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The Journal of Neuroscience, 1999, 19:RC2:1-5
RAPID COMMUNICATION
Complex Behavioral Strategy and Reversal Learning in the Water
Maze without NMDA Receptor-Dependent Long-Term Potentiation
Tim
Hoh,
Jason
Beiko,
Francis
Boon,
Susannah
Weiss, and
Donald P.
Cain
Department of Psychology and Graduate Program in Neuroscience,
University of Western Ontario, London, Ontario N6A 5C2, Canada
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ABSTRACT |
Successful performance of the water maze task requires that rats
learn complex behavioral strategies for swimming in a pool of water,
searching for and interacting with a hidden platform before its spatial
location can be learned. To evaluate whether NMDA receptor-dependent
long-term potentiation (NMDA-LTP) is required for learning the required
behavioral strategies, rats with NMDA-LTP blocked by systemic
pharmacological treatment were trained in the behavioral strategies
using simplified and stepwise training methods. Despite the blockade of
NMDA-LTP in the dentate gyrus and hippocampal area CA1, rats learned
the required behavioral strategies and used them to learn both initial
and reversed platform locations. This is the first evaluation of the
role of NMDA-LTP specifically in behavioral strategy learning. Although
hippocampal NMDA-LTP might contribute to the water maze task, this form
of LTP is not essential for learning complex behavioral strategies or
multiple hidden platform locations.
Key words:
water maze; nonspatial pretraining; LTP; hippocampus; spatial learning; strategy learning; NMDA
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INTRODUCTION |
The Morris water maze task is
complex, requiring that rats learn various behavioral strategies (swim
away from the pool wall; discover a hidden platform, which provides the
only refuge; and mount and remain on the platform) before they can
learn the specific location of the platform within the pool (Morris,
1989 ; Whishaw, 1989 ; Bannerman et al., 1995 ). Although some studies
suggest that NMDA receptor-dependent long-term potentiation
(NMDA-LTP) in the dentate gyrus is involved in place learning (Moser et
al., 1998 ), others have shown that rats that are familiar with the
required behavioral strategies are capable of learning the location of the platform without NMDA-LTP in the dentate gyrus (Bannerman et al.,
1995 ; Saucier and Cain, 1995 ; Cain et al., 1997b ). However, it is
possible that learning the behavioral strategies themselves might
involve hippocampal NMDA-LTP (Bliss and Collingridge, 1993 ; Bannerman
et al., 1995 ; McHugh et al., 1996 ; Morris et al., 1996 , 1997 ; Jeffrey,
1997 ). Naive rats given an NMDA receptor antagonist swim around the
edge of the pool and often fail to mount and remain on the hidden
platform when it is contacted (Whishaw and Auer, 1989 ; Saucier and
Cain, 1995 ; Cain et al., 1996 , 1997b ; Saucier et al., 1996 ), suggesting
that they are unable to learn the required strategies.
We evaluated whether NMDA-LTP is required for strategy learning
by admnistering [±]cis-4-phosphono-methyl-2-piperidine carboxylic acid [CGS19755 (CGS)], a potent and specific NMDA receptor
antagonist (Lehmann et al., 1988 ; Bennett et al., 1989 ). We took
advantage of the fact that rats given simplified and stepwise training
can perform the water maze task despite hippocampal formation damage or
drug treatment known to severely impair performance in naive rats
(Whishaw and Auer, 1989 ; Bannerman et al., 1995 ; Saucier and Cain,
1995 ; Whishaw et al., 1995 ; Cain et al., 1996 , 1997b ; Day and
Schallert, 1996 ; Saucier et al., 1996 ; Whishaw and Jarrard, 1996 ; Cain,
1997 ). Rats were first given different forms of simplified water maze
pretraining, followed by conventional spatial training. CGS was
administered before both phases of training to block NMDA-LTP. We
expected that if learning the behavioral strategies depended critically
on NMDA-LTP, the rats would not be able to learn the required
behavioral strategies during pretraining and thus would not be able to
learn the location of the hidden platform during subsequent spatial
training (Morris, 1989 ; Whishaw, 1989 ; Whishaw et al., 1995 ; Whishaw
and Jarrard, 1996 ). Electrophysiological experiments with subgroups of
the same rats confirmed that CGS blocked NMDA-LTP in both the dentate
gyrus and hippocampal area CA1. The role of NMDA-LTP in spatial
reversal learning was also evaluated.
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MATERIALS AND METHODS |
Behavioral procedures
Behavioral training, pretrained groups. The drugged
pretrained group (n = 17) received nonspatial
pretraining (NSP), a form of simplified training that allows rats to
learn the required behavioral strategies but does not train them to
find a specific platform location (Morris, 1989 ; Bannerman et al.,
1995 ). Conventional NSP involves 12 spaced swims over 4 d (Morris,
1989 ). To avoid possible drug tolerance effects from repeated
administration of CGS, we used a modified form of NSP that was given in
one session (see below). Two days after NSP the rats were given a
second injection of CGS before receiving 3 "reminder" NSP trials,
followed immediately by spatial training. Thus all training was under
CGS. A pretrained control group (n = 8) was given
identical training but received saline instead of CGS. A naive drugged
group (n = 12) received CGS and spatial training only.
A second pretrained group (visible pretrained group; n = 13) was given simplified training based on the finding that training with a visible platform (Morris, 1984 ) can be used to pretrain rats in
behavioral water maze strategies (Cain, 1997 ) or to train rats with
hippocampal damage in both water maze strategies and acquisition of a
place response (Whishaw et al., 1995 ). To avoid training a place
response during this phase, the visible platform was moved to a new
pool quadrant after every trial (Morris, 1984 ; Cain, 1997 ). The rats
received CGS and training in the visible platform task, followed
immediately by spatial training with a hidden platform in a fixed
position, all in a single session. Control groups received an injection
of saline followed by visible and hidden platform training, in that
order (n = 9), or an injection of saline followed by
hidden platform training alone (n = 7). These control
groups did not differ on any measure in the hidden platform component
(p > 0.05), presumably because of floor
effects, and were combined to form the pooled control group.
Behavioral training, reversal group. Rats with hippocampal
damage can learn a place response to an initial location when given simplified water maze training but are severely impaired in spatial reversal learning (Whishaw et al., 1995 ; Whishaw and Jarrard, 1996 ). To
evaluate whether rats can learn both an initial place response and a
spatial reversal (new fixed platform position) without NMDA-LTP, the
reversal group (n = 14) received conventional NSP
(three trials per day, 4 d, no CGS; Morris, 1989 ) followed 5 d later by CGS and spatial training (hidden platform in southeast quadrant), followed 48 hr later by CGS and spatial reversal training (hidden platform in northwest quadrant). CGS was administered only
before the two spatial training sessions to avoid possible drug
tolerance effects and because results from the drugged pretrained group
indicated that CGS did not prevent robust strategy learning (see
Results). A reversal control group (n = 8) was trained
identically but received saline instead of CGS.
Apparatus and training protocols. The water maze was a
circular pool, 1.5 m in diameter, filled with water at 29 ± 1°C, that was covered with floating polypropylene pellets and placed
in a room with numerous distal cues. Heavy black curtains suspended on
a ceiling-mounted track could be drawn around the water maze to occlude
distal cues. Either a hidden or visible platform could be placed in the
water maze (15 × 15 cm; hidden, 1 cm below the surface; visible,
2 cm above the surface and marked with a 15-cm-tall object). An
overhead camera sent feed to a videocassette recorder and a
computerized system (Poly-Track; San Diego Instruments, San Diego, CA)
that digitized and objectively analyzed the swim paths for platform
search time, time spent swimming in the periphery (the outer 50% of
the pool, which never contained the platform), platform quadrant search
time, and direct and circle swims (Saucier and Cain, 1995 ; Cain et al.,
1996 , 1997b ; Whishaw and Jarrard, 1996 ). NSP for the drugged pretrained
group consisted of 12 trials (60 sec maximum) in one session with black
curtains around the water maze and the hidden platform moved to a new
quadrant after every trial (Morris, 1989 ). Data from undrugged NSP
control groups indicated that after NSP rats displayed significant
place learning during subsequent spatial training (Morris, 1989 ;
Saucier and Cain, 1995 ; Cain et al., 1997b ) (see Fig. 2a,d),
confirming that NSP did not train rats to perform a place response.
Visible platform training for the visible pretrained group consisted of
10 trials in one session with the visible platform moved to a new
quadrant after every trial. Spatial training consisted of 10 trials (60 sec maximum) in one session with no curtains and the hidden platform in
the southeast quadrant. If a rat did not find the platform by 60 sec it
was placed on it by hand. Release points at the pool rim were from the
cardinal compass points (north, south, east, and west) in random order.
A probe trial consisting of a free swim (60 sec) with the platform
removed was given at the end of spatial training. To ensure that
drugged groups were trained during the maximal effect of CGS, drugged
and control groups were trained in squads of three with a 5 min
intertrial interval, ensuring complete training within 1 hr (Bennett et
al., 1989 ). NSP for the reversal groups consisted of 12 trials (120 sec
maximum, three trials per day, 4 hr intertrial interval; Morris, 1989 ).
Rats were placed under a heat lamp between trials. Rats with chronic electrode implants did not differ from rats without implants in the
water maze task (Saucier and Cain, 1995 ), and induction or saturation
of hippocampal LTP did not affect water maze acquisition (Jeffrey and
Morris, 1993 ; Korol et al., 1993 ; Saucier and Cain, 1995 ). Therefore we
did not expect these treatments to affect the behavioral phase. Data
were analyzed in blocks of two trials using repeated measures ANOVA and
Neumann-Keuls post hoc tests or t tests
(platform quadrant search time).
LTP procedures
Surgery. Male hooded rats were anesthetized
(pentobarbital, 65 mg/kg) and implanted with chronic stimulating and
recording electrodes using conventional stereotaxic techniques under
aseptic surgical conditions. Randomly selected rats from the drugged
pretrained and visible pretrained groups received stimulating and
recording electrodes in the perforant path and the ipsilateral dentate
hilus (Saucier and Cain, 1995 ; Cain et al., 1997b ) (n = 10) or a pair of recording electrodes that straddled the CA1 cell layer
and a stimulating electrode in contralateral homotopic CA1 (Leung and
Shen, 1993 ) (n = 10). A ground screw was placed in the
skull. Final positioning of the electrodes during surgery was
determined by monitoring field potentials evoked by single test pulses.
Leads from the electrodes were connected to a plug attached to the
skull with dental acrylic. The wound was closed, analgesics were
administered, and the animal was given 1 week to recover. Electrode
placements were confirmed using standard histological techniques.
Procedures were performed in accordance with the guidelines of the
Canadian Council on Animal Care.
Electrophysiological procedures. To evoke field potentials,
single diphasic (0.1 msec/phase) test pulses were delivered to unanesthetized rats a minimum of 10 sec apart. Evoked responses vary as
a function of concurrent motor activity (Winson and Abzug, 1978 ; Leung,
1980 ; Moser et al., 1993 ). Therefore, all stimulation was delivered
during behavioral immobility in a state of quiet wakefulness. Under our
conditions this behavioral state is characterized by stable brain
temperature and evoked field potential measures (Cain et al., 1994 ).
Responses were digitized, averaged (10 sweeps), and analyzed for the
rising phase of the field EPSP and the area under the evoked response
(Leung and Shen, 1993 ; Saucier and Cain, 1995 ; Cain et al., 1997b ).
Input-output determination (five to seven test pulse intensities) was
followed by CGS and redetermination of baseline 45 min later using a
low-intensity test pulse suprathreshold for a dentate population spike
or CA1 response. For dentate LTP, five high-frequency trains (50 diphasic pulses, 0.1 msec/phase, 400 Hz, near-maximal input-output
response) were applied to the perforant path (Cain et al., 1997b ). For
CA1 LTP, eight primed bursts (one pulse followed 190 msec later by 10 pulses at 100 Hz) at 1.2-2.0 times response threshold was used to
avoid epileptiform afterdischarge (AD) (Leung and Shen, 1993 ).
Electrographic activity at the recording site was continuously
monitored to detect AD; one rat with AD was excluded from the study.
Averaged responses to the same test pulse were obtained 1 and 24 hr
later. To evaluate undrugged LTP, the procedure was repeated in the
same rats, but CGS was not given. The order of testing of drugged (NMDA
receptor antagonist) versus undrugged LTP induction did not affect the results in a counterbalanced study (Saucier and Cain, 1995 ). Therefore the order of testing was LTP attempted after injection of CGS, followed
1-2 weeks later by LTP attempted without CGS. Baseline measures did
not differ between the CGS and no-treatment conditions (p > 0.05), indicating good stability of the
experimental arrangements. The measures did not change
(p > 0.05) after injection of CGS. Statistical
comparisons between postdrug baseline and post-tetany values were made
using the one-tailed Wilcoxon signed ranks test, because we predicted
that under normal conditions the measures of LTP would increase (Bliss
and Collingridge, 1993 ; Bannerman et al., 1995 ; Saucier and Cain,
1995 ).
Drug treatment. Published and dose-response pilot studies
showed that CGS (4.0 mg/kg, i.p.) administered 45 min (Lehmann et al.,
1988 ; Bennett et al., 1989 ) before tetany blocked dentate and CA1 LTP
for 1 hr (Cain et al., 1997b ) and did not prevent rats from swimming
effectively. Higher doses impaired swimming. Therefore 4.0 mg/kg CGS
was administered 45 min before procedures requiring blockade of
NMDA-LTP.
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RESULTS |
Strategy learning during nonspatial pretraining
Observation of the videotaped trials indicated that all of the
pretrained groups learned to swim away from the wall to search for the
platform in the inner 50% of the pool and to use the platform as a
refuge when it was encountered. This was confirmed by the absence of
group and interaction effects for the drugged pretrained and pretrained
control groups (search time, p > 0.05; percent swum in
the periphery, p > 0.05) and by significant decreases in search time (trial blocks, F(5,115) = 6.7;
p < 0.0001) and percent swum in the periphery (trial
blocks, F(5,115) = 11.0; p < 0.0001; Fig. 1a,b) as
pretraining progressed.

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Figure 1.
Water maze acquisition of drugged pretrained and
reversal groups. a, Group mean platform search times
(seconds) during nonspatial pretraining and spatial training plotted as
two trials per block. b, Group mean percent of time swum
in the pool periphery (the outer 50%, which never contained a
platform). Less than 50% swum in the periphery (below the
dotted line) reflects acquisition of an effective search
strategy focused on the inner part of the pool, which contained the
hidden platform. c, Search time swum in the pool
quadrant that contained the hidden platform during spatial training
(dotted line, chance; 15 sec). d, Percent
of swims during spatial training that were efficient direct or circle
swims to the hidden platform (Whishaw et al., 1995 ; Whishaw and
Jarrard, 1996 ).
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Observation of the videotaped trials similarly indicated that the
visible pretrained group learned to use the visible platform as a
refuge, demonstrating decreases in platform search time as training
progressed (trial blocks, F(4,28) = 3.7;
p < 0.02; Fig. 2a).

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Figure 2.
Water maze acquisition of the visible pretrained
group. a, Group mean platform search times (seconds)
during visible platform pretraining and spatial training plotted as two
trials per block. b, Group mean percent of time swum in
the pool periphery (see Fig. 1b). c,
Search time swum in the pool quadrant that contained the hidden
platform during spatial training (see Fig. 1c).
d, Percent of swims during spatial training that were
efficient direct or circle swims to the hidden platform.
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Spatial learning
During spatial training, platform search time and periphery
swimming declined further for the drugged pretrained and pretrained control groups (search time: groups, p > 0.05; trial
blocks, F(4,92) = 12.5; p < 0.0001; interaction, p > 0.05; percent swum in the periphery: groups, p > 0.05; trial blocks,
F(4,92) = 18.2; p < 0.0001;
interaction, p > 0.05; Fig. 1a,b).
Additional measures confirmed that both groups made use of the
behavioral strategies to learn the location of the hidden platform
[platform quadrant search time, each group vs chance (15 sec),
p < 0.002; percent direct and circle swims, groups,
p > 0.05; trial blocks, F(4,92) = 4.2; p < 0.004; interaction, p > 0.05; Fig. 1c,d). Formal evaluation of the rats' ability to
make use of the platform as a refuge indicated that during the last
half of NSP and throughout spatial training the groups did not differ
in platform contact errors (failure to mount the platform when it was
contacted) (Cain et al., 1996 ; data not shown). Taken together the
measures indicated that the drugged pretrained group learned the
behavioral water maze strategies during NSP and made use of them to
learn the location of the hidden platform during spatial training.
Results for the visible pretrained and related control groups were
similar. Hidden platform search time did not differ between the visible
pretrained and pooled control groups (groups, F(2,8) = 7.9;
p < 0.002; trial blocks,
F(8,152) = 15.3; p < 0.0001;
interaction, p > 0.05; visible pretrained vs pooled
control, p > 0.05; visible pretrained and pooled
control vs naive drugged, each p < 0.05; Fig.
2a). The percent of time spent swimming in the periphery declined and did not differ between groups (groups, p > 0.05; trial blocks, F(4,152) = 11.2;
p < 0.0001; interaction, p > 0.05; Fig. 2b). Additional measures confirmed that the naive
drugged group were impaired, but the visible pretrained and pooled
control groups learned the location of the hidden platform (platform
quadrant search time, visible pretrained, pooled control, and naive
drugged vs chance: p < 0.05, p < 0.002, and p > 0.05, respectively; percent direct and
circle swims: groups, F(2,8) = 3.8;
p < 0.04; trial blocks,
F(8,152) = 4.2; p < 0.003;
interaction, p > 0.05; pooled control vs naive
drugged, p < 0.05; Fig. 2c,d). Evaluation
of the rats' ability to make use of the platform as a refuge indicated that the visible pretrained and pooled control groups did not differ in
platform contact errors, and that both groups had fewer errors than the
naive drugged group (data not shown). Although the visible pretrained
group appeared to perform somewhat less effectively than the drugged
pretrained group (Fig. 1), presumably because the visible pretrained
group received fewer training trials presented in massed format, the
visible pretrained group nevertheless showed clear evidence of learning
both the behavioral strategies during visible platform training and the
location of the hidden platform during subsequent spatial training.
Spatial reversal learning
The reversal group acquired both the initial and reversal place
responses rapidly and did not differ from the reversal control group
(all measures, p > 0.05 vs reversal control; Fig.
1a-d).
NMDA LTP blockade
CGS blocked LTP in both the dentate gyrus and CA1 (all
p > 0.05; Fig.
3a-d). In the absence of CGS,
high-frequency trains induced LTP in the same animals (all
p < 0.05; Fig. 3a-d). In both NSP
experiments the behavioral results were comparable when rats that did
not have blockade of NMDA-LTP by CGS evaluated electrophysiologically were excluded from the statistical analyses.

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Figure 3.
LTP and blockade of LTP by CGS in rats from the
drugged pretrained and visible pretrained groups. a, b,
Group mean percent of the baseline dentate gyrus field potential EPSP
slope and population spike area (Pop Spike) at 1 and 24 hr after tetany when rats were pretreated with CGS or given no
treatment (no drug). c,d, Group mean percent of the
baseline hippocampal area CA1 field potential EPSP slope and population
spike area at 1 and 24 hr after tetany when rats were pretreated with
CGS or given no treatment. CGS blocked LTP, but tetany induced
significant LTP in the same rats 1-2 weeks later when no CGS was
administered. Error bars indicate SEM.
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DISCUSSION |
Previous research has shown that rats are capable of learning a
place response in the water maze without NMDA-LTP if they are already
familiar with the behavioral strategies required for this task
(Bannerman et al., 1995 ; Saucier and Cain, 1995 ; Cain et al., 1996 ;
Saucier et al., 1996 ). Our results show that learning the behavioral
strategies themselves can occur without hippocampal NMDA-LTP, and that
rats can then use the strategies to learn a place response. These
findings are important because strategy learning is a complex form of
cognitive learning that appears to involve associating sequences of
behavior with outcomes. For example, thigmotaxic swimming around the
periphery of the pool, which is common in naive rats given a variety of
drug treatments (Whishaw and Auer, 1989 ; Paylor and Rudy, 1990 ; Saucier
and Cain, 1995 ; Cain et al., 1996 ; Saucier et al., 1996 ; Cain, 1997 ),
involves sequential swimming movements that do not have an adaptive
outcome. In contrast, if the rat uses turning and swimming movements to direct itself away from the wall to the inner 50% of the pool where
the hidden platform is located, the movements do have an adaptive
outcome. Similarly, contact with the hidden platform followed
immediately by swimming movements (Cain et al., 1996 ) do not have an
adaptive outcome, whereas contact with the platform followed
immediately by climbing movements do have an adaptive outcome.
Our findings are in stark contrast to results from many studies in
which naive rats given NMDA receptor antagonists were severely impaired
in the water maze task. Our finding of rapid spatial reversal learning
in NSP rats given CGS also contrasts with the severe spatial reversal
learning impairment seen in naive rats with hippocampal damage (Whishaw
et al., 1995 ; Whishaw and Jarrard, 1996 ). Because not all LTP requires
NMDA receptor activity (Harris and Cotman, 1986 ), it would be of
interest to determine whether the present findings would generalize to
other forms of LTP.
The role of task strategies and task difficulty
These and other data indicate that knowledge of the required task
strategies plays an essential role in task acquisition and performance
(Lashley, 1950 ; Morris, 1989 ; Whishaw, 1989 ). Separating water maze
task components into behavioral strategy learning and place learning
may facilitate task acquisition by reducing task difficulty at each
stage in the training, discouraging the learning of counterproductive
behaviors (Day and Schallert, 1996 ), or both. Naive rats given drug
treatments may be impaired in their acquisition of the water maze task
because they are required to learn both components of the task simultaneously.
This suggestion is consistent with the finding that an apparently more
difficult version of the water maze task that involved a larger pool
and smaller platform than were used here, with delayed matching-to-place training protocols (repeated reversal learning of
platform position during 9 d), yielded a place-learning impairment in NSP rats given spatial training under the NMDA receptor antagonist D-AP-5 (Morris et al., 1997 ). Thus, although less
difficult place-learning tasks do not appear to require NMDA-LTP,
more difficult place-learning tasks may require this form of LTP.
This effect of task difficulty may be related to an ability to use path
integration (Barlow, 1964 ; McNaughton et al., 1996 ) for easy but not
difficult place-learning tasks. Because path integration may play an
important role in facilitating place learning (Cain et al., 1997a ;
Whishaw et al., 1997 ), it is possible that the pretraining procedures
used here, which involve self-propelled exploration in the task
environment, may produce their beneficial effects by enabling rats to
acquire both general water maze task strategies and the ability to
integrate self-generated motion as a means of navigation.
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FOOTNOTES |
Received Dec. 1, 1998; revised Feb. 3, 1999; accepted Feb. 16, 1999.
This work was supported by a grant to D.P.C. from the Natural Science
and Engineering Research Council of Canada. We thank Rob Sutherland for
helpful suggestions about path integration.
Correspondence should be addressed to Prof. D. P. Cain, Department
of Psychology, University of Western Ontario, London, Ontario N6A 5C2, Canada.
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Copyright © 1999 Society for Neuroscience 0270-6474/99/$05.00/0
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