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The Journal of Neuroscience, April 1, 1998, 18(7):2720-2728
D1- Versus D2-Receptor Modulation of Visuospatial Working Memory
in Humans
Ulrich
Müller,
D. Yves
von Cramon, and
Stefan
Pollmann
Max-Planck-Institute of Cognitive Neuroscience, 04103 Leipzig,
Germany
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ABSTRACT |
The effects of pergolide, a mixed D1/D2 receptor agonist, and
bromocriptine, a selective D2 receptor agonist, were assessed in a
visual delay task to further investigate the "dopamine link" of
working memory in humans and to look for differential D1 versus D2
receptor contributions. Two groups of 32 healthy young adults (16 female) received either 0.1 mg of pergolide or 2.5 mg of bromocriptine in a placebo-controlled cross-over design. A pretreatment with domperidone, a peripherally active D2 antagonist, was performed in both
groups to reduce side effects. Interindividual differences in
pharmacokinetics were controlled by the time course of serum prolactin
inhibition. The working memory paradigm was a visuospatial delayed
matching task; the location of a randomly generated seven-point pattern
had to be memorized and compared after 2, 8, or 16 sec with a second
pattern that was either identical or slightly shifted within a
reference frame. The task was designed with the intention to present
unique stimuli at each trial and to require minimal motor demands.
Practice effects between the two pharmacological test days were
minimized by training sessions that preceded the tests. The paradigm
showed significant error and reaction time increases with longer
delays. After comparable doses, only pergolide, but not bromocriptine,
facilitated visuospatial working memory performance as demonstrated by
a significant drug-by-delay interaction. These findings are in
accordance with the monkey literature as well as with neuroanatomical
findings, and they confirm a preferential role of prefrontal D1
receptors for working memory modulation in humans.
Key words:
short-term memory; working memory; prefrontal cortex; dopamine; D1 receptor; D2 receptor; bromocriptine; pergolide; domperidone; prolactin; humans
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INTRODUCTION |
There is converging evidence from
studies in monkeys with cortical ablation, single-cell recording, and
regional brain cooling (Funahashi and Kubota, 1994 ; Fuster, 1995 ), as
well as from studies in humans with brain-lesioned patients, functional
neuroimaging methods, and transcranial magnetic stimulation (von
Cramon, 1996 ), that the prefrontal cortex plays a pivotal role in
mediating working memory, i.e., the ability to hold an item of
information transiently in mind in the service of comprehension,
thinking, and planning (Goldman-Rakic, 1996 ). The performance and
task-related neuronal activity of monkeys in visuospatial delay tasks
can be specifically modulated with dopaminergic drugs (Goldman-Rakic et
al., 1997 ); therefore a special "dopamine link" of working memory
and prefrontal functions has been proposed (Desimone, 1995 ). A
preferential modulation of working memory via cortical D1 receptors
[according to a recent proposal the terms D1 or D1-like and D2 or
D2-like are used to refer to the subfamilies of dopamine receptors, or
they are used when the genetic subtype (D1 or
D5; D2, D3, or
D4) is uncertain (Goldman-Rakic et al., 1997 )] has
been shown in monkey studies (Sawaguchi and Goldman-Rakic, 1991 ;
Williams and Goldman-Rakic, 1995 ), but so far not in studies with
humans.
In the prefrontal cortex of monkeys, neurons have been identified
around the sulcus principalis that increase their firing when specific
stimuli are removed from view and sustain that firing until a trained
behavioral response is initiated. In analogy to receptive fields in
primary cortical areas, assemblies of such neurons with delay-related
activity have been designated as memory fields. Iontophoretic
application of the D1 antagonist SCH39166 at low ejection currents
consistently enhanced the neuronal activity within spatially tuned
memory fields without observable behavioral effects. This effect was
pharmacologically reversible by low doses of SKF38393, a partial D1
agonist, but not by D2 antagonists (Sawaguchi et al., 1988 , 1990 ;
Sawaguchi and Goldman-Rakic, 1991 ; Williams and Goldman-Rakic, 1995 ).
The D1 effects on memory fields together with the neuroanatomical
findings of 3- to 10-fold higher cortical density of D1 receptors as
compared with D2 receptors (Lidow et al., 1991 ) and of D1 receptor
localization on pyramidal neurons (Bergson et al., 1995 ) suggest that
dopamine may modulate the cell firing of cortical delay-neurons
directly via D1 receptors (Goldman-Rakic et al., 1997 ).
Other monkey studies used local drug injections into the prefrontal
cortex (Sawaguchi and Goldman-Rakic, 1994 ) or systemic application of
dopaminergic drugs (Arnsten et al., 1994 ) and reported further evidence
for an involvement of D1 receptors in visuospatial working memory
modulation. However, there are also some controversial results with
regard to D1 receptor specificity as well as dose and age dependency of
cognitive drug effects (Schneider et al., 1994 ; Arnsten et al., 1995 ;
Jackson et al., 1995 ; Arnsten, 1997 ). Most other drug effects on
short-term memory have been observed only in the rat and will not be
considered in this context because of the noncomparable cognitive tasks
and interspecies differences in cerebral organization (Berger et al.,
1991 ; Preuss, 1995 ).
Only a limited number of pharmacopsychological studies with healthy
human subjects used working memory tasks with delay-dependent errors as
performance criteria. In a study with eight male volunteers, performance in a 16 sec condition of a delayed matching task was impaired during whole-body cold exposure at 4°C and could be improved to normal by L-tyrosine, a catecholamine precursor
(Shurtleff et al., 1994 ). Luciana et al. (1992) found a facilitating
effect of 2.5 mg of bromocriptine, a D2 agonist, on task performance in
a visuospatial delayed response task in eight female subjects. These
findings have been partially replicated in a second study that observed
some improvement of spatial but not object working memory after 1.25 mg
of bromocriptine (Luciana and Collins, 1997 ). Two independent
laboratories, however, failed to replicate these findings using
somewhat different experimental designs. Kimberg et al. (1997) observed
no effect of bromocriptine on a spatial delayed response task; however,
other measures of prefrontal (executive) functions were improved in a
subgroup of subjects with low verbal working memory capacity as
determined by a reading span task. In a pilot study that was looking
for dose dependency, we observed no significant effects of 1.25, 2.5, or 5 mg of bromocriptine on performance in a visuospatial delayed
matching task.
To further evaluate the functional role of D1 receptors within
prefrontal memory fields, we designed a visuospatial delay task with
minimal motor demands as well as difficult-to-rehearse stimuli and
performed a psychopharmacological study with healthy young adults.
Because there were no selective D1 agonists available for human
research, a pharmacological substraction design was applied with
pergolide, a mixed D1/D2 receptor agonist, and bromocriptine, a
selective D2 agonist, to differentiate for D1- versus D2-receptor contributions to working memory modulation in humans.
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MATERIALS AND METHODS |
Subjects
A total of 32 healthy young adults (most of whom were
undergraduate students), who had no previous experience with the
experimental task, completed either the pergolide or the bromocriptine
study protocol. There were no significant differences between the two groups with respect to sex, age, handedness, and education. All volunteers entered the study with written informed consent and after
medical examination to exclude cardiovascular, endocrinological, neurological, or psychiatric irregularities and pregnancy. None of the
subjects took any psychotropic medication at the time of the study; a
light breakfast was allowed 2 hr before the test sessions started. The
subjects had normal or corrected-to-normal vision. There was a
financial compensation of 200 Deutsche Mark for each participant. The
protocols were approved by the regional ethics committee of the
Saxonian Board of Physicians.
Pergolide study
Subjects. Sixteen volunteers (eight female) completed
this study. Two additional subjects entered the study but had to be excluded on the first day because of side effects, namely mild faintness, one before and one after pergolide intake. The age of the
volunteers ranged from 19 to 29 (23.8 ± 2.9) years. All were
right-handed with a mean laterality quotient (LQ) of 81.9 ± 14.2 (Oldfield, 1971 ).
Drug administration. On both days an opaque gelatin capsule
filled with either 0.1 mg (per 80 kg body weight) of pergolide (Parkotil; Lilly Deutschland, Giessen, Germany) or placebo was administered in a double-blind crossover design, so that half of the
subjects received pergolide on day B and the other half on day C.
Bromocriptine study
Subjects. Another 16 volunteers (eight female), who
had not participated in the pergolide study, completed this study. One subject had to be excluded because of poor performance near chance level after the first training session (day A). The age of this group
ranged from 19 to 29 (23.1 ± 3.0); all were right-handed (LQ
72.1 ± 20.9).
Drug administration. All subjects received either 2.5 mg
(per 80 kg body weight) of bromocriptine (Kirim; Hormosan-Kwizda, Frankfurt, Germany) or identical placebo tablets in a double-blind crossover design.
Experimental design
In both studies there were 3 experimental days, each separated
by 1 week. The first day (day A) was reserved for instructions and a
training session. Both pharmacological test days (days B and C) also
included a training session immediately after the oral drug
administration, when no pharmacological effect would be expected. The
main experimental task was performed between 150 and 210 min after drug
intake, i.e., the period around the mean peak plasma concentrations of
both pergolide and bromocriptine (Wachtel, 1991 ; Markham and Benfield,
1997 ). A pretreatment with 3 × 10 mg of domperidone (Motilium;
Byk Gulden, Konstanz, Germany), a peripherally active D2 antagonist,
was performed at 12, 2, and 0.5 hr to reduce side effects,
especially nausea. This pharmacological procedure is well established
in the treatment of patients with Parkinson's disease (Oertel and
Quinn, 1996 ). To measure prolactin levels, blood samples were taken at
0, 60, 120, and 210 min after drug ingestion via a flexible venule that
was connected to a slowly running isotonic NaCl infusion. Blood samples
were centrifuged immediately at 4°C, and serum was stored at 80°C
until the end of each study and analyzed with commercially available
radioimmunoassays. The intra- and interindividual comparison of
prolactin inhibition allows for control of biological efficacy and
interindividual differences in pharmacokinetics. Blood pressure, heart
rate, and sublingual temperature were monitored every 30 min (Fig.
1). To further control for nonspecific
drug effects on arousal and attention, two standardized paper-pencil
tasks were performed twice, shortly before drug intake and before
the main delayed matching task: the d2 test, a
letter cancellation task (Brickenkamp, 1994 ), and the
Zahlenverbindungstest (ZVT), a German version of the
trail-making task (Oswald and Roth, 1987 ). To evaluate changes in mood,
two self-rating scales were administered: the Adjective Mood Scale (Befindlichkeits-Skala, Bf-S), which measures the extent of
subjective impairment, and the State Trait Anxiety Inventory (STAI-1),
to rate state changes in anxiety (AMDP and CIPS, 1990 ).

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Figure 1.
Time course of an experimental day
(1 = training session; 2 = main
session; 0 min = drug administration).
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Delayed matching paradigm
The working memory paradigm was a visuospatial delayed matching
task implemented on a personal computer using the ERTS software package
(Experimental Run Time System, version 3.18; BeriSoft Cooperation,
Frankfurt/Main, Germany), which provides millisecond accuracy in
stimulus presentation and response registration. The task was designed
to present unique stimuli at each trial and to require minimal motor
demands. Subjects sat in front of a 17-inch monitor (1024 × 768 resolution) in dim room light; the eye-to-screen distance was 100 cm as
controlled by a chin rest. They had to memorize the location
("where") of a seven-point pattern (sample) and compare it after a
delay of 2, 8, or 16 sec with a second pattern (match) that was either
identical or slightly shifted (3 mm/0.17° or 6 mm/0.34°, left or
right) within a frame of 155 × 145 mm using a two-alternative
forced-choice procedure.
The point pattern was generated using a 9 × 8 × 8 matrix
with random attribution of dots to seven out of nine fields. The use of
unique random dot patterns allows the identical experimental setup to
be used for the investigation of object ("what") memory, which will
be used in future studies. Unique stimuli also reduce between-trial
interference, which has been shown to be a significant problem for
animals with prefrontal lesions (Fuster, 1995 ; Van Hest and Steckler,
1996 ). Pharmacological modulation of proactive interference, therefore,
should not be responsible for the observed drug effects. Sample and
match stimuli in a single trial differed only by location (same or
different) and had the same object features. Memory for nonspatial
features of the dot patterns therefore should not influence the spatial
memory performance.
Each sample was presented for 2 sec to get stable responses (Dale,
1973 ) and was followed by a mask pattern with randomly distributed
frame-filling dots that was shown for 0.1 sec (Fig. 2A,B). To avoid eye
movement drifts the reference frame remained visible during the whole
trial. There was an auditory feedback (peep) after each error response.
The 8 and 16 sec delay lengths were taken from the literature
(Shurtleff et al., 1994 ; Fuster, 1995 ). Pilot testing showed the 2 sec
delay to be preferable to a nondelay (or 0.1 sec) control condition to
prevent floor effects and interference between sample and match. The
three delay lengths (2, 8, or 16 sec) and two match conditions (same or
shifted) were balanced in quasi-random sequences with no more than
three consecutive trials of equal delay length or "same/different"
condition.

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Figure 2.
A, Location of frame and dot
pattern on the screen. B, Visuospatial delayed matching
task; time course of a single trial.
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The training sessions (on days A, B, and C) consisted of 120 trials,
with short interruptions after each series of 20 trials. Both
experimental sessions (on day B and C) had 180 trials and lasted ~50
min.
Data analysis
The main outcome criterion of the delayed matching task was the
total error rate, i.e., the sum of incorrect "same" (false alarms)
and incorrect "different" (misses) responses for each of the three
delay lengths. Reaction times (RTs) were measured to control for
speed-accuracy relationships. As a consequence of the training
sessions, practice effects were minimized (Fig. 3A,B). A repeated-measures
ANOVA was performed to analyze memory-related drug effects.
Within-subject factors were drug (drug or placebo) and delay length (2, 8, or 16 sec); between factors were order (drug on days B or C) and
group (pergolide or bromocriptine group). Additionally the individual
error rates were baseline-adjusted by calculating the difference: error
rate8 or 16 sec error rate2 sec. Adjusted
error rates were used mainly to better visualize the effect sizes. For
specific comparisons paired t tests were used. RTs were
analyzed only for correct trials and corrected for outliers using
individual median values. The index of variation presented on all
figures is the SEM.

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Figure 3.
A, Practice effects in the
pergolide study: total error rates in the training sessions of the 3 test days (A1, B1, C1). There was no significant
difference between the two pharmacological test days (B1
and C1). B, Practice effects in the
bromocriptine study: total error rates in the training sessions of the
3 test days (A1, B1, C1). There was no significant
difference between the 2 pharmacological test days (B1
and C1).
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RESULTS |
Delayed matching task
Practice effects and group comparison
As predicted from pilot testing, there were significant practice
effects resulting in fewer delay-dependent errors when the first
training session (day A) was compared with the training sessions on
days B and C [day(3) × delay(3) ANOVA] in both the pergolide
[F(2,30) = 4.01; p = 0.029]
and the bromocriptine group [F(2,30) = 8.01;
p = 0.002] (Fig. 3A,B). As calculated for
the two pharmacological test days B and C [day(2) × delay(3) ANOVA], there were no significant day effects or day × delay
interactions. When the working memory performance of the placebo days
was compared using a between-subjects design, there was no significant
group effect for either the error rate [F(1,15) = 0.27; p = 0.611] or the RT analysis
[F(1,15) = 0.87; p = 0.365].
In both groups delay-dependent error increases did not correlate with
sex, age, or laterality quotient.
Pergolide study
There were significant effects for the delay length
[F(2,30) = 16.92; p < 0.001]
and the drug × delay interaction [F(2,30) = 4.14; p = 0.026]. When error rates were adjusted for
the performance in the 2 sec control condition, there was a significant
effect of the D1/D2 agonist pergolide to improve performance in the 16 sec delay condition [t(15) = 2.20;
p = 0.022], with a drug-induced error reduction of
47% [(adjusted error rateplacebo adjusted error
ratepergolide)/adjusted error rateplacebo]
(Fig. 4A). Error reduction was not caused by slower RTs. The delay effect on RTs was
again significant [F(2,30) = 10.39;
p < 0.001], but there was no significant drug effect
[F(1,15) = 0.10; p = 0.759] or drug × delay interaction [F(2,30) = 0.47;
p = 0.632] (Table 1). Subjects with poor baseline performance, calculated as the mean error
rate of the three training sessions, did not benefit more from
dopaminergic stimulation, as demonstrated by nonsignificant correlations between baseline performance and drug effect.

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Figure 4.
A, Error rates after placebo and
pergolide (0.1 mg/80 kg body weight) adjusted for the performance in
the 2 sec delay control condition (error rate8 or 16 sec error rate2 sec) in young adults. The D1/D2 agonist
pergolide significantly improved delayed matching performance in the 16 sec delay condition. B, Error rates after placebo and
bromocriptine (2.5 mg/80 kg) adjusted for the performance in the 2 sec
delay control condition (error rate8 or 16 sec error
rate2 sec) in young adults. There was no significant
effect of the D2 agonist bromocriptine in either the 8 sec or the 16 sec delay condition.
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Table 1.
Delay-dependent error rates and RTs in the main delayed
matching tasks of the pergolide and bromocriptine study (mean ± SD) and within group significances (p values) of
drug effects (upper value) and drug × delay interactions (lower
value)
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Bromocriptine study
There was a significant main effect of delay length
[F(2,30) = 15.46; p < 0.001]
but no significant effect of drug [F(1,15) = 1.26; p = 0.279] or drug × delay interaction
[F(2,30) = 0.39; p = 0.683].
There was no significant effect of the D2 agonist bromocriptine to
reduce baseline-adjusted error rates in either the 8 sec
[t(15) = 1.36; p = 0.097] or
the 16 sec delay condition [t(15) = 0.30;
p = 0.384] (Fig. 4B). For the RTs
there was also a significant delay effect
[F(2,30) = 18.24; p < 0.001],
but no significant effect of drug [F(1,15) = 1.54; p = 0.233] or drug × delay interaction
[F(2,30) = 0.56; p = 0.577]
(Table 1).
Control parameters
Prolactin
In the bromocriptine study there were three missing data points on
day B (placebo day) for subject 11, because only one blood sample could
be taken. Basal as well as domperidone-stimulated prolactin serum
concentrations were significantly lower in men than in women after
pergolide [F(1,14) = 12.94; p = 0.003] and bromocriptine [F(1,14) = 11.04;
p = 0.006], as is well known from the endocrinological
literature (Hilland et al., 1981 ). In the overall group there were
significant drug × time (of blood sample) interactions in both
the pergolide [F(3,45) = 8.45;
p < 0.001] and bromocriptine studies
[F(3,42) = 3.10; p = 0.037]
(Fig. 5A,B). The prolactin
curves were not significantly different between the two study groups,
comparing either the placebo or the drug days. Prolactin inhibition as
calculated by the relative difference between baseline and task-related
values [(prolactin0 + prolactin60)/2 (prolactin120 + prolactin210)/2] did not correlate with
delay-dependent error rates in either the pergolide or in the
bromocriptine study.

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Figure 5.
A, Time course of prolactin
responses to pergolide (0.1 mg/80 kg body weight) and placebo after
pretreatment with 3 × 10 mg of domperidone. There was a
significant drug × time interaction. B, Time
course of prolactin responses to bromocriptine (2.5 mg/80 kg) and
placebo after pretreatment with 3 × 10 mg of domperidone. There
was a significant drug × time interaction.
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Physiological parameters
There were no significant drug effects on blood pressure (systolic
and diastolic), heart rate, or sublingual temperature, which were
measured for safety and monitoring reasons.
Attention tasks
For the two paper-pencil tests of attention, there were no
significant drug effect or drug × time (of task performance)
interactions in the pergolide study, but there was a significant time
effect for both the d2 test (letter cancellation)
[F(1,15) = 21.91; p < 0.001]
and the ZVT test (trail making) [F(1,15) = 7.76; p = 0.014], indicating a practice-related
improvement during each test day. In the bromocriptine study there were
no significant drug effect or drug × time interactions. A
significant time effect was seen for the d2 test (letter cancellation)
[F(1,15) = 9.90; p = 0.007]
but not for the ZVT test.
Mood ratings
As compared with placebo, there were significant drug × time
(of task application) interactions in the pergolide study for both mood
ratings, the Adjective Mood Scale (Bf-S)
[F(1,15) = 12.45; p = 0.003]
and the State Trait Anxiety Inventory (STAI-1) [F(1,15) = 6.64; p = 0.031],
i.e., a significant worsening of mood after pergolide application.
There was also a significant time effect for the STAI-1
[F(1,15) = 7.45; p = 0.015],
indicating a decrease in state anxiety in the course of both test days.
In the bromocriptine study there were no significant effects on mood as
measured with the Bf-S or STAI-1. Mood alterations as measured by the
two self-rated questionnaires did not correlate with delay-dependent error rates in either the pergolide or the bromocriptine study.
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DISCUSSION |
The delayed matching task that was developed for this study showed
significant error and RT increases, with longer delays in all drug and
placebo conditions indicating a natural decay of the memorized
visuospatial information. Pergolide, but not an equivalent dose of
bromocriptine, specifically improved delayed matching performance, as
compared with placebo, by reducing the error rate in the long delay
condition. Because the two dopamine agonists differ mainly in their D1
agonistic properties pergolide activates D1 receptors whereas
bromocriptine does not the findings of this study indicate that the
decay of visuospatial information in working memory is modulated via D1
receptors. The pharmacological and cognitive specificity of this
finding as well as topological and clinical implications will be
discussed in detail.
Pharmacological specificity
This study could not replicate the findings of Luciana et al.
(1992) who showed a facilitation of working memory by 2.5 mg of
bromocriptine in a visuospatial delayed response task. The divergent
bromocriptine findings can be explained either by population differences (subjects with high vs low working memory capacity) that
might be related to different (high vs low) endogenous secretion of
dopamine (Kimberg et al., 1997 ) or by different motor demands in
delayed response (pointing movement) versus delayed matching tasks
(button press). A third explanation is the small effect size provoked
by selective D2 rather than D1 receptor stimulation.
In contrast to the bromocriptine study, we observed a facilitation of
working memory after pergolide. Several assumptions have to be
explained to claim a preferential role for the D1 receptor in working
memory modulation. When a between-subjects design is used, it is
important to demonstrate that there are no significant baseline
differences between the two groups when the performance of the
identical placebo sessions are compared. One could also argue about
dosage differences, not only for the D1 agonistic but also for the D2
agonistic properties of the two substances, as indicated by apparent
but not statistically significant differences in prolactin inhibition.
The single doses of pergolide and bromocriptine we used are comparable
in terms of biological and therapeutic efficacy (Wachtel, 1991 ; Pezzoli
et al., 1994 ; Markham and Benfield, 1997 ).
The dose (and age) dependency of dopaminergic drug effects on
working memory, however, is a crucial point. Findings from monkey studies that were looking for dose-response relationships can be
summarized as biphasic effects of D1 antagonists, with
low-dose facilitation and medium- to high-dose impairment
(Williams and Goldman-Rakic, 1995 ; Arnsten, 1997 ), and
triphasic effects of D1 (and D2) agonists, with low-dose
impairment, medium-dose facilitation, and high-dose deterioration
(Arnsten et al., 1994 , 1995 ; Arnsten, 1997 ). In this study the
significant inhibition of prolactin secretion by both pergolide and
bromocriptine indicates a medium dose D2 agonistic efficacy of both
substances (at least at the level of the pituitary) during the period
of cognitive task performance. Deteriorating effects of higher doses
can be explained by unspecific toxicity (Murphy et al., 1996 ), whereas
low doses might result in inverse net effects by actions via
presynaptic feedback mechanisms (Altar et al., 1987 ).
As measured with self-rating scales, we did not observe mood
improvements after a single dose of dopamine agonists as might be
expected from the mild antidepressive efficacy of chronic bromocriptine (Weddell and Weiser, 1995 ) or pergolide (Boukoms and Mangini, 1993 )
treatment. The worsening of subjective well being after pergolide in
this study can be explained by subliminal side effects that have not
been reported, however, in the more explicit side effects
questionnaire. As demonstrated by our small dropout rate, the
pretreatment with domperidone seems to be an effective strategy for
reducing side effects in dopamine agonist studies with normal volunteers.
Our findings suggest a preferential role of D1 receptor mechanism
for visuospatial working memory modulation. This study, however, did
not address the question of whether D1 receptor stimulation alone or
the combination of D1 and D2 receptor stimulation is most effective.
The functional role of other cortical dopamine receptors, especially
D4 and D5, and of D2/D1 receptor
interactions cannot be separated until more specific drugs are
available for human research (Bergson et al., 1995 ). As for any
neurochemically regulated behavior, neurotransmitter interactions
(Ashby, 1996 ) and nondopaminergic mechanisms of working memory
modulation have to be considered. Indeed, the pharmacological
specificity of dopamine effects on visuospatial working memory has been
investigated in only one study, which found delayed alternation
impairment after dopamine depletion but not after noradrenaline or
serotonin depletion in the prefrontal cortex (Brozoski et al., 1979 ).
Other studies observed effects of 2-noradrenergic drugs
on working memory function (Coull, 1994 ; Coull et al., 1996 ; Arnsten,
1997 ).
The finding that memory-related behavior and neural activity can be
modulated by dopaminergic drugs must also be considered in the context
of subcortical-cortical dopamine systems (LeMoal, 1995 ). Recent monkey
studies showed that midbrain dopamine neurons (Mirenowicz and Schultz,
1996 ) and dorsolateral prefrontal neurons (Watanabe, 1996 ) are
preferentially activated by appetitive and attractive stimuli,
suggesting a dopamine link of working memory and subcortical reward
mechanisms. Single-cell recording within the ascending mesocortical
system revealed more dopaminergic activity during the learning phase of
a delayed response task than with well established behavior (Schultz et
al., 1993 ). In our study, all subjects entered both test days only
after intensive training, and there was an aversive auditory feedback
after each error, both suggesting low phasic activity of reward neurons
with consequently low endogenous dopamine levels and a good chance for
a dopamine agonist to stimulate the prefrontal cortex without
intoxicating it (Murphy et al., 1996 ; Elliott et al., 1997 ).
Task specificity
The visuospatial delayed matching task of this study is similar to
paradigms used in monkey research, as demonstrated by performance impairment with increasing delay length (for review, see Fuster, 1995 ;
Goldman-Rakic, 1996 ). The linear relationship between delay length and
error rate is in good correspondence with cognitive models of trace
decay, i.e., the fading away of an internal representation that is
supposed to be necessary for the matching operation (Dale, 1973 ; Hole,
1996 ). According to these models, memory improvement after pergolide
administration can be explained by slowing the process of information
decay or a more efficient inhibition of irrelevant information during
the delay period or both. This effect of dopamine on cognitive
signal-to-noise ratio has been conceptualized as a "focusing on
relevant information" in the context of schizophrenic thought
disorder and semantic priming experiments (Cohen and Servan-Schreiber, 1992 ; Kischka et al., 1996 ).
Topological and clinical implications
The prefrontal specificity of dopaminergic facilitation of working
memory by pergolide is an assumption that is based on lesion data,
functional neuroimaging studies, and neurophysiological and
pharmacological findings, as well as dopamine receptor mapping. The
most convincing evidence for an essential role of the prefrontal cortex
in working memory regulation comes from studies with reversible lesions, because reorganization processes can be ignored. In normal human volunteers, delay-related memory functions were impaired by
transcranial magnetic stimulation over the prefrontal but not over the
motor cortex (Pascual-Leone and Hallet, 1994 ). In monkeys, intracranial
cooling of the prefrontal but not of the parietal cortex worsened
visual working memory in delayed response as well as in delayed
matching tasks (Fuster, 1995 ). Several neuroimaging studies with PET or
functional magnetic resonance imaging using either delay (Baker et al.,
1996 ; Courtney et al., 1997 ) or monitoring (n-back) paradigms (Smith et
al., 1995 ; Cohen et al., 1997 ) demonstrated an involvement of the
dorsolateral prefrontal cortex in the neural networks of working memory
(for review, see Owen, 1997 ).
After systemic drug administration, D1 agonists (or antagonists) have a
greater probability to act on dopamine receptors in the prefrontal
cortex than D2 compounds do, because the cortical density of D1
receptors is 3- to 10-fold higher as compared with D2 receptors, as has
been shown consistently with autoradiographic and PET studies in both
the monkey (Camps et al., 1989 ; Cortés et al., 1989 ; Lidow et
al., 1991 ) and the human brain (Hall et al., 1994 ; Karlsson et al.,
1995 ). Pharmacological studies with intracerebral drug application so
far focused on prefrontal areas around the principal sulcus. Therefore,
the claimed topological specificity is limited, because no drugs have
been injected into other (namely parietal) neocortical areas that also
possess a rich dopaminergic innervation (De Keyser et al., 1989 ) and
show delay-related neuronal activity in visuospatial working memory tasks (Friedman and Goldman-Rakic, 1994 ; Constantinidis and Steinmetz, 1996 ).
Further evidence for a dopaminergic modulation of working memory comes
from clinical studies. Patients with Parkinson's disease show deficits
in delay tasks (Partiot et al., 1996 ; Postle et al., 1997 ) and other
prefrontal functions (Owen and Robbins, 1998 ) that are partially
reversible with adequate dopaminergic treatment (Cooper et al., 1992 ;
Lange et al., 1992 ). In patients with schizophrenia, there are two
studies that found visuospatial working memory deficits using delayed
response paradigms adapted from the monkey literature with registration
of either eye movements (Park and Holzman, 1993 ) or pointing movements
toward a memorized dot location (Spitzer, 1993 ). Preliminary clinical
observations in patients with impaired executive and working memory
functions after cerebrovascular lesions and traumatic brain injury
showed dopamine agonists to be therapeutically helpful (Müller
and von Cramon, 1994 ; McDowell, 1996 ).
This study found an improvement of visuospatial working memory caused
by pergolide that might be mediated via prefrontal D1 receptors.
Further research must now focus on the relationship of working memory
deficits and reduced D1 receptor density in aging (De Keyser et al.,
1990 ; Iyo and Yamasaki, 1993 ) and neuropsychiatric disorders (Okubo et
al., 1997 ) as well as on the contribution of distinct prefrontal
(Wilson et al., 1993 ) and subcortical structures (Schultz et al., 1995 ;
Levy et al., 1997 ; Postle et al., 1997 ) to modality-dependent working
memory functions in humans.
 |
FOOTNOTES |
Received Sept. 11, 1997; revised Jan. 12, 1998; accepted Jan. 15, 1998.
Presented at the 4th Annual Meeting of the Cognitive Neuroscience
Society, Boston, March, 1997. We thank all subjects for their
participation, Anke Pitzmaus and Nadja Saupe for technical assistance,
Joachim Wiese for ERTS programming, Torsten Schubert for statistical
advice, and Trevor Penney and two anonymous reviewers for helpful
comments.
Correspondence should be addressed to Dr. Ulrich Müller,
Max-Planck-Institute of Cognitive Neuroscience, Inselstrasse 22-26, 04103 Leipzig, Germany.
 |
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P. M. Greenwood and R. Parasuraman
Normal Genetic Variation, Cognition, and Aging
Behav Cogn Neurosci Rev,
December 1, 2003;
2(4):
278 - 306.
[Abstract]
[PDF]
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C. F. Bartholomeusz, G. Box, C. Van Rooy, and P. J. Nathan
The modulatory effects of dopamine D1 and D2 receptor function on object working memory in humans
J Psychopharmacol,
January 1, 2003;
17(1):
9 - 15.
[Abstract]
[PDF]
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D. Durstewitz, J. K. Seamans, and T. J. Sejnowski
Dopamine-Mediated Stabilization of Delay-Period Activity in a Network Model of Prefrontal Cortex
J Neurophysiol,
March 1, 2000;
83(3):
1733 - 1750.
[Abstract]
[Full Text]
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S. Granon, F. Passetti, K. L. Thomas, J. W. Dalley, B. J. Everitt, and T. W. Robbins
Enhanced and Impaired Attentional Performance After Infusion of D1 Dopaminergic Receptor Agents into Rat Prefrontal Cortex
J. Neurosci.,
February 1, 2000;
20(3):
1208 - 1215.
[Abstract]
[Full Text]
[PDF]
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D. Durstewitz, M. Kelc, and O. Gunturkun
A Neurocomputational Theory of the Dopaminergic Modulation of Working Memory Functions
J. Neurosci.,
April 1, 1999;
19(7):
2807 - 2822.
[Abstract]
[Full Text]
[PDF]
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E. C. Muly III, K. Szigeti, and P. S. Goldman-Rakic
D1 Receptor in Interneurons of Macaque Prefrontal Cortex: Distribution and Subcellular Localization
J. Neurosci.,
December 15, 1998;
18(24):
10553 - 10565.
[Abstract]
[Full Text]
[PDF]
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