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The Journal of Neuroscience, July 15, 1998, 18(14):5403-5414

Localized Sources of Neurotrophins Initiate Axon Collateral Sprouting

Gianluca Gallo and Paul C. Letourneau

University of Minnesota, Department of Cell Biology and Neuroanatomy, Minneapolis, Minnesota 55455

    ABSTRACT
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References

The sprouting of axon collateral branches is important in the establishment and refinement of neuronal connections during both development and regeneration. Collateral branches are initiated by the appearance of localized filopodial activity along quiescent axonal shafts. We report here that sensory neuron axonal shafts rapidly sprout filopodia at sites of contact with nerve growth factor-coated polystyrene beads. Some sprouts can extend up to at least 60 µm through multiple bead contacts. Axonal filopodial sprouts often contained microtubules and exhibited a debundling of axonal microtubules at the site of bead-axon contact. Cytochalasin treatment abolished the filopodial sprouting, but not the accumulation of actin filaments at sites of bead-axon contact. The axonal sprouting response is mediated by the trkA receptor and likely acts through a phosphoinositide-3 kinase-dependent pathway, in a manner independent of intracellular Ca2+ fluctuations. These findings implicate neurotrophins as local cues that directly stimulate the formation of collateral axon branches.

Key words: sprouting; NGF; neurotrophin; collateral branch; actin; cytoskeleton

    INTRODUCTION
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References

The establishment of neuronal connections depends on the ability of the cortex and cytoplasm of elongating axons to undergo dynamic reorganization in response to extrinsic guidance cues. Similarly, neuronal connectivity patterns are refined via alterations in both cell morphology and physiology. The sprouting of new motile structures (e.g., filopodia and lamellae) from previously quiescent regions of a neuron is fundamental to these dynamic morphological changes. It is therefore of great importance to understand the signals that regulate neuronal morphology and the mechanisms through which they act.

Dynamic reorganization of the cytoskeleton underlies cellular motile behaviors (Theriot and Mitchison, 1991; Bentley and O'Connor, 1994; Lin et al., 1994; Tanaka and Sabry, 1995; Challacombe et al., 1996). Actin filaments are involved in the generation and maintenance of the filopodia and lamellipodia that are crucial to the growth and guidance of nerve fibers (Bentley and Toroian-Raymond, 1986; Chien et al., 1993; Gomez and Letourneau, 1994). The development of neuronal connections is attributable mainly to the activities of growth cones located at the distal tips of elongating nerve fibers. However, some neuronal connections are formed by axonal branches that arise de novo behind the distal growth cone (O'Leary and Terashima, 1988; Heffner et al., 1990; Bhide and Frost, 1991; O'Leary et al., 1991; Ghosh and Shatz, 1992; Kadhim et al., 1993; O'Leary and Koester, 1993; Kennedy and Tessier-Lavigne, 1995). Such novel branches (collateral branches) are initiated by the appearance along quiescent axon shafts of motile filopodia (Bastmeyer and O'Leary, 1996), which subsequently give rise to a new axonal branch. Collateral branches form at characteristic locations (O'Leary and Stanfield, 1985; Kuang and Kalil, 1994), perhaps in response to localized extrinsic cues.

Global applications of neurotrophins promote axon collateral branch formation in vivo (Schnell et al., 1994; Zhang et al., 1994; Cohen-Corey and Fraser, 1995; Sawai et al., 1996; Inoue and Sanes, 1997) and modulate growth cone filopodial morphology in vitro (Gundersen and Barrett, 1980; Connolly et al., 1985). Endogenous brain-derived neurotrophic factor (BDNF) mediates the formation of optic axon arborizations in the tectum (Cohen-Cory and Fraser, 1995). During deinnervation-induced sprouting of sensory axons, endogenous nerve growth factor (NGF) induces the formation of collateral sprouts from fibers that had not been injured previously (Diamond et al., 1992; Gloster and Diamond, 1992). Endogenous NGF has also been shown to be involved in the collateral sprouting of cholinergic septohippocampal fibers (He et al., 1992; Van der Zee et al., 1992). Further support for NGF as a developmentally relevant regulator of axonal sprouting is provided by a study showing that target-produced NGF is necessary for the development of proper sympathetic branching density in target tissues (Hoyle et al., 1993).

Dorsal root ganglion (DRG) neurons undergo collateral sprouting during both development (Kudo and Yamada, 1987; Mendelson et al., 1992; Zhang et al., 1994; Ozaki and Snider, 1997) and regeneration (Devor et al., 1979; Doucette and Diamond, 1987) and are therefore a valid model for studying the role of extracellular cues in collateral branch formation. Importantly, endogenous NGF promotes the formation of collateral branches by DRG cells during regeneration (Diamond et al., 1987, 1992; Owen et al., 1989; Doubleday and Robinson, 1992), and exogenous NGF promotes DRG collateral sprouting during development (Zhang et al., 1994), suggesting that it is a developmentally relevant cue for collateral sprouting.

Previous studies have not determined whether neurotrophins act directly and locally on axons to promote collateral branch formation. In the present report we demonstrate that a localized source of neurotrophin can directly activate actin-dependent motility along axons via a phosphoinositide-3 (PI-3) kinase-dependent pathway, resulting in the initial steps of collateral branch formation, filopodial extension, and a concomitant reorganization of the microtubule array of the axonal shaft.

    MATERIALS AND METHODS
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References

Cell culture. Cultures were prepared as described in Gallo et al. (1997). Embryonic day 9-10 chick embryo DRGs were enzymatically and mechanically dissociated, and cells were cultured overnight on fibronectin (Life Technologies, Grand Island, NY)-coated glass coverslips (22 × 22 mm). Cells were raised in F-12H medium (Life Technologies) containing 0.05 ng/ml NGF (R & D Systems, Minneapolis, MN) or BDNF (Regeneron, Tarrytown, NY). This concentration of neurotrophin supports cell survival but is well below the dissociation constant for the high-affinity neurotrophin receptors, thereby not interfering with bead-bound neurotrophin signaling. The introduction of beads to cultures was accomplished by removing 100 µl of the culture medium and suspending 363 × 103 beads in it, and subsequently returning the bead-containing medium dropwise to the culture, assuring that the beads spread evenly on the surface of the coverslip. In some experiments (video microscopy and the determination of long collateral formation), 1452 × 103 beads were introduced into the culture.

Neurotrophin-coated beads. Neurotrophin-coated beads were prepared as described in Gallo et al. (1997) (also see Kuhn et al., 1995). Proteins were attached to carboxylated polystyrene beads using the carbodiimide method (all reagents and beads were obtained from Polysciences Inc., Warrington PA). Beads were washed twice with carbonate buffer and twice with phosphate buffer. After the washes, beads were activated by incubation in a 2% solution of carbodiimide for 4 hr and subsequently washed three times using borate buffer. Beads were then washed with carbonate buffer and incubated in 50 µg/ml NGF or BDNF overnight. The next day, beads were treated with 0.0125 M ethanolamine in borate buffer for 30 min. Beads were then washed twice in borate buffer containing 10 mg/ml bovine serum albumin (BSA) (Sigma, St. Louis, MO) and stored in storage buffer at 4°C. The entire protocol was performed at room temperature.

Immunocytochemistry. Cultures were fixed with 0.12-0.2% glutaraldehyde for 15 min, treated with 1 mg/ml sodium borohydride for 15 min, and then extracted with 0.1% Triton X-100 for 15 min. Actin filaments were stained with 8 µl/ml phalloidin conjugated to either rhodamine or fluorescein (Molecular Probes, Eugene, OR) for 45 min. Microtubules were stained using a monoclonal antibody raised against beta -tubulin (Amersham, Arlington Heights, IL) and a secondary goat anti-mouse fluorescein-conjugated antibody (Cappel, Durham, NC). Cells were exposed to primary and secondary antibodies for 45 min each. Coverslips were then mounted in media containing 10 mg/ml p-phenylenediamine (Sigma) and stored at -20°.

Data collection and experimental procedures. Axonal shaft responses (>60 µm from the growth cone) to NGF-coated beads were categorized according to the number of filopodia present at the site of bead-axon contact. The absence of filopodia was scored as a no response. Responses were characterized by the presence of one or more filopodia at the site of bead-axon contact. Responses to BDNF-coated beads were also scored according to the presence or absence of filopodia. However, a more common morphological response of BDNF-raised neurons to BDNF-coated beads was the generation of lamellae-like structures, which were also counted as a positive response. Mounted coverslips were scanned using epifluorescence optics (630×) while we focused at the level of the bead's largest diameter. When a bead was judged to be in contact with a nerve fiber, the plane of focus was lowered to that of the nerve fiber, and the behavior of the axonal shaft was scored. For each experimental data set, data were collected from a minimum of 50 separate nerve fibers from at least two cultures prepared with cells obtained from a minimum of three embryos. Bead-axon interactions were scored blind to the experimental treatment.

Experiments investigating the role of Ca2+ in the filopodial response were performed by changing the culture medium to a saline solution 2 hr before the introduction of beads. The saline solution consisted of (in mM): 10 HEPES, 140 NaCl, 5.6 KCl, 1 MgCl2, 5.5 glucose, 1 EGTA, and 0 or 2 CaCl (all from Sigma), and contained 0.05 of ng/ml NGF.

All drugs were prepared as stock solutions in DMSO and stored at -20°C. Final dilutions were prepared on the day of use. For all drugs, 100 µl of medium was removed from each culture and placed in a 1.5 ml tube, and the drugs were then added to the isolated medium. Of the medium containing the drug(s), 100 µl was then returned to the culture, thereby providing rapid and even dispersal of the drug in the culture.

Video microscopic recordings of axonal motility at sites of NGF bead contact and of spontaneous axonal motility were performed as detailed in Gallo et al. (1997) using an interframe interval of 30 sec. Data of axon-bead contact were collected from 90 min recordings of 12 fields, containing 24 axons contacted by a total of 77 beads at high bead density (see "Cell culture" above). For determination of spontaneous axonal filopodial motility, data were collected from five cultures and 12 different axons. The life span of bead-associated filopodia was compared with that of the spontaneously generated axonal filopodia of >5 µm (half of a bead diameter), so as not to skew the analysis with data from short filopodia that could not have been detected in the bead experiments because of occlusion by the bead. All data in the text are presented as mean ± SEM. Video observations were performed using a phase-contrast 40× objective with 6.3× intermediate magnification.

To study the induction of long axon collaterals by NGF beads, we obtained data from cultures stained for actin and microtubules as described previously. Collateral branches were defined as actin- and microtubule-containing projections from the main shaft of an axon having a minimum length of 20 µm. Only projections that had angles relative to the main axon greater than 45° were considered collaterals, because previous observations (Yu et al., 1994) (G. Gallo, unpublished observations) indicated that branches formed by growth cone bifurcation tend to form at angles of 45° or less. The following information was obtained for each collateral: (1) whether it had a bead positioned at its site of formation from the main axon shaft, (2) its length (from the axon shaft to its tip), and (3) the number of beads that it contacted along its length. To determine whether the association of multiple beads to a collateral branch was attributable to bead-induced extension of axonal sprouts versus the stochastic deposition of beads on previously existing collaterals, we compared the number of beads per unit length of neurite for collateral branches versus the main axonal shaft. If beads merely settled on axons and their collateral branches, the mean bead density should be equal on both neurite types. To provide more axon-bead contacts, we increased the density of beads added to cultures by fourfold (see "Cell culture").

We investigated the attachment of beads to neuronal somata to rule out the possibility that results obtained using cytochrome c (CC) beads and NGF beads were caused by differential attachment of the beads to neuronal surfaces. Briefly, 3 µm beads were coated with either CC or NGF as described previously. Beads were incubated with established DRG neuronal cultures for 30 min. The medium from the culture was then removed and pipetted onto the culture five times at a rate of ~1 ml/5 sec. This displaced neuronal somata and left behind attached non-neuronal cells. The medium containing neuronal somata was then placed on a videomicroscopy dish, and cells were allowed to settle for 30 min. The numbers of beads associated with individual neuronal somata were counted using phase-contrast optics.

    RESULTS
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References

Characterization of axonal sprouting responses to NGF bead contact

Axons sprout filopodia in response to NGF-coated beads

To locally apply neurotrophins, NGF was covalently conjugated to polystyrene beads as reported previously (Gallo et al., 1997) (see Materials and Methods), and NGF-coated beads were added to established dorsal root ganglion neuronal cultures. The cultures were then fixed at 0.5, 1, and 3 hr after the addition of the beads. Cultures were subsequently stained with phalloidin to visualize structures rich in actin filaments. Although not visible with phase-contrast optics, axons sprouted filopodia at sites of bead contact as revealed by actin filament phalloidin fluorescence (Fig. 1). The number of filopodia generated at the contact site varied, as did the overall morphology of the sprouts. By 3 hr of contact, 33% of sprouts (n = 266) had developed a swollen appearance and contained F-actin puncta (Fig. 1A,C). Filopodia were extended at sites of bead contact with axons by as early as 30 min after bead addition, and the percentage of axonal responses to bead contacts increased with time over a 3 hr period (Table 1). Live visualization of NGF beads revealed that 50 and 100% of beads settled on the substratum during the first 10 and 20 min, respectively, after addition to a culture (n = 8 microscope fields of 1080 µm2 each for a total of 114 beads), indicating that the response of axons to NGF beads can occur as early as 15-20 min after bead-axon contact.


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  		Figure 1.   Neurotrophin-coated beads locally induce filopodial sprouting and microtubule rearrangements along axonal shafts. A, C, and E are examples of filopodial sprouting (arrowheads) at sites of NGF bead contact with the axon (phalloidin-stained). A and C demonstrate the axonal swelling and formation of F-actin puncta that occurred at sites of bead-axon contact. Although in A and C filopodia were associated mainly with the bead's surface, on occasion filopodia grew from the site of bead contact onto the substratum (arrowhead on left in E). B and F show microtubule invasion of the filopodial sprouts shown in A and E, respectively (arrows). In E, a filopodium had grown over the surface of the bead (arrowhead on right) and was invested with a microtubule (F). D shows the localized microtubule debundling (stained with a beta -tubulin antibody) that occurred at sites of axon contact with NGF beads (shown in C). G and H show lamellae-like sprouting along the surface of the bead in response to BDNF-coated beads. All images were obtained as z-series (6-15 0.3 µm sections) with a Bio-Rad 1024 confocal microscope and projected onto a two-dimensional plane for presentation purposes. Because the beads are translucent, they are not visible in the confocal images, but their location is delineated by the filopodial sprouting response and arrows in A, C, E, G, and H. Scale bar, 10 µm.

                              
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  		Table 1.   Filopodial responses of axons to neurotrophin-coated beads and the dependence of the response on actin filaments

Actin filament staining revealed that the sprouted axonal filopodia were most often closely associated with the bead surface (Fig. 1A,C). However, in our fixed preparations we also observed filopodia that extended from the axon-bead contact onto the substratum (Fig. 1E). We therefore sought to determine whether such bead-associated free filopodia could be visualized alive using phase-contrast video microscopy and then compared them with spontaneously formed axonal filopodia, not associated with beads. These observations showed that in response to contact with NGF beads axonal filopodia extended to greater lengths, had longer life-spans, and were generated more frequently than spontaneously formed axonal filopodia. Video sequences of axon-bead contacts showed that in 17% of interactions (n = 77), filopodia extended distances of 10-45 µm from underneath the bead onto either the substratum or into the medium (Fig. 2A). Bead-associated filopodia had longer mean life spans (8.1 ± 3.0 min; n = 26) than spontaneously generated filopodia (2.5 ± 0.4 min; n = 42) (p < 0.05, Welch t test). The mean maximal length attained by bead-associated filopodia was greater than that of spontaneous axonal filopodia (23.7 ± 1.7 µm and 8.0 ± 4.1 µm, respectively; p < 0.0001, Welch t test). Furthermore, 10 and 92% of spontaneous and bead-associated filopodia, respectively, extended 15 µm or more. Finally, the rate of filopodial formation at sites of bead-axon contact (0.4 + 0.2 filopodia per micrometer per hour) was greater (p < 0.05, Welch t test) than at sites not contacting beads (0.03 + 0.01 filopodia per micrometer per hour).


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  		Figure 2.   Axonal motile responses at sites of NGF bead contact. Although filopodial sprouts that are formed on the bead surface are not visible using phase-contrast optics, some filopodia extended beyond beads. The numbers in the panels refer to minutes after the first image in the series. A shows a filopodium that extended from the site of axon-bead contact (arrow, 0-8 min) and developed into a collateral branch with a small growth cone-like structure at its tip (arrow, 8-74 min). Two other filopodia also extended from the axon and contacted a nearby bead (arrowheads, 74 min). Filopodia, generated underneath beads, that contacted additional beads became stabilized (B, arrow at 5-69 min). C shows a region of an axon ~50 µm behind the growth cone (data not shown) that became spontaneously active, generating filopodia that contacted beads and were stabilized (arrows, 3-41 min). One filopodium thickened as the axon translocated toward the bead it contacted (arrowhead, 3 min), because of the activity of the leading growth cone, and eventually came to rest underneath the bead. Spontaneously formed collateral branches that contacted NGF-coated beads turned and extended toward the beads after initial contact (D). Scale bar, 10 µm.

Similar to growth cone filopodia (Gallo et al., 1997), filopodia that extended from the axon and contacted an NGF bead became stabilized (20 min to >1 hr) by the bead in 90% of cases (n = 10), regardless of whether they were generated at a site of axon-bead contact or spontaneously from the axonal shaft (Fig. 2B,C). Figure 2B shows one of three cases in which filopodia grew from the axon-associated bead into contact with another bead and were then stabilized. We also observed three cases of spontaneously formed collaterals, which were present before bead addition, that on contact with an NGF bead turned toward it (Fig. 2D), in a manner analogous to that of growth cones (Gallo et al., 1997). Therefore, our observations demonstrate that filopodial sprouts formed at sites of axon-bead contact can interact with additional NGF-coated beads, resulting in both growth of the filopodium toward the bead and the stabilization of the contact.

We also examined whether BDNF-coated beads would produce a similar response from DRG neurons raised in BDNF and hence were responsive to the neurotrophin. BDNF-coated beads also induced the formation of actin-rich structures at sites of bead contact with axons (Table 1). However, in response to BDNF-coated beads, nerve fibers often generated lamellae-like structures (Fig. 1G,H), in addition to filopodia. Although CC- or BSA-coated beads did attach to DRG axons when added to cultures, these beads did not elicit formation of filopodia (Table 1) or actin accumulation (data not shown). Therefore, both NGF and BDNF are capable of activating actin-dependent motility along axonal shafts. The rest of our studies focused on NGF-induced filopodial sprouting.

The cytoskeleton of axonal filopodial sprouts

Pretreatment of cultures with cytochalasin D (CD) (Sigma), an inhibitor of actin polymerization, blocked the filopodial sprouting in a dose-dependent manner (Table 1). Concentrations of CD >0.5 µg/ml fully blocked the filopodial sprouting underneath beads (data not shown). Interestingly, at 0.5 µg/ml CD, 41% of NGF bead contacts with axons exhibited dense actin patches (Fig. 3), even in the absence of filopodial sprouts, suggesting that the beads were still able to elicit the localized polymerization/accumulation of actin but not its reorganization into the filament bundles required for filopodial formation. Indeed, cytochalasins have been shown to only partially inhibit actin polymerization (Bonder and Mooseker, 1986). Therefore, the neurotrophin-induced filopodia depend on the dynamic reorganization of the actin cytoskeleton of the axonal shaft.


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  		Figure 3.   Cytochalasin D prevents NGF-induced filopodial sprouting but not F-actin accumulation at sites of bead-axon contact. Three examples of axons contacting NGF-coated beads (between arrowheads) in the presence of 0.5 µg/ml cytochalasin D. Note that although the axons are barely visible and show no actin puncta, F-actin staining is prominent at regions of bead contact even in the absence of filopodia or discernible structures. Scale bar, 10 µm.

Visualization of microtubules revealed the reorganization of axonal microtubules at the site of contact with neurotrophin-coated beads, including localized debundling of axonal microtubules in 20% of interactions (Fig. 1D) and the invasion of filopodia by microtubules in 51% of cases (Fig. 1B,F) (n = 266), by 3 hr after bead addition. Microtubule debundling at the sites of bead-axon contact did not occur in cultures treated with concentrations of CD as low as 0.05 µg/ml, suggesting that microtubule debundling requires actin reorganization and filopodial sprouting. Contact of CC- or BSA-coated beads with axons was never associated with a debundling of microtubules.

To better appreciate the cytoskeletal organization in regions of the axons contacting NGF-coated beads, we investigated the relationship of actin filaments and microtubules to regions of axon-bead contact in confocal z-series using an intersection interval of 0.1 µm. Figure 4 shows a three-dimensional reconstruction of one such z-series in which a single axonal sprout had grown over the surfaces of two nearby beads. The axonal surface in contact with NGF-coated beads exhibited accumulations of actin filaments (Fig. 4A). Interestingly, in filopodia that contacted beads and contained microtubule(s), F-actin filaments were predominantly on the side of the filopodium contacting the bead, whereas the microtubule(s) was located more externally (Fig. 4A,B). The axonal surface was also rich in actin filaments in regions that had expanded beneath a bead, and these filaments were closely aligned with the substratum (Fig. 4B).


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  		Figure 4.   Three-dimensional reconstruction of NGF-induced filopodial sprouts. A (view from above the substratum) and B (view from below the substratum) show three-dimensional reconstructions of the sprouting induced by contact of one axon with two separate beads in series. As with the other confocal images, the beads are not stained and were therefore recreated digitally, and their placement is shown in C. The numbers 1-3 in A-C denote individual filopodia contacting the beads and serve as location markers when the three panels are compared. In all panels, red denotes actin filaments and green represents microtubules. The filopodium growing on the bead that was directly contacting the axon (3) is delineated by white and green arrowheads in A, and the filopodium growing on the second bead (1), which was not directly on the axon but rested to the side of the axon shaft, is delineated by black and green arrows. The white (A) and black arrows (A, B) denote the surface of the filopodium that was in contact with the bead. Note that the surface of the filopodium that contacted the bead is rich in actin filaments (red). The green arrows point to microtubules that invaded the sprout. Note that the microtubules are more external than the actin with regard the surface of bead-axon interface. In B, the yellow arrows outline a portion of the axonal spouting that came to rest underneath the bead closest to the axon. Note that this region is rich in actin and also closely apposed to the substratum. Filopodium number 1 had grown a distance of ~20 µm over the surfaces of the beads. This image was created using Image Volumes v. 2.1 (Minnesota Datametrics, Minneapolis, MN) and a z-series of 56 confocal images (Bio-Rad 1024) obtained using a voxel size of 0.1 µm.

Therefore, NGF-coated beads preferentially cause the polymerization of F-actin at regions of axon-bead contact.

Elaboration of collaterals between NGF beads

Our video recordings indicate that axonal filopodial sprouts can extend from one NGF bead to another through filopodial-mediated contact, thereby resulting in the elaboration of longer collateral branches. To determine whether this might occur, we investigated the associations of NGF-coated beads with collaterals. Figures 4 and 5 show that when several beads were clustered, axonal sprouts extended from bead to bead for distances of up to 60 µm or more.


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  		Figure 5.   Examples of collateral branches formed at sites where multiple NGF-coated beads were in close apposition. In all panels the position of the NGF-coated beads is indicated by the white circles. A-C represent rhodamine phalloidin staining of F-actin and (D, E) microtubule staining of the same cells. B and E and C and F are collateral branches that formed within 100 µm of the cell body (visible in C and F); in B and E the axon to the right of the collateral sprout was raised above the substratum and therefore appears out of focus. Scale bar, 10 µm.

We believe that many of those collateral sprouts were induced by NGF-mediated filopodial sprouting followed by the elongation across 5-15 µm separations between the beads in a manner suggested by our videomicroscopic observations (Fig. 2). However, the association of collaterals with beads may also have resulted from the passive attachment of NGF beads to preexisting collateral branches. To determine whether the longer axon collaterals we observed were simply caused by bead deposition onto preexisting collaterals, we analyzed experiments (four cultures with NGF-coated beads and four cultures with CC-coated beads) in terms of the number of beads contacted by axon collaterals and axons (see Materials and Methods). If NGF beads had not simply deposited onto preexisting collaterals but were actually involved in assisting collateral growth, then the number of beads associated with collaterals should be greater in cultures treated with NGF beads than with CC beads. Furthermore, the percentage of collaterals with NGF beads at their site of formation from the main axon, the collateral's origin, should be greater in the NGF bead than in the CC bead cultures. As shown in Table 2 both of these conditions were met, supporting the hypothesis that NGF beads can assist in the growth of more extensive axon collaterals, if the filopodia can extend from one bead onto another. Further support is obtained from an analysis of the pattern of bead deposition onto the main axons versus the collaterals. These data show that the distribution of NGF beads in contact with collaterals greatly exceeds that expected by the stochastic association of beads that occurs along equivalent lengths of the main axons (Table 2) (p < 0.001 and <0.0001 for collaterals with lengths of 0-40 µm and 0-60 µm, respectively; chi 2 test). The distribution of CC bead deposition on collaterals is similar to that expected by chance (Table 2) (p > 0.05 for collaterals with lengths of 0-40 µm and 0-60 µm; chi 2 test). Equal numbers of CC beads and NGF beads bound to the surfaces of DRG neurons (2.1 ± 1.3 and 1.9 ± 0.9 beads per neuron, respectively; n = 4 experiments with 74-140 cells counted per experiment), ruling out the possibility that the observed bead distributions were attributable to differential bead attachment to neuronal surfaces. Therefore, in our experiments the analysis of bead distributions indicates that in some cases at least 60 µm of axon collateral could be elaborated through multiple NGF-coated bead contacts during a 3 hr period.

                              
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  		Table 2.   Frequency distribution of bead association with collateral branches

Signal transduction of the NGF signal that induces axonal filopodial sprouting

Role of NGF receptors

The response of nerve fibers to NGF-coated beads appears to be mediated by the high-affinity NGF receptor (Kaplan et al., 1991; Heumann, 1994; Kaplan and Stephens, 1994; Barbacid, 1995) tyrosine receptor kinase A (trkA), as indicated by the inhibition of the response by an antibody against the extracellular domain of the receptor (Table 3) (Gallo et al., 1997; Oakley et al., 1997). Furthermore, soluble NGF concentrations that saturate the trkA receptor (10 ng/ml NGF), but not the low-affinity pan-neurotrophin receptor (p75), also prevented the response (Table 3); 100 ng/ml NGF had no greater effect than 10 ng/ml NGF (Table 3). We also used 100 nM k252a (Biomol Research Laboratories, Plymouth Meeting, PA) to inhibit the autophosphorylation of trkA in response to NGF binding (Koizumi et al., 1988; Berg et al., 1992; Muroya et al., 1992; Nye et al., 1992; Tapley et al., 1992). K252a (100 nM) greatly reduced the axonal sprouting response to NGF-coated beads (Table 3), providing further evidence for trkA involvement.

                              
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  		Table 3.   TrkA involvement in the axonal response to NGF-coated beads

Because the p75 receptor has a role in the turning response of DRG growth cones toward NGF-coated beads (Gallo et al., 1997), we investigated its involvement in the axonal sprouting response to contact with NGF-coated beads. To interfere with NGF binding to the p75 receptors, we applied the Chex antibody to the extracellular domain of p75 to cultures at concentrations previously shown to fully block NGF binding to p75 (Weskamp and Reichardt, 1991). Chex treatment had no effect on the axonal response (Table 3), although the same concentrations of Chex affected the ability of DRG growth cones to turn toward NGF-coated beads (Gallo et al., 1997). Similarly, the addition of 100 ng/ml BDNF to the culture medium, which saturates p75 receptors and decreases the p75-mediated facilitation of trkA receptor activation (Barker and Shooter, 1994), did not affect the filopodial sprouting response (Table 3). In a manner similar to that of the Chex antibody, this treatment was also previously shown to partially block growth cone turning toward NGF-coated beads (Gallo et al., 1997). Therefore, the axonal response to NGF-coated beads appears not to require NGF binding to the p75 receptor.

Role of kinases

Protein phosphorylation has been suggested to be involved in filopodial extension (Wu and Goldberg, 1993; Wu et al., 1996). We therefore investigated the role of protein kinases in the axonal filopodial response, using a pharmacological approach. Unless specified otherwise, for all kinase inhibitor studies the cultures were pretreated with a drug for 1 hr; NGF-coated beads were then added and the cultures were fixed after 3 hr. The kinase inhibitor KT5926 (Biomol Research Laboratories), which is structurally related to k252a, also inhibited the response (Table 4), albeit to a lesser degree than k252a, even at a dose fivefold greater. Although KT5926 does not inhibit trkA autophosphorylation, it affects a similar set of other kinases as does k252a (Hashimoto et al., 1991), suggesting that additional kinases are also involved in the response, possibly Ca2+/calmodulin-dependent protein kinase II and/or myosin light chain kinase (Nakanishi et al., 1990; Hashimoto et al., 1991). Because the effects of KT5926 confound the interpretation of the effects of k252a on trkA autophosphorylation, we investigated whether a shorter term exposure might differentiate the effects of the two drugs. To do this, we coadministered the drugs with the beads and fixed the cultures 1 hr later. In this experimental paradigm, k252a still blocked the response (Table 4), whereas KT5926 had no effect (Table 4), suggesting that KT5926 is affecting processes downstream of trkA autophosphorylation that occur on an extended time frame.

                              
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  		Table 4.   The role of kinases in the axonal response to NGF-coated beads

PI-3 kinase has been shown to be involved in the transduction of NGF signals mediating nerve fiber growth (Kimura et al., 1994; Rodriguez-Viciana et al., 1994; Jackson et al., 1996) and retinal neurite outgrowth (Lavie et al., 1997) and in the signaling pathways of other growth factors (Chung et al., 1994; Ninomiya et al., 1994). Furthermore, PI-3 kinase is involved in the production of membrane ruffling in response to growth factor receptor activation in non-neuronal cells (Kotani et al., 1994; Ridley, 1994; Wennstrom et al., 1994; Kotani et al., 1995; Thomas et al., 1997). Therefore, using a pharmacological approach, we investigated whether PI-3 kinase could mediate aspects of the axonal response to contact with NGF-coated beads. Wortmannin (Calbiochem, La Jolla, CA) blocks PI-3 kinase activity at low nanomolar concentrations without affecting other targets of the drug until in the micromolar range (Ui et al., 1995). Both 50 and 100 nM wortmannin decreased and inhibited the nerve fiber response (Table 4), respectively. We also investigated the effects of another PI-3 kinase inhibitor (LY294002; Calbiochem), which is molecularly distinct from wortmannin and exhibits a high degree of specificity for PI-3 kinase (Cheatham et al., 1994; Vlahos et al., 1994). LY294002 (10-100 µM)inhibited the axonal filopodial response to NGF-coated beads (Table 4).

Inhibition of the response by drugs that affect PI-3 kinase lowered the response to a 30-40% level (Table 4). For the following reasons, we believe this reflects a nearly full inhibition of the NGF-induced filopodial sprouting. As discussed previously, DRG axons on fibronectin spontaneously generate 0.03 ± 0.01 filopodia per micrometer per hour. Assuming that the contact of the bead with an axon entails a region equal to approximately half of the bead's diameter (i.e., 5 µm) of the axonal surface, this means that on the average approximately 0.15 filopodia will spontaneously form during a 1 hr contact with a bead. In this and previous work (Gallo et al., 1997), we have shown that NGF-coated beads are capable of stabilizing filopodia that contact them. Therefore, after a 3 hr contact period we would expect that ~30-40% of beads would have stabilized a spontaneously generated axonal filopodium. However, this is likely an overestimation, because for a filopodium to contact the bead surface it may have to extend above the substratum, and we determined that 41% of spontaneously generated axonal filopodia (n = 56) extended above the substratum. We therefore expect that under conditions that block NGF-mediated filopodial sprouting, we would still observe 15-40% of axonal contacts with NGF beads having one filopodium associated with them. As further evidence of the effectiveness of wortmannin and LY29002, 95 and 90% of the responses to NGF-coated beads in the presence of 50 µM LY294002 and 100 nM wortmannin, respectively, exhibited only one filopodium, in striking contrast to the more robust responses to NGF beads in control conditions (DMSO) when only 17% of the responses exhibited a single filopodium. Also, in the presence of PI-3 kinase inhibitors, axons did not form swollen axonal regions with actin puncta (Fig. 1A,C), a hallmark of a robust NGF bead axonal response. Hence, our data support the hypothesis that PI-3 kinase and phosphoinositides are involved in transducing the NGF signal that triggers the sprouting of axonal filopodia and cytoskeletal reorganization.

Role of Ca2+ fluxes

Experimentally induced transient elevation of cytoplasmic Ca2+ has been shown to regulate filopodial extension both at growth cones (Davenport and Kater, 1992) and along nerve fiber shafts (Williams et al., 1995; Ziv and Spira, 1997). NGF can mediate increases in cytoplasmic Ca2+ concentration (De Bernardi et al., 1996; Jian et al., 1997). Therefore, we investigated the involvement of cytoplasmic [Ca2+] in the induction of filopodial sprouts by NGF-coated beads. These experiments were performed by changing the culture medium to a simplified saline solution either containing 2 mM Ca2+ or lacking Ca2+ and containing 1 mM EGTA to chelate any extracellular available Ca2+, as used previously by our laboratory (Gomez et al., 1995). Even in the absence of extracellular Ca2+, axonal shafts sprouted filopodia at contacts with NGF-coated beads (Table 5), indicating that Ca2+ influx into the axon is not required for the bead-associated response. To investigate the possible role of intracellular Ca2+ stores, we pretreated the cultures with Ca2+-free saline containing EGTA and 1 µM thapsigargin (TH) (Calbiochem), 10 µM ryanodine (Calbiochem), or 5 µM ionomycin (IO) (Sigma), or combinations of these agents. Previous studies from our lab demonstrated that DRG neurons contain intracellular stores sensitive to these drugs (Gomez et al., 1995) and that these concentrations of the pharmacological agents deplete each store independently. Significantly, in Ca2+-free saline, growth cones were often collapsed by the time the cultures were fixed, and in all experiments in which two drugs were coadministered, most growth cones were collapsed (data not shown), showing that our treatments affected DRG growth cone morphology, which is dependent on Ca2+ levels (Lankford and Letourneau, 1989, 1991). Hence, the collapse of growth cones in response to our treatments served as a positive control for the efficacy of our treatments aimed at affecting Ca2+ levels in DRG cells. However, neither individual drug treatments nor combinations of the drugs inhibited the axonal sprouting response to NGF-coated beads (Table 5), whereas some treatments caused slight increases in the response. The combination of TH and IO appeared to be toxic to both neurons and non-neuronal cells, when cells were fixed 3 hr after addition of the beads. Therefore, we used shorter preincubation times with the drugs (protocol 2, Table 5) and fixed cells 1 hr after addition of beads. This protocol was not toxic to neurons and did not inhibit the sprouting response (Table 5). Simultaneous administration of all three agents was toxic to neurons. These results indicate that neither Ca2+ influx nor release of Ca2+ from intracellular stores is required for filopodial sprouting and initiation of axon collateral branch formation when NGF-coated beads contact axons.

                              
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  		Table 5.   The role of Ca2+ in the axonal response to NGF-coated beads

    DISCUSSION
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Abstract
Introduction
Materials & Methods
Results
Discussion
References

This report demonstrates that neurotrophins can locally activate actin-dependent filopodial sprouting along axonal shafts, resulting in the initiation and elaboration of collateral branches. The present results are particularly significant because both in vivo and in vitro axonal shafts are generally quiescent and do not exhibit much protrusive motility. Actin filaments form a cortical meshwork beneath the axonal plasmalemma (Letourneau, 1983), and our data show that neurotrophin signaling can induce polymerization and reorganization of this quiescent actin filament network through the activation of trkA receptors and indicate subsequent signal transduction through a PI-3 kinase-dependent pathway. Of great significance, the filopodial sprouts that formed at sites of bead contact with axons could become invested with microtubules, thereby showing that these responses to bead contacts contained both of the cytoskeletal components required of collateral branches. Changes in the concentration of cytoplasmic Ca2+ do not appear to mediate this NGF-induced filopodial sprouting along sensory axonal shafts. Prolonged treatment with KT5926 inhibited the filopodial response, suggesting that additional protein kinases may be involved in the induction or maintenance of axonal filopodia.

Filopodia that sprout in response to single beads do not usually grow past the bead. These sprouts were observed to extend over as much as half of the bead's circumference (e.g., ~15 µm) and are similar in length to those observed in some in vivo (Kaethner and Stuermer, 1992; Halloran and Kalil, 1994; Witte et al., 1996) and in vitro systems (Sato et al., 1994). However, filopodial sprouts can grow from one bead to another, if the beads are close to one another (Figs. 2, 4, 5; Table 2), allowing the formation of neuritic sprouts with a morphology similar to that of longer collateral branches in vivo.

The filopodia that formed at the sites of axon contact with NGF-coated beads were rich in actin, and their formation often coincided with a debundling of the axonal microtubules. Because treatment with CD prevented the axonal debundling, reorganization of actin filaments appears to be required for the restructuring of the axonal microtubule bundle. The fact that microtubules were found within bead-induced filopodia suggests that a hallmark of nerve fiber growth, the invasion of actin-rich structures by microtubules (Theriot and Mitchison, 1991; Bentley and O'Connor, 1994; Lin et al., 1994; Tanaka and Sabry, 1995; Challacombe et al., 1996), occurs at sites of axon-bead interaction. Our observations of the distribution of actin filaments at sites of axon-bead contact in three-dimensional reconstructions are consistent with a localized activation of NGF receptors resulting in the spatially restricted polymerization of actin filaments. Preexisting axonal microtubule ends may be captured by these actin structures (Gordon-Weeks, 1991) and transported into nascent axonal filopodia, as suggested by Yu et al. (1994). Alternatively, polymerization of new microtubules using the ends of preexisting or severed axonal microtubules as seeds may occur.

Localized swelling of the axon and a concomitant debundling of the axonal microtubule array may reflect the mechanism by which DRG neurons produce axon collaterals during development in vivo. NGF treatment of developing embryos potentiates DRG collateral sprouting in the spinal cord (Zhang et al., 1994), suggesting a role for NGF in DRG axon branching during development. Consistent with our findings, Ozaki and Snider (1997) report that DRG axon collateral formation in the spinal cord is preceded by a localized swelling of the axon, which subsequently gives rise to a branch.

To our knowledge, the data presented in this manuscript are the first investigation of the role of second messenger systems in the generation of axon collateral branches in response to defined extrinsic cues. PI-3 kinase has been shown previously to be involved in the activation of surface motility in various cell types (Kotani et al., 1994; Ridley, 1994; Wennstrom et al., 1994; Kotani et al., 1995; Thomas et al., 1997), and we now provide pharmacological data suggesting that neurotrophin-mediated activation of axon collateral sprouting uses the PI-3 kinase pathway. However, although at the concentrations used in our studies wortmannin and LY294002 have been reported to greatly inhibit PI-3K kinase, we cannot exclude the possibility that the drugs inhibited additional targets. GTPases (rho, rac, and Cdc4) have been shown to be involved in filopodial formation in non-neuronal cells (Tapon and Hall, 1997), and recent evidence suggests that they are involved in aspects of growth cone behavior (Luo et al., 1997). Although GTPases may interact with PI-3 kinase pathways (Zhang et al., 1993; Reif et al., 1996; Zheng et al., 1996), their possible role in PI-3 kinase-mediated axon collateral initiation remains to be studied. Work from other laboratories has shown that experimentally induced increases in intracellular Ca2+ can initiate axonal filopodia sprouting (Williams et al., 1995) and collateral branches (Ziv and Spira, 1997). However, we found no evidence for Ca2+ involvement in NGF-mediated collateral sprouting.

Comparison of collateral branch formation by the same neurons in vitro and in vivo (Bastmeyer and O'Leary, 1996) suggests that factors that stimulate the initiation of collateral branches are distinct from additional factors that stabilize collaterals and allow them to mature. Our data clearly indicate that neurotrophins can locally induce the initiation of collateral branches (i.e., the formation of axonal filopodia), resulting in sprouts containing the major cytoskeletal components of axons: actin filaments and microtubules. Furthermore, our observations also show that nerve growth factor can stabilize axonal filopodia, providing evidence that neurotrophins may stabilize as well as initiate extending collateral branches. When several NGF beads were present in close apposition, axonal filopodial sprouts extended from one NGF-coated bead to another, thereby elaborating more extensive axon collaterals. In vivo axon collateral branches my be initiated by localized sources of neurotrophin, such as a neighboring cell or NGF locally associated with the extracellular matrix. After the initial neurotrophin-mediated sprouting, the extending collateral branch could then interact with additional sources of neurotrophin, or additional cues, and continue extending.

In conclusion, our results identify neurotrophins as molecules that can both initiate and stabilize collateral branching and provide an in vitro system for the investigation of the cytoskeletal mechanisms underlying the regulation of collateral branch formation by extracellular cues. Significantly, our findings of the direct effects of neurotrophins on axonal shaft motility indicate that the previously reported effects of neurotrophins on axonal arborizations in vivo (Schnell et al., 1994; Zhang et al., 1994; Cohen-Corey and Fraser, 1995; Sawai et al., 1996; Inoue and Sanes, 1997) may be attributable to the direct and local effects of neurotrophins on the axonal cytoskeleton and not through indirect signaling mechanisms, such as changes in the membrane properties of other cells, as has been shown previously (Schwegler et al., 1995; Castellani and Bolz, 1997). Furthermore, our model system provides a way to locally activate the polymerization and reorganization of the actin cytoskeleton and will be useful in studying the mechanisms underlying such cytoskeletal regulation.

    FOOTNOTES

Received Feb. 23, 1998; revised April 30, 1998; accepted May 6, 1998.

This research was supported by National Institutes of Health Grant HD 19950-12 (P.C.L.) and a grant from the Minnesota Medical Foundation (P.C.L.). We thank Mr. P. Atkinson (University of Minnesota) for preparing the BDNF-coated beads and for critical comments on this manuscript; Regeneron (Dr. L. Palladino) for supplying BDNF; Dr. F. B. Lefcort (University of Montana at Bozeman) for providing the trkA antibody; Dr. L. Reichardt (University of California at San Francisco) for providing the Chex antibody; and Mr. J. Sedgewick and the staff of the Biomedical Imaging and Processing Laboratory (University of Minnesota) for assistance with the three-dimensional rendering.

Correspondence should be addressed to Dr. Gianluca Gallo, University of Minnesota, Department of Cell Biology and Neuroanatomy, 4-144 Jackson Hall, 321 Church Street SE, Minneapolis, MN 55455.

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