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The Journal of Neuroscience, July 15, 1998, 18(14):5508-5516
Mice Lacking Ataxin-1 Display Learning Deficits and Decreased
Hippocampal Paired-Pulse Facilitation
Antoni
Matilla1,
Erik
D.
Roberson2,
Sandro
Banfi1,
Joanella
Morales3,
Dawna L.
Armstrong4,
Eric N.
Burright7,
Harry T.
Orr7,
John D.
Sweatt2,
Huda Y.
Zoghbi1, 2, 3, 6, and
Martin M.
Matzuk3, 4, 5
Departments of 1 Pediatrics,
2 Neuroscience, 3 Molecular and Human Genetics,
4 Pathology, and 5 Cell Biology, and
6 Howard Hughes Medical Institute, Baylor College of
Medicine, Houston, Texas 77030, and 7 University of
Minnesota, Minneapolis, Minnesota 55455
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ABSTRACT |
Spinocerebellar ataxia type 1 (SCA1) is a neurodegenerative
disorder characterized by ataxia, progressive motor deterioration, and
loss of cerebellar Purkinje cells. To investigate SCA1 pathogenesis and
to gain insight into the function of the SCA1 gene
product ataxin-1, a novel protein without homology to previously
described proteins, we generated mice with a targeted deletion in the
murine Sca1 gene. Mice lacking ataxin-1 are viable,
fertile, and do not show any evidence of ataxia or neurodegeneration.
However, Sca1 null mice demonstrate decreased
exploratory behavior, pronounced deficits in the spatial version of the
Morris water maze test, and impaired performance on the rotating rod
apparatus. Furthermore, neurophysiological studies performed in area
CA1 of the hippocampus reveal decreased paired-pulse facilitation in
Sca1 null mice, whereas long-term and post-tetanic
potentiations are normal. These findings demonstrate that SCA1 is not
caused by loss of function of ataxin-1 and point to the possible role
of ataxin-1 in learning and memory.
Key words:
spinocerebellar ataxia type 1; ataxin-1; neurobehavior; hippocampus; cerebellum; paired-pulse facilitation
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INTRODUCTION |
Spinocerebellar ataxia type 1 (SCA1)
is an autosomal dominant neurodegenerative disorder characterized by
progressive ataxia and selective neuronal loss within the cerebellar
cortex and brainstem (Zoghbi and Orr, 1995 ). The genetic basis of SCA1
involves an expansion of an unstable CAG trinucleotide repeat located
within the coding region of the SCA1 gene (Orr et al., 1993 ;
Banfi et al., 1994 ). SCA1 encodes the novel 792-869 amino
acid protein ataxin-1, whose size depends on the number of glutamine
residues encoded by the CAG repeat. Both the wild-type and mutant
proteins are translated and detected in tissues of affected individuals (Servadio et al., 1995 ).
The murine Sca1 gene is highly homologous to the human gene
(89% identity at the protein level), suggesting that the proteins have
evolutionarily conserved functions (Banfi et al., 1996 ). RNA in
situ hybridization reveals a wide pattern of expression of
Sca1, with the highest levels in the neurons of the dentate gyrus, hippocampal pyramidal cells, and cerebellar Purkinje cells (Banfi et al., 1996 ; Gossen et al., 1996 ). Interestingly, a transient burst of Sca1 expression is seen in Purkinje cells at
postnatal day 14 when the murine cerebellar cortex becomes
physiologically functional (Banfi et al., 1996 ). Cerebellar Purkinje
cells and hippocampal pyramidal cells show the highest levels of
ataxin-1 expression (H. Y. Zoghbi and D. L. Armstrong,
unpublished observations), suggesting that ataxin-1 might play a role
in their development and function.
In transgenic mice, overexpression of mutant human ataxin-1 with 82 glutamines selectively in Purkinje cells causes loss of these cells and
an ataxic phenotype (Burright et al., 1995 ). The mutant protein thus
appears to gain a novel toxic function that underlies the pathogenesis
of SCA1. To gain insight into the function of wild-type ataxin-1, a
widely expressed protein with no known homologies, and to determine
that SCA1-associated ataxia is not caused by loss of function of
ataxin-1, we generated Sca1 null mice using gene-targeting
technology.
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MATERIALS AND METHODS |
Generation of Sca1 null mice. The murine
homolog of Sca1 was isolated and characterized previously
(Banfi et al., 1996 ). Corresponding genomic clones were obtained from a
genomic library prepared from 129/SvEv strain (Stratagene, La Jolla,
CA). The targeting vector (see Fig. 1A) contains 8.1 kb of homology flanking exon 8 of the Sca1 coding sequence.
The deletion-targeting vector contains, from left to
right in Figure 1A, an MC1-thymidine
kinase expression cassette, a 4.4 kb BamHI fragment of 5'
Sca1 homology, a phosphoglyceratekinase hypoxanthine
phosphoribosyl transferase (PGK-hprt) expression cassette
(transcription from right to left), and 3.5 kb of 3' Sca1
homology (ApaI-BamHI Sca1 fragment).
The targeting construct DNA was linearized with SalI (25 µg) and electroporated (Gene Pulser; Bio-Rad, Hercules, CA) into
1 × 107 hprt-negative AB2.1 embryonic stem
(ES) cells derived from 129/SvEv background, as described previously
(Matzuk et al., 1992 ). ES cell clones were selected in M15 medium
containing hypoxanthine, aminopterin, and thymidine and
1-(2'-deoxy-2'-fluoro- -D-arabinofuranosyl)-5-iodouracil. ES cell DNA was digested with HindIII (New England Biolabs,
Beverly, MA) and electrophoresed through a 0.8% agarose gel. After
transfer, the membranes were hybridized with 32P-labeled 5'
or 3' genomic flanking probes (see Fig. 1A).
Autoradiographic film was exposed for 2-3 d at 80°C and
subsequently developed. Two ES cell clones, Sca1-11-E5 and
Sca1-11-B4, were used to produce chimeras by microinjection
into C57BL/6J blastocysts and implantation into pseudopregnant foster
mothers, as described previously (Matzuk et al., 1992 ). Both ES cell
clones generated high levels of chimerism (129/SvEv-derived agouti coat
color pigmentation >60%), and 23 male chimeras were identified.
Mating of chimeric male mice with C57BL/6J females yielded agouti
hybrid background offspring, about half of which carried the null
allele as revealed by Southern blot analysis of genomic tail DNA.
Homozygous animals for the null allele were generated by mating F1
heterozygous (C57Bl/6J-129/SvEv) mice from the same litter. Mutant mice
of pure 129/SvEv inbred background were also generated by mating
chimeric mice with 129/SvEv females.
Western blot analysis. Protein extracts from mouse brain
tissue were prepared, as described previously (Burright et al., 1995 ). Immunoblots were probed with sera containing antibodies that recognize ataxin-1, as described previously (Servadio et al., 1995 ).
Neurobehavioral studies. Neurobehavioral studies were
performed on F2 Sca1 mutant mice and control littermates
from both C57Bl/6J-129/SvEv hybrid and 129/SvEv inbred genetic
backgrounds. A minimum of 10 null and 10 control mice were used in all
of the studies.
Footprint analysis. Each mouse was placed at the entry of a
dark tunnel made of wood (9 × 6 × 40 cm) after its hindpaws
were dipped in blue ink. The length of time it took to emerge from the
tunnel (latency) was measured. The footprints were recorded on a clean
sheet of white paper placed on the floor of the tunnel and were used to
measure stride length (by averaging the distance, length, and width
between two consecutive steps) and left-right step alternation
coefficient.
Open field test. Mice were placed in a 60 × 60 cm open
arena and allowed to move under indirect illumination for 15 min during 6 consecutive days. The surface of the arena was cleaned with 70%
ethanol and air-dried between mice. On the fourth day, three different
objects were placed in the center of the arena. We measured the total
distance traversed and the ambulatory, stereotypic, and resting times
for three intervals of 5 min each using the Videomex-V system (Columbus
Instruments, Columbus, OH).
Elevated plus maze test. Mice were placed in the center of a
plus-shaped maze elevated 38.5 cm from the floor with two open and two
closed arms, each 30 cm long and 5 cm wide (Lafayette Instrument Co.,
Lafayette, IN). We analyzed general mouse activity for 5 min. The
percent of visits and time spent in open arms was recorded and compared
with the percent of visits and time spent in closed arms.
Morris water maze test. A large circular pool (152 cm in
diameter) was filled with water and made opaque with 450 gm of white paint (powder tempera). In the hidden platform version, a
14-cm-diameter platform was submerged 1 cm below the water surface.
Mice were initially guided to the platform and allowed to stay on it
for 1 min; subsequently, they were placed in the pool and were allowed to search for the platform for 1 min using four visible external cues
(Morris et al., 1982 ). The latency (time) to find the platform was
recorded for each block of four trials, and each trial was initiated
from a different quadrant. The latencies of four consecutive trials
were averaged and used for statistical analysis. Mice were allowed to
navigate four trials per day for 10 consecutive days. After 10 d
of this distributed training, the first memory probe test was
performed. The platform was removed, and the mice were allowed to
search for it for 1 min. Control mice failed to selectively search the
quadrant in which the platform had been located during the training
period, so an additional distributed training of 4 more days with four
trials each was performed. Because the control mice failed the second
memory probe test, a massed training procedure of 3 more days with 12 trials every day was performed (Silva et al., 1992 ; Abeliovich et al.,
1993 ). Subsequently, the mice were subjected to a third memory probe
test. All data were recorded using the Videomex-V system (Columbus
Instruments). In the nonspatial version of the Morris water maze test,
the external visible cues were hidden by a curtain surrounding the
pool, and a submerged 16-cm-diameter platform was cued by placing a
symmetrically painted black and white golf ball on the center of the
platform. Mice of pure 129/SvEv background were trained 3 d with
three blocks of four trials each day. The position of the platform was
changed pseudorandomly in every trial. The latencies to find the
platform, as well as distances and speed performance, were
recorded.
Rotating rod test. An accelerated rotating rod test allowed
us to evaluate coordination and motor skill acquisition (type 7650; Ugo
Basile, Milan, Italy). Mice were placed on the rod (3 cm diameter, 30 cm long) in four trials every day for a period of 4 or 7 d. Each
trial lasted 10 min. The rod accelerated from 4 to 40 rpm in 5 min. The
time the mice spent on the rod without falling was recorded.
Electrophysiological studies. Hippocampal slices from
6-week-old mice were prepared, as described previously (Roberson and Sweatt, 1996 ). Electrophysiological recordings were performed at 24°;
test stimuli were delivered to the Schaffer collateral-commissural pathway in area CA1 with a bipolar Teflon-coated platinum electrode at
0.05 Hz, and responses from stratum radiatum were recorded. Test
stimulus intensity was selected to produce a population EPSP (pEPSP) of
~50% of maximum. Long-term potentiation (LTP) was induced after at
least 20 min of stable baseline recording by two 1 sec 100 Hz tetani,
20 sec apart at the test stimulus intensity. Paired-pulse facilitation
(PPF) was elicited at the test stimulus intensity with the recording
configuration described above. The maximal slope and peak amplitude of
the second EPSP was expressed as a percentage of the first EPSP. In
each slice, responses to four pairs of pulses were measured at each
interpulse interval with at least 20 sec between pairs of stimuli, and
the four repetitions were averaged.
Data analysis. Behavioral scores were subjected to either
ANOVA, ANOVA with repeated measures, or multivariate ANOVA when no
differences between the variances of control and mutant mice were found
by the Levene homogeneity test for the variances. Otherwise, the
homologous nonparametric Mann-Whitney U test was used.
Statistical analyses were performed using the SPSS software package,
version 6.1 for Power Macintosh (SPSS, Inc., Chicago, IL).
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RESULTS |
Generation of Sca1 null mice
Exon 8 of the Sca1 gene contains the majority of the
coding region (amino acids 1-616) and was targeted and deleted in ES cells (Fig. 1A).
Twenty-nine percent of ES cell clones (35 of 120) demonstrated the
correct Sca1 mutation
(Sca1m1). Heterozygous
(Sca1m1/+) mice were fertile, viable, and
indistinguishable from their wild-type (WT) littermates.
Sca1m1/+ mice were intercrossed to obtain
homozygous Sca1-deficient (Sca1m1/Sca1m1)
mice. Genotype analysis of 375 F2 offspring for these
Sca1m1/+ intercrosses was consistent with
a normal Mendelian frequency of 1:2:1 [86 wild-type (22.9%), 190 heterozygotes (50.7%), and 99 homozygotes (26.4%)]. The
Sca1m1 mutation was maintained on both
C57Bl/6J-129/SvEv mixed and 129/SvEv inbred genetic backgrounds.
Because the first 616 amino acids of ataxin-1 were deleted by
homologous recombination, we used an antibody raised to the remaining C
terminus of the protein (Servadio et al., 1995 ) to confirm that no
truncated gene product was being translated. That we found none of the
expected 100 kDa ataxin-1 protein or any partial products in homozygous
mice by immunoblot analysis demonstrated that the mutant
Sca1m1 allele is a null allele (Fig.
1B).

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Figure 1.
Generation of Sca1 null mice.
A, Targeted deletion of exon 8 of the
Sca1 gene by homologous recombination in ES cells. The
PGK-hprt expression cassette introduces a novel HindIII
site into the targeted locus. Recombinant clones contain 8 or 7.5 kb
HindIII fragments, detected by the 5' and the 3'
external probes, respectively. PGK, Phosphoglycerate
kinase promoter; hprt, hypoxanthine phosphoribosyl
transferase; tk, thymidine kinase; H,
HindIII; B, BamHI;
EV, EcoRV; X,
XbaI. B, Western blot analysis of brain
extracts using anti-ataxin-1 antibody. Homozygous mutant mice ( / )
had no detectable ataxin-1, whereas heterozygous (+/ ) and wild-type
(+/+) mice from the same litter showed the expected 100 kDa
protein.
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Sca1 null mice appear normal and do not
display ataxia
ScaIm1/ScaIm1
mice are viable, fertile, and display normal life span and somatic
development. In contrast to transgenic mice overexpressing ataxin-1
with an expanded repeat, Sca1 null mice (up to 30 months of
age) have a normal gait without evidence of ataxia. Brain weights were
similar for control and mutant mice. Nissl and hematoxylin-eosin staining revealed no differences in cell number or neurodegeneration in
the cerebellum, brainstem, spinocerebellar tracts, or hippocampus in
Sca1 deficient mice (data not shown). Nor did
immunohistochemical analysis using antibodies against calbindin,
tyrosine hydroxylase, GABA, calretinin, and glial fibrillary acidic
protein reveal any difference between control and mutant mice (data not
shown).
To see whether ambulatory skill varied, we analyzed footprint tracks
from the tunnel test. Sca1 null mice did not significantly differ from WT mice, demonstrating that the mutant mice were not ataxic
(step length in cm, 5.17 ± 0.67 and 4.99 ± 1.00, control vs
mutant, respectively; p = 0.60; step width in cm,
3.86 ± 0.60 and 3.7 ± 0.35, respectively; p = 0.40; left-right step alternation coefficient, 0.184 ± 0.21 and 0.18 ± 0.16, respectively; p = 0.97).
Neurobehavioral abnormalities in Sca1 null mice
Performance in the open field test
Home cage behavior of mutant mice (gait and general activity) was
indistinguishable from that of control mice. However, null mice were
consistently easier to handle and catch and were less active when
placed in a new cage. This prompted us to evaluate the exploratory
behavior and general locomotor activity of these mice in an open field
(Crusio et al., 1989 ). Sca1 null mice from a mixed genetic
background (C57Bl/6J-129/SvEv) did not travel as much as controls in
the new environment during the first 5 min interval of the first
(F(1,34) = 8.087; p = 0.0075),
second (F(1,34) = 6.08; p = 0.0189), and fifth (F(1,34) = 4.527;
p = 0.041) days (Fig.
2A). No significant
differences were detected between control and mutant mice in the second
and third 5 min intervals in all 6 d (p > 0.05). On the first day, Sca1 null mice remained in the
central area of the field for the first 5 min interval, whereas WT mice
reached the periphery in the first minute. On the third day, when
control mice became habituated, their level of activity was similar to
that of null mice. On the fourth day, both null and WT mice responded
to novel objects with increased activity. By the sixth day, when
environmental novelty had worn off, the total distance traveled was
very similar for both groups (p > 0.05). These
results could reflect either a decreased exploratory behavior or
anxiety in Sca1 null mice. ANOVA quantified the effect of
the mutation (F(1,34) = 6.64; p = 0.015) and an effect of days in the field
(F(5,170) = 5.09; p < 0.0001),
showing that control mice habituated with time (as reflected by a
decrease in locomotor activity, F(5,85) = 6.33;
p < 0.0001), whereas null mice maintained similar
levels of activity throughout the entire experiment
(F(5,85) = 0.71; p = 0.620).

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Figure 2.
Decreased exploratory behavior of
Sca1 null mice in the open field test. Analysis of the
total distance traveled by C57Bl/6J-129/SvEv hybrid mice
(A) and pure 129/SvEv inbred mice
(B) during the first 5 min interval for 6 consecutive d. Error bars indicate SEM.
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Decreased exploratory behavior was confirmed in inbred 129/SvEv
Sca1 null mice (Fig. 2B). ANOVA with
repeated measures detected a significant difference between control and
null mice during the first 5 min interval of the first
(F(1,26) = 4.39; p = 0.045) and
fourth (F(1,26) = 4.52; p = 0.043) days when three novel objects were added to the arena. It also
detected a main effect of the days (F(5,140) = 3.34; p = 0.007). Like mice of a hybrid genetic background, the levels of activity for pure 129/SvEv control and null
mice were similar on the sixth day and in the second and third 5 min
intervals in all 6 d (p > 0.05). Both WT
and mutant 129/SvEv mice showed less activity overall than
corresponding mice of a hybrid C57Bl/6J-129/SvEv genetic background.
Post hoc analysis (Student-Newman-Keuls test)
detected significant differences between WT mice of a hybrid genetic
background and WT mice of a 129/SvEv inbred background in the
first 2 d (p < 0.05).
Performance on the elevated plus maze
To find out whether the decreased exploratory activity of null
mice in the open field test was caused by anxiety, we studied mouse
behavior in an elevated plus maze, in which the percentage of open arm
entries and the cumulative time spent in open arms measure anxiety
independently of activity level (see Materials and Methods) (Lister,
1987 ). WT mice began exploring the maze immediately after being placed
in the center of the platform, but most of the mutant mice stayed
longer in the center of the maze, which is consistent with their
decreased exploratory behavior in the open field test. Nonparametric
analysis of the data of the mixed genetic background confirmed this
observation (U = 34; p = 0.0063). There
were no significant differences between control and mutant mice of
either genetic background with regard to the time spent in the closed
and open arms or the percent of visits to each arm (percentage entries
to closed arms, 83.38 ± 26.02 vs 79.65 ± 28.6 for WT and
mutant mice of a mixed genetic background, respectively;
p = 0.726; percentage entries to open arms, 16.62 ± 26.02 vs 20.35 ± 28.6, respectively; p = 0.726). Similar results were obtained for mice from the 129/SvEv inbred
background (data not shown). These tests confirmed the decreased
exploratory activity of mutant mice and excluded the possibility that
such behavior resulted from anxiety.
Impaired performance in the spatial version of the Morris water
maze test
Because of the high levels of both the Sca1 mRNA and
ataxin-1 in the hippocampus (Banfi et al., 1996 ; Gossen et al., 1996 ; Zoghbi, unpublished observations) and the putative role of this brain
formation in exploratory behavior (Crusio et al., 1989 ), we examined
the performance of ataxin-1-deficient mice in the Morris water maze
test to determine whether there were additional hippocampal deficits
(Morris et al., 1982 ). No behavioral differences were noted between
control and null mice during pretraining. WT and mutant mice from both
genetic backgrounds could swim and were motivated to escape to an
underwater platform when guided to it. In the hidden platform version
of the Morris water maze test, WT mice of a pure 129/SvEv genetic
background had significantly lower escape latencies than mutant mice
from the third day onward, indicating spatial learning deficits in the
null mice (Fig. 3A). ANOVA
with repeated measures showed a significant genotype × trial interaction (F(16,448) = 6.03; p < 0.0001), a main effect of genotype (F(1,28) = 31.62; p < 0.0001) confirming that WT mice had lower escape latencies than the mutants, and an effect of trial
(F(16,448) = 8.04; p < 0.0001)
showing that WT mice latency decreased with training
(F(16,192) = 8.75; p < 0.0001),
but that of null mice did not (F(16,256) = 1.27;
p = 0.218). No significant differences between WT and
mutant mice in the total distance traveled were found in the first
3 d (first day, F(1,28) = 0.297;
p = 0.59; second day, F(1,28) = 0.298; p = 0.589; third day,
F(1,28) = 2.9; p = 0.099). In
the probe test that followed a massed training procedure (see Materials
and Methods), ANOVA with repeated measures showed that WT mice spent
more time in the quadrant where the platform was located
(F(3,36) = 8.43; p < 0.0001),
but null mice spent similar times in all quadrants
(F(3,48) = 1.4; p = 0.255) (Fig.
3B). ANOVA also detected significant differences between WT
and mutant mice in the time spent in the first quadrant
(F(1,28) = 17.66; p = 0.0002)
where the platform was located, and in the third quadrant
(F(1,28) = 6.77; p = 0.0146)
where mice were introduced, but not in the other quadrants. Finally, WT
mice had more platform crossings in the target quadrant compared with
the other three quadrants (6.69 ± 3.225 vs 4.051 ± 1.42;
p = 0.001). In contrast, null mice did not have a
significant increase in platform crossings for the target quadrant
(4.177 ± 2.604 vs 4.196 ± 0.471; p = 0.954). Similar results were found with null mice of a hybrid genetic background (data not shown), confirming that they experienced spatial
learning deficits as well.

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Figure 3.
Morris water maze test results for wild-type and
Sca1 null mice of a pure 129/SvEv genetic background.
Mean escape latencies (A) and percentage of time
spent in the four quadrants (B) in the hidden
platform version of the Morris water maze during the last memory probe
trial. C, Performance in the visible platform version of
the Morris water maze test. Similar results were obtained with mice of
mixed genetic background. Error bars indicate SEM.
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The visible platform version of the Morris water maze test was used to
assess nonspatial learning in Sca1 mutant mice and to rule
out the possibility that the spatial learning deficits detected in null
mice might actually be a product of deficient escape motivation or
impairment of vision and/or motor skills. Normal mice use the visual
cues to escape from the water, and this simple associative nonspatial
task is believed to be independent of hippocampal function (Morris et
al., 1982 ). In analyzing the latencies of escape from the water, ANOVA
with repeated measures detected a significant genotype × block
interaction (F(8,168) = 2.72; p = 0.008) and an effect of the block (F(8,168) = 35.64; p < 0.001), without detecting an effect of the
mutation (F(1,21) = 4.32; p = 0.05). Mutant mice were slower in associative learning during the first
three blocks than control mice (first block, F(1,21) = 4.72; p = 0.04; second
block, F(1,21) = 8.86; p = 0.007; third block, F(1,21) = 7.93;
p = 0.01), but not from the fourth block
(p > 0.05) (Fig. 3C). Null mice were
slower in the first block (F(1,21) = 22.37;
p = 0.0001), and they traveled longer distances in
blocks 2 and 3 (block 2, F(1,21) = 4.88;
p = 0.038; block 3, F(1,21) = 8.63; p = 0.008). When the data from the entire experiment were considered together, however, we found no significant differences between WT and null mice in distance traveled
(F(1,21) = 3.96; p = 0.06) or
speed (WT mice, 20.26 ± 2.623; null mice, 21.15 ± 3.9;
F(1,21) = 0.4; p = 0.532). This
shows that the poor performance of the null mice in the spatial version
of the Morris water maze test is indeed attributable to spatial
learning deficits and not visual or motor impairment.
Performance of null mice on the rotating rod apparatus
Because the Sca1 gene is highly expressed in the
cerebellum (Banfi et al., 1996 ; Gossen et al., 1996 ) and cerebellar
Purkinje cells are the target cells in SCA1 pathology (Zoghbi and Orr, 1995 ), we analyzed the coordination and motor skill acquisition of
Sca1 null mice on the rotating rod test (Jones and Roberts, 1968 ). Mice were evaluated at both 5 weeks and 6-9 months of age. Sca1 null mice of both genetic backgrounds displayed
impaired performance on the rotating rod at 5 weeks (hybrid mice,
F(1,28) = 8.37; p = 0.0073;
129/SvEv mice, F(1,18) = 24.55;
p < 0.0001) (Fig.
4A,B).
ANOVA detected a genotype × trial interaction (hybrid mice,
F(15,420) = 2.85; p = 0.0003;
129/SvEv mice, F(15,270) = 1.71;
p = 0.048) and also an effect of trial (hybrid mice,
F(15,420) = 13.05; p < 0.0001;
129/SvEv mice, F(15,270) = 4.815;
p < 0.0001). Surprisingly, mutant mice of the
C57Bl/6J-129/SvEv hybrid background >6 months old improved their
performance on the rotating rod with training (Fig. 4C), and
their latencies were not significantly different from those of control
mice (F(1,29) = 2.24; p = 0.145). ANOVA with repeated measures showed an overall effect of trial (F(27,783) = 14.75; p < 0.0001), demonstrating improvement of both groups over time without
detecting interaction (F(27,783) = 0.96;
p = 0.517). In contrast, the performance of 6-month-old null mice from a 129/SvEv inbred background did not improve with time
(Fig. 4D), and this impairment was not overcome even
after 7 d of training. ANOVA with repeated measures detected a
significant genotype × trial interaction
(F(27,567) = 2.44; p < 0.001),
a genotype effect (F(1,21) = 13.83;
p = 0.001) showing that WT mice were significantly
better than mutant mice, and an effect of trial (F(27,567) = 4.8; p < 0.001)
where the performance of WT but not Sca1 null mice improved
with time (F(27,270) = 4.74; p < 0.001; and F(27,297) = 0.75;
p > 0.05, respectively). Although the performance of
6-month-old WT 129/SvEv mice was similar to that of 6- to 9-month-old WT mice of a hybrid genetic background (F(1,24) = 0; p = 0.952), the effect of the mutation on the
129/SvEv inbred background was pronounced and could not be overcome
with age.

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Figure 4.
Analysis of Sca1 null mice on the
rotating rod apparatus. Performance of 5-week-old C57Bl/6J-129/SvEv
mice (A), 5-week-old 129/SvEv mice
(B), 6- to 9-month-old C57Bl/6J-129/SvEv mice
(C), and 6-month-old pure 129/SvEv mice
(D). Mice were trained four trials per day
(a-d) for 4 (1-4) or 7 (1-7) d. Error bars indicate SEM.
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Decreased PPF and normal LTP and post-tetanic potentiation in
Sca1 null mice
Because some deficits in hippocampus-dependent learning tasks have
been associated with abnormalities of synaptic plasticity (Mayford et
al., 1996 ; Altemus and Almli, 1997 ; Wilson and Tonegawa, 1997 ), we next
examined synaptic transmission and activity-dependent synaptic
plasticity in Sca1 null mice using extracellular field recording in area CA1 of hippocampal slices. All studies were conducted
using WT and mutant mice from both the mixed C57Bl/6J-129/SvEv and
purebred 129/SvEv backgrounds, which yielded similar results. Initially, normal low-frequency synaptic transmission was examined. There were no differences between WT and mutant animals in either the
ratio of presynaptic fiber volleys to postsynaptic pEPSPs, the stimulus
intensity required to produce a half-maximal pEPSP, or the size of the
maximal pEPSP which could be evoked (data not shown).
We next examined LTP of synaptic transmission. LTP was induced with two
1 sec 100 Hz tetani, separated by 20 sec, and synaptic efficacy was
monitored for 60 min. No differences in LTP, assayed for 1 hr after the
tetanus, were detected between WT and mutant slices (Fig.
5A). Furthermore, no
differences were detected in the transient post-tetanic potentiation
(PTP) produced immediately after the high-frequency tetanus (Fig.
5A).

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|
Figure 5.
Synaptic transmission and activity-dependent
plasticity in hippocampal area CA1 of Sca1 null mice.
A, LTP was induced with two 1 sec 100 Hz tetani and
assayed for 60 min. Data represent the average pEPSP slope over time
from seven WT animals (19 slices) and seven mutant animals (16 slices)
from both mixed C57Bl/6J-129/SvEv and purebred 129/SvEv backgrounds.
Error bars indicate SEM. B, PPF was elicited over a
range of interpulse intervals. Data are represented as the percentage
of the second EPSP slope relative to the first and are from seven WT
animals (22 slices) and seven mutant animals (23 slices) from both
mixed C57Bl/6J-129/SvEv and purebred 129/SvEv backgrounds. Error bars
indicate SEM. Inset, Representative PPF at 50 msec
interpulse interval in mutant and WT mice. Calibration: 2 mV, 9 msec.
|
|
Finally, we analyzed paired-pulse facilitation of synaptic
transmission. PPF is a form of activity-dependent synaptic plasticity that is elicited by evoking two pEPSPs, one after the another. For
several hundred milliseconds after the first pulse, residual calcium in
the presynaptic terminal adds to the calcium influx induced by the
second pulse, producing a larger response (Wu and Saggau, 1994 ). We
found that the degree of PPF in hippocampal slices from mutant animals
was lower than that in WT slices (p < 0.0001 by
two-way ANOVA) (Fig. 5B). As the interpulse interval was
increased, producing less PPF, this difference decreased. No
paired-pulse depression was observed at any of the interpulse intervals
examined.
 |
DISCUSSION |
Mice homozygous and heterozygous for the Sca1 null
mutation, are viable, fertile, and do not display any signs of ataxia
or major motor coordination abnormalities. Histological examination revealed no evidence of neurodegeneration or cerebellar atrophy in
mutant mice. This is in contrast to transgenic mice overexpressing a
mutant form of ataxin-1 containing 82 glutamines under the control of a
Purkinje cell-specific promoter. These mice develop ataxia and Purkinje
cell abnormalities that become evident at ~8-10 weeks of life
(Burright et al., 1995 ; Clark et al., 1997 ). These data clearly
demonstrate that SCA1 is not caused by loss of function of ataxin-1,
but rather by a novel function conferred on the protein by the
expansion of the polyglutamine tract. Sca1 null mice of two
different genetic backgrounds, mixed C57Bl/6J-129/SvEv and pure
129/SvEv, display several neurobehavioral abnormalities: decreased
exploratory behavior in the open field test, impaired performance in
the spatial version of the Morris water maze task, and impaired
performance on the rotating rod apparatus. Furthermore, ataxin-1-deficient mice have diminished PPF in area CA1 of the hippocampus.
Sca1 mutant mice display less locomotor activity than
control mice during the first interval of the first day of the open field test. In later days when novelty is no longer a factor, control
and null mice behave similarly; this suggests that the overall
locomotor activity of mutant mice was not impaired and that their
hypoactivity reflects reduced exploratory behavior. The fact that null
mice respond with increased activity to novelties in their environment
argues against a complete lack of exploratory behavior. The elevated
plus maze test confirmed decreased exploratory activity and eliminated
anxiety as a possible cause. In contrast, transgenic mice
overexpressing the SCA1 gene in Purkinje cells show
increased exploratory activity during the first 5 min interval of the
open field test (Clark et al., 1997 ). Because SCA1
transgenic mice are expressing mutant ataxin-1 selectively in Purkinje
cells, this finding raises the possibility that the cerebellar cortex modulates exploratory behavior.
Sca1 null mice are severely impaired in the spatial version
of the Morris water maze test. This impairment is caused neither by
lack of motivation to escape from the water nor by motor deficiencies in mutant mice, because control and mutant mice covered similar distances at similar speeds in the first days of the test. The cause
cannot be visual deficits, because the mice performed well on the
visual-cue version of the Morris water maze. The diminished exploratory
behavior and the poor performance in the spatial version of the Morris
water maze test, together with decreased presynaptic short-term
plasticity in area CA1 of the hippocampus, point to hippocampal
dysfunction in Sca1 null mice. Abnormalities of exploratory behavior and spatial learning deficits have both been noted in a
variety of rodents after they have suffered specific lesions to the
hippocampus or disruption of genes known to be essential for
hippocampal function (Moser et al., 1993 ; Mayford et al., 1996 ; Logue
et al., 1997 ; Wilson and Tonegawa, 1997 ).
Although Sca1 null mice are not ataxic and do not show major
motor coordination deficits in the tunnel test, they do perform poorly
on the rotating rod apparatus. Five-week-old Sca1 null mice
from both hybrid C57Bl/6J-129/SvEv and inbred 129/SvEv genetic backgrounds performed very poorly on the rotating rod when compared with control littermates. Surprisingly, 6-month-old Sca1
null mice from a mixed genetic background did not perform much worse than their wild-type littermates. In contrast, Sca1 null
mice from a pure 129/SvEv genetic background still performed poorly on
the rotating rod test after 6 months. Because it is less likely that
motor incoordination can be overcome with age, these findings support
the hypothesis that the impaired performance on the rotating rod by
mutant mice reflects motor learning deficits. These data also suggest
that this learning skill is regulated by multiple genes, because
Sca1 null mice that carry the mutation on different genetic
backgrounds differ in ability. There is increasing evidence that some
motor learning tasks are mediated by the cerebellum (Ito, 1984 ; Lalonde
and Botez, 1990 ; Raymond et al., 1996 ); this is reasonable given that
coordination of movement requires practice. Furthermore, different
forms of synaptic plasticity and alterations in neurotransmission at
the parallel fiber-Purkinje cell synapses (e.g., LTD) have been
implicated in motor learning (for review, see Linden, 1994 ). Cerebellar
involvement in motor learning has also been suggested by studies of
mice lacking either Engrailed-2 (Gerlai et al., 1996 ) or the
metabotropic glutamate receptors mGluR1 and mGluR4 (Aiba et al., 1994 ;
Pekhletski et al., 1996 ) and transgenic mice overexpressing a human
SCA1 allele with 82 CAG repeats (Clark et al., 1997 ).
Because the SCA1 transgene is selectively expressed in
cerebellar Purkinje cells, these data not only imply a role for the
cerebellar cortex in motor learning but also indicate that ataxin-1
might be important for this process.
Analysis of LTP and PTP in area CA1 of the hippocampus in
Sca1 null mice revealed no differences between control and
mutant mice. Conversely, PPF was significantly decreased in
Sca1 null mice of both genetic backgrounds. Presynaptic
calcium has been noted to increase during normal synaptic transmission
and PPF in the CA3-CA1 synapses of hippocampus, and PPF is linearly
related to the residual levels of calcium (Wu and Saggau, 1994 ). The
PPF changes observed in Sca1 null mice could reflect altered
presynaptic calcium handling or altered sensitivity of the
neurotransmitter release machinery. In support of this hypothesis, mice
lacking synapsin I, which contributes to calcium regulation of
neurotransmitter release, exhibit a selective increase in PPF (Rosahl
et al., 1993 ). The fact that normal synaptic transmission and LTP are
unimpaired in Sca1 null mice, however, indicates that the
deficits in PPF are not attributable to a complete derangement of
synaptic function. Impaired learning associated with decreased PPF and
normal LTP has been described previously for mice heterozygous for
-calcium calmodulin kinase II mutation (Silva et al., 1996 ).
However, these mice also display higher PTP. The study by Silva and
collaborators (Silva et al., 1996 ) systematically analyzed short-term
plasticity and learning in mice with four different mutations and
demonstrated that either decreased PPF or decreased PTP in the presence
of normal LTP leads to profound learning impairment. These data provide evidence that spatial learning impairment can be accompanied by deficits in short-term plasticity in the presence of normal LTP.
An important aspect of this study is the analysis of the effects of the
Sca1 mutation in mice of two different genetic backgrounds (mixed C57Bl/6J-129/SvEv and inbred 129/SvEV), which both evidenced neurobehavioral abnormalities. Although WT mice from a 129/SvEv background showed less overall locomotor activity in the open field
test and in the rotating rod apparatus (at 5 weeks) in comparison with
WT hybrid C57Bl/6J-129/SvEv mice, we were not able to detect significant differences in the performance of these two strains in the
Morris water maze test. Several independent studies have noted the
influence of genetic background in the performance of various
neurobehavioral tests (Wehner et al, 1996 ; Logue et al., 1997 ; Owen et
al., 1997 ). Because there is extensive genetic variability in 129/Sv
substrains (Simpson et al., 1997 ), we carefully evaluated mice from the
129/SvEv substrain derived from the ES cell line AB2.1.
We have demonstrated that mice laking ataxin-1 show no symptoms of
ataxia and do not lose cerebellar Purkinje cells. Interestingly, Sca1 mutant mice display neurobehavioral abnormalities
(decreased exploratory behavior in a novel environment, severe spatial
learning deficits, and impaired performance on the rotating rod
apparatus) without major motor coordination abnormalities or ataxia,
suggesting the presence of motor learning deficits. Furthermore,
Sca1 null mice display deficits in presynaptic plasticity in
area CA1 of the hippocampus, as shown by decreased PPF. These
behavioral abnormalities, which were confirmed in null mice from both
C57Bl/6J-129/SvEv hybrid and 129/SvEv inbred genetic backgrounds,
demonstrate that SCA1 is not caused by loss of function of ataxin-1,
and they are important for studies of the role of ataxin-1 in learning
tasks mediated by the hippocampus and the cerebellum.
 |
FOOTNOTES |
Received Dec. 22, 1997; revised April 24, 1998; accepted April 28, 1998.
This work was supported by National Institutes of Health Grants NS27699
(H.Y.Z.) and NS33718 (H.T.O.), and by the Baylor College of Medicine
Mental Retardation Research Center. Antoni Matilla was supported by a
postdoctoral fellowship from the Spanish Ministerio de Educación
y Ciencia. We are grateful to Mary Elizabeth Bach, Linda Crnic, Robert
Gerlai, Karl Giese, Myrna Khan, Richard Paylor, O'Brian Smith, and
Eduardo Soriano for helpful discussions and suggestions, to Daniel
Johnston and James Patrick for critical reading of this manuscript, and
to V. Brandt for editorial suggestions. We thank Allan Bradley for the
gift of the AB2.1 ES cells, and B. Antalffy, J. Dong, Q. Guo, D. Larkin, and N. Lu for expert technical assistance.
Correspondence should be addressed to Dr. H. Y. Zoghbi, Howard
Hughes Medical Institute, Baylor College of Medicine, One Baylor Plaza,
Room T-807, Houston, TX 77030.
Dr. Banfi's present address: Telethon Institute of Genetics and
Medicine, Via Olgettina, 58, 20100 Milan, Italy.
 |
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