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The Journal of Neuroscience, October 15, 1998, 18(20):8322-8330
An Early Phase of Embryonic Dlx5 Expression Defines
the Rostral Boundary of the Neural Plate
Lu
Yang1, 2,
Hailan
Zhang1, 3,
Gezhi
Hu1, 3,
Hongyu
Wang1, 2,
Cory
Abate-Shen1, 3, and
Michael M.
Shen1, 2
1 Center for Advanced Biotechnology and Medicine, and
Departments of 2 Pediatrics and 3 Neuroscience
and Cell Biology, University of Medicine and Dentistry of New
Jersey-Robert Wood Johnson Medical School, Piscataway, New Jersey
08854
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ABSTRACT |
Relatively little is known about the molecular events that specify
the rostrocaudal axis of the neural plate. Here we show that a member
of the Distal-less (Dlx) homeobox gene
family, Dlx5, is one of the earliest known markers for
the most rostral ectoderm, before the formation of an overt neural
plate. During late gastrulation Dlx5 expression becomes
localized to the anterior neural ridge, which defines the rostral
boundary of the neural plate, and also extends caudolaterally, marking
the region of the presumptive neural crest. Subsequently,
Dlx5 is expressed in tissues (olfactory epithelium,
ventral cephalic epithelium) that are believed to derive from the
anterior neural ridge, based on the avian fate map. The early phase of
Dlx5 expression in the anterior neural ridge and its
derivatives is distinct from a later phase of expression in the ventral
telencephalon and diencephalon and also appears to be unique for
Dlx5 among members of the Dlx family.
Another distinctive feature of Dlx5 expression is the
occurrence of an alternative transcript ( Dlx5), which
encodes a truncated protein lacking the homeodomain, and represents a
significant fraction of total Dlx5 transcripts at all
embryonic stages that were examined. In contrast with full-length DLX5,
the DLX5 truncated protein is deficient in DNA-binding activity and
does not interact with the homeoprotein partner MSX1. Taken together,
our findings suggest that Dlx5 activity may be regulated
via the expression of an alternative transcript and demonstrate that
Dlx5 marks the anterior boundary of the neural
plate.
Key words:
homeobox gene; transcription factor; alternative
transcripts; anterior neural ridge; neural crest; forebrain
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INTRODUCTION |
During gastrulation stages of
vertebrate embryogenesis the rostrocaudal axis of the neuroectoderm is
specified via planar and vertical signaling events (for review, see
Wilson and Hemmati-Brivanlou, 1997 ). Several studies indicate that the
subsequent patterning of the rostral neuroectoderm is mediated by the
activities of local organizing centers that confer regional identity
within the forebrain and midbrain. In the mouse embryo it has been
demonstrated that the anterior neural ridge, which is located at the
rostral boundary of the neural plate, produces organizing activities
that pattern the adjacent rostral prosencephalon at early
postgastrulation stages (Shimamura and Rubenstein, 1997 ). Furthermore,
it recently has been shown in the zebrafish embryo that
forebrain organizing activities exist in the anterior neural boundary
during gastrulation stages (Houart et al., 1998 ). These early
patterning events presumably are dependent on the restricted expression
of regulatory genes during gastrulation and neurulation (Puelles and
Rubenstein, 1993 ; Rubenstein et al., 1994 ; Shimamura et al., 1995 ).
Thus, the identification of regulatory genes that have specific
boundaries of expression in the rostral ectoderm at the onset of neural
plate formation should facilitate our understanding of neural
patterning.
Members of the Distal-less (Dlx) gene family
previously have been implicated in processes of neural patterning,
particularly during later stages of forebrain development (Qiu et al.,
1995 ; Anderson et al., 1997a ,b ). The Dlx genes comprise a
highly conserved family of vertebrate homeobox genes that, like other
members of the homeobox superfamily, are thought to act as regulatory
molecules via the actions of their protein products as transcription
factors. In the mouse, seven Dlx genes have been identified,
with numerous homologs found in Amphioxus, zebrafish, newt,
Xenopus, chick, rat, and human [compiled by Stock et al.
(1996) ]. Members of the Dlx family share a conserved
homeodomain that mediates sequence-specific DNA binding as well as
interactions with other homeoproteins, such as MSX1 (Zhang et al.,
1997 ). Other conserved regions in DLX proteins are important for
mediating their actions as transcriptional activators ((Zhang et al.,
1997 ; H. Zhang, G. Hu, and C. Abate-Shen, unpublished data).
Furthermore, the similarity among the murine Dlx genes
extends to their expression patterns during development, because
several members of this family (Dlx1, Dlx2, Dlx3, Dlx5, and
Dlx6) are expressed in overlapping spatial domains
during forebrain development (Porteus et al., 1991 , 1994 ; Price et al., 1991 ; Robinson et al., 1991 ; Bulfone et al., 1993a ,b ; Simeone et al.,
1994 ).
In this report we present evidence indicating that one member of the
murine Dlx family, Dlx5, is regulated via
alternative mRNA processing and that it is expressed at the boundaries
of the rostral neural plate. First, we show that Dlx5 is
represented by at least two alternative transcripts, a full-length
transcript that encodes an intact and biochemically active protein and
a second transcript that is lacking a homeodomain ( Dlx5).
Second, we demonstrate that an early phase of Dlx5
expression specifically defines the anterior boundary of the neural
plate and, subsequently, the anterior neural ridge.
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MATERIALS AND METHODS |
Isolation of Dlx5 cDNA clones and biochemical
analysis of DLX5 protein products. We isolated a region of the
Dlx5 cDNA by reverse-transcriptase PCR (RT-PCR), using
oligonucleotide primers that correspond to the 5' and 3' ends of the
coding sequence of the rat ortholog (Shirasawa et al., 1994 ). The
sequences of these primers are 5'-GAG TCT GGA TCC ATG ACA GGA GTC TTT
GAC AGA AGA-3' and 5'-CAT GTC GAA TTC AAG CTT CTA ATA AAG CGT CCC GGA
GGC-3'. The resulting PCR product was cloned and used to screen a
Exlox (Stratagene, La Jolla, CA) cDNA library that we prepared from day 12.5 embryonic head mRNA. Five independent cDNA clones were isolated and sequenced. Four of these cDNA isolates are overlapping and
~1.4 kb in size, with the longest isolate being identical in sequence
to the published murine Dlx5 cDNA (Stock et al., 1996 ), which we confirmed was full-length by Northern blot analysis (data not
shown). The fifth cDNA isolate, which we term Dlx5, has
an 82 bp internal deletion of nucleotides 514-595 [numbering is based on the cDNA sequence of Stock et al. (1996) ] but is otherwise identical to the other Dlx5 cDNAs. The GenBank accession
number for the full-length Dlx5 cDNA clone is AF072452 and
for the Dlx5 variant is AF072453.
To produce the DLX5 and DLX5 proteins, we cloned the inserts
from the full-length and the Dlx5 cDNA isolates into
pGEM11zf (Promega, Madison, WI). RNA was prepared in vitro
by using T7 RNA polymerase, followed by translation with rabbit
reticulocyte lysates (Promega). To examine DNA binding activity, we
performed gel mobility shift analysis by using in vitro
translated proteins as described (Zhang et al., 1997 ). The
sequences of the DNA sites that were used are shown in Figure
3A and have been described (Catron et al., 1993 ). To
examine protein-protein binding, we performed glutathione
S-transferase (GST) interaction assays by using
35S-labeled DLX5 or DLX5 protein and GST-agarose or a
GST-MSX1 fusion protein as described (Zhang et al., 1997 ).
Analysis of Dlx5 and Dlx5 expression.
To examine Dlx5 expression, we dissected tissues or
intact mouse embryos at the indicated developmental stage [in which
0.5 d post coitum (dpc) is defined as the
morning of the copulatory plug] and prepared RNA by using Trizol
reagent (Life Technologies, Gaithersburg, MD). Ribonuclease protection analysis was performed essentially as described (Shen and
Leder, 1992 ). The antisense probe for Dlx5 corresponds to an
EcoRI to AvaI fragment that contains the
homeobox, which can distinguish the Dlx5 and
Dlx5 transcripts on the basis of size (see Fig.
1A). We used an antisense probe for the
rpL32 ribosomal protein as a control for RNA loading (Shen
and Leder, 1992 ). Quantitation of relative transcript abundances was
performed by phosphorimager analysis and was normalized to the
rpL32 control.
RT-PCR analysis was performed by using total RNA from 6.5 through 11.5 dpc embryo fragments prepared with the RNeasy Mini kit (Qiagen, Hilden,
Germany). The oligonucleotide primers for Dlx5 flank the
region deleted from Dlx5 (see Fig. 1A)
and are 5'-GGC CGC CGC AGT AGA AGA ACA-3' and 5'-GTG GGC ATG AGG GTG
GTG GCT GAG-3'. The sequences of the control glyceraldehyde phosphate dehydrogenase (GAPDH) primers are 5'-GGC CAT GTA GGC CAT GAG-3' and
5'-AAA GCT GTG GCG TGA TGG-3'. PCR amplification was performed for 35 cycles at an annealing temperature of 68°C for the Dlx5 primers and 59°C for the GAPDH primers. PCR products were resolved by
agarose gel electrophoresis and were visualized by ethidium bromide
staining and Southern blotting.
In situ hybridization was performed on whole mounts or
cryosections of mouse embryos at the indicated developmental stages, using digoxygenin-labeled riboprobes (Sciavolino et al., 1997 ; Shen et
al., 1997 ). The antisense probe corresponded to the full-length Dlx5 cDNA; no staining was detected, using a sense probe as
a negative control (data not shown). Note that the in situ
procedure cannot distinguish between expression of Dlx5 and
Dlx5 because the internal deletion that differs between
these transcripts is relatively small (86 bp).
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RESULTS |
Dlx5 encodes two transcripts, one of which lacks
the homeodomain
To study the expression of murine Dlx5 as well as the
biochemical properties of its protein product, we isolated
Dlx5 cDNA clones by screening a cDNA library derived from
12.5 dpc embryonic head mRNA. Four of five cDNA clones isolated in this
screen are full-length or nearly full-length (~1400 base pairs), in
agreement with the published sequence (Stock et al., 1996 ). Conceptual
translation of the coding region reveals three notable features of the
DLX5 protein product: (1) a homeodomain that is flanked by conserved sequences [known as the extended homeodomain (Zhang et al., 1997 )]; (2) a serine-rich region that contains putative phosphorylation sites,
because DLX5 is phosphorylated in vitro (H. Zhang and C. Abate-Shen, unpublished data); and (3) an unusual tyrosine-rich motif,
for which the function presently is unknown (Fig.
1A).

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Figure 1.
Dlx5 encodes two transcripts, one
of which lacks an intact homeodomain. A, Schematic
diagram depicting the Dlx5 and Dlx5
transcripts (GenBank accession numbers AF072452 and AF072453,
respectively). Note that Dlx5 represents an internal
deletion of nucleotides 514-595 (inclusive) of the Dlx5
transcript [sequence numbering of Stock et al. (1996) ]. Otherwise,
Dlx5 is identical to the full-length transcript and
contains the same 5' and 3' untranslated sequences. Shown are the
positions of the ribonuclease protection probe (an EcoRI
to AvaI restriction fragment) and the primers used for
RT-PCR analysis. B, Diagram depicting the protein
regions of DLX5 and DLX5. Shown are the homeodomain and three
regions conserved among DLX proteins, indicated by shaded
boxes. Two of these conserved regions are serine-rich
(indicated by S) and tyrosine-rich (indicated by
Y), whereas the third comprises sequences
directly flanking the homeodomain [the extended homeodomain (Zhang et
al., 1997 )]. Because of a frameshift, DLX5 contains the N-terminal
conserved domains, but lacks the homeodomain and other C-terminal
regions, and has a novel stretch of 28 amino acids (indicated by the
cross-hatched box).
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Notably, we found that one of our Dlx5 cDNA isolates, which
we call Dlx5, contains an internal nucleotide deletion
within the coding region but is otherwise identical in sequence to the other four cDNAs. This internal deletion creates a frameshift such that
the predicted protein product ( DLX5) lacks the homeodomain and
C-terminal sequences but includes 28 novel amino acids (Fig. 1B). These findings are in agreement with a recent
study by Liu and colleagues (1997) , in which they reported alternative
transcripts for both Dlx5 and Dlx6, including one
(Dlx-5 ) that is similar to Dlx5. Inspection
of the nucleotide sequences adjacent to the internal deletion of
Dlx5 reveals the presence of imperfect splice sites in
the full-length cDNA (specifically a 5'-donor splice site at nucleotide
513 and a 3'-acceptor splice site at nucleotide 596; Fig.
1A). Therefore, this variant transcript may result
from alternative splicing.
To verify that this Dlx5 transcript is expressed in
vivo and is not an artifact of cDNA synthesis, we performed
ribonuclease protection analysis, using total RNA obtained from
midgestation mouse embryos (Fig.
2A). For this analysis
the riboprobe corresponded to the homeobox region of Dlx5
such that the intact (Dlx5) and alternative
( Dlx5) transcripts can be distinguished on the basis of
their size (see Fig. 1A). Although the overall
abundance of Dlx5 transcripts varies among the developmental
stages that were examined, both Dlx5 and Dlx5
are detected at each stage (Fig. 2A). Moreover,
quantitation of these results shows that the abundance of
Dlx5 represents ~10% of the total Dlx5
transcripts in each of these RNA populations.

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Figure 2.
Detection of Dlx5 and
Dlx5 transcripts in mouse embryonic tissues.
A, Ribonuclease protection analysis of Dlx5 and
Dlx5 expression was performed by using total RNA from
whole mouse embryos or from torso or head at the developmental stages
indicated. The antisense probe protects a fragment of 253 nucleotides
for the Dlx5 transcript and a fragment of 171 nucleotides for the Dlx5 transcript (see Fig.
1A). Arrows indicate the positions
of the Dlx5, Dlx5, and the
L32 (internal control) transcripts. No signal was
observed with a control sense riboprobe (data not shown).
B, RT-PCR analysis of Dlx5 and
Dlx5 transcripts was performed in the absence ( ) or
presence (+) of Dlx5 or Dlx5 cDNA
(Control) or total RNA prepared from 9.5 or 11.5 dpc whole embryos. PCR products were subjected to Southern blot
analysis and visualized by autoradiography. The oligonucleotides used
for RT-PCR flank the region deleted in Dlx5 such that
the two products can be distinguished on the basis of their size (see
Fig. 1A). C, RT-PCR analysis of
Dlx5 and Dlx5 transcripts was
performed on Dlx5 or Dlx5 cDNA
controls or on total RNA extracted from dissected embryo fragments of
the indicated stages. RT-PCR analysis of GAPDH was performed in
parallel reactions as a positive control for cDNA synthesis. PCR
products were resolved by agarose gel electrophoresis and visualized by
ethidium bromide staining.
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We further verified that Dlx5 is expressed during
development by performing RT-PCR analysis. For this purpose we designed oligonucleotide primers that distinguish the Dlx5 and
Dlx5 transcripts on the basis of size (see Fig.
1A). As shown in Figure 2B, two distinct PCR products were detected in 9.5 and 11.5 dpc total RNA
isolated from embryonic heads. The upper band is of greater abundance
and comigrates with the product obtained from the control Dlx5 cDNA, whereas the lower band is less abundant and
comigrates with the product obtained from the control
Dlx5 cDNA.
We used this RT-PCR assay to examine further the expression of
Dlx5 and Dlx5 transcripts in earlier
developmental stages and tissues (Fig. 2C). We found that
Dlx5 was barely detected in 6.75 dpc egg cylinders and was
abundant in 7.5 dpc embryonic tissues, but not extraembryonic tissues,
and also was detected readily in 9.5 dpc ventral head, dorsal head,
branchial arches, and tail (Fig. 2C). Dlx5 was
expressed in parallel with Dlx5 at each of these stages but
at lower abundances (Fig. 2C). Together with the results of
the ribonuclease protection analysis, these findings demonstrate that
Dlx5 is, indeed, expressed in vivo, representing ~10% of the total Dlx5 transcripts
throughout development.
The DLX5 protein does not interact with DNA or its protein
partner MSX1
Because the predicted DLX5 protein lacks a homeodomain, we
anticipated that its biochemical properties might differ significantly from those of the full-length DLX5 protein. To test this prediction, we
performed gel mobility shift assays, using DLX5 and DLX5 proteins that were obtained by in vitro transcription/translation of
the corresponding cDNAs. The DNA sites used for this analysis were variants of a homeodomain consensus DNA site, which contains an essential TAAT core and flanking nucleotides that contribute to DNA-binding specificity (Catron et al., 1993 ). As shown in Figure 3A, full-length DLX5 interacts
with these DNA sites to varying degrees, although it does not bind to a
DNA site containing a mutated TAAT core. In contrast, DLX5 does not
interact with any of the DNA sites that were tested, consistent with
its lack of a homeodomain.

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Figure 3.
DLX5 does not interact with DNA or exhibit
homeodomain-dependent protein-protein interactions. A,
Gel mobility shift analysis was performed as described (Zhang et al.,
1997 ), using DLX5 or DLX5 proteins obtained by in
vitro transcription/translation (1.0 or 2.5 µl, as indicated
by the triangle). Sequences of the DNA sites that were
used are shown (Catron et al., 1993 ). The lane labeled
NA represents unprogrammed lysate. B, GST
protein interaction assay was performed by using
35S-labeled DLX5 or DLX5 proteins (5 µl) and a GST or
GST-MSX1 fusion protein (5 µg). The 35S-labeled proteins
were immobilized on GST resin and resolved by SDS-polyacrylamide gel
electrophoresis, followed by autoradiography. The input lanes contain
20% (1 µl) of the total 35S-labeled protein that was
used in the GST interaction assay, and the marker lane shows the
positions of 14C-labeled molecular size standards
corresponding to 46, 31, and 19 kDa (arrowheads).
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In previous studies we have shown that the biochemical properties of
DLX proteins, including DLX5, are modulated via their interactions with
the MSX1 homeoprotein and that the MSX-DLX interaction is mediated by
their respective homeodomains (Zhang et al., 1997 ). Therefore, we
further compared the biochemical properties of DLX5 and DLX5 by
examining their ability to form protein complexes with MSX1. As shown
in Figure 3B, the full-length DLX5 protein interacts well
with a GST-MSX1 fusion protein, but not with GST alone, whereas
DLX5 does not interact at all with GST-MSX1. Together with the
results of the DNA binding analysis, these findings demonstrate that
DLX5 is deficient in the biochemical activities that require the
homeodomain.
Dlx5 expression marks the rostrolateral boundaries of
the neural plate
In the course of our analyses of expression patterns of
Dlx family genes (Zhang et al., 1997 ), we observed that
Dlx5 is expressed at much earlier stages of development than
have been reported previously for any member of the murine
Dlx family (Price et al., 1991 ; Robinson et al., 1991 ;
Bulfone et al., 1993a ; Simeone et al., 1994 ; Sheng et al., 1997 ).
Therefore, we have examined Dlx5 expression by in
situ hybridization during gastrulation and neurulation stages of
mouse embryogenesis.
Notably, our findings demonstrate an early phase of Dlx5
expression that demarcates the rostrolateral boundaries of the
prospective neuroectoderm. In particular, we have found that
Dlx5 expression first can be detected at the late-streak
stage of gastrulation (6.75 dpc), which precedes the formation of an
overt neural plate, but is not expressed at earlier stages (Figs.
4, 5;
data not shown). (It is important to note that,
because Dlx5 and Dlx5 differ only in a small
region, the resolution of the in situ approach does not
distinguish expression of these transcripts; thus we refer to the total
signal detected as Dlx5 expression.) During early gastrulation, at 6.75 dpc, Dlx5 expression is detected in a
graded rostrocaudal distribution as a lateral band on the embryonic
side of the embryonic/extraembryonic junction (Fig.
4A,B). Sections from whole-mount embryos at this
stage show that this stripe of Dlx5 expression is localized
to the ectoderm layer and is not found in the overlying mesoderm or
visceral extraembryonic endoderm (Fig. 5A). At early neural
plate stages (7.25 dpc) Dlx5 is expressed in a
circumferential stripe around the embryonic half of the egg cylinder
(see Fig. 4C,D). The rostral extent of this stripe overlaps the position at which the head folds will emerge, whereas the caudal
end curls dorsally at the base of the allantois. Interestingly, the
anterior limit of Dlx5 expression at these stages is
localized to the most rostral region of the ectoderm and abruptly
terminates where it adjoins the amnion (Fig. 5B,C).

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Figure 4.
Expression of Dlx5 in whole-mount
mouse embryos during gastrulation and neurulation stages. In all panels
except G, I, and M, anterior (rostral)
faces toward the left. A, Lateral
bright-field view of a late-streak stage egg cylinder (6.75 dpc),
showing expression in a lateral band just below the
embryonic/extraembryonic junction. The gray lines mark
the boundary between the embryonic and extraembryonic halves of the egg
cylinder. B, High-power view of an embryo similar to
that in A, showing the rostrocaudal gradient of
Dlx5 expression, with the highest level at the rostral
end (arrowhead). C, Early neural plate
stage embryo (7.25 dpc), with expression in a broad circumferential
band that is widest rostrally and curls dorsally at the base of the
emerging allantois. D, Late neural plate stage (7.5 dpc), showing more intense rostral expression, with the band of
expression fainter and narrower caudally. E, Early
head-fold stage (7.75 dpc), showing expression at the lateral edges of
the neural plate (arrowhead). F, Lateral
dark-field view at the late head-fold stage (8.0 dpc), showing
expression in a thin lateral stripe rostrally that is barely detectable
caudally (arrowhead). G, Frontal
bright-field view of an embryo similar to that shown in
F. Expression is strongest at the anterior margin of the
neural plate and diminishes caudolaterally (arrowhead).
H, Lateral view of a two-somite embryo (8.25 dpc), with
strong expression detectable only in the ventral ectoderm beneath the
head folds and with weak expression in the otic placode
(arrowhead). I, Frontal view of the
embryo shown in H. Note that rostral expression is
weaker in the midline (arrowhead). J,
Dorsal view of a four-somite embryo, showing expression at the lateral
edges of the neural groove before neural tube closure
(arrowheads). K, Higher-power view of the
posterior neuropore of the embryo shown in J. Note that
weak expression can be detected after neural tube closure
(arrowhead). L, Lateral view of a
six-somite embryo, showing expression in the ventral cephalic
epithelium underneath the head folds and in the developing otic
vesicles. M, Frontal view of an eight-somite embryo,
showing bilateral expression in the ventral cephalic epithelium before
anterior neuropore closure, but not at the midline
(arrowhead). N, High-power lateral view
of the embryo shown in M, showing staining in the
ventral cephalic epithelium that continues faintly at the boundary of
the anterior neuropore (arrowhead). Also shown is
staining in the otic vesicle and in the newly forming mesenchyme of the
first branchial arch. O, Lateral view of a 10-somite
embryo (8.5 dpc), showing prominent expression in the ventral cephalic
epithelium, the first branchial arch, the otic vesicles, and the tail
bud. P, Higher-power view of an embryo similar in stage
to that in O, showing staining in the tail bud and in
the lateral edges of the posterior neuropore
(arrowheads). Al, Allantois;
AN, anterior neuropore; AVE, anterior
visceral endoderm; BA, first branchial arch;
C, caudal; HF, head folds;
Ht, heart; Nd, node; NT,
neural tube; OV, otic vesicle; PN,
posterior neuropore; PS, primitive streak;
R, rostral; RE, rostral ectoderm;
Tb, tail bud; VCE, ventral cephalic
epithelium; VYS, visceral yolk sac. Scale bars, 200 µm.
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Figure 5.
Expression of Dlx5 in mouse embryo
sections. A-N represent cryosections of embryos
processed for whole-mount in situ hybridization, whereas
O-T show results obtained from section in
situ hybridization. Anterior (rostral) faces to the
left, except for M, N, R, and
S, where anterior faces down.
A, Transverse section through a late-streak stage embryo
(6.75 dpc), showing expression in the rostral and lateral ectoderm.
Expression is not detected in the caudal ectoderm, near the primitive
streak, nor in the newly formed mesoderm or in the extraembryonic
visceral endoderm. B, C, Sagittal section through an
early neural plate stage embryo (7.25 dpc), showing expression in the
rostral ectoderm as well as in the posterior ectoderm overlying the
primitive streak. (The tissue layers have separated slightly during
processing for cryosectioning.) The gray lines mark the
boundary between the embryonic and extraembryonic regions of the egg
cylinder. In C, note that expression in the rostral
ectoderm overlies the precardiac mesoderm (anterior lateral plate
mesoderm), with a sharp boundary rostrally at the junction with the
extraembryonic amnion and a more diffuse boundary caudally
(arrowheads). D, E, Sagittal view of an
early head-fold stage embryo (7.75 dpc), showing the formation of the
anterior neural ridge. Again, note the relatively diffuse caudal
boundary of expression (arrowhead). F,
Sagittal section of a two-somite stage embryo, showing restricted
expression of Dlx5 in the anterior neural ridge.
G, Transverse section through the head folds at the
two-somite stage. Expression is found in the ventral epithelium of the
head folds, but expression does not extend into the neural groove and
is nearly undetectable at the ventral midline
(arrowhead). H, Higher-power sagittal
view of a four-somite embryo, closer to the midline. Expression of
Dlx5 extends through the anterior neural ridge but
terminates at the border with the prosencephalon
(arrowhead). I, J, Sagittal section of a
six-somite embryo. Note that expression is not detected in any region
of the brain at this stage. K, L, Sagittal section
through an 8.5 dpc embryo, with expression in the ventral cephalic
epithelium, mesenchyme of the first branchial arch, and otic vesicle.
In L, note that expression of Dlx5 in the
ventral cephalic epithelium terminates caudally at the junction with
the epithelium of the first branchial arch (arrowhead).
M, N, Transverse sections through an 8.5 dpc embryo at
different axial levels. In the open neural groove of the posterior
neuropore (M), expression is found in
cells adjacent to the columnar neuroepithelium
(arrowheads). More rostrally, after neural tube closure
(N) transient expression is found in the cells
overlying the dorsal neural tube (arrowhead). O,
P, Coronal sections through a 9.5 dpc embryo, showing the
earliest detectable expression of Dlx5 in the forebrain.
Expression primarily localizes to differentiating cells in the
subventricular zone, although limited staining can be observed in the
ventricular layer of the diencephalon. Q, Sagittal
section through the head of a 10.5 dpc embryo, with expression in the
olfactory epithelium of the nasal cavity and the ventral
telencephalon. R, S, Coronal sections through a 13.5 dpc
embryo. Prominent expression of Dlx5 is observed in the
olfactory epithelium and vomeronasal (Jacobson's) organs as well as in
the developing cartilage of the nasal septum, dental epithelium of the
developing teeth, ciliary ganglion, and the craniofacial mesenchyme.
4V, Fourth ventricle; Al, allantois;
Am, amnion; ANR, anterior neural ridge;
AVE, anterior visceral endoderm; BA,
first branchial arch; C, caudal; CFM,
craniofacial mesenchyme; CG, ciliary ganglion;
CM, cephalic mesenchyme; DE, dental
epithelium; Di, diencephalon; E,
ectoderm; Fg, foregut pocket; Hb,
hindbrain; HF, head folds; Ht, heart;
M, mesoderm; NG, neural groove;
NS, nasal septum; OE, olfactory
epithelium; OPV, optic vesicle; OV, otic
vesicle; PCM, precardiac mesoderm (anterior lateral
plate mesoderm); Pr, prosencephalon; PS,
primitive streak; R, rostral; RE, rostral
ectoderm; So, somite; Te, telencephalon;
To, tongue; TV, telencephalic vesicle;
VCE, ventral cephalic epithelium; VMO,
vomeronasal (Jacobson's) organ; VYS, visceral yolk sac.
Scale bars, 50 µm.
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By the head-fold stages of gastrulation (7.5 dpc), Dlx5
expression appears more intense in the rostral ectoderm of the emerging head folds, whereas its expression laterally and caudally is less intense (see Fig. 4E-G). At these stages the
expression of Dlx5 clearly defines the emerging anterior
neural ridge (Fig. 5D-F). After gastrulation, at
early somite stages of development (8.0 dpc), Dlx5
expression continues to be restricted to the anterior head folds,
whereas its expression laterally and caudally fades (Figs.
4H,J,L, 5H). In addition, it is
noteworthy that Dlx5 expression disappears from the rostral
midline starting at this stage (see Fig. 4I,M,
arrowheads). Thus, these findings demonstrate that Dlx5
is an early marker of the rostral ectoderm before the formation of the
anterior neural ridge and that its subsequent expression specifically
demarcates the anterior neural ridge.
In addition to marking the anterior neural ridge, Dlx5 also
is expressed at the lateral margins of the neural plate at late stages
of gastrulation (7.75 dpc) (see Fig. 4F,G). During
early somite stages (8.25 dpc) this lateral zone of Dlx5
expression is found in a narrow strip of cells adjacent to the
neuroepithelium along the length of the neural plate, marking the
position of the presumptive premigratory neural crest (Figs.
4J,K,P, 5M,N). Unlike the rostral
zone of expression, the lateral zone of Dlx5 expression
disappears shortly after neural tube closure (see Fig. 4O).
Thus, the lateral domain of Dlx5 expression may correspond to the premigratory neural crest.
Before anterior neuropore closure (8.0 dpc) the rostral zone of
Dlx5 expression becomes restricted to the ventral cephalic epithelium and olfactory placodes, whereas expression is not found in
the prosencephalon (see Fig. 4L-N). Sections
from this stage clearly demonstrate that Dlx5 expression is
restricted to the non-neural cephalic epithelium and is excluded from
the overlying neural tissue (Fig. 5H-J). After
anterior neuropore closure (8.5 dpc) Dlx5 expression
continues in the ventral cephalic epithelium and also is found in the
cranial neural crest derivatives that form the mesenchyme of the first
branchial arch (Figs. 4O,P, 5K,L). At 10.5 dpc,
expression of Dlx5 is evident in the olfactory epithelium of
the nasal cavity (Fig. 5Q). This expression continues in the olfactory epithelium through 13.5 dpc and is also prominent in the
vomeronasal (Jacobson's) organs, which are derived from the olfactory
epithelium (Fig. 5R-T).
It is noteworthy that the expression of Dlx5 in the anterior
neural ridge and its derivatives contrasts with a distinct domain of
its expression in the telencephalon and diencephalon, which has been
described previously (Simeone et al., 1994 ; Chen et al., 1996 ; Sheng et
al., 1997 ) and which resembles the expression pattern of several other
Dlx genes (Porteus et al., 1991 , 1994 ; Price et al., 1991 ;
Robinson et al., 1991 ; Bulfone et al., 1993a ,b ; Simeone et al., 1994 ).
Notably, Dlx5 expression is not detected in the
prosencephalon at 8.5 dpc (Fig. 5I,K), whereas
beginning at 9.5 dpc Dlx5 expression is observed in two
separate regions of the ventral telencephalon and diencephalon (Fig.
5O,P).
 |
DISCUSSION |
In this report we describe two aspects of Dlx5
expression that may offer insight into its function during
neurogenesis. First, we show that a significant percentage of
Dlx5 transcripts encodes a protein ( DLX5) that lacks a
homeodomain and presumably would have altered biological functions
in vivo. Second, our in situ hybridization
studies define an early phase of Dlx5 expression at the
rostral and lateral borders of the neural plate. Notably, the
expression of Dlx5 at the rostral boundary of the neural
plate and in the anterior neural ridge occurs at the developmental
stages when these regions have organizing activities that pattern the adjacent rostral prosencephalon (Shimamura and Rubenstein, 1997 ; Houart
et al., 1998 ). These observations underscore the complex regulation and
potential activities of members of the Dlx family.
Potential for regulation of DLX5 activity by an
alternative transcript
An unexpected finding of our study was the identification of a
second Dlx5 transcript, Dlx5, which encodes a
truncated polypeptide that lacks biochemical activities requiring the
homeodomain. Interestingly, in their analysis of Dlx5
expression in later developmental stages, Rubenstein and colleagues
also have reported recently the isolation of two alternative
Dlx5 transcripts, one of which (Dlx-5 )
corresponds to the transcript we call Dlx5 (Liu et al.,
1997 ). Here, we demonstrate that Dlx5 is deficient in
several biochemical activities and is coexpressed with the full-length
transcript in similar ratios at early developmental stages.
We can envisage several possible roles for truncated versions of the
DLX5 protein. First, DLX5 may be inactive in all functional respects, in addition to those that we have examined. In this regard,
the production of an alternative transcript may provide a means of
regulating the levels of active DLX5 protein in vivo. Second, DLX5 may be active in some functional contexts, but not in
others. If so, DLX5 may provide a means of regulating DLX5 activity
in a dominant-negative manner via competition with DLX5 for components
of transcription complexes. Indeed, DLX5 contains the N-terminal
regions required for transcriptional activation, which are conserved
among DLX proteins (G. Hu and C. Abate-Shen, unpublished data); thus
DLX5 could compete with full-length DLX5 for interactions with other
transcription factors. Third, DLX5 may have distinct biochemical
activities that do not require the homeodomain. Notably, Ftz
polypeptides lacking the homeodomain are nonetheless biologically
active during Drosophila embryogenesis (Copeland et al.,
1996 ). Furthermore, numerous homeobox genes, including HoxA1,
HoxB6, CASP, and CSX1/Nkx2.5, have alternative transcripts that encode truncated proteins lacking the homeodomain (Baron et al., 1987 ; LaRosa and Gudas, 1988 ; Shen et al., 1991 ; Shiojima et al., 1996 ; Lievens et al., 1997 ). Although the functions of
these truncated proteins have not yet been elucidated, the prevalent
occurrence of alternative transcripts among homeobox-containing genes
suggests that such transcripts have biological significance.
Expression of Dlx5 defines the anterior
neural ridge
The molecular processes by which the rostral ectoderm is patterned
are of particular interest because this region gives rise to both
neural and non-neural derivatives. Thus, the fates of the rostral
ectoderm have been elucidated primarily by chick-quail transplantation
studies (Couly and Le Douarin, 1985 , 1987 ), which have been supported
by DiI labeling experiments in cultured mouse embryos (Osumi-Yamashita
et al., 1994 ). These fate-mapping studies suggest that the murine
anterior neural ridge subsequently will generate ectodermal derivatives
(adenohypophysis, ventral cephalic epithelium, and olfactory placodes),
whereas regions that are caudal to the anterior neural ridge will
generate structures of the forebrain (optic vesicles, hypothalamus,
and ventral telencephalon) (Fig.
6). The anterior neural ridge extends
caudolaterally and is contiguous with the lateral margins of the neural
plate, which will generate the cranial neural crest (Couly and Le
Douarin, 1985 , 1987 ; Baker and Bronner-Fraser, 1997 ).

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|
Figure 6.
Fate map of the anterior ectoderm in the avian
embryo, superimposed with the expression pattern of murine
Dlx5. The fate map of the avian ectoderm layer at the
three- to four-somite stage is redrawn from Couly and Le Douarin
(1987) . Cross-hatching denotes regions of higher-level
Dlx5 expression at this stage, whereas lighter
striping denotes lower-level expression (based on data in Figs.
4, 5).
|
|
Our description of Dlx5 expression in the mouse embryo is in
good agreement with the avian fate map (Fig. 6), because murine Dlx5 is expressed first in the anterior neural ridge and
subsequently in the ectoderm of the nasal cavity, olfactory placodes,
and ventral cephalic epithelium. Indeed, murine Dlx5
expression persists in these derivatives of the anterior neural ridge,
whereas the disappearance of Dlx5 expression in the rostral
midline at early somite stages is consistent with its later absence in
Rathke's pouch (adenohypophysis). It is important to note that the
later phase of Dlx5 expression in ventral telencephalon and
diencephalon occurs in regions that, based on the avian fate map, are
not derived from the anterior neural ridge (Fig. 6) (Couly and Le
Douarin, 1985 , 1987 ), suggesting that these two phases of murine
Dlx5 expression are distinct both in their temporal onset
and embryological origin.
Among other molecular markers for regions of the anterior ectoderm in
the mouse embryo are the homeobox genes Otx2 (Simeone et
al., 1992 , 1993 ; Ang et al., 1994 ), Pax6 (Li et al., 1994 ), and Six3 (Oliver et al., 1995 ) as well as the winged helix
transcription factor BF1 (Tao and Lai, 1992 ). At early
stages of neurulation these genes are expressed in overlapping patterns
that include the anterior neural ridge and extend caudally to the
forebrain (Oliver et al., 1995 ; Shimamura and Rubenstein, 1997 ).
Subsequently, Six3, Otx2, Pax6, and BF1 are
expressed continuously in specific domains of the forebrain (e.g.,
optic vesicles, hypothalamus, and ventral telencephalon) (Tao and Lai,
1992 ; Simeone et al., 1993 ; Li et al., 1994 ; Oliver et al., 1995 ). In
contrast, Dlx5 is not expressed in any forebrain regions
until 9.5 dpc. This comparison suggests that regional subdivisions of
the rostral ectoderm already may be established at the time of the
formation of an overt neural plate.
Expression of Dlx5 in the anterior neural ridge may be
conserved evolutionarily
Recent phylogenetic analyses of gene sequences have clarified the
ortholog relationships among members of the vertebrate Dlx family, which has been complicated by a confusing nomenclature. In
particular, the murine Dlx5 gene is orthologous to rat
rDlx, chicken gDlx5, Xenopus X-Dll3,
and zebrafish zDlx4 (Ferrari et al., 1995 ; Stock et al.,
1996 ). Of these orthologous genes, the expression patterns of
X-Dll3 and zDlx4 have been examined during gastrulation and neurulation. In Xenopus, X-Dll3
is expressed during the neural plate stage along the anterior
transverse ridge of the neuroectoderm, which is analogous to the murine
anterior neural ridge, and in older embryos is expressed in the
olfactory placodes, part of the cement gland, and in clusters of cells
in the prosencephalon (Papalopulu and Kintner, 1993 ) in a pattern resembling that of murine Dlx5. In zebrafish, however,
zDlx4 is expressed in a pattern similar to that of murine
Dlx5 at late stages of neurulation, but it is not expressed
during gastrulation (Akimenko et al., 1994 ), suggesting that another
(as yet uncharacterized) member of the zebrafish Dlx family
may mimic the early expression pattern of murine Dlx5.
Our findings demonstrate that Dlx5 is expressed at much
earlier stages than has been reported previously for other members of
the murine Dlx family. Interestingly, the single
Distal-less homolog in Amphioxus,
AmphiDll, is expressed during gastrulation by ectodermal
cells at the rostrolateral margins of the neural plate and by
presumptive neural crest cells (Holland et al., 1996 ). Holland and
colleagues have proposed that AmphiDll represents an
ancestral chordate Dlx gene, subsuming all of the functions of vertebrate Dlx genes, and that these functions have been
split among different members of the Dlx family during
evolution (Holland et al., 1996 ). This proposal is consistent with the
unique early expression of murine Dlx5 in the anterior
neural ridge and, in combination with its evolutionary conservation of
expression, suggests a role in early neural patterning.
 |
FOOTNOTES |
Received Feb. 26, 1998; revised July 22, 1998; accepted July 27, 1998.
This work was supported by funding from National Institutes of Health
(C.A.-S. and M.M.S.), the National Science Foundation (M.M.S.), and the
American Heart Association (H.Z. and G.H.). We thank Ira Black, Cheryl
Dreyfus, Richard Nowakowski, John Pintar, and Mengqing Xiang for
helpful discussions and comments on this manuscript.
L.Y., H.Z., and G.H. contributed equally to this work.
Correspondence should be addressed to Dr. Michael Shen, Center for
Advanced Biotechnology and Medicine, 679 Hoes Lane, Piscataway, NJ
08854.
 |
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Dlx5 regulates regional development of the branchial arches and sensory capsules
Development,
January 9, 1999;
126(17):
3831 - 3846.
[Abstract]
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Y. Masuda, A. Sasaki, H. Shibuya, N. Ueno, K. Ikeda, and K. Watanabe
Dlxin-1, a Novel Protein That Binds Dlx5 and Regulates Its Transcriptional Function
J. Biol. Chem.,
February 9, 2001;
276(7):
5331 - 5338.
[Abstract]
[Full Text]
[PDF]
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