 |
Previous Article | Next Article 
The Journal of Neuroscience, June 15, 1998, 18(12):4697-4704
Neural Response during Preference and Memory Judgments for
Subliminally Presented Stimuli: A Functional Neuroimaging Study
Rebecca
Elliott1 and
Raymond J.
Dolan1, 2
1 Wellcome Department of Cognitive Neurology, Institute
of Neurology, London WC1N 3BG, United Kingdom, and
2 Royal Free Hospital School of Medicine, London, NW3 2PF,
United Kingdom
 |
ABSTRACT |
Preexposing subjects to visual stimuli is sufficient to establish a
subsequent preference, even when previous exposure is subliminal, such
that explicit recognition is at chance. This influence of previous
exposure on preference judgments, known as the "mere exposure
effect," is a form of unconscious memory. The present functional
neuroimaging study examines the mechanism of this effect. Nine
volunteer subjects were studied using functional imaging while making
forced choice judgments about abstract stimuli on the basis of either
preference or memory. Each judgment type was made under two conditions:
under one condition one or the other stimulus had previously been
presented subliminally, whereas under the second condition both stimuli
were novel. Memory judgments were associated with activation of left
frontopolar cortex and parietal areas, whereas preference judgments
were associated with activation of medial prefrontal cortex and regions
of occipital cortex. The modulation of preference by objective
familiarity (implicit memory) was associated with right lateral frontal
activation. Significant activation of hippocampal gyrus was seen in
response to objective stimulus novelty, regardless of judgment type
required. Our data thus demonstrate activations of a memory system
independent of recollective experience. Dissociable activations within
this system implicate a frontopolar involvement in explicit retrieval attempt and right lateral prefrontal cortex involvement in implicit memory expressed in preference judgments. Furthermore, the results suggest that hippocampal response to stimulus novelty can be
independent of conscious reportability of familiarity.
Key words:
episodic retrieval; implicit memory; subliminal
presentation; hippocampal gyrus; prefrontal cortex; positron emission
tomography
 |
INTRODUCTION |
Functional imaging studies suggest
that episodic memory retrieval is associated with activations in a
distributed network of brain regions, including prefrontal and parietal
cortices and, less consistently, medial temporal lobe structures
(Shallice et al., 1994 ; Tulving et al., 1994 ; Buckner and Tulving,
1995 ; Fletcher et al., 1995 ; McCarthy, 1995 ). However, unresolved
issues remain regarding the functional roles of different structures in
aspects of memory retrieval.
A critical issue concerns the distinction between neural systems
supporting explicit and implicit memory, and recent studies have
attempted to dissociate these systems (Buckner et al., 1995 ; Schachter
et al., 1996 ). Explicit, compared with implicit, recall was associated
with more widespread prefrontal activation and more significant
hippocampal activation. A related issue is the distinction between
systems engaged by intentional and incidental paradigms. In a recent
study of intentional compared with incidental retrieval, Rugg et al.
(1997) found greater prefrontal activation during intentional memory,
whereas hippocampal activation was independent of whether memory was
intentional or incidental.
In many studies of explicit retrieval, a distinction is made between
retrieval attempt or effort and retrieval success. It has been argued
that prefrontal activation during retrieval reflects processes related
to retrieval attempt (Nyberg et al., 1995 ; Schachter et al., 1996 ),
although this view is not supported by other data (Rugg et al., 1996 )
indicating sensitivity to retrieval success. Another issue in studies
of retrieval is the influence of item novelty (Stern et al., 1996 ;
Tulving et al., 1996 ). These studies suggest roles for medial temporal
lobe structures in processing stimulus novelty, an effect also seen at
encoding (Dolan and Fletcher, 1997 ).
We examined these issues using a paradigm in which retrieval of
nonverbal stimuli is more successful during an indirect rather than a
direct task. This paradigm, based on the "mere exposure effect"
(Zajonc, 1980 ), demonstrates that previous exposure to stimuli can
increase subjects' subsequent preference for those stimuli (Zajonc,
1968 ; Harrison, 1977 ). Critically, the effect has been demonstrated
most strongly when the stimuli are subliminally presented such that
subsequent recognition is at chance (Shevrin et al., 1971 ; Kunst-Wilson
and Zajonc, 1980 ; Bornstein and d'Agostino, 1992 ). Our study used
functional neuroimaging to examine the neural basis of this mere
exposure effect. Subjects made forced choice judgments on pairs of
stimuli based on preference or on memory under two conditions. Under
one condition, one of each pair had previously been presented
subliminally, whereas under the other both were novel. This study
therefore provides a new approach to determining the neural substrates
of implicit memory. It also examines the distinct effects of retrieval
effort and success in explicit memory, because during recognition
subjects were trying to remember while performing at chance and thus
showing no retrieval success. Finally, the study allowed us to examine
the effect of stimulus novelty in a context in which subjects have no
explicit awareness of stimulus novelty.
Although retrieval in this study is implicit, we hypothesized that task
performance would be mediated by mnemonic subprocesses that overlap
with those supporting conventional episodic retrieval. On the basis of
previous research, we expected activations within an extended memory
system, including prefrontal, medial temporal, and parietal regions.
Furthermore, we predicted a role for medial temporal lobe structures in
response to stimulus novelty (Dolan and Fletcher, 1997 ).
 |
MATERIALS AND METHODS |
Subjects. Nine male volunteers between 22 and 47 years of age were recruited. Six of the subjects were right-handed, and
three were left-handed. When the activations associated with handedness were explicitly compared, there were no significant differences, and
therefore all of the subjects were included in a group analysis. Subjects with any neurological or psychiatric history were excluded. The study was approved by the local hospital ethics committee, and
permission to administer radioactive substances was obtained from the
Administration of Radioactive Substances Advisory Committee (ARSAC) UK.
Informed written consent was obtained before the study.
Cognitive activation paradigm. This experiment was a 2 × 2 factorial design. The two factors were stimulus familiarity
(familiar compared with unfamiliar) and type of judgment subjects were
required to make (preference compared with memory). Before each scan,
subjects were presented with 20 black and white stimuli (Japanese
ideograms), 10 times each. These presentations were very brief, with
stimuli appearing on the screen for only 50 msec. Presentations were
masked using a black and white checkerboard, which was presented for 450 msec between each stimulus. These parameters were established in a
behavioral pilot study of 14 subjects to set an appropriate threshold
where the stimuli were not subjectively identifiable. The total
presentation time was thus 100 sec, and the subjective percept during
this time was of a flickering checkerboard. All ideograms presented
during the prescanning exposure sequences were unique.
During each scan, subjects were presented with 20 pairs of ideograms
and asked to make one of two judgments about each pair: either which of
the stimuli had been seen in the prescan presentation phase
("memory" judgment) or which of the stimuli was more pleasant to
look at ("preference" judgment). For each of these two judgment conditions, there were two familiarity conditions: "familiar," which was when one of each pair had been seen in the presentation stage, and "unfamiliar," which was when neither had been seen (in
this condition, the 20 stimuli the subjects saw during prescanning exposure were never seen again) (Fig.
1).
Positron emission tomography scanning technique. Regional
cerebral blood flow was measured with an ECAT HR+ scanning system (CTI
Siemens, Knoxville, TN) in three-dimensional mode with septa retracted.
For each scan, 330 MBq of H215O were flushed through a
venous cannula in the left antecubital vein with normal saline over 20 sec at a rate of 10 ml/min by an automatic pump. After a delay of ~35
sec, a rise in counts could be detected at the head, peaking 30-40 sec
later, which varied for individual subjects. The data were acquired
during one 90 sec frame, beginning 5 sec before the rising phase of the
head curve. A total of 12 scans were performed at intervals of 8 min.
Correction for attenuation was made by performing a transmission scan
with an exposed 68Ge/68Ga external ring source before each session.
Images were reconstructed by filtered-back projection to give a
resolution of ~6 mm at full width half maximum and displayed in a
128 × 128 pixel format, with 43 planes rendering the voxels
approximately cubic.
Data analysis. Data were analyzed using Statistical
Parametric Mapping (SPM96, Wellcome Department of Cognitive Neurology, London, UK) implemented in MATLAB (Mathworks Inc., Sherborn, MA) and
run on a SPARC workstation (Sun Microsystems Inc., Surrey, UK). Scans
were realigned using the first as a reference and were subsequently
transformed into a standard space corresponding to the stereotactic
atlas of Talairach and Tournoux (1988) using MNI templates (Montreal
Neurological Institute). These normalized images were smoothed with a
16 mm FWHM isotropic Gaussian kernel.
Analysis of this factorial experiment was performed using the general
linear model. The conditions for each subject were specified in the
appropriate design matrix, which also included global activity as a
confounding covariate and can therefore be considered an ANCOVA.
Effects at each and every voxel were estimated according to the general
linear model, and regionally specific effects were compared using
linear contrasts. The resulting set of voxel values for each contrast
constituted a statistical parametric map of the t statistic
[SPM(t)], which was then transformed to the unit normal
distribution SPM(Z). Statistical inferences were
based on the theory of random Gaussian fields (Friston et al.,
1995 ).
Furthermore, we attempted to examine interregional patterns of activity
for critical brain activations using the concept of "psychophysiological interactions" (Friston et al., 1997 ). This term has been coined to refer to the interaction between psychological context and physiological activity in the brain. The aim of such an
analysis is to attempt to explain the neural response in one brain
region in terms of an interaction between input from a different region
and experimental cognitive conditions. Specifically, in this study,
because the right lateral prefrontal cortex plays a role in retrieval
related processes, the activation in this region (x = 46, y = 12, z = 28), derived from the
interaction term assessing modulation of judgment type by familiarity,
was used as a covariate of interest to determine condition-specific regressions at every voxel. The resulting SPM(t)
demonstrates the presence of significant psychophysiological
interactions, that is, context-specific changes in the contribution of
right prefrontal cortex activity to other brain regions.
We report activations at a significance level of p < 0.001, in view of the fact that many of the activations reported were in predicted brain regions. The stereotactic coordinates of Talairach and Tournoux (1988) are used to report the observed activation foci.
However, the descriptions of the anatomical localization of these foci
were determined using the averaged structural magnetic resonance
imaging (MRI) of the group and the atlas of Duvernoy (1991) . We have
found that this method provides a more accurate localization than the
Talairach and Tournoux atlas (1988).
 |
RESULTS |
Performance data
All nine subjects showed the preexposure effect. In the memory
condition, the percentage correct forced choice recognition did not
differ significantly from chance (50%). In the preference condition,
subjects were significantly more likely to select the stimulus they had
seen before (mean percent recognized 49.6%, mean percent preferred
59.3%; t = 11.5; p < 0.001). (Fig.
2). Thus, subjects were preexposed to
stimuli under such degraded conditions that they performed at chance
levels when tested explicitly. However, by asking subjects which
stimulus they prefer, it was shown that behavior is influenced by
implicit information about the stimuli.

View larger version (51K):
[in this window]
[in a new window]
|
Figure 2.
Performance data for the nine individual subjects,
all of whom clearly show the mere preexposure effect.
|
|
Activations associated with memory compared with preference
(retrieval attempt)
These comparisons represent the main effects of the type of
judgment required (memory compared with preference), regardless of
objective familiarity (Table 1).
Significantly greater activations associated with memory, compared with
preference, were seen in the left posterior (BA 7) and left inferior
parietal cortex (BA 40) and left medial frontal gyrus (BA 10) (Fig.
3a). Significantly greater
activations associated with preference compared with memory were seen
in left anterior frontal cortex (BA 8) (Fig. 3b), left premotor cortex (BA 6), left caudate nucleus and left pulvinar, right
superior temporal gyrus (BA 22) and right fusiform gyrus (BA 20), and
bilateral cerebellum and bilateral medial occipital gyrus (BA
18/19).

View larger version (22K):
[in this window]
[in a new window]
|
Figure 3.
a, Adjusted blood flow in the left
frontopolar cortex, activated in memory compared with preference.
b, Adjusted blood flow in the left anterior frontal
cortex, activated in preference compared with memory. The adjusted
response, indicative of regional cerebral blood flow, is based on
normalized counts, and these graphs show the relative
counts associated with each condition; therefore there are no
associated units.
|
|
Activations associated with objective
stimulus familiarity/novelty
These comparisons represent the main effects of whether the
stimulus had been presented in the preexposure phase, regardless of the
type of judgment required (Table 2).
There were no significant activations associated with familiarity
compared with unfamiliarity. Unfamiliar, or novel, compared with
familiar stimuli were associated with significant activations in the
left mediodorsal thalamus, left fusiform gyrus (BA 19), left superior
temporal gyrus (BA 38), right cuneus (BA 19), and right hippocampal
gyrus (Fig. 4).

View larger version (48K):
[in this window]
[in a new window]
|
Figure 4.
Activation of the right hippocampal gyrus
associated with the main effect of objective novelty compared with
familiarity. a shows the statistical parametric map of
the t statistic [after transformation to a
SPM(Z)] thresholded at p < 0.01 and rendered onto a standard MRI template. b shows
adjusted blood flow in this region under the four conditions.
|
|
Interaction of psychological context and familiarity: explicit and
implicit retrieval
These comparisons represent the interaction terms in the factorial
design (Table
3).
Significant differences between activation associated with objective
familiarity in the memory compared with the preference condition was
seen in the right cerebellum. Significant differences between
activations associated with objective familiarity in the preference
compared with the memory condition were seen in the left premotor
cortex (BA 6), right inferior frontal gyrus (BA 44) extending into
middle frontal gyrus (BA 9), right precentral gyrus (BA 4), right
lateral orbitofrontal cortex (BA 11), and right medial occipital
gyrus (BA 19) (Fig. 5).
View this table:
[in this window]
[in a new window]
|
Table 3.
Coordinates of significant rCBF change associated with
modulation of judgment type by objective familiarity
|
|
View this table:
[in this window]
[in a new window]
|
Table 4.
Coordinates of significant rCBF change associated with
preference compared with memory for familiar stimuli only (implicit
compared with explicit memory)
|
|

View larger version (41K):
[in this window]
[in a new window]
|
Figure 5.
Activation of the right lateral prefrontal
associated with the modulation of preference compared with guessing by
objective familiarity. a shows the statistical
parametric map of the t statistic [after transformation
to a SPM(Z)] thresholded at
p < 0.01 and rendered onto a standard MRI
template. b shows adjusted blood flow in this region
under the four conditions.
|
|
Effect of judgment for familiar stimuli
This comparison represents the simple main effects of judgment in
the familiarity conditions alone and reflects implicit compared with
explicit retrieval (Table 4). There were no significant activations
associated with memory compared with preference for familiar stimuli.
Preference compared with memory for familiar stimuli was associated
with significant activations in left fusiform gyrus (BA 19), left
premotor cortex (BA 6), right inferior frontal gyrus (BA 44) extending
to middle frontal gyrus (BA 9), right superior temporal cortex (BA 42),
bilateral anterior frontal cortex (BA 10), and posterior cingulate
gyrus (BA 23).
Regression analysis [psychophysiological interaction (Friston et
al., 1997 )]
A critical region of activation identified in many functional
imaging studies of memory for both verbal and visual stimuli is the
right prefrontal cortex. We identified a region of right prefrontal
cortex extending from inferior (BA 44) to middle frontal gyrus (BA 9),
where there was differential activation in preference compared with
memory for stimulus familiarity. Consequently, using a regression
analysis based on activity in the maximally activated voxel within this
region (x = 46, y = 14, z = 28), we sought to determine the contribution of
this region to activity in other brain regions under different task
conditions (i.e., preference vs memory judgment crossed with stimulus
familiarity).
This analysis identified a number of significant interactions in
regions previously associated with episodic memory. A significantly greater contribution of right lateral prefrontal cortex to activity in
the right hippocampal gyrus (x = 18, y = 26, z = 6) was expressed when preference,
compared with memory, was modulated by objective familiarity (Fig.
6). Two effects contributed to this
interaction. Within the objectively familiar condition, a significantly
greater contribution to hippocampal activity was seen in the context of preference compared with memory (implicit compared with explicit memory). For the memory (i.e., attempting to remember) as opposed to
the preference condition, a significantly greater contribution to
hippocampal activity was seen in the context of novelty compared with
familiarity. The other striking effect revealed by this regression analysis was a significant contribution of right prefrontal cortex activity to inferior parietal activation, extending into medial parietal cortex (precuneus) on the left, in the explicit memory condition for familiar stimuli.

View larger version (21K):
[in this window]
[in a new window]
|
Figure 6.
Plot of the regression between prefrontal blood
flow (at the voxel x = 46, y = 14, z = 28) and blood flow of right hippocampal
gyrus (at the voxel x = 18, y = 26, z = 6) under the four different cognitive
conditions. The figure shows that prefrontal contribution to
hippocampal activation is maximally expressed under two conditions:
preference judgments for familiar stimuli and memory judgment for
unfamiliar stimuli.
|
|
 |
DISCUSSION |
The key findings of this study were activations in distinct
regions of prefrontal cortex in association with hippocampal regions and lateral and medial parietal cortex, all of which are implicated in
memory (Buckner et al., 1995 ; Fletcher et al., 1997 ). These activations
were dissociable with respect to both psychological context and
stimulus familiarity. Attempting to remember was associated with
activation in left medial frontal gyrus. Objective stimulus novelty was
associated with activation of right parahippocampal gyrus. The
interaction between preference compared with memory and stimulus
familiarity, which can be interpreted in terms of implicit compared
with explicit memory, was associated with modulation of activity in
right lateral prefrontal cortex. This prefrontal focus exerted a
significant context-dependent influence on right hippocampal gyrus and
on bilateral inferior parietal cortex. Therefore, the novel aspect of
our findings is a demonstration of activations in memory systems,
characterized in previous studies, in a context in which there is no
subjective recognition of stimuli. Furthermore, processing objectively
novel compared with familiar stimuli resulted in activation of right
hippocampal gyrus despite the subjects' lack of conscious awareness of
this distinction.
Prefrontal cortex
Three regions of prefrontal cortex were activated under different
experimental contexts. A region of right lateral prefrontal cortex was
significantly more activated in preference than memory conditions for
objectively familiar stimuli. This region therefore responds to
implicit retrieval in the absence of subjective reportability. These
observations speak to the controversy concerning the distinction between retrieval attempt or effort and success in explicit memory tasks. The retrieval attempt and effort hypotheses suggests that lateral prefrontal activation is associated with trying to retrieve information (Kapur et al., 1995 ; Nyberg et al., 1995 ; Schachter et al.,
1996 ). The retrieval success hypothesis suggests that it is the
successful retrieval of items from episodic memory that elicit lateral
prefrontal activation (Tulving et al., 1994 , 1996 ; Rugg et al., 1996 ).
In the present study, retrieval attempt and effort are expressed in the
memory but not the preference condition. Our observation of right
lateral prefrontal activation in the preference, but not memory,
condition for familiar stimuli challenges a retrieval effort or attempt
account.
Right lateral prefrontal activation is associated with implicit
retrieval, which is psychologically distinct from explicit retrieval
success. However, it is possible that implicit retrieval may involve
overlapping processes with explicit retrieval. An elaboration of the
retrieval success hypothesis suggests that lateral prefrontal
activation is associated with postretrieval processing of stimulus
information. Rugg et al. (1997) suggested that one function of this
region was the "use of retrieved information to guide behavior."
Retrieval in the present study was implicit and unconscious, yet it
influenced behavior as expressed in preference judgments. We suggest
that this region of right lateral prefrontal cortex may subsume
behavioral guidance functions, even in the absence of conscious
awareness. This proposal is consistent with recent findings of Berns et
al. (1997) , who reported right lateral prefrontal activation during
implicit behavioral guidance without awareness.
The findings of the present study also provide evidence for a
functional dissociation between lateral frontal and frontopolar regions. A region of the left frontopolar cortex (BA 10) was activated in the context of memory compared with preference judgments. This is a
region that has been activated in previous studies of episodic retrieval, although activations are either bilateral (Rugg et al.,
1996 ; Schachter et al., 1996 ; Tulving et al., 1996 ) or right-sided (Buckner et al., 1995 ). In the majority of these studies, frontopolar activation has been coincidental with dorsolateral activation. However,
in our study, frontopolar activation was preferentially associated with
attempting to retrieve stimulus information, whereas implicit retrieval
was associated with right lateral activity. Therefore, by dissociating
retrieval effort from success in the direct memory task, the present
results implicate this frontopolar region in retrieval effort rather
than success.
An additional anterior medial prefrontal region was activated in the
preference condition, regardless of objective familiarity. This
activation is therefore unlikely to be specifically memory-related but
may represent a neural correlate of processing related to affective
judgment. This region is also implicated in conditional learning tasks
(Petrides, 1982 , 1990 ; Petrides et al., 1993 ), which depend on
establishing stimulus preferences. There is also evidence that a region
close to the focus that we identified is associated with emotional
compared with nonemotional responses to pictorial stimuli (Lane et al.,
1997 ). Our results also suggest a role for this medial anterior frontal
region in affective stimulus processing.
Medial temporal lobe
Processing of objectively novel stimuli was associated with
activation of right hippocampal gyrus. One interpretation is that activation is decreased by previous exposure to the stimuli because of
perceptual priming. Previous studies have suggested deactivations of
medial temporal lobe in association with perceptual priming (Squire et
al., 1992 ). An alternative, and not mutually exclusive, explanation is
that activation in this region reflects a response to stimulus novelty.
Such an activation for subliminal stimulus presentation would imply
that processing of stimulus novelty by medial temporal cortex is
independent of subjective reportability. Strikingly, this
novelty-related activation was not influenced by psychological context:
it occurred in both the preference and memory conditions. This second
interpretation is consistent with previous findings of novelty-related
activations of hippocampal regions under both encoding and retrieval
conditions (Stern et al., 1996 ; Tulving et al., 1996 ; Dolan and
Fletcher, 1997 ; Gabrieli et al., 1997 ). Electrophysiological studies in
animals have demonstrated responsiveness of medial temporal units to
stimulus novelty, both in animals (Fahy et al., 1993 ;) and in humans
(Fried et al., 1997 ).
A striking aspect of our data is the observation that activation in
right lateral prefrontal cortex showed condition-dependent covariation
with activity in right hippocampal gyrus. Prefrontal contributions to
hippocampal activity were maximally expressed in the interaction
between judgment type and objective familiarity. Greater hippocampal
activation was seen in the unfamiliar compared with the familiar
condition for memory judgments and in the preference compared with the
memory condition for familiar stimuli. When stimuli are objectively
familiar, hippocampal activity is associated with implicit rather than
attempted retrieval. This interpretation accords with previous data
demonstrating hippocampal activation during retrieval, even
without intention to retrieve (Squire et al., 1992 ; Schachter et
al., 1996 ; Rugg et al., 1997 ).
Neuropsychological studies have found that Korsakoff's amnesics, with
medial temporal lobe damage, showed the mere exposure effect (Johnson
et al., 1985 ). It thus seems unlikely that the prefrontal contribution
to hippocampal activity observed in our study is a necessary substrate
for this effect. One possibility is that rather than being necessary
for implicit retrieval, this contribution reflects some form of
unconscious postretrieval processing.
Parietal cortex
The psychophysiological interaction analysis also showed greater
prefrontal contribution to bilateral parietal regions, extending to
precuneus on the left, when a memory judgment was required for familiar
stimuli. A role for parietal cortices, and particularly medial parietal
cortex in episodic retrieval, is well established (Shallice et al.,
1994 ; Tulving et al., 1994 ; Fletcher et al., 1995 ). The present
findings suggest that prefrontal contributions to parietal activation
are specifically associated with an explicit intention to retrieve.
Activations associated with priming
Previous neuroimaging studies of implicit retrieval using various
priming paradigms typically report that perceptual priming is
associated with reductions of blood flow in occipital regions (Squire
et al., 1992 ; Buckner et al., 1995 , 1998 ; Schachter et al., 1996 ),
whereas conceptual priming is associated with reductions of blood flow
in left prefrontal regions (Raichle et al., 1994 ; Demb et al., 1995 ;
Wagner et al., 1997 ; Buckner et al., 1998 ). The task used in the
present study involves a form of perceptual priming, but we failed to
see reductions in blood flow. Instead, we observed that priming was
associated with increases of blood flow in regions including right
lateral prefrontal cortex. There are several possible reasons for this
discrepancy. First, priming in our study was based on subliminal
previous exposure allowing only fleeting, and unconscious, perceptual
processing of the stimuli. Second, and perhaps critically, priming was
expressed during affective preference judgments, raising the
possibility that patterns of activation associated with priming may be
influenced by psychological, including affective, context. Finally, we
note that preference compared with memory for both familiar and
unfamiliar stimuli was associated with increased blood flow in visual
areas that may "mask" priming-related reductions.
Conclusions
The critical observation in this study is that activation of
memory systems does not depend on subjective reportability of previous
occurrence of target stimuli. The subliminal stimulus presentation
meant that there was no subjective recollection of the stimuli. When a
preference judgment was required, however, subjects reliably showed
implicit retrieval. Retrieval effort and implicit retrieval were thus
dissociated and found to depend on distinct prefrontal activations. A
region of right hippocampal gyrus was activated in association with
objective stimulus novelty in the absence of awareness of novelty. An
analysis of condition-dependent interactions between right prefrontal
cortex and other brain regions revealed a complex role for a more
anterior right hippocampal region in memory. The right prefrontal
contribution to this hippocampal activation reflects two interacting
factors: stimulus novelty and implicit retrieval. By contrast,
bilateral parietal cortex was activated in association with right
lateral prefrontal cortex when stimuli were objectively familiar and
retrieval effort was required. Thus, use of this paradigm has allowed
us not only to demonstrate activations of regions previously described
as subserving episodic memory in the absence of conscious retrieval,
but also to dissociate different functional roles for structures within this system.
 |
FOOTNOTES |
Received Feb. 2, 1998; revised March 26, 1998; accepted April 1, 1998.
R.J.D. is supported by the Wellcome Trust. We are grateful to Paul
Fletcher and Mick Rugg for their helpful suggestions and discussion.
Correspondence should be addressed to Dr. Rebecca Elliott, Wellcome
Department of Cognitive Neurology, 12 Queen Square, London, WC1N 3BG,
UK.
 |
REFERENCES |
-
Berns GS,
Cohen JD,
Mintun MA
(1997)
Brain regions responsive to novelty in the absence of awareness.
Science
276:1272-1275[Abstract/Free Full Text].
-
Bornstein RF,
d'Agostino PR
(1992)
Stimulus recognition and the mere exposure effect.
J Pers Soc Psychol
63:545-552[Web of Science][Medline].
-
Buckner RL,
Tulving ET
(1995)
Neuroimaging studies of memory: theory and recent PET results.
In: Handbook of neuropsychology, Vol 10 (Boller F,
Grafman J,
eds), pp 439-466. Amsterdam: Elsevier.
-
Buckner RL,
Petersen SE,
Ojemann JG,
Miezin FM,
Squire LR,
Raichle ME
(1995)
Functional anatomical studies of explicit and implicit memory retrieval tasks.
J Neurosci
15:12-29[Abstract].
-
Buckner RL,
Goodman J,
Burock M,
Rotte M,
Koutsaal W,
Schachter DL,
Rosen B,
Dale A
(1998)
Functional-anatomic correlates of object priming in humans revealed by rapid presentation event-related fMRI.
Neuron
20:285-296[Web of Science][Medline].
-
Demb JB,
Desmond JE,
Wagner AD,
Vaidya CJ,
Glover GH,
Gabrieli JDE
(1995)
Semantic encoding and retrieval in the left inferior prefrontal cortex: a functional MRI study of task difficulty and process specificity.
J Neurosci
15:5870-5878[Abstract].
-
Dolan RJ,
Fletcher PC
(1997)
Dissociating prefrontal and hippocampal function in episodic memory encoding.
Nature
388:582-585[Medline].
-
Duvernoy HM
(1991)
In: The human brain: surface, three-dimensional sectional anatomy and MRI. New York: Springer.
-
Fahy FL,
Riches IP,
Brown MW
(1993)
Neuronal activity related to visual recognition memory: long term memory and the encoding of recency and familiarity information in the primate anterior and medial inferior temporal and rhinal cortex.
Exp Brain Res
93:457-472.
-
Fletcher PC,
Frith CD,
Grasby PM,
Shallice T,
Frackowiak RSJ,
Dolan RJ
(1995)
Brain systems for encoding and retrieval of auditory-verbal memory. An in vivo study in humans.
Brain
118:401-416[Abstract/Free Full Text].
-
Fletcher PC,
Frith CD,
Rugg MD
(1997)
The functional neuroanatomy of episodic memory.
Trends Neurosci
20:213-218[Web of Science][Medline].
-
Fried I,
MacDonald KA,
Wilson CL
(1997)
Single neuron activity in human hippocampus and amygdala during recognition of faces and objects.
Neuron
18:753-765[Web of Science][Medline].
-
Friston KJ,
Holmes AP,
Worsley KJ,
Poline J-B,
Frith CD,
Frackowiak RSJ
(1995)
Statistical parametric maps in functional imaging: a general approach.
Hum Brain Mapp
2:189-210.
-
Friston KJ,
Buechel C,
Fink G,
Morris J,
Rolls E,
Dolan RJ
(1997)
Psychophysiological and modulatory interactions in neuroimaging.
NeuroImage
6:218-229.[Web of Science][Medline]
-
Gabrieli JSE,
Brewer JB,
Desmond JE,
Glover GH
(1997)
Separate neural bases of two fundamental memory processes in the human medial temporal lobe.
Science
276:264-266[Abstract/Free Full Text].
-
Harrison AA
(1977)
Mere exposure.
In: Advances in experimental social psychology, Vol 10 (Berkowitz L,
ed). New York: Academic.
-
Johnson MK,
Kim JK,
Risse G
(1985)
Do alcoholic Korsakoff's syndrome patients acquire affective reactions?
J Exp Psychol Learn Mem Cogn
11:27-36.
-
Kapur S,
Craik FIM,
Jones C,
Brown GM,
Houlse S,
Tulving E
(1995)
Functional role of the prefrontal cortex in retrieval of memories: a PET study.
NeuroReport
6:1880-1884[Web of Science][Medline].
-
Kunst-Wilson MR,
Zajonc B
(1980)
Affective discrimination of stimuli that cannot be recognized.
Science
207:557-558[Abstract/Free Full Text].
-
Lane RD,
Fink GR,
Chua P,
Dolan RJ
(1997)
Neural activation during selective attention to subjective emotional responses.
NeuroReport
8:3969-3972[Web of Science][Medline].
-
McCarthy G
(1995)
Functional neuroimaging of memory.
Neuroscientist
1:155-163.[Abstract/Free Full Text]
-
Nyberg L,
Tulving E,
Habib R,
Nilsson L-G,
Kapur S,
Houle S
(1995)
Functional brain maps of retrieval mode and recovery of episodic information.
NeuroReport
7:249-252[Web of Science][Medline].
-
Petrides M
(1982)
Motor conditional associative learning after selective prefrontal lesions in the monkey.
Behav Brain Res
5:407-413[Web of Science][Medline].
-
Petrides M
(1990)
Non-spatial conditional learning impaired in patients with unilateral frontal but not unilateral temporal lobe excisions.
Neuropsychologia
28:137-149[Web of Science][Medline].
-
Petrides M,
Alivisatos B,
Evans AC,
Meyer E
(1993)
Dissociation of human mid-dorsolateral from posterior dorsolateral frontal cortex in memory processing.
Proc Natl Acad Sci USA
90:873-877[Abstract/Free Full Text].
-
Raichle ME,
Fiez JA,
Videen TO,
Macleod AM,
Pardo JV,
Fox PT,
Petersen SE
(1994)
Practice-related changes in human brain functional anatomy during non-motor learning.
Cereb Cortex
4:8-26[Abstract/Free Full Text].
-
Rugg MD,
Fletcher PC,
Frith CD,
Frackowiak RSJ,
Dolan RJ
(1996)
Differential activation of the prefrontal cortex in successful and unsuccessful memory retrieval.
Brain
119:2073-2083[Abstract/Free Full Text].
-
Rugg MD,
Fletcher PC,
Frith CD,
Frackowiak RSJ,
Dolan RJ
(1997)
Brain regions supporting intentional and incidental memory: a PET study.
NeuroReport
8:1283-1287[Web of Science][Medline].
-
Schacter DL,
Alpert NM,
Savage CR,
Rauch SL,
Albert MS
(1996)
Conscious recollection and the human hippocampal formation: evidence from positron emission tomography.
Proc Natl Acad Sci USA
93:321-325[Abstract/Free Full Text].
-
Shallice T,
Fletcher PC,
Frith CD,
Grasby P,
Frackowiak RSJ,
Dolan RJ
(1994)
Brain regions associated with acquisition and retrieval of verbal episodic memory.
Nature
368:633-635[Medline].
-
Shevrin H,
Smith WH,
Fritzler DE
(1971)
Average evoked response and verbal correlates of unconscious mental processes.
Psychophysiology
8:149-162[Web of Science][Medline].
-
Squire LR,
Ojemann JG,
Miezin FM,
Petersen SE,
Videen TO,
Raichle ME
(1992)
Activation of the hippocampus in normal humans: a functional anatomical study of memory.
Proc Natl Acad Sci USA
89:1837-1841[Abstract/Free Full Text].
-
Stern CE,
Corkin S,
Gonzales RG,
Guimaraes AR,
Baker JR,
Jennings PJ,
Carr CA,
Sugiura RM,
Vedantham V,
Rosen VR
(1996)
The hippocampal formation participates in novel picture encoding: evidence from functional magnetic resonance imaging.
Proc Natl Acad Sci USA
93:8660-8665[Abstract/Free Full Text].
-
Talairach J,
Tournoux P
(1988)
In: Co-planar stereotaxic atlas of the human brain. New York: Thieme.
-
Tulving E,
Kapur S,
Craik GFIM,
Moscovitch M,
Houle S
(1994)
Hemispheric encoding/retrieval asymmetry in episodic memory: positron emission tomography findings.
Proc Natl Acad Sci USA
91:2016-2020[Abstract/Free Full Text].
-
Tulving E,
Markowitsch HJ,
Craik FIM,
Habib R,
Houle S
(1996)
Novelty and familiarity activations in PET studies of memory encoding and retrieval.
Cereb Cortex
6:71-79[Abstract/Free Full Text].
-
Wagner AD,
Desmond JE,
Demb JB,
Glover GH,
Gabrieli JDE
(1997)
Semantic repetition priming for verbal and pictorial knowledge: a functional MRI study of left inferior prefrontal cortex.
J Cognit Neurosci
9:714-726.[Web of Science]
-
Zajonc RB
(1968)
Attitudinal effects of mere exposure.
J Pers Soc Psychol
9:1-28[Web of Science][Medline].
-
Zajonc RB
(1980)
Feeling and thinking: preferences need no inferences.
Am Psychol
35:151-175.
Copyright © 1998 Society for Neuroscience 0270-6474/98/18124697-08$05.00/0
This article has been cited by other articles:

|
 |

|
 |
 
S. Windmann, T. P. Urbach, and M. Kutas
Cognitive and Neural Mechanisms of Decision Biases in Recognition Memory
Cereb Cortex,
August 1, 2002;
12(8):
808 - 817.
[Abstract]
[Full Text]
[PDF]
|
 |
|

|
 |

|
 |
 
A. J. Saykin, S. C. Johnson, L. A. Flashman, T. W. McAllister, M. Sparling, T. M. Darcey, C. H. Moritz, S. J. Guerin, J. Weaver, and A. Mamourian
Functional differentiation of medial temporal and frontal regions involved in processing novel and familiar words: an fMRI study
Brain,
October 1, 1999;
122(10):
1963 - 1971.
[Abstract]
[Full Text]
[PDF]
|
 |
|
|