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The Journal of Neuroscience, June 15, 1999, 19(12):5108-5118
Gradual Emergence of Song Selectivity in Sensorimotor Structures
of the Male Zebra Finch Song System
Petr
Janata and
Daniel
Margoliash
Department of Organismal Biology and Anatomy, University of
Chicago, Chicago, Illinois 60637
 |
ABSTRACT |
Birdsong is a model system for understanding how motor and sensory
information interact to coordinate behavior. Neurons in one potential
site of sensorimotor integration, the forebrain nucleus HVc, have
premotor activity during singing and auditory activity during playback
of the bird's own song. It is not known whether the high degree of
selectivity for learned features of song observed during playback
arises in HVc or also in structures afferent to HVc. We recorded in
anesthetized adult zebra finches from two structures afferent to HVc:
either the nucleus interfacialis (NIf) or the L1 subdivision of the
field L complex, and simultaneously from a second electrode in HVc.
Correlations in the bursting pattern of ongoing activity of HVc and NIf
recordings were observed; these helped to localize the first electrode
to NIf recording sites. Most NIf neurons exhibited song-selective
responses, but as a population, they were less selective than were HVc
neurons. Most L1 neurons were not song-selective. NIf neurons have also
been reported to have premotor activity during singing; thus, NIf is another potential site of auditory-motor interactions in the song system. Evidence gathered to date suggests that those brain areas in
the passerine forebrain that are recruited during song production also
display the most selective learned auditory responses.
Key words:
sensorimotor integration; bird song; HVc; NIf; complex
sounds; simultaneous recordings; passerine; forebrain
 |
INTRODUCTION |
Elucidation of the neural mechanisms
of sensorimotor learning, such as vocal learning, requires an
understanding of where and how motor and sensory information that are
important for the behavior under consideration converge and interact.
Beyond human speech, vocal learning may be common in some orders of
mammals (Reiss and McCowan, 1993
; Esser, 1994
; Snowdon and Hausberger, 1997
; Boughman, 1998
) and is well represented in birds (Nottebohm, 1972
). Although song learning and the bird song system are extensively studied, surprisingly little is known about the physiological basis for
sensory input into the song system. Here, we report that auditory
responsiveness to learned features of song emerges gradually within a
forebrain sensorimotor hierarchy.
The song system forebrain nucleus HVc is known to be auditory (Katz and
Gurney, 1981
) and confers song selectivity onto its efferent targets
(Doupe and Konishi, 1991
; Vicario and Yohay, 1993
). Neurons in the HVc
are selective for the bird's own song (BOS) when compared with
responses to conspecific songs (CON) or BOS played in reverse (REV)
(Margoliash, 1993
, 1986
; Margoliash and Fortune, 1992
). This
selectivity reflects sensitivity to learned features of song and arises
during sensorimotor learning (Volman, 1993
; Whaling et al., 1997
). The
site or sites where such selectivity emerges, however, is not well established.
HVc receives from the thalamic nucleus uvaeformis (Uva), from nucleus
interfacialis (NIf), which also receives from Uva (Nottebohm et al.,
1982
), and possibly from multiple other targets (Margoliash et al.,
1994
). HVc, NIf, and Uva have singing-related activity (McCasland and Konishi, 1981
; McCasland, 1987
; Williams and Vicario, 1993
; Yu and Margoliash, 1996
). Uva is probably not auditory, as judged
by both its apparent homology with the pigeon DLPc and its sources of
afferent input (Wild, 1994
). The sensory status of NIf has not been
studied extensively (Williams, 1989
).
Auditory input to HVc may result from direct and indirect input from
the thalamorecipient forebrain auditory structure field L (Kelley and
Nottebohm, 1979
; Fortune and Margoliash, 1995
; Vates et al., 1996
;
Mello et al., 1998
). Although some field L neurons have somewhat weaker
responses to REV than to BOS, most of them respond comparably well to
CON and BOS (Margoliash, 1986
; Lewicki and Arthur, 1996
). Thus,
song-selective responses could, in principle, arise de novo
within HVc, in a subset of field L neurons that project directly or
indirectly to HVc, or in structures afferent to HVc other than field L.
In this report, we investigate the functional properties of NIf
neurons. In zebra finches, the medial aspect of NIf comprises a wedge
of cells rostral to the L2a subdivision of the field L complex;
laterally, NIf also includes a thin plate extending dorsally along the
rostral border of L2a (Fortune and Margoliash, 1992
). Tracer studies
indicate NIf may receive auditory input via the caudolateral ventral
hyperstriatum (clHV), which projects to NIf and is reciprocally
connected to several subdivisions of the field L complex (Vates et al.,
1996
). Golgi and retrograde labeling studies further demonstrate
dendritic extensions of NIf neurons into the L1 subdivision of the
field L complex (Fortune and Margoliash, 1992
, 1995
); these too might
be sources of auditory input to NIf. Given that NIf may provide
auditory information to HVc and serve as a site of sensorimotor
integration preceding HVc, we decided to investigate whether NIf has
song-selective neurons. The difficult morphology of NIf and its
location within the field L complex, which is auditory, motivated our
search for a better methodological approach than single electrode recordings.
 |
MATERIALS AND METHODS |
Stimuli. The exemplar of BOS was chosen by examining
50-200 bouts of singing. A recording with a high signal-to-noise ratio that contained the number of motifs (fixed sequences of syllables) typical for that bird (usually two to three) was selected as the exemplar. REV, the songs of several conspecifics, and 250 msec bursts
(10 msec on-off ramps) of broadband noise served as the basic stimulus
set. Reversed songs of conspecifics were occasionally presented.
Stimuli were presented in pseudorandom order (5-40 repetitions).
Additionally, tones ranging in 500 Hz steps from 1000 to 6500 Hz (250 msec, 10 msec on-off ramps) were sometimes presented, also in
pseudorandom order.
Stimuli were sampled and output with 16-bit resolution at 20 kHz, using
eight-pole elliptical anti-aliasing low-pass 10 kHz filters. In the
present experiments, we used a Raven R2 speaker (Zalytron Industries,
Mineola, NY) situated ~2 m from the bird in a walk-in, double-walled
sound isolation chamber (Industrial Acoustics Corp., Bronx, NY).
Otherwise, the sound system, free-field sound conditions, and sound
calibration have been described previously (Margoliash and Fortune,
1992
). The stimuli were presented at a root-mean squared amplitude of
65-70 dB sound pressure level.
Electrophysiological recording. At least 2 d (typically
three or more) before the electrophysiological recording session, adult
male zebra finches (Magnolia Bird Farms, Anaheim, CA) were deprived of
food and water for 1 hr and then anesthetized with an intramuscular
injection of 50 µl of modified Equithesin (0.85 gm of chloral
hydrate, 0.21 gm of pentobarbital, 2.2 ml of 100% ethanol, and 8.6 ml
of propylene glycol, to a total volume of 20 ml with dH2O).
The birds were immobilized in a stereotactic frame consisting of ear
bars and a beak holder that held the head at a 45° angle, the top
layer of the skull was removed, and a pin was implanted caudal to the
bifurcation of the midsagittal sinus.
On the days of recordings, birds were food and water deprived for 1 hr
and anesthetized with three doses of 20% urethane (40, 30, and 30 µl) administered intramuscularly over a 1 hr period. A bird was
placed on a cushion, and the head was immobilized by fastening the
implanted pin to a frame. The bottom layer of the skull was removed so
as to allow access to both HVc and NIf. Locations of electrode
penetrations targeting NIf were initially made stereotactically relative to the bifurcation of the midsagittal sinus and subsequently adjusted based on observed responses to auditory stimuli at different depths of the electrode. For example, L2a, which forms the caudal border of NIf and is the primary telencephalic recipient of auditory afferents from the thalamus, was readily recognized by its robust auditory responses and tonotopy.
NIf is an anatomically complex three-dimensional structure (Nottebohm
et al., 1982
; Fortune and Margoliash, 1992
). To aid in determining
electrode position during the experiments, simultaneous recordings were
made from an electrode positioned in HVc and the NIf-directed electrode
in 9 of the 11 birds studied. The patterns of ongoing activity in NIf,
but not L1 dorsal to NIf, showed strong temporal synchrony with ongoing
HVc activity (see Results). Such observations were used in part during
the experiment to indicate when electrodes were in NIf. However, for
analyses, units were assigned to NIf, L1, or the NIf/L1 border based
solely on postmortem histology (see below). In several of the initial
experiments, electrolytic lesions (5-10 µA for 5-10 sec) were made
directly at the locations at which the auditory responses of single
units or multiunit clusters had been characterized. Given the small size and sheet-like geometry of NIf, we were concerned that its normal
activity patterns might be disrupted significantly after a lesion
anywhere within its boundaries. Therefore, these experiments usually
yielded data from only one or two units along a single penetration.
After gaining more experience targeting NIf, we usually made several
penetrations through NIf and made fiduciary lesions outside of its borders.
The activities of neurons in L1 encountered along penetrations targeted
at NIf were recorded to serve as a control comparison for NIf
recordings. Previous studies (Margoliash, 1986
; Lewicki and Arthur,
1996
) have found few, if any, song-selective responses within the field
L complex. Because the primary focus of these experiments was to record
from NIf, we did not, however, systematically sample responses
throughout L1.
NIf-targeted electrodes were made from 25 µm diameter W/Pt wire
encased in 80 µm quartz fiber (Uwe Thomas Recording, Marburg, Germany). The fibers were pulled on a laser puller (P-2000; Sutter Instrument Co., Novato, CA), and tips were fashioned by grinding on a
beveller (BV-10; Sutter Instrument Co.). Final tip diameters were
~5-10 µm, and impedances ranged from 0.5 to 2.5 M
at 1 kHz. HVc
recordings were made either with fiber electrodes or with etched 0.003 inch Pt/Ir wire (A-M Systems Inc., Everett, WA), which was then
insulated with solder glass (Corning, Corning, NY).
Signals from the electrodes were amplified, filtered (300 Hz to 5 kHz
bandpass; M. Walsh Electronics, San Dimas, CA), digitized (ATMIO16x
card; National Instruments, Austin, TX) at 20 kHz with 16-bit
resolution, and saved to computer disk for off-line analyses.
Reconstruction of recording sites. After the
electrophysiological recordings, the bird was anesthetized deeply with
50 µl of Nembutal, injected intracardially with 50 µl of heparin,
and exsanguinated with 0.9% saline, followed by 10% formalin. After at least 2 d in 10% formalin, the brain was transferred to a 30% sucrose-10% formalin solution. Parasagittal sections (50 µm) were prepared by frozen-sectioning on a microtome and stained with cresyl
violet using standard procedures.
For each bird, a map of recording site positions relative to anatomical
landmarks was drawn using a camera lucida. Recording site locations
were specified based on the positions of electrolytic lesions and
visible electrode tracks in the Nissl material. Viewing the Nissl
material under dark-field conditions aided greatly in determining the
borders of NIf. Summary maps were created by expressing the recording
locations for each bird in terms of standardized coordinates. Two
standardized sections were created. In the more lateral representation,
NIf is elongated ventrodorsally in a sheet along the rostral edge of
L2a. In the more medial representation, the ventrodorsal aspect of NIf
is greatly reduced, whereas the rostrocaudal extent along the dorsal
medullary lamina (LMD) is slightly increased (see Fig. 1). Each of the
individual camera lucida tracings was assigned to one or the other of
the projection planes.
For each projection plane, a standardized coordinate system was
established as follows. The junction of the LMD, L2a, and NIf served as
the origin. The tracing of each section that contained recording sites
in NIf and/or L1 was aligned so that the origins of the standard and
the individual section overlapped and the border of L2a and NIf ran
along the 90° line (y-axis). The paths of the
lamina hyperstriatica (LH) and the border of NIf were then traced onto
the standardized coordinate frame. The visually estimated average of
the many individual NIf border and LH path tracings served as the
"standard" NIf border and LH in the schematic diagrams. The
standardized coordinate system was then traced onto the drawings of
individual sections. The position of each recording location was
described by the angle and distance from origin. The distances from the
origin to the edge of NIf and LH along the line intersecting the
recording site were also noted for each section so that recording site
positions could be specified relative to these anatomical landmarks.
For NIf locations, the location in the standardized coordinate frame
was determined by computing the ratio of the distance to the recording
site and the edge of NIf, and multiplying this value by the distance to
the standard NIf edge. L1 positions were determined in the same way,
except that the distance to LH was used rather than the distance to the
edge of NIf. For sites identified as lying along the NIf/L1 border,
ratios were computed using the edge of NIf.
Data analysis. Recordings that appeared to represent the
activity of one to three single units, as based on visual inspection, were processed with a spike-sorting algorithm (Lewicki, 1994
) to
separate the times of spike events for each unit. Peristimulus time
histograms (PSTHs) were created by assigning spike times to 10 msec
bins and averaging the counts in each bin across multiple repetitions
of the stimulus. Unless stated otherwise, the activity of single
neurons is expressed as the instantaneous rate of firing (spikes per
second) minus the baseline firing rate. The baseline firing rate was
estimated as the average firing rate in the 1 sec preceding stimulus
onset. The strength of the response to any given stimulus was expressed
as the mean instantaneous firing rate over the course of the stimulus.
Recordings in which the activity of multiple neurons was evident but
which could not be spike-sorted reliably were treated as multiunit
activity. In these cases, the raw waveforms were full-wave rectified
and averaged over the stimulus repetitions into nonoverlapping 10 msec
bins. The mean of the full-wave rectified signal from 1 sec preceding
stimulus onset was subtracted from each bin to give a
baseline-corrected instantaneous firing rate. The stimulus response
strength was expressed as the mean instantaneous firing rate over the
course of the stimulus. This treatment of the data follows previously
established procedures (Margoliash, 1986
).
A unit was classified as auditory if the mean activity level during any
stimulus in the stimulus set was significantly different (either
excited or inhibited) from baseline activity (paired t test;
p < 0.05 level). Mean firing rates elicited by the
different classes of stimuli were compared with two-tailed paired
t tests. When multiple exemplars of CON were used to probe
the responses of a neuron, the average response to CON was used in
these t tests.
We adopted two of the several measures of song selectivity that have
been used in previous studies (Margoliash, 1986
; Margoliash et al.,
1994
; Volman, 1996
; Solis and Doupe, 1997
; Theunissen and Doupe, 1998
).
First, we expressed selectivity for BOS as a simple ratio of the
response to the comparison stimulus, e.g., CON, and the response to BOS
(Margoliash, 1986
; Margoliash and Fortune, 1992
; Margoliash et al.,
1994
). When the response to BOS is excitatory and greater than the
response to the comparison stimulus (as is almost always the case in
HVc in anesthetized birds; Margoliash, 1986
), the ratio assumes values
less than one. If the response to the comparison stimulus is greater,
the value of the ratio is greater than one. Difficulties in
interpretation may arise with the ratio measure if the response value
to BOS or both stimuli is negative (inhibitory response).
The selectivity of any given neuron for BOS relative to other stimuli
was also expressed as a d' value, defined as
where A refers to BOS and B refers to the
comparison stimulus (Theunissen and Doupe, 1998
). The d'
metric differs from the ratio metric in two fundamental aspects. First,
if
>
, the value of
d' will be positive, regardless of whether the actual response to BOS was excitatory or inhibitory. The more positive d' is, the more song-selective the response of a neuron is
said to be. In the case of inhibitory responses, however, a more
strongly inhibited response to BOS will result in a more negative
d' value. A second important property of the
d' metric is that decreased variability in response strength
across trials increases the d' value.
Differences in song selectivity of NIf and L1 were assessed with
t tests comparing the distributions of simple ratios and distributions of d' values observed in each brain region for
both the REV:BOS and CON:BOS comparisons. When responses of a unit to
multiple (two to three) different exemplars of CON were collected, the
song selectivity metric values were averaged together across exemplars
before being entered into the distribution. The distribution of HVc
single-unit responses to BOS, REV, and CON from an earlier data set
(Margoliash et al., 1994
) were compared with the NIf response
distribution. The HVc data in the previous experiments were collected
using glass-coated Pt/Ir electrodes also in urethane-anesthetized zebra finches.
In eight of nine birds for which NIf recordings were obtained,
simultaneous recordings were obtained from NIf (16 single units, 14 sites) and HVc single or multiunits. In seven birds, simultaneous recordings were also obtained from L1 (19 single units, 14 sites) and
HVc single or multiunit activity. To compare the temporal structure in
the activity of a NIf or L1 site with that at an HVc site, the
single-trial histogram and/or rectified waveforms constructed for each
trial were cross-correlated. The bin size of the single-trial
histograms and rectified waveforms was 1 msec. To remove effects of
different mean firing rates, the mean firing rate of each channel in
the time interval to be cross-correlated was subtracted from the
single-trial histograms before the cross-correlation. The
cross-correlations were normalized by the product of the
auto-correlations on each channel at a time-lag of 0 msec. The
single-trial cross-correlograms were then averaged. Cross-correlations
were computed for lags of up to 500 msec but are only plotted for ±50
msec for lack of any side peaks at longer lags. Estimates of the
cross-correlation in the ongoing activity were derived by pooling the
cross-correlations for all epochs of 1 sec preceding stimulus presentations.
The observed cross-correlograms were compared with "shuffled"
cross-correlograms to determine the significance of peaks in the
observed cross-correlations, as well as the contribution of stimulus-locked responses to the cross-correlations. Shuffled cross-correlograms were constructed by pseudorandomly pairing single-trial histograms from different repetitions of the stimulus as
inputs to the cross-correlation function. Shuffled cross-correlograms of ongoing activity were similarly computed by pseudorandomly pairing
all prestimulus epochs. No pairing was used twice, and the actual
pairings (from the experiments) were excluded from the shuffled data
set. Thus, a maximum number of permutations of
N(N
1) was calculated (where N
is the number of repetitions), with an upper limit (for large
N) of 500.
For each 1 msec bin (
) between
50 and 50 msec, we tested whether
the observed cross-correlation value was significantly larger than the
corresponding shuffled cross-correlation value using a one-tailed
t test. The
criterion in each t test was adjusted using the Bonferroni correction for multiple comparisons (the
total number of time bins).
 |
RESULTS |
Responses to complex auditory stimuli
Auditory responses were recorded from 17 single neurons at 15 sites in the NIf of nine birds (Fig. 1).
For the purpose of comparison, the activity of 26 single neurons at 19 locations in the L1 region of the field L complex of 10 birds was also
recorded. Additionally, in five birds, eight neurons at seven locations were identified as falling on the NIf/L1 border. Because the primary goal of these experiments was to assess auditory responses in NIf, we
searched exclusively for units showing an auditory response. Only those
sites that showed a statistically significant response (p < 0.05) to some of the probe stimuli (e.g.,
BOS, reverse BOS, or a variety of conspecific songs) compared with a 1 sec prestimulus baseline were included in the statistical comparisons
among stimuli. Of the 17 neurons that were localized to NIf based on
inspection of the histological material, 16 were auditory.

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Figure 1.
Anatomical locations of recording sites.
A, Cresyl violet-stained material in a parasagittal
section showing sites of electrolytic lesions in L3, L1 (open
arrowheads), and NIf (filled arrowhead).
NIf is the darkly staining oval nucleus at the bottom
right. HVc is at the top left. The lesion in NIf
marks the site from which the data illustrated in Figure 2,
E and F, were acquired. Scale bar, 500 µm. B, A map of NIf and L1 single-unit recording sites
on a standardized schematic of a parasagittal section through the
medial aspect of NIf. Asterisks denote recording sites
that were either 0-50 µm from a lesion site or along an electrode
track with two lesions visible in the same section.
Circles denote recording sites along electrode tracks
marked with a single lesion and other indication of the orientation of
the track, or along electrode tracks without lesions in the same
section as a parallel track marked by two lesions. Sites along tracks
in sections not possessing lesions, but adjacent to sections with
lesions, are marked by diamonds. C, A map
of NIf and L1 single-unit recording sites on a standardized schematic
of a parasagittal section through the lateral aspect of NIf. Same
symbols as in B. Scale bar (in
C): B, C, 500 µm.
|
|
Auditory responses of two representative NIf neurons and one NIf/L1
neuron from three birds are illustrated in Figure
2. The location of the neuron whose data
are shown in Figure 2, E and F, is marked by an
electrolytic lesion shown in Figure 1A. The left column in Figure 2 illustrates responses to BOS,
and the right column shows responses to REV. The
density of dots in the raster plots indicates that responses to REV
were weaker than responses to BOS. The d' measures and
the REV/BOS ratios comparison are shown for each unit. By both the
ratio and d' criteria, the unit shown in Figure 2,
E and F, is the most selective of the three.

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Figure 2.
Responses of NIf single units to complex
auditory stimuli. The activity patterns from three birds of two single
NIf neurons and one neuron on the border of NIf and L1 are illustrated
in response to playback of the BOS (left column) and REV
(right column). For each unit, a PSTH is shown
above a raster plot, which indicates the times of spike
occurrences arranged as dots in horizontal
rows. The PSTHs and rasters are aligned with the spectrographs
and oscillographs shown below the raster. Two values of
two song selectivity metrics, the REV/BOS ratio and d',
are indicated below each bird's name between the BOS
and REV columns. The recordings for bird zf_bl418 (E,
F) were acquired from the site of the NIf lesion
shown in Figure 1.
|
|
Most (12 of 16) NIf neurons showed tonically elevated firing rates
throughout the stimulus, whereas the remaining neurons showed primarily
phasic activity. Generally, phasic responses were emitted throughout
the stimulus. Of the 12 neurons that exhibited tonic activity during
the stimulus, six showed distinct phasic peaks in addition to the tonic
activity. In response to REV, the phasic components of the response
that were present during BOS were often absent. Responses to REV also
tended to be stronger at the beginning of the stimulus. Responses to
tone bursts were assayed in a few of the initial experiments. Because
NIf neurons were generally unresponsive to tones (cf. Williams, 1989
)
and no frequency tuning was observed, the stimulus set was focussed on
the more complex stimuli.
Across all NIf neurons, the mean spike rate in response to BOS was
significantly higher than the mean spike rate in response to REV (9.77 and 4.61 spikes/sec, respectively; df = 15;
t = 4.09; p < 0.001). Individually, 10 of 16 neurons showed significantly larger responses to BOS than to REV
(two-tailed t test; p < 0.05). The
population of NIf neurons responded more strongly to BOS than to CON
(4.79 spikes/sec for CON; df = 13; t = 5.28; p < 0.0002). Individually, 12 of 14 neurons
responded significantly more strongly to BOS than to all presented
exemplars of CON, and the remaining two responded more strongly to BOS
than to one of two, and two of three, of the CON exemplars tested
(Table 1). The enhanced response to BOS
relative to CON is particularly important in that this difference is
likely to result from the song learning experience (see
Discussion).
In contrast to NIf neurons, there was no statistically significant
difference in mean firing levels in response to BOS (6.69 spikes/sec)
and REV (6.06 spikes/sec) for L1 neurons (df = 23; t = 0.62; NS). Individually, 5 of 24 L1 neurons
responded significantly more strongly to BOS than to REV. Mean firing
levels were similar for BOS and CON (7.44 spikes/sec)
(df = 18; t = 0.08; NS). Of 19 L1
neurons, only three showed a significant degree of BOS selectivity (Table 1). Responses of L1 neurons were somewhat heterogeneous. In two
L1 neurons, the mean firing rate during stimulus playback did not reach
the criterion established for a significant response. In one of these
cases, the temporal structure of the activity changed during stimulus
playback, although the overall firing rate did not increase. In 27% (7 of 26) of the sites, responses were inhibitory to at least one of the
stimuli, with the inhibition lasting throughout the stimulus. In 65%
(17 of 26) of the neurons, responses to auditory stimuli were excitatory.
Song selectivity of NIf, L1, and HVc neurons
The distributions of song selectivity, expressed as the response
to either REV or CON divided by the response to BOS (the ratio
measure), were compared for HVc, NIf, and L1 single neurons (Fig.
3). For the purpose of comparison, the
selectivities of a large sample of HVc neurons that were recorded in
our laboratory previously using the same recording techniques
(Margoliash and Fortune, 1992
; Margoliash et al., 1994
) are plotted
above the distributions of selectivities for NIf and L1 neurons. HVc
neurons were the most song-selective, with a mean REV/BOS ratio of 0.17 and a mean CON/BOS ratio of 0.21. The mean REV/BOS ratio of NIf neurons
was 0.64, and the mean CON/BOS ratio was 0.54. The NIf and HVc
distributions were significantly different from each other for both REV
(two-tailed t test; dfNIf = 15; dfHVc = 98; p < 0.0005) and CON (two-tailed t test;
dfNIf = 13;
dfHVc = 90; p < 0.04).

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Figure 3.
Comparison of song selectivity of HVc, NIf, and L1
single units. Song selectivity was quantified by a ratio expressed as
the mean firing rate in response to either REV or CON divided by the
mean firing rate in response to BOS. A value of 1 indicates an equally
strong response to both stimuli. Values <1 indicate a stronger
response to BOS, whereas values >1 indicate a stronger response to the
stimulus being compared. Data for HVc are the same as those published
in Figure 3b of Margoliash et al. (1994) . The number of
units contributing to each histogram is indicated in the top
right corner of each plot. In the case of CON/BOS, multiple
exemplars of CON may have been presented while recording any given
unit. Thus, each entry in the histogram reflects that average response
to CON for each unit.
|
|
Song selectivity, as assessed by the ratio measure, varied most in L1.
The bottom left panel in Figure 3 shows that the
REV/BOS ratios of several neurons were
0, indicating a high degree of song selectivity. In five cases, such ratios were attributable to
neurons that showed inhibition during presentation of BOS and weak to
moderate excitation during presentation of REV. In another case, the
response to BOS was excitatory and the response to REV was inhibitory.
In two cases, the responses to BOS were extremely weak and did not
reach the criterion for an auditory response. These units were included
in the parametric comparisons of mean firing rates described above
because either the response to REV or CON met the auditory response
criterion. However, the song selectivity ratios were grossly inflated
(>10) in these cases, and the data were removed as outliers before
comparing the NIf and L1 ratio distributions. Overall, the mean REV/BOS
ratio for L1 was 0.60. This value was not significantly different from
that observed in NIf (two-tailed t test;
dfNIf = 15;
dfL1 = 22; NS). The mean CON/BOS ratio for
L1 was 1.07, which showed a trend toward being significantly different
from the mean of NIf (two-tailed t test;
dfNIf = 13;
dfL1 = 16; p < 0.06).
These data also demonstrate the limitations of the ratio measure when
applied to responses that are not dominated by an excitatory response
to BOS.
The HVc recordings in the present study were primarily multiunit in
nature. Relatively few sites were sampled given that the same HVc
recording location was maintained while responses at multiple NIf and
L1 sites were assayed. Although we did not try to sample HVc
systematically in the present experiments, when single-unit HVc
recordings were obtained, the REV/BOS and CON/BOS ratios were strongly
biased toward BOS (REV/BOS = 0.16; n = 13 observations, 11 units, 11 sites, 5 birds; CON/BOS = 0.30;
n = 19 observations, 10 units, 10 sites, 4 birds). This
trend is consistent with previous results showing a selectivity for BOS
in zebra finch HVc neurons (Margoliash and Fortune, 1992
; Margoliash et
al., 1994
).
Song selectivity was also described in terms the distributions of
d' scores for NIf and L1 single units (Fig.
4). (For the d' measure, the
stronger the response is to BOS, the more positive is the
d' value; see Materials and Methods.) The
distributions for NIf neurons (Fig. 4, top panels) are
displaced toward positive values when BOS is compared with REV (mean of
1.39) and CON (mean of 1.50). In contrast, the distributions of L1
neuronal responses (Fig. 4, bottom panels) are centered
around zero for both REV (mean of
0.17) and CON (mean of
0.23). The
distributions of d' scores are significantly different
between NIf and L1 sites for BOS selectivity with respect to both REV
(p < 0.0002) and CON (p < 0.0002). The compelling statistical significance obtained for these
comparisons using the d' measure compared with marginal or
no significance using the ratio measure highlights the greater power of
the d' measure in detecting a reliable difference.
Thus, the d' measure is particularly valuable when applied
to heterogeneous responses of field L neurons to songs.

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Figure 4.
Song selectivity of NIf and L1 neurons as measured
using an index of discriminability, d' (see Materials
and Methods). The left panels depict comparisons of REV
and BOS responses, and the right panels show comparisons
of CON and BOS responses. A d' value of zero indicates
no difference between responses to the two stimuli, whereas a positive
d' value indicates a stronger response to BOS. The
distributions for L1 neurons are centered around zero but are shifted
to more positive values for both REV and CON in the case of NIf
neurons, indicating selectivity of NIf but not L1 neurons to BOS.
|
|
Neurons on the NIf/L1 border
As a group, the neurons localized to the border of NIf and L1 did
not show a significant difference in the comparisons of mean firing
rates of REV to BOS, and CON to BOS (9.69, 7.57, 9.83 spikes/sec, for
BOS, REV, CON, respectively). The REV/BOS ratio was 0.70, whereas the
CON/BOS ratio was 0.89. The mean d' scores were 0.98 and 0.39 for REV and CON, respectively. Only 4 of 12 observations of
CON had a CON/BOS d' value >1.0, and only 2 of 12 had a
CON/BOS ratio <0.5.
The lack of BOS selectivity of the population of "border" neurons
distinguishes them from NIf neurons and resembles the lack of
selectivity found for field L neurons. Nevertheless it is difficult to
conclude that the group of border neurons did not include some or many
neurons from NIf, because a morphologically distinct class of NIf
neurons is distributed along the rostral border of NIf (Fortune and
Margoliash, 1995
), and the physiological properties of this class of
neurons have yet to be identified.
Correlation between NIf and HVc activity
A characteristic feature of NIf single-unit recording sites and
the multiunit activity around them was a correlation of the NIf
activity with the activity recorded simultaneously in HVc. As
electrodes approached NIf through L1, the ongoing multiunit activity
would switch from showing no apparent correlation with the activity on
the HVc electrode to showing approximately synchronous transient bursts
of activity on both electrodes. Such correlated activity would persist
across several hundred micrometers (depending on the entry point into
NIf) and disappear again after reaching the ventral or ventrocaudal
border of NIf. The pattern of correlated activity was easy to observe
audiovisually on-line and proved to be of considerable utility in
targeting NIf. This was particularly important given the unusual
morphology of NIf.
When viewing traces of NIf and HVc activity, the correlation of
activity was visually most apparent on long or intermediate scales of
time. For example, Figure 5 illustrates
the correlation in ongoing activity of NIf and HVc on three time
scales. Note the occurrence of brief bursts of activity that co-occur
on the two channels. The most expanded view (Fig. 5C) shows
that the bursts do not occur simultaneously but rather that the HVc
activity tends to lag behind the NIf activity by a few
milliseconds.

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Figure 5.
Correlated firing in NIf and HVc ongoing activity.
A, Thirty seconds of simultaneously recorded ongoing
multiunit activity in NIf and HVc. Note the appearance of correlated
bursts of activity. B, A closer view of a 6 sec excerpt
from A. C, A 150 msec detail of the
correlated burst on the right in B. The
HVc activity lags slightly behind the NIf activity.
|
|
To quantify this phenomenon, we characterized the joint activity in
recordings from NIf and HVc, or field L and HVc, using cross-correlations. Average cross-correlograms of HVc multiunit activity with two NIf and two L1 single units are shown in Figure 6. For each unit, the cross-correlations
of both ongoing activity and activity during playback of BOS are shown.
The thin lines indicate the observed
cross-correlations, and the thick lines are shuffled
cross-correlations (see Materials and Methods). The peak in the
cross-correlogram of ongoing activity for the NIf unit from bird
zf_bl411 was rather broad (±10 msec width at half-maximum) and
centered around zero, indicating that, on average, action potentials in
this neuron occurred at the same time as bursts of activity at the HVc
recording site. In contrast, NIf unit from another bird tended to lead
HVc activity by ~5 msec. The two L1 units shown tended to lead HVc
activity slightly in the ongoing activity. As expected, the shuffled
cross-correlograms of 1 sec periods of ongoing activity preceding
stimuli had no peaks.

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Figure 6.
Cross-correlograms of single-unit activity in NIf
or L1 and multiunit activity in HVc. In each panel, the
thin line indicates the measured cross-correlation, and
the thick line indicates the shuffled cross-correlation
that results from cross-correlating epochs of activity recorded at
different times on each channel (see Materials and Methods). For each
unit in each bird, the top panel of each pair of panels
shows the cross-correlation in the ongoing activity in the 1 sec epochs
preceding stimuli. The bottom panel shows the
cross-correlation in the activity recorded during playback of BOS. The
peaks in the shuffled cross-correlograms computed for BOS playback
epochs indicate constant timing relationships between activity on the
two channels across multiple presentations of BOS. Negative values of
indicate that HVc activity leads either the NIf or L1
activity.
|
|
The correlations in ongoing activity at short (<10 msec) lags that
were observed for both the NIf and L1 units persisted during playback
of BOS. Relatively symmetrical negative side bands around the central
peak in the cross-correlograms appeared during BOS playback in three of
the units shown (Fig. 6). In total, negative side bands were observed
in two L1 units and in six NIf units.
Although both field L and NIf neurons could exhibit correlated activity
with HVc, such correlations were prevalent in only the NIf data set. Of
the 16 NIf neurons recorded simultaneously with HVc, 14 showed a
significant correlation (p < 0.0005 after Bonferroni correction) in the ongoing activity for at least one value
of
. In three of these cases, the significance of the
cross-correlograms did not appear to be very robust, with only three or
fewer time lags reaching significance (Fig.
7, unit numbers 4, 10, and 13), whereas
in the other cases numerous lags (typically clustered close together)
were significant. The cross-correlograms of seven of the units were
centered around zero, whereas six of them were shifted toward positive
(NIf leading) lags. Of the original 19 L1 units that were recorded
simultaneously with HVc, four were excluded from the analysis because
the extremely low ongoing firing rates precluded computation of
cross-correlograms for the "ongoing activity" epochs. Of the
remaining 15 units, seven showed a significant peak in the
cross-correlogram, although only three showed significant peaks at more
than three time lags.

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Figure 7.
Summary of cross-correlations observed between NIf
or L1 single units and HVc activity. Each row in a
panel corresponds to the cross-correlogram for one unit.
Within each row, a vertical band
indicates that the cross-correlation value at that particular was
significantly greater in the cross-correlogram of the observed activity
than in the shuffled activity cross-correlogram (see Materials and
Methods). Darker shades of gray indicate
a more highly statistically significant result (lower p
value). The values on the color bar range from
p = 0 to the Bonferroni-corrected significance
criterion cutoff value of p = 0.0005. The
asterisks in the top left panel mark
rows that represent cross-correlograms between NIf
single units and HVc single units. For NIf, units numbers 7 and 12 correspond to cross-correlograms shown in Figure 6 for zf_bl411 and
zf_bl417, respectively. For L1, units numbers 3 and 4 correspond to
zf_bl405 and zf_bl411, respectively.
|
|
Significant peaks that were present in the ongoing activity disappeared
during playback of BOS in five NIf units (Fig. 7, unit numbers 2, 3, 4, 13, and 16). The three L1 units that were most significantly correlated
with HVc ongoing activity remained so. The four previously excluded L1
units exhibited sufficient numbers of spikes to be analyzed for
significant correlations during BOS but failed to show any. During
playback of REV, the significant correlations observed for two NIf
units (unit numbers 14 and 15) disappeared completely and for three
others (unit numbers 6, 7, and 11) appeared to be weakened. The
correlation disappeared for one of the L1 units (unit number 2) during REV.
We noted that some of the energy in the cross-correlograms during the
playback of BOS was attributable to stimulus-locked activity. For
example, the NIf unit from bird zf_bl411 showed an off-center peak at
approximately
30 msec (HVc leading) in the cross-correlogram (Fig.
6). The peak at
30 msec could be explained entirely by activity that
was locked to the onset of the stimulus because shuffling of the
repetitions on each channel before performing the cross-correlation did
not affect the amplitude of the peak. Stimulus-locked responses also
accounted for some of the features in the cross-correlograms of L1
neurons (Fig. 6). All three of the L1 units that showed significant
large peaks in the cross-correlograms also had a peak in the shuffled
cross-correlograms within the same range of lags as the peak in the
observed cross-correlogram.
Stimulus-locked activity was more prevalent in field L than in NIf. To
quantify the degree of stimulus-locked activity, the magnitudes of the
peaks relative to the baseline in the shuffled cross-correlograms were
quantified as the number of SDs from the median value across all lags
to the maximum value of the peak. For example, with regard to the data
shown in Figure 6, these values were 2.7 for the L1 neuron from bird
zf_bl405, 2.5 for the L1 neuron from bird zf_bl411, and 2.8 for the
third L1 neuron (data not shown). In contrast, of the seven NIf neurons
that showed peaks comprised of numerous significant lags (Fig. 7, NIf
unit numbers 5, 6, 7, 11, 12, 14, and 15), only one showed a peak in the shuffled cross-correlogram that was >2.5 SDs away from baseline, and only two others showed SDs >2.0. These measurements agreed with
the subjective impression that the shuffled cross-correlograms indicated little stimulus-locked activity in the NIf/HVc correlation.
The degree of correlation of NIf and HVc ongoing activity was not
significantly correlated with song selectivity (r = 0.30; NS) as assayed by comparing CON and BOS with the
d' measure. The lack of a relationship was because of
the fact that most NIf neurons were song-selective, yet they displayed
a broad range of cross-correlations. The relationship of the
correlation between L1 and HVc activity and song selectivity of L1
neurons was slightly stronger but insignificant (r = 0.40; NS). This relationship was dominated by two of the three field L
neurons, which showed a high degree of correlation and were also
song-selective. Potentially, these field L neurons could be the class
of neurons tentatively identified as projecting to HVc (Fortune and
Margoliash, 1995
).
 |
DISCUSSION |
We have shown that, in adult male zebra finches, NIf neurons
respond to complex auditory stimuli and show a preference for the
bird's own song. As with other oscine passerines, song acquisition in
zebra finches involves obligatory sensory acquisition and sensorimotor learning phases (Immelmann, 1969
; Price, 1979
; Eales, 1985
). During sensorimotor learning, motor activity controlling singing is honed based on comparisons of auditory feedback from vocal production with an
acquired sensory memory of tutor songs, within the bounds of
species-specific constraints on the phonology and sequencing of song
elements (Konishi, 1978
; Marler, 1997
). The physiological nature of the
representation(s) of the memory and the mechanisms for the comparison
are not well established, but it has been shown that sensorimotor
learning sculpts response properties of auditory neurons in the HVc of
developing birds (Volman, 1993
). Ultimately, this process results in a
sensory representation for learned acoustic features of BOS in the
adult bird (Margoliash, 1983
, 1986
).
A sensorimotor hierarchy
Earlier attempts to determine whether song selectivity first
emerged within HVc or arose at an earlier stage of the ascending auditory pathway focussed on the responses of field L neurons and
comparisons with HVc neurons (Leppelsack, 1983
; Margoliash, 1986
;
Lewicki and Arthur, 1996
). Coupled with the presumption that the
"shelf" ventral to HVc (which receives input from field L
subdivisions) is a source of auditory input to HVc, the general failure
of the earlier studies to find song selectivity in the field L complex
upheld the notion that song selectivity arises suddenly within HVc.
This conclusion was troubling, however, because hierarchical
organization of sensory systems and gradual emergence of highly
selective responses is a well established principle in a number of
other systems (Suga, 1989
; Takahashi, 1989
; Heiligenberg, 1991
; Tanaka,
1996
). In contrast, we have found that NIf neurons are both auditory
and song-selective, although, on average, their selectivity is not as
strong as that observed for HVc neurons. Because NIf neurons also
exhibit premotor activity (McCasland, 1987
), song selectivity can now
be viewed in the context of a sensorimotor hierarchy.
Neurons in the L1 and L3 subdivisions of the field L complex may
respond selectively to complex sounds or species-typical calls
(Leppelsack and Vogt, 1976
; Scheich et al., 1979
; Langner et al., 1981
;
Muller and Leppelsack, 1985
), although they typically do not exhibit
BOS-selective responses. Our finding that relatively few (5 of 24) L1
neurons responded more strongly to BOS than to REV is similar to the
incidence reported by Lewicki and Arthur (1996)
. BOS selectivity has
been observed only in premotor structures that are known to be or are
thought to be recruited during singing (McCasland and Konishi, 1981
;
Doupe and Konishi, 1991
; Vates et al., 1997
). Thus, the emergence of
selectivity for BOS can be thought of in terms of a hierarchy of
"sensorimotor song filters," in which the highly selective sensory
responses are coupled to a specific behavioral context and associated
motor programs.
Auditory input to the song system
To understand how song selectivity emerges, it is necessary to
identify the sources of auditory input to the song system. It
is commonly assumed (Vates et al., 1996
) that HVc dendrites that extend beyond the ventral border of HVc receive auditory input
from the shelf, which in turn receives from field L (Kelley and
Nottebohm, 1979
). The shelf is a relatively cell-free zone through
which course fibers from many structures, however, and it has yet to be
established that HVc dendrites contact axons of field L neurons or
other auditory neurons in the shelf. Small injections of biocytin into
the shelf suggest a sparse projection from the shelf into HVc (Mello et
al., 1998
). Injections of retrograde tracers into HVc label field L
neurons, suggesting a direct projection of field L onto HVc (Fortune
and Margoliash, 1995
). In all these examples, the putative auditory
projection to HVc was relatively sparse, which complicates the
interpretation. The interpretation was further aggravated in cases that
suffered a difficulty in interpretation of control injections (for
example, because of fibers-of-passage).
In contrast, the projection of NIf is unidirectional, directly into HVc
and robust (Nottebohm et al., 1982
; Fortune and Margoliash, 1995
), so
our finding of BOS-selective auditory responses in NIf unambiguously
demonstrates appropriately selective auditory input into HVc proper.
Thus, the strong song selectivity of HVc need not arise de
novo from unselective inputs but could derive, in part, from local
processing that combines input from NIf, which is moderately strong in
its song selectivity, with other auditory inputs (whose song
selectivity has yet to be determined). At least one other source of
input to HVc, the medical magnocellular nucleus of the anterior
neostriatum (mMAN), is probably auditory and song-selective, but this
may be a form of feedback because auditory activity in mMAN probably
depends on auditory activity in HVc (Vates et al., 1997
).
There are two likely sources of auditory input to NIf. One arises from
somata located in lateral regions of caudal HV whose axons terminate
within NIf. Iontophoretic injections of biotinylated dextran amine
(BDA) into NIf result in retrogradely labeled cells in clHV, and BDA
injections into clHV label fibers in NIf. Lateral aspects of the caudal
HV also send projections to the shelf caudal to HVc and make reciprocal
connections with the field L complex (Vates et al., 1996
). Caudal HV
neurons in starlings also respond to auditory stimuli (Muller and
Leppelsack, 1985
; Capsius and Leppelsack, 1996
). Indeed, on several
approaches to NIf, we found caudal HV neurons to respond to BOS, REV,
and CON (data not shown). Our data set of HV neurons is not sufficient,
however, to assess whether a substantial population of HV neurons shows
any song selectivity in its responses. Additionally, it is premature to conclude that those HV neurons that are auditory also project to NIf.
Second, in a manner analogous to HVc receiving auditory information
from the shelf area, NIf may receive auditory input via dendritic
arborizations within the adjoining L1 subdivision of the field L
complex (Fortune and Margoliash, 1992
, 1995
). Within NIf, two classes
of neurons have been observed, both of which project to HVc. Type 5 cells are large and oblong with thick proximal dendrites lacking spines
and medium dendrites with spines more distally (Fortune and Margoliash,
1992
). Cells in the other class have fusiform somata and are found
along the entire rostral border of NIf; these cells have dendrites
extending into L1 (Fortune and Margoliash, 1995
). These dendrites could
receive input from L1 neurons or from other areas that send axons to L1
such as L3, L2a, and clHV (Vates et al., 1996
). Indeed, neurons near
the NIf/L1 border had heterogeneous physiological
properties, but we have no evidence as to the morphological
characteristics of these neurons.
Nature of the correlated NIf and HVc activity
In our experiments, a useful and distinguishing feature of NIf was
the correlation of its ongoing activity with that of the ongoing
activity in HVc. The correlated activity was particularly prominent in
multiunit traces and evident in ~80% of the NIf neurons sampled. In
contrast, only three of the 15 L1 neurons recorded simultaneously with
HVc exhibited a correlation in ongoing activity that could be tested.
Although the sample of neurons is small, the correlation of ongoing
activity in NIf and HVc does not appear to be predictive of song selectivity.
In principle, two possibilities could account for the observed
correlations in the ongoing activity of NIf and HVc. HVc ongoing activity might be driven by NIf. The correlated activity could also be
a response to a common input to both structures. We found some peaks in
the cross-correlograms with a positive lag (NIf leading) but others
that were centered around zero (Fig. 7). The breadth of the peaks also
indicated considerable variability in the correlations. Had we observed
correlations between NIf and HVc that were characterized by narrow,
tall peaks, with NIf leading, this would support the idea that activity
in NIf drives activity in HVc. However, failing to observe such
correlations limits our conclusions. As a population, NIf projects
broadly and nontopographically onto HVc (Fortune and Margoliash, 1995
).
Too little is known about the projections of single neurons, however,
to estimate the contribution of a single NIf neuron to the total input
of an HVc neuron and consequently its effect on the measured
cross-correlations. Additionally, when multiunit data enter into the
cross-correlation, the strength of the correlation may be influenced by
the degree of correlation among neurons recorded on one of the two
electrodes, in this case HVc, as well as the correlation between
neurons on the different electrodes (Bedenbaugh and Gerstein,
1997
).
By an alternate account, the thalamic nucleus Uva, which projects to
both NIf and HVc, may be the source of the correlated activity. Under
this scenario, the correlated ongoing bursting could be viewed as a
component of the motor activity in NIf and HVc, because Uva is integral
to the motor control pathway in the song system (Williams and Vicario,
1993
; Striedter and Vu, 1998
). Uva is not thought to be auditory, so
the lack of an increase in correlated activity during auditory
stimulation is consistent with this possibility.
The correlated activity would also be observed if NIf and HVc received
common input from auditory structures. This explanation could account
for the correlation in ongoing activity observed in a small number of
L1 sites. Viewed within the context of a sensory hierarchy, it is
surprising that if auditory structures provided sufficient common input
to NIf and HVc to drive them synchronously during ongoing activity,
that the correlation would remain relatively unchanged during auditory
stimulation (Fig. 6). A more parsimonious explanation is that the
correlated activity represents a motor patterning component of the
system, to which an auditory component is added.
 |
FOOTNOTES |
Received Sept. 11, 1998; revised March 25, 1999; accepted March 26, 1999.
This work was supported by National Institutes of Health Grants F32
NS10395 (to P.J.) and RO1 NS25677 (to D.M.). We thank an anonymous
reviewer for several helpful criticisms of an earlier version of this manuscript.
Correspondence should be addressed to Dr. Daniel Margoliash, Department
of Organismal Biology and Anatomy, 1027 East 57th Street, University of
Chicago, Chicago, IL 60637.
 |
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