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The Journal of Neuroscience, January 1, 1999, 19(1):334-346
Developmental Dissociation of Serotonin-Induced Spike Broadening
and Synaptic Facilitation in Aplysia Sensory Neurons
Laura L.
Stark1 and
Thomas J.
Carew2
1 Interdepartmental Neuroscience Program and
2 Departments of Psychology and Cellular, Molecular, and
Developmental Biology, Yale University, New Haven, Connecticut
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ABSTRACT |
In sensory neurons (SNs) of adult Aplysia, serotonin
(5-HT)-induced spike broadening has long been implicated as
important for synaptic facilitation [spike duration-dependent (SDD)
facilitation], particularly at nondepressed synapses. At depressed
synapses, spike broadening has less impact on synaptic facilitation;
under these conditions, 5-HT induces a spike duration-independent
(SDI) form of facilitation (Byrne and Kandel, 1996 ). It has been
difficult to dissociate clearly the cellular mechanisms underlying
these two forms of facilitation. However, the observation that a major form of spike broadening emerges late in juvenile development (Marcus
and Carew, 1998 ) provides a unique opportunity to examine the
relationship between spike broadening and synaptic facilitation in
juvenile Aplysia. We have identified three forms of
synaptic plasticity in juvenile Aplysia: homosynaptic
depression, SDD facilitation, and SDI facilitation. We show that
homosynaptic depression is fully developed in the juvenile and that
5-HT reliably induces synaptic facilitation at depressed synapses.
However, in nondepressed synapses, 5-HT-induced facilitation is not
reliable. Further analysis revealed that the relationship between spike
broadening and synaptic facilitation for nondepressed synapses is the
inverse of that in adults. Surprisingly, in juveniles, minor spike
broadening induced by 5-HT results in significant synaptic
facilitation, whereas major spike broadening, when it occurs, does not.
These results suggest a model in which juvenile synapses predominantly use SDI facilitation, and with the emergence of major spike broadening, a developmentally transient inhibitory process emerges. This inhibitory process seems to be independent of major spike broadening induced by
5-HT because directly broadening the spike with 4-aminopyridine induces
adult-like SDD synaptic facilitation. Finally, in the adult, the
inhibitory process is either lost or masked, and SDD facilitation
predominates at nondepressed synapses.
Key words:
spike duration-independent facilitation; spike
duration-dependent facilitation; synaptic transmission; serotonin; developmental plasticity; tail withdrawal reflex
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INTRODUCTION |
A hallmark of virtually all chemical
synapses is the capacity for modulation of neurotransmitter release.
Most mature synapses exhibit a large repertoire of regulatory
mechanisms subserving different forms of synaptic plasticity, the
underlying mechanisms of which have been extensively studied (Levitan
and Kaczmarek, 1996 ). The functional maturation of synaptic modulation
has received much less experimental attention. Studying the
developmental assembly of neuromodulatory processes may provide unique
insights into mechanisms underlying synaptic plasticity in both
developing and mature systems.
The nervous system of Aplysia has proven to be advantageous
in examining the ontogeny of several different forms of
neuromodulation. The monosynaptic connections between tail sensory
neurons (SNs) and tail motor neurons (MNs) are amenable to
developmental analysis because they are easily identifiable in both
juveniles and adults (Stark, 1997 ; Marcus and Carew, 1998 ), and in the
adult, the subcellular signaling mechanisms underlying synaptic
plasticity in these cells have been extensively studied (Byrne and
Kandel, 1996 ).
In the adult, serotonin (5-HT)-induced SN spike broadening plays an
important role in one form of synaptic facilitation, spike duration-dependent (SDD) facilitation. It is now thought that SDD
facilitation is the predominant facilitatory mechanism in SN synapses
that have not previously undergone homosynaptic depression (Ghirardi et
al., 1992 ; Sugita et al., 1997 ; for review, see Byrne and Kandel,
1996 ). After homosynaptic depression, spike broadening has less impact
on synaptic facilitation, but 5-HT can still facilitate synaptic
transmission (Hochner et al., 1986b ; Sugita et al., 1997 ). Thus, at
depressed synapses, spike duration-independent (SDI) facilitation
becomes the predominant mechanism of facilitation. SDI facilitation is
thought to involve an alteration in vesicle mobilization at the
synaptic terminal (Gingrich and Byrne, 1985 ; Hochner et al., 1986b ;
Gingrich et al., 1988 ; Pieroni and Byrne, 1992 ), although the precise
mechanisms underlying SDI facilitation are still a focus of
considerable research.
In a developmental analysis, Marcus and Carew (1998) found that
different forms of serotonergic modulation in Aplysia tail SNs emerge sequentially during the final juvenile stage (late stage
12). At the beginning of this stage, 5-HT induces adult-like increases
in SN excitability but has only a minor effect on spike duration
( 15% broadening). Only later in late stage 12 can 5-HT induce
adult-like spike broadening (>15%).
In the present paper we have investigated the development of
serotonergic modulation of synaptic transmission from tail SNs, specifically addressing the relationship between spike broadening and
synaptic facilitation. We describe the developmental emergence of three
forms of synaptic plasticity: homosynaptic depression, SDD
facilitation, and SDI facilitation. Confirming developmental studies of
other synapses in Aplysia (Rayport and Camardo, 1984 ; Nolen
et al., 1987 ; Rankin and Carew, 1987 ), we have found that homosynaptic
depression at the SN synapse is present in its adult form in late stage
12 juveniles. The development of synaptic facilitation is more complex.
In juveniles, like adults, 5-HT consistently enhanced synaptic
transmission from previously depressed synapses. However, unlike adult
synapses, nondepressed synapses were not consistently enhanced by 5-HT.
A closer examination of facilitation at these synapses revealed a
surprising inverse relationship between spike broadening and synaptic
facilitation; immature ( 15%) broadening (Marcus and Carew, 1998 ) was
associated with significant synaptic facilitation, whereas adult-like
broadening (>15%), when it occurred, was not associated with
significant facilitation. The juvenile pattern is exactly the opposite
of that observed at SN-MN synapses in mature animals, where modest
broadening produces no facilitation, but adult broadening produces
significant facilitation.
The preferential facilitation of depressed synapses and the inverse
relationship between spike broadening and synaptic facilitation have
led us to propose that juvenile sensorimotor connections predominantly
use SDI facilitation and later in development establish SDD
facilitation. In addition, we have uncovered a novel inhibitory process
in juveniles that may be lost or masked in adults.
Parts of this paper have been published previously (Stark and
Carew, 1994 , 1996 ).
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MATERIALS AND METHODS |
Animals and experimental preparation. Juvenile
Aplysia californica were obtained from the
Aplysia Resource Facility (Miami, FL) and were staged
according to the criteria of Kriegstein (1977) . Late stage 12 animals
(0.5-1.0 gm and 9-10 weeks after metamorphosis) were used.
Wild-caught adult Aplysia (200-350 gm) were obtained from
various commercial suppliers: Marinus (Long Beach, CA), Marine Specimens Unlimited (Pacific Palisades, CA), and Pacific Biomarine (Venice, CA). Juvenile and adult animals were housed in separate tanks,
each containing constantly circulating, aerated artificial seawater
(ASW; Instant Ocean; Aquarium Systems, Mentor, OH) at 15°C.
Animals were anesthetized with an injection of a volume of isotonic
MgCl2 equal to approximately one-half of their body weight. Left or right pleural and pedal ganglia were surgically removed. Preparations were treated with glutaraldehyde diluted in ASW (0.1% for
juveniles and 0.4% for adults) for 30-45 sec to prevent sheath contractions. Preparations were then briefly rinsed in ASW (460 mM NaCl, 55 mM MgCl2, 11 mM CaCl2, and 10 mM Trizma,
pH 7.6) and pinned in a Sylgard-coated (Dow Corning) recording dish
containing 50% isotonic MgCl2 and 50% ASW. For juvenile
preparations, the connective tissue sheath was gently teased away from
the pleural and pedal ganglia with borosilicate micropipettes. For
adult preparations, the sheath was surgically removed with iridectomy
scissors. Desheathed preparations were superfused with ASW (20-22°C;
3 ml/min) for at least 30 min before recording was commenced. In some
experiments (see Fig. 1) the concentrations of CaCl2
or MgCl2 in the ASW were increased to 44 mM
(4× normal) and 165 mM (3× normal), respectively.
Electrophysiology. Recording electrodes were made from
borosilicate capillary pipettes (1.2 mm outer diameter; 0.6 mm
inner diameter; Sutter Instrument Company, Novato, CA) and were
filled with 3 M KCl. For juvenile experiments, pipettes
were initially pulled to a resistance of 40-60 M and were beveled
to a final resistance of 30-50 M . For adult experiments, unbeveled
electrodes of 10-15 M were used.
Standard intracellular recording techniques were used. A single sharp
electrode was used, in bridge mode, both to record membrane potential
and to inject current. Electrical potentials were amplified by an
Axoclamp 2-A (Axon Instruments, Foster City, CA), filtered at 10 kHz
through a low-pass filter, and digitized by a Universal Signal Manifold
(World Precision Instruments, Sarasota, FL) for computer storage and
analysis by the customized software program Spike (Hilal Associates,
Englewood Cliffs, NJ).
Just before a juvenile pleural SN was impaled, 1 nA of hyperpolarizing
current was injected through the electrode to prevent the SN from
firing action potentials. Immediately after impalement, the membrane
potential was slowly repolarized to the resting potential of the cell.
This hyperpolarization was not necessary for the more robust adult
cells or for the juvenile MNs.
SNs and MNs were not used if resting potential was less than 30 mV or
if input resistance dropped below 30 M (for juvenile cells) or 15 M (for adult cells).
Experimental procedures. To monitor spike duration in a
pleural SN, we triggered a single action potential by injecting a very
brief (1.5 msec) depolarizing constant-current pulse into the SN soma
so that the peak and falling phase of the spike were not contaminated
by the depolarizing pulse. Spike duration (in milliseconds) was
measured as the time from the peak of the action potential to 33% of
the peak. Peak amplitude (in millivolts) of the resultant monosynaptic
EPSP was measured in an MN in the pedal ganglion. A synaptic
connection was considered monosynaptic if it displayed a short and
constant latency over several stimuli and had a smooth rising phase
(see, e.g., Walters et al., 1983a ; Emptage et al., 1996 ; Stopfer and
Carew, 1996 ). Occasionally, a second spontaneous EPSP interfered with
measurement of the peak of the monosynaptic EPSP. In these cases, the
amplitude of the monosynaptic EPSP was taken as the point at which the
second EPSP began; thus, if there was any measurement error, it would
lead to an underestimation of the actual amplitude of the monosynaptic EPSP. The resting potential of MNs was held at 70 mV with direct injection of hyperpolarizing current to prevent the firing of action
potentials. No compensation was made for fluctuations in SN membrane potential.
A range of interstimulus intervals (ISIs) was used to examine the
effect of the state of synaptic depression on synaptic modulation in
normal ASW. A 1 min ISI was used to specifically depress the synapse,
whereas a 10 min ISI was used to ensure a nondepressed baseline (see
Fig. 2). Depression was defined as a >20% decrease from the initial
EPSP amplitude. Depending on the ISI, a stable baseline of two (for a
10 min ISI) or three (for a 1 min ISI) consecutive measurements was
established. The mean of the baseline measurements was compared with
the mean of two or three consecutive measurements in the drug
application, and data are expressed either as raw difference scores or
as normalized percentage change scores.
After the baseline period, either 50 µM 5-HT
(creatinine-sulfate complex; Sigma, St. Louis, MO) or 25 µM 4-aminopyridine (4-AP; Sigma) dissolved in ASW was
superfused into the recording chamber for 6-9 min. All pharmacological
agents were prepared within 1 hr of application. Each preparation was
used for a single application of only one drug to preclude the
possibility of additive effects.
Data analysis. For single pairwise comparisons, two-tailed
t tests were used to assess statistical significance. For
multiple comparisons, overall statistical significance was determined
by one- or two-way ANOVA. Subsequent planned post hoc
analyses were performed using the Fisher's PLSD test. A p
value of <0.05 was considered statistically significant; NS indicates
not significant. All probability values reported are two-tailed. Data
are expressed as mean ± SEM.
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RESULTS |
Characterization of the juvenile monosynaptic connection
As a first step in understanding the development of synaptic
modulation in juvenile Aplysia, it was necessary to confirm
that late stage 12 juveniles have functional monosynaptic connections between pleural SNs and pedal MNs. An example of a monosynaptic EPSP
from a juvenile preparation is shown in Figure
1A. This monosynaptic connection has been extensively characterized in adult
Aplysia (e.g., Walters et al., 1983a ,b ). Juvenile SNs and
their follower cells are easily identified because the pleural and
pedal clusters are located in the same regions in adult ganglia and
because these cells exhibit physiological properties similar to those
of adult cells (Walters et al., 1983a ,b ; Marcus and Carew, 1998 ). This synapse has been shown to fulfill electrophysiological criteria for
monosynapticity and chemical synaptic transmission in adults (Walters
et al., 1983a ). Because no monosynaptic connections have been described
previously in developing Aplysia, we performed two classical
tests on the juvenile preparation. First, as expected for a chemical
synapse (Katz and Miledi, 1967 ), elevated
[Mg2+]o reversibly blocked synaptic
transmission (Fig. 1B). A repeated-measures one-way
ANOVA indicated a significant effect of high
[Mg2+]o on EPSP amplitude
[F(4,8) = 25.70; p < 0.0001].
Second, elevated [Ca2+]o raised the SN
firing threshold (mean difference, 1.15 ± 0.32 nA;
t = 3.53; p < 0.05; n = 4; Fig. 1C1) but did not cause a shift in EPSP
latency (mean difference, 0.10 ± 0.18 msec; t = 0.56; NS; n = 4; Fig. 1C2). These synapses
are therefore very likely to be monosynaptic because the higher firing
threshold for any intercalated interneurons (as was observed in the
SNs) would be expected to alter the EPSP latency. Although high
[Ca2+]o did not shift EPSP latency, it
did significantly increase the amplitude of the SN
afterhyperpolarization (mean difference, 4.89 ± 1.32 mV;
t = 3.69; p < 0.05; n = 4; Fig. 1C3), probably via activation of
Ca2+-dependent K+ channels
(Barrett and Barrett, 1976 ). Although monosynapticity has not been
confirmed at the ultrastructural level in juveniles, our physiological
results support the conclusion that chemical transmission at the
monosynaptic SN-MN connection is fully developed at least by late
stage 12.

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Figure 1.
Juvenile sensorimotor synapses satisfy
physiological criteria for monosynapticity. A, A brief
(1.5 msec) depolarizing constant-current pulse injected into a juvenile
pleural SN soma elicits a single action potential in the
SN and results in a short-latency EPSP in
the follower cell, a pedal MN. In this and other
figures, capacitive transients caused by the current pulse in the
SN have been electronically clipped for clarity.
B, High Mg2+ ASW (shaded
area) reversibly blocked synaptic transmission.
C, High Ca2+ ASW (shaded
bars) raised the SN firing threshold
(C1) but did not shift EPSP latency
(C2). High Ca2+ ASW also increased
the afterhyperpolarization (AHP) amplitude of the
SN action potential compared with normal
Ca2+ (C3).
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Intrinsic synaptic plasticity: homosynaptic depression
Having identified the tail sensorimotor monosynaptic connection in
juveniles, we next examined the capacity of juvenile synapses to
express an intrinsic form of plasticity, homosynaptic depression. In
the adult, synaptic transmission is rapidly depressed when single
action potentials are elicited in an SN with a 30-60 sec ISI; however,
stable synaptic transmission is maintained with a 10-15 min ISI
(Castellucci et al., 1970 ; Emptage et al., 1996 ; Mauelshagen et al.,
1996 ).
We examined the amount of depression in juvenile synapses resulting
from SN stimulation with 1 and 10 min ISIs. Juvenile synapses exhibited
adult-like profiles with both ISIs. Two examples are shown in Figure
2. In Figure
2A1, with a 1 min ISI, the synapse has depressed 87% from the initial EPSP amplitude over the course of
20 min. In Figure 2A2, with a 10 min ISI, a different synapse has decreased by only 6% from the initial
EPSP amplitude over the course of 30 min. Group data for 1 and 10 min
ISI experiments are shown in Figure 2B. Two separate
repeated-measures one-way ANOVAs were performed on the 1 and 10 min ISI
data. A 1 min ISI significantly depressed the synapse
[F(2,24) = 9.68; p < 0.0001], whereas a 10 min ISI maintained a nondepressed state
[F(3,4) = 2.63; NS]. This point is further
illustrated with a repeated-measures two-way ANOVA. When EPSP amplitude
at 0, 10, and 20 min (T0,
T10, and
T20) is compared between the 1 and 10 min
ISI groups, there is a significant interaction between the two main
effects of ISI and stimulus time [F(1,2) = 6.77; p < 0.02]. Taken together, these analyses show
that, as in the adult, juvenile synapses exhibit synaptic depression
with a short 1 min ISI but do not depress with a 10 min ISI. In this
respect, it seems that the cellular mechanisms underlying homosynaptic
depression of this synapse are likely to be fully developed by late
stage 12.

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Figure 2.
Juvenile synapses exhibit adult-like homosynaptic
depression. Single action potentials were repetitively elicited in
juvenile SNs with a 1 or 10 min ISI.
A1, An example of a juvenile synapse
that depressed 87% from its initial amplitude over the course of 20 min with a 1 min ISI.
A2, An example of a juvenile synapse
that did not depress (decreasing only 6% from initial amplitude) over
the course of 30 min with a 10 min ISI. Dashed
lines indicate initial EPSP amplitudes.
B, Group data showing the time course of homosynaptic
depression with a 1 min ISI ( ; n = 6) compared with no significant depression with a 10 min
ISI ( ; n = 4).
stim., Stimulus.
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Heterosynaptic facilitation: depressed versus
nondepressed synapses
In the adult, it is known that the recent history of synaptic
activation alters the relative contributions of two different processes
that contribute to 5-HT-induced facilitation in the SNs. Facilitation
of nondepressed synapses predominantly uses the SDD process, whereas
facilitation of depressed synapses predominantly uses the SDI process
(for review, see Byrne and Kandel, 1996 ; Gingrich and Byrne, 1985 ;
Hochner et al., 1986b ; Gingrich et al., 1988 ; Braha et al., 1990 ;
Ghirardi et al., 1992 ). On the basis of the observation that juvenile
synapses show homosynaptic depression profiles similar to those of
adults, we examined in the juvenile the effects of 5-HT on synaptic
transmission from both depressed and nondepressed baselines.
Examining depressed synapses first, we elicited single action
potentials from the SN for at least 5 min with a 1 min ISI, depressing
the EPSP amplitude to a mean value of 37.9 ± 7.7% of the initial
amplitude (t = 4.56; p < 0.01;
n = 6). The addition of 50 µM 5-HT to the
superfusate facilitated synaptic transmission in all cases (mean
difference, 10.57 ± 2.58 mV; t = 4.09;
p < 0.01; n = 6), illustrating the
reliability of synaptic facilitation from a depressed baseline. Figure
3A shows an example of
serotonergic facilitation from a depressed baseline, and summary data
are shown in Figure 3B. Interestingly, the facilitated EPSP
was significantly enhanced above the baseline level before synaptic
depression (mean difference, 5.24 ± 1.93 mV; t = 2.72; p < 0.05; n = 6). These results
show that the initial (baseline) EPSP does not reflect a "ceiling"
above which further enhancement cannot occur (see below).

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Figure 3.
In juveniles, 5-HT significantly
facilitates synaptic transmission at depressed synapses. Single action
potentials were elicited in juvenile SNs with a 1 min ISI, resulting in
homosynaptic depression over the course of at least 5 min.
A, An example showing synaptic facilitation induced with
50 µM 5-HT (horizontal
bar) after depression of the EPSP.
Only EPSPs are shown; a small capacitive transient
attributable to firing an action potential in the SN precedes each
EPSP. The dashed line indicates the
amplitude of the final pre-5-HT EPSP.
B, Summary data from the 1 min ISI experiments.
5-HT (50 µM) significantly facilitated
synaptic transmission from the depressed baseline (Last
PRE) and also from the initial nondepressed EPSP
(1st PRE; n = 6).
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Having established that 5-HT facilitates depressed juvenile synapses,
we next examined the effect of 5-HT on nondepressed synapses. At least
two baseline measures were taken with a 10 min ISI. A synapse was
considered nondepressed if there was no more than a 20% difference
between the two baseline EPSPs (see Materials and Methods). In those
preparations that satisfied this criterion and that were successfully
carried through the complete protocol, there was no significant
difference between the two baseline EPSPs (mean difference, 0.06 ± 0.21 mV; t = 0.30; NS; n = 14). The
effect of 50 µM 5-HT on nondepressed synapses was extremely variable, ranging from clear facilitation (Fig.
4A1) to little or no change in EPSP amplitude (Fig.
4A2) to occasional complete
depression (Fig. 4A3). The overall
effect of 5-HT on nondepressed EPSPs was not significant (mean
difference, 3.05 ± 1.59 mV; t = 1.91; NS;
n = 14; Fig. 4B). Thus, although
significant facilitation is consistently produced by 5-HT from a
depressed baseline (Fig. 3), it is not consistently produced from a
nondepressed baseline. The lack of significant facilitation from a
nondepressed baseline is caused by a large variability in response to
5-HT. Potential reasons for the lack of consistent facilitation of
nondepressed synapses are discussed below.

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Figure 4.
In juveniles, 5-HT does not
significantly facilitate synaptic transmission in nondepressed
synapses. Single action potentials were elicited in juvenile SNs with a
10 min ISI, and the mean of two consecutive stable EPSPs
established the baseline value (indicated by the dashed
lines). A, Three examples illustrating the wide
range of effects of 50 µM 5-HT
(horizontal bars) on synaptic transmission.
A1, 5-HT facilitated
synaptic transmission. A2,
5-HT had no effect.
A3, 5-HT depressed
synaptic transmission. Only EPSPs are shown; a small
capacitive transient attributable to firing an action potential in the
SN precedes each EPSP. B, Summary data
showing that no significant facilitation is produced with 50 µM 5-HT in nondepressed synapses
(n = 14). In this and subsequent figures,
PRE refers to the EPSP before 5-HT (see Materials and
Methods).
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A possible ceiling effect
The observation that 5-HT reliably facilitated depressed synapses
but not nondepressed synapses could possibly be attributable to a
ceiling effect. Having been purposely depressed, the baseline EPSP
amplitudes of the depressed synapses (3.32 ± 0.81 mV;
n = 6) were significantly smaller than were the
baseline amplitudes of the nondepressed synapses (8.08 ± 1.25 mV;
n = 14; unpaired t test, t = 2.37; p < 0.05; n = 20). If there were
an absolute ceiling above which no EPSP amplitude could facilitate, the
nondepressed synapses would be closer to this hypothetical ceiling
value than would the depressed synapses and therefore would be expected
to show little or no facilitation with 5-HT. Two lines of evidence argue against this possibility. First, a regression analysis combining the depressed and nondepressed groups showed no correlation between the
baseline EPSP amplitude (pre-5-HT) and the amount of synaptic facilitation (i.e., the difference in amplitude between pre-5-HT EPSPs
and EPSPs measured in 5-HT). This lack of correlation
(R2 = 0.047; F = 0.88;
NS; n = 20) showed that the amount of facilitation was
not dependent on the initial EPSP amplitude and that larger EPSPs could
facilitate as much as smaller EPSPs. Second, the baseline EPSP
amplitudes in the nondepressed group were not significantly different
from the initial EPSP amplitudes in the depressed group before
homosynaptic depression; compare Figures 4B,
PRE, with 3B, 1st PRE (unpaired
t test, t = 0.27; NS; n = 20). If nondepressed EPSPs could not be facilitated simply because they
were previously at the ceiling level, then it would be expected that
facilitation of depressed synapses could restore EPSP amplitude only to
the initial nondepressed baseline. However, as seen in Figure 3, 5-HT facilitated depressed EPSPs over and above the initial nondepressed baseline, thereby surpassing the hypothetical ceiling.
An unexpected relationship between spike broadening and
facilitation of nondepressed synapses
Spike broadening has long been implicated as an important factor
contributing to synaptic facilitation in monosynaptic sensorimotor connections of Aplysia (Klein and Kandel, 1978 ; Hochner et
al., 1986a ; Baxter and Byrne, 1990 ; Goldsmith and Abrams, 1992 ; Hochner and Kandel, 1992 ; Sugita et al., 1992 ). However, as discussed previously, in adults spike broadening contributes more to facilitation of nondepressed synapses than to facilitation of depressed synapses (Klein and Kandel, 1978 ; Hochner et al., 1986a ,b ; Gingrich et al.,
1988 ; Sugita et al., 1994 , 1997 ; but see Klein, 1994 ). In the simplest
case, it would be expected that 5-HT-induced synaptic facilitation of
nondepressed synapses would emerge at the same developmental stage as
adult-like (major) spike broadening and that, as in adults, there would
be little or no facilitation associated with the modest (minor) spike
broadening observed in juveniles (Marcus and Carew, 1998 ). The
distinction between minor ( 15%) and major (>15%) spike broadening
in juveniles is based on several empirical criteria: (1) developmental
status (Marcus and Carew, 1998 ), (2) 5-HT concentration dependency
(Stark et al., 1996 ), and (3) sensitivity to the 5-HT receptor
antagonist cyproheptadine (Mercer et al., 1991 ) (see the Discussion for
further details).
When we examined the amount of SN spike broadening induced by 5-HT (in
the same experiments described above), we found a distribution of
broadening qualitatively consistent with earlier studies of spike
broadening at this developmental stage (Marcus and Carew, 1998 ). A
histogram showing this distribution is shown in Figure 5. We found a distinct cluster of SNs
exhibiting minor spike broadening ( 15%; n = 9) and a
more diffuse distribution of SNs exhibiting major spike broadening
(>15%; n = 11). On average, we observed more spike
broadening with 50 µM 5-HT in late stage 12 juveniles (0.5-1 gm) than did Marcus and Carew (1998) . The difference in the
distribution of spike duration may simply be attributable to a slight
difference in the relationship between weight and developmental status
between the two populations of animals contributing to these studies.
Nevertheless, 45% of juvenile SNs described in the present study
exhibited only minor spike broadening with 50 µM 5-HT
(Fig. 5, shaded bar). When we examined adult SNs under identical conditions, none exhibited minor spike broadening with 50 µM 5-HT; adult broadening was 32.4 ± 4.4%
(n = 6; data not shown).

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Figure 5.
Distribution of 5-HT-induced spike broadening in
juvenile SNs. The percentage of spike broadening in juvenile SNs
produced by 50 µM 5-HT was separated into incremental
bins of 15%. The shaded bar indicates the minor
spike-broadening group, i.e., those SNs with spike broadening of 15%
(n = 9). The open bars represent the
major spike-broadening group, which is more diffusely distributed
(n = 11).
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We next evaluated the relationship between spike broadening and
synaptic facilitation in juvenile nondepressed synapses, analyzing the
minor and major spike-broadening groups separately. Quite unexpectedly,
we found that minor spike broadening in the SN is accompanied by
substantial synaptic facilitation (example in Fig. 6A). An analysis of
group data from nondepressed synapses confirms this observation; minor
spike broadening (mean difference, 0.10 ± 0.02 msec;
t = 4.31; p < 0.01; n = 7) was associated with large and significant synaptic facilitation
(mean difference, 5.02 ± 1.88 mV; t = 2.67;
p < 0.05; n = 7; Fig.
6B). Equally unexpectedly, the opposite result was
seen in the major spike-broadening group (example in Fig.
7A). Major spike broadening
(mean difference, 0.41 ± 0.11 msec; t = 3.79;
p < 0.01; n = 7) did not produce
significant synaptic facilitation (mean difference, 1.08 ± 2.50 mV; t = 0.44; NS; n = 7, Fig.
7B). Thus, unlike in adults (see below), in juveniles, there
is a surprising inverse relationship between serotonin-induced spike
broadening and synaptic facilitation.

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Figure 6.
Minor spike broadening is associated with
significant synaptic facilitation in juveniles. The magnitude of
synaptic facilitation of nondepressed synapses was analyzed for those
SNs that exhibited only minor spike broadening with 50 µM
5-HT. A, An example of minor spike
broadening in a SN (left) associated with substantial
synaptic facilitation of the EPSP in the MN
(right). In this and subsequent figures, the
time base of action potentials has been expanded to illustrate more
clearly changes in spike duration; in addition, traces
in ASW and 5-HT have been superimposed.
B, Summary data showing that although minor spike
broadening is modest, it is significant (left) and is
associated with significant synaptic facilitation
(right) (n = 7).
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Figure 7.
Major spike broadening is not associated with
significant synaptic facilitation in juveniles. The magnitude of
synaptic facilitation of nondepressed synapses was analyzed for the
subset of SNs that exhibited major spike broadening with 50 µM 5-HT. A, An example of
major spike broadening in an SN (left) associated with
little or no synaptic facilitation of the EPSP
(right). B, Summary data showing
that no significant synaptic facilitation (right) is
associated with major spike broadening (left)
(n = 7).
|
|
A comparison between nondepressed synapses of juveniles and adults
serves to highlight the inverse relationship described above (Fig.
8). In juveniles (Fig.
8A), minor spike broadening is associated with
significant synaptic facilitation (EPSP % change, 130.71 ± 53.36; t = 2.45; p < 0.05;
n = 7), whereas major spike broadening is not (EPSP % change, 10.79 ± 27.43; t = .39; NS; n = 7). An unpaired t test shows a
significant difference in the amount of synaptic facilitation between
these two groups (t = 2.36; p < 0.04; n = 14). In adults (Fig. 8B),
the opposite relationship is seen; major spike broadening is associated
with significant synaptic facilitation (EPSP % change, 111.09 ± 32.81; t = 3.39; p < 0.01;
n = 10), whereas minor spike broadening is not (EPSP % change, 18.39 ± 12.15; t = 1.51; NS;
n = 7). An unpaired t test shows a
significant difference in adults as well (t = 2.27;
p < 0.04; n = 16) (see also Mercer et
al., 1991 ; Stark et al., 1996 ). Overall, there is a clear developmental
switch in the relationship between 5-HT-induced spike broadening and
synaptic facilitation between late stage 12 and adulthood.

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Figure 8.
There is an inverse relationship between spike
broadening and synaptic facilitation in juveniles compared with adults.
Summary data illustrate a developmental transition between juveniles
(A) and adults (B). In
juveniles (n = 14), significant synaptic
facilitation is associated with minor (and not major) spike broadening,
whereas in adults (n = 16), significant
facilitation is associated with major (and not minor) spike broadening.
In adult SNs, minor spike broadening was produced with low
concentrations of 5-HT (0.5-1 µM), whereas higher
concentrations of 5-HT (5-50 µM) produced major spike
broadening, consistent with previous observations (see Stark et al.,
1996 ).
|
|
5-HT exerts presynaptic modulation of SN membrane properties
To discern whether 5-HT exerts its effects pre- or
postsynaptically, we monitored the input resistance of SNs and MNs
throughout the course of each experiment. In adults, 5-HT increases the
input resistance of SNs by closing the S-channel
(IKS) (Klein et al., 1982 ; Siegelbaum et
al., 1982 ; Shuster and Siegelbaum, 1987 ; Baxter and Byrne, 1989 ). As in
adults, 5-HT increased the input resistance of juvenile SNs (baseline,
67.75 ± 10.22 M ; % change, 20.77 ± 6.08;
t = 3.42; p < 0.01; n = 20; data not shown). Additionally, 5-HT increased the excitability of
the juvenile SNs, measured as an increase in the number of spikes fired
with a 150 msec depolarizing pulse (mean difference, 2.43 ± 0.19 spikes; t = 12.9; p < 0.001; n = 7; data not shown) (see also Marcus and Carew,
1998 ). However, 5-HT did not change the input resistance of the
juvenile MNs (baseline, 50.50 ± 8.58 M ; % change, 5.11 ± 4.50; t = 1.14; NS; n = 10). Although postsynaptic effects (such as alterations in receptor number
or sensitivity) or interneuronal effects cannot be discounted by these
results, the data provide preliminary evidence that 5-HT exerts at
least some of its modulatory effects presynaptically.
Blocking gKV produces synaptic facilitation in
both juvenile and adult SNs
As a first step in trying to pinpoint why juvenile SNs do not
exhibit significant synaptic facilitation associated with major spike
broadening, we directly induced spike broadening with a blocker of
gKV, 4-AP (Baxter and Byrne, 1989 ;
Sugita et al., 1997 ), to bypass the 5-HT-induced second messenger
system(s) mediating major spike broadening in the SNs. Confirming the
data of Sugita et al. (1997) , we found that, in adults, 25 µM 4-AP substantially broadened the SN spike (mean
difference, 1.08 ± 0.19 msec; t = 5.71;
p < 0.01; n = 7) and facilitated the
nondepressed EPSP (mean difference, 5.93 ± 0.69 mV;
t = 8.60; p < 0.001; n = 7; Fig. 9). Interestingly, comparable
results were observed in juvenile SNs (Fig.
10); 4-AP significantly broadened the
juvenile action potential (mean difference, 1.54 ± 0.13 msec;
t = 11.57; p < 0.0001;
n = 8) and significantly facilitated the nondepressed
EPSP (mean difference, 3.16 ± 1.00 mV; t = 3.16;
p < 0.02; n = 8). These data show that juvenile nondepressed sensorimotor synapses are indeed capable of
exhibiting adult-like synaptic facilitation when the delayed-rectifier K+ channel is blocked with 4-AP, giving rise to
substantial spike broadening. Therefore, the lack of 5-HT-induced
facilitation associated with major spike broadening in juveniles is not
caused by an inability of spike broadening to enhance transmitter
release.

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Figure 9.
4-AP induces major spike broadening
and synaptic facilitation in adult SNs. A, An example of
major spike broadening induced by 25 µM
4-AP in an adult SN (left) and
concomitant synaptic facilitation in the MN
(right). B, Summary data showing
that 25 µM 4-AP significantly broadens the
SN action potential (left) and significantly facilitates
synaptic transmission (right) (n = 7).
|
|

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Figure 10.
4-AP induces major spike
broadening and synaptic facilitation in juvenile SNs. A,
An example of major spike broadening induced by 25 µM
4-AP in a juvenile SN (left) and
concomitant synaptic facilitation in the MN
(right). B, Summary data showing
that 25 µM 4-AP significantly broadens the
SN action potential (left) and significantly facilitates
synaptic transmission (right) (n = 8).
|
|
 |
DISCUSSION |
Juvenile synapses resemble adult synapses in the
expression of homosynaptic depression
In adults, repetitive stimulation of a SN can lead to a
progressive decrement in the amplitude of the monosynaptic EPSP
(Castellucci et al., 1970 ). We have found that juvenile sensorimotor
synapses reliably decrement with a 1 min ISI but maintain a relatively constant amplitude with a 10 min ISI. The corresponding adult synapses
present a similar profile (Castellucci et al., 1970 ; Emptage et al.,
1996 ; Mauelshagen et al., 1996 ; Stopfer and Carew, 1996 ). The early
developmental emergence of synaptic depression at the reflex level has
been described previously in the abdominal ganglion of
Aplysia (Rayport and Camardo, 1984 ). Monitoring afferent reflex input by recording complex PSPs in the giant neuron R2, Rayport
and Camardo (1984) found that synaptic depression of the complex EPSP
was present in stage 9, just after metamorphosis. In the tail
sensorimotor connection, it has not yet been possible to record from
the relevant cells earlier than stage 12; however the decrement of the
monosynaptic EPSP we observe indicates that homosynaptic depression is
fully developed at least by late stage 12.
Juvenile synapses predominantly express SDI facilitation
In adult SNs, the neuromodulator 5-HT activates at least
two processes contributing to synaptic facilitation; these are
differentially expressed depending on the state of synaptic depression.
Depressed synapses primarily use an SDI process that may involve
mobilization of synaptic vesicles from a storage pool into a readily
releasable pool (Gingrich and Byrne, 1985 ; Hochner et al., 1986b ;
Gingrich et al., 1988 ; Pieroni and Byrne, 1992 ). Nondepressed synapses are more sensitive to spike broadening that allows increased
Ca2+ influx at the synaptic terminal and greater
transmitter release (Blumenfeld et al., 1990 ; Edmonds et al., 1990 ;
Eliot et al., 1993 ). To understand more fully the contributions of
these two processes to synaptic facilitation, we have examined the
effect of 5-HT on synaptic plasticity in depressed and nondepressed
juvenile synapses.
In juvenile SNs, serotonergic facilitation is predominantly caused by
SDI facilitation. This conclusion is based on two observations.
First, 5-HT significantly facilitates synaptic transmission of
depressed, but not of nondepressed, synapses
Because in adults depressed synapses predominantly use SDI
facilitation, our results showing that juvenile synapses exhibit significant facilitation only from a depressed baseline led us to infer
that juvenile synapses predominantly express SDI facilitation. Facilitation from depressed and nondepressed baselines differed in two
ways. (1) Depressed synapses displayed a greater magnitude of
facilitation; this difference was not caused by a ceiling effect. (2)
Depressed synapses consistently facilitated (in 100% of cases). However, unlike the adult, juvenile nondepressed synapses did not
consistently facilitate.
Second, in juvenile nondepressed synapses, minor spike broadening
is associated with significant facilitation, but major spike broadening
is not
To examine the relationship between spike broadening and synaptic
facilitation in juvenile nondepressed synapses, we made use of
a previously described distinction between minor ( 15%) and major
(>15%) spike broadening. Briefly, this distinction is based on three
empirical criteria.
5-HT concentration dependence. In adult SNs, a minor and
transient form of spike broadening is induced by low concentrations of
5-HT (0.5-1 µM), whereas major spike broadening requires
a higher concentration (5-50 µM) (Stark et al.,
1996 ).
Cyproheptadine sensitivity. The 5-HT receptor antagonist
cyproheptadine blocks major spike broadening in adults but spares minor
spike broadening (Mercer et al., 1991 ).
Development. At the onset of late stage 12, 50 µM 5-HT induces only minor spike broadening; later in
late stage 12, 50 µM 5-HT induces adult-like major spike
broadening (Marcus and Carew, 1998 ). Because in adults major spike
broadening is so strongly implicated in synaptic facilitation, we
hypothesized that the two neuromodulatory processes would emerge
simultaneously in development. Surprisingly, however, the opposite was
observed. In juvenile animals, minor spike broadening was associated
with significant synaptic facilitation, whereas major spike broadening
was not. This differs from adult nondepressed synapses in which major
spike broadening and synaptic facilitation are closely associated but in which minor spike broadening produces virtually no synaptic facilitation (see also Mercer et al., 1991 ; Stark et al., 1996 ). Thus,
it seems that there is a developmental switch in the relationship between 5-HT-induced spike broadening and synaptic facilitation at
nondepressed tail sensorimotor synapses in Aplysia.
Juvenile synapses are capable of SDD facilitation induced
by 4-AP
As a first step in exploring why 5-HT is able to induce major
spike broadening at a subset of juvenile synapses but does not concomitantly induce SDD synaptic facilitation, we examined the effect
of 4-AP on spike duration and synaptic transmission in juvenile and
adult synapses. 4-AP (25 µM) is known to be a relatively specific blocker of IKV in Aplysia
(Baxter and Byrne, 1989 ; Sugita et al., 1997 ). Reduction in
IKV results in substantial broadening of the
action potential and a concomitant increase in neurotransmitter release
(Sugita et al., 1997 ).
Our experiments show that 4-AP affected juvenile and adult preparations
in a similar manner; major spike broadening and synaptic facilitation
were induced by 4-AP at both ages. These data suggest that juvenile SNs
have intact delayed-rectifier channels that are blocked by 4-AP.
Furthermore, the transmitter-release machinery downstream of
IKV seems to be fully intact. In the adult,
increased Ca2+ influx through rapidly inactivating,
dihydropyridine-insensitive (N-type) Ca2+ channels
has been implicated in 5-HT-mediated, spike broadening-associated presynaptic facilitation (Blumenfeld et al., 1990 ; Edmonds et al.,
1990 ; Eliot et al., 1993 ). Finally, although there is some indication
in other systems that 4-AP may have effects on synaptic release
independent of spike broadening (Illes and Thesleff, 1978 ; Wheeler et
al., 1996 ), at the SN-MN synapse in Aplysia, considerable evidence suggests that the effects of 4-AP on synaptic release and
spike duration are closely related (Baxter and Byrne, 1989 ; Sugita et
al., 1997 ).
Taken together, these data indicate that juvenile synapses are capable
of adult-like SDD facilitation when the presynaptic spike is
pharmacologically broadened with 4-AP. That is, when IKV is reduced via a channel blocker and the
second messenger systems that normally modulate
IKV via a receptor-mediated process are
bypassed, then spike broadening can directly influence transmitter release in juveniles. This raises the following question: in juvenile synapses, why does spike broadening induced by 4-AP give rise to
synaptic facilitation, whereas comparable spike broadening induced by
5-HT does not?
A novel inhibitory process may be associated with major spike
broadening in juvenile SNs
The results of the 4-AP experiments described above suggest that
the lack of SDD facilitation in juveniles is not attributable to the
inability of the synaptic terminal to be sensitive to changes in
presynaptic spike duration and, therefore, to changes in
Ca2+ influx. We returned to the original 5-HT data
to examine two seemingly paradoxical inverse relationships to evaluate
further possibilities to explain the lack of SDD facilitation in
juveniles. The data are consistent with the hypothesis that in
juveniles a novel inhibitory process may be associated with
5-HT-induced major spike broadening that may reduce the expression of
synaptic facilitation (Fig. 11).

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Figure 11.
A schematic model illustrating the development of
5-HT-induced synaptic facilitation in nondepressed sensorimotor
synapses of Aplysia. In this three-step model, each
structure represents a tail SN, with the soma at the top
and the synaptic terminal at the bottom. The pathway on
the left of each SN [cAMP/protein kinase A
(PKA)-dependent reduction of IKS] is
intact as early as has been examined and is responsible for
5-HT-mediated increased excitability, increased input resistance, and
minor spike broadening (Marcus and Carew, 1998 ). The pathway on the
right in B and C
(PKC-dependent reduction of IKV)
contributes to major spike broadening and SDD facilitation. Two 5-HT
receptors are shown. The receptor that mediates excitability and minor
spike broadening is activated with a low concentration of 5-HT and is
not blocked by the 5-HT receptor antagonist cyproheptadine; the 5-HT
receptor that mediates major spike broadening and SDD facilitation has
a higher threshold for 5-HT activation and is sensitive to
cyproheptadine (Mercer et al., 1991 ; Stark et al., 1996 ). Development
of synaptic facilitation proceeds sequentially in three phases.
A, SDI facilitation appears to be the exclusive form of
synaptic facilitation early in development, and its mechanism is
depicted as a translocation of synaptic vesicles from a storage pool to
a releasable pool of vesicles docked in active zones (Gingrich and
Byrne, 1985 ; Hochner et al., 1986b ; Gingrich et al., 1988 ; Pieroni and
Byrne, 1992 ). B, With the emergence of major spike
broadening (PKC-dependent reduction of
IKV), SDD facilitation concomitantly
emerges but is accompanied by a proposed inhibitory process. This
inhibitory process is schematically shown to reduce presynaptically
both SDI and SDD facilitation, but its underlying mechanism is unknown.
C, In the adult SN, SDD facilitation, shown as increased
influx of Ca2+ through voltage-gated
Ca2+ channels, is the predominant form of
facilitation, whereas SDI facilitation makes a smaller contribution.
SNs in A-C are all representative of nondepressed
synapses after at least 3 min in 5-HT. AC, Adenylate
cyclase; CYP, cyproheptadine; N,
nucleus.
|
|
One striking inverse relationship we observed is that, in juveniles,
minor spike broadening is associated with significant synaptic
facilitation and major spike broadening is not. This suggests that,
with the advent of major spike broadening, there may be an inhibitory
process that decreases the expression of synaptic facilitation. Because
juvenile synapses are capable of SDD facilitation induced by 4-AP, the
proposed inhibitory process may mask the expression of 5-HT-induced
SDD facilitation upstream of gKV, perhaps via
activation of the 5-HT receptor that also induces major spike
broadening. In juvenile SNs in which major spike broadening has not yet
developed, the SDI process seems to be sufficient to facilitate the synapse.
A second inverse relationship we observed is that in juvenile
nondepressed synapses, minor spike broadening is associated with
synaptic facilitation, whereas in adults, major spike broadening seems
to be the primary factor in synaptic facilitation. Again, a
developmentally transient inhibitory process could explain this developmental reversal. In adult nondepressed synapses, SDD
facilitation may effectively overwhelm any residual inhibitory effects,
or the inhibitory mechanism(s) may recede in adulthood. Thus, there seems to be a developmental conversion at nondepressed synapses in
which the primary facilitatory mechanism shifts from the SDI to the SDD
process, and this may involve a modification of an inhibitory process.
Although the present study is consistent with the existence of an
inhibitory process, the elucidation of the mechanism(s) underlying this
process awaits further investigation. Possible mechanisms include a
direct inhibitory effect of 5-HT on synaptic release or an indirect
effect via 5-HT activation of inhibitory interneurons that modulate the SNs.
A significant implication of the results discussed above is that the
cellular mechanisms underlying SDI facilitation can now be directly
studied (in the absence of SDD facilitation) in juvenile SNs that have
not yet developed major spike broadening. In addition, the late
emergence of SDD facilitation indicates that the functional maturation
of these synapses is not complete until almost the end of juvenile
development. On a broader level, the approach used in this study
illustrates the usefulness of a developmental analysis in revealing
complexities of synaptic transmission that are not readily apparent in
the adult. By elucidating the developmental assembly of a complex
phenomenon such as synaptic facilitation, it is possible to detect
processes at an early stage that, in the adult, are either masked by
other counteracting processes or may subside with development. This
general approach has been used quite effectively in analyzing the
developmental assembly of the ionic basis of the action potential
(Spitzer, 1991 ; Gurantz et al., 1996 ), the ACh receptor subunit
composition at the neuromuscular junction (Mishina et al., 1986 ), and
developmental changes in NMDA receptor-mediated synaptic currents
underlying plasticity in mammalian and amphibian brain (Carmignoto and
Vicini, 1992 ; Hestrin, 1992 ; Hofer and Constantine-Paton, 1994 ; Crair
and Malenka, 1995 ). In the present study and in related work (Marcus
and Carew, 1998 ), we have extended this approach to study the
mechanistic assembly of neuromodulation, a cardinal feature of many
chemical synapses. This approach may provide insight into mechanisms
used to regulate synaptic plasticity in both the developing and adult nervous system.
 |
FOOTNOTES |
Received July 28, 1998; revised Oct. 6, 1998; accepted Oct. 9, 1998.
This work was supported by the National Institute of Mental
Health Grant MH-10673 to L.L.S. and by the National Science
Foundation Grant IBN-9221117 and the National Institutes of Health
Grant R01-MH-14-1083 to T.J.C. We thank Thomas Fischer for helpful
criticism of an earlier draft of this manuscript.
Correspondence should be addressed to Dr. Thomas J. Carew,
Department of Psychology, Yale University, 2 Hillhouse Avenue, New
Haven, CT 06520-8205.
Dr. Stark's present address: Department of Neuroscience, University of
Pennsylvania, 215 Stemmler Hall, Philadelphia, PA 19104-6074.
 |
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