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The Journal of Neuroscience, June 1, 1999, 19(11):4585-4594
Involvement of the Prelimbic-Infralimbic Areas of the Rodent
Prefrontal Cortex in Behavioral Flexibility for Place and Response
Learning
Michael E.
Ragozzino,
Shauna
Detrick, and
Raymond P.
Kesner
Department of Psychology, University of Utah, Salt Lake City, Utah,
84112
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ABSTRACT |
The present experiments investigated the role of the
prelimbic-infralimbic areas in behavioral flexibility using a
place-response learning paradigm. All rats received a bilateral
cannula implant aimed at the prelimbic-infralimbic areas. To examine
the role of the prelimbic-infralimbic areas in shifting strategies,
rats were tested on a place and a response discrimination in a
cross-maze. Some rats were tested on the place version first followed
by the response version. The procedure for the other rats was reversed. Infusions of 2% tetracaine into the prelimbic-infralimbic areas did
not impair acquisition of the place or response discriminations. Prelimbic-infralimbic inactivation did impair learning when rats were
switched from one discrimination to the other (cross-modal shift). To
investigate the role of the prelimbic-infralimbic areas in intramodal
shifts (reversal learning), one group of rats was tested on a place
reversal and another group tested on a response reversal.
Prelimbic-infralimbic inactivation did not impair place or response
intramodal shifts. Some rats that completed testing on a particular
version in the cross-modal and intramodal experiments were tested on
the same version in a new room for 3 d. The transfer tests
revealed that rats use a spatial strategy on the place version and an
egocentric response strategy on the response version. Overall, these
results suggest that the prelimbic-infralimbic areas are important for
behavioral flexibility involving cross-modal but not intramodal shifts.
Key words:
prefrontal cortex; prelimbic; infralimbic; reversal
learning; attentional set shifting; tetracaine; flexibility
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INTRODUCTION |
Mammalian species exhibit extensive
behavioral flexibility in adapting to a changing environment (Kolb,
1990 ). One form of behavioral flexibility manifested by mammals under
changing environmental conditions is the ability to learn a new
strategy while inhibiting the execution of a previous strategy. This
type of flexibility has received considerable attention with the
investigation of cognitive functions mediated by the prefrontal cortex
in humans and nonhuman primates (Milner, 1964 ; Owen et al., 1990 , 1993 ; Dias et al., 1996 , 1997 ). Recent findings in nonhuman primates indicate
that different prefrontal cortex subregions are involved in different
types of cognitive flexibility (Dias et al., 1996 , 1997 ). For example,
dorsolateral prefrontal cortex lesions impair cross-modal shifts, which
involve inhibiting responses based on one dimension that was previously
correct and learning to respond based on a different dimension.
However, dorsolateral prefrontal lesions do not impair intramodal
shifts (reversal learning), which involve inhibiting a response to one
exemplar in a particular dimension and learning to respond to another
exemplar within the same dimension (Dias et al., 1996 , 1997 ).
Conversely, orbital prefrontal cortex lesions impair intramodal shifts
but do not impair cross-modal shifts (Dias et al., 1996 , 1997 ).
Comparable with findings in primates, there is evidence that separate
rodent prefrontal cortex subregions differentially contribute to varied
mnemonic functions (Eichenbaum et al., 1983 ; Seamans et al., 1995 ;
Kesner et al., 1996 ; Bussey et al., 1997 ; DeCoteau et al., 1997 ;
Ragozzino et al., 1998 ). However, it remains unclear whether different
rodent prefrontal cortex subregions are involved in different types of
behavioral flexibility. Most experiments examining the role of the rat
prefrontal cortex in behavioral flexibility have investigated
intramodal shifts, which have yielded varied results (Jeeves, 1967 ;
Kolb et al., 1974 , 1983 ; Nonneman et al., 1974 ; Becker and Olton, 1980 ;
Becker et al., 1981 ; Kesner et al., 1989 ; Aggleton et al., 1995 ; Granon
and Poucet, 1995 ).
The equivocal results on intramodal shifts in frontal cortex-lesioned
rats may be attributable to differences in lesion size or placement
and/or because particular prefrontal subregions are preferentially
involved in intramodal shifts, whereas other subregions are involved in
other forms of behavioral flexibility. To understand the neural
circuitry involved in cross-modal shifts, our laboratory examined
whether dorsal anterior cingulate or prelimbic-infralimbic inactivation impairs shifting between place and visual cued versions in
a cheese board task (Ragozzino et al., 1999 ). The results indicated that prelimbic-infralimbic inactivation but not dorsal anterior cingulate impaired the shifting between the place and visual cued discriminations. These findings suggest that the prelimbic-infralimbic areas are involved in cross-modal shifts.
At present, unknown is whether the prelimbic-infralimbic areas are
specifically involved in the shifting between the place and visual-cued
modes or are more generally involved in cross-modal shifts. It is also
unclear whether the prelimbic-infralimbic areas are involved in
intramodal shifts. The present experiments examined whether
prelimbic-infralimbic inactivation impairs the shifting between place
and response learning as well as place or response intramodal shifts.
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MATERIALS AND METHODS |
Subjects. Male Long-Evans rats (Simonsen
Laboratories, Gilroy, CA) weighing between 300 and 350 gm at the
beginning of the experiment served as subjects. Rats were housed
individually in stainless steel cages (20 cm wide × 24 cm
long × 20 cm high) located in a temperature-controlled room
(24°C) that was maintained at 20-25% humidity. Rats were kept on a
12 hr light/dark cycle (lights on at 7 A.M.). All rats were
food-restricted to maintain their weight at 85% of their ad
libitum weight with free access to water throughout the experiment.
Apparatus. The cross-maze was a four-arm maze made of
0.7-cm-thick wood that was painted black. The maze was placed on a
circular platform that was elevated 26 cm above the floor. Each arm was 50.8 cm long × 8.9 cm wide, and the height of the arm walls was 16.5 cm. Each arm contained a food well (3.0 cm diameter × 2.5 cm
high) that was 3.2 cm from the end wall. Each food well hole was 2.0 cm
in diameter and 1.25 cm deep. The center platform was 18 × 18 cm.
Surgery. Rats received atropine sulfate (0.2 ml of a 250 µg/ml solution, i.p.) 20 min before administering the anesthetic (sodium pentobarbital; 55 mg/kg, i.p.). A midsagittal incision was
made, and the scalp was retracted. Each rat received a bilateral implant of an 8 mm stainless steel guide cannula (22 gauge; Plastics One, Roanoke, VA) aimed toward the prelimbic-infralimbic areas. The
stereotaxic coordinates were 3.0 anterior to bregma, ±2.0 lateral to
the midline, and 3.0 ventral to dura. The cannulae were inserted at a
15° angle. The coordinates were based on the atlas of Paxinos and
Watson (1986) . Six jeweler's screws were placed in the skull
surrounding the cannulae. The cannulae were secured in place with
dental acrylic (Plastics One). Stylets were secured on the guide
cannulae after the dental acrylic dried. After surgery, rats received
ground rat chow mixed in water for 2 d. To prevent infection,
rats' water was replaced with a 0.6% terramyacin solution for 1 week.
Microinfusion. Injections into the prelimbic-infralimbic
areas were made through an inner cannula (28 gauge) that extended 1.0 mm below the guide cannula. The inner cannula was attached by a
polyethylene tube (PE-20; Becton Dickinson, Sparks, MD) to a 10 µl
syringe (Hamilton, Reno, NV). The syringe was driven by a microinfusion
pump (74900 series; Cole-Parmer, Vernon Hills, IL) with solutions
infused in a volume of 0.5 µl/2 min. The inner cannula was left in
place for 1 min after the infusion was complete to allow for diffusion.
Rats received either 2% tetracaine hydrochloride (Sigma, St. Louis,
MO) or the vehicle solution, sterile saline as described below.
Tetracaine hydrochloride is a local anesthetic that acts principally by
blocking sodium channels (Velly et al., 1988 ; Thomsen et al., 1993 ). A
2% tetracaine solution was used based on previous behavioral
experiments using this concentration, in which intracranial injections
were found to alter neuronal activity for ~15-20 min (Mizumori et
al., 1989 , 1990 ).
Habituation procedure. Two days after surgery rats were
food-restricted to 85% of their ad libitum weight. During
food restriction, rats were also handled for 10 min/d. Five days after
food restriction and handling, the habituation phase was started. On
the first day of habituation, three pieces of Froot Loops (Kellogg,
Battle Creek, MI) were placed in each arm, two pieces in the food well and one piece outside the food well. A rat was placed in the maze and
allowed to freely navigate and consume cereal pieces for 12 min. On the
second habituation day the procedure was the same, except that after a
rat consumed two cereal pieces, the rat was picked up and placed in a
different arm. This acclimated the rat to being handled in the maze
after consuming cereal. On the third habituation day, the procedure was
the same as day 2, except that there were only two cereal pieces put in
each food well for a total of eight cereal pieces. Immediately after
consuming the cereal on day 3, the turn bias for a rat was determined.
For assessing the turn bias the maze was made into a T maze by placing
a wood block (9 cm wide × 13 cm high × 1.25 cm thick)
painted black such that it prevented entry into one arm. No cereal was
placed in the food wells during this procedure. The rat was placed in
the "stem" arm and could turn 90° left or right after reaching
the middle area. After making a turn and reaching the end of an arm, the rat was placed back in its home cage that served as a holding cage.
Before the beginning of the next trial the maze was wiped down with a
sponge moistened with ~1% didecyl dimethyl ammonium chloride
solution (Spartan Chemical, Toledo, OH). Each rat received a maximum of
seven trials. A rat's turn bias was determined when it made four turns
in one direction.
After determining the turn bias, a rat's stylets were removed from the
guide cannulae, and an inner cannula was inserted for 1 min. There was
no solution injected at this time. This procedure was performed to
prevent clogging of the microinfusion on test days. Behavioral testing
was started the next day.
Experiment 1: place-response testing procedure. The testing
procedure was modified from that of Thompson et al. (1980) . For each
discrimination two start arms were used. One start arm remained the
same for both discriminations, and one start arm was changed on each
discrimination. This design allowed training rats on a motor response
not reinforced on the first discrimination, as described in more detail
below. In this experiment, each rat was started on the place version. A
rat was started from two of three start arms designated E, S, and W. All rats were started from the S arm and either the E or W arm. A rat
always had a choice between two arms to enter with the third arm
blocked off. If a rat started from the E or W arm, it had a choice to
make a 90° turn to the left or right. If a rat started from the S
arm, it had a choice to run straight or turn left or right, but not
both. This depended on which arm the block was placed in. For example, if the block was placed in the W arm a rat could run straight or turn
right. If the block was in the E arm a rat could run straight or turn
left. A rat always had an option to make the same turn as its turn bias
from the S start arm. From any start arm the rat had to enter the N arm
to receive a half-piece of Froot Loops cereal. Figure
1, top, illustrates an example
of the correct navigation patterns on the place discrimination for a
rat that was started from the S and W arms. There were 20 trials per
daily session, with half of the trials beginning from each start arm
and administered in a random manner. Between trials the rat was placed
back in its home cage, which was on a shelf next to the maze.
Subsequently, the maze arms were wiped down with a sponge moistened
with the ammonium chloride solution. The intertrial interval was ~10
sec. To minimize the use of intramaze cues, every four to six trials the maze was turned 90° clockwise relative to the experimenter. Once
a rat made 10 correct choices consecutively, a probe trial was given.
The probe trial consisted of starting the rat from the third start arm
(E or W) not used during testing. If a rat correctly entered the N arm,
then place testing was completed. If a rat did not enter the N arm,
then place testing was continued until a rat made an additional five
correct choices consecutively, at which point another probe trial was
administered. This procedure was continued until a rat made a correct
choice on the probe trial. In situations in which a rat missed a probe
trial and <5 test trials were left in the 20 trial session, the rat
was still tested for the few remaining trials. However, any correct
choices at the end of a session did not carry over to the session the
next day. The following three measures were taken for each rat: (1) acquisition criterion, defined as the total number of test trials to
complete 10 consecutive correct choices in a session; (2) trials to
criterion, defined as the total number of test trials completed before
a correct choice on the probe trial was made; and (3) probe trials,
defined as the total number of probe trials to get one correct. Based
on these criteria it was possible that the scores for the acquisition
criterion and trials to criterion were the same if a rat made a correct
choice on the first probe trial.

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Figure 1.
Example of a rat tested on the place and response
discriminations. In the place version, this rat was started from the S
and W arms and always had to enter the N arm to receive a cereal
reinforcement. In the response version, this rat was started from the E
and W arms and always had to turn right to receive a cereal
reinforcement. The arrows in the maze represent the
correct navigation patterns to receive a reinforcement. , Food well
containing cereal reinforcement.
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The day after reaching criterion on the place version, rats were
switched to the response version. In the response version the E and W
arms were the two start arms for all rats. A rat always had the choice
of making a 90° turn left or right. A rat had to turn opposite of its
turn bias to receive half of a cereal piece. Figure 1,
bottom, shows an example of a rat that was conditioned to
turn right in the response discrimination. All other aspects of the
testing procedure were the same as in the place version. Although the
same criteria to complete the response version were used as in the
place version, additional measures were examined on the switch to
determine whether treatments altered perseveration and/or learning. For
example, if a rat was started from the S and W arms on the place
version, then it was started from the E and W arms on the response
version and conditioned to turn right (Fig. 1). In this situation, when
started from the W arm on the response version, the rat had to turn
away from the arm that was reinforced in the place version. A similar
situation occurred for rats started from the S and E arms on the place
version. For each rat, the 10 trials from the start arm used in the
initial place discrimination and subsequent response discrimination, in which it had to turn opposite of the "place" arm, were separated into two blocks of five trials each. Perseveration was defined as
entering the incorrect arm in four or more trials per block. This is a
similar criteria used in a previous experiment measuring perseveration
(Hunt and Aggleton, 1998 ). Learning from the same start arm was defined
when a rat no longer exhibited perseveration in a block. Learning
criterion was defined as the total trials, separated into five per
block, to make five consecutive correct choices from the start arm used
in the place and response versions after the last perseverative block.
Performance from the new start arm during the switch provided another
index of learning. Learning criterion from the new start arm was
defined as the number of trials (five per block) to make five
consecutive correct choices from the new start arm.
Three minutes before each test session rats received a microinfusion.
Each rat was randomly assigned to one of three treatment groups. Group
assignment was determined by which treatment was administered during
each version: (1) place version-vehicle and response version-vehicle
(n = 7); (2) place version-vehicle and response
version-2% tetracaine (n = 6); and (3) place
version-2% tetracaine and response version-vehicle
(n = 6).
Experiment 2: response-place testing procedure
In this experiment rats were started on the response version
first and then switched to the place version. All other aspects of the
testing procedure were as described in Experiment 1. On the switch to
the place version the same measures were assessed as those during the
switch in Experiment 1. Each rat was randomly assigned to one of the
following groups: (1) response version-vehicle and place
version-vehicle (n = 6); (2) response version-vehicle and place version-2% tetracaine (n = 6); and (3)
response version-2% tetracaine and place version-vehicle
(n = 6).
Experiment 3: place-place testing procedure. Experiment 3 investigated the effect of prelimbic-infralimbic inactivation on a
place intramodal shift. All rats were started on the place version as
described above. Each rat was started from the S and E arms or the S
and W arms depending on a rat's turn bias, as described in Experiment
1. However, for this experiment a rat always had the option of entering
the same two arms. For example, if a rat with a right turn bias was
started from the S and W arms, it always had a choice of entering the N
or E arm. After reaching criterion the place discrimination was
reversed. All other aspects of testing were the same as described in
Experiment 1. As in Experiments 1 and 2, perseveration and learning
were assessed for the intramodal shift. Because the start arms remained
the same during the intramodal shift, perseveration and learning were
assessed in blocks of five consecutive trials for a session. The same
criterion was used as in Experiment 1. Each rat was assigned to one of
the two following groups: (1) place acquisition-vehicle and place
reversal-vehicle (n = 5); and (2) place
acquisition-vehicle and place reversal-2% tetracaine
(n = 5).
Experiment 4: response-response testing procedure. This
experiment investigated the effect of prelimbic-infralimbic
inactivation on a response intramodal shift. All rats were started from
the E and W arms and trained to turn opposite of their turn bias. After
reaching criterion to turn in one direction, the turn direction was
reversed. All other aspects of testing were the same as described in
Experiment 1. On the intramodal shift, perseveration and learning were
assessed as described in Experiment 3. Each rat was assigned to one of
the two following groups: (1) response acquisition-vehicle and
response reversal-vehicle (n = 5); and (2) response
acquisition-vehicle and response reversal-2% tetracaine
(n = 5).
Experiment 5: place-novel context testing procedure. This
experiment determined whether prelimbic-infralimbic inactivation affects place discrimination learning when rats are shifted to a novel
context. A subset of rats from Experiments 2 and 3 after completing
testing on the place version was randomly chosen to be tested in this
experiment. One day after completing place learning in the first room,
each rat was tested on the place version in the same maze but in a
different room for 3 consecutive days. All rats were trained to go to
the N arm (relative to experimenter) as in the first room. Each rat was
randomly started from three arms for a total of 20 trials. Because
pilot data indicated that prelimbic-infralimbic inactivation did not
impair performance compared with controls when two start arms were
used, a third arm was used to possibly increase the level of
difficulty. One group received vehicle injections before each test
session (n = 6), and the other group received 2%
tetracaine injections before each test session (n = 5).
The group that received vehicle injections in the new room received
either vehicle or 2% tetracaine infusions in the first room. The group
that received tetracaine injections in the new room received vehicle
injections in the first room. This procedure was used to minimize the
possibility of sensitization to chronic tetracaine infusions.
Experiment 6: response-novel context testing procedure.
Experiment 6 determined whether prelimbic-infralimbic inactivation affects the use of a response strategy when rats are shifted to a novel
context. A subset of rats from Experiments 1 and 4 after completing
response discrimination testing was randomly chosen to be tested in
this experiment. One day after completing response learning in the
first room, each rat was tested on the response version in the same
maze but in a different room for 3 consecutive days. A rat was
reinforced for turning the same direction as in the first room. Each
rat was randomly started from the E, W, N, and S arms for a total of 20 trials. All four arms were used as start arms to better determine
whether a rat was preferentially using an egocentric response strategy.
One group received vehicle injections before each test session
(n = 5), and the other group received 2% tetracaine
injections before each test session (n = 7). The group
that received vehicle injections in the new room received either
vehicle or 2% tetracaine infusions in the first room. The group that
received tetracaine injections in the new room received vehicle
injections in the first room.
Histology. After completion of behavioral testing, rats
received a lethal dose of sodium pentobarbital followed by a 0.5 µl injection of 2.5% Chicago blue stain through each guide cannula. As in
previous experiments (Givens and Olton, 1990 ; Ragozzino et al., 1999 ),
the stain was used to highlight the approximate spread of the
intracranial injections. Rats were perfused intracardially with 0.9%
saline followed by a 10% formalin solution. Brains were removed and
placed in a 30% sucrose-formalin solution. The brains were frozen and
cut in coronal sections (40 µm) on a cryostat. The sections were
mounted on slides, dried, and examined to determine the location of the
cannula tips and the spread of the stain. The brain sections from some
rats that received tetracaine infusions and the brain sections from
some rats that only received vehicle infusions were subsequently
stained with cresyl violet to examine whether there were any structural
changes in the brains after tetracaine infusions compared with those
after vehicle infusions.
Statistical analysis. In all groups for Experiments 1-4
there was not a difference between acquisition criterion and trials to
criterion, with the exception of one group in one experimental condition. Because of this, only the analysis on the trials to criterion is presented. The one exception is noted in Results. A
separate ANOVA was done on the acquisition version and the
switch version for Experiments 1 and 2. ANOVA tests were used to assess differences in perseveration and learning among the groups. Student's t tests were used on the acquisition and reversal for
Experiments 3 and 4. Student's t tests were also used to
analyze differences in perseveration and learning between the groups.
ANOVA with repeated measures was used to analyze the data from
Experiments 5 and 6. Table 1 shows the scores on acquisition criterion,
trials to criterion, and probe trials for Experiments 1-4.
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RESULTS |
Histology
Figure 2 illustrates the locations
of the cannula tips in the prelimbic-infralimbic areas for all of the
experiments. The dye injections indicated that fluid spread ventral and
lateral to the injection site and was concentrated in the prelimbic and infralimbic areas. In some cases dye diffused into the dorsomedial portion of the forceps minor corpus callosum. There was diffusion of
dye dorsal to the injection site that outlined the cannula. The cannula
tips were found in the central to ventral prelimbic area or dorsal
infralimbic area.

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Figure 2.
The black areas represent
the location of the injection cannula tips in the
prelimbic-infralimbic cortices for all rats included in the behavioral
analyses. Rat brain sections were adapted from Paxinos and Watson
(1986) .
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Examination of the Nissl-stained sections under a light microscope did
not reveal any structural differences in the prefrontal cortex sections
from rats that received tetracaine infusions compared with those that
received only vehicle infusions.
Experiment 1: effects of prelimbic-infralimbic inactivation on
acquisition of place learning and shift to response learning
The findings on trials to criterion for place discrimination
acquisition are shown in Figure
3A. All groups averaged
~70% correct on the first test session. Their performance increased to ~85% correct on the last test session. The results indicate that
prelimbic-infralimbic inactivation did not impair acquisition of the
place version. An ANOVA revealed there was no significant difference in
the trials to criterion among the groups
(F(2,16) = 0.14; p > 0.05).
However, as shown in Table 1 the
tetracaine group showed an increase in trials to criterion compared
with acquisition criterion. To determine whether this difference was significant, a t test for correlated measures was used. The
analysis revealed that the difference in scores between acquisition
criterion and trials to criterion was significant
(t(5) = 3.28; p < 0.05). Furthermore, an ANOVA on the probe trials indicated that the tetracaine group had significantly more probe trials than vehicle-injected controls (F(1,17) = 7.06; p < 0.05).

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Figure 3.
A, Mean trials to criterion on
acquisition of the place discrimination after vehicle or 2% tetracaine
infusions into the prelimbic-infralimbic areas. The treatment received
on this test is underlined for each group.
VEH, Saline; TET, 2% tetracaine.
B, Mean trials to criterion on the shift to a response
discrimination after vehicle or 2% tetracaine infusions into the
prelimbic-infralimbic areas. The treatment received on this test is
underlined for each group. *p < 0.05 versus vehicle-injected groups. C, Mean number of
trials to perseverate and complete learning on the shift to a response
discrimination after vehicle or 2% tetracaine injections into the
prelimbic-infralimbic areas. , VEH-VEH; ,
VEH-TET; , TET-VEH.
Underlined is the treatment received during the response
discrimination. *p < 0.05 versus vehicle-injected
controls.
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Table 1.
Mean number of trials ± SEM for the three measures in
Experiments 1-4 under the different testing and drug conditions
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The trials to criterion results on shifting to the response version are
illustrated in Figure 3B. On the first session the vehicle-vehicle and tetracaine-vehicle groups obtained approximately half the trials correct, with mean scores of 50.0 ± 9.2 (SEM) and
48.3 ± 5.3, respectively. The vehicle-tetracaine group exhibited lower scores, with a mean percent score of 38.7 ± 4.3% on the first test session. All groups increased their performance to ~85%
correct on the final test session. The findings indicate that
prelimbic-infralimbic inactivation impaired rats in switching to the
response version. An ANOVA revealed that the difference in the trials
to criterion among the groups was significant
(F(2,16) = 6.58; p < 0.01).
Newman-Keuls tests revealed that the tetracaine group took
significantly more trials to reach criterion than either of the
vehicle-injected control groups (p < 0.05). The
difference in trials to criterion between the vehicle-injected control
groups was not significant (p > 0.05).
Because the trials to criterion results does not reveal whether the
tetracaine-induced deficit in shifting is attributable to perseveration
and/or impaired learning, a further analysis was performed. Figure
3C illustrates the findings on perseveration and learning
for the shift to the response discrimination. The tetracaine-induced
impairment on the switch reflected a perseveration of the place
strategy. An ANOVA revealed that there was a significant difference in
perseverative trials among the groups (F(2,16) = 6.42; p < 0.01). Newman-Keuls tests revealed that the
tetracaine group had significantly more perseverative trials than the
vehicle-injected controls (p < 0.05). The
difference in perseverative trials between the control groups was not
significant (p > 0.05).
The tetracaine group took a comparable amount of trials to reach
learning criterion from the start arm that remained the same for the
place and response versions. An ANOVA indicated that there was not a
significant difference in trials to criterion among the groups
(F(2,16) = 0.77; p > 0.05). An
examination of learning from the new start arm revealed results similar
to those from the same start arm. The difference in trials to criterion
among the groups was not statistically significant
(F(2,16) = 0.70; p > 0.05).
Thus, prelimbic-infralimbic inactivation did not impair learning on
the shift to the response discrimination.
Experiment 2: effects of prelimbic-infralimbic inactivation on
acquisition of response learning and shift to place learning
The results on acquisition of response learning are shown in
Figure 4A. All groups
averaged ~50% correct on the first test session. The findings
indicate that prelimbic-infralimbic inactivation did not alter
acquisition of response learning. The ANOVA indicated there was not a
significant difference in trials to criterion among the groups
(F(2,15) = 0.99; p > 0.05). As
shown in Table 1, the vehicle controls had more probe trials compared
with those in the tetracaine group. However, even when the scores from
the two control groups were collapsed and compared with those in the tetracaine group, the difference was not statistically significant (F(1,16) = 3.97; p > 0.05).

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Figure 4.
A, Mean trials to criterion on
acquisition of the response discrimination after vehicle or 2%
tetracaine infusions into the prelimbic-infralimbic areas. The
treatment received on this test is underlined for each
group. VEH, Saline; TET, 2% tetracaine.
B, Mean trials to criterion on the shift to a place
discrimination after vehicle or 2% tetracaine infusions into the
prelimbic-infralimbic areas. The treatment received on this test is
underlined for each group. *p < 0.05 versus vehicle-injected groups. C, Mean number of
trials to perseverate and complete learning on the shift to a place
discrimination after vehicle or 2% tetracaine injections into the
prelimbic-infralimbic areas. , VEH-VEH; ,
VEH-TET; , TET-VEH.
Underlined is the treatment received during the place
discrimination. *p < 0.05 versus vehicle-injected
groups.
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Figure 4B illustrates the findings on switching to
the place strategy. Inactivation of the prelimbic-infralimbic areas
increased the trials to criterion when shifted to the place
discrimination. On the first transfer session the mean percent correct
for the groups was as follows: vehicle-vehicle, 67.0 ± 1.8%
(SEM); vehicle-tetracaine, 48.3 ± 3.8%; and
tetracaine-vehicle, 58.3 ± 4.9%. An ANOVA revealed that there
was a significant difference in reaching trials to criterion among the
groups (F(2,15) = 5.62; p < 0.05). Newman-Keuls tests indicated that the tetracaine group took
significantly longer in reaching trials to criterion compared with that
of vehicle-injected controls (p < 0.05). The
difference in trials to criterion between the vehicle-injected control
groups was not significant (p > 0.05).
As in Experiment 1, a subsequent analysis was performed to determine
whether the tetracaine-induced deficit was because of perseveration
and/or impaired learning. Figure 4C illustrates the results
on perseveration and learning for the shift to the place
discrimination. The tetracaine-injected group on the shift exhibited a
greater number of perseverative responses. An ANOVA indicated that the
difference in perseverative trials among the groups was significant
(F(2,15) = 6.85; p < 0.01).
Newman-Keuls tests revealed that the tetracaine group had
significantly more perseverative trials compared with those in the
control groups (p < 0.05). The difference in
perseverative trials between the control groups was not significant
(p > 0.05).
The results on learning from the same start arm used in the response
and place versions indicated that the groups exhibited similar patterns
of learning. The difference in trials to criterion among the groups was
not statistically significant (F(2,15) = 0.41;
p > 0.05). Prelimbic-infralimbic inactivation did not
affect learning when started from a new arm. An ANOVA revealed that the difference in trials to criterion among the groups was not significant (F(2,15) = 0.77; p > 0.05).
Overall, prelimbic-infralimbic inactivation did not impair learning on
the shift to the place version.
Experiment 3: effect of prelimbic-infralimbic inactivation on a
place intramodal shift
The results on place acquisition and reversal learning are shown
in Figure 5A. Because in
Experiment 1 tetracaine infusions did not affect acquisition of the
place discrimination, there was no tetracaine group included on
acquisition. A t test revealed that there was no significant
difference in reaching trials to criterion on acquisition between the
vehicle-injected groups (t(8) = 0.81;
p > 0.05). On the first session of the place
intramodal shift, vehicle- and tetracaine-injected rats performed in a
comparable manner, with mean scores of 53.0 ± 3.4 and 46.0 ± 5.1, respectively. The analysis on the place intramodal shift
indicated that the difference in trials to criterion between the
control and tetracaine groups was not significant
(t(8) = 1.46; p > 0.05).

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Figure 5.
A, Mean trials to criterion on
acquisition and reversal of the place discrimination after vehicle or
2% tetracaine infusions into the prelimbic-infralimbic areas.
VEH, Saline; TET, 2% tetracaine.
B, Mean number of trials to perseverate and complete
learning on reversal of the place discrimination after vehicle or 2%
tetracaine infusions into the prelimbic-infralimbic areas.
|
|
Although prelimbic-infralimbic inactivation did not impair an
intramodal shift of the place discrimination, it is possible that
tetracaine infusions still modified perseveration and learning on the
shift. For example, tetracaine infusions may have increased perseveration and facilitated learning or impaired learning and decreased perseveration without producing an overall change on trials
to criterion. Thus, an analysis of perseveration and learning on the
intramodal shift was performed. Figure 5B shows the
perseveration and learning results on the place intramodal shift.
Prelimbic-infralimbic inactivation did not affect perseveration or
learning during the place intramodal shift. Student's t
tests indicated that the differences in the scores between the groups
on perseveration and learning were not significant
(t(8) = 0.30 and 0.88; p > 0.05, respectively).
Experiment 4: effect of prelimbic-infralimbic inactivation on a
response intramodal shift
Figure 6A
illustrates the results on response acquisition and response reversal
learning. Because prelimbic-infralimbic inactivation did not impair
acquisition of response learning in Experiment 2, there was no
tetracaine group included on acquisition of the response
discrimination. A t test on the results from response acquisition indicated that there was not a significant difference in
trials to criterion between the vehicle-injected groups
(t(8) = 0.29; p > 0.05).
Vehicle- and tetracaine-injected rats performed comparably on the first
session of the response intramodal shift, with mean scores of 31.0 ± 2.9 and 35.0 ± 7.7, respectively. A t test revealed
that the difference in reaching trials to criterion between the groups
was not significant (t(8) = 0.11;
p > 0.05).

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Figure 6.
A, Mean trials to criterion on
acquisition and reversal of the response discrimination after vehicle
or 2% tetracaine infusions into the prelimbic-infralimbic areas.
VEH, Saline; TET, 2% tetracaine.
B, Mean number of trials to perseverate and complete
learning on reversal of the response discrimination after vehicle or
2% tetracaine infusions into the prelimbic-infralimbic areas.
|
|
As with the place intramodal shift, a further analysis examined
perseveration and learning on the response intramodal shift. The
results are illustrated in Figure 6B. The control and
tetracaine groups showed similar amounts of perseveration, as revealed
by a t test indicating that there was not a significant
difference in perseverative scores between the groups
(t(8) = 0.63; p > 0.05). Furthermore, vehicle- and tetracaine-injected rats had comparable rates
of learning, as indicated by a t test that revealed that the
difference in learning scores between the groups was not significant (t(8) = 1.36; p > 0.05).
Experiment 5: effect of prelimbic-infralimbic inactivation on
place learning when shifted to a novel environment
The effects of switching rats to a novel context for the place
discrimination are shown in Figure 7. In
the novel environment, there was no difference in performance between
rats that were tested on the place intramodal shift compared with those
that were tested on the place cross-modal shift. Furthermore, the
scores in the novel environment were comparable between rats that
received vehicle injections in the first room compared with those that received tetracaine injections in the first room. The vehicle- and
tetracaine-injected groups dropped their scores from ~85 to 65%
correct when shifted to a new room. The drop in performance was not
attributable to a predominance of errors from the new start arm [the
mean percent of total errors made from the new start arm was 37.0 ± 3.7% (SEM)]. On subsequent test sessions, the groups showed a
similar pattern of learning, with scores >80% correct by the third
session. A two-way ANOVA with repeated measures indicated that there
was not a significant difference in the scores between the groups
(F(1,9) = 0.003; p > 0.05).
There was a significant effect for session
(F(3,27) = 12.86; p < 0.01).
Newman-Keuls tests indicated that scores on the first session in the
new room were significantly lower than those from the last session in
the old room and the third session in the new room
(p < 0.05). There was not a significant
difference in the scores between the last session in the old room and
the second or third session in the new room (p > 0.05). In addition, there was not a
significant group × session interaction
(F(3,27) =0.53; p > 0.5).

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Figure 7.
Mean percent correct in the place discrimination
during the last test session in the first room and the subsequent three
test sessions that occurred in a new room after vehicle or 2%
tetracaine injections into the prelimbic-infralimbic areas.
Symbols representing the FIRST ROOM data:
, vehicle or 2% tetracaine; , vehicle.
|
|
Experiment 6: effect of prelimbic-infralimbic inactivation on
response learning when shifted to a novel environment
The findings on response learning in a new room are shown in
Figure 8. In the novel environment, there
was no difference in performance between rats that were tested on the
response intramodal shift compared with those that were tested on the
response cross-modal shift. Furthermore, the scores in the novel
environment were comparable between rats that received vehicle
injections in the first room and those that received tetracaine
injections in the first room. During the last session in the first room
rats averaged >85% correct on the response discrimination. When
shifted to the new room, vehicle- and tetracaine-injected rats
performed similarly, as on the last session in the first room. However,
both groups continued to improve their performance across sessions,
with each group reaching ~95% correct by the third session. A
two-way ANOVA with repeated measures indicated that there was not a
significant difference in scores between the groups
(F(1,10) = 1.07; p > 0.05).
There was a significant effect for session
(F(3,30) = 3.02; p < 0.05), reflecting an improvement in response learning across sessions in the
new room. There was not a significant group × session interaction (F(3,30) = 0.12; p > 0.05).

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Figure 8.
Mean percent correct in the response
discrimination during the last test session in the first room and the
subsequent three test sessions that occurred in a new room after
vehicle or 2% tetracaine injections into the prelimbic-infralimbic
areas. Symbols representing the FIRST
ROOM data: , vehicle or 2% tetracaine; , vehicle.
|
|
 |
DISCUSSION |
The findings from Experiments 1 and 2 indicate that
prelimbic-infralimbic inactivation impaired cross-modal shifting when rats were switched from a place to a response discrimination and vice
versa. These findings extend previous results indicating that
prelimbic-infralimbic inactivation or prelimbic-infralimbic lesions
cause a deficit in shifting between place and visual cued discriminations (deBruin et al., 1994 ; Ragozzino et al., 1999 ). This
raises the possibility that the prelimbic-infralimbic areas play a
general role in behavioral flexibility for cross-modal shifts. However,
the role of the prelimbic-infralimbic areas in behavioral flexibility
may not be limited to shifts between different attributes or
sensory-based dimensions. For example, prelimbic-infralimbic lesions
impair shifting from a nonmatch-to-position to match-to-position rule
in an operant chamber (Joel et al., 1997a ) and prelimbic inactivation
impairs switching to a different foraging strategy in an eight-arm
radial maze (Seamans et al., 1995 ). In these experiments the attribute
or stimulus dimension remained the same, but the rule changed. These
results suggest that the prelimbic-infralimbic areas may also be
involved in the learning and flexible use of higher-order rules in
which behavior cannot be guided simply by applying a valence to a
place, turn response, or object (Wise et al., 1996 ).
An examination of the deficit in cross-modal shifts indicates that
prelimbic-infralimbic inactivation caused perseveration of the
previous strategy but did not impair learning. These findings are
consistent with previous studies showing that humans with frontal lobe
damage are impaired in shifting away from a dimension or rule that was
previously correct (Milner, 1964 ; Owen et al., 1993 ). The findings on
the cross-modal tests also revealed that the impairments after
prelimbic-infralimbic inactivation were selective to shifting
strategies, because there was no deficit in acquiring the place or
response discrimination. These results are comparable with previous
experiments demonstrating that medial prefrontal lesions centered in
the prelimbic-infralimbic areas do not impair learning of place or
position discriminations (deBruin et al., 1994 ; Aggleton et al., 1995 ;
Granon and Poucet, 1995 ; Delatour and Gisquet-Verrier, 1996 ). Evidence
from other experiments suggest that the striatum may be important for
learning and/or the expression of egocentric response discriminations,
whereas the hippocampal formation may be important for learning and/or expression of place discriminations (Potegal, 1969 ; DeCastro, 1974 ;
Morris et al., 1982 ; Cook and Kesner, 1988 ; Packard and McGaugh, 1996 ).
Thus, the prelimbic-infralimbic areas may be part of a neural system
that is important when one discrimination rule must be inhibited and a
new discrimination rule must be learned involving a different attribute
but is not critical for acquiring a place or response discrimination.
Previous findings indicate that with extensive training rats frequently
shift from using a place strategy to using a response strategy (Hicks,
1964 ; Packard and McGaugh, 1996 ). Thus, it is possible that at the end
of place discrimination testing rats were actually using a response
strategy to solve the task. However, the results on the shift to the
novel environment did not support this idea. Rats that completed place
discrimination testing and then were tested on the place version in a
novel environment initially had a significant drop in performance.
These results are consistent with the idea that rats use extramaze cues
to solve the place discrimination. This result may differ from previous
findings that showed a shift from a place to a response strategy
because of procedural differences. In particular, previous experiments that demonstrated a shift in place-response learning used only one
start arm such that a rat always made the same motor response to
receive a reinforcement. In the present experiments on the place
discrimination, two start arms were used in which a rat had to make two
different motor responses, e.g., navigate straight and turn left, and
thus may have decreased the use of an egocentric response strategy. In
contrast to the findings on the place discrimination in the new room,
rats that finished on the response version and then were tested on this
version in a novel environment did not have a drop in performance.
These findings suggest that rats were using an egocentric response
strategy, but not a spatial strategy, to solve the response
discrimination. Furthermore, prelimbic-infralimbic inactivation did
not affect performance on the place or response discrimination in the
novel environment. Thus, after a discrimination strategy or rule is
learned, the prelimbic-infralimbic areas may not be important for the
expression of that strategy in a new context.
Although prelimbic-infralimbic inactivation did not impair acquisition
of place or response learning, it did significantly increase the scores
in reaching trials to criterion compared with acquisition criterion on
the place discrimination. This was because tetracaine-injected rats on
place acquisition made more errors on the probe trials. However, this
effect was only observed on acquisition of the place discrimination and
not when rats were shifted to the place version from the response
version or during the place intramodal shift. In a strict sense, the
increase in probe trials on place acquisition was not attributable to
novelty, because the tetracaine group took more than four probe trials on average before getting one correct. Granon and Poucet (1995) reported that increasing the start locations in the Morris water maze
impairs the ability of medial prefrontal lesioned rats to navigate to a
hidden platform. This deficit was interpreted as an inability to plan
accurate trajectories to the goal platform (Granon and Poucet, 1995 ).
This raises the possibility that prelimbic-infralimbic inactivation
impairs performance on the place probe trials because of increased task
demands leading to a deficit in planning new spatial trajectories.
However, this impairment may be limited to conditions in which there is
increased task demands on acquisition of a allocentric spatial task
with no previous testing in the same context.
The findings from Experiments 3 and 4 indicate that the
prelimbic-infralimbic areas are not important for place or response intramodal shifts. These findings are consistent with previous results
indicating that medial prefrontal lesions that include the
prelimbic-infralimbic areas did not impair place intramodal shifts
(deBruin et al., 1994 ; Granon and Poucet, 1995 ; Joel et al., 1997b ) or
reversal of a position response in an operant task (Aggleton et al.,
1995 ). The place intramodal shift in the present study was only between
two arms compared with that of Joel and colleagues (1997b) , who tested
an intramodal shift in an eight-arm radial maze using a four-arm baited
and four-arm unbaited procedure. However, even in this task, which had
a greater mnemonic load, prelimbic lesions did not cause a deficit in
the intramodal shift. Overall, the results from Experiments 1-4
indicate that the prelimbic-infralimbic areas are involved in
particular types of behavioral flexibility. The selective involvement
of the prelimbic-infralimbic areas in cross-modal but not intramodal
shifts is comparable with findings in nonhuman primates, indicating
that the dorsolateral prefrontal cortex is involved in cross-modal but
not intramodal shifts (Dias et al., 1996 , 1997 ). Moreover, the present
results support the view that different prefrontal cortex subregions
contribute to different types of rule learning (Wise et al., 1996 ).
Although the prefrontal cortex may play a role in rule learning, there
is considerable evidence indicating the importance of the prefrontal
cortex in working memory (Brito et al., 1982 ; Goldman-Rakic, 1987 ;
Seamans et al., 1995 ; Kesner et al., 1996 ; Cohen et al., 1997 ; Courtney
et al., 1997 ; Ragozzino et al., 1998 ). Some working memory theories
propose that cognitive flexibility deficits on the Wisconsin Card
Sorting Task and Stroop Task reflect working memory impairments
(Goldman-Rakic, 1987 ; Kimberg et al., 1997 ). For example, the Wisconsin
Card Sorting Task may activate short-term memory for storage of
feedback on sorting choices for use on subsequent trials (Kimberg et
al., 1997 ). Based on these theories, one possibility is that the
behavioral flexibility deficits observed in the present experiments may
be interpreted as working memory impairments. However, the present
results do not appear to support this hypothesis. In particular, if the
cross-modal shifting impairments reflect a deficit in the short-term
storage of feedback from arm choices, then a deficit should also occur on the intramodal shifts after prelimbic-infralimbic inactivation. In
contrast to this hypothesis, prelimbic-infralimbic inactivation did
not even produce a transient deficit on the intramodal shifts, because
controls and tetracaine-injected rats exhibit similar scores on the
first reversal session for both place and response intramodal shifts.
Moreover, although these intramodal shifts may be less difficult than
the cross-modal shifts, as noted above, prelimbic-infralimbic lesions
do not impair intramodal shifts even when task demands are increased
(Joel et al., 1997b ). Thus, the deficits in cross-modal shifts produced
by prelimbic-infralimbic inactivation more likely reflect inhibitory
deficits related to shifting strategies (Dias et al., 1997 ) as opposed
to impairments in working memory processes (Goldman-Rakic, 1987 ;
Kimberg et al., 1997 ).
 |
FOOTNOTES |
Received Jan. 19, 1999; revised March 8, 1999; accepted March 10, 1999.
This research was supported by National Institutes of Health Grant
RO1NS20771 (to R.P.K) and National Institute of Mental Health Grant
MH11741 (to M.E.R.). We thank Eric Newbold for valuable assistance with
behavioral testing and Robert Schaffer for excellent histological work.
Correspondence should be addressed to Raymond P. Kesner, Department of
Psychology, 502 Behavioral Science Building, University of Utah, Salt
Lake City, UT 84112
 |
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