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The Journal of Neuroscience, June 15, 1999, 19(12):5044-5053
OCD-Like Behaviors Caused by a Neuropotentiating Transgene
Targeted to Cortical and Limbic D1+ Neurons
Keith M.
Campbell1,
Luis
de Lecea2,
Diana M.
Severynse3,
Marc G.
Caron3,
Michael J.
McGrath1,
Sheldon B.
Sparber1,
Li-Yan
Sun1, and
Frank H.
Burton1
1 Department of Pharmacology, University of Minnesota,
Minneapolis, Minnesota 55455, 2 Department of Molecular
Biology, The Scripps Research Institute, La Jolla, California 92037, and 3 Howard Hughes Medical Institute, Department of Cell
Biology, Duke University Medical Center, Durham, North Carolina 27710
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ABSTRACT |
To study the behavioral role of neurons containing the D1 dopamine
receptor (D1+), we have used a genetic neurostimulatory approach. We
generated transgenic mice that express an intracellular form of cholera
toxin (CT), a neuropotentiating enzyme that chronically activates
stimulatory G-protein (Gs) signal
transduction and cAMP synthesis, under the control of the D1 promoter.
Because the D1 promoter, like other CNS-expressed promoters,
confers transgene expression that is regionally restricted to different
D1+ CNS subsets in different transgenic lines, we observed distinct but related psychomotor disorders in different D1CT-expressing founders. In
a D1CT line in which transgene expression was restricted to the
following D1+ CNS regions the piriform cortex layer II, layers II-III of somatosensory cortical areas, and the intercalated nucleus of the amygdala D1CT mice showed normal CNS and D1+ neural
architecture but increased cAMP content in whole extracts of the
piriform and somatosensory cortex. These mice also exhibited a
constellation of compulsive behavioral abnormalities that strongly
resembled human cortical-limbic-induced compulsive disorders such as
obsessive-compulsive disorder (OCD). These compulsive behaviors
included episodes of perseverance or repetition of any and all normal
behaviors, repetitive nonaggressive biting of siblings during grooming,
and repetitive leaping. These results suggest that chronic potentiation
of cortical and limbic D1+ neurons thought to induce glutamatergic
output to the striatum causes behaviors reminiscent of those in human cortical-limbic-induced compulsive disorders.
Key words:
transgenic mice; cholera toxin; dopamine; D1 receptor; obsessive-compulsive disorder; cAMP; G-proteins; stereotypy; piriform; somatosensory; intercalated nucleus
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INTRODUCTION |
Functional errors in neurons that
respond to dopamine may underlie psychomotor and psychiatric diseases,
including parkinsonism, schizophrenia, depression, drug addiction,
Tourette's syndrome, and obsessive-compulsive disorder (OCD)
(Bernheimer et al., 1973 ; Brown and Gershon, 1993 ; Ritz and Kuhar,
1993 ; McDougle et al., 1994 ; Bachus and Kleinman, 1996 ). Among the
dopaminoceptive neurons, those that express the D1 dopamine receptor
subtype (D1+) are widely distributed in the CNS, and regionally
localized subsets of D1+ neurons are thought to regulate motor
function, volition, emotive behavior, memory, and metabolic homeostasis
selectively (Levey et al., 1993 ; Bergson et al., 1995 ).
Because systemic or stereotaxic manipulation of D1+ neurons cannot be
restricted to widespread but single cortical layers or several CNS
regions simultaneously, transgenic approaches to study the behavioral
contribution of regional subsets of D1+ neurons may be useful. This is
because transgene expression using neuron subtype-specific promoters is
commonly regionally restricted to different CNS subsets of the
promoter-expressing neurons in different lines of transgenic mice. This
phenomenon of regional restriction of transgene expression has been
used to study region-specific transgenic or gene knock-out effects
(Bach et al., 1995 ; Mayford et al., 1995 ; Rotenberg et al., 1996 ; Tsien
et al., 1996a ,b ). Similarly, the human D1 receptor promoter confers D1+
neuron-specific expression of a lacZ transgene to different
D1+ CNS subsets in different D1-lacZ transgenic lines
(Severynse et al., 1995 ) and thus may be useful for transgenically
manipulating the function of regional subsets of D1+ neurons.
Furthermore, direct transgenic modulation of neuron signal transduction
may have greater duration and efficacy than does pharmacological modulation of receptors, because signal transduction is the means by
which concerted actions on many different membrane receptors are
integrated into permanent changes in neuron activity. Chronic transgenic modulation of neuron signal transduction has been achieved recently using a dominant-negative variant of protein kinase A in mice
(Abel et al., 1997 ) and an activated form of the stimulatory G-protein
(Gs) in Drosophila (Connolly et al.,
1996 ). Similarly, a transgene encoding the intracellular enzymatic
subunit of cholera toxin (CT) that chronically stimulates
Gs activity, cAMP levels, and cAMP-dependent cellular
changes (Burton et al., 1991 ; Zeiger et al., 1997 ) has been used to
potentiate neural activity in mice chronically (Burton et al., 1998 ).
Using such transgenes to stimulate chronically the excitability of
entire neurons, rather than to stimulate subsets of their receptors,
may contribute to our understanding of the behavioral role of
biochemically defined neuron subtypes.
Here we investigated the behavioral consequences of transgenic
stimulation of regional subpopulations of D1+ neurons by expressing the
CT transgene from the D1 promoter in "D1CT" transgenic mice. This
study suggests that chronic potentiation of D1+ neurons within subsets
of the cortex and amygdala known to induce orbitofrontal activity and
efferent glutamatergic neurotransmission to the striatum induces
complex compulsive behaviors in mice that resemble those of human
cortical-limbic-induced compulsive disorders. This study also
indicates that novel information about the molecular neuroanatomical basis of behavior can be obtained by transgenic neurostimulation.
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MATERIALS AND METHODS |
Generation of D1CT transgenic mice. The
D1-lacZ plasmid (Severynse et al., 1995 ), which consists of
the lacZ reporter plasmid pNASS- (Clontech, Palo Alto,
CA) fused to the 6.5 kb promoter region of the human D1 gene, was used
to create the D1CT transgene. A 3.5 kb internal NotI
fragment of D1-lacZ containing the lacZ gene
cassette was excised and replaced with a 0.6 kb PCR-amplified NotI CT gene cassette. The CT cassette was amplified using
GHCT plasmid (Burton et al., 1991 ) as a template and sequence-confirmed before cloning. For embryo microinjection, the 7.5 kb D1CT gene was
removed from the plasmid by SalI plus partial
EcoRI digestion. D1CT transgene DNA was microinjected at 700 molecules per pronucleus into 200 fertilized Balb/c × C57Bl/6
hybrid eggs. Surviving eggs were implanted into pseudopregnant host
mothers as described previously (Burton et al., 1991 , 1998 ; Wogensen et
al., 1993 ).
After being generated, D1CT transgenic mice and nontransgenic
littermates were housed in groups of two to five in a
temperature-controlled room and were kept on a 12:12 hr light/dark
cycle. Experiments were conducted during the light phase of the cycle.
The mice had access to food and water ad libitum. Care
was taken to ensure that the mice used in this study received no
unnecessary discomfort. Animals were maintained and studies were
performed in accordance with the Animal Welfare Act and the NIH
Guide for the Care and Use of Laboratory Animals, under the
approval of the University of Minnesota Institutional Animal Care and
Use Committee. The University of Minnesota animal facility is fully
accredited by the American Association for the Accreditation of
Laboratory Animal Care.
Reverse transcriptase-PCR. Poly(A+) RNA
was extracted from frozen whole brain or brain hemispheres using the
Quick Prep Micro mRNA Purification Kit (Pharmacia, Piscataway, NJ), and
cDNA was prepared from 1.6 µg of poly(A+) RNA
using Moloney murine leukemia virus reverse transcriptase (Boehringer
Mannheim, Indianapolis, IN). The reverse transcriptase (RT) product was
PCR-amplified with AmpliTaq polymerase (Perkin-Elmer, Emeryville, CA)
using primers designed to amplify specifically a 600 bp DNA fragment
comprising the cholera toxin A1 subunit gene's open reading frame. DNA
was visualized by agarose gel electrophoresis and ethidium bromide staining.
In situ hybridization/coimmunocytochemistry.
Mice were intracardially perfused with 4% paraformaldehyde in 0.1 M phosphate, pH 7.4 (4% PF solution). Brains were
post-fixed in 4% PF solution for 12 hr at 4°C and then placed in 4%
PF solution with 30% sucrose overnight at room temperature. The brains
were frozen, and 25-µm-thick sections were collected in
cryoprotectant solution (30% glycerol, 30% ethylene glycol, and 0.1 M PBS). Free-floating CNS sections were subjected to
combined immunocytochemistry (ICC) with in situ hybridization (ISH) as described previously (de Lecea et al., 1997 ).
35S-Uridine 5'-triphosphate- (DuPont NEN, Boston, MA)
labeled CT-specific antisense and sense (negative control) riboprobes
were prepared by in vitro transcription of a CT
ORF-containing pGEM-11Zf (Promega, Madison, WI) plasmid DNA using T7 or
T3 polymerase (Ambion, Austin, TX). Rat monoclonal anti-human D1
antiserum was supplied by Research Biochemicals (Natick, MA) and was
used at a 1:500 dilution. ISH results were independently confirmed on
mounted instead of free-floating CNS sections (data not shown), as
described previously (Severynse et al., 1995 ).
cAMP radioimmunoassay. Tissue containing piriform and
somatosensory cortex was dissected within 2.5 min (±8 sec) after
decapitation under inhalant anesthesia and immediately homogenized in
500 µl of ice-cold 0.5 M perchloric acid. The
homogenized samples were spun at 12,000 × g for 10 min
at 4°C, and the resulting pellets were used for protein concentration
quantification using a Lowry assay. The supernatants were neutralized
by adding 140 µl of ice-cold 2 M potassium bicarbonate,
and aliquots were diluted 1:2000 with water. The
[125I]-labeled cAMP radioimmunoassay was performed
as described previously (Walseth et al., 1989 ), using an antibody
described previously (Gettys et al., 1990 ). The cAMP content of the
homogenates was calculated from a standard curve and was expressed as
femtomoles of cAMP per milligram of protein.
Quantification of biting behavior. Mice were video-recorded
in their home cage. One D1CT mouse (D1CT-7 strain) and one control nontransgenic littermate per cage were continually observed in sequential 15 sec windows for 28 min, resulting in 112 total
observation periods per animal. Periods in which either a distress
vocalization was heard or the observed mouse had its snout in contact
with the other mouse were scored blindly and as separate behavioral events for that period. The "percent vocalization" was calculated as the number of periods in which both a vocalization was heard and the
observed mouse had its snout in contact with the other mouse divided by
the total number of periods in which a vocalization was heard. The
observations in this assay were performed blindly with respect to the
transgenic status of the mouse.
Resident-intruder aggression assay. "Resident" male
D1CT mice (D1CT-7 strain) or male control nontransgenic littermates
were housed alone for 2 weeks without a change of bedding to establish residency. Male CB6 (Balb/c × C57Bl/6) or male C57Bl/6
"intruder" mice were then placed into the resident cage. The number
of times that a resident mouse attacked the intruder mouse was counted during the first 3 min after introduction of the intruder, as well as
the number of seconds until the first attack. Intruder strain had no
significant effect on the number of attacks or the attack latency by
either D1CT or nontransgenic mice using repeated measures ANOVA.
Therefore, the data were collapsed across intruder strain. The
observations in this assay were performed blindly with respect to the
transgenic status of the mouse.
Time-sampling assay of stereotypic behavior. D1CT mice
(D1CT-7 strain) or control nontransgenic littermates were individually placed into a clean Plexiglas cage with no food, water, or bedding. Each mouse was observed blindly with respect to transgenic status for
10 sec windows every 10 min for 90 min. Any behavior was scored as
"stereotypic" if it lasted at least 3 consecutive seconds during the 10 sec window of observation (Fray et al., 1980 ). Multivariate ANOVA (MANOVA) was performed on the predicted dopaminergically induced
behaviors consisting of the dependent variables locomotion, rear,
sniff, gnaw, groom, and leap. If MANOVA outcomes were significant (p < 0.05), then ANOVA or t test
analysis of each variable independently was justified.
Behavioral waveform analysis of long duration and repetitive
behaviors. Paired D1CT mice (D1CT-7 strain) and control
nontransgenic littermates were video-recorded beginning 20 min after
introduction into a new cage. All behaviors in which the paired mice
engaged for 30 min were entered in real time, and their durations were individually measured and analyzed, using EthoMac software (Campbell et
al., 1998 ). Waveform displays of the first 15 min were generated by
importing EthoMac data into CA-Cricket Graph III (Computer Associates
International). The mean duration of either all behaviors, consisting
of repeatedly reinitiated ( 2×) two-state behavioral sequences and
single behaviors, or of simple stationary (one-state) behaviors was
calculated from the EthoMac output of individual behavioral durations.
The observations in this assay were performed blindly with respect to
the transgenic status of the mouse.
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RESULTS |
Generation of D1CT transgenic mice
CT has been used for decades as a pharmacological research tool to
potentiate neuronal activity chronically. Unlike receptor-induced changes, CT's effects are not reversed by feedback mechanisms (Burton
et al., 1991 , 1998 ; Cunningham and Kelley, 1993 ; Geller at al., 1993 ;
Speigel, 1996 ; Zeiger et al., 1997 ). However, only the transgenic form
of CT can be neuron subtype-selective. To investigate the behavioral
role of D1+ neuron subpopulations, we generated mice that express the
neurostimulatory CT transgene specifically in D1+ cells. To generate
the D1CT transgene, we joined a CT gene cassette containing the portion
of the operon for Vibrio cholerae holotoxin that encodes its
noncytotoxic, enzymatically active intracellular subunit A1 to the
promoter region of the human dopamine D1 receptor gene (Fig.
1).

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Figure 1.
The human D1 dopamine receptor promoter-cholera
toxin (D1CT) fusion transgene. E, EcoRI;
N, NotI; (N),
NotI site deleted during cloning; ORF,
open reading frame (coding sequence); S,
SalI; SD/SA, splice donor/splice acceptor
sites; UT, untranslated region.
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Of 63 mice resulting from D1CT transgene injections, 6 contained the
D1CT transgene (data not shown). This represented the expected
percentage based on previous microinjections, suggesting that the
transgene induced no embryonic lethality. These six founder mice were
healthy at birth and remained viable throughout adulthood. Four of the
founders were behaviorally normal. The remaining two founders (D1CT-11
and D1CT-7) exhibited pronounced to extreme psychomotor behavioral
abnormalities. The most severely affected founder (D1CT-11) exhibited
hyperlocomotion as well as extreme hyperreactivity ("popcorn
behavior") in response to novel visual or auditory stimuli or to the
introduction and subsequent advances of potential mates. This latter
behavior precluded subsequent breeding of this female. The other
affected D1CT founder, D1CT-7, exhibited hyperlocomotion as well as
other psychomotor abnormalities described below. This male successfully
mated and produced subsequent generations of similarly affected
heterozygous transgenic progeny and behaviorally normal nontransgenic littermates.
CT RNA is expressed in the CNS of behaviorally affected
D1CT mice
To determine whether the psychomotor behavioral abnormalities
exhibited by the D1CT-11 and D1CT-7 strains were associated with D1CT
transgene expression, we used RT-PCR analysis to test for the presence
of CT mRNA transcripts in the brain of the infertile, affected D1CT-11
founder and of an F1 transgenic offspring of the affected D1CT-7
founder (Fig. 2), as well as of F1
transgenic mice of two unaffected D1CT strains (data not shown). CT
transcripts were detected only in the two behaviorally affected
transgenic strains, indicating that D1CT transgene expression, rather
than insertional mutagenesis, is the most likely cause of their
behavioral abnormalities. Moreover, the behavioral abnormalities in
these two strains consisted of distinct but overlapping psychomotor symptoms, suggesting that they were caused by differential restriction of transgene expression to distinct subsets of D1+ neurons.

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Figure 2.
Detection of cholera toxin mRNA in brain extracts
of affected D1CT mice. a, RT-PCR of affected D1CT-11
mouse brain poly(A+) RNA. Lane 1,
Kilobase ladder DNA size marker; lane 2, RT included
(+RT); lane 3, RT omitted ( RT); lane 4,
RNA omitted ( RNA). b, RT-PCR of nontransgenic
(control) littermate and affected D1CT-7 mouse brain
poly(A+) RNA. Lane 1, Kilobase ladder
DNA size marker; lane 2, control, +RT; lane
3, control, RT; lane 4, D1CT-7, +RT;
lane 5, D1CT-7, RT; lane 6, D1CT-7
genomic DNA template (positive control); lane 7, RNA.
CT mRNA is detected in the affected D1CT-11 and D1CT-7 mouse brain
extracts as a 600 bp RT-PCR fragment (a, lane
2; b, lane 4) identical in
size to a positive control CT genomic DNA PCR fragment
(b, lane 6).
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CT RNA expression is regionally restricted in the CNS of
D1CT mice
In mice and rats, D1 receptor mRNA and protein colocalize in
unique CNS distributions that include, but are not restricted to, the
basal ganglia, the intercalated nucleus of the amygdala, and the
contiguous piriform and somatosensory cortex (Fremeau et al., 1991 ;
Weiner et al., 1991 ; Levey et al., 1993 ; Ariano and Sibley, 1994 ).
Previous studies of D1-lacZ mice confirmed that transgene
mRNA and protein expression colocalized with D1 protein
immunoreactivity in the CNS, although from-line-to-line expression was
regionally restricted to different D1+ CNS areas (Severynse et al.,
1995 ). To confirm faithful D1CT transgene expression and identify the
extent of its regional restriction, we similarly performed ISH and ICC
colocalization of CT mRNA and D1 protein on CNS sections from D1CT mice
(D1CT-7 strain) and nontransgenic controls (Fig.
3). This showed that all CNS regions
expressing CT also coexpressed D1, that CT and D1 were coexpressed in
diagnostic D1+ CNS distributions, and that CT expression was
consistently regionally restricted in this transgenic strain to a
subset of cortical and amygdalar D1+ regions. These CT+ and D1+ CNS
regions, listed in order of greatest to least CT ISH intensity, were
the piriform cortex layer II, the intercalated nucleus of the
amygdala, and layer II-III of the somatosensory cortical areas
[including the insular cortex, the secondary (S2) somatosensory
cortex, and the primary (S1) somatosensory cortex] (Fig. 3).
Furthermore, the CT hybridization pattern in piriform layer II was
contiguous with that in the somatosensory cortical areas' layers
II-III, which is consistent with one of the major superficial cortical patterns of D1 mRNA and protein expression in mouse. Moreover, the
piriform layer II is almost totally composed of D1+ neurons (Huang et
al., 1992 ), and the intercalated nucleus is the major amygdalar locale
of D1+ neurons (Weiner et al., 1991 ). All other CNS areas were examined
in multiple coronal and sagittal sections using two different ISH
methodologies, including one method for maximum sensitivity
(free-floating ISH), and were found to exhibit no detectable CT
expression. CT mRNA was thus not detectable above background in the
other D1+ CNS regions, including other cortical regions, deeper
cortical layers, or the striatum (Fig. 3), or elsewhere in the CNS
(data not shown). Outside the CNS, CT mRNA was not detected in lung,
liver, spleen, or heart but, consistent with previous reports on D1
expression (O'Connell et al., 1995 ), was detected in kidney by
Northern analysis (data not shown). It is unlikely that CT expression
in the kidney contributes to the mouse's behavioral phenotype. We were
unable to determine the pattern of D1CT transgene expression in the CNS
of the other transgene-expressing strain represented by the D1CT-11
founder, because its brain was isolated unperfused during
oocyte-removal surgery for attempted in vitro fertilization.
Because of the D1CT-7 strain's regionally restricted pattern of CT
expression in a subset of D1+ neurons of the CNS, these mice provide an
opportunity to examine the behavioral roles of D1+ neurons located in
cortical and limbic regions apart from their role in the basal
ganglia.

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Figure 3.
D1CT transgene expression and D1 receptor and CNS
neuroarchitecture of D1CT-7 mice. a, b,
Bright-field view of ICC staining for the D1 receptor (dark
staining with blue Nissl counterstain) in
coronal brain sections, indicating no discernible changes in D1
receptor distribution, neuroanatomy, or density between control
nontransgenic (a) and D1CT-7
(b) mice. c, d,
Bright-field view of Nissl-stained sagittal brain sections, indicating
no discernible changes in CNS morphology or neuron number between
control nontransgenic (c) and D1CT-7
(d) mice. e, Bright-field view of
ICC staining for the D1 receptor (dark staining) in a
coronal section of the somatosensory and insular cortex
[right (ventral to dorsal), insular, S2, S1] and the
caudate-putamen (left), showing extensive D1 receptor
expression in the caudate-putamen and less extensive but evident D1
receptor expression in the somatosensory and insular cortex,
predominantly in layers II-III. f, Dark-field view of
ISH staining for the presence of CT mRNA (light grains)
performed on the same section shown in e, showing
colocalization of CT mRNA with D1 receptor staining in the
somatosensory and insular cortex layers II-III but not in the
caudate-putamen. g, Dark-field view of ISH staining,
detecting the presence of CT mRNA (light grains) in the
piriform cortex layer II and the intercalated nucleus of the amygdala,
regions that are also positive for D1 receptor mRNA and protein (data
not shown). h, Higher magnification dark-field view of
ISH staining of CT mRNA (light grains) in the
intercalated nucleus of the amygdala in a coronal section parallel to
that in g. Control nontransgenic littermates exhibit
indistinguishable D1 receptor and Nissl staining in these regions and
other CNS regions but no CT mRNA ISH staining (data not shown). This
regionally restricted pattern of CT ISH staining to the areas shown was
consistent between different D1CT-7 mice, reflecting the identical behavior of the
animals of this line. For ISH, n = 3 per group; for
Nissl, n = 4 per group; and for D1 receptor ICC,
n = 2 per group. amy, Amygdala;
c, cortex; CPu, caudate-putamen;
en, endopiriform nucleus;
ep/ic, entopeduncular nucleus/internal
capsule; hpc, hippocampus; hyp,
hypothalamus; icn, intercalated nucleus of the amygdala;
pir, piriform cortex; I-VI,
somatosensory cortical layers.
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Proximal biochemical effects of D1CT transgene expression
To determine whether expression of the CT transgene led as
predicted to an elevation of cAMP levels in CT-expressing brain regions
in the D1CT mice, we performed cAMP radioimmunoassay on extracts of
whole dissected piriform and somatosensory cortex (D1CT-7 strain).
Because of its intercalated nature, intact dissection of the
intercalated nucleus of the amygdala was not feasible. The cAMP content
of piriform and somatosensory cortex extracts was elevated 38% in the
D1CT-7 mice relative to that in control siblings (Fig.
4), consistent with the reported action
of CT protein to activate adenylyl cyclase chronically (Gill and Meren,
1978 ; Zeiger et al., 1997 ). Although the observed increase in cortical cAMP content in our study is lower than the several-fold increases seen
in these previous reports, it should be noted that just a fraction of
the cells in the dissected cortex tissue were CT-expressing cells,
which represent D1+ layer II-III excitatory projection neurons (Huang
et al., 1992 ; Bergson et al., 1995 ; Gaspar et al., 1995 ) but do not
include D1-negative layer II-III inhibitory interneurons (Grobin and
Deutch, 1998 ), any neurons in deeper cortical layers, or any cortical
glial cells. In contrast, the previous studies examined cAMP increases
within more homogeneous cultured cells or endocrine glands, in which
all or most of the cells were exposed to CT.

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Figure 4.
Elevated cAMP levels in CT+ CNS regions of D1CT-7
mice. The mean cAMP content (femtomoles of cAMP per milligram of
protein) of extracts prepared from whole dissected somatosensory and
piriform cortex is shown. Filled bar, D1CT-7 mice;
open bar, control nontransgenic littermate mice; error
bars indicate +SEM; n = 6 mice per group;
*p < 0.05 using Student's t
test.
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To determine whether the D1CT transgene was having a deleterious effect
on either CNS development or survival of D1+ neurons, we examined CNS
sections of D1CT-7, D1CT-11, and control nontransgenic mice by D1
receptor immunocytochemistry and/or Nissl staining. All transgenic and
control mouse brains were anatomically normal by gross dissection
(D1CT-7; n = 19). D1CT-7 mice showed no discernible change in D1 receptor neuroanatomical distribution or density by D1
receptor immunocytochemical staining or in general CNS morphology or
neuron number by Nissl staining in either transgene-expressing or other
CNS regions (Fig. 3). Similarly, Nissl staining of an unperfused brain
hemisphere isolated from the other transgene-expressing founder,
D1CT-11, revealed no discernible change in CNS morphology or neuron
number (data not shown). Hence, D1CT transgene expression did not
significantly affect the development or survival of D1+ neurons or
other neurons, consistent with previous reports that CT protein is
noncytotoxic and non-neurotoxic (Burton et al., 1991 , 1998 ; Wogensen et
al., 1993 ; Zeiger et al., 1997 ).
D1CT-7 mice exhibit nonaggressive, repetitive biting
of siblings
A surprising trait of severe sib-biting behavior was observed in
D1CT-7 mice beginning with the F0 (founder) generation and persisting
in all subsequent Balb/c-inbred generations (F1-F8). This behavior was
much more severe than normal dominance biting in that cage mates of
D1CT-7 mice were often found to be missing ears and/or tails (Fig.
5a,b). Lineage
analysis revealed that 100% of the putative biting mice (either those
who remained unwounded in cages in which all other cage mates had been
wounded or those who were directly observed to bite their siblings or
mates) were D1CT-7 transgenics (Fig. 5e). Furthermore,
nearly 100% of audible distress vocalizations occurred when the snouts
of D1CT-7 mice, rather than that of control mice, were observed to be
in contact with the tail, head, or flank of sibling mice (Fig.
5c). Based on the presumption that an association of snout
contact and distress vocalization with associated wounding signifies
biting, these data indicated that the wounded and/or missing ears and
tails of siblings were indeed attributable to biting by D1CT-7
mice.

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Figure 5.
D1CT-7 mice nonaggressively bite their
sibling cage mates. a, Sibling missing tail.
b, Sibling missing ears. c, The fraction
of recorded audible distress vocalizations occurring while a D1CT-7 or
control nontransgenic littermate mouse was observed to have its snout
in contact with another mouse. Filled bar, D1CT-7 mice;
open bar, control nontransgenic littermate mice; number
of observation periods per mouse = 112; n = 3 mice per group; error bars indicate +SEM; ***p < 0.001 by Student's t test. d,
Resident-intruder aggression assay. Shown are the mean number of
attacks by resident D1CT-7 transgenic mice or control nontransgenic
littermates on an intruder mouse within 3 min. Filled
bar, D1CT-7 mice; open bar, control
nontransgenic littermate mice; n = 9 mice per
group; error bars indicate +SEM; *p < 0.05 using
repeated measures ANOVA [F(1,7) = 6.798;
p = 0.035]. The outcome of the parametric analysis
was confirmed by a Wilcoxon signed rank test (Z = 2.375; p = 0.018). e,
Representative transgenic lineage of D1CT-7 mouse-biting behavior.
Dark symbols, D1CT mice; open symbols,
control nontransgenic littermate mice; gray symbol,
mouse that died before determination of transgenic status;
square, male; circle, female; /, bitten
mouse; B, biting mouse (determined either by direct
observation or by observation that it was the only unbitten mouse in
the cage); (B), biting mouse (shown to bite
mate when placed in a breeding cage). f, Sequential
frames extracted from a video-recording of a D1CT-7 mouse
(white) repeatedly biting a sibling mouse
(agouti) during conspecific grooming rather than
aggressive attack. Left, Initial grooming at face, 0 sec. Middle, Grooming behind head after several bites,
12 sec. Right, Bite and startle/vocalization of sibling,
12.5 sec. Biting while grooming continues in spite of vocalizations by
the bitten mouse.
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Intriguingly, female as well as male D1CT-7 mice engaged in this biting
behavior, whereas biting by other genetically engineered mouse mutants
is typically male-specific and interpreted as being caused by
aggression (for review, see Hen, 1996 ). In contrast, observed D1CT-7
mouse biting did not occur during aggressive displays or fighting but
instead occurred in a repeating manner during episodes of social
grooming (Fig. 5f). Also, biting around the face and
head, seen in this study, is not typically a feature of agonistic
encounters (Alleva, 1993 ). Lastly, this biting behavior began when the
mice were <3 weeks old, an age at which typical aggression and
dominance usually have not yet been established (Alleva, 1993 ). Because
of these reasons, we conjectured that D1CT-7-biting behavior may not
be attributable to "typical" aggression. This was confirmed in a
resident-intruder aggression assay, which revealed that resident
D1CT-7 mice attacked intruder mice less often than did their
nontransgenic siblings (Fig. 5d) and exhibited a
significantly longer latency to the first attack (130.3 ± 22.1 sec for D1CT vs 92.8 ± 23.6 sec for control; n = 9; Z = 1.96; p = 0.0499 using
Wilcoxon signed rank test). Therefore, in spite of their severe biting
behavior, D1CT-7 mice are actually less aggressive than are their
nontransgenic siblings. The absence of increased aggression in the
D1CT-7 mice was confirmed in a repetition of this assay (data not shown).
The above data showed that D1CT-7 transgenic mice engage in severe,
grooming-associated repetitive biting that is nonaggressive. To test
whether their biting was attributable to an olfactory sensory deficit,
we determined whether they exhibited normal olfactory discrimination
and recognition capabilities. D1CT-7 mice were capable of locating even
minute quantities of aromatic food hidden under their cage bedding in
the same number of seconds as were control nontransgenic siblings and,
like control siblings, exhibited aversion to novel citrus aroma (data
not shown). Moreover, D1CT-7 mice exhibited olfactory recognition (anal
sniffing) behavior and also responded to visual, tactile, and auditory
stimuli. These observations suggest that the repetitive-biting behavior
of the D1CT-7 mouse strain is likely to be compulsive rather than
caused by an olfactory or other sensory deficit.
D1CT-7 mice exhibit both stereotypies and complex behavioral
repetition and perseverance
In addition to observing compulsive-biting behavior, we examined
D1CT-7 mice for the presence of so-called stereotypic behaviors, which can be induced in normal rodents by dopaminergic drugs (Fray et
al., 1980 ; Ming et al., 1994 ; Xu et al., 1994 ). Using a time-sampling assay (Fray et al., 1980 ), we found D1CT-7 mice to exhibit increased locomotion, wall leaping, and gnawing (Fig.
6).

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Figure 6.
Increased locomotion, gnawing, and leaping in
D1CT-7 mice. A bar graph of the mean number of observed behaviors that
were >3 consecutive seconds in duration (Fray et al., 1980 ) is shown.
Filled bars, D1CT-7 mice; open bars,
control nontransgenic littermate mice; n = 14 mice
per group; error bars indicate +SEM; *p < 0.05, **p < 0.01, and ***p < 0.001 using Student's t test. MANOVA of the predicted
dopaminergically induced behaviors consisting of the dependent
variables locomotion, rear, sniff, gnaw, groom, and leap indicated a
significant difference between transgenic and control nontransgenic
littermates [F(6,21) = 5.214;
p = 0.002]. Therefore the aforementioned
independent analysis of each variable was justified.
|
|
To obtain a more precise understanding of the behavioral abnormalities
exhibited by the D1CT-7 mice, we also measured their total behavior in
real time, by logging and graphically depicting the duration and
frequency of each behavioral state using "behavioral waveform
display," a method to detect abnormal behaviors not detectable by
time-sampling assays (Campbell et al., 1998 ). Confirming the results of
the time-sampling assay, we found by waveform display analysis that
D1CT-7 mice exhibit repetitive locomotion and repetitive leaping,
whereas leaping was entirely absent in nontransgenic siblings (Fig.
7). Observation of these behavioral
abnormalities of D1CT-7 mice, as well as those described below, was
replicable over numerous trials performed on subsequent Balb/c-inbred
generations (F1-F6).

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Figure 7.
Perseverative (long-duration) and repetitive
behaviors in D1CT-7 mice. a-c, Representative
behavioral waveform displays (Campbell et al., 1998 ) of normal behavior
in individual control nontransgenic littermate mouse
(a) and of perseverative behavior
(b; in this instance, eating) or repetitive behavior
(c; in this instance, locomote-rear) in D1CT-7 mice. The
type of perseverative or repetitive behavior exhibited by the D1CT-7
mice continuously varies in each individual. In this display,
behavioral activities analyzed are on the y-axis,
whereas time is on the x-axis. Thus, vertical
lines represent transitions from one behavior to another,
whereas horizontal lines represent the duration of each
behavior. Periods of rapid behavioral switching appear as
condensed vertical lines or bars.
d, e, Comparison of the mean duration of
all behaviors (d) or of nonlocomotor behaviors
(e) exhibited by D1CT-7 and control mice.
Filled bars, D1CT-7 mice; open bars,
control nontransgenic littermate mice; n = 6 mice
per group; error bars indicate +SEM; **p < 0.01 and ***p < 0.001 using Student's t
test. d shows the mean duration of all behaviors, either
simple stationary (1-state) or complex locomotor-dependent (2-state),
observed within a 30 min period, whereas e shows the
mean duration of all simple stationary (nonlocomotor-dependent)
behaviors (i.e., eat, drink, self-groom, groom other, rear, dig, and
bar hang) observed within a 30 min period.
|
|
Interestingly, D1CT-7 mice also would routinely "lock in" on any
given normal behavior and engage in it for extended periods. In other
words, the mice exhibited perseverant episodes of any and all normal
behaviors, while maintaining a full behavioral repertoire (Fig.
7b,c). This complex behavioral abnormality is distinct from the simple stereotypies and restricted behavioral repertoire in other animal models of compulsion, such as mice given
dopaminergic drugs (Fray et al., 1980 ; Xu et al., 1994 ; Campbell et
al., 1998 ). The behavioral perseverance of the D1CT-7 mice consisted of
long-duration episodes of stationary single-state behaviors (eating,
drinking, self-grooming, grooming others, and digging) and of
long-duration episodes of reiterated locomotor-dependent (two-state)
behaviors [e.g., locomote-dig (forage) and locomote-rear (explore)]. The type of perseverant behavior varied between different observations of individual D1CT-7 mice, as well as between different D1CT-7 mice (Fig. 7b,c). The elongation of
average behavioral duration in D1CT-7 mice was approximately threefold
that of control mice (Fig. 7a,d). This behavioral
perseverance was not caused simply by increased locomotion or
hyperactivity, because the average duration of stationary behaviors in
these mice was also threefold greater (Fig. 7e). Moreover,
hyperactivity induced by dopaminergic drugs like cocaine is typically
associated with shortened, not elongated, individual behaviors
(Campbell et al., 1998 ). In this regard, cocaine actually masks the
unique compulsions of the D1CT-7 mice while inducing hyperactive and
stereotypic behaviors identical to those of cocaine-treated control
mice (K. M. Campbell, M. J. McGrath, and F. H. Burton, unpublished
results). This suggests that the transgene-induced compulsions differ
in their neuroanatomical origin or circuitry from general
"dopaminergic" hyperactivity and stereotypies. Thus our data
cumulatively indicate that D1CT-7 mice exhibit unique complex
compulsions including grooming-associated biting, compulsive leaping,
and episodes of perseverance or repetition of any and all normal behaviors.
 |
DISCUSSION |
Efficacy of the D1CT transgene
We generated transgenic mouse strains that express a
neuropotentiating transgene, an intracellular form of CT, from the
dopamine D1 receptor promoter. Because the CT transgene used in this
study chronically stimulates Gs activity,
Gs-coupled cAMP levels, and cAMP-dependent cellular changes
in cultured cells and intact animals (Burton et al., 1991 ; Zeiger et
al., 1997 ) and causes permanent neuronal excitation-associated
neurological and behavioral changes in mice (Burton et al., 1998 ),
targeted expression of this transgene in D1+ neuron subtypes may cause
more pronounced and chronic activation of D1+ neurons than would
traditional D1-agonist-based approaches. Because D1+ neurons express
many other classes of Gs-coupled receptors, activation of
D1 receptors themselves may not be sufficient to cause pronounced and
chronic stimulation of the neurons that carry them and may normally
require concomitant activation of other coexpressed receptors (Nestler,
1997 ). Conversely, CT (which irreversibly activates all Gs
molecules normally coupled to many types of receptors), as well as
activated adenylyl cyclase and cAMP analogs, effectively enhances
neurotransmitter release in response to afferent stimuli, in both D1+
and other neurons (Cunningham and Kelley, 1993 ; Geller et al., 1993 ;
Hernandez-Lopez et al., 1997 ). Furthermore, unlike the stimulatory
effects of the D1 receptor, whose activity is susceptible to
tolerance-subserving mechanisms such as feedback inhibition and
down-regulation by coexpressed or presynaptic receptors (Winkler et
al., 1988 ; Lidow and Goldman-Rakic, 1994 ; Lidow et al., 1997 ;
Tomic et al., 1997 ), the stimulatory effects of CT are not reversed by
feedback mechanisms (Gill and Meren, 1978 ; Landis et al., 1989 ; Burton
et al., 1991 , 1998 ; Spiegel, 1996 ; Zeiger et al., 1997 ). Because CT and
elevated cAMP levels permanently potentiate neuron excitability (Geller
et al., 1993 ; Hernandez-Lopez et al., 1997 ) and induce
excitation-associated neurological and behavioral changes (Cunningham
and Kelley, 1993 ; Burton et al., 1998 ), similar excitatory signaling
changes should be induced within the CT-expressing neurons of D1CT-7
mice. Consistent with this hypothesis, transgene-expressing cortical
regions in D1CT-7 mice exhibited elevated cAMP levels compared with the
same regions in control nontransgenic mice.
D1CT phenotype is correlated with transgene expression
Several lines of evidence indicate that the phenotypes of the D1CT
mice are caused by transgene expression of CT in D1+ neuron subpopulations rather than by random insertional mutagenesis during transgene integration. First, only the two founder strains that expressed their D1CT transgene exhibited psychomotor behavioral abnormalities. Second, because the D1CT mice in this study were heterozygous for the transgene, it is unlikely that a random gene knock-out caused the D1CT-11 and D1CT-7 mouse psychomotor disorders. This is because the putative heterozygous mutated genes in both transgenic strains would have to exhibit relatively rare haploid insufficiency. Third, D1CT mice (D1CT-7 strain) exhibited a predicted direct consequence of transgenic CT expression, elevated cortical cAMP
levels. Lastly, D1CT mice (D1CT-7 strain) are resistant to the
cataleptic action of D1 but not D2 receptor antagonists (Campbell, McGrath, and Burton, unpublished results), even though their striatal D1 receptor expression is normal. Both elevated cortical cAMP levels
(as discussed previously) and differential striatal resistance to D1
and D2 antagonists (as discussed below) are predicted consequences of
CT potentiation of D1+ cortical-limbic neurons thought to induce excitatory glutamate output but are an unlikely consequence of random
insertional mutagenesis.
Regional restriction of D1CT expression
Regional restriction of transgene expression has been used to
confer hippocampal-restricted CaMKII+ neuron-specific expression of
either constitutively active, calcium-independent CaMKII (Bach et al.,
1995 ; Mayford et al., 1995 , 1996 ; Rotenberg et al., 1996 ) or the Cre
recombinase to knock out the NMDAR1 gene selectively in the hippocampal
CA1 region (Tsien et al., 1996b ), whereas here it has been used to
target D1+ neurostimulatory CT transgene expression regionally. In
D1CT-7 mice, we detected regionally restricted CT transgene
coexpression with D1 protein within the piriform cortex layer II,
layers II-III of somatosensory cortical areas, and the intercalated
nucleus (ICN) of the amygdala, areas known to express D1 receptor mRNA
and protein. Because of their regional restriction of transgene
expression, D1CT-7 mice permit examination of the behavioral role of
D1+ neurons in these particular cortical and amygdalar regions, apart
from the role of D1+ neurons in the basal ganglia or other brain
regions. Moreover, as suggested by the distinct but overlapping
hyperlocomotor and hyperreactive psychomotor abnormality of the
D1CT-11 mouse and by the lethal tremor and/or psychomotor abnormalities
induced by broader CNS expression of CT in neuron-specific enolase-CT
(NSECT) transgenic mice (Burton et al., 1998 ), future studies of
additional D1CT transgenic strains, which likely will have different
regionally restricted patterns of CT transgene expression, should prove
useful as a tool to query the in vivo role of other D1+
neuron subpopulations.
Putative neuroanatomical basis for D1CT mice
compulsive abnormalities
The subset of cortical and limbic neurons chronically potentiated
in D1CT-7 mice is thought to induce glutamatergic output to the
striatum. D1+ neurons in layers II-III of somatosensory cortical areas
and the piriform layer II are glutamatergic neurons that stimulate
lateral cortical areas as well as deeper-layer corticostriatal
glutamatergic neurotransmission (Yamamoto et al., 1990 ; Huang et al.,
1992 ; Kaneko et al., 1994 ; Bergson et al., 1995 ; Gaspar et al., 1995 ;
Grobin and Deutch, 1998 ). The piriform and its laterally stimulated
prefrontal areas (Morecraft et al., 1992 ; Barbas, 1993 ) selectively
innervate the ventral striatum and nucleus accumbens, regions that
mediate general locomotor hyperactivation and gnawing, two of the
behaviors elicited in D1CT-7 mice (McGeorge and Faull, 1989 ; Delfs and
Kelly, 1990 ; Berendse et al., 1992 ). Amygdalar ICN neurons
GABAergically regulate excitatory output from the central and
basolateral amygdaloid nuclei, which supply the majority of limbic
connections to prefrontal cortical areas and the ventral striatum
(McDonald, 1987 ; Scibilia et al., 1992 ; McDonald and Augustine, 1993 ;
Gerfen and Wilson, 1996 ). Because electrical stimulation of the ICN
enhances startle behavior (Rosen and Davis, 1988 ), D1CT potentiation of
these ICN neurons may similarly stimulate corticostriatal and striatal
activity. Also, the somatosensory cortex innervates more dorsal regions of the striatum (Gerfen and Wilson, 1996 ), a subset of which can induce
orofacial activity (Spooren et al., 1991 ).
In agreement with the idea that chronic potentiation of these D1+
neurons in D1CT-7 mice increases glutamate output to the striatum,
D1CT-7 mice were found to be resistant to the cataleptic effect of D1
antagonists and supersensitive to D2 antagonists (Campbell, McGrath,
and Burton, unpublished results). Because striatal D1 receptors
increase while striatal D2 receptors decrease afferent glutamate's
effects on the direct and indirect striatal motor pathways,
respectively (Cepeda et al., 1993 ), excessive glutamatergic excitation
of the striatum would be predicted to reduce motor dependence on D1
receptors and to increase motor dependence on D2 receptors.
Additionally, seizures originating in limbic areas can similarly induce
oral and motor compulsive behaviors (Zhang et al., 1997 ). However,
because D1CT-7 mouse compulsions do not occur as part of the staged
behavioral patterns of limbic seizures and because D1CT-7 mice also
exhibit compulsions unrelated to seizure activity, their repetitive
gnawing and leaping are unlikely to be caused by limbic seizure
activity itself but rather may result from activation of D1+ neurons
that could also be stimulated during nonspecific limbic seizure propagation.
The possible neuroanatomical basis of the episodic perseverance or
repetition of any and all behaviors in D1CT-7 mice is not known, but we
predict that, like their biting during grooming and their leaping, it
could be a consequence of neurostimulation of regions also hyperactive
in OCD, including the amygdala and somatosensory/insular and
orbitofrontal (OFC) cortical regions (Horwitz et al., 1991 ; Breiter et
al., 1996 ) that in OCD are similarly thought to hyperstimulate the
striatum glutamatergically (Bernstein et al., 1975 ; Kurlan et al.,
1990 ; Breiter et al., 1996 ). The potentiated amygdalar,
somatosensory/insular, and piriform D1+ neurons of D1CT-7 mice are
thought to excite directly or indirectly not only deep-layer striatally
projecting cortical neurons and the striatum but also the OFC among
other prefrontal regions (McDonald, 1987 ; Morecraft et al., 1992 ;
Barbas, 1993 ). Furthermore, not only do the compulsions of D1CT-7 mice
and disorders like OCD involve grooming-associated biting and unusual
movements, but their behavioral perseverance is similar in its
complexity it does not resemble, for example, the simple motor
hyperactivity and specific stereotypies caused by broad-acting
dopaminergic drugs such as cocaine (Campbell, McGrath, and Burton,
unpublished results). Thus, the generalized behavioral perseverance and
repetition in D1CT-7 mice as well as their biting and leaping
compulsions may be a consequence of neurostimulation within some of the
integrative cortical regions also hyperstimulated in OCD.
Alternatively, the behavioral abnormalities of D1CT-7 mice could be the
consequence of transgenically potentiated excitatory projections to the
striatum overriding normally operative prefrontal control mechanisms.
Future analysis of regional neurotransmitter and metabolic activity
changes in these mice may shed light on the selective roles of
subpopulations of D1+ neurons within the cortex and limbic system in
the induction of chronic, complex compulsions.
 |
FOOTNOTES |
Received Nov. 20, 1998; revised March 16, 1999; accepted March 23, 1999.
This work was supported by National Institutes of Health Training Grant
T32DA07097 (K.M.C.) and Research Grants R03MH53553 (F.H.B.), R37DA04979
(S.B.S.), and PO1DA08131 (S.B.S.), by research grants from the Howard
Hughes Medical Institute (M.G.C.) and the Tourette's Syndrome
Association (F.H.B.), and by the Jeff Sutton Memorial Young
Investigator Award from the National Alliance for Research on
Schizophrenia and Depression and the Rochester Area Alliance for the
Mentally Ill (F.H.B.). We thank T. Walseth, L. Bertrand, A. Burd, and
P. Law for technical assistance, R. Rohland for helpful discussion and
technical assistance, and U. Campbell and E. Matro for assistance in
preparing this manuscript.
Correspondence should be addressed to Dr. Frank H. Burton, Department
of Pharmacology, University of Minnesota, 3-249 Millard Hall, 435 Delaware Street Southeast, Minneapolis, MN 55455.
Dr. Severynse's present address: Proctor and Gamble Corporation, Miami
Valley Laboratories, 11810 East Miami River Road, Ross, OH 45061.
Dr. Sun's present address: Wayne Hughes Institute, 2657 Patton Road,
Roseville, MN 55113.
 |
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