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The Journal of Neuroscience, February 1, 1998, 18(3):1009-1019
Bcl-xL is an Antiapoptotic Regulator for Postnatal
CNS Neurons
Alexander Sh.
Parsadanian1,
Yu
Cheng1,
Cynthia R.
Keller-Peck1,
David M.
Holtzman1, 2, and
William D.
Snider1
1 Center for the Study of Nervous System Injury,
Department of Neurology and 2 Molecular Biology and
Pharmacology, Washington University School of Medicine, St. Louis,
Missouri 63110
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ABSTRACT |
Bcl-xL is a death-inhibiting member of the Bcl-2/Ced9
family of proteins which either promote or inhibit apoptosis. Gene
targeting has revealed that Bcl-xL is required for neuronal
survival during brain development; however,
Bcl-xL knock-out mice do not survive past
embryonic day 13.5, precluding an analysis of Bcl-xL
function at later stages of development. Bcl-xL expression is maintained at a high level postnatally in the CNS, suggesting that
it may also regulate neuron survival in the postnatal period. To
explore functions of Bcl-xL related to neuron survival in
postnatal life, we generated transgenic mice overexpressing human
Bcl-xL under the control of a pan-neuronal
promoter. A line that showed strong overexpression in brainstem and a
line that showed overexpression in hippocampus and cortex were chosen
for analysis. We asked whether overexpression of Bcl-xL
influences neuronal survival in the postnatal period by studying two
injury paradigms that result in massive neuronal apoptosis. In the
standard neonatal facial axotomy paradigm, Bcl-xL
overexpression had substantial effects, with survival of 65% of the
motor neurons 7 d after axotomy, as opposed to only 15% in
nontransgenic littermates. To investigate whether Bcl-xL regulates survival of CNS neurons in the forebrain, we used a hypoxia-ischemia paradigm in neonatal mice. We show here that hypoxia-ischemia leads to substantial apoptosis in the hippocampus and
cortex of wild-type neonatal mice. Furthermore, we show that overexpression of Bcl-xL is neuroprotective in this
paradigm. We conclude that levels of Bcl-xL in postnatal
neurons may be a critical determinant of their susceptibility to
apoptosis.
Key words:
apoptosis; axotomy; hypoxia-ischemia; Bcl-xL; Ced 9; Bax
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INTRODUCTION |
Apoptosis is the most common form of
physiological cell death and plays an important role in animal
development and homeostasis, controlling cell numbers in both
vertebrate and invertebrate tissues (Oppenheim, 1991 ; Raff et al.,
1993 ). Remarkably, apoptosis is also a common response to neuronal
injury, particularly in the neonatal period in avians and mammals (for
review, see Elliott and Snider, 1998 ). Recently, several families of
molecules that regulate apoptosis in different settings have been
identified (for review, see Hengartner and Horvitz, 1994b ; White,
1996 ). The Ced-9/Bcl-2 family of apoptosis regulators is composed of a
large number of intracellular proteins with opposing effects in
regulating cell death. Some family members, including Bcl-2 (Bakhshi et
al., 1985 ; Hengartner and Horvitz, 1994a ) and Bcl-xL (Boise
et al., 1993 ), function to inhibit apoptosis, whereas other members
such as Bax (Oltvai et al., 1993 ), Bcl-xS (Boise et al., 1993 ), Bad (Yang et al., 1995 ), and Bak (Chittenden et al., 1995 ; Farrow et al., 1995 ; Kiefer et al., 1995 ) function to promote apoptosis. It appears that homodimerization and heterodimerization between the various death-promoting and death-inhibiting family members
regulates the activation of caspases, which execute the cell death
program (Korsmeyer, 1995 ; Yang et al., 1995 ; Reed, 1997 ). Although most
of the analysis of these molecules has been done in extraneural
tissues, there is now compelling evidence that their actions are quite
general and include profound influences on neurons. In vitro
studies have demonstrated that Bcl-2 and Bcl-xL can prevent
apoptotic neuronal death induced by growth factor deprivation in
primary neuronal cultures (Garcia et al., 1992 ; Allsopp et al., 1993 ;
Frankowski et al., 1995 ; Gonzalez-Garcia et al., 1995 ; Greenlund et
al., 1995 ). In contrast, overexpression of Bak and Bax in sympathetic
neurons deprived of NGF accelerates apoptosis (Farrow et al., 1995 ;
Easton et al., 1997 ). Bcl-2, Bcl-xL, Bax, and other
members of the Bcl-2 family are expressed temporally and spatially in
the nervous system in patterns compatible with a potential role as
regulators of neuronal death in vivo (Gonzalez-Garcia et
al., 1994 ; Krajewski et al., 1994 ; Merry et al., 1994 ; Frankowski et
al., 1995 ; Parsadanian et al., 1995 ). Indeed, Bcl-2 overexpression in
transgenic animals protects axotomized neonatal motor neurons from
death and certain populations of developing neurons from naturally
occurring cell death (Dubois-Dauphin et al., 1994 ; Martinou et al.,
1994 ; Farlie et al., 1995 ) .
The physiological importance of these molecules for neuronal survival
has been demonstrated recently by gene targeting. The phenotype of
Bcl-xL null mutants is striking. Mice die at
approximately embryonic day 13. Extensive apoptotic cell death is
evident in postmitotic immature neurons of developing brain, spinal
cord, and dorsal root ganglia (Motoyama et al., 1995 ). The consequences
of the Bcl-2 null mutation are less dramatic, but several
populations of neurons in the PNS are partially depleted (Michaelidis
et al., 1996 ). Finally, deletion of the Bax gene also has
dramatic but opposite effects. In both sympathetic and motor neuron
populations, cell numbers in newborn mice are increased, indicating
that naturally occurring cell death is reduced in
Bax / mice (Deckwerth et al., 1996 ).
Furthermore, sympathetic neurons in vitro and facial motor
neurons in vivo from Bax knock-out mice survive
NGF deprivation and disconnection from their targets by axotomy,
respectively.
A striking feature of the antiapoptosis regulator
Bcl-xL, which is in contrast to Bcl-2, is that
Bcl-xL expression is maintained at high levels throughout
the postnatal CNS (Gonzalez-Garcia et al., 1994 ; Merry et al., 1994 ;
Gonzalez-Garcia et al., 1995 ; Parsadanian et al., 1995 ). This
persistent expression parallels the time frame when neurons lose their
survival dependence on neuronal growth factors. An attractive
hypothesis is that relative levels of Bcl-xL, compared with
levels of the prodeath regulator Bax, are important in downregulating
survival dependence on growth factors. A first step in addressing this
hypothesis is to determine whether Bcl-xL can regulate
neuronal apoptosis in the postnatal CNS. Studies involving
Bcl-xL knock-out mice demonstrate that
Bcl-xL is the dominant inhibitor of neuronal apoptosis
during embryonic development, but functions of Bcl-xL in
the postnatal period cannot be determined in these mice because of
early lethality. Currently, there are no data addressing whether
Bcl-xL can regulate neuronal apoptosis in the postnatal
brain.
To address functions of Bcl-xL in vivo, we
generated transgenic mice overexpressing human
Bcl-xL in neurons. We found that increased
expression of Bcl-xL prevented apoptosis in the standard
neonatal facial motor neuron axotomy model. We also found that
Bcl-xL overexpression prevented apoptosis of cortical and hippocampal neurons in a hypoxia-ischemia paradigm in neonatal mice.
Our results demonstrate that Bcl-xL is a powerful regulator of neuronal apoptosis in the CNS during the early postnatal period in vivo.
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MATERIALS AND METHODS |
Generation of transgenic mice. In the first step of
making our transgene construct, an 850 bp
XbaI-SacI fragment, containing a portion of the
SV40 small T antigen with an intron and polyadenylation signal, was
cloned into Bluescript SK plasmid (Stratagene, La Jolla, CA),
containing an 0.8 kb EcoRI fragment of the
Bcl-xL cDNA (Boise et al., 1993 ). This resulted in a
plasmid termed pBclxL-pA1. In the
second step, the plasmid p253Not (a gift from Dr. F. Miller, Montreal Neurological Institute), containing a 1.1 kb
SalI-XhoI fragment of the T 1
-tubulin promoter, was digested with XhoI, blunt-ended by Klenow enzyme treatment, further digested with SalI, and cloned into plasmid
pBclxL-pA1 digested with
SalI and EcoRV. The resulting plasmid
pT 1-BclxL-pA6 was digested with NotI and SacI. The 2.75 kb transgene fragment was
then eluted from an agarose gel and used for pronuclear injection
(strain B6/CBA). Integration of the transgene into the mouse genome was determined by PCR and Southern blot analysis on genomic DNA isolated from mouse tails.
Southern blot and PCR analysis. Eight micrograms of genomic
DNA extracted from mouse tail were digested with EcoRI,
separated in 0.8% agarose gel, and transferred to a positively charged
nylon membrane (Boehringer Mannheim, Indianapolis, IN) by standard
capillary blotting. A 0.8 kb digoxigenin (DIG)-labeled PCR product,
corresponding to Bcl-xL cDNA, was used as a probe
for hybridization in DIG Easy Hyb solution (Boehringer Mannheim). The
blots were hybridized at 42°C overnight and then washed for 1 hr in
2× SSC and 0.1% SDS at 65°C and 1 hr in 0.1× SSC and 0.1% SDS.
For detection we used the DIG luminescent detection kit (Boehringer
Mannheim) following the manufacturer's instructions. The filters were
exposed to Kodak (Rochester, NY) X-OMAT AR film. The films were scanned using a densitometer, and transgene copy number was determined by
comparison of the signal intensities between the endogenous and
transgene bands.
Integration of the transgene was analyzed routinely by PCR using the
5 -oligo (5 -CTGAATGACCACCTAGAGCCTTGG-3 ) and the 3 -oligo (5 -GAATGTTGAGAGTCAGCAGTAGCC-3 ). PCR was performed in a 50 µl reaction, containing 1× PCR buffer, 1.5 mM
MgCl2, a 150 µM concentration of each
dNTP, a 0.3 µM concentration of each primer, and 1.25 U
of Taq-polymerase (Life Technologies, Gaithersburg, MD), in the following conditions: 94°C for 1 min, 64°C for 1 min, and 72°C for 1 min, for 35 cycles, followed by a 7 min extension at 72°C.
In situ hybridization. Transcription of the construct
shown in Figure 1A produces an mRNA containing the
coding regions of both human Bcl-xL and a portion of the
SV40 small T antigen. Thus, for in situ hybridization, two
different antisense riboprobes were used. The first one corresponds to
the coding region of human Bcl-xL. This probe
recognizes both endogenous (mouse) and transgenic (human)
Bcl-xL mRNA. The second probe corresponds to the
SV40 small T antigen and recognizes only transgenic Bcl-xL mRNA. F1 offspring from different transgenic
lines were used for in situ hybridization. Mice were
anesthetized with halothane and quickly decapitated, and the brains and
spinal cords were frozen on dry ice. Cryostat sections (12-20 µm)
were cut, thaw-mounted onto Super Frost Plus slides (Fisher Scientific, Houston, TX), and stored at 20°. On the day of hybridization, slides were thawed, and hybridization was performed as described previously (Wright et al., 1995 ) .
Facial nerve axotomy and motor neuron analysis. F1 offspring
from matings between T 1-Bcl-xL transgenic animals
and CF1 wild-type animals were anesthetized on postnatal day 2 (P2) with methoxyflurane, and the right facial nerve was transected as it
exited the stylomastoid foramen. The contralateral side served as
control for the axotomy. Animals were killed 1 week after the axotomy
with an overdose of sodium pentobarbital and fixed by intracardiac
perfusion with 4% paraformaldehyde. The brains were removed, embedded
in paraffin, sectioned at 12 µm, and stained with cresyl violet. Six
wild-type and six transgenic animals were studied. The facial nucleus
was identified, and every fourth section was evaluated. To ensure the
accuracy of cell counts in the facial nucleus, we compared the numbers
of cells counted with the physical disector with the counts obtained
using standard profile methods. No significant difference in the number
of neurons in the facial nucleus was found between profile counts of
the nucleoli and the physical disector method. Therefore, counts of nucleoli that came into focus through the plane of the section were
used as the primary method of determining cell number. Student's t test was used to compare the mean number of surviving
motor neurons between wild-type control and
Bcl-xL-overexpressing animals.
Immunohistochemistry, terminal deoxynucleotidyl
transferase-mediated deoxy-UTP nick end-labeling staining, and electron
microscopy. Transgenic and control embryos were perfused in PBS
followed by 3% paraformaldehyde with 15% picric acid in 0.1 M phosphate buffer, pH 7.4. The brains were immediately
removed and cryoprotected in 30% sucrose/PBS. Tissue was then frozen
in O.C.T. compound and sectioned coronally on a cryostat at 12 µm.
After rehydration in PBS, sections were blocked for 30 min in
Superblock buffer (Pierce, Rockford, IL) with 1% porcine gelatin, 2%
normal horse serum, and 0.3% Triton X-100. A rabbit polyclonal
antibody to the receptor tyrosine kinase Ret (kindly provided by
Qiao Yan, Amgen) was diluted 1:1500 in the blocking solution and
incubated overnight at 4°C. The following day, sections were rinsed
in PBS and incubated with biotinylated secondary antibody (Vector
Laboratories, Burlingame, CA) diluted 1:150 in the blocking solution
for 30 min at room temperature. Slides were incubated subsequently with HRP-labeled streptavidin (ABC kit, Vector). Primary antibodies were
visualized with 3-3 -diaminobenzidine as the HRP substrate. Slides
were then rinsed, dehydrated through graded alcohols, and coverslipped.
Terminal deoxynucleotidyl transferase-mediated deoxy-UTP nick end
labeling (TUNEL) was performed on P7 mouse brain tissue according to
the manufacturer's instructions (Oncor, Inc.). Electron microscopy on
P7 mouse brain was performed as described previously (Golden et al.,
1993 ).
Hypoxic-ischemic injury. Briefly, P7 mice from
transgenic line 7194 and wild-type littermates were anesthetized with
2.5% halothane and balance room air, and the left common carotid
artery was exposed and ligated permanently as described previously
(Ferriero et al., 1995 ; Holtzman et al., 1996 ; Cheng et al., 1997 ). The incision was sutured, and the pups were returned to the dam for a 2 hr
recovery and feeding period. The pups were then placed in containers
through which humidified 8% oxygen and balance nitrogen flowed for the
next 1 hr. The containers were partially submerged in a 37°C water
bath to maintain normothermia during this period. After retrieval from
the hypoxic chamber, pups were returned to their dam. Mortality during
surgery or the exposure to hypoxia was ~20%; however, mortality did
not differ between the control and transgenic animals. Seven days after
treatment, brains were processed, and tissue loss caused by
hypoxia-ischemia was determined by calculating the amount of surviving
tissue in the damaged versus the undamaged hemisphere in coronal
sections exactly as described previously (Holtzman et al., 1996 ;
Cheng et al., 1997 ).
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RESULTS |
Generation of transgenic mice
To overexpress human Bcl-xL in neurons
we used the -tubulin (T 1) promoter, which
has been well characterized previously using a lacZ reporter
gene in transgenic mice. In most lines, this promoter drives
lacZ at high levels in neurons during embryonic development
and at lower, but readily detectable, levels postnatally (Gloster et
al., 1994 ; Majdan et al., 1997 ). After injection of the transgene
construct (Fig. 1A), 12 founder mice were obtained of 83 screened. Transgene copy number was
determined by Southern blot analysis (Fig. 1B).
Transgene copy number differed from line to line and varied from 2 to
60 copies .

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Figure 1.
Generation and characterization of
Bcl-xL transgenic mice. A,
Schematic presentation of the Bcl-xL transgene construct: RI, EcoRI; N,
NotI; S, SacI;
Sa, SalI; X,
XhoI; Xb, XbaI.
B, Southern blot analysis of the different transgenic
lines. The 6 kb fragment corresponds to the endogenous
Bcl-xL gene. The 0.8 kb fragment corresponds to
Bcl-xL transgene. Lines 7193,
7199, and 7194 had the highest copy
numbers and were used for further analysis.
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Analysis of Bcl-xL expression in different
transgenic lines
The expression pattern of the transgene was analyzed in F1
offspring of all transgenic lines using in situ
hybridization. The cDNA sequences of human and mouse
Bcl-xL are highly conserved, and the
Bcl-xL riboprobe that we used detected both
endogenous and transgenic Bcl-xL mRNA. To
distinguish between these, we designed a riboprobe corresponding to the
SV40 small T antigen mRNA, which is included in the transcript derived from the transgene construct and therefore allowed us to detect specific expression of the transgene.
In situ hybridization results showed that most of the
transgenic lines expressed Bcl-xL mRNA, but that
expression patterns were highly variable. The SV40 small T antigen
antisense probe allowed a definitive analysis of transgene expression,
because no signal above background was detected by in situ
hybridization when wild-type neuronal tissue was hybridized (Fig.
2C). Lines 7193, 7194, and
7199 were chosen for detailed analysis of Bcl-xL transgene expression. In line 7193, Bcl-xL was
expressed at particularly high levels in cerebellum and in motor
neurons of the facial nucleus at P7 (Fig. 2A,B). In
line 7194, Bcl-xL was expressed in many neurons of
the cerebral cortex, as well as in most neurons in thalamic nuclei at
P9 (Fig. 3A,B). The transgene was also expressed at high levels in neurons in the CA1, CA2, and CA4
regions of the hippocampus, with less expression in CA3 and dentate
gyrus (Fig. 3B). A minority of neurons in the facial motor
nucleus also expressed the Bcl-xL transgene in this
line.

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Figure 2.
The Bcl-xL transgene is
expressed at high levels in the facial motor nucleus of line 7193. A, Section through the brainstem of a transgenic mouse
hybridized with a probe for Bcl-xL. This probe
detects endogenous and transgenic Bcl-xL mRNA, both of which are expressed throughout the brainstem and facial nucleus. B, Adjacent section from the same animal as in
A, hybridized with the SV40 probe, which detects only
the transgene-derived Bcl-xL mRNA. Note the high
levels of expression of SV40 in motor neurons of the facial nucleus
(arrows). C, Brainstem section of a
wild-type littermate hybridized with the SV40 probe. Note that no
signal was detected in the facial nucleus. Scale bar, 0.5 mm.
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Figure 3.
The Bcl-xL transgene is
expressed at high levels in the forebrain of line 7194. A, Section through the forebrain of a transgenic mouse
hybridized with a probe for Bcl-xL. This probe
detects both the endogenous and transgene-derived
Bcl-xL. B, Adjacent section from
the same brain as in A, hybridized with the SV40 probe,
which detects only transgene-derived Bcl-xL mRNA. Note the high levels of transgene expression in the cerebral cortex (arrows) and thalamic nuclei. Also note the high
expression in CA1, CA2 and CA4 regions of the hippocampus, and the
minimal expression in the dentate and CA3 regions. Scale bar, 1 mm.
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Bcl-xL overexpression rescues facial motor neurons from
axotomy-induced cell death
To address the question of whether Bcl-xL
overexpression may influence motor neuron survival, we transected
neonatal facial nerves, which causes massive death of facial motor
neurons in wild-type animals. The right facial nerve was transected at
P2 in F1 offspring from different T 1-Bcl-xL
transgenic lines and littermate controls. One week after axotomy, the
animals were killed. It was obvious in initial experiments that many
cells were present in the facial nucleus on the axotomized side in
Bcl-xL transgenic mice. To verify that the cells in
the axotomized facial motor nucleus were motor neurons, we stained
sections with an antibody to the glial cell line-derived neurotrophic
factor receptor Ret, which is expressed selectively by motor neurons in
spinal cord and brainstem (Trupp et al., 1997 ). In nonaxotomized
wild-type control animals, labeling with this antibody demarcates the
facial motor pool clearly (Fig.
4A). In axotomized
wild-type animals, only occasional cells were labeled in the lateral
portion of the nucleus (Fig. 4B). It should be noted
that although 15% of facial motor neurons remain when the entire
nucleus is counted, virtually all surviving neurons are in the medial
subnucleus, which projects axons to the auricular musculature and are
unlesioned in this paradigm (Dubois-Dauphin et al., 1994 ). In striking
contrast to controls, in the axotomized transgenic animals, cells
throughout the facial nucleus were labeled (Fig. 4C),
indicating that the surviving cells are in fact motor neurons and not
interneurons or glia.

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Figure 4.
Bcl-xL overexpression protects motor
neurons from axotomy-induced cell death. A, Ret-labeled
motor neurons in the facial nucleus of a nonaxotomized wild-type mouse.
Note the labeling in the medial and lateral (circled)
portion of the nucleus. Inset, High-magnification view
of Ret labeling in wild-type neurons. B, Ret-labeled
motor neurons in the facial nucleus of an axotomized wild-type mouse. Cells in the lateral portion of the nucleus have degenerated
(circled), and Ret is no longer detectable except in the
medial portion of the nucleus, which is not affected by this lesion
paradigm. C, Ret-labeled motor neurons in the facial
nucleus of an axotomized transgenic Bcl-xL mouse
(line 7193). Many lateral motor neurons survive axotomy
(circled), although they are reduced in size.
Inset, High-magnification view of Ret labeling in the
rescued lateral lateral motor neurons. (Compare the size of motor
neurons in the inset in C with the inset
in A.) D, Cresyl violet-stained motor
neurons in the facial nucleus of an axotomized transgenic Bcl-xL mouse. E,
High-magnification bright-field view of facial motor neurons 7 d
after axotomy in transgenic line 7194. Arrows indicate
rescued motor neurons. F, Dark-field view of the same
section as in E, labeled with the SV40 probe to detect
transgene-derived sequences. Note the high degree of correlation
between the rescued motor neurons shown in E and the
expression of transgene-derived Bcl-xL shown in
F (arrows). Scale bars:
A-D, 100 µm; E-F, insets, 25 µm.
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Counts of facial motor neurons in Nissl-stained serial sections 1 week
after axotomy in line 7193, in which most facial motor neurons
expressed the Bcl-xL transgene, demonstrated that an
average of 65% of motor neurons survived 1 week after nerve lesion
(Figs. 4C,D, 5). The surviving
cells were reduced in size (Fig. 4, compare
A,C, insets), indicating
that motor neurons disconnected from target tissue by axotomy underwent
considerable atrophy. Counts of the facial nucleus in unlesioned
transgenic animals compared with unlesioned controls revealed no
significant difference in the number of motor neurons (Fig. 5). This
indicates that although injury-induced apoptosis is suppressed,
naturally occurring cell death in the embryonic period was not
prevented.

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Figure 5.
Quantification of facial motor neuron rescue in
transgenic line 7193. The bar graph shows numbers of
facial motor neurons in control and axotomized wild-type and
T 1-Bcl-xL transgenic mice. Note the large
difference in numbers of facial motor neurons that survive axotomy
between wild-type and trangenic animals. Asterisk
indicates statistically significant differences
(p < 0.05).
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In lines 7194 and 7199, fewer facial motor neurons expressed transgenic
human Bcl-xL, and fewer motor neurons survived axotomy (e.g., in 7199, ~33% of the motor neurons survived 1 week after the lesion; n = 3). The correlation between
transgene expression and neurons that survive axotomy was studied in
line 7194. For example, Figure 4, E and F, shows
motor neuron survival (bright field) and transgene
expression (dark field) of the same section in the lateral
region of the facial nucleus 1 week after axotomy. As indicated by the
arrows, each of the surviving facial motor neurons expresses
the Bcl-xL transgene.
Neonatal hypoxic-ischemic insult results in apoptosis of
forebrain neurons
As opposed to some hypoxia-ischemia paradigms in the adult CNS in
which many cells may die via necrosis (Brown and Brierley, 1972 ),
recent data suggest that after hypoxic-ischemic injury to the neonatal
brain, many cells die via apoptosis (Ferrer et al., 1994 ; MacManus et
al., 1994 ; Mehmet et al., 1994 ; Hill et al., 1995 ). To examine this
issue further, we used a well characterized model of neonatal
hypoxia-ischemia (modified Levine procedure), which results in
unilateral hypoxic-ischemic brain injury (Rice et al., 1981 ; Johnston,
1983 ; Ferriero et al., 1995 ; Holtzman et al., 1996 ). We found that
unilateral carotid ligation and exposure to 8% O2 for 2.5 hr in P7 rats or 1 hr in P7 mice result in significant damage to the
hemisphere ipsilateral to carotid ligation and no damage to the
contralateral hemisphere (Ferriero et al., 1995 ; Holtzman et al., 1996 ;
Cheng et al., 1997 ). In P7 mice, analysis of the brain ipsilateral to
carotid ligation revealed that in cortex, hippocampus, and striatum,
some nuclei begin to label with the TUNEL method at 6 hr after the
termination of hypoxic exposure (Fig.
6B). The number of
TUNEL-positive nuclei increased after this time and reached a peak by
18 hr (Fig. 6C,D). Only occasional TUNEL-positive cells were
seen contralateral to carotid ligation, but the number of these cells
was similar to that seen in normal P7 mice (data not shown). That the
TUNEL labeling was nuclear was demonstrated 12 hr after ischemia by
staining sections with hematoxylin and eosin (Fig. 6
E,F).

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Figure 6.
TUNEL labeling after unilateral carotid ligation
and exposure to hypoxia. At different time points after
hypoxia-ischemia, the cortex ipsilateral to carotid ligation
(ischemic cortex) was assessed for the presence of
TUNEL-positive cells in P7 mice. A, There were no
TUNEL-positive nuclei at 0 hr. B, Occasional TUNEL-positive nuclei began to appear at 6 hr. C, There
was an increase in TUNEL labeling at 12 hr, which reached a peak at
~18 hr (D). Higher-power photomicrographs
counterstained with hematoxylin and eosin demonstrate that TUNEL
labeling is nuclear. E-F, Arrows point
to shrunken TUNEL-positive nuclei (brown) that are also stained with hematoxylin in the cortex 12 hr after hypoxia-ischemia. The arrowheads point to larger, normal-appearing
neuronal nuclei adjacent to the smaller, TUNEL-positive nuclei. Scale
bars: A-D, 30 µm; E-F, 7.5 µm.
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Whereas the TUNEL method is a sensitive indicator of apoptosis, it is
not specific. We therefore performed electron microscopy. We found that
there were occasional apoptotic cells in cortex and hippocampus 6 hr
after hypoxic treatment ipsilateral to carotid ligation. By 12 hr,
there were many cells in both hippocampus and cortex with condensed
chromatin and cell shrinkage in every section of ischemic tissue
examined (Fig. 7A). Although
we cannot rule out that some necrosis occurs, our findings corroborate
those of others and suggest that many cells are dying via apoptosis in
this model.

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Figure 7.
Electron microscopy reveals evidence of apoptosis
after hypoxic-ischemic injury. A, Example of a cell
from the cortex of a P7 mouse brain ipsilateral to carotid ligation, 12 hr after exposure to 8% oxygen. There is condensed chromatin
(arrows) within the nucleus. B, There is
a normal-appearing neuronal nucleus in the P7 mouse cortex
contralateral to carotid ligation 12 hr after exposure to 8% oxygen.
Scale bar, 5 µm.
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Bcl-xL overexpression protects neonatal mouse brain
from hypoxic-ischemic insult
We were interested in whether Bcl-xL
overexpression could prevent neuronal cell death in this model that
favors apoptosis in the CNS. Our in situ hybridization
results showed that in line 7194, the Bcl-xL
transgene is expressed at high levels during the first 2 weeks after
birth in the cerebral cortex and hippocampus, regions that are damaged
significantly in this hypoxia-ischemia paradigm. Based on these
in situ hybridization results, we tested whether
overexpression of Bcl-xL would protect against neonatal hypoxic-ischemic brain injury.
P7 mice from transgenic line 7194 and wild-type littermates
received unilateral (left) carotid artery ligation and were exposed to
8% oxygen for 1 hr. Brains were analyzed 1 week later for extent of
tissue damage. We found that the amounts of tissue loss (ipsilateral to
carotid ligation) in the striatum, cortex, and hippocampus of wild-type
animals were 40.1, 30.8, and 52.3%, respectively. In transgenic
animals from line 7194, the amounts of tissue loss in striatum, cortex,
and hippocampus were 24.6, 11.9, and 31.9%, respectively. Thus, there
was 61.5% less damage in the cortex, 39% less damage in the
hippocampus, and 38.5% less damage in the striatum of animals
overexpressing Bcl-xL (Fig.
8). All of these changes were
statistically significant.

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Figure 8.
Overexpression of Bcl-xL protects the
neonatal mouse brain from hypoxic-ischemic insults. A,
Coronal sections of P14 mouse brains 1 week after unilateral (left)
carotid ligation and exposure to hypoxia for 1 hr at P7. There was
significantly less tissue damage in Bcl-xL
transgenic brains (line 7194) compared with wild-type littermates.
B, Quantitative measures of volume loss in transgenic
and wild-type animals. The volume of tissue loss in each brain region
ipsilateral to carotid ligation (lesioned hemisphere) was compared in
each animal with the volume of tissue remaining in the matching brain
regions contralateral to carotid ligation (unlesioned hemisphere). The
percent volume loss in each structure was determined in each animal,
and data are presented as the mean ± SEM.
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DISCUSSION |
Bcl-xL prevents axotomy-induced apoptosis in the early
postnatal period
Using the pan-neuronal promoter T 1 -tubulin, we
overexpressed human Bcl-xL in neurons. As expected
from previous studies, the pattern of transgene expression was highly
variable among different lines (Gloster et al., 1994 ; Majdan et al.,
1997 ). Overexpression of Bcl-xL protected facial motor
neurons from axotomy-induced cell death in the neonatal period. The
degree of protection varied between the different lines and was
correlated with the percentage of facial motor neurons that expressed
the transgene. Because all facial motor neurons express endogenous
Bcl-xL in the postnatal period presumably to some
degree, the absolute level of expression must be critical in regulating
susceptibility to apoptosis.
It is interesting to compare our results with Bcl-xL
overexpression with other studies that have modulated levels of
expression of genes encoding Bcl-2 family members. Overexpression of
Bcl-2 under the neuron-specific enolase (NSE) promoter produced results that were similar to those reported here (Dubois-Dauphin et al., 1994 ).
In two of those lines, the majority of motor neurons were protected
from axotomy-induced cell death. Thus, an interesting implication of
our study is that from a pharmacological standpoint, Bcl-xL
and Bcl-2 appear to be interchangeable in regulating motor neuron
survival in vivo. In mice that lack the proapoptotic
regulator Bax, profound saving of motor neurons was also observed after neonatal facial nerve axotomy (Deckwerth et al., 1996 ). This latter finding supports the idea that proapoptotic and antiapoptotic Bcl-2
family members interact to regulate susceptibility of postnatal motor
neurons to apoptosis.
It is perhaps surprising that there was no reduction in the amount of
naturally occurring cell death in the facial motor nucleus. Studies of
Bcl-2 overexpression using the NSE promoter showed that
lines were highly variable in their ability to prevent naturally occurring cell death related presumably to the developmental age of
onset of transgenic Bcl-2 expression (Martinou et al.,
1994 ). The known properties of the T 1 -tubulin
promoter suggest that it should be active during early development
(Gloster et al., 1994 ). However, because we were interested in
postnatal responses, we did not characterize expression patterns of
transgenic Bcl-xL during embryogenesis. Thus, we do
not know whether the lack of increase in neuronal numbers is
attributable to a relatively late onset of transgenic
Bcl-xL expression or expression in the embryo that
is below the level required to prevent naturally occurring cell
death.
Bcl-xL reduces damage caused by
neonatal hypoxia-ischemia
Endogenous Bcl-xL is widely expressed in the nervous
system in both embryonic and postnatal life (Gonzalez-Garcia et al., 1994 ; Merry et al., 1994 ; Gonzalez-Garcia et al., 1995 ; Parsadanian et
al., 1995 ). To determine whether regulation of apoptosis in vivo by Bcl-xL generalized to cells other than motor
neurons, we sought a model of apoptosis of forebrain neurons.
Hypoxic-ischemic injury in the adult brain generally leads to necrotic
cell death within the "core" of infarcted tissue. However, previous
studies have suggested that even severe hypoxic-ischemic brain injury in the neonatal period can lead to apoptosis. We have confirmed and
extended these earlier studies (Ferrer et al., 1994 ; Mehmet et al.,
1994 ; Hill et al., 1995 ). Carotid ligation in wild-type neonatal mice
followed by exposure to hypoxia resulted in a marked amount of DNA
damage in cortex, hippocampus, and striatum, as revealed by TUNEL
staining. Because TUNEL may not be specific for apoptotic cell death,
we performed ultrastructural analysis. Abundant nuclei with changes
that resembled apoptosis were seen by EM at 6 and 12 hr after injury.
Analogous results have been reported recently that show that injection
of glutamate receptor agonists that trigger necrosis in mature rat
brain leads to apoptosis in neonatal brain (Portera-Cailliau et al.,
1997 ). Further evidence that this neonatal hypoxic-ischemic
injury-induced death has a prominent apoptotic component is provided by
the fact that it can be prevented almost completely by injections of
BDNF into the lateral ventricle in neonatal rats (Cheng et al., 1997 ).
Interestingly, BDNF is only marginally effective in reducing damage
caused by ischemia later in CNS development in the same model (Cheng et al., 1997 ) .
Overexpression of Bcl-xL had impressive survival-promoting
effects in neonatal hypoxia-ischemia-induced brain injury. There was
~50% reduction in the volume of damage in the hippocampus, cortex,
and striatum in mice that overexpress Bcl-xL. It is
possible that the protection would have been even greater if
Bcl-xL was expressed in all cells (e.g., glia and
endothelial cells) and not limited to neurons. Thus, Bcl-xL
appears to be effective in regulating death of cells contained
completely within the CNS as well as those with peripheral projections
(facial motor neurons). This generality of Bcl-xL action is
interesting in light of recent demonstrations that PNS and CNS neurons
exhibit differing patterns of survival dependence related to
neurotrophins and neural activity (Meyer-Franke et al., 1995 ) .
These observations may have useful clinical implications. This
experimental paradigm is a rodent model of hypoxic brain injury, which
occurs in the perinatal period in humans and leads to conditions such
as cerebral palsy. Once such an insult has occurred, blood supply and
oxygen levels usually can return to normal. Thus, if molecules such as
Bcl-xL can protect cells against death caused by a
"transient" insult, it may provide enough protection for long-term
cellular survival and function once the brain environment returns to
baseline. An exciting possibility is that factors that augment
Bcl-xL actions may be useful as treatments after neonatal hypoxic-ischemic insults.
Potential interactions of Bcl-xL and Bax in regulating
postnatal neuron survival
A striking feature of gene expression in Bcl-2 family members is
that Bcl-2 is downregulated rapidly during development in all except a
few neuronal populations. In contrast, Bcl-xL is either
maintained or upregulated during development and into adulthood (Gonzalez-Garcia et al., 1994 ; Merry et al., 1994 ; Gonzalez-Garcia et
al., 1995 ; Parsadanian et al., 1995 ). Similarly, although the precise
developmental time frame is less clear, Bax is also expressed at
appreciable levels by mature neurons (Krajewski et al., 1994 ). These
expression patterns raise the possibility that Bcl-xL and Bax may be the most important regulators of apoptosis as neurons mature. Our results provide support for this idea. It is clear that
overexpression of Bcl-xL in the postnatal period diminishes susceptibility to apoptosis markedly in response to the powerful stimuli of axonal injury and hypoxia-ischemia.
Our results also raise the intriguing possibility that changes in
the levels of Bcl-xL and Bax in the postnatal period are related to the profound variations in susceptibility to apoptosis that
neurons undergo during development. For example, in the facial axotomy
paradigm, cell death is far less extensive in the adult than it is in
the postnatal period (for review, see Snider and Thanedar, 1989 ;
Elliott and Snider, 1998 ). Similarly, after hypoxia-ischemia, although
substantial cell death occurs in the adult brain, it occurs by
apoptosis less typically than at the early developmental stage studied
here (Deshpande et al., 1992 ). The reasons for such profound changes in
neuronal vulnerability to apoptosis associated with these injuries are
unknown. One possibility is that an increase in levels of
Bcl-xL relative to Bax may lead to a significant change in
the threshold for neuronal apoptosis. Indeed, reversal of this ratio,
i.e., overexpression of Bax, rapidly leads to death of postnatal
sympathetic ganglion neurons in vitro that are normally growth factor-independent (Easton et al., 1997 ). Taken together, these
results support the idea that the Bcl-xL/Bax ratio
is critical in setting a threshold for neuronal apoptosis in the
postnatal CNS.
 |
FOOTNOTES |
Received July 8, 1997; revised Oct. 16, 1997; accepted Nov. 17, 1997.
This work was supported by a Paul Beeson Physician faculty scholar
award from American Federation for Aging Research and National Institutes of Health Grant NS35902 to D.M.H., a Muscular Dystrophy Association Grant and National Institutes of Health grant P50AGO5681 to
W.D.S., and the Alan and Edith Wolf Charitable Foundation. We thank J. Harding, R. Gerfen, L. Worley, J. DeMarro, and A. Shah for technical
assistance and J. Gidday and M. Jacquin for their advice and
expertise.
Correspondence should be addressed to Dr. W. D. Snider, Department
Of Neurology, Washington University School of Medicine, 660 South
Euclid Avenue, St. Louis, MO 63110.
 |
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