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The Journal of Neuroscience, February 15, 1998, 18(4):1505-1527
Prenatal Development of Layer-Specific Local Circuits in Primary
Visual Cortex of the Macaque Monkey
Edward M.
Callaway
Systems Neurobiology Laboratory, The Salk Institute for Biological
Studies, La Jolla, California 92037
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ABSTRACT |
Previous studies have demonstrated that axonal arbors specific for
the four main cortical layers 2/3, 4, 5, and 6 develop precisely from the outset using activity-independent cues. In macaque
primary visual cortex (V1), layer 2/3 is subdivided into layers named
2/3A, 3B, 4A, and 4B, and layer 4 is subdivided into 4C and 4C .
Individual neurons in V1 of mature macaques have axonal arbors that are
highly specific for these sublayers. We have studied the prenatal
development of laminar and sublaminar specificity of local circuits in
macaque V1. Two-hundred thirty-eight neurons were labeled
intracellularly in living brain slices prepared from V1 of five
prenatal macaque monkeys aged 100 to 145 d postconception (E100-E145). Axonal and dendritic arbors of labeled neurons were reconstructed to assess their relationships to the cortical layers. We
find that developing spiny neurons in layers 2-4B and layer 5 specifically target superficial and deep layers without forming "incorrect" branches in layer 4C. Similarly, layer 6 pyramidal neurons that target layer 4C do not form "incorrect" branches in
layer 5. These results indicate that specific projections to the main
cortical layers develop with a high degree of selectivity, as in other
species. However, the development of sublayer-specific projections was
not always precise from the outset. Unlike postnatal animals, axons of
some prenatal layer 4C spiny neurons branch in layer 4B. At similar
ages, many pyramidal neurons in the upper half of layer 6 have axonal
branches in layer 4C as well as 4C ; these projections are
specific for 4C in more mature animals. Also, there is similar
"exuberance" in axonal arbors of other layer 6 cell types.
Transient projections were also observed in the subplate and to the
white matter for cells from all layers, except 4C . These
observations indicate that at least some sublayer-specific projections
emerge by elimination of exuberant axonal branches and suggest that
they may use activity-dependent mechanisms to identify "correct"
target layers. Such cues could be provided by laminar differences in
the patterns of spontaneous prenatal activity in the
retino-geniculo-cortical network.
Key words:
development; local circuits; primate; macaque; visual
cortex; V1; area 17; striate cortex
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INTRODUCTION |
One of the most striking features of
the cerebral cortex is its laminar organization. Local cortical
circuits, cortico-cortical connections, and interconnections with
subcortical structures are all layer-specific. The precise organization
of these connections dictates adult cortical function. Thus,
understanding the mechanisms that give rise to the development of
layer-specific connections is crucial to understanding the factors that
determine cortical function.
Previous studies have shown that layer-specific connections in cerebral
cortex can develop with a high degree of specificity from the outset,
using activity-independent cues such as molecular markers (for review,
see Katz and Callaway, 1992 ; Bolz et al., 1996 ). These studies have
focused on axons that selectively target one or more of the four main
cortical layers: 2/3, 4, 5, or 6. For example, consider the following:
developing layer 2/3 pyramidal neurons in cat striate cortex
selectively target layers 2/3 and 5, avoiding layer 4 (Katz, 1991 ); LGN
axons selectively target layers 4 and 6 of cortical slices in
vitro (Yamamoto et al., 1989 ; Blakemore and Molnar, 1990 ; Bolz et
al., 1992 ); and layer 6 pyramidal neurons in ferret striate cortex
selectively target layers 2/3 and 4, avoiding layer 5, both in
vivo (Callaway and Lieber, 1996 ) and in in vitro slice
cultures (Dantzker and Callaway, 1997 ).
These four cortical layers are present in all cortical areas (see, for
example, Brodmann, 1909 ). However, in primate primary visual cortex,
there are additional layers. Using the numbering scheme of Brodmann
(1909) , layers 2-4B of V1 in the macaque monkey are equivalent to
layer 2/3 of other species, and layer 4C to layer 4 (Hassler, 1967 ;
Casagrande and Kaas, 1994 ). These layers are subdivided further: layers
2-4B into layers 2/3A, 3B, 4A, and 4B; and layer 4C into layers 4C
and 4C . In addition to the cytoarchitectonic distinctions between
layers, LGN afferents and local circuits within primate V1 are highly
specific for these subdivisions (for review, see Lund, 1988 ; Callaway,
1998 ). Most notably, spiny stellate neurons in layer 4C specifically
target layers 4A and 3B but do not branch in the intervening layer 4B, and many layer 6 pyramidal neurons have axonal and dendritic arbors that are specific for layer 4C , layer 4C , or even the middle of
layer 4C (Wiser and Callaway, 1996 ). A previous Golgi study concluded
that sublayer-specific connections in macaque V1 are generated
precisely from the outset (Lund et al., 1977 ), but at that time the
adult organization of V1 local circuits was not well understood (cf.
Wiser and Callaway, 1996 ).
We were particularly interested, therefore, in how connections that are
specific for the sublayers in macaque V1 develop. Are axonal arbors
formed specifically in the correct sublayers from the outset, as they
are for the four main layers in other species? Or is there initial
exuberance followed by elimination of axonal branches in incorrect
layers? The answers to these questions have important implications for
a number of issues. For example, do the "extra" layers in primate
V1 arise because neuronal precursors give rise to cortical neurons with
unique laminar identities not present in other cortical areas? Or do
the sublayers emerge from the same cell types and distributions as in
the main layers, but under the regulation of epigenetic influences such
as patterned neuronal activity? Do different cell types within a single
cortical layer emerge from an initially uniform, equipotential
population of cells that differentiate in response to different
environmental influences (e.g., patterned neural activity), or are
their fates predetermined?
To follow the emergence of laminar and sublaminar specificity of local
circuits, we have intracellularly labeled and analyzed the axonal and
dendritic arbors of 238 neurons in living brain slices from the primary
visual cortex of five prenatal macaque monkeys, aged 100-145 d
postconception (E100-E145, birth is typically at ~E165). We find
that developing axonal arbors distinguish precisely between the four
main layers (2-4B, 4C, 5, and 6) from the outset. However, specificity
for sublayers is often imprecise. Axonal arbors initially arborize in
"incorrect" layers, and the incorrect projections are then
eliminated.
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MATERIALS AND METHODS |
Individual neurons were intracellularly labeled with biocytin in
living coronal slices of V1 from 5 prenatal macaque monkeys (4 Macaca radiata, 1 M. nemestrina) of estimated
gestational ages from E100 to E145 (see below, gestation is typically
165 d). The methods used for slice preparation, cell labeling,
tissue staining, and analysis of neurons were essentially identical to
those described previously (Callaway and Wiser, 1996 ; Wiser and
Callaway, 1996 ), except that brain tissue was collected from prenatal
animals after Cesarean delivery.
Neurons were labeled during whole-cell recording with patch electrodes
containing 2% biocytin. After labeling of neurons, brain slices were
fixed, sectioned, and double-stained for biocytin and cytochrome
oxidase (CO). Axonal and dendritic arbors were reconstructed by camera
lucida drawing. Only cells in which all axonal branches could be
clearly followed until they either ended or left the plane of the slice
were included in our analyses. Cells whose axons became faint or had
branchpoints that were difficult to detect were excluded.
Each neuron was investigated to determine whether its main descending
axon projected to the white matter. When the axon could be seen
entering the white matter, the cell was scored as a projection neuron.
Neurons were scored as nonprojecting only if the descending axon
clearly ended within the plane of the slice. If the descending axon
left the plane of the slice before entering the white matter, the cell
was scored as ambiguous.
The depth of the cell body of each layer 6 pyramidal neuron within
layer 6 was calculated by measuring the distance between the base of
the cell body and the layer 5/layer 6 border, dividing this distance by
the whole depth of layer 6, and multiplying this ratio by 100. We
defined "superficial" as a depth inferior or equal to 40%,
"middle" as between 40 and 60%, and "deep" as superior or
equal to 60%. This is identical to the method used by Wiser and
Callaway (1996) .
Unlike postnatal tissue, CO staining was not always a reliable
indicator of laminar boundaries in prenatal animals, and it does not
reveal the precise location of the border between layers 4C and
4C at any age. Therefore, after camera lucida reconstruction of
axonal and dendritic arbors, coverslips were removed from the tissue
and it was stained for Nissl substance with thionin. The thionin stain
obscured some of the finer processes of biocytin-labeled neurons, but
because they had already been reconstructed, the visible processes
could be aligned with the camera lucida drawings. Laminar boundaries
identified by CO staining were then verified based on the Nissl stain,
and borders that were not detectable or were ambiguous were added.
The laminar pattern of CO staining in the oldest animal from our study
(E145) was similar to that reported previously for newborn animals
(Kennedy et al., 1985 ). The darkest CO stain is found in layer 4C, but
unlike adult animals, in which layer 4C usually stains uniformly, there
is a light zone in upper layer 4C . Thus, layer 4C is dark and
there is a thin dark band at the bottom of layer 4C ; these zones are
separated by the lighter-staining region. We also did not detect CO
"blobs" in any of our prenatal tissue (see, for example, Horton,
1984 ). Otherwise, the laminar pattern at E145 was similar to that in
mature animals, with layers 4A and 6 staining relatively dark and
layers 2/3, 4B, and 5 staining light. At E135 the staining is similar
to that at E145, except that the dark band at the bottom of layer 4C
extends into the top of layer 5 as identified by Nissl stain. This
trend continues in the next youngest animal (E122), in which relatively
dark staining extends well into layer 5. At ages less than E122 (E100,
E108), layer 4A was not detectable with the CO stain. Also, although layers 4C and 6 tended to be darker than other layers at E100 and E108,
these differences were not always reliable indicators of the laminar
boundaries as revealed by Nissl stain. Therefore, at these ages,
laminar boundaries were defined solely by the Nissl staining.
Estimation of gestational age. The ages of fetuses were
estimated from ultrasonic measurements of crown-to-rump length (CRL) early in gestation or biparietal distance (BPD) at later ages. BPD was
also measured directly at the time of Cesarean delivery. The values
were then compared with published values of similar measurements from
timed pregnancies (Tarantal and Hendrickx, 1988 ; Conrad et al., 1995 ).
These studies report that CRL is the most reliable indicator of
gestational age at 20-60 d postconception. The measures are also
remarkably similar for three different species of macaque
monkey M. nemestrina, M. fascicularis, and
M. mulatta despite differences in size at birth
(Tarantal and Hendrickx, 1988 ). Thus, the values are also likely to be
applicable to M. radiata. CRL measurements at 20-60 d of
gestation were available for all 4 M. radiata used in this
study. These animals had estimated ages of E100, E108, E122, and E135
at the time of delivery. For 1 of these animals (E108), the CRL measure
was very early (~E20), and we were concerned, therefore, about the
reliability of the measurement. Thus, an additional ultrasound was done
at an estimated gestational age of E81. Because BPD is a reliable
indicator of gestational age after E60 (Tarantal and Hendrickx, 1988 ;
Conrad et al., 1995 ), this value was used and the age estimate varied
from the early CRL measure by 5 d. Age estimates from BPD at
delivery were also always in good agreement with the estimates from CRL
(within 1-5 d). For one animal (also the only M. nemestrina), no ultrasound measures were available. The age of
this fetus was estimated solely from the BPD at the time of delivery.
The estimated age of this animal (E145) is based on published measures
from the same species (Conrad et al., 1995 ), because differences
between species are evident at this age (Tarantal and Hendrickx,
1988 ).
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RESULTS |
Two-hundred thirty-eight neurons were labeled intracellularly in
coronal brain slices from 5 prenatal macaque monkeys, and the laminar
specificities of their axonal and dendritic arbors were analyzed. The
estimated ages of the animals used were E100, E108, E122, E135, and
E145 (see Materials and Methods). The numbers of cells labeled in each
cortical layer from each of these animals are indicated in Table
1. The values indicate the total number of spiny (presumed excitatory) neurons that met our criteria for inclusion in the sample (see Materials and Methods) for each layer from
each animal. The numbers in parentheses indicate the numbers of cells
that had smooth or sparsely spined dendrites and are presumed
inhibitory. These constitute 24 of 238 (~10%) of the total sample.
Our analyses here focus exclusively on the remaining 214 spiny neurons.
Our sample is dominated by neurons in the deep layers. This is because
the diversity of cell types in deep layers, particularly layer 6 (Wiser
and Callaway, 1996 ), suggested that it might be important to label more
of them. We therefore aimed for these layers most frequently with our
recording electrodes. The small numbers of cells in layer 4C relative
to more superficial layers reflect greater difficulty of
obtaining whole-cell recordings.
Layer 2-4B spiny neurons
In mature macaque monkeys, pyramidal and spiny stellate neurons in
layers 2-4B have a main descending axon that branches to form an
extensive axonal arbor within layers 2-4B and a more limited arbor in
layer 5. Some cells also have limited arbors in layer 6, but axonal
branches in layer 4C are absent or extremely rare (Anderson et al.,
1993 ; Callaway and Wiser, 1996 ). We find that this laminar organization
develops precisely from the outset.
A total of 49 pyramidal and spiny stellate neurons in layers 2-4B were
labeled and analyzed. The least mature of these cells had a main
descending axon that extended downward through the deeper cortical
layers without forming any collateral branches in the cortical plate
(see Fig. 1a,b).
This morphology was observed for the single E100 cell and for 2 of 4 E108 cells. Two of the three cells lacking axonal branches in the
cortical plate, however, did have axonal branches in the subplate (Fig.
1a); the third was ambiguous in this respect because the
descending axon left the plane of the brain slice in layer 5 (Fig.
1b).

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Figure 1.
Camera lucida reconstructions of axonal and
dendritic arbors of pyramidal neurons with somata in layers 2-4B.
Cells were intracellularly labeled with biocytin in living brain slices
from animals aged E100 (a), E108 (b,
c), or E122 (d-f). The least mature
neurons (a, b) have a main descending axon originating
at the base of the cell body and extending through the cortical plate
without branching. The cell in a does have an axonal
branch in the subplate. More mature neurons also have 100- to
200-µm-long axonal branches in layers
2-4B (d-f) or
layer 5 (c), but cells with
branches in layer 5 are relatively uncommon at these ages (see
Results). Most E122 neurons also have axonal branches in the subplate.
All of these cells have a pyramidal dendritic morphology with a
prominent apical dendrite emerging from the top of the cell body.
Laminar boundaries are indicated by straight horizontal
lines, and the numbers to the
left of each figure identify the layers. When the layers
are not identified, they are the same as for the cell located to the
left. The thick horizontal lines are
scale bars. SP, Subplate. Scale bars, 100 µm.
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More mature cells had axonal branches in the cortical plate, but they
were never observed in layer 4C. Of the 2 E100-E108 cells with
branches in the cortical plate, one had very short collateral branches
in layer 2/3 (not shown) and the other had two branches in layer 5 (Fig. 1c); these did not have axonal branches in the
subplate.
At E122, axon collateral branches in cortical layers 2-4B and 5 became
more common and more extensive, but they remained absent from layer 4C
and were rare in deep layers (Fig. 1d-f).
Only 2 of 14 cells lacked axonal branches in the cortical plate, and the remaining 12 all had branches in layers 2-4B. However, only 3 of
14 cells had branches in layer 5 (none in layer 6). The lack of
branches in deep layers did not result from truncation of the descending axon during slice preparation because all but 1 could be
followed into the subplate. These observations suggest that branches
from these cells are formed in the superficial layers before the deep
layers. Branches in the subplate were most common at E122 and were
present in 10 of 13 cells (Fig. 1d-f; 1 was
ambiguous because of truncation of the descending axon in layer 6).
At E135, all 14 layer 2-4B spiny neurons had axonal branches in layers
2-4B and most had branches in layer 5 (9/14 cells). Secondary
collateral branches were common in layers 2-4B (Fig. 2a-c) and could
extend several hundred micrometers laterally within the layer (Fig.
2c). Axonal branches remained absent from layers 4C and 6 but were still found in the subplate. The percentage of cells with
subplate branches had decreased somewhat, from 77% (10/13, 1 ambiguous) at E122 to 45% at E135 (5/11, 3 ambiguous).

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Figure 2.
Camera lucida reconstructions of layer 2/3
pyramidal neurons intracellularly labeled in E135 (a-c)
or E145 (d) slices. These cells all have a main
descending axon extending through the cortical plate and into the
subplate. Each cell has axonal branches in layers
2/3 and 5 that extend
laterally for several hundred microns. Many of the laterally projecting
axon collaterals also give off secondary branches. There are no axonal
branches in layer 4C. Many cells at these ages have
axonal branches in the subplate (a, b, d). Conventions
are as in Figure 1. Scale bars, 200 µm.
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Layer 2-4B neurons at E145 were similar in most respects to those
observed at E135 (Fig. 2d). There was, however, an increase in the percentage of cells with layer 5 branches to 93% (14/15 cells,
1 ambiguous; comparable to mature values; Callaway and Wiser, 1996 ) and
a continued decrease in the percentage with axonal branches in the
subplate (21%, 3/14, 2 ambiguous). Again, all cells had axonal
branches in layers 2-4B (16/16), and no axonal branches were observed
in layers 4C or 6.
The layer 2-4B spiny neurons at all five prenatal ages varied from
mature neurons in that they invariably projected an axon to the white
matter (41/41 cells, 8 ambiguous because of truncation of the
descending axon). Ten of these forty-one neurons had their somata in
layer 4B, and the remainder were in layers 2-4A. In a smaller sample
of postnatal neurons, only about half of the layer 2-4A neurons
projected to the white matter, whereas 90% of layer 4B neurons
projected to the white matter (Callaway and Wiser, 1996 ).
Layer 4C spiny neurons
In mature animals, the spiny neurons in layer 4C all have a spiny
stellate dendritic morphology and their axons arborize predominantly within layer 4C and/or in more superficial layers (2-4B) (Valverde, 1985 ; Lund, 1988 ; Katz et al., 1989 ; Anderson et al., 1993 ; Callaway and Wiser, 1996 ). Many of these cells also have weaker axonal arbors in
layers 5 and/or 6, but some lack any projection to these deeper layers.
These cells do not project axons into the white matter. Although the
axonal arbors of spiny stellate neurons in layers 4C and 4C are
similar in these respects, they differ in the sublaminar specificity of
their projections to superficial layers. Layer 4C neurons often have
axonal arbors in layer 4B, whereas 4C neurons lack axonal branches
in this layer (see below). The development of layer 4C neurons,
therefore, will be described separately from layer 4C spiny
stellates.
Layer 4C
No layer 4C neurons were labeled in slices from the E100 or
E108 animals, presumably because they have small cell bodies, making
whole-cell recordings more difficult. A total of 12 layer 4C spiny
stellates were labeled in the 3 older animals. The maturity of the
axonal arbors of E122 neurons appeared similar to those at E135 or
E145, but in view of the variability in axonal projection patterns in
mature cells, the small numbers of cells labeled at E135
(n = 2) and E145 (n = 2) preclude any
meaningful consideration of possible differences. All 12 neurons are
therefore considered together.
Most of the prenatal layer 4C spiny stellates in the sample had
already projected axons to layers 3B, 4A, or 4B (Fig.
3a-c; 9/12 cells,
7/8 at E122). All 12 cells also had axonal branches within their home
layer (layer 4C ), and 2 of these also had branches in layer 4C .
Seven of eleven cells had axonal branches in layers 5 and/or 6 (Fig.
3c; 1 ambiguous because of truncation of the descending axon
in layer 5). Branches were slightly more common in layer 6 (6 cells)
than layer 5 (4 cells). These axonal projection patterns are all
consistent with those observed in mature animals, although the overall
density of projections appeared to be lower.

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Figure 3.
Layer 4C spiny stellate neurons labeled in E122
slices. All three cells (a-c) have a main descending
axon extending into the subplate and either one (a, b)
or two (c) axonal branches originating in layer
4C and extending to and branching further in more
superficial layers. Cells a and c have
axonal branches in the subplate, and cell c also has
branches in layers 5 and 6. Conventions
are as in Figure 1. Scale bars, 200 µm.
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The prenatal cells did vary from more mature cells in two important
respects. Their main descending axons often extended into the white
matter (Fig. 3a-c), and they sometimes gave off
collaterals in the subplate (Fig. 3a,c). Of the
12 cells sampled, 7 clearly projected an axon to the white matter
whereas only 1 clearly lacked a projection. The remaining 4 neurons
were ambiguous in this respect because of truncation of the descending
axon in the subplate (3 cells) or layer 5 (1 cell). Axonal branching in
the subplate was observed for 3 of 8 cells (4 ambiguous).
Layer 4C
The local axonal arbors of mature layer 4C spiny stellate
neurons project most densely to layers 4A and 3B. These superficially projecting axons pass through layer 4B, on their way to more
superficial layers, without branching. In previous studies,
reconstructions of more than 30 intracellularly labeled layer 4C
spiny stellates from postnatal animals have never revealed an axonal
branch in layer 4B (Katz et al., 1989 ; Anderson et al., 1993 ; Callaway
and Wiser, 1996 ) (H. Yabuta and E. M. Callaway, unpublished
observations). Furthermore, I have closely inspected axons
anterogradely labeled by extracellular biocytin injections in layer
4C of brain slices from postnatal animals, following more than 100 collaterals through layer 4B without detecting a branch.
In contrast to these findings in postnatal animals, we have
detected layer 4B axonal branches from prenatal layer 4C spiny neurons (Fig. 4). In the youngest animal
(E100), layer 4C neurons were not sampled. However, a small number of
layer 4C spiny neurons (n = 9) were labeled in older
animals: 2 at E108, 1 at E122, 5 at E135, and 1 at E145. Nissl stain
clearly distinguished layer 4C from 4C , and layer 4B from 4C
and 4A in sections from the slices containing the E122 and older cells,
but did not distinguish layer 4C from 4C at E108. Nevertheless,
the 2 E108 cells were well within the lower half of layer 4C and,
therefore, presumably within layer 4C (Fig.
4a,b).

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Figure 4.
Layer 4C spiny neurons from animals aged E108
(a, b), E122 (c), E135 (d,
e), and E145 (f). Two of the cells
have a spiny stellate dendritic morphology, typical of mature layer
4C spiny neurons (d, e). The remaining
four cells all have a long apical dendrite. The apical dendrites are
most prominent for the E108 cells (a, b). These
dendrites extend into layer 2 and have very short
branches in layers 2/3 and
4B. For cell a, the apical dendrite is to
the right of a recurrent axon collateral in superficial layers, but for
the cell in b, the apical dendrite and an axon cross
over one another several times; for this cell, arrows
point to the axon. For cells c and f, the
apical dendrite extends only into layer 4C . All of
these cells have one (a-d) or two (e,
f) recurrent ascending axon collaterals extending into
layer 2/3. Three of these cells have
axonal branches in layer 4B (b, c, e; the
lowest arrow in b points to a layer
4B axonal branch), whereas the remaining cells only have
branches in more superficial layers, and sometimes layer
4C. Cell b also has a descending axon
extending into layer 6. Conventions are as in Figure 1.
Scale bars, 100 µm.
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Three of the nine layer 4C spiny neurons clearly had axonal branches
in layer 4B (Fig. 4b,c,e). One of
these cells was from an E108 slice, and it had two short axonal
branches in layer 4B (Fig. 4b). A second cell was the lone
4C spiny stellate labeled at E122; it had a single axonal branch in
layer 4B, and both collaterals ascended vertically to layer 2/3 without
further branching (Fig. 4c). The third was labeled in a
slice from the E135 animal, and it had four axonal branches in layer 4B
(Fig. 4e).
Four other cells from E135 slices lacked layer 4B axonal branches, as
did the lone cell labeled from the E145 animal and 1 of the E108 cells
(e.g., Fig. 4a,d,f).
Although I am reluctant to make strong conclusions based on layer 4B
branches observed for just 3 cells, the relative incidence of such
branches prenatally (33%, 3/9 cells) is significantly greater than
even a conservative estimate from postnatal intracellular labeling
results (0/30 cells, p < 0.01, Fisher exact test), and
when considered in the context of the hundreds of axons observed from
extracellular layer 4C injections, the result is still more
compelling. These observations, therefore, suggest that at least some
layer 4C spiny neurons form transient axonal branches in layer 4B
(see Fig. 14 for a summary schematic of possible developmental
sequence).
The youngest layer 4C spiny neurons also appeared to have transient
apical dendrites, as reported previously for spiny stellate neurons in
rat somatosensory cortex (Peinado and Katz, 1990 ) and perhaps also cat
striate cortex (Callaway and Katz, 1992 ). Both E108 cells had an apical
dendrite extending into layer 2 with short (<20 µm) branches in
layers 2/3 and 4B (Fig. 4a,b). Most of the
dendritic branches were, however, within lower layer 4C. Layer 4C
cells labeled in slices from older animals all lacked dendrites
extending outside layer 4C.
Although layer 4C spiny neurons, like those in 4C , occasionally
had axonal branches in layer 4B, the two populations did differ clearly
in several respects. First, the layer 4C neurons were somewhat more
likely to have branches in layer 4B (50%, 6/12 cells vs 33%, 3/9
cells), but this difference is not statistically significant
(p > 0.25, Fisher exact test). More striking,
however, were the lack of projections to the white matter and the lack of axonal branching in the subplate and infragranular layers (layers 5 and 6) for layer 4C spiny neurons (0/9 cells). Two-thirds of the
layer 4C spiny neurons did not have any axons descending below layer
4C (6/9 cells), whereas one-third (3/9) had a descending axon extending
unbranched into layer 5 or 6. This contrasts with 88% of prenatal
layer 4C spiny stellates that had an axonal projection to the white
matter (7/8 cells), 38% with axonal branches in the subplate (3/8
cells), and 64% with infragranular branches (7/11 cells; see details
above).
Layer 5 pyramidal neurons
In postnatal macaque monkeys, layer 5 pyramids in V1 can be
classified into three groups (cf. Callaway and Wiser, 1996 ).
Approximately 80% of layer 5 pyramids (termed "class A") do not
project axons below layer 5 (their axonal arbors are entirely intrinsic
to V1). Instead, they have recurrent axon collaterals in layer 5 that extend to layers 2-4B, where they form dense arbors. The remaining 20% of layer 5 pyramids do project to the white matter. Most of these
have a distinctive "backbranching" dendritic morphology (e.g., Fig.
7c) and long, lateral axon collaterals in layer 5 and
occasionally layer 6 (termed "class B"). The most rare layer 5 pyramids have a very large soma and a "tall" apical dendritic morphology (Lund and Boothe, 1975 ; Valverde, 1985 ) and probably project
to the superior colliculus (Lund et al., 1975 ). Neither the class A nor
the class B pyramids have axonal branches in layer 4C, but the pattern
of local axonal projections of tall layer 5 pyramids is unknown.
A total of 41 layer 5 pyramidal neurons were included in our sample: 7 at E100, 2 at E108, 13 at E122, 14 at E135, and 5 at E145 (see
Table 1). As these cells developed, they formed axonal arbors precisely
in the same cortical layers as they do in maturity. Presumptive class A
cells formed extensive axonal arbors in layers 2-4B. Presumptive
projection neurons formed laterally projecting arbors in deep layers,
and no cells formed axonal arbors in layer 4C.
At E100 and E108, all 9 layer 5 pyramidal neurons projected a main
descending axon to the white matter (Fig.
5). Four of these cells had axon
collateral branches in the subplate (Fig. 5d), and 6 had
branches in layer 6 (Fig. 5c,d; 2 of these
projected to both the subplate and layer 6). Four of nine had a single
recurrent axon collateral that originated from the main descending
axon, just below the cell body (usually in layer 5) and then ascended to more superficial layers (Fig. 5a,b). Of the 4 cells with an ascending collateral, 1 stopped in layer 4C without
branching, 1 extended unbranched to layer 1, and 2 extended into layers
2-4B where they formed a short branch. One of these branches turned into layer 4C where it ended. Cells lacking recurrent collaterals typically had short branches in layers 5 and or 6 (Fig.
5c,d), but for 1 cell a layer 5 branch extended
far laterally into layer 6 (Fig. 7a). This cell's apical
dendrite extended to layer 1, suggesting that it might be a presumptive
"tall" pyramid (see below).

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Figure 5.
Layer 5 pyramidal neurons from animals aged
E100 (a, c) and E108 (b, d). All four
cells have a main descending axon extending into the subplate. The
cells shown in a and b each have a
recurrent axon collateral ascending either to the top of layer
2 (a) or just to layer
4B (b). For both of these cells,
the ascending axon is to the right of the apical dendrite. The cells
shown in c and d have axonal branches in
layer 6, but none of the collaterals extends above layer
5. All four cells have a prominent apical dendrite
extending either into layer 2 (a, c, d)
or just to layer 4B (b). Cell
d's apical dendrite bifurcates in layer
4C, and each branch extends up to layer
2. This cell also has an axonal branch in the subplate.
Conventions are as in Figure 1. Scale bars, 100 µm.
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By E122, all of the layer 5 pyramids had taken on characteristics of
either the projecting (class B or tall; Fig. 7) or the nonprojecting
(class A; Fig. 6) layer 5 pyramids. Of
all 32 neurons from E122, E135, and E145 animals, only 1 formed axonal
branches in the subplate and only 6 projected to the white matter (none was ambiguous). The proportion of neurons projecting to the white matter had decreased, therefore, from 100% (9/9) at E100-E108 to 19%
(6/32) at E122-E145, similar to postnatal values (see above). All 26 of the nonprojecting neurons had the local pattern of axonal arborization typical of layer 5, class A pyramids (Fig. 6). Two of the
six projecting neurons also had this pattern of local axonal arborization and, therefore, are referred to as presumptive class A
neurons (1 cell at E135 and 1 at E145; Fig. 6d; see below). The remaining 4 projecting neurons had anatomical characteristics typical of either class B or tall layer 5 pyramids and are referred to
as presumptive layer 5 projection neurons.

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Figure 6.
Presumptive class A layer 5 pyramidal neurons aged
E122 (a, b) or E135 (c, d). All four
neurons have recurrent ascending axon collaterals extending into layer
2 or layer 1 and forming laterally projecting branches in layers 2-4B and
5. The least mature cell (a, E122) has
only very short axonal branches in layer
2/3, whereas the remaining three cells
have longer branches. Cells a-c all lack a descending
axon, but the main descending axon of cell d extends
into the white matter. Each cell has an apical dendrite extending into
layer 4B or higher. The apical dendrite of cell a extends to the layer 1/layer
2 border and has a short branch at the top of layer
4A. Cell b's apical dendrite only
extends to the top of layer 4B and branches once at the
bottom of layer 4B. Cell c's apical
dendrite extends into layer 2/3 and has a short branch in layer 2/3 and another at
the top of layer 4B. The apical dendrite of cell
d extends into and forms short branches in layer
2/3 and also has several oblique branches
in layer 4B (all of the layer 4B branches
from this cell are dendrites). Conventions are as in Figure 1. Scale
bars, 200 µm.
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At E122, 11 of 13 layer 5 pyramids were presumptive class A cells (Fig.
6a,b). All 11 cells had a main descending axon
that either curved abruptly just below the cell body and ascended to superficial layers or branched just below the cell body, giving rise to
two or more recursive collaterals that ascended to superficial layers.
Most of these cells (10/11) formed short axon collateral branches in
layers 2-4B, and 1 extended its single recursive axon to layer 4A
without branching. For some cells, however, the lateral axons in layers
2-4B extended up to several hundred micrometers (Fig. 6b).
No axonal branches were present in layer 4C for any cell. One of the
cells had short lateral branches in layer 5 (Fig. 6b; also
typical of some mature class A cells).
Axonal arbors of presumptive class A cells became more dense in layers
2-4B at subsequent ages, but they maintained a precise laminar
organization. Twelve of thirteen E135 neurons were presumptive class A
cells (Fig. 6c,d). One of these varied from class
A cells observed in previous studies of postnatal neurons in that it
did project its descending axon to the white matter (Fig.
6d). This same neuron also was the only cell with an axonal
branch in layer 4C. However, this branch descended obliquely back into
layer 5 where it branched again, giving rise to two collaterals that
rose vertically into layer 2/3. The layer 2-4B axonal arbors of
presumptive class A cells were generally more extensive and more dense
than at E122, but there was considerable overlap between the
populations. Much of the increase in density of projections to
superficial layers appeared to be caused by an increase in the number
of ascending collaterals rising from layer 5. At E122, 6 of 11 cells
had just a single ascending collateral and the other 5 cells formed a
recursive branch in layer 5 that provided an additional ascending
collateral. However, at E135 11 of 13 presumptive class A cells had
multiple ascending collaterals.
Four of five layer 5 pyramids from the E145 animal were presumptive
class A cells. One of these projected to the white matter. The local
axonal arbors of these cells were indistinguishable from the E135
cells.
Four of the thirty-two layer 5 pyramids labeled at E122-E145 were
presumptive projection neurons (Fig.
7b,c). Two of these were labeled in slices from the E122 animal. The local axonal arbors of
these cells were different from those of presumptive class A cells in
that both had axonal branches in layer 6. One of these, however, was
not distinguished in any other respect. Its single layer 6 axonal
branch ascended to layer 5 where it ended. In view of the large
proportion of E100-E108 cells with axonal branches in layer 6 and
projections to the white matter (6/9), this cell conceivably might have
been destined to develop the characteristics of a class A neuron rather
than a projection neuron.

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Figure 7.
Mature (d) and presumptive
layer 5 projection neurons aged E100 (a), E122
(b), or E145 (c). Cells
a and b have large cell bodies and
"tall" apical dendrites extending into layer 1, with numerous fine dendritic process in layers
1-5. In contrast, cell c
has an apical dendrite that extends only up to layer 4A,
and it is relatively devoid of branches. It does have, however, a "backbranching" dendrite near the top of layer 5
(arrow). A mature "backbranching" layer
5 projection neuron (d) has
similar dendritic branches. All of these cells have a main descending
axon extending into the subplate/white matter and laterally projecting
axon collaterals in deep cortical layers. For cells c
and d, axons in the cortical plate are mostly at the
bottom of layer 5. Cell c also has a
substantial axonal arbor in the subplate. Conventions are as in Figure
1. Scale bars, 200 µm. Panel d is from Callaway and
Wiser (1996) .
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The morphology of the other E122 projection neuron was unique (Fig.
7b). Its apical dendrite extended to and branched in layer 1, whereas the apical dendrites of all of the presumptive class A cells
ended below layer 1. The apical dendrite also had numerous fine lateral
processes throughout the cortical depth, and the network of basal
dendrites was unusually dense, whereas presumptive class A apical
dendrites had few or no branches above layer 5. This cell also had axon
collaterals extending laterally for more than 200 µm within layers 5 and 6. This pattern of dendritic arborization is reminiscent of the
"giant" or "tall" layer 5 pyramids observed in Golgi
preparations (Lund and Boothe, 1975 ; Valverde, 1985 ). Their mature
pattern of axonal arborization in macaque V1 is unknown, but in other
species tall pyramids have local axonal arbors in deep layers (cf.
Chagnac-Amitai et al., 1990 ). The lone E135 presumptive projection
neuron and the E100 neuron with long, lateral axons in layers 5 and 6 (Fig. 7a; see above) both had similar axonal and dendritic
morphologies, suggesting that they, too, might have been destined to be
"tall" pyramids in maturity.
The last presumptive projection neuron was observed in an E145 slice.
Its dendritic morphology was similar to that of "backbranching," class B projection neurons observed postnatally (Fig. 7c).
Its local axonal arbor was also similar to that of backbranching cells in that it had laterally projecting axonal branches in layers 5 and 6. However, it differed from mature cells in having an extensive axonal
arbor in the subplate.
Layer 6 pyramidal neurons
Mature anatomical features
Postnatal layer 6 pyramidal neurons fall into two major classes
(Wiser and Callaway, 1996 ). Class II neurons have axonal arbors that
generally avoid layer 4C and have extensive dendritic branches in layer
5. There are at least two types of class II neurons. The most
distinctive of the class II neurons is type IIB (e.g., Fig.
9c). In postnatal animals, these cells have been found only deep in layer 6. They lack a projection to the white matter and, instead, have widespread intrinsic axonal arbors in layers 5 and 2-4B
but not in layer 4C. In these respects, they are reminiscent of layer
5, class A pyramids (see above). The dendritic arbors of type IIB
neurons are also distinctive; the apical dendrite branches extensively
in layer 5 and never extends above layer 5. The remaining class II
neurons are termed type IIA. Their local axonal arbors typically extend
for long distances laterally within layers 5 and 6, and ~30% project
an axon to the white matter. In these respects, the type IIA neurons
are reminiscent of layer 5 projection neurons. However, some type IIA
neurons do have axonal arbors in more superficial layers.
Class I neurons, on the other hand, are characterized by dense axonal
arbors in layer 4C and a lack of dendritic branches in lower layer 5. They also lack axonal branches in layer 5. There are five clearly
distinguishable types of class I neurons, defined principally by
differences in the laminar and sublaminar specificity of their axonal
arbors. Each also has a distinct distribution within the depth of layer
6 (see Fig. 15 for schematic illustrations of mature class I cell
types).
Type I neurons have dense axonal arbors in layer 4C , but not in
4B or 4C (Fig. 13e). Their cell bodies are found in the middle of layer 6 (at depths of 40-60%; see Materials and Methods), but never in the upper 40%. The only other type of layer 6 pyramid with axons targeting layer 4C is type IC (not shown). These cells have dense axons throughout layer 4C and in layers 4A and 3B. They are
found only in the bottom 40% of layer 6. Thus, in mature animals,
no cells in the upper 40% of layer 6 have axonal branches in
layer 4C . Type IC neurons can also project an axon to the white
matter, whereas type I neurons with a white matter projection have
not been detected postnatally.
Two cell types, I and I A, have axonal arbors specific for layer
4C , avoiding layer 4C (Fig. 11). The type I A cells also have
axonal arbors in layers 4A and 3B, and their somata are confined to the
upper half of layer 6, whereas the somata of type I neurons are
found throughout the depth of layer 6. These are the only class I cell
types found in the upper 40% of layer 6. Approximately 40% of type
I and I A neurons project to the white matter.
Finally, type Im neurons are found in the middle of layer 6 (depths of
40-60%) and have axonal arbors that specifically target the middle
third of layer 4C, with few or no branches at the edges (Fig.
12c). Like type I cells, none with a projection to the
white matter has been detected postnatally.
Prenatal neurons can be categorized according to presumptive
mature fates
At the earliest ages in our sample (E100-E108), layer 6 pyramidal
neurons were extremely immature. Despite this immaturity, several
observations suggested that they could already be divided into two
groups: (1) presumptive type IIA neurons that in maturity would lack
projections to more superficial layers, and (2) presumptive class I and
class II (mostly type IIB) neurons that in maturity would have axonal
arbors in more superficial layers. These groupings are similar to the
presumptive class A versus presumptive projection neuron categories
described for layer 5 pyramids (see above). One group has local,
recurrent axon collaterals (Fig.
8b), whereas the other has
local, laterally projecting collaterals (Fig. 8a; see
below).

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Figure 8.
Layer 6 pyramidal neurons intracellularly labeled
in slices from animals aged E108 (a, b) or E122
(c). All three cells extend their main descending
axon into the subplate, but cell a has several axonal
branches in the subplate and lacks a recurrent ascending collateral,
whereas cells b and c each have a single
recurrent ascending axon extending either to layer 4A
(b, arrows) or to the top of layer 4C
(c, left of apical dendrite). The apical dendrites of
cells a-c extend into layers 4C,
1, and 4B, respectively. Cell a has only extremely short apical dendritic branches,
whereas cells b and c have somewhat
longer branches either in layers 5 and 1
(cell b) or layers 6, 5,
and 4C (cell c). Conventions are as in
Figure 1. Scale bars, 100 µm.
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By E122 most of the neurons with recurrent ascending axon collaterals
had laminar patterns of axonal and dendritic arborization that, along
with other anatomical features, were highly suggestive of cell types
observed in postnatal animals, allowing more precise categorization of
presumptive fates (i.e., type I vs I A or IIB; Figs.
9-12). The proportion of neurons that
could be categorized and the certainty of classification increased with
the increasing maturity of neurons observed at later ages (E135-E145).
Although the classification of neurons according to presumptive fates
sometimes might be uncertain or inaccurate (see Results and
Discussion), it is helpful for organizational purposes to describe the
immature neurons that we observed according to these groupings. The
bases on which these classifications are made are described in detail below, including characteristics that are inconsistent as well as
consistent with the groupings.

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Figure 9.
Layer 6 pyramidal neurons aged E145
(a), E122 (b), or E135
(c). Cell a has laterally
projecting axon collaterals, projects to the subplate, and lacks a
recurrent ascending axon collateral. It is, therefore, a presumptive
type IIA neuron (see Results). This cell's apical dendrite extends up
to layer 4B and forms branches in layer
6, upper layer 5, and layer
4B. Cells b and c are
presumptive type IIB layer 6 pyramidal neurons. They
each have all the qualitative traits that are characteristic of mature
type IIB neurons, but the axonal arbor of cell b is
relatively sparse, presumably an immature trait. These cells lack a
descending axon and, instead, have recurrent ascending axon collaterals
with short branches in layer 5 and much longer branches
in layers 2-4B. The apical dendrites of
the cells extend only to the top of layer 5, and they
branch extensively within layer 5. The cell bodies are
located at the bottom of layer 6. Conventions are as in
Figure 1. Scale bars, 200 µm.
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Our sample includes a total of 101 layer 6 pyramidal neurons. Of the 40 neurons sampled at E100 and E108 (n = 24 and
n = 16, respectively), 12 were presumptive local,
laterally projecting neurons (type IIA; Fig. 8a), whereas
the remaining 28 had local, recurrent ascending axon collaterals (Fig.
8b). Twenty-six neurons were sampled at E122, and 10 of
these were laterally projecting, with the remaining 16 having ascending
axon collaterals. Of the 16 cells with recurrent collaterals, 4 lacked
branches in more superficial layers, precluding further categorization
(Fig. 8c). Of the remaining 12 neurons, 1 was a presumptive
type IIB neuron, 4 were I or I A, 5 were I , 1 was Im, and 1 remained ambiguous despite axonal branching in superficial layers (see
further details below).
All 35 of the layer 6 pyramids sampled at E135 and E145 could be
assigned a presumptive cell type. Of the 19 E135 neurons, 2 were
presumptive type IIA neurons, 6 were IIB, 7 were I or I A, 2 were
I , and 2 were Im. Of the 16 E145 neurons, 5 were presumptive type
IIA neurons, 2 were IIB, 5 were I or I A, and 4 were I .
Summary of developmental maturation of layer-specific
axonal arbors
During the time period studied (E100-E145), the axonal arbors of
layer 6 pyramidal neurons gradually matured. Neurons initially lacked
axonal branches, with the exception of branches in layer 6 that gave
rise to predominantly unbranched recurrent collaterals, and branches in
the subplate. Neurons with local, laterally projecting axons
(presumptive type IIA) gradually increased the number and extent of
their axonal branches in the deep layers, whereas those with recurrent
collaterals gradually elaborated more extensive arbors in more
superficial layers.
The development of these arbors was highly specific for the four main
cortical layers from the outset. Presumptive class II neurons formed
axonal arbors in superficial and/or deep layers but did not form axonal
branches in layer 4C (Fig. 9). Presumptive class I neurons formed
extensive axonal arbors in layer 4C but did not make axonal branches in
layer 5 (Figs. 10-13). Cells with axonal branches in both layers 4C and 5 were not observed. Furthermore, type IIA neurons formed their most extensive axonal arbors in deep
layers (Fig. 9a), whereas type IIB neurons formed their
arbors in superficial layers (Figs. 9b,c).

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Figure 10.
Presumptive type I (b)
and I A (a, c-f) layer 6 pyramidal neurons
aged E122 (a) or E135
(b-f). All six neurons have cell bodies either
in the upper 40% (a, b, d-f) or upper half
(c) of layer 6 and have recurrent
ascending axon collaterals with branches in layer 4C .
Every cell except cell d has a main descending axon extending into the white matter. Cell a is the least
mature and has only short lateral branches off its ascending axon
collateral, but these are confined to the "correct" layers for a
mature type I A neuron, layers 4C and
4A. Cell c also confines its axonal branches to layers 4C and 4A, but
"exuberant" collaterals extend into layers 4C and
4B. Cell b has similar exuberant
collaterals, but it lacks an axon ascending to layer 4A,
a characteristic of mature type I neurons. The axonal branches of
cell f are also largely confined to layers
4C and 4A, but it has two branches at
the bottom of layer 4C . Cells d and
e both have axonal branches in layer
4C and mid-layer 4C, in addition to
branches in layers 4C and 4A. All six
cells have apical dendritic branches in layers 5A and
4C , and cells a and f
also have branches in layer 4A. Cell a
also has a dendritic branch in layer 4C . Conventions
are as in Figure 1. Scale bars, 100 µm.
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The development of sublaminar specificity, on the other hand, was not
always specific from the outset. Presumptive type I and I A
neurons, located in the top of layer 6 (upper 40%), formed their most
extensive axonal arbors in layers 4C and 4A/3B, but they often also
formed exuberant axonal branches in layer 4C and/or had collaterals
extending from 4C into 4C or higher (Fig. 10).
The sublaminar specificity, within layer 4C, of presumptive type I
neurons appeared to be somewhat more precise (Fig. 13). These cells,
which were always located in the middle of layer 6 (depth of 40-60%),
formed extensive axonal arbors in layer 4C but did not form branches
in 4C . However, they did extend numerous exuberant collaterals from
layer 4C into and sometimes above layer 4B.
Other cells in the middle of layer 6 were presumptive type Im neurons
(Fig. 12), and they did form exuberant axonal branches in lower layer
4C as well as more extensive branches in the middle of layer 4C (in
both 4C and 4C ). Some of these cells also extended axons into
layer 4B or 4A. However, it cannot be ruled out that these were
presumptive type I cells with exuberant branches in layer 4C or
presumptive type I or I A cells with exuberant layer 4C
branches.
Two groups of E100-E108 neurons: presumptive local, recurrent
versus laterally projecting
At the earliest ages studied (E100 and E108), the axonal
and dendritic arbors of layer 6 pyramidal neurons (n = 40) were extremely immature. The most striking properties of these
cells were a paucity of local axonal arborization, descending axons
that almost invariably extended into the white matter (37/39 cells, 1 ambiguous), and some cells with axonal branches in the subplate (10/40
cells).
However, despite their immaturity, these layer 6 pyramids could be
clearly classified into two groups: those with an ascending, recurrent
axon collateral branching off the main descending axon in layer 6 (Fig.
8b), and those that lacked an ascending collateral (Fig.
8a; see also above). The lack of an ascending collateral was
highly correlated with the presence of axonal branches in the subplate.
Twenty-eight of forty neurons had a single, recurrent axon collateral
that originated from the main descending axon in layer 6 and rose above
the cell body; only 1 of these 28 cells had an axonal branch in the
subplate. In contrast, 9 of 12 neurons lacking an ascending collateral
had subplate branches (Fig. 8a). In more mature cells with
more extensive laterally projecting, local axonal arbors (see below),
the presence of subplate branches continued to be correlated with a
lack of ascending collaterals, typical of mature type IIA neurons (see
above). These observations suggest that the layer 6 pyramids with
axonal branches in the subplate at E100 and E108 might be presumptive
type IIA neurons rather than presumptive class I or type IIB neurons
that will later extend axons to the superficial layers.
The E100-E108 layer 6 pyramids with recurrent ascending axons extended
their recurrent collateral, usually without branching, to varying
levels. Only 3 cells extended an axon as high as layer 1, but axons
extending into layer 4B or higher were common (17 cells). The ascending
axon collaterals of the 11 remaining cells either ended or left the
plane of the slice in layer 4C or lower. These rising collaterals
either lacked branches (19/28 cells) or had branches that were
extremely short (<40 µm long) and sparse (Fig. 8b). When
present, these short branches were most common in layer 2/3 (6 cells)
and less frequent in either layer 4C (2 cells) or layer 1 (1 cell).
Of the 6 cells with layer 2/3 branches, 1 also branched in layer 4B and
another in layer 6.
These branching patterns are compatible with those of numerous mature
cells types (i.e., IIB, I , I , I A, Im, or IC) and, in view of
their very short length, may not be particularly meaningful. For
example, axonal branches in layer 2/3 are consistent with class I types
I A and IC, and with class II neurons. Also, types Im and I might
have transient superficial axonal branches in prenatal neurons (see
below). Furthermore, the axonal branching patterns were not correlated
with distinctive patterns of dendritic branching or cell body depths
suggestive of particular mature cell types.
Presumptive type IIA neurons
As animals matured, the axonal arbors of presumptive type IIA
layer 6 pyramidal neurons increased in length and complexity. However,
their axonal arbors remained confined to layers 5 and 6 throughout the
developmental period studied.
Of the 26 E122 layer 6 pyramids, 10 (38%) lacked recurrent ascending
axon collaterals. This proportion is as large as the E100-E108 value
(30%, 12/40 cells), consistent with the possibility that the cells
lacking ascending collaterals at the earlier age do not form them later
(see above). By E122 these cells typically had horizontal axon
collaterals in layer 6 (8/10 cells) that were not observed in the cells
with recurrent ascending axons (0/16 cells). They are therefore
presumptive type IIA neurons. Like less mature presumptive type IIA
neurons, 4 of 10 of these cells had axonal branches in the subplate,
whereas none with ascending axons had subplate branches. All of these
presumptive type IIA neurons extended their descending axon into the
white matter (8/8 cells, 2 ambiguous).
The apical dendrites of the presumptive type IIA, E122 cells typically
extended into layers 2-4B, with only 1 stopping in layer 4C and 1 extending to layer 1. Most cells (6/10) had apical dendritic branches
in both layers 5 and 6. Two of these cells also had more superficial
apical dendritic branches; these were located in layers 2-4B for 1 cell and in layer 4C for the other. Two other cells also had apical
dendritic branches in layer 4C, but 1 lacked branches in layer 6 and
the other lacked them in both layers 5 and 6. Finally, 1 cell had
apical dendritic branches only in layer 6 and another only in layer 5. All of these patterns of apical dendritic arborization are consistent
with observations of postnatal neurons (Wiser and Callaway, 1996 ,
1997 ).
At E135, only 2 of 19 layer 6 pyramidal neurons lacked a recurrent
ascending axon collateral. These cells both had long, laterally projecting axonal branches in layer 6 and, therefore, are presumptive type IIA neurons. In addition, both cells projected their main descending axon into the white matter and had axonal branches in the
subplate, further supporting a link between these presumptive type IIA
cells and less mature neurons with subplate branches but no recurrent
axon collaterals. No other E135 layer 6 pyramids had axonal branches in
the subplate (but 1 was ambiguous). The apical dendrites of both
presumptive type IIA neurons extended up to layer 4B and branched in
layers 5 and 6; 1 also had dendritic branches in layer 4B.
Presumptive type IIA neurons at E145 were similar to those at E135.
Five of sixteen E145 layer 6 pyramids had long, lateral axonal branches
and no ascending, recurrent axon collateral (Fig. 9a). One
of these was the only E145 cell with axonal branches in the subplate.
Again, all of the presumptive type IIA neurons projected to the white
matter (4/4 cells, 1 ambiguous). The apical dendrites of all of these
neurons extended into layers 2-4B (4/4 cells, 1 truncated in layer 4C)
and formed branches in layers 2-4B, 5, and 6 (Fig. 9a). No
apical dendritic branches were detected in layer 4C. The apical
dendrite of 1 of the cells extended into layer 1.
Presumptive type IIB neurons
The axonal arbors of presumptive type IIB neurons developed with
precise laminar specificity from the outset. Axonal branches were
confined to the correct layers, 2-4B and 5, but not layer 4C, even in
the youngest cells. Also, as in mature cells, the length of axons in
layers 2-4B was substantially greater than in layer 5 throughout their
maturational history.
For the least mature cells in our sample (E100, E108, and some E122),
presumptive type IIB neurons could not be distinguished from other
layer 6 pyramids with recurrent, ascending axons collaterals. This is
because of the paucity and short length of secondary axonal branches
emerging from the recurrent collaterals in more superficial layers
(Fig. 8). At E122, 4 of the 16 layer 6 pyramids with recurrent axon
collaterals lacked further branches, precluding further grouping (Fig.
8c). Another cell was ambiguous, despite axonal branches off
the recurrent collateral, because these were found only in layer 4A.
Branches in this layer are consistent with types I A or IC as well as
type IIB.
One E122 neuron with a recurrent axon collateral was a presumptive type
IIB neuron (Fig. 9b). This cell had nearly all of the traits
of a mature type IIB neuron. It was located deep in layer 6, and its
apical dendrite did not extend above layer 5 and had several branches
within layer 5. Furthermore, its recurrent ascending axon collateral
had short branches in layer 5 and longer, lateral branches in layer
2/3. However, this cell did extend a descending axon into the white
matter.
At E135, 4 of 19 layer 6 pyramids were presumptive type IIB cells with
all of the traits that are characteristic of mature type IIB neurons
(Fig. 9c). Two other presumptive type IIB neurons were
atypical. They had axonal arbors like type IIB neurons and, therefore,
are assigned to this group, but their dendritic arbors and cell body
locations were different. Similarly, of 2 presumptive E145 type IIB
neurons, 1 had virtually all of the adult traits whereas the other had
the same traits as the atypical type IIB neurons observed at E135.
A typical type IIB neuron, representative of the 5 observed at E135 and
E145, is illustrated in Figure 9c. These cells all had
recurrent ascending axon collaterals that gave off relatively short
collaterals in layer 5 and numerous longer axon collaterals in layers
2-4B; they did not project to the white matter. All of their cell
bodies were located deep in layer 6, and their apical dendrites had
numerous branches throughout layer 5. The apical dendrites of the 4 E135 cells did not extend above layer 4C , whereas the E145 cell was
unusual in that its apical dendrite extended to and branched in layer
4B.
The 3 atypical, presumptive type IIB neurons at E135-E145 all had the
same anatomical features. Like typical type IIB neurons, they lacked a
projection to the white matter and had recurrent ascending axon
collaterals that extended to layer 2, giving off short lateral
branches in layer 5 and longer branches in layers 2-4B. However,
unlike typical type IIB neurons, these cells were located in the upper
40% of the depth of layer 6 and had apical dendrites extending to
layer 4B or higher, with branches in layers 4B and 5.
Presumptive type I and I A neurons
Presumptive type I and I A neurons developed dense axonal
arbors in layer 4C and sometimes (type I A) sparse arbors in layer 4A, but they never had axonal branches in layer 5. However, they did
form presumed transient axonal branches in an incorrect sublayer, layer
4C . They also extended exuberant axon collaterals obliquely into
layers 4C and 4B (see Fig. 15 for a summary schematic).
A total of 16 presumptive type I and I A neurons were identified
in slices from the E122, E135, and E145 animals (Fig. 10). These cells
were characterized by axonal branches in layer 4C (type I , e.g.,
Fig. 10b) or both layers 4C and 4A/3B (type I A, e.g.,
Fig. 10a,c-f). However, many
of these cells also had features not found in mature type I or I A
cells. These features included axonal and or dendritic branches in
layer 4C and axonal branches originating in layer 4C and
extending obliquely through layer 4C . All of these cells were
located in the upper half of layer 6, and 12 of 16 were located in the
upper 40% of the layer. Because, in postnatal animals, type I and
I A neurons are the only class I cells located in the upper 40% of
layer 6 (Wiser and Callaway, 1996 ), it is presumed that the axonal and
dendritic branches originating in or extending through layer 4C are
immature features of these cell types.
I have distinguished between presumptive type I A and I cells
based on the presence or absence of recurrent axon collaterals rising
to layer 4A. These are the same criteria that have been used for mature
cells. It is possible, however, that some presumptive type I A
neurons will mature into type I neurons by eliminating axon
collaterals projecting to layer 4A. This possibility is supported by
the observation that some presumptive type I and Im neurons have
superficial axonal projections, whereas these are not found in their
mature counterparts (see below).
Two presumptive type I A and two presumptive type I neurons were
sampled at E122 (Fig. 10a). All of these cells projected their main descending axon into the white matter. The presumptive type
I A neurons each had a recurrent axon collateral extending into layer
3 and several axonal branches in layer 4C . One of the cells (Fig.
10a) also formed axonal branches in layer 4A. Neither cell
had "incorrect" axonal branches in layers 5, 4C , or 4B. Both
cells also had apical dendritic branches in layer 4C , and the cell
with axonal branches in layer 4A also had apical dendritic branches in
layer 4A. However, each cell also had an "incorrect" dendritic
branch in layer 4C .
The 2 E122 presumptive I cells did not project axons above layer 4C,
and both had several axonal branches in layer 4C comparable with
those illustrated in Figure 10a. The axonal arbor of 1 of the cells was highly specific for layer 4C , lacking axons extending into or branching in layer 4C , but the other cell had exuberant axon
collaterals in layer 4C . These included branches off the main
recurrent collateral within layer 4C as well as branches that
originated in layer 4C and extended obliquely into 4C (see, for
example, Fig. 10b,c). Both of these cells also
had apical dendrites extending into layer 4B and branching in layer
4C as well as 4C .
Seven of the nineteen layer 6 pyramids sampled at E135 were presumptive
type I or I A neurons. Six of these were presumptive type I A
neurons, and each, like mature type I A cells, had substantial axonal
arbors in layer 4C as well as ascending collaterals branching in
layer 4A (Fig. 10c-f). Two of these (not
shown) lacked axonal branches in any other layers, but they did have
"exuberant" apical dendritic branches in layer 4C .
The remaining four presumptive type I A neurons all had
exuberant axon collaterals in layer 4C (Fig.
10c-f). For 1 cell (Fig. 10c),
these consisted simply of collaterals extending obliquely into layer
4C from layer 4C . However, for the remaining three cells, axon
collateral branches emerged from the main ascending collateral within
layer 4C . These could be substantial (Fig. 10d,e) or sparse (Fig. 10f).
One of these four cells had apical dendritic branches only in layers
4A, 4C , and 5A (Fig. 10f), 2 had an apical
dendrite that only extended up to layer 4C and branched in layer
4C as well as 4C (Fig. 10d,e), and the last only extended its apical dendrite up to and branched in layer 4C
(Fig. 10c).
All 6 of the E135 presumptive type I A neurons had their cell
bodies in the upper half of layer 6; 5 were in the upper 40% of the
layer, but 1 was in the middle (Fig. 10c) and, therefore, could be in theory a presumptive I or Im neuron. This seems
unlikely, however, in view of the dense axonal arbor in layer 4C and
relatively sparse axons in layer 4C . Two other cells had
surprisingly dense axonal arbors in the middle of layer 4C or in 4C
relative to their layer 4C arbors (Fig.
10d,e), suggesting that they could be presumptive
type I or Im neurons. However, their cell body positions in the
upper 40% of layer 6 are inconsistent with this classification.
Furthermore, if these were assigned to the I or Im categories, their
axonal arbors in lower layer 4C and in layer 4A would have to be
considered exuberant. Five of the six presumptive I A cells projected
their main descending axon to the white matter (the cell without a
projection is shown in Fig. 10d).
The only presumptive type I neuron at E135 is shown in Figure
10b. Its cell body is in upper layer 6, and it projects to
the white matter. The cell's apical dendrite rises only to layer
4C , where it forms several branches. The ascending recurrent axon collateral also branches in layer 4C , but not 4C . Several of the
axonal branches originating in layer 4C extend exuberantly into
layer 4C or even to layer 4B, but none extends to layer 4A.
Five presumptive type I A neurons were labeled in E145 slices. These
were all located in the upper half of layer 6, with 1 of 5 located in
the middle fifth of the layer (depth of 45%). All 5 also extended
their main descending axon into the white matter. The laminar
specificities of the axonal and dendritic arbors of these cells were
all similar to those observed in mature type I A neurons. They all
formed axonal arbors in layers 4C and 4A/3B and lacked axonal
branches in layer 4C . Three of five cells extended their apical
dendrite into layer 3 and had dendritic branches in layers 4C and
4A/3B. The remaining 2 cells both had dendritic branches in layer
4C , but 1 extended its apical dendrite only as high as layer 4C
and the other's apical dendrite was truncated in layer 4C .
Presumptive type I and Im neurons
Presumptive type I and type Im neurons, like other presumptive
class I neurons, formed extensive axonal arbors in layer 4C but not in
layer 5. For the type I neurons, axonal branching in layer 4C was
confined to the layer 4C subdivision at all ages studied.
Nevertheless, the recurrent ascending axons of these cells extended
into layer 2/3 and branches originating in layer 4C extended
exuberantly into layer 4B (see Fig. 15 for a summary schematic).
Presumptive type Im neurons also had exuberant projections superficial
to layer 4C. In addition, their arbors within layer 4C were less
precise than those of type I neurons. Most of the axonal branches
formed correctly, in the middle of layer 4C, but many of these extended
exuberantly into the upper third of layer 4C. Branches at the bottom of
layer 4C also appeared to be more common than in maturity (see Fig.
15 for a summary schematic).
A total of 14 presumptive type I and Im layer 6 pyramidal neurons
were labeled in slices from E122 and older animals. All of these
neurons had cell bodies in the middle of layer 6 (depths of 40-60%).
Presumptive type Im neurons were distinguished from type I by the
presence of axonal branches in layer 4C (compare Fig.
11b with Fig.
12) and from both types I A/I and
I by relatively dense axonal arbors in the middle of layer 4C, near
the 4C /4C border. They were also distinguished from I A/I by
having cell bodies in the middle of layer 6 rather than the upper 40%
(compare Fig. 11b with Fig. 10d,e). It
cannot be ruled out that presumptive type Im neurons actually might be
destined to become type I neurons by the elimination of axonal
arbors in layer 4C , or become type I or I A neurons by the
elimination of arbors in layer 4C . However, they are not presumptive
type IC neurons, because mature type IC neurons are only found deep in
layer 6 (Wiser and Callaway, 1996 ).

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Figure 11.
Examples of mature type I A
(a) and type I (b),
layer 6 pyramidal neurons. The type I A neuron has two recurrent
ascending axon collaterals extending to layer 4C and
forming an extensive arbor in layer 4C . One of the
ascending collaterals also extends to and branches in layer
4A. The apical dendrite extends to layer 4A and branches in layers 4A,
4C , and the top of layer 5. The type
I neuron (b) also has a recurrent ascending
axon arborizing in layer 4C , but lacks axons above
layer 4C . Similarly, the apical dendrite confines its
branches to layer 4C and upper layer 5, and it does not extend above layer
4C . Conventions are as in Figure 1. Scale bars, 200 µm. From Wiser and Callaway (1996) .
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Figure 12.
Mature (c) and presumptive
type Im layer 6 pyramidal neurons aged E122 (a)
or E135 (b). All three neurons have cell bodies in the middle of layer 6 (depths of 40-60%). Cell
a has a descending axon extending to the white matter
and a recurrent ascending axon extending up to layer 3B.
The ascending axon branches in the middle of layer 4C
and in layer 4A. The apical dendrite of cell
a extends to the layer 4B/layer
4C border and has short branches at the bottom of layer
4C and the top of layer 5. Cell
b lacks a descending axon but has a recurrent ascending
axon extending to layer 3B. Along the way, it gives off
branches in layers 4C and 4C . They are most dense at the middle of layer 4C, but many are
also found at the bottom of layer 4C . Some layer
4C branches extend obliquely into layers
4C and 4B. The apical dendrite extends
to the top of layer 4C before leaving the plain of
the brain slice and has branches in layers 5 and
4C . Like presumptive type Im neurons, mature neurons
(c) have their most dense axonal arbors in the middle of layer 4C. But unlike prenatal neurons, they
lack axonal projections above the middle of layer 4C or
to the white matter. And axonal branches in layer 4C
are very sparse. Mature type Im apical dendrites extend only as high as
layer 4C, and they branch in the middle of layer
4C and in upper layer 5. Conventions are
as in Figure 1. Scale bars, 100 µm. Panel c is from
Wiser and Callaway (1996) .
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Of the 26 layer 6 pyramids sampled at E122, 5 were presumptive type
I neurons (Fig. 12a,b) and 1 was a presumptive
type Im neuron (Fig. 11a). Unlike mature type Im and I
neurons, all 6 of these cells projected an axon to the white matter and
they also all extended their main recurrent ascending axon above layer 4C (Figs. 11a, 12a,b). The presumptive
type I cells all confined their branches off the recurrent ascending
axon to layer 4C ; none was present in either layer 4C or 4B
(Figs. 12a,b). Two of these cells extended one or
more exuberant axon collaterals obliquely into layer 4B from their
origin in layer 4C (Fig. 12b).
The E122 presumptive type Im neuron is illustrated in Figure
11a. It projected its main descending axon into the white
matter and had a single recurrent ascending axon collateral extending "exuberantly" to and branching in layer 4A. It also had axonal branches in the middle of layer 4C. Its apical dendrite extended to the
top of layer 4C and branched in the bottom of layer 4C , in layer 5A,
and at the layer 5/layer 6 border.
Four presumptive type I and Im neurons were sampled at E135 (Figs.
11b, 12c). One of two presumptive type I
neurons projected to the white matter (Fig. 12c), whereas 1 of the 2 presumptive type Im cells lacked a projection to the white
matter (Fig. 11b) and the other was ambiguous because of
truncation of a descending axon in layer 6. Both of the presumptive
type I neurons had recurrent ascending axon collaterals that
branched exclusively in layer 4C , but many of these extended
exuberantly into layer 4B (Fig. 12c). The apical dendrite of
one of these cells extended to the top of layer 4C and branched in
layers 4C and 5A (Fig. 12c). The other cell's apical
dendrite was truncated in lower layer 4C before giving rise to any
branches.
The E135 presumptive type Im neurons both extended a recurrent
ascending axon collateral into layer 3 that formed an axonal arbor
predominantly in the middle of layer 4C (Fig. 11b). They both also had a smaller number of exuberant axonal branches at the
bottom of layer 4C . One of these cells had an axonal branch in layer
4A and none in the middle of layer 4C , giving it an appearance
similar to the presumptive type I A cells illustrated in Figure 10,
d and e. It differed from these cells only in
that its cell body was located deeper in layer 6. The other cell had more axon collaterals in the middle of layer 4C (Fig.
11b). The apical dendrites of both cells were truncated in
upper layer 4C but did have branches in layers 5A and 4C .
Four presumptive type I and no type Im neurons were labeled at
E145. Even at this age, 3 of the 4 neurons displayed immature traits.
The one "mature" cell lacked a projection to the white matter,
extended its apical dendrite and ascending axons only as high as layer
4C , and formed apical dendritic and axonal branches only in layer
4C . The other 3 neurons all projected to the white matter and had
axonal branches that extended into layer 4B, but the incursion into
layer 4B was minimal for 1 cell (Fig. 12d). Two of these
three cells extended their apical dendrite into layer 4B (or higher)
and had exuberant dendritic branches in layer 4B as well as branches in
the correct layers, 4C and 5A (Fig. 12d). The last cell
also had apical dendritic branches in layers 5A and 4C , but its
apical dendrite was truncated at the top of layer 4C .
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DISCUSSION |
Cortical circuits are characterized by connections that are
highly layer-specific. Considerable evidence has demonstrated that
these layer-specific connections develop precisely, without the
formation of incorrect connections (for review, see Katz and Callaway,
1992 ; Bolz et al., 1996 ). The present study demonstrates similar
specificity in macaque V1. The axons of pyramidal neurons in layers
2-4B, 5, and 6 select precisely from among the four main cortical
layers: 2-4B, 4C, 5, and 6. Previous studies of local circuit
development in the visual cortex of other species have demonstrated
specificity for the axons from layer 2/3 and layer 6 pyramidal neurons
(see, for example, Katz, 1991 ; Callaway and Lieber, 1996 ) and layer 4 spiny stellate neurons (Callaway and Katz, 1992 ), but no previous
publications report on layer 5 pyramidal neurons. There is mounting
evidence that laminar precision is mediated by cues intrinsic to the
cortex, probably molecular markers that are differentially expressed
across the cortical layers (Castellani and Bolz, 1997 ) (for review, see
Bolz et al., 1996 ).
A simple extension of the laminar specificity hypothesis would be
that all layer-specific circuits, including those specific for
sublayers, develop using the same activity-independent mechanisms. The
findings presented here for local circuits in macaque V1 suggest that
this is not the case. Although specificity of connections for the main
cortical layers is generally precise from the outset, there are several
distinct types of laminar imprecision of axonal projections in V1 of
prenatal macaque monkeys. These include the following: (1) transient
axonal branching in an "incorrect" subdivision of a "correct"
layer; (2) axon collaterals that extend into but do not branch in an
incorrect layer or sublayer; (3) projections to a layer that is
"incorrect" for the type of cell that makes them, but that would
not be incorrect for other cell types within the same class; (4)
transient axonal branches in the subplate; and (5) transient
projections to the white matter (and presumably to extrinsic targets).
Summary schematics illustrating possible developmental transitions in
laminar organization of axonal arbors of layer 4C spiny neurons and
layer 6, class I pyramidal neurons are illustrated in Figures
14 and
15, respectively. These figures emphasize transient axon collaterals and their elimination from incorrect layers or sublayers for the relevant cell
types.

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Figure 13.
Mature (e) and presumptive
type I layer 6 pyramidal neurons aged E122 (a, b),
E135 (c), or E145 (d). All
five neurons have cell bodies in the middle of layer 6
(depths of 40-60%). The prenatal neurons all have main descending
axons that extend into the white matter and recurrent ascending
collaterals extending up to layer 3B (a,
c), 4B (b), or the top of
4C (d). The ascending axon
collaterals all have branches in layer 4C but not
4C . These are sparse for the E122 cells (a,
b) but extensive for older cells (c, d). Axons extending obliquely from layer 4C into layer
4B are common (b, c). The apical
dendrites of cells a and c only extend as
high as layer 4C and have branches in layers
4C and upper layer 5. However, the
apical dendrites of cells b and d extend
into layer 3B and have branches in layer
4B (open arrow in d). The
filled arrow in d indicates axonal
branches extending into layer 4C from layer
4C . In contrast to prenatal neurons, mature type I neurons (e) do not extend their axons or apical
dendrites above layer 4C and lack axonal projections to
the white matter. They are similar, however, in that they do have
extensive axonal arbors in layer 4C and apical
dendritic branches in layer 4C and upper layer
5. Conventions are as in Figure 1. Scale bars, 100 µm.
Panel e is from Wiser and Callaway (1997) .
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Figure 14.
Summary of possible developmental changes in
axonal and dendritic arbors of layer 4C spiny neurons as suggested
by observations of intracellularly labeled neurons. At ~E100
(far left), layer 4C spiny
neurons already extend recurrent axons into layer 3. These axons have short branches in layers 3 and
4B. At this age, these cells have a prominent apical
dendrite. By ~E120 (middle), the apical dendrites are
either shorter or gone and layer 4C cells have a
spiny stellate morphology. The recurrent ascending axon now arborizes
more extensively in the "correct" layers, 4A and
3B, but for some cells, presumably transient branches
are still found in layer 4B. By ~E140
(right), the extent of axonal arborization in layers
4A and 3B is similar to that in mature cells, and layer 4B branches are not detected.
Filled ovals indicate cell bodies, and
thick and thin lines indicate dendrites
and axons, respectively. Other conventions are as in Figure 1.
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Figure 15.
Summary of possible developmental changes in
axonal and dendritic arbors of class I, layer 6 pyramidal neurons, as
suggested by observations of intracellularly labeled neurons. At E100
(far left), recurrent ascending axons of layer 6 pyramidal neurons extend into layer 2/3
but lack branches. By ~E120, the laminar patterns of branching from
the recurrent ascending axons are suggestive of presumptive fates. At
this age, all four types of presumptive class I, layer 6 pyramidal
neurons (I A, I , I , and Im; illustrated from top
to bottom, respectively) have recurrent axon collaterals and apical dendrites ascending to layer
2/3. At E120, presumptive type I A
neurons (top, left) have axonal branches in layers
4C and 4A and apical dendritic
branches are found in layers 4A, 4C , 4C , and 5. By E140 (top,
middle), the axonal arbors in layers 4A and
4C have become more extensive, but there are also
presumed transient axonal branches in layer 4C , as
well as collaterals extending obliquely into layer 4C . In mature
cells (top, right), the exuberant axonal branches and
collaterals in layer 4C have been eliminated. Also,
the exuberant dendritic branches observed in layer 4C
at E120 are eliminated before E140. Presumptive type I neurons are
not clearly distinguished at E120 and, therefore, might emerge from a
morphology that is similar to that of presumptive type I A neurons
(top-middle, left). By E140, presumptive type I
neurons (top-middle, middle) have dendritic arbors
similar to mature type I cells (top-middle, right):
their apical dendrites extend only to the top of layer
4C and branch in layer 4C and upper layer
5. However, unlike in mature cells, at ~E140 axon collaterals extend transiently into layers 4C and
4B. Presumptive type I neurons aged ~E120
(bottom-middle, left) have recurrent axons and apical
dendrites extending exuberantly into layer
2/3. Axonal branches are confined to the
correct layer, 4C , but dendritic branches are found
more superficially. At ~E140, presumptive type I cells
(bottom-middle, middle) have more extensive axonal
arbors in layer 4C , but transient collaterals
extending into layer 4B or higher are common. In
maturity (bottom-middle, right), these cells lack
neuronal processes above layer 4C and confine their axonal arbors to layer 4C . Apical dendritic branches
are found only in layer 4C and sometimes upper layer
5. Presumptive type Im neurons at E120 (bottom,
left) have a recurrent ascending collateral that branches in
layers 4A and mid-4C. Apical dendritic
branches are found in mid-layer 4C and upper layer
5. At ~E140 (bottom, middle), axonal
branches in mid-layer 4C form a substantial arbor, but
branching is also common at the bottom of layer 4C
and collaterals extend exuberantly into upper layer
4C and higher. In maturity (bottom,
right), axon collaterals do not extend above the middle of
layer 4C, but occasional branches are still found at the
bottom of layer 4C . Conventions are as in Figure
14.
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Specific examples of the first type of imprecision are as follows:
axonal branches from layer 4C spiny neurons that are detected in
layer 4B; axonal branches of superficial layer 6 pyramidal neurons in
layer 4C ; and perhaps axonal branches of presumptive type Im layer 6 neurons in lower layer 4C . The second type of imprecision is also
exemplified by layer 6 pyramidal neurons. Most notable are the
presumptive type I and type Im neurons, whose recurrent ascending
axons and axon collateral branches originating in layer 4C extend into
layers 4A and 4B. Branches from type I and I A neurons extending
obliquely into layer 4C are further examples.
The projections from presumptive type I and Im neurons to layers 4A
and 4B are also examples of the third type of imprecision. These
projections would be "correct" only if these cells were presumptive
type I A neurons. Furthermore, these projections are also examples of
the first type of imprecision; projections to the layer 4A subdivision
are correct for some layer 6 class I pyramids, but those to layer 4B
are not correct for any layer 6, class I cell type.
In addition to laminar specificity, cortical circuits are characterized
by highly specific intralaminar connections. Unlike layer-specific
connections, these connections are not formed precisely from the
outset; they are subject to activity-dependent reorganization (Callaway
and Katz, 1990 , 1991 ; Lowel and Singer, 1992 ; Antonini and Stryker,
1993 , 1996 ; Ruthazer and Stryker, 1996 ). Apparently, activity-independent cues are available to allow growing axons to
distinguish correct target layers, but the numerous functionally distinct neurons within a layer are not distinguished by such cues.
The findings presented here suggest that in the context of this
framework, it might be more appropriate to consider at least some
sublayer-specific connections to be specific for subsets of neurons
within a layer rather than specific for distinct layers. Perhaps the
molecular markers that allow growing axons to distinguish between
layers are conserved across cortical areas and across species and,
therefore, they only distinguish those layers that are common to all
cortical areas. It is expected that this question will be better
resolved after molecular markers and their receptors have been
identified and their expression and homology can be compared across
areas and species.
These findings also have implications for the mechanisms that
give rise to differences in axonal projections between neurons from the
same layer. For example, neurons in the deep cortical layers (layers 5 and 6) fall into two distinct groups: those with recurrent, ascending
axon collaterals and those with laterally projecting, local axon
collaterals. In prenatal macaque V1, these two populations appear
already to be distinct during the elaboration of the first local axon
collaterals, at E100 and E108. This suggests that the two populations
could be genetically distinct, responding differently to the local
environment, perhaps because they have a different constellation of
receptors for layer-specific molecular markers or because the receptors
are coupled to different intracellular signaling pathways. Such a
distinction has been hypothesized previously based on the observation
that subcortically projecting (presumptive "tall," local, laterally
projecting) layer 5 pyramids and callosally projecting (presumptive
"short," local, superficially projecting) layer 5 pyramids project
precisely to their extrinsic targets. Neurons projecting both
callosally and subcortically are not observed (Koester and O'Leary,
1993 ).
Conversely, class I layer 6 pyramids initially express remarkably
similar patterns of local axonal arborization, including extension of
exuberant axon collaterals that are not appropriate for a cell's
particular presumptive fate, but that would be appropriate for other
types of class I pyramids. Specific examples of this include the
following: (1) the remarkable similarity between layer 6 pyramids with
recurrent axon collaterals at E100-E122; (2) at later ages, recurrent
axon collaterals extending to layer 4A for presumptive type I and Im
neurons; and (3) axonal branches within layer 4C for presumptive
type I A neurons. These observations suggest that the different types
of layer 6, class I pyramids might emerge from a genetically
homogeneous population that is influenced differentially by patterned
prenatal activity in the retino-geniculo-cortical network.
The differences in depth at which the various layer 6 cell types are
found in mature macaque V1 also suggest this possibility. Parvocellular
LGN afferents preferentially target upper layer 6 and layer 4C , and
magnocellular afferents target lower layer 6 and layer 4C (Hubel and
Wiesel, 1972 ; Hendrickson et al., 1978 ; Blasdel and Lund, 1983 ). Thus,
presumptive type I and I A neurons in upper layer 6 would be
influenced little by activity from magnocellular afferents, whereas
presumptive I and Im neurons in the middle of layer 6, with basal
dendrites extending into lower layer 6, would experience stronger
magnocellular influences. The activity of presumptive type I and
I A neurons might then be best correlated with activity in the
parvo-recipient layer 4C , whereas activity of presumptive I and
Im neurons could be better correlated with the magno-recipient layer
4C . Developing layer 6 neurons could thereby distinguish between the
sublayers in 4C, despite an absence of molecular cues distinguishing
those layers. The selective targeting of layer 4A by type I A neurons
might be mediated similarly by activity driven by the parvocellular
input to layer 4A. This hypothesis also can account for the loss of
superficial projections by presumptive type I and Im neurons, as
well as the selective targeting of layer 4A versus 4B by presumptive
type I A neurons.
A previous Golgi study of prenatal neurons in macaque V1 (Lund et al.,
1977 ) concluded that "the characteristic laminar patterns of ...
specific axonal and dendritic arborizations seen in the adult are
generated in the earliest stages of growth and do not occur as the
result of elimination from a wider, less precise, distribution." The
findings reported here are in agreement with this conclusion with
respect to development of axonal specificity for the four main cortical
layers. However, they are not in agreement with respect to the
development of sublaminar specificity.
There are many possible reasons for this discrepancy. Most important,
it was not known at the time of the Golgi study how the mature axonal
arbors of layer 6 pyramidal neurons are organized; nor was it known
that different cell types are found only at certain depths within layer
6. As a result, patterns of axonal arborization that were interpreted
to reflect laminar precision of immature Golgi-labeled cells might now
be interpreted as exuberant. Another possibility is that the Golgi
method does not reliably label axonal arbors.
Axonal branches of prenatal neurons were detected frequently in the
subplate. These projections are probably transient, because the
subplate is a transient structure and local axonal arbors are not
observed in this zone in postnatal animals. Connections between the
subplate and the cortical plate are likely to mediate developmental
interactions important for the emergence of normal connectivity and
functional architecture (for review, see Allendoerfer and Shatz,
1994 ).
It should be noted that many of the cells with axonal branches in the
subplate did not have extensive axonal arbors in this zone. Instead,
they sometimes consisted of just one or two branches that extended
further into the white matter. Rather than mediating connections with
the subplate, such branches could reflect exuberant projections to
multiple extrinsic targets.
Like subplate branches, axonal projections to the white matter were far
more common in prenatal animals than in maturity. In V1 of postnatal
macaque monkeys, a surprisingly small percentage of neurons in deep
layers project to the white matter (Fitzpatrick et al., 1994 ; Callaway
and Wiser, 1996 ; Wiser and Callaway, 1996 ). Even in layer 2/3, only
about half of pyramidal cells are projection neurons (Callaway and
Wiser, 1996 ). In contrast, only 2 of the 54 E100-E108 pyramidal and
spiny stellate neurons in layers 2-4B, 5, and 6 lacked a projection to
the white matter. These diminished to mature levels in layer 5 by E122.
In layer 6, the decline occurred later, with all of the E122 pyramids
projecting to the white matter and a high proportion (64%, 21/33)
still projecting at E135-E145. Finally, in layers 2-4B, all of the
spiny neurons still projected to the white matter at E145.
The small percentages of deep layer projection neurons in mature
animals place an upper limit on the percentages of cells that could
project to the subcortical structures (i.e., superior colliculus,
pulvinar nucleus, and LGN) targeted by these neurons (Lund et al.,
1975 ; Hendrickson et al., 1978 ; Fitzpatrick et al., 1994 ). These small
percentages may reflect the unusually large size of V1 relative to
subcortical structures in the macaque monkey (cf. Fitzpatrick et al.,
1994 ). In species in which V1 is relatively smaller, higher percentages
of deep layer neurons project to the white matter (see, for example,
Martin and Whitteridge, 1984 ). Thus, the overproduction and later
elimination of exuberant white matter projections could reflect a
mechanism for matching the extent of projections to the size of the
target, much like size matching between a motor neuron pool and a
muscle by cell death (for review, see Oppenheim, 1989 ). The elimination
of exuberant projections from V1 might be mediated similarly by
activity-dependent competitive influences. However, the large
percentage of nonprojecting neurons in mature V1 suggests that most of
the size matching in this system is likely to be mediated by process
elimination rather than cell death.
In conclusion, the development of local axonal arbors in macaque V1 is
highly specific for the main cortical layers from the outset, just as
in other species. However, developing neurons do form transient
projections to incorrect subdivisions of correct layers. Furthermore,
transient projections also can be formed in layers that are incorrect
for a particular cell type, as long as the projection would be correct
for other cell types within the same class. These observations provide
important clues about roles of genetic and environmental influences in
specifying laminar and sublaminar specificity of axonal arbors as well
as in the determination of cell types.
 |
FOOTNOTES |
Received Oct. 1, 1997; revised Dec. 1, 1997; accepted Dec. 4, 1997.
This work was supported by National Institutes of Health Grant EY10742.
I thank Lori Greiner for assistance with animals, Cynthia Hutt for
ultrasounds, Drs. Curt Freed and James Stevens for performing Cesarean
sections, Atomu Sawatari and Dr. Anne Wiser for assistance labeling
neurons, Wendy Freeman, Stephan Kempiak, and Melissa McCabe for camera
lucida reconstructions, Sumit Dua for assistance in preparing figures,
and Jami Dantzker and Dr. Kimberley McCallister for very helpful
comments on this manuscript.
Correspondence should be addressed to Edward M. Callaway, The Salk
Institute, SNL-C, 10010 North Torrey Pines Road, La Jolla, CA
92037.
 |
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