolecular synthesis, the same second
messenger cascades may contribute to both short- and long-term synaptic plasticity (Kandel and Schwartz, 1982 ; Byrne et al., 1993 ). The nature
of the external stimuli and their sites of action required to trigger
cell and molecular processes associated with short- versus long-term
synaptic plasticity and the intracellular machinery critical for
expressing short- versus long-term change are poorly understood.
The synapses of Aplysia sensory neurons (SNs) express short-
and long-term increases in efficacy that correlate with short- and
long-term sensitization and the classical conditioning of defensive
withdrawal reflexes (Castellucci and Kandel, 1976 ; Hawkins et al.,
1983 ; Walters and Byrne, 1983 ; Frost et al., 1985 ). Long-term sensitization also is accompanied by structural changes in the SN
synapses, including an overall increase in the number of SN varicosities (Bailey and Chen, 1983 , 1988 ). These long-term functional and structural changes can be simulated by repeated applications of
5-hydroxytryptamine (5-HT) (Montarolo et al., 1986 ; Glanzman et al.,
1990 ; Clark and Kandel, 1993 ; Emptage and Carew, 1993 ) or by direct
intracellular injections of cAMP into the SN cell body (Nazif et al.,
1991 ; Schacher et al., 1993 ; O'Leary et al., 1995 ). Repeated
applications of 5-HT at short intervals lead to the translocation of
protein kinase A (PKA) and other kinases into the SN nucleus,
triggering a complex program of early and late gene expression that
contributes to changes in excitability, the growth of new SN branches,
and the formation of new synaptic connections (Kandel and Schwartz,
1982 ; Greenberg et al., 1987 ; Schacher et al., 1988 ; Scholz and Byrne,
1988 ; Dash et al., 1990 ; Backsai et al., 1993 ; Byrne et al., 1993 ;
Alberini et al., 1994 ; Bartsch et al., 1995 ; Martin et al., 1997b ;
Zhang et al., 1997 ).
The changes in the SN cell body and nucleus evoked by the activation of
local 5-HT receptors may be sufficient to account for all of the
long-term functional and structural changes at SN synaptic terminals.
Although short-term facilitation of SN synapses requires the activation
of 5-HT receptors at or near SN synaptic terminals (Clark and Kandel,
1984 ; Emptage and Carew, 1993 ; Sun et al., 1996 ), long-term
facilitation of sensorimotor synapses in the intact nervous system can
be evoked by applications of 5-HT to the SN cell body alone (Clark and
Kandel, 1993 ; Emptage and Carew, 1993 ). When higher concentrations of
5-HT are used, long-term facilitation also is expressed when 5-HT is
applied to the terminal regions alone (Clark and Kandel, 1993 ; Emptage and Carew, 1993 ). However, in the intact nervous system, one cannot control for endogenous release of 5-HT (or other neuromodulators) from
a high density of 5-HT-positive terminals in contact with SN cell
bodies (Kistler et al., 1985 ; Zhang et al., 1991 ). Thus, it is
difficult to determine the contribution of 5-HT-activated receptors and
signal transduction machinery at each location (SN cell body and
terminals) to the functional and structural changes accompanying
long-term facilitation.
It is possible to reconstitute the sensorimotor synapse in cell culture
and focally apply 5-HT to specific regions (Sun et al., 1996 ). Sun et
al. (1996) reported that 5-HT receptors are enriched at the SN cell
body and at SN varicosities contacting the proximal motor axon. Using
this approach, we report that the application of 5-HT to different
sites can evoke different forms of long-term synaptic facilitation with
or without structural changes in the SNs. Change in the structure of
SNs accompanies different forms of long-term facilitation and requires
the activation of 5-HT receptors on both the SN cell body and terminal
region. Long-term facilitation (>24 hr) can be evoked with 5-HT
applications to the SN cell body alone, but without changes in
the structure of the SN.
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MATERIALS AND METHODS |
Cell culture. SNs of Aplysia were isolated
from the pleural ganglion of adult animals (70-100 gm), cocultured
with identified motor cell L7 isolated from the abdominal ganglion of
juvenile animals (1-3 gm; University of Miami Aplysia
Mariculture Facility), and maintained for 5 d as described
previously (Schacher and Proshansky, 1983 ; Schacher, 1985 ; Rayport and
Schacher, 1986 ). Each L7 was isolated with the proximal segment
(400-700 µm) of its original axon (Schacher and Proshansky, 1983 ).
Each culture contained a single SN cocultured with a single L7. Cells
were allowed to regenerate for 4 d to permit the formation of
stable synaptic contacts and neuritic arbors (Montarolo et al., 1986 ;
Glanzman et al., 1990 ; Schacher and Montarolo, 1991 ).
Electrophysiology. The stimulation and recording techniques
for measuring long-term changes in the efficacy of the SN-L7
connection after treatments with 5-HT or activity have been described
(Montarolo et al., 1986 , 1988 ; Schacher et al., 1997 ). For monitoring
changes in synaptic efficacy, the motor cell was impaled with a
microelectrode (10-15 M ) containing 2.0 M K-acetate,
0.5 M KCl, and 10 mM K-HEPES, pH 7.4. The motor
cell L7 was maintained at 80 mV for measuring the EPSP amplitude at
both time points. For each coculture, synaptic potentials were evoked
in L7 by stimulating the SN with a brief (0.3-0.5 msec) depolarizing
pulse, using an extracellular electrode (Montarolo et al., 1988 ).
During the recording, dye filling (see below), or treatments with 5-HT,
cultures were superfused at 1 ml/min with L15-seawater medium
consisting of artificial seawater (Instant Ocean) and modified L15 with
salt concentrations added to levels consistent with seawater (perfusion
medium). After recording and dye injection, 5-HT was applied (see
below) either 4× at 25 min intervals, with each application lasting 5 min (Montarolo et al., 1986 ), or applied once for 3 or 5 min in
association with a brief tetanus to the SN (20 Hz for 2 sec). 5-HT was
applied paired with tetanus (beginning 0.5 sec after the onset of the tetanus; Eliot et al., 1994 ; Schacher et al., 1997 ) or in an unpaired manner (backward or forward; see Results).
Transmitter applications. 5-HT was applied focally by
pressure ejection via a micropipette containing 50 µM
5-HT and 0.02% Fast Green to visualize the location of the stream
(Stoop and Poo, 1995 ; Sun et al., 1996 ) (Fig.
1). A second micropipette attached to a
vacuum was positioned near the ejection pipette for the rapid removal
of neuromodulator. The width of the stream across the selected region
of interest was controlled by the placement of the pipettes containing
5-HT and the one attached to the vacuum used to remove the 5-HT (Fig.
1). 5-HT was applied for 3 or 5 min to one of three areas: (1) to the
SN cell body (Fig. 1A), (2) to the initial 350-400
µm segment of the motor axon that is the region containing the most
proximal portion of the SN arbor (Fig. 1B) (Glanzman
et al., 1989 ; Bank and Schacher, 1992 ; Zhu et al., 1997 ), or (3) to
both the SN cell body and the initial 350-400 µm segment of the
motor axon (Fig. 1C). We ruled out spillover of 5-HT to the
SN cell body when it was applied to the motor axon and SN terminals by
monitoring for 5-HT-induced changes in excitability (Sun et al., 1996 ).
No change was detected immediately after a 5 min application to SN
neurites and terminals in contact with the motor axon. A fourfold
increase in excitability was observed after 5-HT application to the SN
cell body. Applications of 5-HT to the motor axon (while held at 60
mV) evoked small (1-2 mV) hyperpolarizations in the membrane potential
of L7. In addition, 5-HT evoked little or no detectable change in L7
membrane conductance (0 to ± 10%).

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Figure 1.
Application of 5-HT to different areas of
interaction between the sensory neuron (SN) and
L7. Phase-contrast micrographs of three cocultures each, with a single
SN forming synaptic contacts with a single L7. The axon of L7 emerges
from the cell body (top of each micrograph) and extends
toward the lower right. The stump of the SN axon is
always placed next to the axon of L7 so that the proximal arbor of the
SN contacts the proximal axon of L7. Pressure is used to eject 5-HT
plus Fast Green from the pipette (P) at
right, and rapid suction is used to remove solution from
the pipette at left. 5-HT solution is added to specific
regions of SN-L7 interaction by positioning the pipettes at
appropriate locations so that 5-HT binds to receptors on the SN cell
body (A), to receptors on the terminals in the
proximal portion of the SN arbor that are in contact with the axon of
L7 (B), or to receptors on both the SN cell body
and terminal region (C). E
indicates the extracellular electrode used to stimulate SN (single
action potential or tetanus). Scale bar, 50 µm.
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Dye injection and imaging SN neurites and varicosities.
After recording the amplitude of the EPSP on each day, the same
individual injected fluorescent dye 5(6)-carboxyfluorescein (6% in
0.44 M KOH, pH 7.0; Molecular Probes, Eugene, OR) into the
SN with 0.4-0.6 nA hyperpolarizing current pulses (500 msec at 1 Hz)
for 6 min (Glanzman et al., 1989 , 1990 ; Schacher and Montarolo, 1991 ).
Nomarski or phase-contrast and fluorescent images of the same view
areas along the axons of L7 were taken to map out the location of SN neurites and varicosities at each time point (days 4 and 5). Images were taken with a Nikon Diaphot microscope attached to a SIT (Dage 68)
video camera, processed by a Dell 310 computer with a PC Vision Plus
frame grabber, and subsequently stored on a Panasonic optical disk
drive. Alignment of the live view area at the second time point with
the initial recorded image was aided by the computer, with fine
adjustments made with the stage controls and by manual rotation of the
culture dish. The illumination used for obtaining fluorescent images
was kept as low as possible to prevent photo damage (Glanzman et al.,
1990 ; Schacher and Montarolo, 1991 ; Bailey et al., 1992 ; Schacher et
al., 1993 ; Zhu et al., 1995 , 1997 ). In general, the same illumination
levels were used at both time points to minimize the differences in
imaged structures that might arise as a result of differences in the
extent of dye filling, and light intensities used at the second time
point were adjusted slightly (± 10%) to match the intensity of the
stored images taken before treatment. Micrographs of the images were
made with a Panasonic or Sony video printer.
Quantifying structural changes. Counts of varicosity number
were obtained from fluorescent images of SN neurites contacting the
proximal 350-400 µm of the axon of L7, the region of the SN-L7 interaction that was exposed to the stream of 5-HT and closest to the
SN cell body. Previous studies had indicated that this portion of the
L7 axon is the most favorable substrate for the growth of SN neurites
that form varicosities with transmitter release sites (Glanzman et al.,
1989 , 1990 ; Schacher et al., 1990a ). Varicosities contacting distant
motor neurites do not contain active zones (Glanzman et al., 1989 ,
1990 ). Because the axon of L7 is a relatively thick structure, it often
required as many as four different focal planes to image all of the
labeled neurites and varicosities in a given view area. To minimize
slight differences in focus which could obscure differences in
varicosity number, we used computer-assisted superimposition of the
various focal planes onto a single two-dimensional image. The matched
fluorescent images of each focal plane along with the superimpositions
for both time points were compared, and the total number of
varicosities was counted. A varicosity (swelling along a sensory cell
process >2 µm in diameter) was considered new if the structure was
not observed within a 2 µm radius on the image of the same view area taken 24 hr earlier. Structures that were slightly elongated spheres 2 µm connected by narrow neuritic necks were counted as
varicosities (Bailey and Chen, 1983 , 1988 ). Although the dye injections
were not performed blind, the counts of varicosities were performed blind. The individual did not know the amplitude of the EPSPs before or
after treatment or the nature of the treatment. Only net change in
varicosity number (not changes in varicosity shape) was used to measure
structural changes evoked with treatments.
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RESULTS |
A single temporal pairing of a tetanus in the SN with bath
application of 5-HT evokes short-term enhancement of sensorimotor synapses in culture that outlasts the change in efficacy evoked by 5-HT
or tetanus alone (Eliot et al., 1994 ; Bao et al., 1997 ). The same
paired stimuli also evokes a long-term change (24 hr) in the efficacy
of sensorimotor synapses that is similar in magnitude to the change
evoked by four repeated applications of 5-HT (Schacher et al., 1997 ).
We first examined whether the expression of long-term functional change
requires 5-HT activation of receptors on both the SN cell body and SN
terminals contacting the proximal motor axon. We then examined whether
expression of long-term facilitation required the temporal pairing of
the two stimuli.
Long-term functional changes are evoked by temporal pairing of
tetanus activity in the SN and 5-HT activation of receptors on both the
SN cell body and terminal region
Significant change in the efficacy of sensorimotor synapses is
evoked when tetanus (TET) is paired with a 5 min
application of 5-HT to the SN cell body and terminal region (Fig.
2). Application of 5-HT to both regions
(CB + TERM) resulted in a 35.3 ± 3.3% change
in the amplitude of the EPSP recorded 24 hr after treatment. This is
significantly greater (p < 0.01) than the
change of 2.2 ± 3.0% evoked with applications of Fast Green
alone (CONT). Application of 5-HT to both regions
also evoked a change that is significantly greater
(p < 0.01) than the change of 6.0 ± 4.1%
evoked with pairing tetanus with 5-HT application to the terminal
region alone (TERM) or the change of 15.8 ± 5.3% (p < 0.03) evoked by pairing tetanus with
5-HT application to the SN cell body alone (CB). Although application of 5-HT to the cell body alone evoked a change >20% in 3 of the 10 cultures, the overall effect was not significantly different
from the change evoked by control treatment (p > 0.15).

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Figure 2.
Pairing tetanus with 5-HT application to both the
SN cell body and terminal region evoked long-term facilitation.
A, Examples of EPSPs evoked before (Pre)
and 24 hr after (Post) 1× application of control
solution (Fast Green) to the SN cell body and terminal region
(CONT), 1× pairing of tetanus with 5-HT to
terminal region (TERM), 1× pairing of tetanus
with 5-HT to the SN cell body (CB), or 1× pairing of
tetanus with 5-HT to both cell body and terminal region (CB + TERM). B, Summary of the percentage of
change in EPSP amplitude 24 hr after treatments. The height of each
bar is the mean ± SEM percentage of change per
culture (n = 10 for each group). ANOVA
(F(3,36) = 12.301;
p < 0.001) and multicomparison Scheffé's
F tests indicated that only pairing tetanus with 5-HT to
CB + TERM evoked significant change as compared with
other treatments (F = 10.001, p < 0.01 vs control; F = 7.770, p < 0.01 vs 5-HT applied to terminal region;
F = 3.733, p < 0.03 vs 5-HT
applied to SN cell body).
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Temporal pairing of the two stimuli is required for long-term change in
the efficacy of sensorimotor connections (Fig.
3). In another set of cultures we
compared the change in EPSP amplitude evoked 24 hr after paired
stimulation with that evoked when the two stimuli were unpaired in
either a "forward" or "backward" sequence (Fig. 3A).
Overall, there was a significant change with treatment. Paired
stimulation evoked a significant change in the EPSP amplitude of
36.2 ± 4.0% (Fig. 3B,C) as compared with the change
of 1.0 ± 5.1% evoked when tetanus to the SN preceded a 3 min
application of 5-HT by 3 min (FOR; p < 0.01) and as compared with the change of 11.7 ± 4.2% evoked when
tetanus to the SN was given 3 min after the application of 5-HT
(BACK; p < 0.01).

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Figure 3.
Tetanus plus 5-HT applied to both the SN
cell body and terminal region must be paired temporally to evoke
long-term facilitation. A, Schematic representation of
the experimental procedures. Tetanus and 5-HT application are separated
by 3 min during the forward (FOR) or backward
(BACK) application of the two stimuli.
B, Examples of EPSPs evoked before (Pre)
and 24 hr after (post) treatments.
C, Summary of the percentage of change in EPSP amplitude
24 hr after pairing or unpairing tetanus with 5-HT
(n = 6 for each group). Temporally paired stimuli
evoked significant changes (ANOVA; F(2,15) = 17.908; p < 0.001) as compared with the other
treatments (Scheffé's F = 17.323, p < 0.01 vs forward application of stimuli;
F = 7.528, p < 0.01 vs
backward application of stimuli).
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Long-term structural changes are evoked by pairing tetanus in the
SN and 5-HT activation of receptors on both the SN cell body and
terminal region
Long-term change in the efficacy of the connection in the intact
animal evoked by repeated sensitizing stimuli or in cell culture evoked
with repeated (four or five) bath applications of 5-HT is accompanied
by an increase in the number of SN varicosities with active zones
(Bailey and Chen, 1983 , 1988 ; Glanzman et al., 1990 ; Bailey et al.,
1992 ; Bartsch et al., 1995 ; Zhu et al., 1995 , 1997 ). In cell culture
the number of SN varicosities contacting the proximal axon of L7 is
strongly correlated with the amplitude of the EPSP. Unlike SN
varicosities contacting distal motor neurites, SN varicosities in
contact with the proximal motor axon have active sites for transmitter
release (Glanzman et al., 1990 ; Schacher et al., 1990a , 1993 ; Schacher
and Montarolo, 1991 ; Bailey et al., 1992 ). After repeated bath
applications of 5-HT, significant structural changes in the arbor of
the SN, including the formation of new SN varicosities with active
zones, were detected primarily at sites contacting the proximal motor
axon (Glanzman et al., 1990 ; Schacher et al., 1990a ). We therefore
examined in another set of cultures whether change in the number of SN
varicosities that contact the proximal axon of L7 also accompanies
long-term functional changes evoked by a single pairing of a tetanus
with 5-HT to both the SN cell body and terminal region.
An increase in the number of SN varicosities contacting the axon of L7
also accompanies long-term facilitation of sensorimotor connections
after a single pairing of a tetanus to the SN and 5-HT applied to both
the SN cell body and terminal region (Fig. 4). A single pairing evoked a significant
change of 34.8 ± 4.3% in the EPSP amplitude 24 hr after
treatment (Fig. 4A,B). The increase in synaptic
efficacy evoked by the paired stimuli is accompanied by a significant
increase of 6.0 ± 0.9 varicosities in the number of SN
varicosities in contact with the proximal axon of L7 (Figs. 4C, 5). The increase in EPSP
amplitude is significantly greater (p < 0.01)
than the percentage of change in EPSP amplitude and in the number of SN
varicosities evoked with the application of Fast Green alone
(CONT), 1.1 ± 4.6% and 0.2 ± 1.1 varicosities, respectively. The changes are significantly greater as
well than was the change of 1.9 ± 4.5% and 0.8 ± 0.6 varicosities (p < 0.01) evoked with tetanus to
the SN paired with control application of Fast Green
(TET) or the change of 2.9 ± 4.6% and 0.8 ± 0.7 varicosities (p < 0.01) evoked with 5-HT
application alone to both SN cell body and terminal region
(5-HT). Pairing tetanus with an application of 5-HT
either to the SN cell body alone (n = 3) or the SN
terminals along the proximal motor axon alone (n = 3)
failed to evoke a significant change in EPSP amplitude (average <10%)
or in the number of SN varicosities (average of 1.0 and 0.3 varicosities, respectively) (data not shown). Thus, long-term structural changes in the number of SN varicosities contacting the
proximal motor axon are associated with a change in EPSP amplitude and
are evoked with a single pairing of tetanus and 5-HT binding receptors
on both the SN cell body and SN terminals contacting the proximal motor
axon.

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Figure 4.
Tetanus plus 5-HT applied to both the SN cell body
and terminal region evoked long-term functional and structural changes.
All solutions were applied to both the SN cell body and terminal
region. A, Examples of EPSPs evoked before
(Pre) and 24 hr after (Post) 1×
application of control solution (CONT, Fast Green), 1×
pairing of tetanus with control solution (TET),
1× application of 5-HT (5-HT), or 1× tetanus
paired with 5-HT (TET + 5-HT). B,
Summary of the percentage of change in EPSP amplitude after treatments
(n = 9 cultures for each treatment). ANOVA
(F(3,32) = 15.202;
p < 0.001) indicated an overall effect of
treatment. Scheffé's F tests indicated that only
pairing tetanus with 5-HT evoked a significant change as compared with
other treatments (F = 11.028, p < 0.01 vs control; F = 9.319, p < 0.01 vs tetanus; F = 8.125, p < 0.01 vs 5-HT). C,
Summary of the net change in SN varicosities after treatment (same
cultures as B). ANOVA
(F(3,32) = 10.727; p < 0.001) indicated an overall effect of treatment. Scheffé's
F tests indicated that only pairing tetanus with 5-HT
evoked a significant change as compared with other treatments
(F = 7.703, p < 0.01 vs
control; F = 6.924, p < 0.01 vs tetanus; F = 6.725, p < 0.01 vs 5-HT).
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Figure 5.
Structural changes are evoked by pairing tetanus
and 5-HT application to both the SN cell body and terminal region.
A, Nomarski contrast view of a portion of the motor axon
where SN forms numerous varicosities. Scale bar, 5 µm.
B, Epifluorescent view of the same view area as in
A, depicting SN neurites and varicosities in contact
with the motor axon before stimulation. Two focal planes were
superimposed to permit the visualization of all neurites and
varicosities. C, Epifluorescent view of the same view
area as in B 24 hr after stimulation. Note four new SN
branches (arrows), with each containing new varicosities
(some are indicated with thick arrows). There was a net
increase of nine varicosities in this region of SN-L7 interaction. The
EPSP amplitude increased by 50% (from 20 to 30 mV). No net change in
SN varicosities was observed when tetanus was paired with 5-HT
application to the SN cell body alone or to the terminal region
alone.
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Structural changes in SN accompany long-term facilitation evoked by
repeated applications of 5-HT when 5-HT activates receptors on both the
SN cell body and terminal region
In the intact nervous system, long-term facilitation can be evoked
in a cell-specific manner by repeated applications of 5-HT to the cell
body of the SN (Clark and Kandel, 1993 ; Emptage and Carew, 1993 ). We
reexamined this issue in cell culture and extended the analysis to
determine whether all long-term changes in synaptic efficacy were
accompanied by structural plasticity.
Repeated applications of 5-HT to either the SN cell body or to both the
SN cell body and terminal region evoked a long-term change in the
amplitude of the EPSP evoked 24 hr after treatment (Fig.
6A,B). Control
treatment (four applications of Fast Green; CONT) and
four applications of 5-HT to the terminal regions
(TERM) evoked insignificant changes of 0.8 ± 3.2% and 5.1 ± 3.0% in the EPSP amplitude, respectively. By
contrast, four applications to the SN cell body (CB) or four
applications to both the SN cell body and terminal region (CB + TERM) evoked changes of 50.1 ± 6.3% and 39.2 ± 3.7%, respectively. The change evoked with applications to the SN cell
body is significantly greater than the change evoked by control
treatment (p < 0.01) or applications of 5-HT to
the terminal region alone (p < 0.01).
Similarly, the change evoked with applications of 5-HT to both regions
is significantly greater than the change evoked by control treatment
(p < 0.01) or by applications of 5-HT to the
terminal region alone (p < 0.02). There is no
significant difference between the changes evoked by 5-HT applications
to the SN cell body or 5-HT applications to both the SN cell body and
terminal region (p > 0.2).

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Figure 6.
Long-term changes in synaptic efficacy and SN
structure with 4× applications of 5-HT to different areas of SN-L7
interaction. A, Examples of changes in EPSP evoked
before (Pre) and 22 hr after (Post) 4×
applications of control solution (Fast Green) to the SN cell body and
terminal region (CONT) or 4× application of 5-HT
to the terminal region (TERM), SN cell body
(CB), or both the cell body and terminal region
(CB + TERM). B, Summary of the
percentage of change in EPSP amplitude 22 hr after 4× applications of
control or experimental treatments. ANOVA
(F(3,64) = 31.504; p < 0.001) indicated an overall effect of treatment. Scheffé's
F tests indicated that applications of 5-HT to the cell
body alone (CB, n = 16 cultures)
evoked significant changes as compared with control
(CONT, n = 16 cultures;
F = 21.375; p < 0.01) or 5-HT
applications to the terminal region alone (TERM,
n = 16 cultures; F = 16.653;
p < 0.01). Applications of 5-HT to both cell body
and terminal region (CB + TERM, n = 20) evoked significant changes as compared with control treatment
(F = 13.940; p < 0.01) or 5-HT
applications to the terminal region alone (F = 10.124, p < 0.01). C, Summary of
the net change in SN varicosities 22 hr after 4× applications of
control or experimental treatments for a subset of the cultures
examined in B. ANOVA
(F(3,32) = 8.377;
p < 0.001) indicated an overall effect of
treatment. Scheffé's F tests indicated that only
applications of 5-HT to both regions evoked a significant change in the
number of SN varicosities as compared with controls
(F = 4.177; p < 0.03), 5-HT
applications to the SN cell body alone (F = 3.153;
p < 0.05), or applications to the terminal region
alone (F = 5.733; p < 0.01).
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Although applications of 5-HT to the SN cell body evoked a significant
change in the amplitude of the EPSP (and slightly greater than
application to both the SN cell body and terminal region), it failed to
evoke a significant change in the number of SN varicosities in the
proximal part of the SN arbor contacting the axon of L7 (Fig.
6C). A significant increase of 5.9 ± 1.3 SN
varicosities was observed only with applications of 5-HT to both the SN
cell body and terminal region. After control treatment there was a change of 0.6 ± 1.2 varicosities. This is not significantly
different from the change of 1.2 ± 0.8 varicosities after
repeated applications of 5-HT to the SN cell body alone or to a change
of 1.0 ± 0.5 varicosities after repeated applications to the
terminal region of the SN alone (Figs. 6C,
7). Thus, long-term changes in the efficacy of the connection lasting >24 hr can be evoked in some cases
without significant changes in the SN structure in contact with the
proximal motor axon. The expression of these structural changes in the
SN, however, requires the activation of 5-HT receptors on both the SN
cell body and terminal region.

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|
Figure 7.
Repeated applications of 5-HT to the terminal
region failed to evoke a net change in SN varicosities.
A, Epifluorescent view of a portion of SN neurites and
varicosities contacting a motor axon (right to
left in the middle half of the
micrograph) before stimulation (4× 5-HT to the terminal region). Three
focal planes were superimposed to permit the visualization of all
neurites and varicosities. A double arrow points to a
neurite that retracts, because it is absent after 24 hr (see
B). B, Epifluorescent view of the same
view area as in A 22 hr after the last 5-HT application.
The arrow points to the branch that extended after
treatment. The number of varicosities is unchanged after treatment.
Scale bar, 5 µm.
|
|
 |
DISCUSSION |
Our results indicate that different external stimuli presented to
a pair of identified neurons and their synaptic connection can evoke
equivalent changes in the efficacy of the connections lasting 24 hr.
Some forms of long-term facilitation of Aplysia sensorimotor
synapses require the activation of receptors at multiple sites and are
accompanied by net increases in the number of SN varicosities. The
formation of new SN varicosities is correlated with changes in synaptic
efficacy (see also Glanzman et al., 1990 ; Schacher and Montarolo, 1991 ;
Bailey et al., 1992 ; Schacher et al., 1993 ) and requires the activation
of 5-HT receptors on both the SN cell body and terminal regions. The
formation of these new SN varicosities could contribute to changes in
synaptic efficacy, because previous studies indicate that new
varicosities contacting the proximal motor axon have transmitter
release sites (Glanzman et al., 1989 , 1990 ; Schacher et al., 1990a ).
Changes in synaptic function after 24 hr also are expressed without
changes in the number of SN varicosities contacting the proximal motor
axon when 5-HT receptors on the SN cell body alone are activated
repeatedly. Applications of 5-HT to the SN terminal region alone evoke
no long-term change in efficacy or in the number of SN varicosities contacting the proximal motor axon.
Our data suggest that SN synapses may express different forms of
long-term facilitation via differential activation of local 5-HT
receptors and their signal transduction machinery. In the intact
nervous system two populations of serotonergic varicosities interact
with SNs: those contacting SN cell bodies directly and those contacting
distant SN neurites and varicosities (Kistler et al., 1985 ; Zhang et
al., 1991 ). These two sites also appear to express different
populations or mixtures of 5-HT receptor subtypes (Mercer et al., 1991 ;
Emptage and Carew, 1993 ; Sun and Schacher, 1996 ; Sun et al., 1996 ). If
these two populations of serotonergic varicosities are activated
differentially by external stimuli, our results suggest that SN
synapses could express different forms of long-term facilitation that
could lead to different behavioral outcomes.
The changes evoked with a single pairing of tetanus and 5-HT to both
cell body and terminals are likely to be mediated by the same cellular
and molecular events as those evoked with repeated applications of 5-HT
alone (Hawkins et al., 1983 ; Walters and Byrne, 1983 ; Buonomano and
Byrne, 1990 ; Eliot et al., 1994 ; Bao et al., 1997 ; Schacher et al.,
1997 ). The temporal coincidence of activity in the SN and 5-HT binding
to receptors on the SN increases the levels of cAMP produced by
adenylyl cyclase (Occor et al., 1985 ; Abrams et al., 1991 ). The large
increase in cAMP levels in the SN cell body and terminals with a single
pairing may parallel the large changes in cAMP levels evoked with
repeated applications of 5-HT or with the injection of cAMP directly
into the SN. Such large changes in cAMP levels may be required to
trigger the appropriate changes in expression (both up and down) of
transcription factors and other genes that influence the synthesis of
effector proteins responsible for the changes in excitability, synaptic transmission, and the structure SNs (Dale et al., 1987 ; Scholz and
Byrne, 1988 ; Dash et al., 1990 ; Nazif et al., 1991 ; Backsai et al.,
1993 ; Kaang et al., 1993 ; Schacher et al., 1993 ; Alberini et al., 1994 ;
Bartsch et al., 1995 ). By contrast, the cAMP-dependent processes evoked
by pairing activity with a single application of 5-HT to the SN cell
body alone may be below the threshold that is required for initiating
the cascade of events leading to long-term changes in cellular
properties (Schacher et al., 1990b ; Bartsch et al., 1995 ; Ghirardi et
al., 1995 ).
In addition to changes in the SN cell body, timely activation of signal
transduction machinery in the SN terminals and L7 axon is likely to
contribute to long-term structural and functional changes. The binding
of 5-HT to receptors in the terminal region that are linked to both the
adenylyl cyclase-PKA pathway and the phospholipase C-PKC pathway
(Saktor and Schwartz, 1990 ; Goldsmith and Abrams, 1991 ; Ghirardi et
al., 1992 ; Sossin and Schwartz, 1992 ; Sugita et al., 1992 ; Li et al.,
1995 ; Sun and Schacher, 1996 ) may contribute to the initiation of the
structural changes in the presynaptic SN. A transient increase in PKC
activity with phorbol ester leads to transient changes in synaptic
efficacy and in the structure of SN neurites and varicosities
contacting motor cell L7 (Wu et al., 1995 ). These local changes at
presynaptic SN terminals plus inductive events in the SN cell body
mediated by the cAMP-PKA pathway may contribute to the expression of
the various presynaptic and postsynaptic components of long-term
plasticity.
The results reported here extend earlier studies on the site-specific
actions of neuromodulators (Clark and Kandel, 1984 , 1993 ; Hammer et
al., 1989 ; Emptage and Carew, 1993 ; Sun et al., 1996 ) and suggest that
5-HT receptors required for the expression of different features of
long-term facilitation are distributed in a nonuniform manner. To evoke
short-term plasticity with a single application of neuromodulator, 5-HT
must bind receptors at or near SN varicosities to mediate short-term
changes in synaptic efficacy and must bind receptors at the cell body
to mediate short-term changes in excitability (Clark and Kandel, 1984 ;
Emptage and Carew, 1993 ; Sun et al., 1996 ). By contrast, our results
indicate that repeated applications of 5-HT (50 µM) to
the terminal region of SNs failed to evoke any long-term change,
whereas applications to the SN cell body alone evoked only long-term
functional changes in SN connections. This result differs in part from
those results obtained with applications of 5-HT to terminal regions of
SNs in the intact nervous system. Relatively high levels of exogenous 5-HT applied to SN terminal region can evoke a long-term change in
synaptic efficacy (Clark and Kandel, 1993 ; Emptage and Carew, 1993 ). In
those studies, however, it is difficult to rule out low levels of
release from 5-HT-filled varicosities that surround SN cell bodies
(Kistler et al., 1985 ; Zhang et al., 1991 ) or the release of other
neuromodulators from interneurons during the 24 hr incubation (Hawkins
et al., 1981 ; Abrams et al., 1984 ; Pieroni and Byrne, 1992 ) that may
contribute to long-term functional changes when coupled with the local
actions of exogenous applications of 5-HT. Recently, Martin et al.
(1997a) reported that repeated local applications of 5-HT to the
terminal region of one set of SN synapses can evoke synapse-specific
long-term facilitation. The expression of synapse-specific long-term
facilitation could be attributable to the high concentration of 5-HT
used to evoke long-term facilitation (100 µM) or to the
properties of a unique population of SNs with two axons that interact
with separate postsynaptic targets.
Changes in the efficacy of SN synapses lasting 24 hr can be expressed
without net changes in the number of SN varicosities contacting the
proximal motor axon. This raises the possibility that a change in the
number of varicosities evoked with other treatments may not contribute
to the functional change, because expressing the structural change does
not lead to a greater increase in synaptic efficacy. This is not
likely. Previous studies, both in the intact animal with sensitizing
stimuli and in cell culture with 5-HT applications, indicate that new
SN varicosities contain active zones. Second, the cellular mechanisms
underlying the two forms of long-term facilitation may be different.
Long-lasting functional changes with applications to the SN cell body
alone could be mediated by increases in (1) the number of active zones within existing varicosities (Bailey and Chen, 1983 ), (2) transmitter release at preexisting active zones (Dale et al., 1988 ), (3) electrical excitability in the presynaptic nerve terminal (Dale et al., 1987 ; Scholz and Byrne, 1987 ), or (4) the sensitivity of postsynaptic glutamate receptors at sites with preexisting SN varicosities (Zhu et
al., 1997 ). These changes may be expressed at the terminal region via
axonal transport of new gene products synthesized in the SN cell body
(Montarolo et al., 1986 ; Dale et al., 1987 ; Schacher et al., 1988 ;
Barzilai et al., 1989 ; Kuhl et al., 1992 ; Hu et al., 1993 ; Alberini et
al., 1994 ; Hegde et al., 1997 ; Liu et al., 1997 ). By contrast, changes
in the number of SN varicosities, a critical feature of long-lasting
change in synaptic function (Bailey and Kandel, 1993 ), require both
changes initiated in the SN cell body as well as local changes in the
terminal region of the SNs and the axon of L7 (Trudeau and Castellucci,
1995 ; Zhu et al., 1995 , 1997 ). Local and targeted second
messenger-mediated changes in the organization of the cytoskeleton, in
the distribution of intracellular organelles and associated cytoplasmic
proteins critical for the formation and processing of synaptic
vesicles, in the distribution of cell adhesion molecules enriched at
release sites, and in the distribution and sensitivity of postsynaptic glutamate receptors may be initiated by the binding of 5-HT to receptors at or near the SN varicosities. These local changes may
override or inhibit some of the changes evoked by activation of 5-HT
receptors on the SN cell body, leading to equivalent changes in
synaptic efficacy. Compensatory presynaptic and postsynaptic changes
appear to result in the equivalent expression of synaptic efficacy at
developing nerve-muscle synapses in Drosophila (Schuster et
al., 1996 ; Stewart et al., 1996 ). Future studies will be directed at
determining the intracellular pathways by which 5-HT might influence
these local changes and the methods by which those changes interact
with the events initiated by 5-HT in the SN cell body in mediating
different forms of synaptic plasticity.
 |
FOOTNOTES |
Received Dec. 30, 1997; revised March 6, 1998; accepted March 10, 1998.
This research was supported by National Institutes of Health Grant GM
32099. Animals were provided by the National Center for Research
Resources, National Resource for Aplysia, at the University of Miami under National Institutes of Health Grant RR 10294. We thank Eve Vagg and Rachel Yarmolinsky for assistance in preparing
the figures and Drs. J. Koester and I. Kupfermann for comments on
earlier drafts of this manuscript.
Correspondence should be addressed to Dr. Samuel Schacher, Center for
Neurobiology and Behavior, Columbia University College of Physicians
and Surgeons, New York State Psychiatric Institute, 722 West 168th
Street, New York, NY 10032.
 |
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