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The Journal of Neuroscience, August 1, 1998, 18(15):5850-5858
Competition for Neurotrophic Factors: Ocular Dominance
Columns
Terry
Elliott and
Nigel R.
Shadbolt
Department of Psychology, University of Nottingham, Nottingham, NG7
2RD, United Kingdom
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ABSTRACT |
Activity-dependent competition between afferents in the primary
visual cortex of many mammals is a quintessential feature of neuronal
development. From both experimental and theoretical perspectives,
understanding the mechanisms underlying competition is a significant
challenge. Recent experimental work suggests that geniculocortical
afferents might compete for retrograde neurotrophic factors. We show
that a mathematically well-characterized model of retrograde
neurotrophic interactions, in which the afferent uptake of neurotrophic
factors is activity-dependent and in which the average level of uptake
determines the complexity of the axonal arbors of afferents, permits
the anatomical segregation of geniculocortical afferents into ocular
dominance columns. The model induces segregation provided that the
levels of neurotrophic factors available either by activity-independent
release from cortical cells or by exogenous cortical infusion are not
too high; otherwise segregation breaks down. We show that the model
exhibits changes in ocular dominance column periodicity in response to
changes in interocular image correlations and that the model predicts
that changes in intraocular image correlations should also affect
columnar periodicity.
Key words:
neurotrophic interactions; ocular dominance columns; neuronal development; nerve growth factor; brain-derived neurotrophic
factor; competition; striate cortex; mathematical models
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INTRODUCTION |
The segregation of geniculocortical
afferents representing each eye into ocular dominance columns (ODCs)
(Hubel and Wiesel, 1962 ) during a critical period (Hubel and Wiesel,
1970 ) is a common feature of the development of the primary visual
cortex of many mammals (LeVay et al., 1978 , 1980 ). Such segregation is
thought to reflect the existence of activity-dependent (Reiter et al., 1986 ; Stryker and Harris, 1986 ) competitive interactions between cells
from the lateral geniculate nucleus (LGN) (Guillery and Stelzner, 1970 ;
Guillery, 1972 ). However, what LGN cells compete for is unclear. One
possibility is that LGN cells compete for neurotrophic factors (NTFs)
produced by and released from cortical cells in an activity-dependent
manner (for review, see Gu, 1995 ; Thoenen, 1995 ).
First, exogenous NTFs interfere with plasticity phenomena.
Intraventricular infusion of nerve growth factor (NGF) prevents the
effects of monocular deprivation (MD) in the rat LGN (Domenici et al.,
1993 ) and visual cortex (Maffei et al., 1992 ; Berardi et al., 1993 ; Yan
et al., 1996 ) and tempers these effects in the cat visual cortex
(Carmignoto et al., 1993 ). Cortical application of the neurotrophin
NT-4/5, but no other neurotrophin, prevents the atrophy of ferret LGN
cells in response to MD (Riddle et al., 1995 ). In addition, cortical
infusion of either brain-derived neurotrophic factor (BDNF) or NT-4/5
prevents the formation of ODCs in the cat (Cabelli et al., 1995 ).
Finally, blockade of the endogenous ligands of the trkB receptor (for
BDNF and NT-4/5) similarly inhibits the formation of ODCs (Cabelli et
al., 1997 ).
Second, the production and release of NTFs depend, in part, on afferent
activity. For example, either dark rearing (Castren et al., 1992 ;
Schoups et al., 1995 ) or MD (Bozzi et al., 1995 ) decreases the
expression of BDNF mRNA in the rat visual cortex. Although nothing is
known about the release of NTFs from neurons in the visual cortex, a
component in the release of BDNF (Griesbeck et al., 1995 ) and NGF
(Blöchl and Thoenen, 1995 , 1996 ) from hippocampal neurons does
depend on afferent activity (see, also, Goodman et al., 1996 ).
Last, the levels of NTFs determine, in part, the complexity of afferent
axonal arborizations. Although no data bear directly on the
geniculocortical pathway, application of BDNF to retinotectal afferents
in Xenopus increases their complexity (Cohen-Cory and Fraser, 1995 ). The size and complexity of axonal arborizations of
sympathetic neurons in culture depend on the local availability of NGF
(Campenot, 1982a ,b ). Also, it has recently been shown that transgenic
mice expressing increased levels of BDNF in sympathetic neurons exhibit
preganglionic neurons with increased axonal complexity (Causing et al.,
1997 ).
Although NTFs also rapidly modulate synaptic efficacy in the visual
cortex (Akaneya et al., 1996 ; Carmignoto et al., 1997 ), these results,
taken together, are consistent with a model of competition in which
geniculocortical afferents compete for a limited supply of NTFs and in
which an excess supply tempers or eliminates competition (e.g., Purves,
1988 ). Because the local supply of NTFs affects axonal complexity,
competition for NTFs leads to the local atrophy of the axonal arbors of
the losing afferents and the local hypertrophy of the axonal arbors of
the winning afferents, that is, anatomical segregation.
We have constructed previously a mathematical model of neurotrophic
interactions (Elliott and Shadbolt, 1998 ). We proved that it leads to
segregation provided that the exogenous supply of NTFs is below a
critical value; above that value, segregation breaks down. Segregation
was shown to occur even in the presence of strong correlations between
the activities of afferents. These demonstrations were performed, for
simplicity, in a system of two afferents and either one or two target
cells. Here we generalize our study to model the segregation of
geniculocortical afferents into ODCs.
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MATERIALS AND METHODS |
In this section we describe the basic anatomical architecture of
our model, the construction of patterns of LGN activity, the
mathematical form of our model of competitive neurotrophic interactions
together with a brief indication of the derivation of and the
biological assumptions underlying our model, and finally the basic
computational strategy and analysis of results.
We assume the LGN to consist of two l × l
sheets of l2 cells, one sheet (the
"left LGN sheet") representing the left eye and the other (the
"right LGN sheet") representing the right eye. The visual cortex is
modeled as a c × c sheet of
c2 cells. Thus, strictly speaking, we
model the formation of ocular dominance patches or domains and not
columns; however, the use of the word "column" in the modeling
literature is so ubiquitous that we abide by this convention. All
sheets are assumed to be regular, and periodic boundary conditions are
enforced for computational convenience. LGN cells are labeled by
letters such as i and j, where i,
j = 1, ... , l2,
and LGN sheets are labeled by Greek letters such as and , where
, = L, R, for left and right. Cortical
cells are labeled by letters such as x and y. The
vector character of labels such as i, j,
x, and y is left implicit for notational
convenience. Each LGN cell is constrained always to arborize over a
fixed, topographically appropriate N × N
square patch of cortical cells only. Initially, the arborization is
approximately uniform, subject only to a small, random perturbation
about perfect uniformity. The number of synapses between LGN cell
i in sheet and cortical cell x at time
t is denoted by
sxi (t); we will not
normally indicate the time dependence explicitly. All synapses are
assumed to be of fixed and equal efficacies; this is justified because
we wish to model anatomical, not physiological, segregation. Of course,
anatomical and physiological changes are likely to occur in concert,
but because much of the data that we model here are anatomical in
character (e.g., Cabelli et al., 1995 ), we feel justified in
restricting to a model of purely anatomical plasticity. We hope,
however, in later work to extend our model to include both anatomical
and physiological plasticity.
We take the activity of an LGN cell to be denoted by
ai [0, 1]. To construct
patterns of LGN activity, we follow closely the method used by Goodhill
(1993) . First, each cell i in the left LGN sheet is assigned
activity aiL = 1 with
probability 0.5; otherwise it is assigned activity
aiL = 0. For each cell
i in the left LGN sheet, the retinotopically equivalent cell
in the right LGN sheet is assigned activity
aiR = aiL with probability
p; otherwise it is assigned activity
aiR = 1 aiL. The probability
p determines the extent of correlations between the two sets
of activity patterns in the LGN sheets; p = 0 gives perfectly anticorrelated activity patterns, p = 0.5 gives uncorrelated activity patterns, and p = 1 gives
perfectly correlated activity patterns. We define a correlation index
C, given by C = 2p 1. Finally, the activity patterns in each LGN sheet are separately convolved with a Gaussian function with parameter
l, the Gaussian being normalized
appropriately on a discrete torus. The convolution serves to "smear
out" the otherwise binary activity states and serves to introduce
well-defined intraocular image correlations (IntraOICs) (Goodhill,
1993 ).
The basic evolution equation for our model of neurotrophic interactions
is given by:
|
(1)
|
where:
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(2)
|
Here, is a parameter that determines the overall rate of
change in the number of synapses, which we always assume to be = 0.018. We select this particular value only for consistency with
previous work (Elliott and Shadbolt, 1998 ). Provided that it is not too
large, the precise value of is unimportant (see the ). The
parameter T0 represents the amount of NTF
released from a cortical cell in an activity-independent manner;
T1 represents the maximum amount of NTF that can
be released from a cortical cell in an activity-dependent manner;
a is a parameter determining the activity-independent uptake
of NTF by afferents. The function xy
characterizes the diffusion of NTF through the target field and is a
function of the (minimum) Euclidean distance between the two cells
x and y on the cortical sheet; we assume it to be a Gaussian function with parameter c, the
Gaussian being normalized appropriately on a discrete torus. Finally,
the bar over ai in the
expression for i denotes the recent
time average and is assumed to be given by:
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(3)
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where is a decay constant that sets the time scale for the
time average. The parameters and are taken to be related through = 1/ (see Elliott and Shadbolt, 1998 , for a
justification).
In brief, the ingredients and biological assumptions that go into the
derivation of Equation 1 are as follows. For a full derivation,
mathematical analysis, and more extensive discussion of the assumptions
underlying the model, see Elliott and Shadbolt (1998) .
First, we assume that the amount of NTF released by cortical cell
x is rx = T0 + T1 jsxj aj / jsxj .
T0 represents an activity-independent release
(or, equivalently, an amount available because of the exogenous supply
of NTF). The second contribution to rx
represents an activity-dependent release (Blöchl and Thoenen,
1995 , 1996 ; Griesbeck et al., 1995 ; Goodman et al., 1996 ). The total
afferent input to cortical cell x is assumed to be
 jsxj aj
must be converted into a number between 0 and 1, inclusive, achieved by
dividing by
 jsxj ,
so that the maximum, activity-dependent release of NTF does not exceed
T1. Other functions are possible to describe NTF
release, but the form we use here is the simplest. It can be shown that the ratio T0/T1 is
a key parameter determining whether afferent segregation is possible
(see the for a brief derivation and Elliott and Shadbolt,
1998 , for a fuller discussion).
Second, the NTF instantaneously released by cortical cells is assumed
to undergo rapid diffusion through the target field, so that the amount
available at each cortical cell after diffusion is assumed to be
dx = y xyry.
This represents the raw release of NTF from cortical cells,
ry, convolved with the diffusion function,
xy. Biologically, this amounts to the
assumption that NTF diffuses from each release site independently of
the diffusion from all other sites and that the amount available, after
diffusion, at each site is just the sum of the amounts reaching that
site by diffusion from all other sites.
Third, the uptake of NTF by afferent i in LGN sheet from
cortical cell x is assumed to be proportional to both the
number of synapses sxi and the
"affinity" i of each presynaptic
terminal for NTF, and the uptake is also assumed to be a function of
afferent activity. (For simplicity, we assume that each terminal has
precisely one active zone associated with a functional synapse; thus,
we assume a one-to-one correspondence between functional synapses and
anatomical presynaptic terminals.) The function of afferent activity
that we use is gi = a + ai , where
a determines the resting or constitutive uptake. We assume, furthermore, that in any given period of time, the total amount of NTF
available at a cortical cell is entirely exhausted by rapid afferent
uptake. That NTF uptake should be proportional to the number of
synapses, that is, the number of presynaptic terminals, is a reasonable
assumption. This means that afferents with more synapses than other
afferents in a given volume of tissue, all other factors being equal,
would be at an advantage at NTF uptake. The affinity of a terminal for
NTF is assumed to be proportional to the number of NTF receptors on it.
Thus terminals with greater numbers of receptors are assumed to be
better at taking up NTF, all other factors being equal, than are
terminals with fewer numbers of receptors. The activity dependence of
NTF uptake, characterized by the simple function g,
represents a specific postulate of our model. Much experimental
evidence indicates that competition between afferents depends on their
relative and not their absolute levels of electrical activity (e.g.,
Guillery and Stelzner, 1970 ; Guillery, 1972 ). Activity-dependent NTF
uptake constitutes one possible mechanism by which relative differences
in electrical activity might confer a competitive advantage on
more-active afferents over less-active afferents. However, we stress
that we are not aware of any current experimental evidence that
directly supports our hypothesis of activity-dependent NTF uptake;
neither are we aware of any that directly rules it out. If the
activity-independent component of NTF uptake a dominates the
activity-dependent component (the limit a ), then it
can be shown that afferent segregation breaks down in our model
(Elliott and Shadbolt, 1998 ).
Finally, we assume that the number of synapses
sxi from LGN cell i
in sheet to cortical cell x is equal to the recent time
average of NTF uptake by LGN cell i in sheet from cortical cell x. This is a central assumption underlying our
model and characterizes it as a neurotrophic model; that is, it would be difficult to justify this assumption by appealing to other, non-neurotrophic aspects of synaptic plasticity. Evidence suggests that
the size of the axonal arbors of afferents is a function of
neurotrophic support (Cohen-Cory and Fraser, 1995 ; Causing et al.,
1997 ). Furthermore, the local influence of NTF level on the local size
of axonal arbors required by our assumption seems to be justified by
the observation that local NGF shortage or excess supply results in the
local atrophy or hypertrophy, respectively, of that part of the axonal
arbor experiencing the shortage or excess supply (Campenot,
1982a ,b ).
These assumptions lead directly to Equation 1, where Equation 2
constitutes a particular model for affinity. This model requires that
the number of NTF receptors per terminal depends on the average level
of afferent electrical activity. Support for this requirement comes
from the fact that kindling or seizures in the rat result in an
increase in the mRNAs for trkB and trkC, the non-NGF neurotrophin high-affinity receptors (Bengzon et al., 1993 ; Dugich-Djordjevic et
al., 1995 ; Salin et al., 1995 ), as do depolarizing media (Birren et
al., 1992 ; Cohen-Cory et al., 1993 ). The particular model of affinity
also requires that the number of NTF receptors per terminal is
inversely proportional to the number of terminals. No experimental data
bear directly on this requirement, but recent work on the Drosophila neuromuscular junction indicates that certain
mutants exhibit motor neurons with approximately twice as many synaptic boutons as controls (Schuster et al., 1996a ,b ). However, the synaptic efficacy of such mutant motor neurons is unchanged, suggesting that the
same level of synaptic machinery is simply distributed over a larger
axonal arbor (Schuster et al., 1996a ,b ). Thus, it is conceivable that
NTF receptors might also be redistributed around an axonal arbor in
response to anatomical plasticity. In any event, some presynaptic
mechanism seems to be necessary to prevent an afferent from retracting
all of its terminals during ODC development, and changes in NTF
receptors are an appealing candidate within the framework of a
neurotrophic model. Another possibility, different from the one used
here, although perhaps broadly similar in terms of developmental
outcome, is that NTF receptors might increase (decrease) their
sensitivity to NTFs as an axonal arbor undergoes atrophy (hypertrophy).
For the purposes of simplicity and, to some degree, mathematical
tractability, we examine only the first-mentioned possibility, that of
an inverse relationship between the number of receptors per terminal
and the total number of terminals.
Our basic computational strategy is straightforward. We construct an
initial, approximately uniform innervation of the cortex by the LGN.
Then a pattern of LGN activity is generated, and Equation 1 is used to
modify the number of synapses between an afferent and a target cell.
Because the number of synapses must be an integer, but Equation 1 is a
continuous equation, after each application of Equation 1, we
discretize the sxi . In
fact, T1 sets the scale for the
sxi and is essentially
arbitrary. We simply set T1 = 20 for
convenience. The discretization of the
sxi is then achieved by
converting 100 sxi to the
nearest integer, so that sxi
grows or decays in steps of 0.01. Equivalently, we could set T1 = 2000 and simply convert
sxi to the nearest integer,
but numerically it is safer to use numbers of order of approximately
unity. With these choices, each cortical cell then supports ~1000
geniculocortical synapses. The overall process of LGN activation and
updating of the number of synapses is typically repeated 5.0 × 105 or 1.0 × 106 times,
unless otherwise indicated.
Finally, because we will be interested in the periodicity of the
resulting patterns of ocular dominance (OD) produced by our simulations, we calculate the two-dimensional Fourier transforms of the
overall patterns. OD is quantified as the percentage control of a
cortical cell by the left LGN sheet. To calculate the Fourier transform, we rescale this percentage control into a number in the
interval [ 1, +1], with 1 representing control by the right LGN
sheet, 0 representing equal control by both sheets, and +1 representing
control by the left LGN sheet. Having determined the Fourier transform
of such a rescaled pattern, we extract the power spectrum. The peak of
the power spectrum determines the dominant spatial frequency present in
the pattern.
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RESULTS |
We now present results of simulations of our model of neurotrophic
interactions applied to the ODC system. We set c, the size of the cortex, to 19; l, the size of the LGN sheets, to 9;
and N, the size of the patch of cortex over which LGN cells
arborize, to 5. There is little qualitative change in our results for
other selections of these parameters except for N, whose
role we discuss below. We also set T1 = 20, as
mentioned earlier, and unless otherwise indicated, we assume
T0 = 0. This latter means that there is
typically no activity-independent release of NTF from cortical cells,
or no exogenous infusion of NTF into the cortex. We also assume
a = 1, which determines an activity-independent
component in the uptake of NTF by afferents (see Elliott and Shadbolt,
1998 , for a discussion of the role of the parameter a in
segregation). Unless otherwise stated, we will assume p = 0 (C = 1), so that the patterns of activity in the
two LGN sheets are perfectly anticorrelated; l, which determines the extent of IntraOICs,
will be set to 0.75; and c, which determines
the extent of diffusion of NTF through the target field, will be set to
0.75. We will explore the effect of changes in these parameters on the
overall pattern of OD. For a brief, partial analysis of the influence of these parameters, particularly p, on the overall pattern
of OD, see the .
In Figure 1, we show the final pattern of
OD for three different values of c, and
Figure 2 shows the corresponding power
spectra. As c increases, the number of
binocularly controlled cells in the final patterns increases. This
occurs because larger values of c, which
correspond to more extensive diffusion of NTF, permit the integration
of responses over larger retinotopic separations. However, larger
retinotopic separations are associated with reduced IntraOICs, leading
to a weakening of co-operation between LGN cells in the same LGN sheet,
and thus increased binocularity. In addition, as
c increases, the width of ODCs increases, as
shown by the decrease in the peak frequencies of the power spectra in
Figure 2. This behavior is a common feature of a wide range of models
of ODC formation (e.g., Swindale, 1980 ; Miller et al., 1989 ; Goodhill, 1993 ). The parameter N, which sets the size of the
arborization patch for LGN axons, sets an upper bound on column width;
for c = 1.00, column width is approximately
saturated, with no further increases being possible.

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Figure 1.
The final pattern of OD as a function of the NTF
diffusion parameter c. Each
square in each map represents one
cortical cell. The shade of gray assigned
to each square represents the percentage control by the
left LGN sheet; white squares are entirely controlled by
the right LGN sheet (R), and black
squares are entirely controlled by the left LGN sheet
(L). Three cortical maps are
shown, each with a value of c as indicated.
The other parameters are c = 19, l = 9, N = 5, T0 = 0, T1 = 20, a = 1, l = 0.75, and
p = 0.0 (C = 1.0).
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Figure 2.
The power spectra corresponding to the three
maps in Figure 1. The solid line
represents c = 0.50, the
long-dashed line represents
c = 0.75, and the
short-dashed line represents
c = 1.00.
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Figure 3 shows the effect of changing the
extent of IntraOICs by varying l, and Figure
4 shows the associated power spectra. In
contrast to increasing c, increasing
l decreases the number of binocularly
controlled cells in the final patterns. This occurs because
co-operation between LGN cells from the same sheet increases, thereby
increasing competition with cells from the other LGN sheet. An increase
in l is also associated with an increase in
the width of ODCs, with, again, an upper limit on width set by
N. This shift in ODC width in response to changes in
IntraOICs is also observed in another of our models of retrograde
neurotrophic interactions (Elliott et al., 1996 ; T. Elliott and N. Shadbolt, unpublished observations). It would therefore seem to
be a reliable result.

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Figure 3.
The final pattern of OD as a function of the
intraocular image correlation parameter l.
Three cortical maps are shown, each with a value of
l as indicated. The other parameters are
c = 19, l = 9, N = 5, T0 = 0, T1 = 20, a = 1, c = 0.75, and p = 0.0 (C = 1.0).
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Figure 4.
The power spectra corresponding to the three
maps in Figure 3. The solid line
represents l = 0.50, the
long-dashed line represents
l = 0.75, and the
short-dashed line represents
l = 1.00.
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The effect of changing interocular image correlations (InterOICs),
rather than IntraOICs, measured by the correlation index C,
is shown in Figure 5, with the power
spectra shown in Figure 6. As InterOICs
decrease, as in the strabismic rearing of kittens, afferent segregation
is enhanced (Hubel and Wiesel, 1965 ; Shatz et al., 1977 ). Furthermore,
ODC width increases as C decreases. This is a result that
was first predicted in the biologically motivated model of Goodhill
(1993) , although it was predicted earlier in a biologically abstract
model (Goodhill and Willshaw, 1990 ). This prediction has recently been
confirmed experimentally (Löwel, 1994 ; Goodhill and Löwel,
1995 ; see also Tieman and Tumosa, 1997 ).

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Figure 5.
The final pattern of OD as a function of the
interocular image correlation parameter C. Three
cortical maps are shown, each with a value of
C = 2p 1 as
indicated. The other parameters are c = 19, l = 9, N = 5, T0 = 0, T1 = 20, a = 1, c = 0.75, and
l = 0.75.
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Figure 6.
The power spectra corresponding to the three
maps in Figure 5. The solid line
represents C = 0.4, the
long-dashed line represents
C = 0.0, and the short-dashed
line represents C = +0.4.
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So far we have shown that a model of retrograde neurotrophic
interactions can lead to the activity-dependent segregation of geniculocortical afferents and can also account for much experimental data. However, one of the criteria that our model must satisfy for it
to be a viable model of neurotrophic interactions in the visual cortex
is that the simulated infusion of NTF into the developing visual cortex
must lead to a breakdown of anatomical segregation (Cabelli et al.,
1995 ). To this end, we take a simulated cortex in which afferent
segregation is underway, but not complete, and simulate the infusion of
NTF by setting T0 = 100. This is shown in Figure
7. We see that infusion of NTF reverses
the partial segregation. This is achieved by the exogenously applied
NTF promoting nonspecific afferent sprouting and not by stabilizing
synapses, which would merely freeze the initial, preinfusion pattern of ocular dominance.

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Figure 7.
The simulated infusion of NTF into the visual
cortex in which geniculocortical afferents have partially but not
completely segregated. Left, Map that is
the result of 20,000 presentations of LGN activity patterns and has
T0 = 0. Right,
Map generated by setting T0 = 100 and running the simulation for a further 30,000 presentations of
LGN activity patterns. The other parameters are c = 19, l = 9, N = 5, T1 = 20, a = 1, c = 0.75, l = 0.75, and p = 0.0 (C = 1.0).
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DISCUSSION |
We have shown that a model of activity-dependent competition
between geniculocortical afferents based on retrograde neurotrophic interactions robustly leads to the development of ODCs. This extends our previous characterization of the model (Elliott and Shadbolt, 1998 ). We have demonstrated that the model accounts for several experimental results, including the breakdown of anatomical segregation after cortical infusion of either BDNF or NT-4/5 (Cabelli et al., 1995 ).
A striking result exhibited by our model is the dependence of ODC width
on the correlation index C (Figs. 5, 6). This dependence was
predicted by a biologically realistic model (Goodhill, 1993 ) before the
experimental discovery of the fact that strabismus increases the width
of ODCs in kittens (Löwel, 1994 ; Goodhill and Löwel, 1995 ;
see also Tieman and Tumosa, 1997 ). No other biologically realistic
models have so far accounted for such a change. Goodhill's model was
constructed to account not only for the development of ODCs but also
for the refinement of an initially coarse topographic projection
(Goodhill, 1993 ). To achieve the latter, Goodhill does not use an arbor
function, as here, but instead allows each LGN cell to arborize over
every cortical cell, while including a slight topographic bias in the
initial projections. Furthermore, Goodhill uses a "winner-take-all"
cortical activation function, in which intracortical dynamics are
assumed to be such that inhibition silences all cortical cells except
those in the neighborhood of the cortical cell receiving the largest
synaptic strength-weighted LGN input.
However, the results presented by Goodhill (1993) do not unequivocally
determine precisely which aspects of his model allow ODC width to
depend on the correlation index C. One possibility is the
absence of an arbor constraint. However, our results rule this out
because our model uses an arbor constraint but ODC width still depends
on C. It has been claimed that the nonlinear cortical activation dynamics implicit in the winner-take-all rule are
responsible and that if such were introduced into otherwise linear
models (Miller et al., 1989 ), then these models would also exhibit a dependence of ODC width on C (Miller, 1995 ). Again, our
results clearly eliminate this because our model does not use a
winner-take-all rule. Indeed, under suitable reinterpretations, our
intracortical diffusion function is equivalent to an excitatory
intracortical function with no inhibition. Although our model is
nonlinear, the linear analysis performed in the indicates that
the correlation index C can affect the largest spatial
frequency in the final pattern of OD. These considerations thus
eliminate, on the grounds of incompatibility with experimental results,
linear, correlation-based models and simple modifications thereof, such as that of Miller et al. (1989) .
In addition to depending on InterOICs, our model predicts that ODC
width also depends on IntraOICs. This is a result observed in another,
much simpler neurotrophic model (Elliott et al., 1996 ; Elliot and
Shadbolt, unpublished observations). This prediction would thus
seem to be quite robust and therefore worth experimental investigation.
However, it is likely to be difficult to test. One way of doing so
would be to stimulate the optic nerves directly (Stryker and
Strickland, 1984 ; Weliky and Katz, 1997 ), while carefully controlling
the extent of InterOICs to avoid reversing any increase in column width
attributable to increased IntraOICs by inducing an associated decrease
in column width attributable to increased InterOICs (contrast Figs. 3,
5). Another, perhaps easier manipulation might be either to blur the
retinal image or else to enlarge it with suitably designed contact
lenses. Simple, correlation-based models do not exhibit a dependence of
ODC width on IntraOICs (as well as InterOICs) (Miller et al., 1989 ), so
our prediction constitutes another way of distinguishing between those
models and ours.
Our model is constructed in an attempt to understand the biological
mechanisms underlying activity-dependent, competitive interactions. Our
results (Fig. 5) demonstrate that it can robustly segregate afferents
in the presence of positively correlated interocular images, such as
presumably occur during normal vision in the kitten. Models of ODC
formation have, however, typically used subtractive postsynaptic
normalization, in which the summed physiological strengths of synapses
projected to cortical cells are constrained to be constant, to
segregate afferents in such a case (Miller et al., 1989 ; Goodhill,
1993 ). However, normalization is unsatisfactory because it merely
enforces rather than attempts to illuminate the quintessential feature
of development in the visual cortex, namely competition, and
furthermore, there is little experimental evidence in support of
normalization (for alternatives to normalization, see, for example,
Bienenstock et al., 1982 ; Montague et al., 1991 ; Elliott et al.,
1996 ).
Very recent experimental evidence, however, does seem to support the
possibility of multiplicative postsynaptic normalization (Turrigiano et
al., 1998 ). This evidence is obtained in a cortical culture system
under the arguably pathological regimes of either total activity
blockade (using tetrodotoxin) or blockade of inhibition (using
bicuculline). Whether this result generalizes to the in vivo
situation and, in particular, to normal, physiological activity regimes
is presently unclear. Despite this possibility, multiplicative postsynaptic normalization is an inadequate candidate for inducing competition between geniculocortical afferents, because it is well
known that this form of normalization cannot induce the segregation of
afferents in the presence of positive image correlations between the
two eyes.
For segregation to be possible in the presence of positive
correlations, subtractive postsynaptic normalization must be used (Miller et al., 1989 ; Goodhill, 1993 ). However, subtractive
normalization is particularly problematic, because it requires that the
assumed decay of synaptic strengths that is postulated to bring about normalization is independent of the concentrations of any of the substances that contribute to the physiological efficacy of a synapse
in inducing a depolarization of the postsynaptic membrane. By
proposing, in contrast, a neurotrophic model in which the uptake of NTF
depends, in part, on afferent activity and in which the time-averaged
NTF uptake determines the local complexity of the arbors of afferents,
we have shown that competitive interactions emerge naturally. To that
extent, our model proposes concrete, testable hypotheses concerning the
mechanisms underlying activity-dependent competition in the visual
cortex.
A class of experimental results that we have not attempted to model
here is that associated with MD. In our model, MD would lead to the
deprived-eye (undeprived-eye) afferents being less (more) advantaged in
taking up NTF. This would lead to the atrophy (hypertrophy) of the
axonal arbors of the deprived-eye (undeprived-eye) afferents. Our model
thus accounts for the basic phenomenology of MD. However, there are a
number of experimental results that either indicate that our model
requires further extension or are generally confusing.
First, cortical infusion of the GABA receptor
(GABAA) agonist muscimol results in a paradoxical
shift of OD toward the deprived eye (Reiter and Stryker, 1988 ; Hata and
Stryker, 1994 ). Muscimol infusion is likely to cause a generalized
decrease in the cortical cell production and release of NTFs (Zafra et
al., 1991 ; Blöchl and Thoenen, 1995 , 1996 ; Griesbeck et al.,
1995 ). Furthermore, much evidence suggests that electrical activity
exerts a regressive influence on afferents (e.g., Cohan and Kater,
1986 ; Sussdorf and Campenot, 1986 ; Lipton and Kater, 1989 ; Mattson and
Kater, 1989 ; Fields et al., 1990 ). Thus, axonal complexity appears to be influenced both by NTF-induced growth (e.g., Campenot, 1982a ,b ; Cohen-Cory and Fraser, 1995 ; Causing et al., 1997 ) and by afferent activity-induced retraction. The generalized reduction in NTFs that
probably results from muscimol infusion might therefore shift the
balance between these two antagonistic tendencies in favor of
retraction. Hence, more-active, undeprived afferents should retract,
resulting in the passive expansion of the less-active, deprived
afferents. Inclusion of such regressive influences in the present model
should be straightforward (cf. Elliott and Shadbolt, 1996 ). It is also
possible that muscimol infusion interferes with inhibitory
circuitry.
Second, although intraventricular infusion of NGF prevents or tempers
the response to MD (Maffei et al., 1992 ; Berardi et al., 1993 ;
Carmignoto et al., 1993 ; Domenici et al., 1993 ; Yan et al., 1996 ),
cortical infusion of NGF is without effect, whereas BDNF results in
paradoxical OD shifts (Galuske et al., 1996 ). Cortical NGF infusion in
adult cats reinstates OD plasticity, but the shift is paradoxical (Gu
et al., 1994 ). However, cortical application of NT-4/5, but no other
neurotrophin, does prevent the atrophy of deprived-eye-controlled LGN
cell bodies in young ferrets (Riddle et al., 1995 ). In view of the
possibly contradictory nature of some of these results, we adopt the
position that, in the absence of definitive evidence to the contrary,
the general neurotrophic thesis that an excess supply of NTFs should
temper or eliminate competition, and thus temper or prevent a response to MD, remains intact.
Recently a very interesting neurotrophic model of the development of
ocular dominance columns has appeared (Harris et al., 1997 ). However,
this model seems to possess a number of difficulties. First, it
considers only physiological plasticity and disregards anatomical
plasticity; yet the evidence of the breakdown of segregation of LGN
afferents after exogenous infusion of NTFs is anatomical, not
physiological (Cabelli et al., 1995 ). In addition, the model assumes a
constant pool of available NTF, so that NTF production and release is
not regulated by neuronal activity, in contrast to the experimental
situation (Castren et al., 1992 ; Bozzi et al., 1995 ; Schoups et al.,
1995 ). Finally, the model makes the rather implausible assumption that
the uptake of NTF by afferents depends on the synaptic efficacy of
afferents.
In conclusion, we have shown that a model of neurotrophic interactions
based on the ideas that the uptake of NTFs is activity-dependent and
that the time-averaged level of uptake determines the local complexity
of arbors of afferents leads to activity-dependent competition between
geniculocortical afferents and thus to their segregation. We have shown
that the model exhibits a dependence of ODC width on InterOICs and that
the model also predicts that IntraOICs affect ODC width.
 |
FOOTNOTES |
Received Feb. 9, 1998; revised May 6, 1998; accepted May 12, 1998.
This work was supported by a Royal Society University Research
Fellowship to T.E.
Correspondence should be addressed to Dr. T. Elliott, Department of
Psychology, University of Nottingham, Nottingham, NG7 2RD, United
Kingdom.
 |
APPENDIX |
Here we show first that ODC width exhibits a dependence on the
parameter C, which determines the extent of InterOICs. We
then briefly indicate some of the results of a fixed-point analysis. This demonstrates that the ratio
T0/T1 plays a
crucial role in determining whether afferent segregation is possible.
It also shows that the value of is essentially arbitrary.
To determine how the parameter C affects ODC width, we need
to analyze Equation 1. Ideally, to perform an analysis of Equation 1,
we would like to average it over all patterns of LGN activity, assuming
that the sxi changes
sufficiently slowly. However, the highly nonlinear character of the
equation prevents general, direct averaging. One way in which to avoid
this problem is to assume that all cells in an LGN sheet have the same
activities, that is, ai = a i, . The risk in
doing this, as Figures 3 and 4 indicate, is that of irreversibly
saturating ODC width at the maximum permitted value of N.
For many choices of parameters, this is indeed the case. However, in
some regions of parameter space, in which c is small, changes in ODC width are observable. Thus, with the assumption that all cells within an LGN sheet have the same activities and writing c = T0/(aT1),
Equation 1 becomes:
|
(4)
|
The initial conditions are:
|
(5)
|
where we have assumed that the average activity of each
afferent is:
and the function Axi is an arbor
function such that Axi = 1 if, and only
if, cortical cell x is within the cortical patch over which
LGN cells at retinotopic position i arborize and zero otherwise. The function xi represents
a small perturbation about an initial, uniform innervation of the
cortex by LGN cells; outside the arbor region, it is assumed to vanish,
that is, xi = 0 when
Axi = 0.
To determine the width of ODCs, we linearize Equation 4 in the
xi The linearized equations are then
explicitly averaged over all possible values of
a . To perform the averaging, we assume
for simplicity that a {0, 1},
= L, R, and we assume an unbiased
distribution of "on" (a = 1) and
"off" (a = 0) states. Defining
xi± = xiL ± xiR and
x± = i xi± and after
much algebra, we obtain:
|
(6)
|
|
(7)
|
where  denotes the averaging over LGN activity,
q = 1 p, and the constants
A and B are given by
A 1 = (2a + 1)(2ac + 1) and B 1 = (2a + 1)2.
Equation 7 describes the early development of ODCs. The first term on
the right-hand side (RHS) of this equation arises directly from the
presence of the i terms in Equation 4;
if i = 1 i, , then
this term disappears. In the absence of this term, the Fourier
transform of Equation 7 indicates that different spatial frequencies
decouple and that the fastest-growing spatial frequency is that which,
in Fourier space, maximizes the RHS. This fastest-growing component is
likely to dominate the final pattern of OD and thus gives the width of
ODCs (e.g., Swindale, 1980 ; Miller et al., 1989 ). Furthermore, the
extent of InterOICs does not affect the final pattern of OD but simply
slows down its development, effectively by reducing the value of
.
In the presence of the first term on the RHS of Equation 7, however,
matters are more complicated. This is because it cannot be expressed
simply in terms of the variables
x . Therefore the initial evolution of
these variables depends in part on the precise patterns of
connectivity between individual LGN cells and individual cortical cells
rather than just the connectivity between whole LGN sheets and
individual cortical cells. However, this first term indicates that both
the arbor function Axi and the extent of
InterOICs q affect the development of different spatial
frequencies. Although further analysis of this equation is necessary
(which we do not perform here), these preliminary observations at least
give a partial, analytical basis to the observed dependence of ODC
width on the correlation index C = 2p 1 = 1 2q.
We now turn to a brief indication of the results of a fixed-point
analysis. To facilitate analysis, we restrict the analysis to two
afferent cells, one in each of the two LGN sheets, and two target cells
and ignore diffusion of NTF between target cells (so that
xy = xy). This
means that i = 1 only and x = 1, 2 only. Each cell in each LGN sheet will be assumed to arborize over both
cortical cells (so that Ax1 = 1 for
x = 1, 2). Thus the arbor region is no longer a square,
but Equation 7 is still valid because the factor of
N2 appearing on the RHS refers not to the
particular geometry of innervation but only to the number of target
cells innervated. Therefore, we need only assume
N2 = 2.
Equations 6 and 7 show that the point defined by Equation 5 with
xi = 0 is a fixed point of the
afferent activity-averaged system. To determine the stability of this
fixed point, we need to obtain the eigenvalues of the evolution matrix
of the linearized system. Two of these eigenvalues, for
 x+ , x = 1, 2, are
given immediately by Equation 6; namely, they are both  . The other
two eigenvalues are the eigenvalues of the matrix in the equation:
|
(8)
|
where we have rewritten Equation 7 in matrix form for target cells
x = 1, 2. The eigenvalues of this matrix can be read
off by inspection. One is (qA 1), which is
negative-semidefinite (i.e., never positive) because 0 qA 1, and the other reduces to:
This eigenvalue changes sign at c = T0/(aT1) = 1, that is, when
T0/T1 = a. Thus, if c > 1, then all eigenvalues are
negative, and the fixed point is stable; but if c < 1, then one eigenvalue is positive, and the fixed point turns into a
saddle. This means that for c < 1, the unsegregated
state is unstable, but for c > 1, it is stable.
Two other fixed points of the two-afferent, two-target cell system
exist, corresponding to completely segregated states (one for each of
the two possible, opposite states of segregation), and their stability
is exactly the reverse of the fixed point corresponding to the
unsegregated state considered above. Thus, for c < 1, these additional fixed points are stable, whereas for c > 1, they are unstable. Hence, the ratio
T0/T1 critically
determines whether or not segregation can occur.
All of the eigenvalues of the matrices corresponding to the various
fixed points depend linearly on . Thus, the value of , in the
afferent activity-averaged system, determines the rate at which the
system moves toward or away from the fixed points. Its value does not
change the behavior of the system in any other way. Thus, in the
nonaveraged system, it suffices that is sufficiently small to make
the system behave like an afferent activity-averaged system. To that
extent, its values are essentially arbitrary.
 |
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T. Elliott and N. R. Shadbolt
A Neurotrophic Model of the Development of the Retinogeniculocortical Pathway Induced by Spontaneous Retinal Waves
J. Neurosci.,
September 15, 1999;
19(18):
7951 - 7970.
[Abstract]
[Full Text]
[PDF]
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