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The Journal of Neuroscience, June 1, 1998, 18(11):4145-4154
The Development of Local, Layer-Specific Visual Cortical Axons in
the Absence of Extrinsic Influences and Intrinsic Activity
Jami L.
Dantzker and
Edward M.
Callaway
Systems Neurobiology Laboratories, The Salk Institute for
Biological Studies, La Jolla, California, 92037, and Department of
Biology, University of California San Diego, La Jolla, California 92093
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ABSTRACT |
The laminar specificity of vertical connections in the primary
visual cortex (area 17) develops precisely from the outset, leading to
the hypothesis that layer-specific axonal targeting is attributable to
molecular cues intrinsic to the cortex (Lund et al., 1977 ; Katz and
Callaway, 1992 ). However, alternative factors that could influence
axonal development have not been investigated. This study examines the
roles of intrinsic cortical activity and extrinsic influences that
could arise from earlier-formed connections with outside cortical and
subcortical areas. Organotypic slice cultures were prepared from ferret
area 17 before the formation of local axonal connections and were
incubated for 5-7 d to allow initial, local axonal arbors to form in
the absence of extrinsic influences. Additionally, some slices were
cultured in the presence of the Na+ channel blocker
tetrodotoxin to block spontaneous action potentials within the slice.
Individual neurons were labeled intracellularly with biocytin, and
their patterns of local axonal arborizations were reconstructed. This
study focuses on the development of layer 6 pyramidal neurons, the
axons of which in vivo bypass an incorrect target, layer
5, before specifically arborizing in their local target, layer 4. We
found that axonal arbors developing in vitro preferentially arborized in layer 4 versus layer 5. However, inhibition of spontaneous activity within the cortical slice decreased this specificity, resulting in similar numbers of axonal branches in layers
4 and 5. Thus, although cortical axons do not require influences from
outside areas, intrinsic spontaneous activity is required for specific
axonal arborization in correct laminar targets.
Key words:
ferret; local circuits; area 17; organotypic slice
culture; intracellular label; tetrodotoxin; spontaneous activity
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INTRODUCTION |
The mammalian cerebral cortex is
composed of precisely wired connections critical to cortical function.
A common organizational feature is a specific network of axonal
connections between the four main cortical layers (2/3, 4, 5, and 6)
(Gilbert, 1983 ; Martin and Whitteridge, 1984 ; Lund, 1988 ). These local,
interlaminar connections develop precisely from the outset. Neurons do
not make initial connections in nontarget layers that are later pruned back to produce the specific adult pattern (Lund et al., 1977 ; Katz,
1991 ; Callaway and Katz, 1992 ; Callaway and Lieber, 1996 ; Callaway
1998 ).
These observations of precise initial formation of layer-specific
connections have led to the hypothesis that cortical axons respond to
activity-independent cues intrinsic to the cortical layers, such as
extracellular molecular markers (Katz and Callaway, 1992 ; Goodman and
Shatz, 1993 ). In support of this idea, it was shown recently that axons
from rat ventricular zone explants containing mostly layer 6 cells
(~80%) grew and branched preferentially on membrane carpets prepared
from target layers of postnatal cortex, as opposed to those prepared
from nontarget layers (Castellani and Bolz, 1997 ). The above in
vitro experiments examined the combined axonal arbor patterns for
large, heterogeneous populations of neurons that grew axons premature
to their normal developmental time period. Although the results support
a potential role for intrinsic molecular cues, this approach does not
address subtle effects on the degree of axonal specificity that might
be elicited by changes in cortical environment during initial arbor
development.
We are interested in determining whether alternative mechanisms play a
role in the formation of local, layer-specific connections for
individual pyramidal neurons during the time they would first begin to
grow into their target layers. Neurons in area 17 are reciprocally
connected with extrinsic targets before and during development of local
connections [e.g., lateral geniculate nucleus (LGN) and superior
colliculus; O'Leary and Koester, 1993 ]. Such extrinsic areas might
influence the cortical environment in several ways. For example,
afferents could influence local signaling pathways and/or express
molecular cues on their axons (Mozer and Benzer, 1994 ; Habecker et al.,
1995 ; Fryer et al., 1996 ; Kawamoto et al., 1996 ). Extrinsic target
areas could also retrogradely influence molecular expression through
cortical efferents (Stevens and Landis, 1988 ; Williams et al., 1994 ; Wu
et al., 1997 ).
Afferents could also influence the cortex in an activity-dependent
manner. For example, LGN axons that arborize in layers 6 and 4 could
influence the activity-dependent secretion of trophic molecules
(Thoenen, 1995 ; Bonhoeffer, 1996 ).
Likewise, spontaneous cortical activity could play a role in the
formation of layer-specific connections by affecting the expression of
molecular cues or receptors for cue detection (Blochl and Thoenen,
1995 ; Goodman et al., 1996 ; Xie et al., 1997 ) or by selectively
reinforcing connections (Changeux and Danchin, 1976 ). Although retinal
activity may not be required for normal development of layer-specific
connections as suggested by binocular deprivation experiments (Callaway
and Katz, 1992 ), this does not rule out all activity-dependent
mechanisms. Binocular deprivation does not block spontaneous activity,
and even binocular enucleation does not prevent the development of
clustered horizontal connections that is dependent on cortical activity
(Ruthazer and Stryker, 1996 ).
To address possible alternative mechanisms, we made organotypic slice
cultures of area 17 from young ferrets before the growth of axonal
projections from layer 6 pyramidal neurons to more superficial cortical
layers (Fig. 1) (Callaway and Lieber,
1996 ). Layer 6 axons in culture exhibited an arborization pattern very
similar to that seen in vivo; they bypassed their incorrect
target, layer 5, and arborized specifically in layer 4 and partially in
layer 2/3. However, blocking spontaneous activity in cortical slices with the Na+ channel blocker tetrodotoxin (TTX)
decreased this specificity. Therefore, intrinsic molecular cues appear
to instruct the formation of initial layer-specific connections within
the cortex, but spontaneous activity may influence the detection or
expression of these cues.

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Figure 1.
Summary of in vivo development of
axonal arbors from ferret layer 6 pyramidal neurons. Dendrites are
omitted for clarity. At P13-15 layer 6 pyramids have
not yet sent an axon collateral into the overlying cortical layers but
have a single descending axon extending into the white matter. By
P19-20, neurons have a few recurrent axon collaterals
that are just beginning to form branches in layer 4. Later in
development, the density of axonal arbors continues to increase in
layers 4 and 2/3, with very few arbors ever forming in layer 5. Figure
modified from Callaway and Lieber (1996) . Scale bar, 200 µm.
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MATERIALS AND METHODS |
Preparation and culturing of cortical slices. Area 17 was removed and sliced from nine ferrets, ages postnatal days 14-15 (P14-P15), as described previously (Callaway and Lieber, 1996 ) but
under sterile conditions. Animals were deeply anesthetized with sodium
pentobarbital (100 mg/kg, i.p.) and decapitated, and the brains were
removed and placed in ice-cold HEPES-buffered artificial CSF (aCSF; in
mM: 140 NaCl, 5 KCl, 1 MgCl2, 1 CaCl2, 24 D-glucose, and 10 HEPES, pH
7.4). Area 17 was dissected from the cortical tissue and sagittally
sliced at 400 µm using an "egg-slicer"-like device (Katz, 1987 ).
After at least a 30 min incubation in ice-cold HEPES-buffered aCSF,
slices were then transferred onto the membrane of a tissue culture
insert (0.4 µm pore size, Falcon; Franklin Lakes, NJ) and placed in
6-well culture dishes with culture media (50% basal medium eagle (BME)
with glutamine, 25% HBSS, 25% horse serum, 6.5 mg/ml dextrose, and 10 mM HEPES) that formed an air-liquid interface. To inhibit
Na+-dependent action potentials, 1 µM
TTX was added to the media of half of the cultures from the start of
incubation. All cultures were then covered and placed in a tissue
culture incubator at 37°C and 5% CO2. Media were
replaced every 2-3 d, including TTX in the appropriate cultures. Less
than half of the total cultures received low-serum media (10% horse
serum, 65% BME with glutamine, 25% HBSS, 6.5 mg/ml dextrose, 10 mM HEPES, 2% N-2 supplement, 35 nM
5-Fluoro-2'-Deoxyuridine antimitotic agent, 75 nM uridine, and 5 ng/ml penicillin-streptomycin) 2-3 d before removal for intracellular labeling. This change did not differently affect the
growth of axons.
Slices were incubated for 5-7 d in culture (dic), which corresponds to
P19-P22 in vivo, and then removed for intracellular labeling with biocytin. Membranes below the slice were cut away from
the rest of the culture insert, and the slice was placed in an
oxygenated interface holding chamber with carbonate-buffered aCSF
(Callaway and Lieber, 1996 ). Slices had reduced in thickness to
~100-200 µm in culture.
Intracellular labeling and tissue processing. Slices were
labeled intracellularly as described previously (Callaway and Lieber, 1996 ; Callaway and Wiser, 1996 ). In short, after incubating in an
oxygenated interface chamber for ~1 hr, the slices were submerged in
a recording chamber with oxygenated and warmed aCSF. Whole-cell recordings were made in current-clamp mode using patch electrodes (Blanton et al., 1989 ). Two percent biocytin (Sigma, St. Louis, MO) was
included in the intracellular solution and iontophoresed into the cell
using positive current. To verify the effectiveness of TTX in blocking
Na+ channels, we injected 0.3-0.5 nA of step
current into cells immediately after obtaining recordings ~5-15 min
after slice removal from TTX-treated media. This was done for one slice
from each culture well (there were usually four slices per well). No
action potentials were detected in TTX-treated neurons within this
time, but an action potential usually slowly emerged, because the TTX
began to wash out. Action potentials were always detected in neurons never exposed to TTX. There was no difference in the ability to patch
onto cells or apparent health of the slices between the TTX- and
non-TTX-treated slices.
After postlabeling incubation, slices were fixed in 4%
paraformaldehyde, and labeled cells were stained using a horseradish peroxidase-conjugated avidin-biotin complex (Peroxidase Standard Kit;
Vector Laboratories, Burlingame, CA). Slices were mounted on
gelatin-coated slides, stained for Nissl substance with thionin to
allow detection of laminar boundaries (Callaway and Lieber, 1996 ),
dehydrated, and coverslipped with Permount.
Analyses of labeled neurons. Neuronal processes were
reconstructed using camera lucida light microscopy and a 40× [1.0
numerical aperture (NA)] or 63× (1.4 NA) oil immersion objective.
Only neurons with completely labeled axons and dendrites were used in
our analyses; no layer 6 pyramidal neurons were excluded otherwise.
Axonal arbors were analyzed by first counting the total number of
branch points and collateral terminations in each cortical layer for
each cell. This was done over the entire length of all axon collaterals
originating from a single neuron until they entered either the marginal
zone or white matter. In some cases, axons entering the white matter would later reenter the cortical layers. These axons were again followed and analyzed for branching and termination patterns.
The numbers of branch points and terminations were corrected for two
factors that could inherently affect the probability of their
occurrence, independent of the treatments. First, to compare
arborization patterns in layer 5 with layers 2-4, it was necessary to
normalize for the difference in vertical widths (pial to white matter
side) between these layers. For example, more branch points or
terminations might be observed in layers 2-4 than layer 5 simply
because of its greater width. Thus, cortical width was normalized
between layer 5 and the wider cortical layers above it, layers 2-4, by
defining an equivalent distance (ed) just above layer 5 that we call
layer 4 ed. This was done by counting only the branching and
terminating events in layers 2-4 that fell between the layer 5-4
border and the equivalent absolute width of layer 5 just above that
border. The resultant numbers were compared between the two layers
using a Wilcoxon signed rank test.
The second factor is inherent in the geometry of branching structures.
A randomly branching tree will naturally have increased total numbers
of branch points or terminal arbors farther from the base of the tree.
Therefore, the numbers of branch points found in layer 5 and
layer 4 ed were divided by the number of collateral axons that entered
each cortical layer. These numbers reflect a branching rate per number
of collaterals entering each cortical layer. The numbers of
terminations were divided by the number of collateral axons
entering the cortical layer plus the number of branch points within
that layer. This reveals the probability that an axon collateral that
either enters from outside the layer or originates from a branch within
the layer will terminate in the layer. Because all collateral axons
grew entirely in our culture system, this value includes only true
terminations. In contrast, terminal arbors in acute slices (Callaway
and Lieber, 1996 ) also represent axons that were cut during the slicing
process. Therefore, a similar analysis of termination probabilities is
less meaningful in acute slices.
To compare the arborization preference for layer 4 ed between the
standard media and TTX groups, we calculated a preference value. The
rate of branching or termination in layer 4 ed was divided by the sum
of the rates in layer 4 ed and layer 5. A value of 0.5 represents no
preference for either layer, whereas values >0.5 denote a preference
to branch or terminate in layer 4 ed. The preference values between the
two groups were statistically compared using a Mann-Whitney
U test.
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RESULTS |
Layer 6 pyramidal neurons developing in vivo arborize
preferentially in layer 4 but form very few arbors in layer 5 (Callaway and Lieber, 1996 ). If intrinsic spontaneous activity or outside areas
influence layer-specific connections, their removal could disrupt this
specificity. Such disruptions could be dramatic, causing gross axonal
targeting mistakes, or axonal targeting specificity could be simply
reduced, resulting in increased "noisiness" in the layer-specific
arborization pattern. Although not as striking as obvious targeting
errors, such changes during development could have profound effects on
cortical processing.
We therefore tested the possible roles for these factors in a system
that allowed careful examination of axonal arborization patterns
between cortical layers. Organotypic slice cultures were prepared from
ferret area 17 before layer 6 pyramidal neurons develop ascending
recurrent axon collaterals in overlying cortical layers (P14 and P15;
Fig. 1), allowing us to examine their initial local axon development in
the absence of extrinsic influences. At this stage, most layer 2/3
neurons have completed their migration (McConnell, 1988 ; Jackson et
al., 1989 ), and layer 5 can be clearly distinguished from layers 6 and
4 in Nissl-stained sections (Callaway and Lieber, 1996 ). Previous
studies have shown that neuronal migration, layer formation, cellular
morphology, and physiology develop normally in cortical explants
(Caeser et al., 1989 ; Yamamoto et al., 1989 , 1992 ; Bolz et al., 1990 ,
1992 ; Molnar and Blakemore, 1991 ; Götz and Bolz, 1992 ; Annis et
al., 1993 ).
Slices in culture maintained clear laminar boundaries and normal
cytoarchitecture as revealed from Nissl stain (Fig.
2A). The
arrowhead in Figure 2A indicates a single
cell labeled in layer 6, the bottom dark band. Above that,
layer 5 is easily distinguishable as the lighter band of
staining caused by large, sparsely spaced cell bodies. At this
developmental stage the division between layers 2/3 and 4 was not
easily discernible; thus the zone above layer 5 containing both layers
will be referred to as layers 2-4. All neurons included in this study
were completely labeled with biocytin, allowing full visualization of
axonal and dendritic processes (Fig. 2B). At higher
power, en passant synaptic swellings similar to those seen on axons
labeled in vivo and in acute slices (Gilbert and Wiesel,
1979 ; Martin and Whitteridge, 1984 ; Buhl et al., 1994 ) could be
seen evenly spaced along the axons in culture. Layer 6 pyramidal
neurons developed in culture for 5-7 d, corresponding to an in
vivo age of P19-P22 (P14 + 5 dic P15 + 7 dic).

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Figure 2.
Photographs of an intracellularly labeled layer 6 pyramidal neuron in a ferret area 17 slice culture. A,
Low-power view illustrating cortical layers revealed by staining with
thionin. Layer 5 is distinct as the light band in the
middle of the slice. The dark band below
it is layer 6, containing a single labeled cell indicated by the
arrowhead. Layers 2/3 and 4 are not distinct at this
stage in development and are referred together as layers 2-4. Slice is
oriented with pial surface toward top. Scale bar, 200 µm.
B, High-power view showing quality of biocytin labeling
and morphology of dendrites and axons that developed in culture. A
recurrent axon collateral that originated from the white matter side of
the cell body is denoted by the arrow. The small beads on the axon are
synaptic swellings (Martin and Whitteridge, 1984 ), which are evenly
spaced along the axon. Scale bar, 50 µm.
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Layer 6 pyramidal neurons arborize preferentially in layers 2-4
in vitro
Examination of axonal arborization patterns formed in standard
media in vitro revealed a remarkable similarity to layer 6 pyramidal neurons that developed in vivo (Callaway and
Lieber, 1996 ). Camera lucida reconstructions of typical layer 6 pyramidal neurons from standard media cultures are shown in Figure
3. The general axonal behavior exhibited
by neurons growing in culture was as follows. Collateral axons branched
off the main descending axon in layer 6 and extended above the cell
body through layer 5, without forming many arbors, and then grew into
target layers 2-4, forming axonal branches and terminating growth.
Five of the 24 cells in our sample appeared less mature than others.
They had only one or two axon collaterals that grew above layer 6, entering layers 5 and 4. These axons either had not begun to arborize or formed a single branch specifically in layer 4 (Fig. 3, bottom right quadrant). This is similar to what is seen in acute slices aged P19-P20 (Fig. 1). The majority of the cells appeared more mature.
These cells had 2-10 axon collaterals entering the overlying cortical
layers with a sparse to moderate density of arbors mostly in layers
2-4. Because these axons grew entirely in culture, the full pattern
obtained by these axons is represented for every cell. In other words,
no arbors were cut during the slicing process.

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Figure 3.
Camera lucida drawings illustrating typical axons
from layer 6 pyramidal neurons grown in vitro. Dendrites
are omitted for clarity. Most cells formed a sparse to moderate density
of axonal arbors preferentially in layers 2-4, as exemplified by the
cells on the top row and the bottom left
quadrant. Usually, these axons were restricted to the region
above the cell body, as seen in vivo. Sometimes, an axon
collateral would project laterally up to 2 mm away from the cell body
before arborizing in the cortical layers (cell in top left
quadrant). The cell in the bottom right quadrant
represents a less mature arbor pattern (P14 + 5 dic) seen in five of
the 24 cells in the sample. Axons are just beginning to ascend and
branch in layer 4. Such cells are very similar to in
vivo cells labeled at P19-P20 (Fig. 1). Most cells appeared
more mature, with arbor patterns and density similar to the remaining
three cells. The solid polygons are cell bodies, and the
fine horizontal lines indicate laminar borders. The most
pial laminar border represents the beginning of layer 1. Scale bars,
100 µm.
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To test quantitatively whether these axons preferentially arborized in
layers 2-4, the numbers of branch points and terminations in each
layer for each cell grown in culture were scored (Table 1). There were
~3.5-fold more branches and almost 7-fold more terminations in layers
2-4 than found in layer 5. However, the apparent preference for
arborization in layers 2-4 over layer 5 could be attributed to the
fact that layers 2-4 are usually at least twice the width (from pial
to white matter side) of layer 5, increasing the probability of
branching or termination in those layers. To correct this, the numbers
of branches and collateral terminations in all of layer 5 were compared
with those in an equivalent distance in depth in layers 2-4, beginning
at the layer 5 border. For example, if the region of layer 5 above a
particular layer 6 cell was 100 µm wide, we counted only those axonal
branches and terminations in layers 2-4 that were within the deepest
100 µm. In addition to correcting for cortical thickness, this
allowed us to focus on the region in which axons might first encounter their correct laminar target, layer 4.
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Table 1.
Mean values for branch points and terminations per cell in
all cortical layers in standard media and
TTX
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Axons terminated more than three times as often in the equivalent
distance of layer 4 (layer 4 ed) versus all of layer 5 (Table 1;
p < 0.004, Wilcoxon signed rank test, two-tailed;
n = 24 cells) and branched almost twice as often in
layer 4 ed versus all of layer 5 (Table 1; p < 0.02).
Differences in axonal growth between cells developing in
vitro and in vivo did not affect the preference of
axons for layer 4 ed
There were two main differences in axonal behavior between cells
developing in vitro and in vivo. For the same
developmental period, axons developing in vitro had more
branches and terminations in layers 2-4 (p < 0.01, Mann-Whitney U test; in vivo values from Callaway and Lieber 1996 ; P19-P20 group, data not shown). This was
likely attributable to the fact that most P19-P20 layer 6 neurons
in vivo had very few axons reaching layer 4. There was no
significant difference in the numbers of branches or terminations between the two conditions in layers 6 or 5 (p > 0.1). Therefore, axons in culture were slightly accelerated in their
growth into layer 4 but were not simply undergoing an overall increase
in arborizations. Accelerated growth did not eliminate the specificity of arbors for layer 4 ed over layer 5.
The second difference was that axons growing in culture sometimes
extended long distances tangentially, up to 2 mm away from the cell
body, before forming arbors in the cortical layers (Fig. 3, top
left cell). These axons also appeared to be specific for layer 4 ed, despite their aberration from a normal growth trajectory directly above the cell body.
Finally, a single layer 6 pyramidal neuron labeled in culture clearly
did not show a preference for layers 2-4 (Fig.
4) but arborized almost exclusively in
layers 5 and 6. This may not represent an "incorrect" projection,
because a small population of layer 6 pyramidal neurons (~5% in the
cat) are known to project to the visual claustrum, not to the LGN, and
their local axonal arbors prefer layers 5 and 6, not layer 4 (Katz,
1987 ). Claustrum-projecting layer 6 cells also usually have an apical
dendrite extending into layer 1, whereas apical dendrites of
LGN-projecting layer 6 cells extend only as far as layer 2/3. Unlike
most other layer 6 pyramids in our sample, the one layer 6 neuron with
axons preferring layers 5 and 6 also had an apical dendrite extending
into layer 1 (2 of 24 cells had an apical dendrite in layer 1). This
observation suggests that this was a claustrum-projecting cell, making
the correct local projections for its cell type. Because we did not definitively distinguish between different types of pyramidal neurons
by retrograde labeling from subcortical target areas, all were included
in the data set and our analyses (see above).

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Figure 4.
Presumptive "claustrum-projecting" layer 6 pyramidal neuron. In cat area 17, such cells have apical dendrites
extending into layer 1 and local axonal arbors predominantly in layers
5 and 6 (Katz, 1987 ). This cell was unique in its preference to
arborize in layer 5. Finer neuronal processes indicate axons and
thicker ones indicate dendrites. Scale bar, 100 µm.
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Blockade of spontaneous activity in cortical slices reduced
specificity of arborization
The above results suggest that patterned spontaneous activity
arising from extrinsic connections does not instruct layer 6 pyramidal
neurons to arborize specifically in layer 4. However, recent evidence
has shown that spontaneous activity intrinsic to the cortex is
important in the development of thalamocortical and local horizontal
connections in the cortex (Herrmann and Shatz, 1995 ; Ruthazer and
Stryker, 1996 ). Although it is unclear if the source of cortical
spontaneous activity in vivo is autonomously generated or
because of thalamic input (Mooney et al., 1996 ), cortical neuron
cultures and explants have been reported to develop robust and somewhat
synchronous spontaneous activity (Habets et al., 1987 ; Gutnick et al.,
1989 ; Muramoto et al., 1993 ). To investigate the possible role of
intrinsic spontaneous activity in the development of local,
layer-specific connections, we added 1 µM TTX to the media of approximately half of the cultures. Therefore,
sodium-dependent action potentials were blocked in these cultures
during the entire 5-7 d incubation period. This blockade was verified
when slices were removed from culture for intracellular biocytin
labeling of individual neurons (see Materials and Methods).
Camera lucida reconstructions representative of the range of
morphologies in our sample of 25 TTX-treated cells are shown in Figure
5. These neurons appear to be forming
just as many branches in layer 5 as in layer 4 ed. This apparent lack
of specificity is verified by quantitative analyses (Table 1). There is
not a statistically significant difference in the number of branches or
terminations between layer 5 and layer 4 ed (p > 0.1, Wilcoxon signed rank test). Nevertheless, there are still
almost twice as many terminations in layer 4 ed as in layer 5.

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Figure 5.
Camera lucida reconstructions of axonal arbors of
four representative layer 6 pyramidal neurons cultured in media
containing 1 µm TTX. Unlike in standard media cultures, TTX-treated
layer 6 pyramids formed as many or more axonal arbors in layer 5 than
layers 2-4. This is particularly noticeable for the cells in the
top row, which have many axonal branches in layer 5 (7 dic). Conventions as in Figure 3. Scale bars, 100 µm.
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Comparisons between TTX and standard media neurons in Table 1 show a
significant decrease in the numbers of branches and terminations in
layer 6 in the TTX group (p < 0.01, comparisons of other layers are made in the next section). However, TTX did not
decrease the number of collateral axons that entered layer 5 (mean ± SEM in standard media, 3.13 ± 0.34; in TTX, 3.16 ± 0.35; p > 0.9, Student's t test) or layer 4 (mean ± SEM in standard media, 3.17 ± 0.46; in TTX,
3.68 ± 0.43; p > 0.4) between the two
groups, suggesting that many of the axon collaterals that formed in
layer 6 in standard media did not extend into layer 5. Both groups also
had comparable numbers of axons that grew up to layer 1, suggesting
there was not a difference in the acceleration of axon extension
between the two treatments.
TTX-treated cells fit a random branching model, but axons are still
terminating preferentially in layer 4 ed
The mean values in Table 1 suggest that TTX reduced the
specificity for layer 4 ed of both axonal branches and terminations. However, it is unclear exactly how much of the effect is from a
reduction of arbors in layer 4 ed, an increase in layer 5, or an effect
on just branches versus terminations. We wanted to determine the effect
TTX was having on branching and terminating in layers 5 and 4 and to
directly compare the relationship of these parameters in both layers
between neurons grown in standard media or TTX.
To differentiate between possibilities, branching values were
normalized to the number of axon collaterals entering each layer. This
was important because the null hypothesis for specific arbor patterns
is that axons branch randomly throughout the cortical layers. However,
an inherent property of a randomly branching structure, such as a tree,
is a larger number of branches farther away from the base of the tree.
Each branching event lower on the tree gives rise to a new collateral,
increasing the potential for branching higher on the tree. Therefore,
to more carefully examine if these axons were displaying random
branching patterns, the numbers of branch points in each layer were
divided by the numbers of collateral axons that entered that layer.
This resulted in a branch rate (branch points per axon collateral) in
each cortical layer and normalized for the number of collateral axons
that had the opportunity to branch in each layer.
The potential for axon termination is dependent not only on the number
of axon collaterals that enter a cortical layer but also the number of
branch points within that layer. Therefore, the number of terminations
in each layer was divided by the sum of both values. This resulted in a
termination probability, with a value of unity indicating that every
axon collateral that entered or originated in that layer also
terminated in that layer and a value of zero indicating that no such
collaterals terminated in that layer.
In standard media, the corrected values revealed differences between
layer 5 and layer 4 ed (Fig. 6) similar
to those obtained with the raw numbers of branches and terminations
shown in Table 1. The branch rate in layer 4 ed was two times larger
than that in layer 5 (p = 0.03, Wilcoxon signed
rank test), and the probability for an axon to terminate in layer 4 ed
was almost three times greater (p = 0.0003).
This indicates that these axons are not branching or terminating at a
random rate but are clearly showing a strong preference for layer 4 ed.

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Figure 6.
Mean branch rates and termination probabilities in
layer 5 and layer 4 ed for cells from standard media
(filled bars) and TTX groups (open
bars). A, In standard media, the rate at which
axon collaterals branch in layer 4 is significantly higher than layer
5, but there is not a difference in TTX. B, For both
standard media and TTX groups, the termination probability is
significantly higher in layer 4 ed than layer 5. Comparisons of values
in layer 4 ed between the standard media and TTX groups show a
reduction of the branch rates and termination probabilities in layer 4 ed. §p = 0.06. Significant difference
between values in layer 4 ed and layer 5: *p < 0.05; **p < 0.01.
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In contrast, the axons of layer 6 pyramidal neurons treated with TTX
did not branch specifically in layer 4 ed (p > 0.25, Wilcoxon signed rank test) but still terminated preferentially in
layer 4 ed (p = 0.05; Fig. 6). Furthermore,
comparison between the standard media and TTX groups indicates that TTX
did not affect the branching rate or termination probability in layer 5 (p > 0.1, Mann-Whitney U Test; Fig.
6). However, the branch rate in layer 4 ed was reduced by almost 50%
(p = 0.06), and the termination probability was
reduced by 60% in the TTX group (p = 0.06).
A direct comparison of each layer between the groups shows a strong
trend toward reduction in specificity, but it does not address the
differences in the relationship between layers 4 and 5 for the two
groups. To demonstrate differences in preference more clearly,
preference values were calculated. These values are simply the
proportions of branch rates or termination probabilities in layer 4 ed
versus the totals in layer 4 ed and layer 5 (Fig. 7). A value of 0.5 corresponds to no
preference for either layer, although values >0.5 correspond to a
preference for layer 4 ed. This comparison shows that TTX resulted in a
significant reduction of preferential branching in layer 4 ed versus
layer 5 from a value of 0.72 to a value of 0.37 (p < 0.005, Mann-Whitney U test; Fig. 7). But TTX treated axons displayed nearly as strong a preference to terminate in layer 4 ed as axons developing in standard media (p > 0.5).

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|
Figure 7.
Comparison of arborization preference for layer 4 ed versus layer 5 between standard media and TTX cultures. Preference
values were calculated (see Results) so that the relationship between
layer 4 ed and layer 5 could be directly compared between the two
groups. The dashed line corresponds to no preference for
either layer. Values above the line correspond to a preference for
layer 4 ed. A, Axons grown in standard media show a
significantly greater preference to branch in layer 4 ed than those
grown in TTX. B, However, the preference for axons to
terminate in layer 4 ed was similar between the groups.
**p < 0.01.
|
|
Taken together, the above analyses reveal that layer 6 pyramidal
neurons cultured in standard media do not branch or terminate at the
same rate in all layers; rather, they do so preferentially in layer 4 ed versus layer 5. However, the blockade of spontaneous activity in
organotypic slice cultures results in branching rates that are not
significantly different between layer 4 ed and layer 5, with the
greatest effect being a reduction in branching in layer 4. TTX
treatment does not significantly reduce the preference to terminate in
layer 4 ed, although it does reduce the termination rate relative to
that in standard media.
 |
DISCUSSION |
Our findings are consistent with the hypothesis that
layer-specific connections in the cortex develop using local molecular cues; however, they also implicate a role for cortical spontaneous activity. We found that layer 6 pyramidal neurons developing in organotypic slice culture preferentially arborized in layer 4 ed and
avoided layer 5, as seen in vivo (Callaway and Lieber, 1996 ), even though no extrinsic influences were present. In contrast, blocking spontaneous activity in cortical slice cultures with TTX
reduced this specificity such that branching in layers 5 and 4 was
almost equivalent.
Specific arborization patterns achieved by layer 6 pyramidal neurons
could arise from inhibition of branching in layer 5, branch-promoting
cues in layer 4, or a combination of both. To distinguish between these
possibilities, we normalized arbor values in each layer by the number
of collaterals within that layer. This enabled us to discern the
effects that TTX had on arborization parameters in each layer
independent of confounding geometrical relationships inherent in
branching axonal trees. The analysis revealed that in standard media,
the rate at which axons branch in layer 4 is much greater than in layer
5. Previous studies have shown that disruption of expression of an
inhibitory cue results in increased axonal branching in nontarget
regions (Walter et al., 1987 ). Therefore, if blocking spontaneous
activity neutralizes an inhibitory cue in layer 5, we would expect to
see an increase in the branching rate after TTX application. However,
no significant branching increase was seen in layer 5, suggesting that
TTX does not affect putative inhibitory cues in layer 5. Instead, we
observed a selective decrease in the branch rate in layer 4, implicating a role for branch-promoting cues in layer 4.
Our activity blockade results are consistent with two scenarios: (1)
neurons may require spontaneous activity to properly respond to
available cues, suggesting there is a branch-promoting cue in layer 4 that these axons can no longer reliably detect in the presence of TTX;
or (2) TTX might disrupt the proper production or secretion of a
branch-promoting cue in layer 4. The implication of such a cue in layer
4 concurs with results from Castellani and Bolz (1997) . Using a stripe
assay of membrane carpets from different cortical layers of postnatal
rat cortex (P9-P11), ventricular zone explants (embryonic days 15 and
16) containing mostly layer 6 cells were given the choice to grow
fibers on carpets from target or nontarget layers. Fibers grew and
branched preferentially on carpets prepared from target layers for
layer 6 neurons. Heat inactivation of carpets resulted in a significant
decrease in branching in target layers and a slight decrease in layer
5. This further suggests that if layer 5 is at all inhibitory, its
effect is much weaker than the branch-promoting environment in layer 4.
An alternative hypothesis to explain our results could be that TTX is
not reducing specificity of arbors but merely reducing the total extent
of arborizations by an overall decrease in growth of axons. However,
there are two lines of evidence against this possibility: (1) there is
not a decrease in the number of total collaterals or the length to
which they grow in the TTX group; and (2) the decrease in arbors in the
TTX group is specific to the two main target layers 6 and 4 and is not
seen in layer 5.
In accordance with the above results, the putative molecular cues that
initiate branching of layer 6 axons should act in a layer-specific
manner and show activity-dependent expression or responsiveness.
Neurotrophins are qualified candidate molecules fulfilling these
criteria. Increasing evidence suggests that neurotrophins can act in a
layer-specific manner. In ferret slice cultures, brain-derived
neurotrophic factor selectively increases the complexity of basal
dendritic arbors in layer 4 neurons, whereas NT-4 does so in layers 5 and 6 (McAllister et al., 1995 ). Furthermore, these effects are
dependent on the presence of electrical activity, which appears to
affect both proper expression and action of neurotrophic factors
(McAllister et al., 1996 ). In addition, more recent experiments suggest
neurotrophic factors may also affect layer-specific axonal branching
and growth when applied exogenously to cortical explants (Bolz et al.,
1997 ). For example, basic fibroblast growth factor (bFGF) and NT-3
selectively increase axonal arbors of layer 6 neurons but not of layer
2/3 neurons in vitro. Based on these experiments and others
implicating a role for neurotrophins in the elaboration of axonal
arbors (Cohen-Cory and Fraser, 1995 ) and our observation that axonal
branching decreases in the absence of Na+-dependent
activity, it is an intriguing possibility that interactions between
activity and neurotrophins are important for the formation of
layer-specific connections.
Activity is generally thought to sculpt the patterns of later-formed
connections in the cortex, such as the segregation of LGN axons into
ocular dominance columns (LeVay et al., 1978 ; Antonini and Stryker,
1993 ) or the clustering of horizontal connections (Callaway and Katz,
1991 ; Löwel and Singer, 1992 ; Ruthazer and Stryker, 1996 ). In
contrast, earlier-formed layer-specific connections are thought not to
require activity (Goodman and Shatz, 1993 ; Katz and Shatz, 1996 ). Our
results suggest that spontaneous activity may, in fact, play an
integral role in development of layer-specific circuitry by influencing
the expression or detection of molecular cues.
Furthermore, this complicates a simple dichotomy of activity-dependent
versus activity-independent mechanisms. The action of electrical
activity and molecular cues may be tightly interdependent (Rutherford
et al., 1997 ). Recent evidence also suggests a role for activity in the
development of earlier-formed thalamocortical connections. TTX infusion
in the cortex of neonatal cats before thalamic afferents have grown
into the subplate results in a drastic reduction of axonal branches in
layer 4 and elongation of axons past the supragranular layers into the
marginal zone (Herrmann and Shatz, 1995 ).
For proper axonal targeting, cues must instruct axons not only to form
branches in the correct regions but also to appropriately terminate
extension. Are the same cues doing both jobs? We found that blockade of
spontaneous activity did not have the same effect on terminations as it
did on branching. Axons grown in standard media had a higher
probability of terminating in layer 4 over layer 5. This preference for
layer 4 was not significantly different between neurons grown in
standard media and TTX, although there was still a fairly large
decrease in the overall termination probability in layer 4. This
suggests that the regulation of mechanisms affecting branching and
growth is not the same. Other studies also suggest a dissociation
between mechanisms affecting these parameters. The neurotrophin bFGF
selectively increases branching of axons without affecting growth rate
in dissociated cultures of hippocampal neurons (Aoyagi et al., 1994 ).
Also, bFGF can selectively influence axonal branching behavior of layer
6 cortical neurons in vitro (Bolz and Castellani, 1997 ).
A level of complexity that can be added to a simple model of
layer-specific cue expression is the existence of a heterogeneous group
of cells within a layer that have different local and efferent axonal
targets. In cat area 17, layer 6 contains at least two types of
pyramidal projection neurons. The majority project locally to layer 4 and extrinsically to the LGN. A smaller population (~5%) projects
locally to layers 5 and 6 and has efferent connections to the visual
claustrum (Katz, 1987 ). This second class of neurons has not been
investigated in ferret, but its close relative the mink has connections
from area 17 to the visual claustrum, although the layer of origin has
not been demonstrated (McConnell and LeVay, 1986 ). One of the 24 pyramidal neurons that we labeled from standard media cultures had the
typical characteristics of a layer 5, claustrum-projecting cell.
Therefore, different cell types might respond differentially to
molecular cues available in the cortical slice. This suggests the
presence of different expression of cues and/or receptors for cue
detection or the same cues coupled to different accessory molecules or
intracellular pathways.
In conclusion, layer 6 pyramidal neurons specifically arborize in layer
4 in the absence of extrinsic influences that could arise from
connections with outside areas. However, intrinsic cortical activity is
required in the slice culture for axons to form arbors preferentially
in layer 4. In the presence of TTX, branching rates are dramatically
reduced in layer 4 but are not significantly affected in layer 5. Thus,
an interplay between molecular cues and spontaneous activity may prove
important in sculpting the precise layer-specific connections of the
mammalian cerebral cortex.
 |
FOOTNOTES |
Received Jan. 8, 1998; revised March 3, 1998; accepted March 9, 1998.
This work was supported by National Institutes of Health Grant EY10742
and National Science Foundation Graduate Research Fellowship (J.L.D.).
We thank Dr. C. F. Stevens for providing culture facilities, Dr.
H. Kida, Dr. A. Herzog, K. Reese, and A. Sawatari for technical assistance, M. S. Dantzker, D. Irwin, and Dr. T. Price for helpful discussions on analyses, and Dr. A. K. McAllister for helpful comments on this manuscript.
Correspondence should be addressed to Jami Dantzker, Systems
Neurobiology Laboratories-C, The Salk Institute, 10010 North Torrey
Pines Road, La Jolla, CA 92037.
 |
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V. Borrell and E. M. Callaway
Reorganization of Exuberant Axonal Arbors Contributes to the Development of Laminar Specificity in Ferret Visual Cortex
J. Neurosci.,
August 1, 2002;
22(15):
6682 - 6695.
[Abstract]
[Full Text]
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S. T. Carmichael and M.-F. Chesselet
Synchronous Neuronal Activity Is a Signal for Axonal Sprouting after Cortical Lesions in the Adult
J. Neurosci.,
July 15, 2002;
22(14):
6062 - 6070.
[Abstract]
[Full Text]
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H. A. E. Lechner, E. S. Lein, and E. M. Callaway
A Genetic Method for Selective and Quickly Reversible Silencing of Mammalian Neurons
J. Neurosci.,
July 1, 2002;
22(13):
5287 - 5290.
[Abstract]
[Full Text]
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N. Yamamoto, K. Inui, Y. Matsuyama, A. Harada, K. Hanamura, F. Murakami, E. S. Ruthazer, U. Rutishauser, and T. Seki
Inhibitory Mechanism by Polysialic Acid for Lamina-Specific Branch Formation of Thalamocortical Axons
J. Neurosci.,
December 15, 2000;
20(24):
9145 - 9151.
[Abstract]
[Full Text]
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A. K. McAllister
Biolistic Transfection of Neurons
Sci. Signal.,
September 26, 2000;
2000(51):
pl1 - pl1.
[Abstract]
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T. N. Behar, A. E. Schaffner, C. A. Scott, C. L. Greene, and J. L. Barker
GABA Receptor Antagonists Modulate Postmitotic Cell Migration in Slice Cultures of Embryonic Rat Cortex
Cereb Cortex,
September 1, 2000;
10(9):
899 - 909.
[Abstract]
[Full Text]
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T. Gorba, O. Klostermann, and P. Wahle
Development of Neuronal Activity and Activity-dependent Expression of Brain-derived Neurotrophic Factor mRNA in Organotypic Cultures of Rat Visual Cortex
Cereb Cortex,
December 1, 1999;
9(8):
864 - 877.
[Abstract]
[Full Text]
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E. T. Kavalali, J. Klingauf, and R. W. Tsien
Activity-dependent regulation of synaptic clustering in a hippocampal culture system
PNAS,
October 26, 1999;
96(22):
12893 - 12900.
[Abstract]
[Full Text]
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N. P. Issa, J. T. Trachtenberg, B. Chapman, K. R. Zahs, and M. P. Stryker
The Critical Period for Ocular Dominance Plasticity in the Ferret's Visual Cortex
J. Neurosci.,
August 15, 1999;
19(16):
6965 - 6978.
[Abstract]
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A. Peinado
Traveling Slow Waves of Neural Activity: A Novel Form of Network Activity in Developing Neocortex
J. Neurosci.,
January 15, 2000;
20(2):
RC54 - RC54.
[Abstract]
[Full Text]
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N. H. Yabuta, A. K. Butler, and E. M. Callaway
Laminar Specificity of Local Circuits in Barrel Cortex of Ephrin-A5 Knockout Mice
J. Neurosci.,
August 1, 2000;
20(15):
RC88 - RC88.
[Abstract]
[Full Text]
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