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The Journal of Neuroscience, November 15, 1998, 18(22):9438-9452
Selective Innervation of Neostriatal Interneurons by a Subclass
of Neuron in the Globus Pallidus of the Rat
Mark D.
Bevan1, 2,
Philip A. C.
Booth1,
Sean
A.
Eaton1, and
J. Paul
Bolam1
1 Medical Research Council Anatomical Neuropharmacology
Unit and 2 University Department of Pharmacology,
Oxford, OX1 3TH, United Kingdom
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ABSTRACT |
A subpopulation of neurons in the globus pallidus projects to the
neostriatum, which is the major recipient of afferent information to
the basal ganglia. Given the moderate nature of this projection, we
hypothesized that the pallidostriatal projection might exert indirect
but powerful control over principal neuron activity by targeting
interneurons, which comprise only a small percentage of neostriatal
neurons. This was tested by the juxtacellular labeling and recording of
pallidal neurons in combination with immunolabeling of postsynaptic neurons.
In addition to innervating the subthalamic nucleus and output nuclei, 6 of 23 labeled pallidal neurons projected to the neostriatum. Both the
firing characteristics and the extent of the axonal arborization in the
neostriatum were variable. However, light and electron microscopic
analysis of five pallidostriatal neurons revealed that each neuron
selectively innervated neostriatal interneurons. A large proportion
of the boutons of an individual axon (19-66%) made contact with
parvalbumin-immunoreactive interneurons. An individual
parvalbumin-immunoreactive neuron (n = 27)
was apposed on average by 6.7 boutons (SD = 6.1) from a single
pallidal axon (n = 2). Individual pallidostriatal
boutons typically possessed more than one symmetrical synaptic
specialization. In addition, 3-32% of boutons of axons from four of
five pallidal neurons contacted nitric oxide synthase-immunoreactive
neurons. Descending collaterals of pallidostriatal neurons were also
found to make synaptic contact with dopaminergic and GABAergic neurons
of the substantia nigra. These data imply that during periods of
cortical activation, individual pallidal neurons may influence the
activity of GABAergic interneurons of the neostriatum (which are
involved in feed-forward inhibition and synchronization of principle
neuron activity) while simultaneously patterning neuronal activity in
basal ganglia downstream of the neostriatum.
Key words:
globus pallidus; neostriatum; interneuron; cortex; feed-forward inhibition; synchronization
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INTRODUCTION |
The globus pallidus (GP) or the
external segment of the globus pallidus of primates (GPe) is located in
a central and theoretically executive position in the basal ganglia
macrocircuit and is known to perform several critical operations that
influence the output of this system in health and disease (for review,
see Albin et al., 1989 ; DeLong, 1990 ; Gerfen and Wilson 1996 ; Smith et
al., 1998 ). It has been suggested that neurons of the GP/GPe are
components of the indirect pathway/network that increases the activity
of basal ganglia output neurons in a complex spatial and temporal pattern during cortical arousal associated with movement, effects that
are hypothesized to underlie the prevention, selection, and/or termination of movement (DeLong, 1971 ; DeLong et al., 1986 ; Chevalier and Deniau, 1990 ; Anderson and Turner, 1991 ; Ryan and Clark, 1991 , 1992 ; Fujimoto and Kita, 1992 , 1993 ; Ryan and Sanders, 1993 , 1994 ; Turner and Anderson, 1997 ). In Parkinson's disease, abnormal
underactivity of GP/GPe may contribute to excessive inhibition of basal
ganglia targets leading to akinesia (for review, see Albin et al.,
1989 ; Crossman 1989 ; DeLong, 1990 ), whereas abnormal, rhythmic,
synchronized bursting of GP/GPe neurons may help to entrain the
low-frequency oscillatory output of the basal ganglia during resting
tremor (Nini et al., 1995 ; Chockkan et al., 1997 ). Recent studies
suggest that the GP/GPe and their limbic homolog the ventral pallidum also subserve an important integrative role through their divergent projections to the subthalamic nucleus (STN) and output nuclei, which
distribute information between the functionally diverse parallel
pathways that course through the basal ganglia (Bevan et al., 1996 ,
1997a ).
An emergent property of GP/GPe neurons that has yet to be incorporated
into models of basal ganglia function is the widespread targets of
their axons (Smith and Bolam, 1991 ; Bolam and Smith, 1992 ; Bevan et
al., 1994a ,b ; Kita and Kitai, 1994 ; Smith et al., 1994 ; Shink et al.,
1996 ; Nambu and Llinas, 1997 ; Sato et al., 1997 ). Thus a single neuron
may project to all nuclei of the basal ganglia and through their large,
multiple, and proximally placed GABAergic axon terminals bind or
orchestrate coherent network activity (Smith and Bolam, 1991 ; Bolam and
Smith, 1992 ; Bevan et al., 1994a ,b , 1996 , 1997a ; Smith et al., 1994 ;
Shink et al., 1996 ). An analogous operation has been described for
GABAergic interneurons of the cortex, which share many similarities
with GP/GPe neurons (Cobb et al., 1995 ; Whittington et al., 1995 ).
A subpopulation of GP neurons projects to the neostriatum (Staines et
al., 1981 ; Beckstead, 1983 ; Jayaraman, 1983 ; Staines and Fibiger, 1984 ;
Smith and Parent, 1986 ; Shu and Peterson, 1988 ; Walker et al., 1989 ;
Kita and Kitai, 1994 ; Rajakumar et al., 1994 ; Spooren et al., 1996 ;
Nambu and Llinas, 1997 ), which is the major input structure of the
basal ganglia and the major source of afferents to the GP/GPe (for
review, see Gerfen and Wilson, 1996 ; Smith et al., 1998 ). The findings
of preliminary studies (Staines and Hincke, 1991 ; Bennett et al., 1993 )
imply that the pallidostriatal projection might exert widespread
effects on the processing and transmission of information by the
neostriatum by selective innervation of neostriatal interneurons that
represent only a small fraction of neurons in this nucleus. Therefore,
the first objective of the study was to determine directly the extent
and the synaptic targets of the pallidostriatal projection.
Two major firing patterns are observed in GP/GPe neurons in
vivo (DeLong, 1971 ; Filion, 1979 ; Kita and Kitai, 1991 ; Ryan and Sanders, 1993 ), and intracellular recording studies indicate that two
major types of GP neuron can be differentiated on the basis of their
membrane and firing properties (Kita and Kitai, 1991 ; Nambu and Llinas,
1994 , 1997 ). The second objective therefore was to determine the firing
patterns of neurons that project to the neostriatum. To examine these
issues we combined physiological recording and labeling of single GP
neurons in vivo (Pinault, 1996 ) in combination with multiple
immunocytochemical staining of neostriatal interneurons.
Some of this work has been published previously in abstract form (Bevan
et al., 1997b ).
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MATERIALS AND METHODS |
Recording and filling of GP neurons
Procedures involving animals were performed in strict accordance
with the Animals (Scientific Procedures) Act, 1986 (UK), and with the
Society for Neuroscience policy on the use of animals in neuroscience
research. Extracellular recordings of neurons in the GP of male Wistar
rats (200-350 gm; Charles River, Margate, Kent, UK) that were deeply
anesthetized with ketamine (90 mg/kg, i.p.) and xylazine (10 mg/kg,
i.p.) were made under stereotaxic guidance (David Kopf Instruments,
Tujunga, CA; Inchworm, Burleigh Instruments, New York, NY) using 15-20
M glass pipettes containing 1.5% neurobiotin (Vector, Peterborough,
UK) in 0.5 M NaCl. The signal was amplified (10×) using an
Axoclamp 2A (Axon Instruments, Foster City, CA) and an AC/DC amplifier
(100×; NL 106, Digitimer, Welwyn Garden City, UK), filtered (0.3-5
kHz; NL125, Digitimer) and viewed on a digital oscilloscope (Gould
4164, Gould Instruments, Ilford, Essex, UK). Single units that were
often several millivolts in amplitude were easily discriminated from
noise, and extracellularly recorded action potentials were used to
trigger a digital pulse (NL 201 Spike Trigger, Digitimer) to a
laboratory interface (CED 1401Plus, Cambridge Electronic Design,
Cambridge, UK) and then to a computer running the Spike 2 data
acquisition and analysis program (Cambridge Electronic Design).
Recordings of spontaneous activity of 90-120 sec duration were made.
Injections of 1-10 nA cathodal current at a 200 msec on/off cycle were
then made as described previously (Pinault, 1996 ), using the bridge
circuitry of the intracellular amplifier as the pipette was slowly
advanced onto the neuron. When the firing pattern of the neuron was
robustly modulated on the positive phase of the duty cycle, the advance of the electrode was terminated, and the magnitude of injected current
was reduced to prevent damage. Neurons were typically modulated for at
least 20 min to obtain reliable filling. After the injection (10-14
hr), the animal was given a lethal dose of pentobarbitone and perfused
via the ascending aorta with 100 ml of saline followed by 300 ml of
0.3% glutaraldehyde and 3% paraformaldehyde in 0.1 M
phosphate buffer, pH 7.4, and then by 200 ml of the same solution
without glutaraldehyde.
Visualization of filled cells and their postsynaptic targets
Standard histochemical and immunocytochemical procedures
previously reported for the visualization of filled cells and their targets were used in this study, and so these will be described only
briefly. For comprehensive details of these procedures the reader is
referred to previous publications (Bolam, 1992 ; Bevan et al., 1997a ).
Vibratome sections (50-60 µm) of the fixed brain were made in the
sagittal plane. Sections were made permeable using 0.3% Triton X-100
(Sigma, Dorset, UK) in incubation solutions for light microscopy and by
multiple freeze-thawing cycles in cryoprotectant, cooled isopentane
and liquid nitrogen for electron microscopy. Neurobiotin in the
recorded cell was revealed by incubation in avidin-biotin peroxidase
complex (ABC, 1:100, Vector) for 24-36 hr at 4°C and then in
hydrogen peroxide and diaminobenzidine tetrahydrochloride (DAB; Sigma)
in the absence or presence of nickel ions (Ni-DAB). Parvalbumin-immunoreactive (PV-IR) structures were revealed by incubation in mouse anti-PV (1:2000; SWant, Bellinzona, Switzerland) for 24-36 hr at 4°C, donkey anti-mouse IgG (1:100; Jackson
ImmunoResearch, West Grove, PA) for 2 hr at room temperature, and mouse
peroxidase anti-peroxidase (PAP; 1:100; Dako, Glostrup, Denmark) for 2 hr at room temperature, and the chromogen that was not used to reveal the recorded cell, i.e., DAB or Ni-DAB. Sections were then divided along the GP/neostriatum border using a razor blade under a dissecting microscope. Nitric oxide synthase-immunoreactive (NOS-IR) structures in
the neostriatum were revealed by incubation in sheep anti-NOS (1:1000;
gift from Dr. Piers Emson) (Herbison et al., 1996 ) for 24-36 hr at
4°C, donkey anti-sheep IgG (1:100; Jackson ImmunoResearch) for 2 hr
at room temperature, and sheep PAP (1:100; Jackson ImmunoResearch) for
2 hr at room temperature. Peroxidase bound to NOS-IR structures was
detected using Vector VIP (light microscopy) or benzidine dihydrochloride (BDHC; electron microscopy) (Bolam, 1992 ). Tyrosine hydroxylase-immunoreactive (TH-IR) structures caudal to the neostriatum were revealed by incubation in rabbit anti-TH (1:1000; Eugenetech International) for 24-36 hr at 4°C, donkey anti-rabbit IgG (1:100; Jackson ImmunoResearch) for 2 hr at room temperature, and rabbit PAP
(1:100; Dako) for 2 hr at room temperature. Peroxidase bound to TH-IR
structures was detected as for nitric oxide synthase. Sections were
mounted for light microscopy or electron microscopy as described
previously (Bolam, 1992 ).
Electrophysiological analysis
Spike times obtained from Spike 2 were converted into interspike
intervals using Excel (Microsoft, Redmond, WA). The coefficient of
variation of interspike interval for each cell was calculated from the
SD of the last 499 interspike intervals in the recording divided by
their average interspike interval (Johnson, 1996 ). Firing frequency of
the same spike train was calculated from the reciprocal of the mean
interspike interval. The burst index of the same spike train was
calculated using an algorithm based on discharge density, as described
previously (Kaneoke and Vitek, 1996 ).
Anatomical analysis
Light microscopy. Juxtacellularly labeled GP neurons
and randomly selected postsynaptic PV-IR neurons were reconstructed in two dimensions under 50-100× oil immersion objectives using a drawing
tube attached to a light microscope (Dialux 22, Leica, Milton Keynes,
UK). In the neostriatum, the position and structure to which each
axonal bouton was apposed were recorded. The target was recorded as
unknown when immunoreagents had not penetrated to the depth at which
the bouton was located and recorded as negative when the bouton was not
apposed to an immunoreactive structure but was located at a depth to
which immunoreagents had penetrated.
Electron microscopy. In some cases, GP boutons that were
identified by light microscopy as being apposed to PV-IR and NOS-IR neurons in the neostriatum and TH-IR and PV-IR neurons of the substantia nigra were resectioned on an ultramicrotome (Reichert Ultracut E, Leica) and further analyzed by electron microscopy (Phillips CM10, Eindhoven, The Netherlands) as described previously (Bolam, 1992 ; Bevan et al., 1997a ).
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RESULTS |
On the basis of their axonal projections, two types of neuron were
labeled by the juxtacellular application of neurobiotin in the GP. One
population (6 of 23) projected to the neostriatum in addition to
locally within the GP and caudally within the basal ganglia; these
neurons are the focus of this report (Fig.
1). The second population (17 of 23)
projected within the GP and caudally within the basal ganglia (Fig.
2) and are the subject of a future report.

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Figure 1.
Reconstruction along the rostrocaudal axis of the
axon (black; 1 connects to
2) and soma and dendrites (gray)
of a single GP neuron [neuron 9678 (Table 1)] that projects to the
neostriatum (NS) in addition to other basal ganglia
nuclei. Note the extensive axonal arborization in the neostriatum (1353 boutons) that arises from four branches of the main axon. Boutons were
located in 27 sagittal sections of 50 µm thickness. Note also the
local collaterals in the GP (315 boutons) that extend well beyond the
dendrites of the parent neuron. This cell also innervated the
entopeduncular nucleus (EP) (27 boutons), the
subthalamic nucleus (STN) (66 boutons), and the
substantia nigra (247 boutons). In the substantia nigra the axon gave
rise to three arborizations at three rostrocaudal levels. The most
rostral arborization was restricted to the rostral part of substantia
nigra pars compacta (SNc) (29 boutons). The two more
caudal arborizations were located in the substantia nigra pars
reticulata (SNr) (87 and 131 boutons). Scale bar, 300 µm.
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Figure 2.
Reconstruction along the rostrocaudal axis of the
axon (black) and the soma and dendrites
(gray) of a representative example of the
majority of GP neurons, i.e., those that do not project to the
neostriatum. These neurons give rise to local axonal arborizations (145 boutons in this example) and project to the entopeduncular nucleus
(EP) (43 boutons in this example), the subthalamic
nucleus (STN) (181 boutons in this example), and
the substantia nigra (SN) (120 boutons in this
example). Scale bar, 300 µm.
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Firing patterns of pallidostriatal neurons
A spectrum of firing frequencies and patterns was found in
pallidal neurons that project to the neostriatum (Table
1). Neurons firing at relatively low and
higher frequencies fired regularly, irregularly, or in bursts (Fig.
3A,B; Table 1). Pallidal
neurons were completely labeled with tracer when firing was
consistently and robustly modulated by the juxtacellular application of
positive current for at least 20 min (Fig. 3C; see Fig.
5A,F), which was followed by the recovery of normal
firing pattern.

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Figure 3.
Physiological recordings from the GP of
anesthetized rats. A, Triggered spike train of neuron
9665 (Table 1). This neuron possessed a relatively low mean firing rate
and discharged in a bursting pattern. B, Triggered spike
train of neuron 9672 (Table 1). This neuron discharged at a relatively
high mean rate in an irregular, nonbursting pattern. C,
Representative example of the modulation of spontaneous firing of a
neuron in the GP during a successful juxtacellular injection. Note the
alternate 200 msec periods of higher-frequency firing during current
injection and lower-frequency firing when current injection was ceased.
The onset and termination of current injection can be noted from the
large switching artifact, which is of greater amplitude than the
extracellularly recorded waveform.
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Appearance of staining
Light microscopy
Juxtacellularly labeled neurons were filled with a dense
blue-black reaction product when visualized with Ni-DAB (see Figs. 5A-E, 6A, 7A,
8B,C, 9B-D) and a dense brown reaction
product when visualized with DAB (see Figs. 5F,G).
Postsynaptic structures were labeled with a dense brown (see Figs.
5B,D,E, 6A, 9B-D), blue-black
(see Fig. 5F), or purple (see Fig. 5C,D,G)
reaction product when visualized with DAB, NiDAB, or VIP, respectively. Postsynaptic structures labeled with BDHC contained a dense blue crystalline reaction product (see Figs. 7A,
8B,C).
Electron microscopy
Juxtacellularly labeled neurons that were visualized with Ni-DAB
were filled with an amorphous electron-dense reaction product that
adhered to or invaded subcellular organelles (see Figs.
6B-H, 7B-H, 8A,D-I,
9A,E-H). Parvalbumin immunoreactivity was visualized with DAB, which was similar in appearance to Ni-DAB although generally much less dense (see Figs. 6B-D). Presynaptic and
postsynaptic elements labeled with DAB-based reaction products could
only be distinguished unequivocally in the electron microscope by
correlated light and electron microscopy (see Figs. 6, 9).
Nitric oxide synthase-immunoreactive and TH-IR structures were
visualized with BDHC (see Figs. 6A,H,
7B-H, 8A,D-I), which formed a
more electron-dense and crystalline reaction product than DAB-based
products and did not have a particular association with subcellular organelles.
Location and somatodendritic features of
pallidostriatal neurons
The six labeled pallidostriatal neurons in this study were located
in the dorsal and medial two-thirds of the rostrocaudal extent of the
GP (Table 2). The dimensions and
branching patterns of their dendrites are consistent with earlier
reports (see Discussion). Thus each neuron gave rise to three to five
primary dendrites that branched repeatedly and extended over a large
fraction of the nucleus. Each neuron bore dendritic spines but the
size, distribution, and density were variable between neurons and even
between the dendrites of the same neuron. Complex varicose dendritic
endings were noted on some of the tertiary dendrites of all neurons. In two neurons, one of the dendrites extending in the dorsal direction appeared to be damaged by the injection procedure; they were shrunken and exhibited signs of degeneration. We cannot comment on the three-dimensional shape of the dendritic arborization because a
two-dimensional tracing technique was used.
General features of axonal arborizations of
pallidostriatal neurons
In addition to projecting to the neostriatum, all six neurons gave
rise to local collaterals within the GP (Figs. 1,
4). Their relationship to the parent
dendritic tree and the number and density of varicosities on these
local collaterals were variable. Of five neurons whose axons were
traced caudally out of the GP (neurons 9645, 9665, 9671, 9672, and
9678), all gave rise to axonal arborizations in the subthalamic nucleus
and the substantia nigra, and four of five also terminated in the
entopeduncular nucleus. Similarly, the dimensions and number and
density of varicosities on these collaterals were highly variable.

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Figure 4.
A, B, Reconstructions along the
rostrocaudal axis of the axon (black) and the soma and
dendrites (gray) of two GP neurons
(A, neuron 9666; B, neuron 9672) that
project to the neostriatum in addition to other basal ganglia nuclei.
Neuron 9666 gave rise to 942 boutons, and neuron 9672 gave rise to 329 boutons in the neostriatum. Note the heterogeneous nature of the local
and neostriatal axonal arborizations in terms of their dimensions and
density (also see Fig. 1). The arrow indicates the
branch of the axon that gave rise to descending projections to the EP,
STN, and SNr. Scale bar (shown in A for A
and B): 300 µm.
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Neostriatal axonal arborizations
Neostriatal arborizations arose from one to five branches of the
main axon that coursed laterally before proliferating medially (Figs.
1, 4). The general course of these axons was along the axis defined by
the corticofugal and striatofugal fiber bundles that converged onto the
labeled cell. The dimensions of the neostriatal axonal arborizations
were variable. In one case the arborization stretched over several
millimeters of the dorsoventral, mediolateral, and rostrocaudal axes of
the neostriatum (Fig. 1), whereas in another case a more restricted
focal arborization arose from a single branch of the main axon and
occupied only a few hundred micrometers of the neostriatum (Fig.
4B). This heterogeneity was reflected in the total
numbers of boutons carried by each arborization (Table
3). It is unlikely that this
heterogeneity arose from incomplete filling, because the axons of these
cells in the neostriatum and substantia nigra did not display
attenuation of staining intensity compared with local axons in the
GP.
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Table 3.
Numbers of boutons and synaptic targets of the neostriatal
collaterals of five completely filled GP neurons
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Postsynaptic targets of pallidostriatal neurons in
the neostriatum
Parvalbumin-immunoreactive neurons
The neostriatal axons of the five neurons that were examined
selectively innervated parvalbumin-immunoreactive neurons (Figs. 5B,D,E,
6A-G; Tables 3,
4) because the proportion of
pallidostriatal boutons in contact with parvalbumin-immunoreactive
neurons exceeded the proportion that this class of neuron represents in
the neostriatum. All parts of these interneurons were innervated (Figs.
5B,D,E, 6A-G; Tables 3, 4). Typically,
clusters of pallidostriatal axonal varicosities were apposed to
restricted parts of the dendrites and/or the soma of individual
postsynaptic neurons (Figs. 5B,D,E, 6A-G). In tissue prepared for electron microscopy,
these associations were generally verified as synaptic contacts (Fig.
6). Of the boutons apposing PV-IR neurons that were analyzed by
electron microscopy, 16 of 18 were confirmed to be synaptic contacts.
In the other two cases, the boutons apposed the membrane of the
putative postsynaptic structure, but the plane of section prevented
unequivocal verification of synaptic contact. The terminals formed
symmetric synaptic contacts; six were identified in contact with
perikarya and 10 with dendrites of PV-IR neurons (Fig. 6). Individual
terminals often possessed multiple sites of neurotransmitter release
(Fig. 6D,E,G).

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Figure 5.
Light micrographs illustrating juxtacellularly
labeled GP neurons (A, F) and their axons in the
neostriatum (NS) in relation to PV-IR (B, D,
E) and NOS-IR (C, G) interneurons. In
A-E, the GP neurons were visualized with Ni-DAB giving
a blue-black stain, the PV-IR interneurons were
visualized with DAB and stained brown, and the NOS-IR
interneurons were visualized with VIP and stained
purple. In F and G,
another combination of chromogens was used: GP neurons were visualized
with DAB (brown), PV-IR neurons were visualized with
Ni-DAB (blue-black), and NOS-IR interneurons were
visualized with Vector VIP (purple).
A, F, Juxtacellularly labeled
neurons in the GP in sections that were also stained to reveal PV-IR
neurons. Note the Golgi-like labeling of the filled single neurons and
the many PV-IR structures. In F the neuron is located on
the rostral-dorsal border of the GP, which is clearly defined by high
density of PV-IR neurons in the GP compared with the lower density of
PV-IR neurons in the neostriatum (NS). B, D,
E, Selective innervation of PV-IR interneurons of the
neostriatum by GP neurons. Note the clusters of axonal varicosities
(arrows) apposing restricted parts of the PV-IR
postsynaptic cells. C, D, G, Examples of the innervation
of NOS-IR interneurons of the NS by the GP. C, E, The
typical arrangement of multiple pallidal axonal boutons apposing
individual postsynaptic neurons (arrows).
D, A single GP axon forms multiple appositions with a
PV-IR neuron (arrows), and in addition apposes a
small-diameter dendrite of a NOS-IR interneuron (most ventral
arrow). Scale bars (shown in A for
A and F): 20 µm;
B, 20 µm; (shown in C for C-E, G): 10 µm.
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Figure 6.
A-H, Light and electron
micrographs illustrating the selective innervation of neostriatal
interneurons by individual neurons of the GP. In these micrographs the
axon of the GP neuron 9678 is revealed with Ni-DAB, the PV-IR
structures are revealed with DAB, and NOS-immunoreactive structures are
revealed with BDHC. A, Light microscopic montage of a
PV-IR neuron and a NOS-IR dendrite. The PV-IR neuron is apposed by five
boutons of the pallidostriatal neuron, two (b1, b2) of
which contact the proximal dendrite, and three (b3-b5)
of which contact the perikaryon. The NOS-IR dendrite is also apposed by
a bouton (b6). B, Electron
micrograph of part of the same region shown in A. The
soma of the PV-IR neuron, the capillary (c), and
the pallidostriatal bouton (b2) act as registration
marks between the two levels of investigation. C-H,
High-magnification electron micrographs of the pallidostriatal boutons
in contact with the PV-IR (C-G) and NOS-IR
(H) interneurons. Each bouton forms
symmetrical synaptic contact (arrows) with its
postsynaptic target. Some boutons possess multiple release sites
(b2, b3, b5). At higher magnification the amorphous
nature of the NiDAB and DAB reaction products
(C-H) and the crystalline nature of
the BDHC reaction product (H) are
apparent. Scale bars (shown in A for A
and B): 10 µm; (shown in C for
C, D-H): 0.5 µm.
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Table 4.
Numbers and positions of pallidostriatal boutons derived
from two neurons (neurons 9671 and 9672) apposed to completely stained
PV-IR interneurons of the neostriatum
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Because most of the pallidostriatal boutons in contact with PV-IR
neurons formed verifiable synaptic contacts, we made quantitative estimates of the number of pallidostriatal boutons in contact with
individual neurons on the basis of light microscopic analysis. Pallidostriatal boutons in contact with randomly selected PV-IR neurons
(n = 27) in two animals in which the staining of
interneurons occurred throughout sections were examined, and the number
and position of GP boutons in contact with them were recorded (neurons 9671 and 9672; Table 4). The data derived from the two animals were not
signficantly different from one another (Mann-Whitney U
test) and therefore were pooled. The pooled data were Poisson in
distribution. Parvalbumin-immunoreactive neurons were found to receive
on average 6.7 boutons (SD = 6.1) from an individual pallidal axon.
Nitric oxide synthase-immunoreactive neurons
A major target of some pallidostriatal axons were NOS-IR neurons
(Table 3). In these cases, single axonal boutons or clusters of axonal
boutons were often apposed to the soma and dendrites of individual
NOS-IR neurons (Figs. 5C,D,G, 6A,H,
7A; Table 3). Of 23 boutons
examined by correlated light and electron microscopy, 21 were
identified in synaptic contact with NOS-IR neurons (Figs. 6A,H, 7). In two cases the plane of section was not
compatible with the verification of synaptic contact. Pallidal
terminals were observed in symmetrical synaptic contact with the
dendrites (n = 14) and soma (n = 7) of
NOS-IR neurons (Figs. 6A,H, 7). Individual terminals
often possessed multiple synaptic release sites (Figs. 7E,G). Because the selectivity of pallidal axons for NOS-IR
neurons was less consistent between animals (four of five GP neurons
displayed varying degrees of selectivity for NOS-IR neurons) and less
pronounced than for PV-IR neurons, a quantitative model of connectivity
was not attempted.

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Figure 7.
Light and electron micrographs illustrating the
selective innervation of NOS-IR interneurons by an individual GP neuron
9678. A, Light microscopic montage of the dendrites of
two NOS-IR interneurons (visualized with BDHC). One is apposed by one
bouton (b1), and the other is apposed by five boutons
(b2-b6) of a densely labeled pallidostriatal
axon visualized with Ni-DAB. B, Low-magnification
electron micrograph illustrating part of the region in
A. Note that b3 and b4 act
as registration marks and b3 apposes a branch of the
dendrite to which b4 is apposed. C-H,
High-magnification electron micrographs of the boutons
(b1-b6), illustrating their synaptic contacts
with the two NOS-IR dendrites. Each bouton forms symmetrical synaptic
contact with the NOS-IR dendrites identified by the BDHC reaction
product (visible in C, D, and
G). Note that individual boutons may possess multiple
release sites (E-G). The amorphous nature of the
Ni-DAB product (B-H) and the crystalline
nature of the BDHC reaction product are apparent (C, F,
G). Scale bars: A, 10 µm; B, 5 µm; C (also applies to D-H),
0.5 µm.
|
|
Postsynaptic targets of axon collaterals of pallidostriatal neurons
in the substantia nigra
The axon collateral of a pallidostriatal neuron in the substantia
nigra (Fig. 1) was examined by correlated light and electron microscopy
to determine whether a single pallidal neuron is also capable of
forming synaptic contacts with dopaminergic (TH-IR) and GABAergic
(PV-IR) neurons. Four neurons (three TH-IR neurons in the rostral pars
compacta and one PV-IR neuron in the ventral-caudal pars reticulata)
that were apposed by multiple pallidostriatal boutons were analyzed by
correlated light and electron microscopy and were confirmed as
receiving multiple symmetrical synaptic contacts to their
proximal regions (Figs. 8,
9).

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Figure 8.
Light and electron micrographs illustrating the
innervation of dopaminergic neurons of the substantia nigra pars
compacta (TH1-TH3; visualized with BDHC) by pallidal
neuron 9678 (visualized with Ni-DAB) that also innervated interneurons
in the neostriatum (Figs. 6, 7) and also projected to the EP, STN, and
SNr (Figs. 1, 6, 7, 9). A, Low-magnification electron
micrograph of a region of the substantia nigra pars compacta that
contains the somata of three TH-IR neurons (TH2 is
lightly labeled) and three pallidonigral boutons
(b1-b3). B, C, Light micrographs of the
same region shown in A at two different focal depths
illustrating six boutons (b1-b6) apposed to the
three TH-IR neurons. The two capillaries (c) act
as further registration marks between the light and electron
microscopes. D-I, High-magnification electron
micrographs of the boutons (b1-b6) illustrating
their synaptic contact with the three TH-IR neurons. Each bouton forms
symmetrical synaptic contacts with the soma of the dopaminergic neurons
(arrows). Note that individual boutons may possess
multiple release sites (D, E, I). In the electron
micrographs the amorphous nature of the Ni-DAB product (A,
D-I) and the crystalline nature of the BDHC reaction
product (visible in E, F) are apparent. Scale
bars: A, B, 10 µm; D (also applies to
E-I), 0.5 µm.
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|

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[in a new window]
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Figure 9.
Light and electron micrographs illustrating the
innervation of a PV-IR neuron of the substantia nigra pars reticulata
by the axon terminals of pallidal neuron 9678 (visualized with NiDAB)
that gave rise to the synaptic contacts in Figures 6, 7, and 8.
A, Electron micrograph of a region of the
substantia nigra pars reticulata that contains the somata of two PV-IR
neurons (PV1, PV2; visualized with DAB)
and two boutons (b1, b3) that appose PV1.
B-D, Light micrographs of the same region shown in
A at three different focal depths illustrating four
boutons (b1-b4) apposed to PV1. A capillary
(c) acts as a further registration mark of the
light and electron micrographs. E-H, High-magnification
electron micrographs of the boutons (b1-b4)
illustrating their synaptic contacts with the soma of the PV-IR neuron
PV1. Each bouton forms symmetrical synaptic contacts
(arrows) with the soma of the GABAergic neuron. Note
that individual boutons may possess multiple release sites (E,
G). In the electron micrographs (A, E-H)
the amorphous nature of the Ni-DAB reaction product is apparent. Scale
bars: A, B (also applies to C, D), 10 µm; D (also applies to E-I),
0.5 µm.
|
|
 |
DISCUSSION |
The results of the present study demonstrate that single GP
neurons firing in a range of modes selectively innervate GABAergic and
nitric oxide synthesizing interneurons of the neostriatum, and in
addition they innervate diverse classes of neurons in the globus
pallidus, entopeduncular nucleus, subthalamic nucleus, and substantia
nigra. Thus single GP neurons have the potential to regulate the manner
in which the basal ganglia receives, processes, and transmits cortical information.
Firing patterns of juxtacellularly recorded
pallidostriatal neurons
Pallidostriatal neurons discharged at low or high rates and could
fire in regular, irregular, and bursting modes. The faster firing
neurons that discharge at rates greater than the maximal repetitive
firing frequency of type 1 GP neurons observed in guinea pig slices
(<10 Hz) (Nambu and Llinas, 1994 ) may correspond to type 2 neurons
observed in the same preparation, which may fire repetitively up to 200 Hz with weak spike frequency adaptation (Nambu and Llinas, 1994 ). They
may also correspond to the majority (73%) of GP neurons recorded
intracellularly in anesthetized rats that spontaneously fire
repetitively (2-40 Hz), up to 60 Hz with steady-state current
injection, and up to 500 Hz for short periods (Kita and Kitai, 1991 ).
The ability of some of these neurons to fire bursts of action
potentials (neurons 9645 and 9678) may relate to their expression of a
low-threshold calcium conductance (Nambu and Llinas, 1994 ) and
prevailing network activity in the anesthetized preparation (c.f.
Steriade and Deschênes, 1984 ; Steriade, 1993 ).
Neurons firing at lower rates (neurons 9665 and 9671) may be composed
of the type 1 neurons of Nambu and Llinas (1994) that discharge
repetitively at <10 Hz and can fire short bursts of rapidly
accommodating spikes (mediated by a low-threshold calcium current and
an A-current). However, we cannot exclude the possibility that they
represent type 2 neurons (Nambu and Llinas, 1994 ), which appear to fire
more slowly in the anesthetized preparation (Kita and Kitai, 1991 ; Ryan
and Sanders, 1993 ) and may also discharge in bursts as described above.
Taken together, these data suggest that the pallidostriatal neurons are
composed of one or possibly two principal classes of neuron that may
discharge in various patterns. This interpretation is consistent with
the recent observation that both the type 1 and 2 neurons described by
Nambu and Llinas (1997) projected to the neostriatum.
General anatomical properties of pallidostriatal neurons
The somatodendritic features of GP neurons that project to the
neostriatum observed in this study are similar to those that have been
described for the majority of neurons in the rat (Danner and Pfister,
1981 ; Falls and Park, 1981 ; Falls et al., 1983 ; Kita and Kitai, 1994 )
and guinea pig GP (Nambu and Llinas, 1997 ) and GPe of the primate
(Fox et al., 1974 ; Park et al., 1982 ; François et al., 1984 ;
Yelnik et al., 1984 ). Approximately one-quarter of the GP neurons
labeled in this study innervated the neostriatum, a figure that is
comparable with other reports (Staines et al., 1981 ; Beckstead, 1983 ;
Jayaraman, 1983 ; Staines and Fibiger, 1984 ; Smith and Parent, 1986 ;
Walker et al., 1989 ; Kita and Kitai, 1994 ; Nambu and Llinas, 1997 ).
This figure should be interpreted with caution, however, because (1)
the recording and juxtacellular labeling method may select for
subpopulations of neurons (Kita and Kitai, 1991 ; Ryan and Sanders,
1993 ; Pinault, 1996 ), (2) not all parts of the GP were sampled equally,
and (3) the sample size is small.
From the trajectory of single pallidostriatal axons that we observed
and the results of retrograde and anterograde tracing in rats (Staines
et al., 1981 ; Wilson and Phelan, 1982 ; Staines and Fibiger, 1984 ;
Gerfen, 1985 ), cats (Beckstead, 1983 ; Jayaraman, 1983 ), and primates
(Smith and Parent, 1986 ; Flaherty and Graybiel, 1993a ), it is likely
that the pallidostriatal projections and striatopallidal projections,
which conserve dorsoventral and mediolateral relationships, are in
register. Thus functionally related regions of GP and neostriatum are
reciprocally connected.
Anterograde tracing studies from the GP/GPe have reported a projection
to the neostriatum that has been described as sparse to substantial
(Shu and Peterson, 1988 ; Kita et al., 1991 ; Rajakumar et al., 1994 ;
Spooren et al., 1996 ). The reasons underlying these differences are not
known but may be attributable in part to the high density of axons
coursing through the GP and the possibility of the incorporation of
tracers by fibers of passage and the possibility of multimodal
transport (Smith et al., 1998 ). Through tracing of the labeled axon
from the cell body of filled neurons, we confirm earlier reports (Kita
and Kitai, 1994 ; Nambu and Llinas, 1997 ) that GP neurons do project to
the neostriatum and their existence is not an artifact of extracellular
tracing techniques.
We describe for the first time that the extent and density of
pallidostriatal axons of individual neurons are highly heterogeneous, ranging from extensive and low-density arbors to more restricted and
more dense focal arbors. Our data provide further evidence that an
emergent property of individual pallidal neurons in subprimates (Staines and Fibiger, 1984 ; Kita and Kitai, 1994 ; Nambu and Llinas, 1997 ) and primates (Shink et al., 1996 ; Sato et al., 1997 ) is the
arborization of their axon in multiple nuclei of the basal ganglia.
Thus each GP neuron that projected to the neostriatum in this study
arborized locally in the GP, and all five neurons that were traced
caudally out of the GP also arborized in caudal basal ganglia targets.
We have now demonstrated directly, through complete filling of single
GP neurons in combination with correlated light and electron
microscopy, that a single GP neuron that projects to the neostriatum
may also form synaptic contacts with GABAergic output neurons of the
substantia nigra pars reticulata and dopaminergic neurons of the
substantia nigra pars reticulata, in addition to terminating in
the GP, entopeduncular nucleus, and STN.
Selectivity of pallidostriatal axons for
neostriatal interneurons
The most important finding of the present study is that each of
the five pallidostriatal neurons that were studied selectively innervated interneurons of the neostriatum. Correlated light and electron microscopy confirmed that pallidal boutons apposing
interneurons do indeed represent symmetrical synaptic contacts. They
display ultrastructural features similar to those reported previously for pallidal terminals in other basal ganglia nuclei (for review, see
Smith et al., 1998 ), i.e., they are of medium to large diameter, contain several mitochondria and variable densities of pleomorphic synaptic vesicles, and form symmetrical synaptic contacts with their
postsynaptic targets, individual terminals often possessing more than
one site of neurotransmitter release. Pallidal boutons innervated all
parts of interneurons, characteristically forming clusters on
restricted parts of the postsynaptic cell, suggesting that they
powerfully influence membrane potential at specific points on the
target cell, although the position and number of pallidal boutons on
the population of interneurons innervated by a single axon were variable.
A large proportion of boutons (19-66%) of an individual GP neuron in
the neostriatum apposed PV-IR interneurons, despite the fact that these
neurons represent only ~3% of the total neuronal population in the
neostriatum (Bolam et al., 1983 , 1985 ; Cowan et al., 1990 ; Kita et al.,
1990 ; Kita, 1991 ).
Selectivity of pallidostriatal axonal boutons for NOS-IR neurons
[which are mostly equivalent to NADPH
diaphorase-reactive/somatostatin-IR interneurons (Kawaguchi et al.,
1995 ; Kawaguchi, 1997 ) and represent ~1% of the total striatal
population (West et al., 1996 )] has been reported previously on the
basis of anterograde tracing from GP combined with NADPH-diaphorase
histochemistry and biochemical studies (Staines and Hincke, 1991 ;
Bennett et al., 1993 ). Our study confirms and extends this finding;
four of five neurons displayed some degree of selectivity. The variable
selectivity for NOS-IR neurons may be real or technical, the latter
because of the variable quality of NOS immunolabeling obtained with our protocol.
The proportion of pallidostriatal boutons in contact with the two
classes of neostriatal interneuron is likely to be an underestimate because immunostaining is usually less than 100% efficient because of
the loss of antigenicity through processing and incomplete penetration
of immunoreagents (Bolam, 1992 ). We attempted to adjust for the latter
by only estimating the proportion of boutons in contact with
interneurons at levels of the tissue where there was immunostaining.
This approach may be biased, however, because of peroxidase reaction
products, which diffuse more effectively in large diameter
structures than smaller diameter structures or in tortuous structures.
Although each pallidostriatal neuron that was tested selectively
innervated interneurons, it must be considered that because of the
small sample size, the fact that not all regions of the GP were
sampled, and the potential bias of our labeling technique, additional
components of the pallidostriatal system may remain to be studied and
these components may display different rules of connectivity.
Furthermore, it remains to be determined whether components of the
pallidostriatal projection of primates also display selectivity for interneurons.
Functional implications
Parvalbumin-immunoreactive interneurons represent the principal
class of GABAergic interneuron in the neostriatum (Bolam et al., 1983 ,
1985 ; Cowan et al., 1990 ; Kita et al., 1990 ; Bennett and Bolam, 1994b ).
These interneurons mediate feed-forward inhibition (Kita, 1991 ;
Pennartz and Kitai, 1991 ; Lapper et al., 1992 ; Bennett and Bolam,
1994a ) and are involved in the synchronization of medium spiny
projection neurons during periods of cortical activation (Plenz and
Kitai, 1998 ). Because GP neurons receive monosynaptic and/or rapid
disynaptic activation (via the STN) (Tremblay and Filion, 1989 ; Ryan
and Clark, 1991 ; Kita, 1992 ; Naito and Kita, 1994 ; Plenz and Kitai,
1998 ) after cortical activation, they are well placed to modulate the
cortical activation of PV interneurons (Pennartz and Kitai, 1991 ; Plenz
and Kitai, 1998 ) through shunting of coincident cortical excitatory
postsynaptic potentials and phase-lock action potential generation
(c.f. Pennartz and Kitai, 1991 ; Cobb et al., 1995 ; Ulrich and
Huguenard, 1997a ,b ). The total number and placement of GP terminals on
PV interneurons when compared with studies of similar unitary
inhibitory connections suggest that they might powerfully shunt
excitatory inputs, phase-lock, or prevent action potential generation
(Cobb et al., 1995 ). The same pallidostriatal neurons that innervate PV
interneurons also provide major synaptic input to NOS interneurons,
which themselves regulate neostriatal activity through the release of
GABA (Kubota et al., 1993 ), nitric oxide (Hanbauer et al., 1992 ;
Guevara-Guzman et al., 1994 ; Lonart and Johnson, 1994 ; East et al.,
1996 ; Stewart et al., 1996 ), and neuropeptides (Radke et al., 1993 ),
and to different classes of neurons in functionally related [and
unrelated (Bevan et al., 1996 , 1997a )] regions downstream of the neostriatum.
Given the topography of pallidostriatal axons and the variability in
the placement and number of boutons on PV interneurons, it is likely
that neighboring GP neurons that converge on a reciprocally connected
region of the neostriatum must weight their connections to PV neurons
appropriately so that the total pallidal input to an individual PV
neuron is similar in number and placement. In addition, one might
predict that presynaptic GP neurons fire synchronously to exert similar
effects on PV neurons in a reciprocally connected zone of the
neostriatum. However, there is little correlation of firing of
neighboring GP neurons in awake behaving animals (Nini et al., 1995 ),
suggesting that the pallidostriatal projection may equally exert
complex, heterogeneous effects on interneurons in the same functional
region of the neostriatum. The diversity of pallidostriatal axonal
arborizations in terms of their extent and numbers of boutons may
relate to the complex patch-striosome/matrix (Graybiel, 1990 ; Gerfen,
1992 ) and matrix/matrisome compartmentation (Flaherty and Graybiel,
1991 , 1993a ,b , 1994 , 1995 ) of the neostriatum. Future studies combining
filling of single GP neurons in combination with staining of markers of
neostriatal compartmentation are required to test this hypothesis. The
nature of the synaptic targets of pallidostriatal boutons that
innervated immunonegative structures also remains to be established. Do
these targets represent medium spiny projection neurons (Kita et al.,
1991 ; Rajakumar et al., 1994 ), other classes of interneuron, or PV and
NOS interneurons that were not labeled for technical reasons?
In conclusion, the findings we present, taken together with previous
data, suggest that GP neurons play an important role in synchronizing
and spatially and temporally structuring the complex and dynamic
response of the whole basal ganglia in response to cortical activation
during behavior.
 |
FOOTNOTES |
Received May 5, 1998; revised Aug. 26, 1998; accepted Sept. 3, 1998.
This work was supported by the Wellcome Trust and the Medical Research
Council UK. M.D.B. is an Advanced Training Fellow of the Wellcome Trust
(046613/Z/96/Z). We gratefully acknowledge Dr. Y. Kaneoke for providing
and modifying the program for analysis of bursting in spike trains; Dr.
P. Emson for the gift of the nitric oxide synthase antibody; Drs.
C. J. Wilson, B. D. Bennett, and E. Stern for helpful
comments on the analysis and interpretation of this work; and Liz
Norman, Caroline Francis, and Paul Jays for technical assistance.
Correspondence should be addressed to Dr. Mark D. Bevan, Medical
Research Council Anatomical Neuropharmacology Unit and University Department of Pharmacology, Mansfield Road, Oxford, OX1 3TH, UK.
 |
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