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The Journal of Neuroscience, December 1, 1998, 18(23):9845-9857
Targeted Expression of a Toxin Gene to D1 Dopamine Receptor
Neurons by Cre-Mediated Site-Specific Recombination
John
Drago1,
Poolpol
Padungchaichot1,
John Y. F.
Wong1,
Andrew J.
Lawrence2,
Julie F.
McManus1,
Sony H.
Sumarsono4,
Anthony L.
Natoli1,
Merja
Lakso5,
Nigel
Wreford3,
Heiner
Westphal6,
Ismail
Kola4, and
David I.
Finkelstein1
1 Neurosciences Group, Department of Anatomy,
2 Department of Pharmacology, 3 Department of
Anatomy, and 4 Molecular Genetics and Development Group,
Institute of Reproduction and Development, Monash University, Clayton,
Victoria, 3168, Australia, 5 A. I. Virtanen Institute,
BioTeknia, Neulaniementie 2, 70210 Kuopio, Finland, and
6 Laboratory of Mammalian Genes and Development, National
Institute of Child Health and Human Development, National Institutes of
Health, Bethesda, Maryland 20892-2790
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ABSTRACT |
Idiopathic Parkinson's disease involves the loss of midbrain
dopaminergic neurons, resulting in the presynaptic breakdown of
dopaminergic transmission in the striatum. Huntington's disease and
some neurodegenerative diseases with Parkinsonian features have
postsynaptic defects caused by striatal cell death. Mice were generated
in which an attenuated form of the diphtheria toxin gene
(tox-176) was expressed exclusively in D1 dopamine
receptor (D1R)-positive cells with the aim of determining the effect of this mutation on development of the basal ganglia and on the locomotor phenotype. Transgenic mice expressing Cre, a
site-specific DNA recombinase, were crossed with a second line in which
a transcriptionally silenced tox-176 gene was inserted
into the D1R gene locus by homologous recombination. Young doubly
transgenic mutant mice expressing the tox-176 gene
displayed bradykinesia, dystonia, and had falls caused by myoclonic
jerks. The mutant brain had evidence of apoptosis and reactive gliosis
and, consistent with the D1R expression pattern, the striatum was
reduced in volume, and the Islands of Calleja were absent. In contrast,
the cortex was of normal thickness. D1Rs were not detectable in mutants
by in situ hybridization or ligand autoradiography,
whereas D2 dopamine receptor (D2R) mRNA and protein was present in the
striatum. In addition, substance P and dynorphin, neuropeptides known
to be expressed in D1R-positive striatonigral projection neurons were not detectable. Enkephalin, a marker found in D2-positive
striatopallidal projection neurons was expressed in the mutant brain.
The mutant represents a novel neurodegenerative disease model with a
dramatic extrapyramidal phenotype.
Key words:
D1 dopamine receptor; basal ganglia; Cre
recombinase; gene targeting; striatum; Parkinson's disease
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INTRODUCTION |
The dopaminergic system of the brain
is prone to several degenerative conditions that disrupt normal basal
ganglia function resulting in progressive motor impairment. Idiopathic
Parkinson's disease is defined by loss of nigrostriatal dopaminergic
neurons (Forno, 1982 ) and is characterized by the presence of tremor, bradykinesia, rigidity, and postural instability. Many CNS diseases with similar clinical features also show loss of striatal neurons. Recent evidence suggests that striatal degeneration may not be confined
to rare Parkinsonian syndromes (Steele et al., 1964 ; Lees, 1987 ; Quinn,
1994 ; Watts et al., 1994 ) but may be more common than generally
appreciated because of misdiagnosis of cases as idiopathic Parkinson's
disease (Rajput et al., 1991 ; Hughes et al., 1992 ). In addition,
hyperkinetic movement disorders such as Huntington's disease (Ferrante
et al., 1985 ; Albin et al., 1989 ) and dystonia (Rothwell and Obeso,
1987 ; Waters et al., 1993 ) are also associated with striatal degeneration.
Of the five cloned dopamine receptors (Sibley and Monsma, 1992 ), D1 and
D2 dopamine receptors are highly expressed in the adult striatum
(Gerfen, 1992 ). The degree of coexpression of D1 and D2 dopamine
receptors on striatal projection neurons is the subject of considerable
debate (Surmeier et al., 1993 ). A strategy of targeted expression of a
diphtheria toxin gene was used to investigate the effect of loss of
D1R-positive neurons on the formation of the basal ganglia and the
control of body movement. The specific hypothesis examined is that
D1R-positive cells are essential for locomotor control and that the
lack of D1R-positive cells results in an extrapyramidal phenotype. A
single copy of the attenuated diphtheria toxin A-chain gene
(tox-176) (Maxwell et al., 1987 ), located downstream
of a LoxP flanked cassette consisting of a neomycin phosphotransferase
gene (NEO) and DNA sequence known to inhibit downstream translation
(STOP) (Lakso et al., 1992 ), was inserted into the D1R gene locus by
homologous recombination. The B-chain of the diphtheria toxin gene was
not encoded in the transgene ensuring that the protein
synthesis-inhibiting effects of tox-176 would be restricted
to cells that normally express the D1R (Maxwell et al., 1987 ).
Transgenic mice heterozygous (HZ) for this event were phenotypically
normal as expression of tox-176 was blocked by NEO/STOP. The
HZ mice were crossed with transgenic mice homozygous for adenovirus
EIIa promoter driven Cre recombinase (EIIa/Cre),
an enzyme that recognizes LoxP motifs and excises intervening DNA
(Sauer and Henderson, 1988a ). Transactivation of the EIIa
promoter, an event that is thought to occur at the fertilized oocyte
stage of development (Lakso et al., 1996 ), results in the removal of
NEO/STOP and the tox-176 gene being placed under the control
of D1R regulatory elements. This double transgenic paradigm was chosen
because it made possible the establishment of a healthy HZ line in
which the tox-176 gene is functionally silenced, allowing it
to be activated at will by crossing with a Cre-producing
line. Activated doubly transgenic mice were bradykinetic and displayed
dystonic posturing and myoclonic jerks, suggesting that D1R neurons are
important regulators of body movement.
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MATERIALS AND METHODS |
All procedures involving the use of live animals conformed to
the Australian National Health and Medical Research Council code of practice.
Cloning. Figure
1A represents a genomic
map of the D1R gene (Drago et al., 1994 ). A targeting construct (pF)
was made (Fig. 1) using flanking sequence derived from D1R genomic
clones (Drago et al., 1994 ). A modified pSTOP.2 vector, called
pSTOP.2.M.S, was used as a base for construction of pF. An
EcoRI/NotI fragment containing the thymidine
kinase gene and plasmid pUC backbone (subcloned from pPNT) (Tybulewicz
et al., 1991 ) was ligated with an EcoRI/NotI
fragment containing the LoxP-NEO/STOP-LoxP fragment to generate
pSTOP.2. The LoxP-NEO/STOP-LoxP cassette was constructed by cloning the
NEO gene (also from pPNT) into the XhoI/BamHI
sites within the STOP cassette of pBS302 (Sauer, 1993 ). The pSTOP.2.M.S vector was completed by introducing a NotI/SalI
cloning site (into the NotI site) 5' of the first LoxP site
and a Meganuclease (I-Sce I) site (into the EcoRI
site) downstream of the second LoxP site of pSTOP.2. The initiation
codon of the D1R gene was identified by sequencing and mutated using a
PCR-based mutagenesis strategy. A 3.0 kb stretch of homologous
sequence spanning from the BamHI site to a destroyed ATG
initiation codon (located 20 bp upstream of the NcoI
restriction site; Fig. 1) provided the 5' homologous flank and was
subcloned into the NotI/SalI sites in
pSTOP.2.M.S. The tox-176 gene (Harrison et al., 1991 ) (a
gift from Dr. I. Maxwell, University of Colorado) with a
polyadenylation sequence (SalI/BamHI fragment
from pMSG vector; Pharmacia, Dorval, Québec, Canada; containing
the SV40 early splice region and the SV40 polyadenylation sequence) was
subcloned immediately downstream of the LoxP-NEO/STOP-LoxP cassette and
5' of a 3.3 kb (XbaI/BamHI) D1R genomic flank.
The tox-176 cassette and the
XbaI/BamHI genomic flank was first subcloned into
an intermediate subcloning plasmid pDOUG. The pDOUG plasmid contained a
polylinker flanked by two I-Sce I restriction sites. The 5'
flank was excised from pDOUG using I-Sce I and then cloned into the I-Sce I site of pSTOP.2.M.S vector. The integrity
of the LoxP sites in pF, as evidenced by recombination, was confirmed before electroporation by transforming the plasmid into an
Escherichia coli strain that constitutively expresses the
Cre gene (Sauer and Henderson, 1988b ).

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Figure 1.
Construction of targeting vector and Southern blot
analysis of ES clones and mutant mice. Representation of the genomic
map of the D1R gene (A), the targeting vector pF
(B), the expected allelic disruption after
homologous recombination (C), and the final
chromosomal organization after Cre-mediated excision of
the Lox P-bracketed DNA (D). The restriction
sites shown are abbreviated as follows: N,
NotI; H, HindIII;
E, EcoRI;
B, BamHI;
Nc, NcoI; Xb,
XbaI. PK represents the phosphoglycerate
kinase-1 promoter, TK the thymidine kinase gene,
pA a polyadenylation signal, and L
indicates LoxP sites. The origin of the probes used for homologous
recombination screening are also shown. Probe A is an
EcoRI-BamHI fragment used for detection
of recombination at the 5' end, and probe B is a
BamHI-HindIII fragment for detection of
3' recombination. E, Southern blot of
EcoRI-digested ES cell genomic DNA (left
panel) showing correctly targeted ES cell clones (C35,
C62, C85, and C160). C159 is a randomly selected nontargeted clone, and
J1 is DNA from normal ES cells. Wild-type allele is 4.2 kb, and the
recombinant allele is 12.6 kb. Southern blot of
HindIII-digested DNA (right panel)
probed with probe B, the wild-type allele is 5.0 kb, and the mutant
allele is 4.3 kb.
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Embryonic stem cell culture and molecular analysis of transgenic
mice. Linearized targeting construct (25 µg) was electroporated into the J1 line (a gift from Dr. R. Jaenisch, MIT) of ES cells using
standard techniques (Drago et al., 1994 ). A total of 150 clones were
isolated from a single electroporation experiment after a strategy of
simultaneous positive selection with G418 (400 µg/ml, total powder;
Life Technologies, Gaithersburg, MD) and negative selection with
Gancyclovir (2 µM) (a gift from Syntex Corporation). A
Southern blot of an EcoRI digest of ES cell clone derived
genomic DNA probed with probe A (Fig. 1) was used to detect recombination at the 5' end (recombinant allele 12.6 kb band, wild-type
4.2 Kb). A Southern blot of a HindIII digest probed with
probe B detected 3' recombination (recombinant 4.3 kb, wild-type 5.0 kb). A single incorporation event was confirmed for each of the clones
by probing EcoRI-digested DNA with a NEO gene cDNA probe
(data not shown). Four recombinants were identified by Southern blotting (Fig. 1), one of which (C35) was injected into Balb/C blastocysts, and germline transmitting chimeras were generated. Heterozygous (HZ) progeny, derived by mating male chimeras with either
Balb/C or CD1 females, were identified by Southern blotting. Doubly
transgenic mice as defined by Southern blotting were generated by
mating HZ mice with EIIa/Cre (CD1 background) homozygous
transgenic mice. Activated heterozygous (HZac) mice
were detected by probing BamHI digested DNA with a NEO cDNA
(Fig. 3F). In vivo Cre-mediated
recombination was also verified by PCR amplification across the sole
remaining regenerated LoxP site (Fig. 3C). Normal mice were
homozygous wild-type with respect to the targeted allele but
heterozygous for the EIIa/Cre transgene. Only one HZ line
was generated because HZ mice per se have a normal phenotype, it is
only after backcrossing to EIIa/Cre mice that progeny with a
mutant phenotype are generated, making random events during production
of targeted ES cells an unlikely explanation for any aspects of the
phenotype. From the breeding protocol described above it can be seen
that HZac mice and their littermates had a mixed
genetic background (i.e., 129/Sv, Balb/C, and CD1), a factor
that may have contributed to the variability seen in the length of
survival (see Results).
Genomic DNA derived from whole mouse brain was PCR-amplified with
primers Tox F (5'-TCTAAGCCACCGAAGTGCTTT-3') and Tox R
(5'-TCTACAGAGTATCCCGTAGTG-3'), situated 50 nucleotides upstream from
the NcoI site in the 5'UTR of the D1R gene and in the
attenuated diphtheria toxin A-chain gene 185 nucleotides downstream
from the initiation codon, respectively. Each reaction mixture
contained 2.5 µg of DNA in a 50 µl reaction (in mM: 50 KCl, 15 Tris, pH 8.4, 1 MgCl2, and 0.1 dNTP with 2.5 U Taq polymerase). Amplification was performed in a
Perkin-Elmer Gene Amp PCR system 2400 under the following conditions:
an initial denaturation step of 5' at 94°C was followed by 40 cycles
comprising 30 sec at 94°C, 30 sec at 55°C, and 1 min at 72°C with
a final extension step of 7 min at 72°C. PCR products were analyzed
by electrophoresis in a 1.5% agarose gel containing 1×
Tris-borate-EDTA.
Locomotor studies. Mice aged 6-10 d were placed in an open
field (18 × 18 cm) with a grid pattern made up of 0.5 cm spaced lines drawn on the floor and videotaped for 5 min. Locomotion was
scored when the tip of the snout completely crossed a line. Animals
were scored for falls during this same period of observation.
Receptor autoradiography. Postnatal day 3 (P3) and P4
pups [HZac (n = 12), doubly
transgenic mice in which Cre failed to cut (see Results)
called HZnon-ac (n = 4), and normal
(n = 5)] were decapitated, and brains were removed and
snap frozen by immersion in super-cooled isopentane. Twenty micrometer
sections were cut in a cryostat and mounted onto gelatin and
chrome-alum-coated slides (0.1% BSA was added for D2 receptor
autoradiography). D1 autoradiography was as described in Drago et al.
(1994) except that 10 µM SCH-23390 was used to define
nonspecific binding. D2R autoradiography was as described in Lawrence
et al. (1995) . Slides were apposed overnight at room temperature to
XAR5 film (Eastman Kodak, Rochester, NY) in the presence of standard
microscales, developed, and autoradiograms were quantified on an MCID
M4 image analysis system (Imaging Research, Brock University, St.
Catherine's, Ontario, Canada) under constant illumination.
In situ hybridization. Pups (P3-P4) were killed by
decapitation [HZac (n = 6),
HZnon-ac (n = 7), and normal
(n = 3)], and the brains were snap frozen in cold
isopentane and stored at 70°C before use. Twenty micrometer frozen
coronal sections were cut and thaw-mounted onto
3-aminopropyltriethoxysilane-coated (Sigma, St. Louis, MO) slides. The
antisense mouse D2R oligonucleotide sequence comprised the 48 bases
located between nucleotides 556 and 600 from the sequence reported by
Montmayeur et al. (1991) . The mouse antisense D1R oligonucleotides were
as described (Drago et al., 1994 ). Both D1.1 and D1.3 oligonucleotides
were used to identify D1R mRNA. The 48-base oligonucleotide to detect
substance P corresponded to nucleotides 224-271 of the sequence
published by Kako et al. (1993) . The oligonucleotides used to detect
enkephalin and dynorphin corresponded to nucleotides 304-351 and
nucleotides 862-909, respectively, based on the sequences published by
Zurawski et al. (1986) and Civelli et al. (1985) . The oligonucleotide
probes were then 5'-end labeled using a standard kinase protocol (Wong et al., 1997 ) with [ -33P]ATP (NEN Life Science
Products, Boston, MA) and T4 polynucleotide kinase (New England
Biolabs, Beverly, MA). In situ hybridization was performed
according to the protocols as reported in Wong et al. (1997) .
Specificity of all probes used in this study was determined by using a
100-fold excess of unlabeled antisense oligonucleotide that was added
to the in situ hybridization reactions to competitively inhibit probe hybridization. Slides were apposed (together with laboratory-prepared 33P standards) to Hyperfilm (Amersham
International, Amersham, UK), and the density of mRNA expression was
subsequently quantified using an MCID M4 image analysis system.
Standardization was achieved by comparing autoradiographic images with
standards exposed with each film. All values are expressed as counts
per minute per square millimeter for mRNA expression (mean ± SEM).
TUNEL processing. Apoptotic cells were detected using a
variation of the terminal deoxynucleotidyl transferase-mediated
biotinylated UTP nick end labeling (TUNEL) protocol as described by
Gavrieli et al. (1992) . In brief, 8 µm sections of paraffin-embedded
tissue fixed in vivo by perfusing mice with freshly prepared
4% formaldehyde solution were cut, and the paraffin was removed with
xylene. Sections were incubated with proteinase K (1 µg/ml)
(Boehringer Mannheim, Castle Hill, New South Wales, Australia)
for 5 min at 37°C and then incubated for 60 min at 37°C with the
labeling mixture, containing digoxigenin-labeled UTP in the presence of
terminal transferase (Boehringer Mannheim). Sections were washed in
Tris-buffered saline, and digoxigenin was detected using an alkaline
phosphatase-conjugated sheep anti-digoxigenin antibody (Boehringer
Mannheim). Alkaline phosphatase was detected using Fast Red TR/Napthol
AS-MX (Sigma Fast; Sigma-Aldrich, Castle Hill, New South Wales,
Australia). Sections were counterstained with 1% Alcian blue (BDH
Chemicals, Poole, UK) in 3% acetic acid and coverslipped under
Aquamount (BDH Chemicals). Negative control sections were subjected to
an identical protocol, but the terminal transferase was omitted. Immersion-fixed interdigital web tissue from embryonic day 13 mice was
used as a positive control.
Histology, immunohistochemistry, and volumetric analyses.
Pups were anesthetized with sodium pentobarbitone (100 mg/kg, i.p.) and
either perfused intracardially or decapitated and brains immersed in
fixative consisting of 4% paraformaldehyde and 0.2% (v/v) of saturated picric acid solution in 0.1 M phosphate buffer,
pH 7.4. The former mice were first perfused with PBS (10-50 ml
at 37°C) followed by chilled fixative solution (20 ml). The brains
were then collected into fixative with 10% sucrose (w/v) and stored overnight in the dark at 4°C. The cryoprotected brains were
quick-frozen onto a microtome chuck with compressed CO2.
Serial sections were cut coronally at 50 µm and collected into
ordered wells containing PBS. Every fourth section was counterstained
to generate a reference map, and appropriate serial sections were
selected and processed for immunocytochemistry. The sections were
stained with rabbit polyclonal antisera directed against either
substance P (a gift from Prof. John Furness, University of Melbourne)
or enkephalin (Incstar, Stillwater, MN). Briefly, immunolabeling was
performed on floating sections by preblocking with 10% normal goat
serum followed by incubation in primary antisera for 24-48 hr at 4°C with gentle agitation. Enkephalin primary antisera was used at dilutions of 1:1500, substance P antisera at 1:5000, glial fibrillary acidic protein (GFAP) primary antisera (Dako, Glostrup, Denmark) was used at 1:4000. Sections were rinsed in PBS (3 × 5 min) and then incubated in biotinylated anti-rabbit secondary antibody (1:400
for 1 hr) (Vector Laboratories, Burlingame, CA). Sections were then
rinsed in PBS (3 × 5 min) and labeled with avidin peroxidase (Sigma) (1:5000) for 1 hr, a standard cobalt nickel diaminobenzidine reaction was performed, and sections were mounted onto glass slides in
a 0.5% gelatin solution, dehydrated, and coverslipped.
Volumetric analysis was performed on immersion-fixed brains (48 hr in
fixative and an additional 24 hr in fixative and 10% sucrose). The
volume of the striatum was calculated by measuring the area of the
striatum in each 50 µm section. The cortical thickness was assessed
in the barrel field area of the somatosensory cortex as depicted in the
mouse brain atlas of Franklin and Paxinos (1997) . Morphometric analysis
was performed using a computerized image analysis system (Jandel
Scientific, Corte Madera, CA) on images obtained using a 100× oil
immersion lens and a drawing tube.
Electron microscopy. The mice (wild-type, n = 4; HZnon-ac, n = 1;
HZac, n = 5) were deeply
anesthetized with sodium pentobarbitone (100 mg/kg, i.p.) and perfused
with fixative consisting of 3% paraformaldehyde and 3% glutaraldehyde
in 0.1 M phosphate buffer, pH 7.4, via the left ventricle.
The brain was removed and left in fixative solution overnight at 4°C.
Serial 50 µm coronal sections were cut on a vibratome. The sections
were post-fixed in 0.4% osmium tetroxide (60 min), dehydrated in
ethanol, washed in epoxy propane, and flat embedded in Epon Araldite.
Semithin sections (0.5 µm) of the whole coronal section were cut to
identify the striatum. Ultrathin (silver gray) sections of the central
striatum, at the level of the anterior commissure, were cut on a
Reichert-Jung Ultracut, mounted on grids, stained with 2% aqueous
uranyl acetate and 2% lead citrate, and examined with a Jeol 100S
electron microscope.
Statistics. All data presented in the text are mean ± SEM. Statistical comparisons were performed using Sigmastat (Jandel Scientific). Student's t tests were used for parametric
data (locomotor studies, volume of striatum).
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RESULTS |
Behavioral phenotype of mutant mice
Mutant mice (HZac), produced by mating HZ mice
with homozygous Cre transgenic mice, were readily identified
by P2 by a small or absent milk spot, periodic breathing, and frequent
falls (Fig. 2). Most pups died in the
first postnatal week, but some survived to P19. HZac
pups (P6-P10) were markedly bradykinetic [normal (n = 11), 288 ± 40 crossings/5 min; HZac
(n = 8), 88 ± 36 crossings/5 min
(p < 0.003)], demonstrated twisting movements
of the limbs characteristic of peripheral dystonia, maintained abnormal
postures at rest, and failed to right after spontaneous falls. The limb
dystonia contributed to some falls; however, most falls were erratic,
violent, intrusive, and associated with attempted movement or tactile
stimulation. These falls were more typical of myoclonic jerks than
ataxia. Although infrequent falls caused by myoclonic jerks were
sometimes seen in normal pups (2 of 11) (usually <P6) all mobile
HZac pups examined (8 of 8) had myoclonic jerks,
suggesting that the jerks were locomotor-activated. At later stages
(P10) myoclonic jerks were only seen in HZac mice
(n = 8). In addition, periodic breathing was transient
and not seen in older pups. Overall, the phenotype was suggestive of
basal ganglia disease (Marsden, 1982 ) and shown not to be caused by
hypocalcemia or renal failure (J. Drago and P. Padungchaichot, unpublished observations).
Failure of Cre-mediated recombination in some mice
Given that the EIIa/Cre transgenic activator mice were
homozygous for the transgene, the frequency of the mutant phenotype was
expected to approach 50% of all live births, however, analysis demonstrated that only 45% (24 of 53 HZ progeny) had the phenotype. The divergence from the expected frequency reflected failure of Cre-mediated recombination in 23% of doubly transgenic mice
(HZnon-ac) (7 of 31) (Fig.
3). Brain-derived genomic DNA was
examined by PCR to verify Cre-mediated in vivo
recombination. Oligonucleotide primers were designed to generate a
small PCR product that spans the single LoxP site generated after
recombination. As expected, all HZac pups examined
(Fig. 3) were shown to have evidence of Cre-mediated recombination. A PCR product was also evident in
HZnon-ac mice, although the biological significance
of this finding was unclear, particularly given the nonquantitative and
highly sensitive nature of PCR. In addition, PCR gives no information
regarding the origin of the tissue contributing the DNA. Recombination
may have occurred in tissues such as circulating blood elements,
endothelial cells, or glial cells co-purified from the brain. Such
tissues do not express the D1R and would, therefore, not make
tox-176. Furthermore, myoclonic jerks, dystonia, or apparent
locomotor retardation was not seen in a large number (n = 52) of HZnon-ac mice. Finally,
HZnon-ac mice were fertile and survived to a normal
age, casting further doubt on the biological significance of PCR
evidence for recombination in HZnon-ac pups.

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Figure 3.
Molecular analysis of transgenic mice.
A, Southern blot of HindIII-digested
whole-brain-derived DNA probed with probe B. B, Southern
blot of BamHI-digested whole-brain-derived DNA probed
with a NEO cDNA showing failure of Cre-mediated
recombination (asterisk) in some mice. C,
PCR with oligonucleotide probes that span the residual Lox P site after
Cre-mediated recombination (marker is 1 kb ladder).
There is PCR evidence of recombination in phenotypically normal
HZnon-ac pups despite a prominent
BamHI fragment that hybridizes with the NEO cDNA.
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Neuroanatomical studies
The brains of HZac mice were smaller and
lighter than those of normal or HZnon-ac mice
[normal phenotype mice (n = 28 at P4) 0.147 ± 0.003 gm, HZac (n = 5 at P4)
0.099 ± 0.003 gm (p < 0.02)], and gross
inspection suggested some distortion in the normal relationship of the
forebrain and hippocampus. HZnon-ac mice were not
significantly different to genetically normal mice with respect to
brain morphology or total brain weight [normal mice (n = 16) 0.144 ± 0.004 gm, HZnon-ac mice
(n = 12) 0.151 ± 0.005 gm]. The forebrain of
HZac mice appeared smaller, and the hippocampus was
displaced anteriorly. Volumetric analysis confirmed reduction in the
size of the striatum by ~40% [normal phenotype pups
(n = 8, seven were genetically wild-type, and one was
HZnon-ac), 2.3 ± 0.2 mm3;
HZac (n = 7), 1.3 ± 0.2 mm3; p < 0.001] with compensatory
enlargement of the lateral ventricles but no change in the cortical
thickness (Fig. 4). The Islands of
Calleja, which, like the striatum, are known to express D1R at high
levels were not identified in HZac mice but were
identified in all phenotypically normal mice examined (Fig. 4).

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Figure 4.
Neutral red-stained coronal sections (50 µm) at
the level of the striatum of normal (A) and
HZac (B) pups showing
reduction in the size of striatum and absence of Islands of Calleja in
HZac mice. CPu, Striatum (also called
caudate putamen); ICj, Islands of Calleja;
Ac, anterior commissure; C, cortex. Scale
bar, 250 µm.
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In situ hybridization
In situ hybridization for D1R mRNA performed on a
large number of pups (wild-type, n = 5;
HZnon-ac, n = 2; and
HZac, n = 6) showed a typical
distribution of mRNA in normal and HZnon-ac pups
with signal in the striatum, nucleus accumbens, and olfactory tubercle
but without specific hybridization evident in HZac
mice (Fig. 5, compare B,
C). Substance P (wild-type, n = 3;
HZnon-ac, n = 3;
HZac, n = 6) and dynorphin
(wild-type, n = 4; HZnon-ac,
n = 3; HZac, n = 5)
in situ hybridization confirmed the absence of both
neuropeptides in the mutant brain (Fig.
6). D1R, dynorphin, and substance P mRNA
studies show a homogenous loss of striatonigral pathway markers, suggesting that at least within the resolution of this assay, there is
no mosaicism with respect to failure of Cre-mediated recombination within the brain. Enkephalin mRNA (wild-type,
n = 4; HZnon-ac, n = 1; HZac, n = 5), a neuropeptide
normally expressed in striatopallidal projection neurons was readily
detectable in the mutant striatum (Fig. 6) and appeared to be
upregulated (J. Y. F. Wong, unpublished observations).
Although there was an expected decrease in D1R mRNA levels in
HZnon-ac mice, they were normal with respect to D2R,
dynorphin, substance P, enkephalin mRNA levels, and mazindol binding
(J. Y. F. Wong, J. Drago, and P. Padungchaichot, unpublished
observations). Quantitative in situ hybridization for D2R
mRNA (wild-type, n = 3; HZnon-ac,
n = 3; HZac, n = 6)
showed upregulated expression by 22% in the striatum of
HZac mice (Fig.
7E).

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Figure 5.
In situ hybridization for D1R mRNA
in normal (A) and HZac
(B) P4 mice. Strong hybridization is seen in the
striatum, nucleus accumbens, and olfactory tubercle of normal pup with
only low level signal seen in the cortex. C, Nonspecific
signal obtained when excess unlabeled oligonucleotide was used to
competitively inhibit labeled probe hybridization to a normal P4 mouse
brain. Specific hybridization was not seen in the
HZac mouse brain.
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Figure 6.
In situ hybridization
for D2R (A, B), dynorphin
(C, D), substance P (E,
F), and enkephalin (G,
H) in P3/P4 normal (A,
C, E, G) and mutant
(B, D, F,
H) pups.
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Figure 7.
Receptor autoradiography and quantitative
in situ hybridization for D2R mRNA in the striatum. Each
panel (A-D) shows one half of a coronal
section. D2 receptor autoradiography ([125I]
NCQ-298) on normal (A) and mutant
(B) pups. D1R autoradiography
([125I] SCH-23982) on normal
(C) and mutant (D) pups
showing complete lack of signal in HZac mice.
E, The graph demonstrates the increase of
D2R mRNA expression in the mutant striatum. Bar graph represents
mean ± SEM.
|
|
Receptor autoradiography for D1 and D2 class binding
Receptor autoradiography on HZac, normal, and
HZnon-ac mice confirmed the complete lack of D1-like
binding in HZac mice (wild-type, n = 2; HZnon-ac, n = 1;
HZac, n = 4) (Fig.
7C,D) with a significant reduction evident in
striatal D2-like binding (wild-type, n = 5;
HZnon-ac, n = 4;
HZac, n = 12) (Fig.
7A,B) in HZac
mice after quantitative analysis (33% reduction compared with normal
pups: 3388 ± 100 dpm/mm2 for
HZac, n = 12 and 5063 ± 173 dpm/mm2 for normal pups, n = 9;
p < 0.001). HZnon-ac mice had
reduced D1-ligand binding consistent with the gene dosage (Drago et
al., 1994 ).
Evidence of apoptosis and reactive gliosis in mutant mice
Hematoxylin and eosin-stained mutant brain sections (wild-type,
n = 8; HZnon-ac, n = 2; HZac, n = 9) showed a
hypercellular striatum with frequent condensed nuclear bodies
suggestive of apoptosis (Fig.
8A,B).
Subsequent analysis using TUNEL staining to detect nuclear DNA
fragmentation confirmed the presence of apoptosis in the mutant
striatum (wild-type, n = 1; HZac,
n = 1) (70 TUNEL-positive cells per square millimeter
compared with six cells per square millimeter in the normal pup),
nucleus accumbens (60 cells per square millimeter in the mutant brain compared with two cells per square millimeter in normal brain) (Fig.
9) and to a lesser degree in the cortex
(25 cells in mutant cortex compared with one cell per square millimeter
in the normal cortex), although the septal area that is known to be
D1R-negative was essentially free of TUNEL-positive cells. The presence
of apoptosis was also verified by electron microscopy (Kerr et al., 1972 ) with cells containing condensed nuclear chromatin and displaying nuclear budding with preservation of cellular organelles identified consistently in the striatum of HZac mice (Fig.
8C,D).
Immunohistochemical staining for the glial cell marker GFAP (wild-type,
n = 6; HZac, n = 6)
showed reactive gliosis in the lateral striatum and along the corpus
callosum of all HZac mice examined (Fig. 10).

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Figure 8.
Histology and electron microscopy. High-power
photomicrographs of hematoxylin- and eosin-stained sections through the
normal (A) and mutant (B)
brain at the level of the striatum showing frequent condensed nuclear
bodies (B, white arrow). Low-power
electron photomicrograph through the normal (C)
and mutant brain (D). Cell showing nuclear
chromatin condensation and nuclear budding is indicated by the
white arrow in D. Scale bars:
A, 20 µm; D, 5 µm.
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Figure 9.
TUNEL processing to identify apoptotic cells.
A, Normal mouse P4 brain. B, P4
HZac mutant brain with coronal sections taken at the
level of the anterior commissure (Ac). Frequent
apoptotic cells can be identified by pink nuclei in
HZac brain. The arrow indicates a
positive nucleus and can be used to orient within the high
magnification insert. Scale bar: B, 100 µm.
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Figure 10.
GFAP immunohistochemistry in normal
(A) and HZac mouse brain
(B) at the level of the striatum.
Arrows indicate GFAP-positive cells in the mutant
striatum. Scale bar: A, 100 µm.
|
|
Neuropeptide immunohistochemistry in mutant brain
Immunohistochemistry for neuropeptides (substance P: wild-type,
n = 4; HZnon-ac, n = 1; HZac, n = 4; enkephalin:
wild-type, n = 2; HZac,
n = 2) used by striatal projection neurons showed
consistent presence of substance P in the axons and terminals within
the substantia nigra pars reticulata (Fig.
11A) and enkephalin
immunoreactivity (Fig. 11C) in the globus pallidus of normal
pups. In contrast, HZac mice were devoid of
substance P in the midbrain but exhibited normal levels of enkephalin
staining in the globus pallidus (Fig. 11B,D). In addition, scattered
enkephalin-immunoreactive fibers were also identified in the caudate
putamen of the mutant brain (Fig. 11D). A smaller
number of such fibers was also seen in the normal brain at the same
postnatal age. The prominence of the fibers in the mutant brain may be
secondary to changes in the structure of the striatum or represent
trans-synaptic effects.

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Figure 11.
Immunohistochemistry for substance P and
enkephalin. A, Substance P immunoreactivity seen at the
level of the substantia nigra pars reticulata of normal pups.
B, Lack of substance P immunoreactivity shown in mutant
brainstem (insert). C, Section through
the globus pallidus of a normal pup showing normal distribution of
enkephalin immunoreactivity in terminals of the striatopallidal
pathway. D, Normal enkephalin immunoreactivity is also
seen in mutant pups. Scale bar, 50 µm. SNr, Substantia
nigra pars reticulata; CPu, caudate putamen;
GP, globus pallidus; H,
hippocampus.
|
|
 |
DISCUSSION |
Striatal cell degeneration is seen in a number of rare
Parkinsonian syndromes such as the striatonigral degeneration variant of multiple system atrophy (Davie et al., 1993 ; Quinn, 1994 ), progressive supranuclear palsy (Steele et al., 1964 ; Lees, 1987 ), and
corticobasal ganglionic degeneration (Watts et al., 1994 ). Given the
high diagnostic error rate in the clinical diagnosis of idiopathic
Parkinson's disease (Rajput et al., 1991 ; Hughes et al., 1992 ),
striatal degeneration may be relatively common particularly in
tremor-negative, L-dopa-nonresponsive Parkinsonism (Quinn,
1997 ). In addition, Huntington's disease, an autosomal dominant
neurodegenerative disease that causes gross involuntary movements is
characterized pathologically by early loss of projection neurons within
the caudate nucleus of the striatum (Ferrante et al., 1985 ; Albin et
al., 1989 ). Furthermore, both acquired and genetically determined
(Waters et al., 1993 ) striatal lesions have been reported in
association with contralateral dystonia (Rothwell and Obeso, 1987 ),
thus adding to the number of movement disorders associated with
striatal cell loss. The relationship between the neurotransmitter
phenotype of lost striatal neurons and the clinical manifestation in
distinct movement disorders is largely unexplored. Not surprisingly,
because of small sample size, clinical diversity and the nonspecific
nature of the ligands used, autoradiographic and positron emission
tomography studies examining dopamine receptor levels in Parkinsonian
syndromes have generated conflicting results (Palacios et al., 1993 ).
An experimental paradigm that involves the selective elimination of a
genetically defined neuronal population might help elucidate both the
direct effects of cell loss on movement phenotype and the downstream effects on other cell populations.
The striatum is a complex structure made up of projection neurons,
interneurons, and afferent input from the brainstem and cerebral cortex
(Graybiel, 1990 ; Gerfen, 1992 ). Medium-sized spiny projection neurons
comprise ~90% of striatal neurons, with interneurons making up the
remainder (Gerfen, 1992 ). Of the five cloned dopamine receptors (Sibley
and Monsma, 1992 ), D1 and D2 dopamine receptors are expressed at high
levels in the adult striatum (Gerfen, 1992 ). D1R gene expression is
detectable in the rat striatum from embryonic day 15 of development,
with D1R mRNA being found at increasing levels in the caudate putamen,
accumbens nucleus, Islands of Calleja, and the olfactory tubercle
during maturation (Caille et al., 1995 ), whereas D1R mRNA is not
detectable in the substantia nigra (Guennoun and Bloch, 1992 ; Sibley
and Monsma, 1992 ). In situ hybridization studies suggested
that D1Rs are preferentially expressed on substance P and
dynorphin-positive striatal neurons that project directly to the
substantia nigra pars reticulata-entopeduncular complex (the direct
pathway), whereas enkephalin-positive D2R neurons project to the same
nuclear complex via the external segment of the globus pallidus and
subthalamic nucleus (the indirect pathway) (Gerfen et al., 1990 ). The
validity of this dual pathway model has been challenged by recent
studies reporting a substantial degree of D1 and D2 receptor
colocalization on striatal projection neurons (Surmeier et al., 1992 ,
1993 , 1996 ; Surmeier and Kitai, 1994 ). The data reported in this study
supports the dual pathway model of basal ganglia circuitry and the D1
and D2 dopamine receptor segregation hypothesis.
The movement disorder displayed by mutant mice is dramatic and consists
of bradykinesia, dystonia, myoclonus, and postural instability.
Bradykinesia, dystonia, and postural instability are seen in untreated
idiopathic Parkinson's disease and Parkinsonian syndromes, but
myoclonus is more typical of the spectrum of hyperkinetic involuntary
movements seen in Huntington's disease (Penney and Young, 1993 ) and
only rarely seen in neurodegenerative Parkinsonian syndromes (Marsden
et al., 1982 ). Huntington's disease, initially characterized as having
selective loss of D2R/enkephalin-positive striatopallidal projection
neurons has been found more recently to have more extensive dopamine
receptor changes involving the D1 system (Ginovart et al., 1997 ;
Stewart et al., 1998 ) with downregulated D1 binding identified in both
presymptomatic and symptomatic Huntington's disease gene-positive
individuals (Andrews et al., 1998 ; Stewart et al., 1998 ).
The death of HZac mice was attributed to a
combination of hypoxia and malnutrition. The eating disorder was
consistent with the role played by the D1R in reward pathways (Drago et
al., 1994 ; El-Ghundi et al., 1998 ) and the respiratory abnormality
suggestive of a major role of dopamine in central respiratory control.
Although brainstem D2Rs are thought to be of prime importance in the
control of respiration (Mueller et al., 1982 ), the periodic breathing seen in mutant mice is not surprising given the expression of D1R in
the brainstem during embryogenesis (Schambra et al., 1994 ). Interestingly, the respiratory abnormality was transient and not seen
in older mutants that survived past day 9, variability that may reflect
the background genetic heterogeneity of the mutant pups. The
neuropathological changes of apoptosis and reactive gliosis described
in this study, although characteristic of human neurodegenerative CNS
disease (Bredesen, 1995 ; Mochizuki et al., 1996 ), are unique in a
transgenic model. Furthermore, it is unlikely that the transient apneic
periods result in symptomatic striatal hypoxia sufficient to explain
the apoptosis, reactive gliosis, or the pathophysiology of the
locomotor phenotype given the upregulated striatal expression of D2R
mRNA, enkephalin mRNA, and vesicular acetylcholine transporter
immunoreactivity (J. Drago, D. I. Finkelstein, P. Padungchaichot,
and J. Y. F. Wong, unpublished observations) seen in mutant mice.
Brain dopamine receptor and neuropeptide expression pattern is complex
in the CNS. Based on the dual pathway model of basal ganglia circuitry
(Albin et al., 1989 ; Kawaguchi et al., 1990 ), which proposes D1 and D2
receptor segregation (Gerfen et al., 1990 ), HZac
mice were predicted to lack D1R-positive striatonigral projection neurons but have an intact D2R-positive striatopallidal pathway. In
addition, the neuropeptides substance P and dynorphin should be absent
with preservation of enkephalin expression. As expected, brain D1R
expression was undetectable by both ligand autoradiography and in
situ hybridization; substance P immunoreactivity and mRNA as well
as dynorphin mRNA were absent, whereas enkephalin expression was
preserved in the mutant brain. Removal of the D1R-positive cells would
be expected to result in increased packing density of remaining
D2R-positive cells and a corresponding increase in D2R expression on
quantitative in situ hybridization as seen (Fig. 7E), however, the reduction of D2R expression as assessed by
ligand autoradiography was surprising. The downregulated D2-like
binding in the presence of upregulated D2R mRNA levels may be caused by many different effects, including compensatory changes in translation of D2R mRNA into protein in D2R-positive projection neurons, a reduction of dendritic arbors in D2R neurons, changes to baseline striatal expression of D3 and D4 dopamine receptors, or trans-synaptic effects on nigrostriatal or corticostriatal pathways reducing the
contribution of D2 autoreceptors present on afferent terminals to total
striatal D2-class binding. The methods used in this study do not
provide a sensitive analysis at the cellular level to explore these issues.
D1R knock-out mice have been described by two independent groups (Drago
et al., 1994 ; Xu et al., 1994 ). Although changes in exploratory
behavior (Drago et al., 1994 ; Smith et al., 1998 ) and baseline
locomotor activity are described, the dramatic movement abnormalities
and early postnatal death seen in HZac mice are not
seen. This suggests that loss of systems other than those mediated
through D1Rs are necessary to generate this repertoire of locomotor
abnormalities. Furthermore, a null mutation in the D2R resulted in
bradykinesia without dystonia, myoclonus, or premature death (Baik et
al., 1995 ).
D1R-positive neurons exist in sites other than the striatum, and the
experimental paradigm used in this study may result in a phenotype
contributed to by the death of all brain D1R-positive cells. D1R mRNA
is first identified at E16 in the frontal and insular cortex of the
developing rat brain and persists to involve more extensive regions of
the cortex in late embryogenesis and in the postnatal brain (Schambra
et al., 1994 ). Low level cortical D1R mRNA was also identified in the
present study in P4 normal pups (Fig. 5). Notwithstanding the
preservation of cortical thickness in mutant mice, a small number of
apoptotic cells were identified with TUNEL staining. Furthermore,
although myoclonus is certainly seen with primary basal ganglia
diseases, it has no anatomical localizing value and may indeed reflect
underlying cortical pathology (Marsden et al., 1982 ). In addition,
developmental and postnatal compensatory effects, seen commonly in
knock-out mutants (Drago et al., 1998 ), may also contribute to the
phenotype. Future studies including controlled delivery of
Cre recombinase expressing vectors directly into the
striatum or mating HZ mice with striatal specific Cre
transgenic strains will determine whether the effect is indeed caused
by the loss of striatal D1R neurons rather than other D1R-expressing neurons elsewhere in the brain. Furthermore, there was PCR evidence for
Cre-mediated recombination in pups that had a normal
phenotype making low level mosaicism involving D1R-positive neurons a
possibility. This potential for mosaicism may need to be considered in
future studies with this model system.
 |
FOOTNOTES |
Received June 8, 1998; revised Sept. 21, 1998; accepted Sept. 22, 1998.
This work is supported in part by the National Health and Medical
Research Council of Australia and the Australian Commonwealth Department of Veterans Affairs. J.D. is a Logan Research Fellow at
Monash University. P.P. is a recipient of a Royal Thai Government Postgraduate Scholarship. J.F.M. is supported by the National Health
and Medical Research Council of Australia Network for Brain Research
into Mental Disorders. We thank Prof. Bevyn Jarrott for the gift of
iodinated NCQ 298 radioligand, Minnie Cai and Jim Massalas for
technical help, and John Secombe and Department of Biochemistry, Monash
Medical Centre for performing blood urea and calcium assays.
Correspondence should be addressed to Dr. John Drago, Neurosciences
Group, Department of Anatomy, Monash University, Wellington Road,
Clayton, Victoria, 3168, Australia.
 |
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