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The Journal of Neuroscience, November 15, 1998, 18(22):9204-9215
Caspase-2 (Nedd-2) Processing and Death of Trophic
Factor-Deprived PC12 Cells and Sympathetic Neurons Occur Independently
of Caspase-3 (CPP32)-Like Activity
Leonidas
Stefanis1, 2,
Carol M.
Troy1,
Haiqing
Qi1,
Michael L.
Shelanski1, and
Lloyd A.
Greene1
Departments of 1 Pathology and 2 Neurology,
Taub Center for Alzheimer's Disease Research and Center for
Neurobiology and Behavior, Columbia University College of Physicians
and Surgeons, New York, New York 10032
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ABSTRACT |
We have previously shown that caspase-2 (Nedd-2) is required for
apoptosis induced by withdrawal of trophic support from PC12 cells and
sympathetic neurons. Here, we examine the relationship of caspase-2
processing and cell death to induction of caspase-3 (CPP32)-like
activity in PC12 cells. Caspase-2 processing, at a site tentatively
identified as D333, led to the formation of an N-terminal 37 kDa
product. This processing correlated temporally with induction of
caspase-3-like activity. Agents previously shown to inhibit
caspase-3-like activation, such as bcl-2 and the Cdk inhibitor
flavopiridol, also acted upstream of caspase-2 processing. The general
caspase inhibitors BAF and zVAD-FMK inhibited N-terminal caspase-2
processing. In contrast, the more selective caspase inhibitor DEVD-FMK
inhibited the induction of caspase-3-like activity but did not affect
caspase-2 processing or significantly suppress death in PC12 cells or
sympathetic neurons. This indicates that caspase-3-like activity is not
required for either caspase-2 processing or apoptosis in this paradigm.
An antisense oligonucleotide to caspase-2 inhibited cell death but did
not affect caspase-3-like activity, indicating that caspase-2 is not
upstream of this activity and that activation of caspase-3-like
caspases is not sufficient for death. Thus, in our paradigm, caspase-2
processing and caspase-3-like activity are induced independently of
each other. Moreover, although death requires caspase-2, caspase-3-like
activity is neither necessary nor sufficient for death.
Key words:
caspase; apoptosis; cell death; PC12; cell cycle; processing
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INTRODUCTION |
Apoptosis is a form of cell death
that is characterized by active participation of the cell in its own
demise via the activation of a defined biochemical pathway. We and
others have pursued the study of apoptosis in neuronal cells,
with the expectation that it may provide insights into the way these
cells degenerate in neurological diseases. To study the neuronal
apoptotic pathways at a cellular level, we have used the model system
of rat pheochromocytoma PC12 cells (Greene and Tischler, 1976 ). When
PC12 cells are deprived of trophic support, they undergo rapid
apoptotic death. NGF and other agents reversibly block such death
(Greene, 1978 ; Batistatou and Greene, 1991 ; Rukenstein et al., 1991 ).
This paradigm, along with cultured sympathetic neurons, serves as a
model of neuronal cell death caused by loss of access to neurotrophic factors.
The protease family of the caspases, the mammalian homologs of the
Caenorhabditis elegans death gene ced-3, is required
for mammalian apoptosis (Yuan et al., 1993 ; Fraser and Evan, 1996 ). Based on sequence homology, the caspases can be divided into three subgroups: the interleukin-1 -converting enzyme (ICE)-like
(caspase-1), the CPP32-like (caspase-3), and the Ich-1/Nedd-2
(caspase-2) subfamilies (Fraser and Evan, 1996 ). We have shown
previously that caspases, and in particular caspase-2 (Nedd-2) (Kumar
et al., 1994 ), are required in apoptosis induced by trophic deprivation
in both PC12 cells and sympathetic neurons (Troy et al., 1996 ,
1997 ).
The caspases are cysteine aspartases that cleave their substrates at
aspartate residues. It appears that to be activated, they need to be
cleaved at aspartate residues and to form active heterodimers (Ramage
et al., 1995 ; Xue et al., 1996 ; Yamin et al., 1996 ). This cleavage can
be autocatalytic (Ramage et al., 1995 ; Xue et al., 1996 ; Yamin et al.,
1996 ), performed by another caspase (Srinivasula et al., 1996 ; Xue et
al., 1996 ), or, in some cases, by specific serine proteases, such as
granzyme B (Darmon et al., 1995 ; Duan et al., 1996 ). This has led to
the idea that a protease cascade may be instigated after the
application of apoptotic stimuli (Enari et al., 1996 ; Fraser and Evan,
1996 ; Srinivasula et al., 1996 ). However, it is still unclear whether such cascades operate within cells after apoptotic stimuli. It was
shown previously that caspase-2 is processed, and presumably activated,
within PC12 cells and sympathetic neurons after withdrawal of trophic
support (Deshmukh et al., 1996 ; Stefanis et al., 1997 ; Troy et
al., 1997 ). In the current work, we wished to examine potential
upstream regulators of caspase-2 processing and, in particular, to
examine the relationship between caspase-2 and the caspase-3-like
activity that we have shown previously to be induced in PC12 cells
after withdrawal of trophic support (Stefanis et al., 1996 ). Although a
number of studies indicate that caspase-3 may be necessary for certain
forms of apoptosis (Nicholson et al., 1995 ; Kuida et al., 1996 ; Woo et
al., 1998 ), we have provided evidence in our paradigm that
caspase-3-like activity can be partially dissociated from death when
cells are treated with low concentrations of the caspase inhibitor
zVAD-FMK (Stefanis et al., 1996 ). Our current data indicate that
caspase-2 processing occurs by a noncaspase-3-like caspase, that
caspase-3-like activation lies in a parallel pathway compared with that
of caspase-2, and that caspase-2, and not caspase-3-like activity, is
directly related to cell death in this model.
MATERIALS AND METHODS
Cell culture
PC12 cells were grown as described previously (Greene and
Tischler, 1976 ; Rukenstein et al., 1991 ) on rat tail collagen-coated dishes in Roswell Park Memorial Institute (RPMI) 1640 medium
containing 5% fetal bovine serum and 10% heat-inactivated horse serum
(complete medium). Neuronally differentiated PC12 cells were grown for
at least 12 d in RPMI 1640 medium containing 100 ng/ml NGF. PC12 cells stably overexpressing bcl-2 or an empty neomycin-resistant construct (lines bcl-2.1 and PC12neo.1, respectively) were generated and characterized as described previously (Batistatou et al., 1993 ).
Sympathetic neuron cultures were derived from sympathetic ganglia of 1- to 2-d-old rat pups (Troy et al., 1996 ; Stefanis et al., 1997 ). After
trypsinization, the ganglia were plated on 24-well dishes at 0.5-1
ganglia per dish in RPMI 1640 medium containing 10% heat-inactivated
horse serum and 100 ng/ml mouse NGF (Sigma, St. Louis, MO). One day
after plating, uridine and 5-fluorodeoxyuridine (10 µM
each) were added.
Survival assays
PC12 cells. Naive and neuronally differentiated PC12
cells were mechanically dissociated from 100 mm dishes after five
rinses with serum-free RPMI 1640 medium and were washed with the same medium three to four times by centrifugation and resuspension. Cells
were replated in collagen-coated 24-well or 35 mm dishes. At the
indicated times, the numbers of viable cells were determined by
quantifying the number of intact nuclei as described previously (Rukenstein et al., 1991 ). Counts were performed in triplicate and are
reported as mean ± SEM. We have shown previously that this method
reliably assesses the number of viable cells (Rukenstein et al., 1991 ;
Farinelli and Greene, 1996 ; Stefanis et al., 1997 ). In particular, we
have found that cells counted as alive with this method, after caspase
inhibitor or antisense caspase-2 application, are capable of responding
to NGF (Troy et al., 1997 ; our unpublished observations).
In a limited set of experiments, nuclear staining of PC12 cells was
performed with Hoechst 33342 (1 µg/ml; Sigma) on
poly-D-lysine-coated 35 mm dishes after fixation with
paraformaldehyde as described previously (Farinelli and Greene,
1996 ).
Sympathetic neurons. At day 3 or 4 after plating, the
sympathetic neuron cultures were washed three times with RPMI 1640 medium, followed by the addition of RPMI 1640 medium containing 10%
horse serum and anti-mouse NGF (1:200; Sigma), with or without 100 µM zVAD-FMK or DEVD-FMK. Alternatively, after the washes,
RPMI 1640 medium with 10% horse serum and mouse NGF (100 ng/ml) was
added. Survival was assessed by counting the number of phase-bright
neuronal cells in a central strip of each well at 48 hr after NGF
deprivation and is reported relative to the number of neurons present
at time 0 after NGF deprivation (Troy et al., 1996 ; Stefanis et al.,
1997 ). Counts were performed in triplicate and are reported as
mean ± SEM.
In vitro assay of caspase-2 cleavage by ICE
Caspase-2 was cloned from PC12 cells by reverse transcription
(RT)-PCR in a TA cloning vector (Invitrogen, San Diego, CA). The
sequence of this clone is identical to the rat Nedd-2 reported by Sato
et al. (1997) . A mutant construct with change of Asp to Asn for the
site D333 was generated by PCR site-directed mutagenesis (Erlich,
1989 ). The presence of the mutation and the absence of other changes in
the construct were verified by DNA sequencing. The wild-type and the
mutant caspase-2 construct were subcloned into a PET-16b vector
(Novagen, Madison, WI) and used for the generation of radioactively
labeled caspase-2 protein via in vitro transcription-translation, using the Promega (Madison, WI) rabbit reticulocyte system. The wild-type or mutated caspase-2 protein were
incubated with 60 U of ICE (caspase-1) for 2 hr at 37°C in a buffer
of 25 µM HEPES, pH 7.5, 10% sucrose, 0.1%
3-[(3-cholamidopropyl)dimethylammonio]-1-propanesulfonate (CHAPS), and 10 mM DTT and then resolved on
SDS-polyacrylamide gels. The bands were subsequently visualized by fluorography.
Preparation of cell lysates for Western blotting or assay of
caspase activity
Naive and neuronally differentiated PC12 cells were harvested at
the indicated times after withdrawal of trophic support. Cells were
rinsed in cold PBS and then collected in a buffer of 25 mM
HEPES, pH 7.5, 5 mM EDTA, 1 mM EGTA, 5 mM MgCl2, 2 mM DTT, 10 µg/ml each pepstatin and leupeptin, and 1 mM PMSF. The
cellular material was left for 20 min on ice and then was
sonicated on ice. The lysate was centrifuged for 20 min at 160,000 × g, and the supernatant was stored at 80°C to be used
for the DEVD-AFC-cleaving assay and for Western blotting with the
anti-N-Nedd antibody (Miller et al., 1993 ; Stefanis et al., 1996 ,
1997 ). The pellet was used for poly-ADP-ribose polymerase (PARP)
immunoblotting. In certain cases, supernatants of cell lysates that had
not been deprived of trophic support were incubated with ICE for the
indicated times at 37°C in a buffer of 25 mM HEPES, pH
7.5, 10% sucrose, 0.1% CHAPS, and 10 mM DTT, and then
subjected to Western immunoblotting with the anti-N-Nedd antibody. The
pellet was solubilized in 25 mM HEPES, pH 7.5, 5 mM EDTA, 2 mM DTT, 1% Triton X-100, 10 µg/ml each pepstatin and leupeptin, and 1 mM PMSF,
sonicated, and used for Western blotting with the PARP antibody. A
signal corresponding to PARP was detected only in the pellet lysates
and not in the supernatants. Protein concentrations were measured using
the Bradford assay (Bradford, 1976 ).
Western blotting
Equal volumes of 2× sample buffer were added to cytoplasmic
lysates of PC12 cells (100 µg of protein), and the samples were boiled for 5 min, subsequently resolved by SDS-PAGE,
transferred to nitrocellulose membranes, blocked in 5% nonfat milk in
PBS, and incubated overnight at 4°C with anti-N-Nedd, an antibody
directed against the N terminus of caspase-2 (1:250) (Stefanis et al., 1997 ; Troy et al., 1997 ). Equal volumes of 2× sample buffer were added
to lysates from PC12 pellets (100 µg of protein), and the samples
were boiled for 5 min, subsequently resolved on 10%
SDS-polyacrylamide gels, and similarly subjected to immunoblotting
using the C2-10 PARP monoclonal antibody [1:10000; Enzyme Systems
Products (ESP), Dublin, CA]. The blots were washed in washing buffer
(PBS with 0.2% Tween 20), incubated for 1 hr at room
temperature with anti-rabbit IgG antibody (for the Nedd-2 antibody)
(Amersham, Arlington Heights, IL) or the anti-mouse IgG antibody (for
the PARP antibody) (Amersham) at 1:1000 in blocking buffer, washed
again in washing buffer, and then processed by ECL (Amersham) or with
the Pierce (Rockford, IL) supersignal substrate system, according to
the manufacturers' instructions. In certain cases, quantification of
the bands was performed by scanning and analysis with the NIH Image
software. Processing activity was defined as the ratio of processed
product over processed product plus the remaining proform.
Cleavage of fluorogenic substrate
Lysates (50 µg of protein) were incubated at 37°C in a
buffer of 25 mM HEPES, pH 7.5, 10% sucrose, 0.1% CHAPS,
and 10 mM DTT with the fluorogenic substrate DEVD-AFC
(ESP), and the emitted fluorescence was measured in a fluorometer as
described previously (Nicholson et al., 1995 ; Stefanis et al.,
1996 ).
Reagents
zVAD-FMK, BAF, and DEVD-FMK (fluoromethylketone) were obtained
from ESP; YVAD-CMK was obtained from Bachem (King of Prussia, PA);
aurintricarboxylic acid (ATA), actinomycin-D, and
N-acetylcysteine (NAC) were obtained from Sigma; and
8-(4-chlorophenylthio)-cAMP (CPT c-AMP) was obtained from Boehringer
Mannheim (Indianapolis, IN). Flavopiridol was a generous gift from Dr.
Peter Worland (National Institutes of Health). Human recombinant NGF
was kindly provided by Genentech (San Francisco, CA). The antisense to
caspase-2 was generated and coupled to penetratin 1 as described
previously (Troy et al., 1996 , 1997 ). Purified recombinant human ICE
was kindly provided by N. A. Thornberry (Merck Laboratories).
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RESULTS |
Caspase-2 processing in PC12 cells correlates temporally with the
induction of caspase-3-like activity after withdrawal of trophic
support
PC12 cells, after withdrawal of serum, undergo apoptotic death
that begins to be apparent by 4-5 hr after deprivation. By 24 hr,
>75% of the cells are dead (Greene, 1978 ; Rukenstein et al.,
1991 ; Stefanis et al., 1996 ). To examine the processing of caspase-2
evoked by withdrawal of trophic support from PC12 cells, we prepared
extracts of these cells at successive times after serum deprivation and
subjected them to Western immunoblotting using an antibody directed
against the N terminus of caspase-2 (Stefanis et al., 1997 ; Troy et
al., 1997 ). Caspase-2 (approximate molecular weight of 51 kDa) began to
be processed to a 37 kDa N-terminal fragment within 2 hr after serum
deprivation in PC12 cells, at a time when there is no cell death
discernible in the cultures. A faint cleavage product of ~36 kDa was
also appreciated on certain blots. Treatment of serum-deprived cells
with NGF prevented formation of the cleavage products (Fig.
1A).

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Figure 1.
Caspase-2 processing correlates temporally with
the induction of caspase-3-like activity. A, Lysates of
PC12 cells (100 µg of protein) were prepared at successive times
after serum deprivation in the absence or presence
(N) of NGF, resolved by SDS-PAGE on a
12% polyacrylamide gel, and subjected to Western immunoblotting, using
an antibody directed against the N terminus of caspase-2 (anti-N-Nedd;
1:250). The arrows indicate the N-terminal cleavage
products. Positions of molecular weight standards are indicated at the
margins of this and subsequent figures. B, The same
lysates of PC12 cells as in A were prepared at
successive times after serum deprivation, and 50 µg of protein from
each lysate was incubated with the fluorogenic substrate DEVD-AFC (15 µM; ESP) (Stefanis et al., 1996 ). The release of AFC was
quantified in a LS50B (Perkin-Elmer, Emeryville, CA) fluorimeter
(excitation 400 nm, emission 505 nm). C, Particulate
extracts (100 µg of protein) from the same set of cells as in
A and B were prepared at successive times
after serum deprivation, resolved by SDS-PAGE on a 10% polyacrylamide
gel, and subjected to Western immunoblotting, using an antibody
directed against PARP (C2-10; 1:10000; ESP). The arrow
indicates the cleavage product of PARP.
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Processing of caspase-2 and caspase-3-like activity in the same cell
has been reported previously (Harvey et al., 1997 ; Li et al., 1997 ).
Harvey et al. (1997) reported that caspase-2 processing preceded
caspase-3 processing. ICE-like (caspase-1) activity appears to precede
caspase-3-like activity (Enari et al., 1996 ; Harvey et al., 1998 ) and
to occur upstream of bcl-2 (Harvey et al., 1998 ). These data have led
to the idea that caspases with long prodomains, such as caspase-1 and
caspase-2, may act upstream of death effector caspases, such as
caspase-3, that lack such prodomains (Harvey et al., 1997 , 1998 ). To
investigate the temporal relationship between caspase-2 processing and
caspase-3-like activity in our system, we used the same lysates that
demonstrated caspase-2 processing to detect cleavage of the fluorogenic
caspase-3 substrate DEVD-AFC. DEVD represents the cleavage site on
human PARP, which is the prototypical substrate for caspase-3
(Nicholson et al., 1995 ). As we have reported previously,
caspase-3-like activity was induced within 2 hr of serum deprivation
(Stefanis et al., 1996 ). The time course of the induction of this
activity correlated with that of caspase-2 processing (Fig.
1B). As another measure of endogenous caspase-3-like
activity, we used particulate fractions of PC12 cell lysates at
successive times after serum deprivation and subjected them to
immunoblotting, using a monoclonal antibody against PARP. As shown in
Figure 1C, we found that this measure of caspase-3-like
activity also correlated temporally with caspase-2 processing.
These results indicate that the induction of caspase-2 processing and
caspase 3-like activity occur at approximately the same temporal point
in the apoptotic pathway.
Caspase-2 processing is abrogated by a number of agents that
promote survival
We have identified previously a number of agents that promote
survival after withdrawal of trophic support from PC12 cells. To
determine the point in the apoptotic pathway at which these agents
intervene, we have tested them previously for their abilities to
inhibit the induction of jun kinase and caspase-3-like activities that
occur in this model of cell death (Park et al., 1996b ; Stefanis et al.,
1996 ). Because caspase-2 processing appears to be a critical step in
the apoptotic pathway in this model (Stefanis et al., 1997 ; Troy et
al., 1997 ), we assessed whether these agents would also prevent the
induction of caspase-2 processing and therefore act upstream of this event.
Lysates of PC12 cells transfected with the anti-apoptotic molecule
bcl-2 (Batistatou et al., 1993 ) did not show processing of caspase-2 in
response to serum deprivation, whereas lysates of cells transfected
with an empty vector demonstrated processing 5 hr after serum
deprivation (Fig. 2A).
Lysates of PC12 cells treated at the time of withdrawal of trophic
support with the survival-promoting agents cAMP (Rydel and Greene,
1988 ; Rukenstein et al., 1991 ), ATA (Batistatou and Greene, 1991 ), and
NAC (Ferrari et al., 1995 ) also showed little N-terminal processing of
caspase-2 (data not shown).

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Figure 2.
A variety of survival-promoting agents act
upstream of caspase-2 processing. A, PC12 cells
permanently transfected with an empty vector (2A9) or with human bcl-2
were subjected to withdrawal of trophic support and 6 hr later were
harvested for assessment of caspase-2 processing, using the N-terminal
antibody. The arrow denotes the cleavage product that
was present in the 2A9, but not the bcl-2, cells. The
asterisk indicates a nonspecific band, which was more
prominent in this case because the nonpurified antiserum was used in
this experiment. B, Neuronally differentiated PC12 cells
were subjected to NGF deprivation in the presence or absence of
flavopiridol (3 µM) or NGF (100 ng/ml). Twenty-four hours
later, the cells were harvested for assessment of caspase-2 processing,
using immunoblotting with anti-N-Nedd. The arrow denotes
the N-terminal cleavage fragment that is present only in the untreated
cells.
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We have shown previously that neuronally differentiated PC12 cells also
undergo processing of caspase-2 as early as 10 hr after NGF deprivation
(Stefanis et al., 1997 ). At this time point, there is no discernible
cell death in the cultures. The 37 kDa product of caspase-2 processing
in neuronally differentiated PC12 cells is less apparent than in naive
cells, presumably because of the less synchronous death of the cells in
the former paradigm. Cdk inhibitors, which inhibit the cell cycle,
abrogate cell death induced by NGF deprivation in neuronally
differentiated PC12 cells and sympathetic neurons (Park et al., 1996a ).
We tested whether one such inhibitor, flavopiridol, would abrogate the
induction of caspase-2 processing in neuronally differentiated PC12
cells. Application of flavopiridol at the time of NGF deprivation
prevented the N-terminal processing of caspase-2 (Fig.
2B). Similar results, with inhibition of N-terminal
caspase-2 processing, were achieved with the inhibitor of transcription
actinomycin-D, which has been shown also to promote survival
of neuronally differentiated PC12 cells (data not shown) (Mesner et
al., 1992 ).
In summary, as in the case of induction of caspase-3-like activity, all
the survival agents tested appear to inhibit caspase-2 processing. This
would place caspase-2 processing and caspase-3-like activation at a
point downstream of the site of action of these agents.
Identification of a potential caspase-2 cleavage site in
PC12 cells
Present findings indicate that cleavage (and consequent
activation) of caspases is generally performed by members of the
caspase family and/or by granzyme B and that such proteolysis occurs at specific aspartate residues (Thornberry et al., 1992 ; Xue et al., 1996 ). However, recent data indicate that noncanonical proteolysis at
nonaspartate residues by serine proteases may also lead to the
activation of caspases (Zhou and Salvesen, 1997 ). We wished therefore
to determine whether the observed 37 kDa N-terminal cleavage of
caspase-2 in PC12 cells could be performed by a caspase. To this end,
we incubated lysates of healthy PC12 cells with the prototypical
caspase ICE (caspase-1). The products were then subjected to Western
blot analysis with the Nedd-2 antiserum. This revealed time-dependent
processing of caspase-2 to a 37 kDa fragment that comigrated with one
generated when the cells were deprived of trophic support (Fig.
3A). Thus, ICE appears to
cleave caspase-2 at the same site as the endogenous protease(s). It
should be stressed that this in vitro assay was used only to
demonstrate that the processed fragment observed within cells
corresponds to a fragment generated by a member of the caspase family
and is not meant to demonstrate that ICE itself is involved in this
processing within cells. Indeed, previous results (Stefanis et al.,
1996 ; Troy et al., 1996 ) and current data (see below) indicate that ICE
is not involved in such processing or in cell death in this model.

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Figure 3.
The 37 kDa cleavage product of caspase-2 generated
within PC12 cells after serum deprivation corresponds to a caspase
cleavage site at an aspartate residue. Lysates of PC12 cells prepared
without serum deprivation were incubated with 60 U of ICE in a buffer
containing 25 mM HEPES, pH 7.5, 10% sucrose, 0.1% CHAPS,
and 10 mM DTT for the indicated times. The samples were
subjected to Western immunoblotting using anti-N-Nedd at 1:250. In the
last lane, a lysate of PC12 cells prepared at 6 hr after
serum deprivation was similarly subjected to Western immunoblotting on
the same blot. The arrow indicates the N-terminal
cleavage product.
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The site equivalent to D333 in rat caspase-2 has been identified
previously as an autocleavage site on human (Xue et al., 1996 ) and
mouse (Allet et al., 1996 ) caspase-2, which would produce an N-terminal
product of ~37 kDa. To verify that ICE cleaves rat caspase-2 at this
site, we developed an in vitro assay for cleavage of
radiolabeled caspase-2 (produced by in vitro
transcription-translation) by ICE. We used site-directed mutagenesis
to generate a form of caspase-2 that was mutated at the D333 site (Asp
to Asn). This mutant form showed lack of processing by ICE to 37 and 14 kDa fragments compared with the wild-type caspase-2 (data not shown).
Together, these findings are consistent with the model that intact
caspase-2 is processed at an aspartate residue by caspases in trophic
factor-deprived PC12 cells and that the 37 kDa N-terminal fragment
reflects cleavage at D333.
Caspase-3-like activity is not required for N-terminal processing
of caspase-2
Our results with the in vitro cleavage assays indicate
that a caspase(s) could be involved in the N-terminal caspase-2
processing. We first turned our attention to the caspase-3-like
subfamily of caspases and to the possibility that they may be involved
in this processing. As shown above, withdrawal of trophic support from
PC12 cells induces a caspase-3-like activity that correlates temporally
with the onset of caspase-2 processing. Moreover, caspase-3 has been
reported to have a special affinity for substrates with the motif
DXXD (Casciola-Rosen et al., 1996 ). This motif (DQQD) is
present at the cleavage site discussed above (amino acids 330-333 on
Nedd-2), and caspase-3 has been shown to process Ich-1, the human
homolog of caspase-2, in vitro (Xue et al., 1996 ). To
investigate whether a caspase-3-like activity could be responsible for
the processing and activation of caspase-2, we used various
concentrations of the caspase inhibitor DEVD-FMK, which is relatively
selective for DEVD-cleaving caspase-3-like caspases (Nicholson et al.,
1995 ). This inhibitor was administered to PC12 cells at the time of
serum deprivation, and cell lysates were prepared 6 hr later and
evaluated in parallel for caspase-3-like activity and caspase-2
cleavage. Caspase-3-like activity was measured by cleavage of the
fluorogenic substrate DEVD-AFC by cell lysates and by cleavage of the
endogenous PARP present in PC12 cells. To ensure that unbound DEVD-FMK
was not present during the DEVD-AFC-cleavage assays, we mixed untreated samples with samples treated with DEVD-FMK and found that there was no
inhibition of activity (data not shown).
As shown in Figure 4A,
N-terminal caspase-2 processing was essentially unaffected by
concentrations of DEVD-FMK up to 100 µM. In contrast, 1 µM DEVD-FMK was sufficient to cause a significant reduction of caspase-3-like activity. DEVD-AFC-cleaving activity was
essentially eliminated in cells exposed to 10 µM
DEVD-FMK. At this concentration of DEVD-FMK, PARP-cleaving activity
plateaued at a level ~50% of the activity in untreated controls
(Fig. 4A). Pretreatment with DEVD-FMK (50 µM) for 4 hr before withdrawal of serum or assessment at
later times did not alter this plateau (Fig. 4B) and
did not alter the lack of effect on caspase-2 processing, as shown in
Figure 4C. These findings thus rule out caspase-3 or other
caspase-3-like caspases as the major activators of caspase-2 in our
system.

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Figure 4.
Caspase-2 is processed by a noncaspase-3-like
caspase. A, PC12 cells were deprived of serum in the
presence or absence of various concentrations of DEVD-FMK or 100 µM CPT-cAMP. Six hours later, the cells were harvested
for assessment of PARP cleavage (top panel),
using immunoblotting with the C2-10 antibody (1:10000), and for
caspase-2 cleavage (bottom panel), using
immunoblotting with anti-N-Nedd (1:250). The arrows
denote the cleavage products of PARP and caspase-2. Lysates of these
cells were also used for measurement of DEVD-AFC cleavage activity, as
described in Materials and Methods. The activities are reported
relative to those of untreated controls. Replicate cultures from the
same set of cells were used for assessment of survival
(n = 3). B, PC12 cells were deprived
of serum in the presence or absence of CPT-cAMP (100 µM)
or the indicated concentrations of DEVD-FMK, zVAD-FMK, or BAF. For all
three caspase inhibitors, a 4 hr pretreatment was also applied to the
cells. Twelve hours after serum deprivation, lysates were harvested for
the assessment of PARP processing, using immunoblotting with the C2-10
antibody (1:10000). The arrow denotes the cleavage
product of PARP. C, PC12 cells were deprived of serum in
the presence or absence of CPT-cAMP (100 µM) or DEVD-FMK
(50 µM, with pretreatment for 4 hr). Twelve hours later,
lysates were harvested for assessment of caspase-2 processing, using
immunoblotting with anti-N-Nedd (1:200). The arrow
denotes the cleavage product of 37 kDa. D, PC12 cells
were deprived of serum in the presence or absence of 100 µM zVAD-FMK, BAF, or CPT-cAMP. Six hours later, the cells
were harvested for assessment of caspase-2 cleavage, using
immunoblotting with anti-N-Nedd. The arrow denotes the
N-terminal cleavage product.
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Role of noncaspase-3-like caspases in caspase-2 processing and
PARP cleavage
The idea that a caspase(s) other than a caspase-3-like caspase is
responsible for the processing of caspase-2 was tested using the more
general caspase inhibitors zVAD-FMK and BAF. At a concentration of 100 µM, a concentration at which DEVD-FMK was ineffective, both inhibitors inhibited caspase-2 processing (Fig.
4D). In contrast, YVAD-CMK, an inhibitor
relatively selective for ICE, did not appreciably affect caspase-2
processing, even at 250 µM (data not shown). This is
consistent with the absence of induction of ICE-like activity and the
lack of a survival-promoting effect of YVAD-CMK in this model of cell
death, as we have reported previously (Stefanis et al., 1996 ; Troy et
al., 1996 ).
The absence of DEVD-cleaving activity (measured by the fluorogenic
substrate) and the plateau of PARP-cleaving activity at concentrations
of DEVD-FMK higher than 10 µM indicate that proteases other than caspase-3-like caspases may be partly responsible for PARP
processing in trophic factor-deprived PC12 cells. These proteases are
likely to be caspases, because zVAD-FMK and BAF at concentrations of
100 µM completely abrogate PARP cleavage in this paradigm
(Fig. 4B).
In summary, it appears that DEVD-FMK affects caspase-3-like activity at
concentrations at least two orders of magnitude lower than required to
begin to affect caspase-2 processing. It is therefore highly unlikely
that caspase-3-like proteases are involved in caspase-2 processing. In
contrast, one or more caspases that do not belong to the caspase-3-like
or the caspase-1-like subfamily appear to be involved in caspase-2
processing to the 37 kDa product.
Caspase 3-like activity is not required for PC12 and sympathetic
neuron cell death caused by trophic factor deprivation
Survival of PC12 cells at various concentrations of DEVD-FMK was
assessed in parallel with caspase-2 processing and caspase-3-like activity. A concentration of 10 µM DEVD-FMK, which
inhibited caspase-3-like activity almost completely, had only small
effects on survival (Fig. 4A). With 25 µM DEVD-FMK, which abolished detectable caspase-3-like activity (as assessed by DEVD-AFC cleavage) completely, 76% of the
cells still died (Fig. 4A). To examine the
possibility that these cells were undergoing a nonapoptotic form of
cell death in the absence of caspase-3-like activity, we stained
serum-deprived PC12 cells treated with 10 or 25 µM
DEVD-FMK with the nuclear dye Hoechst 33342 (1 µg/ml; Sigma). We
found that the classic morphological hallmarks of apoptosis, such as
nuclear condensation and chromatin clumping and margination, were still
apparent in dying cells treated with 10 or 25 µM DEVD-FMK
(Fig. 5A). Therefore, apoptotic cell death was still ongoing in the absence of caspase-3-like activity.

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Figure 5.
Apoptotic cell death occurs in the absence of
caspase-3-like activity in PC12 cells and sympathetic neurons.
A, PC12 cells were deprived of serum overnight in the
presence or absence of the indicated concentrations of DEVD-FMK or
zVAD-FMK. They were subsequently fixed and stained with Hoechst 33342 (1 µg/ml; Sigma). The arrows indicate apoptotic
nuclei. B, Neuronally differentiated PC12 cells were
deprived of NGF in the presence or absence of various concentrations of
DEVD-FMK and assessed in parallel at 24 hr for caspase-3-like activity
and survival. Survival is reported as the number of intact nuclei
present at 24 hr relative to the number of nuclei present at time 0 after NGF deprivation and is given as mean ± SEM of three
samples. C, Cultured rat sympathetic neurons were
deprived of NGF in the presence or absence of zVAD-FMK (100 µM) or DEVD-FMK (100 µM), and survival was
assessed 48 hr later. Sympathetic neurons treated with 100 ng/ml NGF
were assessed in parallel. Survival is reported relative to that in the
same cultures before NGF deprivation and is given as mean ± SEM
of three samples.
|
|
We extended these observations to neuronally differentiated PC12 cells
cultured in the absence of NGF, because these cells serve as a model
for the death of sympathetic neurons after NGF deprivation. As in the
naive PC12 cells, caspase-3-like activity was completely dissociated
from cell death when neuronally differentiated PC12 cells were deprived
of NGF in the presence of various concentrations of DEVD-FMK (Fig.
5B). At a concentration of 100 µM DEVD-FMK, there were minimal effects on survival, although caspase-3-like activity was undetectable.
We next assessed the effect of 100 µM DEVD-FMK on
survival of sympathetic neurons deprived of NGF for 48 hr. At this
concentration, which abolishes caspase-3-like activity in naive and
neuronally differentiated PC12 cells, as well as in cultured embryonic
cortical neurons (L. Stefanis, W. J. Friedman, L. A. Greene, D. S. Park, unpublished results), there was only a minor effect on
survival (Fig. 5C). In contrast, and as we have previously
reported (Troy et al., 1996 ), the more general caspase inhibitor
zVAD-FMK at the same concentration offered protection similar to the
one achieved with NGF.
Together, these findings indicate that caspase-3-like activity does not
play a required role in the apoptotic death of PC12 cells or
sympathetic neurons triggered by loss of trophic support.
Downregulation of caspase-2 has no effect on
caspase-3-like activity
We have shown previously that downregulation of caspase-2 by
60-70% with the use of an Antannepedia-coupled caspase-2
antisense construct enhances survival of PC12 cells and sympathetic
neurons after withdrawal of trophic support. A scrambled
oligonucleotide with the same nucleotide composition had no effect on
survival (Troy et al., 1997 ). To further investigate the relationship
between caspase-2 and caspase-3-like activation in this paradigm, we
tested lysates of serum and NGF-deprived PC12 cells, untreated or
treated with antisense caspase-2, for their ability to cleave the
fluorogenic substrate DEVD-AFC. As shown in Figure
6, A (serum-deprived) and C (neuronally differentiated and NGF-deprived cells),
lysates from the antisense caspase-2-treated cultures possessed
caspase-3-like activity similar to untreated controls. Experiments from
the same sets of cells done in parallel confirmed that antisense
caspase-2 provided protection from withdrawal of trophic support for
both naive and differentiated PC12 cells (Fig.
6B,D). These results indicate that
depletion of caspase-2 to a level that prevents death does not affect
caspase-3-like activity. This suggests that caspase-2 is not required,
directly or indirectly, for the induction of caspase-3-like activity in
this paradigm. Furthermore, such findings indicate that activation of
caspase-3 is not sufficient to induce death in this
system.

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Figure 6.
Downregulation of caspase-2 does not affect
caspase-3-like activity. A, PC12 cells were deprived of
serum in the presence or absence of antisense Nedd-2 (400 nM) or 100 ng/ml NGF. At 6 hr after serum deprivation, cell
lysates were assayed for the presence of DEVD-cleaving activity, as
described in Materials and Methods. Results are expressed as mean ± SEM of three samples. B, Replicate cultures from the
same set of cells as in A were assessed for survival at
24 hr after NGF deprivation by counting the number of intact nuclei, as
described in Materials and Methods. Results are expressed as mean ± SEM of three samples. C, Neuronally differentiated
PC12 cells were deprived of NGF in the presence or absence of antisense
Nedd-2 (400 nM) or 100 ng/ml NGF. At 24 hr after NGF
deprivation, cell lysates were generated and tested for DEVD-cleaving
activity, as described in Materials and Methods. Results are expressed
as mean ± SEM of three samples. D, Replicate
cultures from the same set of cells as in C were
assessed for survival at 48 hr after NGF deprivation by counting the
number of intact nuclei, as described in Materials and Methods. Results
are expressed as mean ± SEM of three samples.
|
|
 |
DISCUSSION |
We have shown previously that caspase-2 is processed to a 37 kDa
N-terminal product after withdrawal of trophic support from PC12 cells
(Stefanis et al., 1997 ; Troy et al., 1997 ) and that a caspase-3-like
activity is induced in the same model (Stefanis et al., 1996 ). Our
interest in caspase-2 processing stems from our finding that this
caspase is necessary for cell death in this experimental paradigm (Troy
et al., 1997 ). In the current paper, we sought to identify upstream
regulators of caspase-2 processing, which presumably ultimately lead to
its activation, focusing especially on the relationship between
caspase-2 and caspase-3-like activity, and to investigate further the
role of this caspase-3-like activity in this cell death model.
Placing caspase-2 and caspase-3-like activity within the
apoptotic pathway
We found that caspase-2 processing, which leads to an intermediate
N-terminal cleavage product of 37 kDa, correlated temporally with the
induction of caspase-3-like activity. To further examine this
correlation, we tested various agents that inhibit caspase-3-like activation for their ability to inhibit caspase-2 processing. These
agents, including the anti-apoptotic protein bcl-2 and, in neuronally
differentiated PC12 cells, the Cdk inhibitor flavopiridol, prevent the
induction of caspase-2 processing as well, acting at some point further
upstream. The inhibition of caspase-2 processing by flavopiridol in
particular, adds further weight to the idea that aberrant activation of
components of the cell cycle is a necessary step in the apoptotic
pathway and occurs upstream of caspase activation (Park et al., 1996a ;
Stefanis et al., 1996 ). This appears to be in contrast to lymphocyte
cell death, in which Cdk activation occurs downstream of caspase
activity (Harvey et al., 1998 ). Our results place caspase-2 processing
and caspase-3-like activity at approximately the same temporal point in
the PC12 cell apoptotic pathway. However, they do not address the issue of the relationship between these two activities. Three possibilities exist: (1) caspase-3-like activity is involved in caspase-2 processing, acting at some point further upstream in the apoptotic pathway; (2)
caspase-2 is involved, directly or indirectly, in the generation of
caspase-3-like activity; and (3) caspase-2 processing and activation and caspase-3-like activity occur independently of each other, on
parallel arms of the apoptotic pathway.
The first possibility could be supported by a number of circumstantial
data (Casciola-Rosen et al., 1996 ; Xue et al., 1996 ). Li et al. (1997)
have shown that with increasing concentrations of the caspase inhibitor
DEVD-CHO there was similar inhibition of the caspase-3-like
(PARP-cleaving) and caspase-2-cleaving activities that are induced in
Jurkat cells after treatment with Fas ligand. They deduced that
caspase-2 was being processed by a caspase-3-like molecule. The
possibility therefore arose that a caspase-3-like activity may be
responsible for the processing of caspase-2 in our experimental
paradigm. We observed, however, using the caspase inhibitor DEVD-FMK,
that we could inhibit all detectable caspase-3-like activity without
affecting caspase-2 processing. It should be noted here that DEVD-based
inhibitors may not be entirely selective for caspase-3-like caspases,
as originally thought, but may still preferentially affect caspase-3
and caspase-3-like caspases (Margolin et al., 1997 ). Caspase-3-like
proteases therefore do not appear to be responsible for caspase-2
processing within PC12 cells after withdrawal of trophic support. These
results contrast with the ones reported by Li et al. (1997) in
Fas-treated Jurkat cells and may reflect differences either in the
cellular systems and/or death stimuli used or in experimental design.
If the former is true, this may be an example of the distinct manner in
which members of the caspase family may interact depending on the
system studied.
To examine the second possibility, we selectively inhibited caspase-2
via the use of antisense technology. The antisense construct that we
used has shown significant reduction of caspase-2 protein levels,
whereas there was no downregulation of caspase-3 (Troy et al.,
1997 ). Although the antisense oligonucleotide promoted survival, it had
no effect on caspase-3-like activity. These results indicate that
caspase-2 does not lie upstream of caspase-3-like activity and does not
contribute significantly to its generation. This would be in agreement
with the observation that purified caspase-2 failed to cleave a
DEVD-based fluorogenic substrate (Talanian et al., 1997 ). Therefore,
this second possibility is also discarded.
The prevailing notion is that the multiple caspases that are
present in a single cell are activated in a cascade (Enari et al.,
1996 ; Fraser and Evan, 1996 ; Srinivasula et al., 1996 ). Because in
our paradigm caspase-3-like activity does not appear to be upstream or
downstream of caspase-2, by default we are left with the third
possibility, with a model in which caspase-2 and caspase-3-like activity lie in parallel arms of the apoptotic response. This lends
support to the idea that parallel processing of caspases may occur at
least in certain cases in response to apoptotic stimuli (Fig.
7).

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Figure 7.
Model of activation of Nedd-2 (caspase-2) and
CPP32-like (caspase-3) activity in apoptosis after withdrawal of
trophic support from PC12 cells
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|
Potential upstream regulators of caspase-2 processing
What then may process caspase-2 within PC12 cells after trophic
deprivation? Our results showing complete inhibition of caspase-2 processing with the general caspase inhibitors zVAD-FMK or BAF (100 µM) would indicate that caspases are involved in this
processing. In addition, the 37 kDa band is likely to be generated by
cleavage at an aspartate residue at the site D333. Such cleavage can be performed only by caspases or granzyme B. Because caspase-3-like caspases or ICE are unlikely to be involved, caspase-2 processing in
PC12 cells may occur via autocatalysis. Consistent with this, the D333
site, with the motif VDQQD, was used to generate a
fluorogenic substrate for which purified caspase-2 showed great
affinity (Talanian et al., 1997 ). In further support of this
idea, dimerization of caspase-2 leads to its activation (Butt et al.,
1998 ).
Role of caspase-2 and caspase-3-like activity in apoptotic cell
death after trophic withdrawal
Our current results confirm previous findings that caspase-2 is
necessary for cell death after trophic deprivation in naive and
neuronally differentiated PC12 cells (Troy et al., 1997 ). Additional
confirmation has come from studies by Haviv et al. (1998) . Recent data
indicate that sympathetic neurons cultured from caspase-2 knock-out
mice show normal death in response to NGF deprivation (Bergeron et al.,
1998 ). Although these data appear to challenge the role of caspase-2 in
developmental cell death attributable to withdrawal of trophic
support, they are not necessarily incompatible with our own findings.
First, it has been found in many instances that compensatory mechanisms
(such as upregulation of other caspases) may occur in knock-out mice.
In contrast, our antisense studies provide a model of acute
downregulation of caspase-2. Second, both long and short isoforms of
caspase-2 have been described that are derived by alternate splicing
(Wang et al., 1994 ); the former, which corresponds to the protein
detected by our antiserum, is proapoptotic, and the latter, which lacks
part of the N terminus of the long form and would not be
recognized by our antiserum, is anti-apoptotic (Wang et al., 1994 ).
Bergeron et al. (1998) have deleted the gene encoding both, and, as
these authors point out, loss of the anti-apoptotic short form may
obscure effects of deletion of the long form, especially in tissues
containing both. Of relevance to this, we find by RT-PCR that a
transcript encoding the short form is expressed at levels comparable to
the long form within neuronally differentiated PC12 cells (our
unpublished results). Significantly, our caspase-2 antisense is
directed against the N terminus that is present only in the long form
and therefore would be expected to affect only the proapoptotic, but
not the anti-apoptotic, form of the molecule. Together, these
considerations suggest that findings with the caspase-2 null mouse are
not necessarily in conflict with our observations and that further
studies are needed to determine the roles of various caspase-2 forms in
neuronal cell death.
Our data also amplify previous observations about the lack of a role
for caspase-3-like activity in cell death in this paradigm (Stefanis et
al., 1996 ). We show here that PC12 cells survive in the presence of
induced caspase-3-like activity, provided that caspase-2 expression is
downregulated. Thus, induction of caspase-3-like activity is not
sufficient to evoke death in our system. This may be true in other
paradigms, as well. For example, activation of caspase-3 in stimulated
lymphocytes occurs in the absence of apoptosis (Miossec et al., 1997 ).
Such observations raise the cautionary note that induction of
caspase-3-like activity cannot necessarily be interpreted to indicate
participation of such activity in the apoptotic process. On the other
hand, we had noted previously that near-complete inhibition of
caspase-3-like activity with low concentrations of zVAD-FMK has minimal
effects on survival (Stefanis et al., 1996 ). Our current data with the
more selective caspase-3-like inhibitor DEVD-FMK extend these findings
and provide evidence that even with complete inhibition of
caspase-3-like activity, the majority of cells still undergo apoptotic
cell death. We have also extended these findings to neuronally
differentiated PC12 cells and sympathetic neurons. The partial survival
effects of DEVD-FMK at the highest concentrations used (25-100
µM) are probably related to nonspecific inhibition of
caspases that do not belong to the caspase-3-like subfamily. This
inhibition may occur at a site downstream of caspase-2 or at the level
of another parallel pathway. Thus, caspase-3-like activity is neither
sufficient nor necessary for apoptotic death in PC12 cells after
trophic deprivation. We have recently extended these findings to
embryonic cortical neurons in which apoptotic cell death can again be
dissociated from caspase-3-like activity (Stefanis, Friedman, Greene,
Park, unpublished results).
In conclusion, our current and previous (Stefanis et al., 1996 ; Troy et
al., 1997 ) results argue that for trophic deprivation of PC12 cells and
sympathetic neurons there exist at least two parallel arms of the
apoptotic response at the level of the caspases: the caspase-2 arm is
the crucial one leading to death, whereas the caspase-3-like arm is not
a determining factor therein (Fig. 7).
 |
FOOTNOTES |
Received July 10, 1998; accepted Sept. 2, 1998.
This work was supported in part by grants from National Institutes of
Health/National Institute of Neurological Diseases and Stroke, March of
Dimes Birth Defects Foundation, Muscular Dystrophy Association,
Blanchette Rockefeller Foundation, American Parkinson's Disease
Association, and the Amyotrophic Lateral Sclerosis Foundation. L.S. was
supported by a grant from the Lucille P. Markey Trust. We thank Dr.
Adriana Rukenstein for excellent assistance with cell culture.
Correspondence should be addressed to Leonidas Stefanis, Departments of
Pathology and Neurology, Taub Center for Alzheimer's Disease Research
and Center for Neurobiology and Behavior, Columbia University College
of Physicians and Surgeons, 630 West 168th Street, P&S 15-401, New
York, NY 10032.
 |
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