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The Journal of Neuroscience, November 1, 1998, 18(21):8700-8711
Lampetra fluviatilis Neurotrophin Homolog,
Descendant of a Neurotrophin Ancestor, Discloses the Early Molecular
Evolution of Neurotrophins in the Vertebrate Subphylum
Finn
Hallböök1,
Lars-Gustav
Lundin2, and
Klas
Kullander1
1 Department of Neuroscience, Developmental
Neurobiology, and 2 Department of Medical Biochemistry and
Microbiology, Biomedical Center, Uppsala University, S-751 23 Uppsala,
Sweden
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ABSTRACT |
We have isolated a neurotrophin from the lamprey that permitted us
to perform a phylogenetic analysis of the neurotrophin gene family that
dates back more than 460 million years to the early vertebrate
ancestors. The results show that the neurotrophin gene family was
originally formed by two subsequent duplications. The duplication that
formed nerve growth factor, neurotrophin-3, brain-derived neurotrophic
factor, and neurotrophin-4/5 occurred after the split of lampreys but
before the split of cartilaginous fish from the main vertebrate
lineage. Compilation of chromosomal gene maps around the neurotrophins
shows that they are located in paralogous regions, suggesting
that the genes were formed at major duplication events possibly by
complete genome doubling. Analysis of two isolated Trk receptor
sequences shows similar results as for the lamprey neurotrophin.
Multiple neurotrophin and Trk genes, including neurotrophin-6 and -7, have been found in bony fish, and we suggest that the extra genes were
formed by an additional duplication in the bony fish lineage. Analysis of lamprey Trk mRNA expression in the adult brain shows that the genes
are expressed in all regions analyzed so far. Together, the results
suggest that the duplications of ancestral neurotrophin and Trk genes
at an early vertebrate stage have permitted evolution to bring about
differential neurotrophin and Trk expression, thereby allowing the
formation of specific functions in selective neuronal populations.
Key words:
brain-derived neurotrophic factor; evolution; mRNA
expression; gene duplication; molecular phylogeny; Lampetra
fluviatilis; neurotrophin
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INTRODUCTION |
The neurotrophins are structurally
related neurotrophic proteins that regulate survival, growth, and
morphological plasticity of neurons. The family includes nerve growth
factor (NGF), brain-derived neurotrophic factor (BDNF), neurotrophin-3
(NT-3), and neurotrophin-4/5 (NT-4/5) also known as just neurotrophin-4
or -5. All four genes have been found in amphibians, reptiles, and
mammals (Hallböök et al., 1991 ). BDNF, NT-3, and NGF have
also been found in fish. Two additional neurotrophins, NT-6 (Götz
et al., 1994 ) and NT-7 (Nilsson et al., 1998 ; Lai et al., 1998 ),
both related to NGF, have been found only in bony fish. The
neurotrophins bind and activate the Trk receptors. TrkA is a receptor
for NGF, NT-6, and -7, TrkB is a receptor for BDNF and NT-4/5, and TrkC
is a receptor for NT-3 (Cordon-Cardo et al., 1991 ; Kaplan et al., 1991 ; Nebrada et al., 1991 ). These receptors mediate several of the neurotrophic functions of the neurotrophins.
The formation and early evolution of the neurotrophin and Trk receptor
genes are poorly understood. The existence of several neurotrophins in
fish implies origin from a common ancestor in the early vertebrate
lineage (Hallböök et al., 1991 ; Götz and Schartl,
1994 ). It has been proposed that extensive gene duplications have
occurred at the root of vertebrate evolution (Holland et al., 1994 ) and
that these duplications may be the result of total or partial genome
doubling (Ohno, 1970 ; Lundin, 1979 , 1993 ). Doubling of the total genome
(tetraploidization) would give new sets of gene copies in regions with
preserved order, also called paralogous regions. Genes that have been
formed as a result of the speciation process are orthologs.
We have isolated a neurotrophin from lamprey: Lampetra
fluviatilis neurotrophin (Lf-NT). The lamprey diverged
from the common vertebrate lineage some 460 million years ago
(Halstead, 1993 ), and we have used molecular phylogenetic analysis to
study whether the duplications leading to NGF, NT-3, BDNF, and NT-4/5
predated or postdated the divergence of lamprey from the lineage of
jawed vertebrates. In addition to Lf-NT, we have isolated
sequences encoding two lamprey Trk receptors: Lf-Trk1 and
-Trk2. The Trk receptor sequences were analyzed using molecular
phylogeny in relation to TrkA, -B, and -C, and the expression of
Lf-Trk1 and -Trk2 mRNA in the adult lamprey was studied. The
neurotrophins and Trk receptor genes in jawed vertebrates are expressed
differentially (Lewin and Barde, 1996 ), and it is clear that the
formation of multiple gene copies has permitted the evolution of
differential expression and subsequent exclusive functions for the
neurotrophins and their cognate Trk receptors. To test the hypothesis
that the neurotrophin and Trk receptor genes were formed by
duplications of larger genomic regions, we studied chromosome maps in
the regions of the neurotrophin and Trk genes to see whether traces of
original paralogous regions could be found. Based on the analysis of
the neurotrophin and Trk receptor sequences, including the ones from lamprey, we used molecular phylogeny, genome organization, and mRNA
expression and suggest a course of events for the formation and
evolution of the extant neurotrophin and Trk receptor gene families.
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MATERIALS AND METHODS |
Isolation of lamprey neurotrophin. Approximately 1 gm
of lamprey (L. fluviatilis) or hagfish (Myxine
glutinosa) liver tissue was dissected, immediately frozen, and
grained in liquid nitrogen. The fine powder was dissolved in lysis
buffer (75 mM NaCl, 25 mM EDTA, pH 8),
incubated with proteinase K (0.4 mg/ml) and 0.5% SDS for 4 hr at
37°C, and subsequently extracted with phenol/chloroform and
precipitated with 2.5 M NH4Ac and 50%
isopropanol. After mild centrifugation the DNA pellet was washed with
70% ethanol, dried, and dissolved in water to a concentration of 1 mg/ml. Degenerate oligonucleotides (Scandinavian Gene Synthesis AB,
Nyköping, Sweden) representing all possible codons corresponding
to the conserved neurotrophin regions with the amino acid sequences
KQYF(F/Y)ET and WR(F/W)IRID were synthesized. PCR amplifications were
run on 200-400 ng of purified genomic DNA using a PTC-100 thermal cycler (MJ Research, Watertown, MA). The program included two cycles
with annealing temperatures of 43°C, two cycles at 48°C, and
finally 30 cycles at 54°C. PCR fragments were ligated into a pBS KS+
cloning vector (Stratagene, La Jolla), which had been cleaved with
EcoRV and incubated with dTTP and Taq-polymerase (Boehringer Mannheim, Mannheim, Germany) for 2 hr at 72°C to produce T-overhangs. The cloned PCR fragments were sequenced using an automated
DNA sequencer based on the dye-terminator technique (ABI 373 stretch;
Applied Biosystems, Foster City, CA). To isolate a DNA fragment
encoding the entire sequence of the lamprey neurotrophin, 2 million
clones of a L. fluviatilis lambda GEM-II genomic library, derived from lamprey blood, were screened using the PCR-derived fragment as a radioactively labeled probe. Positive clones were purified, subcloned, mapped, and sequenced according to standard molecular biology techniques.
Isolation of the lamprey Trk receptor fragments. Six
micrograms of total RNA from lamprey spinal cord were used as a
template for synthesis of first-strand cDNA (Pharmacia cDNA Synthesis
Kit, Pharmacia, Piscataway, NJ). Six separate mixtures of 28-mer
oligonucleotides representing combinations of all possible codons
corresponding to the amino acid sequences NNG(N/D)Y and ENPQYF in the
human TrkA sequence (Martin-Zanca et al., 1989 ) were synthesized. The 5'-oligonucleotide contained a XhoI restriction enzyme site,
and the 3'-oligonucleotide contained an EcoRI restriction
enzyme site to facilitate subcloning. Combinations of 5'- and
3'-oligonucleotides were used to prime the amplification of cDNA (50 ng) in the PCR by taq DNA polymerase (Boehringer
Mannheim). PCR products of the expected sizes (~450 bp) were
restricted with XhoI and EcoRI, analyzed on a 2%
agarose gel, and cloned into pBluescript KS+
(Stratagene). The clones were sequenced and analyzed as described above.
Sequence and phylogeny analysis. Published sequences were
retrieved from GenBank. Alignment and tree construction from sequences were performed using the program packages Wisconsin Package v. 9.1-UNIX
from the Genetic Computer Group UW (Devereux et al., 1984 ) and the MUST
package (Philippe, 1993 ) as well as PAUP v. 3.1.1. (see below). The
generation of a phylogenetic tree is dependent on careful alignment of
the sequences in a matrix that is used for the calculations, and
nonhomologous characters should be excluded from the alignments. Three
sequence matrices with aligned sequences were constructed: two with
neurotrophin and one with Trk receptor amino acid sequences. The first
neurotrophin matrix was constructed with the mature neurotrophin
sequences and the other with sequences corresponding to amino acids
26-66 of the human NGF. This region was used for the second matrix
because many of the fish sequences are partial. To construct the
sequence matrices, homologous amino acid characters were used;
therefore, insertions found in Lf-NT, -NT-4/5, -NT-6, and
-NT-7 were removed. This was performed by first aligning all sequences
and then manually removing the insertions on the basis of the alignment
to construct the matrix. After this, the sequences were again aligned
to ensure that the alignment in the matrix was correct. Conserved
motifs including the six cysteines in the neurotrophin structure
facilitated the alignment. The matrices used in this study can be
achieved on request. Sequences for mature neurotrophin matrix are as
follows: Lamprey (L. fluviatilis), Lf-NT GenBank
AF071432; human, NGF (Ullrich et al., 1983 ), BDNF (Maisonpierre et al.,
1991 ), NT-3 (Maisonpierre et al., 1990 ), NT-4/5 (also known as human
NT-5) (Berkemeier et al., 1991 ); rat (Rattus norvegicus),
NGF (Whittemore et al., 1988 ), BDNF (Maisonpierre et al., 1991 ), NT-3,
(Ernfors et al., 1990 ), NT-4/5 (Ip et al., 1992 ) (also known as rat
NT-4 or -5); chick (Gallus gallus), NGF (Ebendal et al.,
1986 ), BDNF and NT-3 (Hallböök et al., 1993 ); African
clawed toad (Xenopus laevis), NT-4 (Hallböök et
al., 1991 ); platy fish (Xiphophorus maculata), NGF, BDNF,
and NT-6 (Götz et al., 1994 ); carp (Cyprinus carpio),
NT-7 (Lai et al., 1998 ); and zebra fish (Danio rerio), NT-7
(Nilsson et al., 1998 ). Additional sequences for the partial
neurotrophin matrix are as follows: carp (C. carpio), NGF,
BDNF, and NT-3 (Kullander et al., 1997 ); salmon (Salmo
salar), NGF, BDNF, and NT-3 (Hallböök et al., 1991 );
ray (Raja clavata), BDNF and NT-3 (Hallböök et
al., 1991 ); and hagfish (M. glutinosa), Mg-NT
(GenBank AF071433).
The Trk matrix was constructed using published TrkA, -B, and -C
sequences from representative species, including the lamprey. To
construct a Trk matrix with homologous characters, a 17 amino acid
insertion in the analyzed region of the TrkB sequences compared with
TrkA and -C was removed. The procedure was similar to that of the
construction of the neurotrophin matrices. Trk-receptor sequences are
from human TrkA (Martin-Zanca et al., 1989 ), TrkB (Shelton et al.,
1995 ), and TrkC (Mcgregor et al., 1994 ); rat TrkA (Meakin et al.,
1992 ), TrkB (Middlemas et al., 1991 ), and TrkC (Merliot et al., 1992 );
chick TrkA (Schröpel et al., 1995 ), TrkB (Vinh et al., 1994 ), and
TrkC (Williams et al., 1993 ); zebra fish TrkB1, TrkB2, TrkC1, and TrkC2
(Martin et al., 1995 ); lamprey Lf-Trk1 (GenBank AF071435)
and Lf-Trk2 (GenBank AF071434).
For the tree constructions (all three consensus trees), the maximum
parsimony method was used, which is a character-state method that
treats each site as an independent character. Sequences were imported
to PAUP v. 3.1.1 (Swofford, 1993 ) for an unbiased parsimonious
analysis. The neurotrophin and Trk matrices were analyzed using
unweighted characters and with the exclusion of uninformative
characters. The phylogenetic trees were generated by the
branch-and-bound algorithm. This algorithm is guaranteed to find the
shortest parsimonious tree (Swofford and Olsen, 1990 ; Swofford, 1993 ).
Trees were generated without a specified outgroup but were oriented
according to accepted views of the relationships between vertebrate
species, with lamprey or hagfish at the base. Support for individual
clades was evaluated by bootstrapping (Felsenstein, 1985 ), where 500 replicates were analyzed using the branch-and-bound algorithm.
Consensus trees were constructed, and node values indicate how often a
particular branch is found among the analyzed trees. A node present in
<50% of the trees was regarded as unsupported and collapsed into a
polytomy (more than two branches from a node). Each of the three
consensus trees had the same topology as one or several of the shortest
trees among the bootstrap replicates. The consistency index (CI) for
the shortest trees is indicated in the figure legend and is a measure
of the amount of homoplasy exhibited by the set of characters (amino
acids), defined as the maximum conceivable number of state changes
divided by the actual, calculated number of state changes (Kluge and
Farris, 1969 ). Homoplasy is defined as a collection of phenomena that
leads to similarities in character states for reasons other than
inheritance from a common ancestor. These include convergence,
parallelism, and reversal.
Estimation of time periods. All dates are given as million
years before present (MYBP) and have been obtained from the fossil record (Benton, 1993 ), where the earliest representatives of two lineages establish a minimum time of divergence of these lineages. A
recent revised timescale based on molecular data (Kumar and Hedges,
1998 ) agrees with most early and late fossil-based times but indicates
major gaps in the Mesozoic fossil record (70-250 MYBP).
RNA preparation and RNase protection assay. Total RNA was
isolated from homogenized lamprey tissue and control tissue as
indicated in Figure 4. RNA was prepared as described previously
(Karlsson and Hallböök, 1998 ). Briefly, the tissues were
homogenized with extraction buffer containing 4 M
guanidinium isothiocyanate and 2% -mercaptoethanol. Total RNA was
then isolated and purified by acid phenol-chloroform extraction and
precipitated with ethanol. Concentration was determined
spectrophotometrically. Few genes have been isolated from river
lamprey, and no complementary reference probe such as
glyceraldehyde-3-phosphate dehydrogenase was available; therefore the
integrity of the RNA was carefully checked on an agarose gel before it
was submitted for RNase protection assay (RPA). The cRNA probe
for Lf-NT was prepared from a 704 bp
SmaI/BamHI fragment cloned in pBS-KS, which
contains most of the mature neurotrophin sequence. The probes for
Lf-Trk1 and -Trk2 were synthesized from respective PCR
fragments. The RPA was performed using the RPAII ribonuclease
protection assay kit (Ambion, Austin, TX) according to the
manufacturer's recommendations. cRNA probes were labeled with
32P-UTP (Amersham, Buckinghamshire, UK) by in
vitro transcription and hybridized to 10 µg of total RNA. After
hybridization the samples were treated with ribonuclease, and the
protected cRNA fragments were analyzed on a 5% denaturing
polyacrylamide gel (Karlsson and Hallböök, 1998 ). The mRNA
levels were visualized using a PhosphorImager (Molecular Dynamics,
Sunnyvale, CA) (see Fig. 5).
In situ hybridization analysis. Lf-NT,
Lf-Trk1, and -Trk2 mRNA expression were studied by in
situ hybridization analysis of 10 µm cryostat transverse
sections of adult lamprey. The sections were cut through the complete
head and were collected on poly-L-lysine-coated glass
slides. Synthetic oligonucleotides (Scandinavian Gene Synthesis AB)
complementary to the mRNA were used as probes. The Lf-NT
probe is antisense to a 47-nucleotide-long sequence corresponding to amino acids 57-72 in the Lf-NT protein. Lf-Trk1
and -Trk2 probes are antisense to the regions corresponding to amino
acids 408-424 of the rat TrkB sequence, which is in the extracellular
region of the receptors. The probes will therefore recognize all types of receptor mRNAs encoding both putative truncated and tyrosine kinase
domain-containing Trk receptors. Specificity controls were performed by
the addition of unlabeled oligonucleotides at >100 times excess
together with the labeled probes to outcompete the specific signals
(see Fig. 6D). An unrelated probe was also used as a
control for unspecific labeling (data not shown).
The oligonucleotide probes (50 ng) were labeled at the 3' end with
35S-ATP (Amersham) using terminal deoxynucleotidyl
transferase (Promega, Madison, WI) and were purified on Nensorb 20 columns before use (DuPont NEN, Wilmington, DE). In situ
hybridization was performed as described previously
(Hallböök et al., 1990 ). 35S-labeled
oligonucleotide probe (106 cpm/slide) was diluted in
hybridization solution (50% formamide, 4× SSC, 0.1× Denhardt's
solution, 0.1% sarcosyl, 0.2 M phosphate buffer, pH 7.0, 10% dextrane sulfate, 0.275 mg/ml yeast tRNA, 0.5 mg/ml salmon sperm
DNA, and 0.2 M dithiothreitol) and hybridized to the
sections in a humidified chamber at 43°C for 14-16 hr. After four 30 min washes in 1× SSC at 55°C, a short rinse in cold water, and
dehydration in ethanol, the sections were dipped in photoemulsion (NTB2
Kodak Photo Emulsion) and exposed for 4-6 weeks at 4°C. The sections
were developed in D19 developer (Kodak), counterstained with cresyl
violet, and viewed in a Zeiss Axiophot photomicroscope. Black and white
photo negatives were scanned using a Nikon Super CoolScan LS-1000, and
Figure 5 was composed using Adobe Photoshop v.3.0.4. Manipulations and
minor contrast and shade adjustments (<5%) were performed to equalize
the different panels.
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RESULTS |
The neurotrophin protein cores have stretches of amino acids that
are conserved from fish to mammals. These conserved sequences are
suitable as templates for designing degenerate oligonucleotides for PCR
amplification of neurotrophin DNA fragments from genomic DNA.
Lamprey neurotrophin (Lf-NT)
Approximately 150 different PCR fragments amplified from lamprey
genomic DNA were cloned, and one 228 bp fragment contained a sequence
that showed similarity to the conserved regions of the neurotrophins.
The fragment was used as a probe to screen a genomic lamprey DNA
library. One isolated phage clone (clone 12) containing a 9 kb fragment
hybridized with the lamprey PCR fragment. The fragment was mapped and
subcloned, and the region around the hybridizing part was sequenced. An
open reading frame encoding 324 amino acid residues matching the PCR
Lf-NT neurotrophin sequence was found in one exon. The
typical neurotrophin structure with six conserved cysteine residues
forming the characteristic cysteine knot structure and a pro-region
with a proteolytic cleavage sites in front of the mature sequence was
found in Lf-NT (Fig. 1A,B). Cleavage would
give a 184 amino acid mature protein. When compared with mammalian
neurotrophins, Lf-NT was shown to contain two amino acid
insertions, both of which are situated in variable regions
(Ibáñez et al., 1990 ). One insertion consisting of 16 amino
acids, mostly serines, was found in the variable region II, where no
insertion has previously been found. The other insertion of 20 amino
acids was found in variable region III, where insertions have been
found in NT-6, NT-7, and the mammalian versions of NT-4/5 (Fig.
1A). Both insertions are in the loop regions, which
can tolerate extra residues without disturbing the general neurotrophin structure. The structure allows the insertions to bulge out from the
core (Fig. 1C,D). Lf-NT has a long glutamine- and
lysine-rich amino terminus extending 36 amino acids beyond the
conserved neurotrophin motif. The amino terminus of the neurotrophins
is one of the variable regions and has been shown to be important for
the specificity and activation of TrkA by NGF. The variable regions I,
IV, and V in Lf-NT appear normal in comparison with other
neurotrophins. The relation of Lf-NT to the other known
neurotrophins was studied using phylogenetic analysis.

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Figure 1.
Lf-NT amino acid sequence.
A, Prepro-amino acid sequence of Lf-NT.
The mature protein sequence is compared with NGF, NT-3, BDNF, and
NT-4/5 from rat as well as platy fish NT-6. Regions that are variable
between neurotrophins (variable regions I-V) are
boxed and marked by roman numerals. The
two insertions in variable regions II and
III are indicated (in 1, in 2).
B, The complete coding region is located in one 3'-exon
and includes signal sequence, a pro-region, and the mature neurotrophin
indicated by the shaded box. The putative proteolytic
cleavage site is marked by an arrow. C,
Three-dimensional structure model of the peptide backbone of a NGF
protomer with the variable regions indicated by a shaded
backbone and roman numerals.
D, A model of Lf-NT where the two
insertions in Lf-NT are introduced into the NGF backbone
to illustrate their positions. N-term, Amino terminus;
C-term, C terminus.
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Phylogenetic analysis
Neurotrophin phylogeny
Two different trees were generated. One tree was based on a matrix
with the mature neurotrophin amino acid sequences including the
Lf-NT, human, rat, and chicken orthologs of NGF, BDNF, and NT-3 as well as the human, rat, and Xenopus laevis NT-4/5.
The matrix also contained NGF and NT-6 from platy fish and NT-7 from carp and zebra fish. The second tree was based on a matrix with neurotrophin sequences from species that diverged early from the vertebrate lineage: jawless, cartilaginous, and bony fish. Many of the
fish neurotrophin sequences are partial, so this matrix includes 43 amino acids from the mature neurotrophins. We have shown previously
that trees constructed from a similarly sized matrix can resolve
phylogenetic relationships between mammalian neurotrophins (Kullander
et al., 1997 ). The representation of jawless fish in the analysis was
increased by isolation of a neurotrophin fragment from hagfish
(M. glutinosa) genomic DNA using the degenerate primer PCR
strategy. Hagfish is thought to have diverged very early from the
common vertebrate lineage, similar to the lamprey. We were able to find
one sequence encoding a 43 amino acid neurotrophin fragment. Several
independent clones of the fragment were sequenced, and the sequence was
given the name M. glutinosa neurotrophin (Mg-NT).
Mg-NT has the characteristic features of a neurotrophin, but
does not show a significantly higher degree of identity to any of the
other neurotrophins, including Lf-NT. The fragment spans the
variable region III and does not carry any insertion.
Bootstrap resampling was used to assess the reliability of each node in
the trees, and the bootstrap percentages are indicated on the branches
at the nodes in Figure 2. The consensus
phylogenetic trees (Fig. 2A,C) show several
significant features.

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Figure 2.
Phylogenetic trees generated with neurotrophin and
Trk receptor amino acid sequences. A,
Neurotrophin Tree 1, Consensus tree based on a matrix
with the mature neurotrophin amino acid sequences from representative
species including human, rat, chicken, and lamprey. B,
One of the shortest trees from the search giving the consensus tree in
A. Branch lengths are indicated below branches.
C, Neurotrophin Tree 2, Consensus tree
based on a matrix with fish neurotrophin amino acid sequences.
D, Trk Tree, Consensus tree based on a
matrix with Trk receptor sequences including Lf-Trk1 and
-Trk2. The depicted consensus trees are bootstrap consensus trees and
were generated using PAUP v.3.1.1 from 500 unrooted branch-and-bound
replicates of the most parsimonious trees, with sampling excluding
uninformative characters. Bootstrap percentages are indicated on
branches in the tree and indicate how often a particular branch was
found in the bootstrap analysis. If a branch is found in <50% of the
trees it is collapsed into a polytomy. The consensus trees show the
relations between the taxa, and branch lengths in those trees do not
reflect distances between taxa. The shortest trees found when analyzing
the matrices had high consistency index (CI) values indicating a low
degree of homoplasy (CI tree 1 = 0.831, tree 2 = 0.829, and
Trk tree = 0.844).
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(1) Tree 1: NGF and NT-3 as well as BDNF and NT-4/5, respectively,
clearly were formed by duplications of common precursor genes. The
bootstrap value (BV) for the nodes joining NGF and NT-3 (BV 57%) as
well as BDNF and NT-4/5 (BV 80%) are high enough for us to conclude
that the topology is correct (Fig. 2A).
(2) Tree 1 and 2: The same topology is seen in both trees. In tree 2, it is clear that ray NT-3 and BDNF, which are representatives of early
jawed vertebrates, join the respective gene groups. This shows that the
gene duplication giving rise to NGF and NT-3 as well as BDNF and NT-4/5
must have occurred before the split of cartilaginous fish from the
common vertebrate lineage (Fig. 2A,C).
(3) Tree 1 and 2: Lf-NT clearly diverged from a common
neurotrophin precursor before the split into NGF and NT-3 as well
as BDNF and NT-4/5. The nodes joining these neurotrophins exclude Lf-NT (tree 1), and in tree 2, they exclude both
Lf-NT and Mg-NT. This shows that the gene
duplication giving rise to NGF and NT-3 as well as BDNF and NT-4/5 must
have occurred after the divergence of jawless fish
(Cephalaspidomorphi) from the common vertebrate lineage.
(4) Tree 1 and 2: Lf-NT (Fig. 2, trees 1 and 2) and
Mg-NT (Fig. 2C, tree 2) form a polytomy with the
branches to NGF/NT-3 and BDNF/NT-4/5 groups, indicating that the
resolution in the tree is not sufficient to resolve the associations
between Lf-NT and precursors of NGF/NT-3 or BDNF/NT-4/5.
(5) Tree 1 and 2: The topology suggests that NT-6 and NT-7 are the
results of a duplication of an ancestral fish NGF gene. Both genes form
a monophyletic group with fish NGF (BV 100%), excluding tetrapod NGF
sequences, suggesting that the gene duplication giving rise to fish
NGF, NT-6, and NT-7 occurred after the divergence of bony fish from the
common vertebrate lineage. Furthermore, in both neurotrophin tree 1 and
2 the platy fish NT-6 and carp and zebra fish NT-7 sequences group and
exclude the NGF sequences (Fig. 2A-C).
Carp and zebra fish are closely related and belong to the same
family (Family Cyprinidae), whereas platy fish (F. Poeciliidae) are distantly related. The divergence between
the two branches occurred very early in the bony fish tree, and the
branch point is at sub-cohort level (Euteleostei). Carp and
zebra fish belong to the superorder Ostariophysi, and the
platy fish belongs to Acanthopterygii. Fossils separating
the two superorders date back to 160 MYBP (Patterson, 1993 ). Fossils
separating carp and zebra fish ancestors (F. Cyprinidae) go
back 40 MYBP. Phylogenetically, the difference between zebra fish and
platy fish is much greater than between carp and zebra fish. The
mutation rate for NT-7 has produced 11 amino acid changes in homologous
amino acid positions between carp and zebra fish during 40 million
years. With this mutation rate, 43 changes would have accumulated
during 160 million years. This number is close to the number of changes
found between platy fish NT-7 and zebra fish NT-6 sequences, which have
37 differences in homologous positions. Together this suggests that
NT-6 and NT-7 relate to each other in a way that is similar to how the species they were isolated from relate to each other and that NT-6 and
NT-7 may be the result of the speciation process.
Trk receptor phylogeny
To generate a tree based on Trk receptor genes that is comparable
to the neurotrophin trees, we isolated DNA fragments encoding Trk
receptors from lamprey. Two fragments of ~400 bp, with sequence similarity to the Trk receptors, were identified using degenerate primer PCR amplification with cDNA from adult lamprey brain as template. The Trk receptors encoded by the two fragments (132 and 133 amino acids), which span the transmembrane and intracellular regions, were named L. fluviatilis Trk1 and -2 (Lf-Trk1, -Trk2). The sequences of the two fragments were
different from each other and from TrkA, -B, and -C. The degree of
identity between the Lf-Trks and other vertebrate Trks is in
the same range as shown by comparison with the rat Trk sequences.
Lf-Trk1 and -Trk2 show a somewhat higher degree of identity
to each other and to TrkC (Table 1). A
careful comparison of the relationship between the sequences was
performed using molecular phylogenetic analysis.
A tree was generated using a matrix with Trk receptor sequences
including the Lf-Trk1 and -Trk2, human, rat, and chicken
orthologs of TrkA, -B, and -C, as well as two TrkB and two TrkC
sequences found in zebra fish (TrkB1, -2 and TrkC1, -2). The tree shows several significant features (Fig. 2D).
(1) The similarity to the neurotrophin tree topology is striking, and
the tree suggests that the Trk genes were formed by two duplications of
an ancestral Trk gene. Recently a tyrosine kinase receptor with
similarity to the Trk receptors was isolated from the snail
Lymnea stagnalis, which may be related and may represent
this ancestral Trk gene (Kesteren et al., 1998 ).
(2) TrkA and TrkC were formed by a duplication of an ancestral
precursor gene. The bootstrap values for the nodes joining TrkA with
TrkC and excluding TrkB are high enough (81%) for us to conclude that
this topology is correct. Most likely the TrkB precursor was duplicated
into TrkB and a fourth Trk that was lost during the course of
evolution. The duplications occurred before the split of bony fish from
the common vertebrate lineage (Fig. 2D).
(3) The tree suggests that Lf-Trk1 and -Trk2 diverged from
the mammalian, bird, and fish Trk genes, before the split of Trk precursor into TrkA, -B, and -C. The nodes joining the different Trks,
as well as the node joining the precursors to TrkA/C and TrkB, exclude
the Lf-Trk receptors.
(4) TrkB1 and -2 as well as TrkC1 and -2 found in zebra fish were
formed by duplications of the fish TrkB and TrkC genes, after the split
of the zebra fish ancestor from the common lineage of vertebrates.
Neurotrophin and Trk genes in paralogous regions
We compared the chromosome maps in the regions of human and mouse
neurotrophin and Trk receptor genes and found that several paralogous
genes are located in the vicinity of the neurotrophin and Trk receptor
genes, respectively (Fig.
3A,B). The paralogous conservation is most obvious around the neurotrophin genes. In the
human genome, neurotrophin genes are on chromosomes 1, 11, 12, and 19, and in the mouse on chromosomes 3, 2, 6, and 7. In particular, genes in
the potassium channel (KCN), ras kinase (RAS), and thyroid-stimulating
hormone polypeptide families (TSHB, FSHB, and LHB) are all linked
to the region around the neurotrophins. Several other gene families can
be found in the region on two or more of the chromosomes (Fig.
3A).

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Figure 3.
Gene maps with paralogous genes in the regions of
neurotrophin and Trk receptor genes on human chromosomes and their
orthologous regions in the mouse genome. A, Paralogous
regions around the neurotrophin genes on human chromosomes
(HSA) 1, 11, 12, and 19 and their orthologous regions on
the mouse chromosomes (MMU). B,
Paralogous regions around the Trk receptor genes on human chromosomes
1, 9, (5), and 15 and their orthologous regions in the mouse genome.
Different members of each gene family are positioned on the same row in
the diagram and are named according to the Genome Database nomenclature
(http://www.gene.ucl.ac.uk/nomenclature/). The position of each
paralogous gene in the diagram represents its corresponding relative
location on the chromosome. Locally duplicated genes are placed under
each other. Genes marked with * have a position that deviates from the
exact corresponding location but is in the correct region; ** indicates
that the location of the gene is on the correct chromosome but is not
determined; and *** indicates that chromosomal localization is not
determined. The human chromosomes and their orthologous mouse regions
are double underlined, and the neurotrophin and Trk
paralogs are boxed. AGC, Aggrecans;
ALDH, aldehyde dehydrogenases; ANX,
annexins; ARH, Aplysia ras-related
homologs; ATP,
Na+/K+ transporting ATPases;
CAP, calpains; CDKN, cyclin-dependent
kinase inhibitors; CRABP, cellular retinoic acid-binding
proteins; CSPG, versicans; CTS,
cathepsins; FDPSL, farnesyl diphosphate synthase-like
proteins; FSHB, follicle-stimulating hormone ;
GNA, guanine nucleotide-binding proteins;
GYS, glycogen synthases; INSR, insulin
receptor; IGF1R, insulin-like growth factor 1 receptor;
KCN, potassium voltage-gated channels;
LDH, lactate dehydrogenases; LHB,
luteinizing hormone ; MAP, microtuble-associated
proteins; MEF, MADS box transcription factor
enhancer factors; PACE, paired basic amino acid cleaving
enzymes; PCSK, subtilisins; PK, pyruvate
kinases; PTH, parathyroid hormone; RAS,
viral kinase oncogene homologs; SIAT,
sialyltransferases; SYT, synaptotagmins;
TCF, transcription factors II; TFCOUP
(ERBAL), transcription factor chicken ovalbumin upstream
promoter; THBS, thrombospondins; TLE,
transducin-like enhancers of split; TNNT, troponins;
TPM, tropomyosins; TSHB,
thyroid-stimulating hormone .
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|
TrkA, -B, and -C are located on chromosomes 1q, 9q, and 15q in man, and
3, 13, and 7 in mouse. There are several paralogous genes in two or
more of the chromosomes (Fig. 3B), but the regions around
the Trk genes are less predictable than the ones around the
neurotrophin genes. The cysteine proteases in the cathepsin family and
the tropomyosin genes are Trk-linked. According to the hypothesis that
the Trk genes were formed after two subsequent duplications, four genes
existed originally, one of which most likely has been silenced during
evolution. The compilation of the gene maps shows that several
translocations and inversions have occurred. TrkB is located on HSA 9, but this paralogous region is split on HSA 5 and HSA 9, indicating a
translocation of part of this region. A similar situation is found on
MMU7 and MMU2 in the vicinity of the BDNF gene and in MMU7 and MMU9 in
the mouse TrkC region (Fig. 3B).
Lf-NT, Lf-Trk1, and Lf-Trk2
expression in lamprey
Lf-NT, Lf-Trk1, and Lf-2 mRNA
expression were analyzed in adult lamprey using RPA. In general, the
Lf-NT mRNA level was low, as shown by the long exposure time
required to visualize bands, and among the analyzed tissues the highest
levels were found in the nervous system in RNA prepared from total
brain, diencephalon including the optic tectum, hindbrain, and spinal
cord. Very low levels could be detected in heart and muscle, and levels
were below the detection limit in gill tissue, liver, and skin (Fig. 4A).

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Figure 4.
Expression of Lf-NT and Trk
receptor mRNA in adult lamprey. RNase protection assay was used to
analyze the levels of (A) Lf-NT,
(B) Lf-Trk1, and
(C) Lf-Trk2 mRNA in total RNA
prepared from adult lamprey. Total RNA (15 µg) prepared from the
indicated tissue was analyzed, and protected RNA fragments were
visualized on 5% denaturing polyacrylamide gels that were exposed to
PhosphorImager screens and subsequently scanned by a PhosphorImager.
Note that exposure times for the Lf-NT gel
(A) was 6 d and for the Trk gels (B,
C) overnight (10 hr), indicating lower levels of
Lf-NT mRNA. Yeast tRNA (y tRNA)
and RNA from total 4-d-old chicken embryos (chick
embryo) were used as negative controls. The protected
Lf-NT fragment is 704 bases long, the
Lf-Trk1 fragment is 431 bases, and the
Lf-Trk2 is 434 bases. p, Undigested RPA
probe.
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Lampreys have a laminar brain where the majority of the neuron cell
bodies are located in the periventricular zone, with few scattered
neurons within the central and superficial zones (Butler and Hodos,
1996 ). In situ hybridization using a probe to
Lf-NT mRNA showed a very weak labeling above background
levels over the periventricular gray. The labeling could be
out-competed with an excess of cold oligonucleotides, but the just
slightly higher density of silver grains did not allow closer regional
or cellular resolution (data not shown).
Using RPA, high levels of Lf-Trk1 and -Trk2 mRNA were found
in brain and spinal cord but could not be detected in the other tissues
(Fig. 4B,C). In situ hybridization using
probes to Lf-Trk1 and -Trk2 mRNA confirmed the RPA and
showed labeling in brain over cells in the periventricular zone and
over scattered cells in the central and peripheral zones. The patterns
by the two probes were both overlapping and specific and were found in
all regions of the brain: olfactory bulbs, forebrain, midbrain
including the optic tectum and hindbrain, and spinal cord. The labeling
with both probes could be out-competed with an excess of cold
oligonucleotides (Fig. 5D).
When the two patterns were compared, most regions seemed to be labeled
by either or both probes. Figure 5 shows three levels of the brain as
indicated in the schematic diagram of the lamprey brain shown in Figure
5N: mesencephalon in the level of the optic tectum (Fig.
5A-F), medulla in the level of the otic foramen
(Fig. 5G-L), and the rostral spinal cord (Fig.
5M-P). The Lf-Trk1 pattern was conspicuous in
the mesencephalon, with strong labeling over the innermost layer of the
periventricular gray and over the mesencephalic tegmentum (Fig.
5A-C). Cells in the mesencephalic tegmentum have been
suggested to comprise the midbrain locomotor region, which is a command
generator for sequential movements in the lamprey (Butler and Hodos,
1996 ). Some of the individually scattered cells in the central zone of
the midbrain were strongly labeled with either of the Lf-Trk
probes (Fig. 5C,E). Sections through the medulla showed
labeling for Lf-Trk1 and -Trk2 mRNA over the region of the
motor column (Fig. 5K,L) with labeling over large cells, which were tentatively identified as Müller cells. Strong
labeling for Lf-Trk1 and -Trk2 mRNA was found in the spinal
cord. Lf-Trk2 labeling was uniform in medial and lateral
portions of the cord over both small and large cells around the central
canal, in the lateral cell column, and over scattered small cells in
the lateral fiber column (Fig. 5O). Lf-Trk1
labeling was stronger over the lateral cell column (Fig.
5P). The organization of the lamprey brain and spinal cord
is not as strict as the mammalian, and the position of a particular
cell type varies. To identify a neuronal population, tracing
must be performed, and tracing studies in combination with in
situ hybridization histochemistry will allow the identification of
populations of neurons expressing Lf-Trk1 and -Trk2
receptors.

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Figure 5.
Expression of Lf-Trk1 and -Trk2
mRNA in adult lamprey nervous system as revealed by in
situ hybridization analysis. In situ
hybridization was used to study the localization of
Lf-Trk1 and -Trk2 mRNA in the nervous system of adult
lamprey. Labeling for Lf-Trk1 and -Trk2 was found
throughout the brain, and three different levels are depicted in the
panel: the level of the optic tectum (A-F),
brain stem at the level of the otic ganglia and inner ear
(G-L), and rostral spinal cord
(M-P). Dark-field and corresponding bright-field
micrographs of transverse sections are shown to facilitate orientation.
A, B, Intense labeling for Lf-Trk1 mRNA
is shown in the optic tectum over the periventricular zone, over
scattered cells in the central zone, and over cells in the
mesencephalic tegmentum. C, High power magnification of
cells in the mesencephalic tegmentum in the region indicated by a
box in B. The arrow is
pointing at one of the strongly labeled scattered cells in the central
zone. D, A control shows that cold
Lf-Trk1 oligonucleotide in 100 times excess can
out-compete the signal from the 35S-labeled oligonucleotide
probe. Note that the lamprey vertebral structures scatter light when
viewed by dark-field microscopy. E, F, Intense labeling
for Lf-Trk2 mRNA in the optic tectum over the
periventricular zone and over scattered cells in the central zone.
G-L, Labeling for Lf-Trk1 and -Trk2 mRNA
in the brain stem and otic ganglia. I, J, High-power
magnification of cells in the otic ganglia as indicated by the
box in L. M, Bright-field
micrograph of the spinal cord. N, Schematic diagram of
the lamprey brain showing the levels for the depicted panels.
O, P, Labeling for Lf-Trk1 and -Trk2
mRNA, respectively, in the spinal cord. cc, Ciliary
chamber of the inner ear; lcc, lateral cell column;
lfc, lateral fiber column; mc, macula
communis; mc, mesencephalon; mt,
mesencephalic tegmentum; og, otic ganglia;
ob, olfactory bulb; os, olfactory sac;
ot, optic tectum; pc, prosencephalon;
pv, periventricular zone; rc,
rhombencephalon; sc, spinal cord. Scale bars (shown in
A for A, B, D-H, K, L), 680 µm; (shown
in C for C, I, J), 100 µm;
(shown in M for M, O, P), 200 µm.
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Lf-NT, Lf-Trk1, and Lf-Trk2 are
expressed in the otic system
In situ hybridization analysis using the
Lf-NT probe on sections through the ciliary chamber of the
lamprey inner ear revealed weak Lf-NT mRNA labeling over
epithelium in the macula communis of the lamprey inner ear. The
labeling could be out-competed with cold oligonucleotides (data
not shown). The in situ hybridization analysis has a limited
sensitivity, and only cells with a relatively high level of
Lf-NT mRNA expression will be labeled. Using the probes for
Lf-Trk1 and -Trk2, strong labeling was found over cells in a
ganglionic structure between the macula communis and the otic foramen
(Fig. 5G-L), which most likely represent neurons in the
otic ganglion. The cranial ganglia are closely positioned and
absolute identification of neurons in the different ganglia mediating electroreceptive, gustatory, and lateral line sensory information would require retrograde filling from the respective nerves.
 |
DISCUSSION |
In this report we show results that suggest that the neurotrophin
and Trk gene families were originally formed by duplications of
ancestral neurotrophin and Trk receptor genes in the early vertebrate
lineage. The results suggest that duplications occurred by means of
genome doubling (tetraploidization) or of duplication of larger parts
of the ancestral genome, including both ancestral neurotrophin and Trk
receptor genes.
The isolation of a neurotrophin from lamprey permitted us to perform a
phylogenetic analysis of the neurotrophin gene family that dates back
at least 460 million years (Halstead, 1993 ) to the early vertebrate
lineage. Our data suggest that two subsequent duplications of a
putative ancestor gave rise to NGF, NT-3, BDNF, and NT-4/5, and the
phylogenetic tree topologies (Fig. 2) show that the second of the
duplications occurred after the divergence of
Cephalaspidomorphi (460 MYBP) (Fig.
6), which includes lampreys, and before
the divergence of cartilaginous fish (400 MYBP) from the common
vertebrate lineage. Thus neurotrophins in ancestors of extant jawless
fish represent precursors to the higher vertebrate neurotrophins. This
conclusion is supported by the addition of the neurotrophin sequence
from hagfish, which is thought to have diverged even earlier from the
vertebrate lineage. The isolation of Lf-Trk1 and -Trk2 and
subsequent phylogenetic analysis of the Trk sequences generated a tree
with a topology strikingly similar to that of the neurotrophin trees.
This suggests that both neurotrophin and Trk gene families were formed
in a similar way and during the same time period. On the basis of these
results we suggest that the two gene families were formed by the same
duplication events and that this has allowed the neurotrophin and Trk
receptors to co-evolve. Figure 6A,B shows an
illustration of the suggested course of events underlying the formation
of the gene families.

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Figure 6.
Schematic illustration of the phylogenetic
relationship between jawless fish, jawed fish, the common vertebrate
lineage, and the suggested gene duplications leading to the extant
neurotrophin and Trk receptor gene homologs. The diagram illustrates
the divergence of branches representing jawless fish
(Agnatha), cartilage fish
(Chondrichtyes), and bony fish
(Osteichtyes) from the tetrapod lineage. The
neurotrophin (A) and Trk receptor
(B) gene families are illustrated within the
branches, with suggested duplications shown as line
forks. Two subsequent duplication events are suggested in the
early chordate/vertebrate lineage. Our results strongly suggest that
the second duplication occurred after the divergence of lampreys
(Cephalaspidomorphi) but before the divergence of
cartilaginous fish and gave rise to the extant neurotrophin and Trk
gene families. We suggest that an additional duplication occurred in
the bony fish lineage giving rise to the hitherto found NGF, TrkB, and
TrkC paralogs in bony fish. It is not clear whether all bony fishes
were affected or whether the duplication occurred exclusively in the
branch including carp, zebra, and platy fish
(Euteleostei). The dates of the divergence of ancestors
to extant jawless and ray-finned fish from the common vertebrate
lineage are based on fossil records (Benton, 1993 ).
MYBP, Million years before present.
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Our data suggest that at least one duplication event occurred after the
split of lamprey from the common vertebrate lineage. For obvious
reasons this is the second of the two duplications and if the first
duplication event predated the divergence of jawless fish,
Lf-NT and Mg-NT should ideally associate with
either NGF/NT-3 or BDNF/NT-4/5. In the neurotrophin trees,
Lf-NT and Mg-NT form a polytomy with the branches
to NGF/NT-3 and BDNF/NT-4/5 groups, indicating that the resolution is
not sufficient to resolve the associations between Lf-NT and
precursors to NGF/NT-3 or BDNF/NT-4/5. Interestingly, neither
Lf-Trk1 nor -Trk2 are joined to either imminent TrkA/TrkC
and TrkB precursors but rather join a hypothetical ancestor. The
separation is supported by a relatively high BV of 78% for the node.
This would suggest that both duplications could have occurred after the
split of lamprey, but taken together with other results this is less
likely. (1) Lf-Trk1 is slightly more similar to TrkC than to
TrkB (Table 1). (2) It is known that taxa with long branch lengths have
a tendency to associate (Eernisse and Kluge, 1993 ) and when the Trk
tree is constructed with Lf-Trk1 and not Lf-Trk2,
a polytomous branch is formed with Lf-Trk1 and the TrkA/C
precursor (data not shown). This would suggest that Lf-Trk1
and -Trk2 are orthologs to the TrkA/C and TrkB ancestors, respectively.
Alternatively, Lf-Trk1 and -Trk2 were formed by an
independent duplication in the lamprey lineage. (3) Analysis of the
gene for DNA-binding chromosomal high mobility group proteins
(Sharman et al., 1997 ), members in the complement family (Nonaka and
Takahashi, 1992 ; Hughes, 1994 ), and the lactate dehydrogenase (Stock
and Whitt, 1992 ) support one duplication event after the split of
lampreys. Furthermore, indirect evidence for one duplication after the
split of lampreys is that the second duplication event has been
assigned the role to have permitted the evolution of jaws and fins,
whereas a previous duplication event has tentatively been assigned to
have permitted the evolution of epidermal placodes, the neural crest,
and neural crest derivatives as well as paired sensory organs (Holland
et al., 1994 ; Holland and Garcia-Fernandez, 1996 ). These structures
evolved before the split of lampreys, and consequently the first
duplication event should have occurred before this split.
Two subsequent major duplication events produced four copies of each
gene in the duplicated regions. The phylogenetic analyses suggest that
two subsequent duplications gave rise to NGF, NT-3, BDNF, and NT-4/5.
Similarly, two duplications gave rise to TrkA, TrkC, TrkB, and the
extinct TrkB sister gene. Silencing of paralogous genes is common (Li,
1982 ), and examples can be found in the four vertebrate Hox
clusters. The compilation of paralogous genes in the regions of
neurotrophin and Trk receptor genes from the human and mouse chromosome
maps (Fig. 3) supports the hypothesis that the duplication events
leading to the formation of the gene families involved duplication of
large regions of the genome, likely via tetraploidization. The fact
that NT-4/5 is located in a region with paralogy to the other
neurotrophins and acts via TrkB suggests that the TrkB sister
gene was silenced shortly after the second duplication. The location of
the Trk-linked paralogous genes (MEF, INSR, and TPM) on HAS 19 p13
tentatively suggests that the TrkB sister gene once was located in this
region. So far, the prime examples of chromosomal regions likely to
have been conserved after the proposed genome doublings are found in
human chromosomes 2, 7, 12, and 17 and their orthologous counterpart in
the mouse, with the presence of Hox clusters on all four chromosomes
associated with collagen genes, clusters of integrin genes (Lundin,
1993 ; Wang et al., 1995 ), and genes for intermediate filaments. Another example comprises a region around the PBX and Notch genes in the human
genome with regional paralogies in chromosomes 1, 6, and 9 and a small
region of chromosome 19 (Katsanis et al., 1996 ). Obviously, the
paralogies are just traces left after extensive chromosomal
rearrangements. Translocations, insertions, and inversions have changed
to a great extent the structure of chromosomal regions. However, random
nonordered duplications would rarely produce paralogous regions of the
kind we find here. Single gene duplications most often are produced by
tandem duplications. The human NT-5 (NT-4/5) and its tandem duplicated
pseudogenes is one such example (Berkemeier et al., 1991 ).
The topology of the neurotrophin trees, joining NT-6 and NT-7 sequences
on a separate branch in the NGF group and the fact that NT-6 and NT-7
sequences relate to each other in the same way as the fish species they
were isolated from (Fig. 3), suggests that platy fish NT-6 and carp and
zebra fish NT-7 are orthologs rather than separate genes. We suggest
that the genes were formed by a duplication of an ancestral fish NGF
gene. Furthermore, the existence of two zebra fish TrkB (B1 and B2) and
TrkC (C1 and C2) genes suggests that an additional tetraploidization
may have occurred in the fish lineage before the split of the fish
superorders Ostariophysi and Acanthopterygii.
This is indeed supported by recent findings of multiple extra hox gene
clusters (Prince et al., 1998 ) and Notch genes (Westin and Lardelli,
1997 ) in zebra fish.
Lf-NT mRNA is expressed in the lamprey sensory epithelium of
the inner ear. In higher vertebrates, BDNF and NT-3 are expressed in
the inner ear (Pirvola et al., 1992 ; Fritzsch et al., 1997 ) and support
sensory innervation from the cochleo vestibular (otic) ganglia. TrkB as
well as TrkC are expressed in the otic ganglia, and accordingly we have
found Lf-Trk receptor expression in lamprey otic ganglia
(Fig. 6I,J). Lf-Trk1 and -Trk2 mRNA
is expressed in all regions, and Lf-NT is expressed at low
levels in the adult lamprey CNS. Hence, Lf-Trk receptor
expression is found over cells of the reticular formation, which is
considered to be an evolutionarily old part of the vertebrate brain
(Cruce and Newman, 1984 ). Our results show that Lf-NT,
Lf-Trk1, and -Trk2 represent precursors to the higher
vertebrate neurotrophin and Trk receptor genes. The similarity between
Lf-NT and BDNF/NT-3 expression suggests that BDNF and NT-3
have a more archetypal expression pattern or function compared with
NGF. This is in agreement with the higher degree of conservation of the
BDNF and NT-3 sequences compared with NGF during higher vertebrate
evolution (Hallböök et al., 1991 ; Götz and Schartl,
1994 ) and the fact that lampreys do not have the cell types that are
associated with NGF/TrkA expression. Jawless fish do not have any
sympathetic ganglia, and the nociceptive sensory system is poorly
developed (Butler and Hodos, 1996 ). The forebrain of a lamprey is small
and has no cortex, hippocampal formation, or cholinergic basal
forebrain nuclei, which in the mammalian brain contain neurons that
express NGF or TrkA.
On the basis of the expression of the Lf-NT,
Lf-Trk1, and Lf-Trk2 receptors, phylogenetic
analyses, and genome organization, we propose that ancestral
neurotrophin/Trk receptor archetype genes were expressed in all regions
of the ancestral nervous system and that the duplications of these
ancestor genes at an early vertebrate stage have permitted the
evolution of differential neurotrophin and Trk receptor expression,
thereby allowing specific functions in selective neuronal populations
to form.
 |
FOOTNOTES |
Received April 10, 1998; revised Aug. 17, 1998; accepted Aug. 20, 1998.
This work was supported by the Swedish Medical Research Council
(B95-13R-11098 to K.K.; K-98-12X12187 to F.H.) and the Swedish Natural Research Council (B-BU 08904-305 to F.H.; BMH4 CT96 0976 to
E.U). We thank Natalie von der Lehr for help with isolation of the
lamprey Trks, and Abdel ElAmira, Lennart Brodin, Bernd Fritzsch, Sten
Grillner, and Dan Larhammar for lamprey tissue, the genomic library,
and valuable discussions. We also thank Nancy Ip and Carlos
Ibáñez for providing the NT-7 sequences before publishing.
We thank anonymous reviewers for their constructive comments.
Correspondence should be addressed to Dr. Hallböök,
Department of Neuroscience, Box 587, BMC, Uppsala University,
S-751 23 Uppsala, Sweden.
Dr. Kullander's present address: EMBL, Meyerhofstrasse 1, 69117 Heidelberg, Germany.
 |
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