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The Journal of Neuroscience, July 1, 1999, 19(13):5563-5573
Diminished Viability, Growth, and Behavioral Efficacy of Fetal
Dopamine Neuron Grafts in Aging Rats with Long-Term Dopamine Depletion:
An Argument for Neurotrophic Supplementation
Timothy J.
Collier,
Caryl E.
Sortwell, and
Brian F.
Daley
Department of Neurological Sciences and Research Center for Brain
Repair, Rush Presbyterian-St. Luke's Medical Center, Chicago, Illinois
60612
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ABSTRACT |
We examined the behavioral and morphological correlates of the
response to a single intrastriatal dispersed cell graft of fetal rat
ventral mesencephalic tissue in male Fischer-344 rats of varying age
(4, 17, and 24-26 months old) and history of mesostriatal dopamine
(DA) depletion (1 or 14 months). Our goal was to determine the impact
of advancing age and duration of DA depletion in the host on DA graft
viability and function. The findings can be summarized as follows. (1)
Fetal DA neuron grafts that were effective in completely ameliorating
amphetamine-induced rotational behavior in young rats with short-term
lesions were virtually without effect in aged rats with long-term
lesions. Middle-aged rats with long-term lesions responded to these
grafts with partial behavioral recovery. (2) Age of the host at the
time of transplantation, and not duration of DA depletion, was the
primary determinant of response to DA grafts. (3) Diminished efficacy
of grafts in lesioned aging rats was related to decreased survival and
neurite extension of transplanted DA neurons. (4) Co-grafts of DA
neurons with Schwann cells as a source of neurotrophic support improved
the behavioral outcome of grafts in aged lesioned rats. These findings
support the view that the DA-depleted striatum of aged rats is an
impoverished environment for survival, growth, and function of DA
grafts. Consistent with this view, local supplementation of the
neurotrophic environment of grafted DA neurons with products of
co-grafted Schwann cells, a demonstrated source of neurotrophic
activity for embryonic DA neurons, improved graft outcome.
Key words:
dopamine; fetal; transplant; graft; aging; neurotrophic; long-term lesion; co-graft; Schwann cells; Parkinson's disease; rotational behavior; amphetamine; striatum
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INTRODUCTION |
Transplantation of embryonic
dopamine (DA) neurons currently is being evaluated as an experimental
replacement therapy for Parkinson's disease (PD). Many years of
successful research on neural grafting in animal models of PD (Brundin
et al., 1987 ; Yurek and Sladek, 1990 ) have led to clinical trials
(Olanow et al., 1996 ). Animal models have had significant predictive
value because survival of large numbers of grafted DA neurons has been verified in some PD patients (Kordower et al., 1996 ), serial PET scans
suggest increased striatal DA tone after transplants (Freed et al.,
1992 ; Spencer et al., 1992 ; Kordower et al., 1995 ), and meaningful
clinical benefit has been reported (Widner et al., 1992 ; Freeman et
al., 1995 ). Despite these encouraging findings, relative survival of
grafted DA neurons in humans is low (5-10%), and improvement of
behavioral symptoms is incomplete. Consequently, for neural grafting to
become an important treatment option for PD, limitations of the
approach must be identified and graft outcome must be improved.
Part of the disparity between experimental success in animals and the
mixed outcome in human trials may be that animal models of PD have
failed to examine certain characteristics of potential recipients of
graft therapy that impact significantly on the environment of grafted
cells. Two such characteristics are the chronological age of the
transplant recipient and the effects of a long history of striatal DA
depletion. In general, PD is a disease of aging, and the majority of
affected individuals are over the age of 60 years. In addition, the
time course of neural degeneration in PD is protracted, proceeding for
years before symptoms are detected and therapy is initiated. The
majority of transplantation studies in animals have used young adults,
with experimentally induced DA depletions in place for a few months at
most. Experimental results derived from implantation of embryonic
neurons into this relatively optimal environment may have raised overly
optimistic expectations of clinical efficacy.
The combined factors of advanced age and long history of DA depletion
have not been modeled in animal experiments of DA neuron grafting. The
mesostriatal DA system is known to undergo various changes in
presynaptic (Joseph et al., 1978 ; Ponzio et al., 1982 ; Strong et al.,
1982 ; Morgan and Finch, 1988 ; Hebert and Gerhardt, 1998 ; Yurek et al.,
1998 ) and postsynaptic (Joseph et al., 1978 ; Memo et al., 1980 ; Joseph
et al., 1981 ; Misra et al., 1981 ; Morgan and Finch, 1988 ; Valerio et
al., 1994 ) function during aging. Superimposing profound loss of nigral
neurons on these aging changes may influence the environment of grafted
DA neurons in ways that are difficult to predict. An additional concern
is the nature of the neurotrophic environment for grafted neurons in
the aged DA-depleted striatum. Identified growth factors for DA neurons are present in diminished quantity or absent in the adult and aging
organism (Wilcox and Derynck, 1988 ; Schaar et al., 1993 ; Seroogy et
al., 1993 ; Stromberg et al., 1993 ; Choi-Lundberg and Bohn, 1995 ; Nosrat
et al., 1996 ; Kornblum et al., 1997 ; Widenfalk et al., 1997 ; Collier
and Sortwell, 1999 ). Thus, the potential exists that the aged lesioned
striatum represents an impoverished environment for grafted DA neurons
that may contribute directly to diminished graft survival and growth in
individuals of advanced age.
In the present study we have held the composition and target of the
embryonic DA neuron graft constant and have systematically varied
features of the host environment. In particular, we compared the
behavioral effects and morphological features of DA neuron grafts in
rats of middle-age [17 months old (m.o.)] and advanced age (26 m.o.)
with a long history of unilateral mesostriatal DA depletion (14 months)
with reference groups of 4, 17, and 24 m.o. rats with lesions in
place for 1 month before grafting. In addition, we provide evidence
that the neurotrophic environment of grafted DA neurons may be a
crucial variable in aged hosts by comparing the effects of DA neurons
co-grafted with Schwann cells, a source of neurotrophic support for
embryonic DA neurons (Collier et al., 1990 ; Collier and Springer, 1991 ;
Collier and Martin, 1993 ), with grafts of DA neurons alone.
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MATERIALS AND METHODS |
Experimental animals. Adult male Fischer-344 rats
were studied. A total of 30 rats at 3 months of age and 36 rats at 12 months of age were originally assigned to long-term lesion experiments. These rats received large unilateral lesions of the mesostriatal DA
pathway and 14 months later were assigned to experimental groups for
neural grafting. At the time of transplant surgery, 23 of the younger
animals, now 17 months of age, had survived, and 15 of the older
animals, now 26 months of age, had survived. The behavioral and
morphological data reported are derived from these populations of
survivors. For comparison of graft outcomes, three additional groups of
rats were studied, all receiving large unilateral mesostriatal lesions
1 month before surgery for neural transplantation: 10 rats at 4 m.o., 12 rats at 17 m.o., and 15 rats at 24 m.o. The
experimental design is summarized in Figure
1. Care and use of these animals was in
compliance with all applicable laws and regulations as well as
principles expressed in the National Institutes of Health, United
States Public Health Service Guide for the Care and Use of Laboratory
Animals. This study was approved by the Animal Care and Use
Committee of Rush Presbyterian-St. Luke's Medical Center.

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Figure 1.
Experimental design. Figure summarizes the age of
rats at time of mesostriatal lesion, tissue transplantation, and
perfusion for brain collection. STY, Short-term lesion
(1 month duration) in young adult rats (4 m.o. at time of transplant);
STM, short-term lesion (1 month) in middle-aged rats (17 m.o. at time of transplant); LTM, long-term lesion (14 month duration) in middle-aged rats (17 m.o. at time of transplant);
STO, short-term lesion (1 month) in aged rats (24 m.o.
at time of transplant); LTO, long-term lesion (14 months) in aged rats (26 m.o. at time of transplant).
m.o., Months old (age).
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Mesostriatal lesion. All rats received large, unilateral,
right hemisphere lesions of the mesostriatal DA pathway.
6-Hydroxydopamine (RBI, Natick, MA) was infused at a concentration of
10 µg/2 µl of 0.2% ascorbic acid-physiological saline solution
into each of two sites: the mesostriatal fiber bundle (4.3 mm caudal to bregma, 1.2 mm lateral to midline, and 7.5 mm below dura) and the
rostral substantia nigra (4.8 mm caudal to bregma, 1.7 mm lateral to
midline, 7.5 mm below dura). Coordinates were from Paxinos and Watson
(1986) .
Behavioral testing. All rats were tested for rotational
behavior in response to amphetamine challenge (5 mg/kg, i.p.). Animals were tested at baseline and 1 or 14 months after lesion and before surgery for neural grafting, and again at 3, 5, 7, and 9 weeks after
grafting. Rotational behavior was assayed in a computer-assisted rotometer system that tabulated the number of complete 360°
ipsilateral and contralateral whole-body turns in 5 min intervals over
a 90 min test session after amphetamine administration. Behavioral tests commenced 5-10 min after drug injection. Results of rotational behavior tests were expressed as net ipsilateral rotations per minute
(number of ipsilateral rotations number of contralateral rotations/90 min).
Transplant surgery. At 14 months or 1 month after lesion of
the ascending DA pathway, rats received either an intrastriatal tissue
graft or served as unoperated controls for behavioral testing. Young
and middle-aged rats with short-term lesions received a single implant
of dissociated ventral mesencephalic (VM) tissue, or no treatment.
Middle-aged rats with long-term lesions and aged rats with long- or
short-term lesions received an implant of VM tissue, a co-graft of VM
tissue plus dissociated sciatic nerve Schwann cells, or no treatment.
The composition and target of all grafts was held constant, as were
protocols for preparation and implantation of the tissue. Briefly, VM
tissue was pooled in calcium-magnesium-free (CMF) buffer, incubated in
0.125% trypsin at 37°C for 10 min with intermittent agitation,
rinsed, triturated, pelleted through fetal calf serum by centrifugation
at 800 rpm for 10 min, and adjusted for cell number in CMF buffer. For
co-grafts, sciatic nerves from 3-d-old rat pups were pooled in CMF
buffer, incubated in 0.13% collagenase at 37°C for 10 min with
intermittent agitation, reincubated in a combination of collagenase and
0.125% trypsin at 37°C for an additional 20 min, rinsed, triturated, pelleted through fetal calf serum by centrifugation at 800 rpm for 10 min, and adjusted for cell number in CMF buffer. VM grafts consisted of
120,000 cells in 2 µl of CMF buffer infused into a single site in the
center of the striatum (0.7 mm rostral to bregma, 2.5 mm lateral to
midline, 5.0 mm below dura). Schwann cell co-grafts consisted of
375,000 cells in 5 µl aimed at the striatum 1.0 mm lateral to the VM
implant (0.7 mm rostral to bregma, 3.5 mm lateral to midline, 5.0-6.0
mm below dura). All implants were infused via a 10 µl Hamilton
syringe. Rats receiving only the VM implant received passage of an
empty needle at the same coordinates as the sciatic nerve suspension to
control for effects of tissue damage.
Histology. At the conclusion of behavioral tests, rats were
deeply anesthetized and perfused intracardially with physiological saline followed by ice-cold 4% buffered paraformaldehyde. After immersion in 20% sucrose solution, brains were sectioned on a freezing
microtome at a thickness of 35 µm and collected in storage trays
filled with cryoprotectant solution. Immunocytochemistry for tyrosine
hydroxylase (TH) was performed on sections at 70 µm intervals and
used as a marker for DA neurons and their processes. Mouse anti-TH
monoclonal antibody (Chemicon International, Temecula, CA) was used at
a dilution of 1:4000, and tissue was processed according to the
Vectastain ABC protocol (Vector Laboratories, Burlingame, CA).
Additional sections were stained for Nissl substance to assess general
morphology of VM and sciatic nerve Schwann cell grafts. Only some
grafted rats from which behavioral data were collected were processed
for immunocytochemical analysis. Some dropouts occurred because of
death from age-related natural causes; other brains, including all
unoperated controls, were collected in a manner compatible with other
analyses and devoted to a separate study.
Quantitation of morphology. Four characteristics of grafted
fetal VM tissue were evaluated with quantitative morphology: (1) relative number of surviving grafted TH+ neurons
from cell counts at constant section interval, (2) total size of the
tissue graft as represented by rostral-caudal extent, (3)
cross-sectional area of grafted TH+ elements,
including grafted TH+ neurons and their processes,
and (4) relative density of graft-derived TH+
innervation in the host striatum immediately adjacent to the tissue
graft. TH+ neuronal soma were counted in VM grafts
to provide comparisons of relative survival of grafted DA neurons
across experimental conditions. Cell counts were made at 70 µm
intervals. A cell had to exhibit at least one neurite or have a visible
nucleus to be included in cell counts. Total size of VM grafts was
assessed by simply tabulating the presence of grafted tissue in serial sections. Section number was multiplied by section interval and section
thickness to arrive at a relative value for graft size in the
rostral-caudal dimension. Cross-sectional area of grafted TH+ elements (neurons + innervation) and
intensitometric measurements of TH+ fiber density in
the grafted striatum immediately adjacent to grafts were made using
computer-assisted imaging (SigmaScan/SigmaScan Pro software, Jandel
Scientific, San Rafael, CA). Measurements were collected at three
levels spaced 70 µm apart through the portion of the graft containing
the greatest number of TH+ neurons. Area and density
measures of graft-derived innervation were derived from coded
microscope slides and made by an observer blind to assignment of
experimental groups. Illumination was adjusted to detect only
TH+ elements. The portion of the caudate nucleus
occupied by TH+ elements was expressed as percentage
of the entire cross-sectional area of the caudate at the levels chosen.
Fiber density was measured in a 200 × 300 µm field at 100×
magnification, positioned immediately lateral to the graft border in a
region judged to represent a zone of maximum fiber density. Fiber
density measures were expressed relative to the density of
TH+ innervation in the contralateral intact striatum.
Statistical analyses. The number of drug-induced rotations
across experimental groups over time were analyzed with
repeated-measures ANOVA, followed by post hoc Fisher's PLSD
test or means comparisons analysis to identify specific comparisons
that attained statistical significance. Quantified morphological
measures were analyzed with ANOVA followed by post hoc
Fisher's PLSD test. Differences in morphological measures between VM
grafts and VM-Schwann cell co-grafts for the individual middle-aged
and old-aged groups receiving these treatments were assessed with
t test.
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RESULTS |
Morphology of lesions
Mesostriatal DA system lesions were uniformly large, providing
near-total elimination of TH+ soma in the substantia
nigra and additional variable loss of TH+ cells in
the ventral tegmental area (Figure 2).
TH+ fiber staining in the caudate nucleus
ipsilateral to the lesion was eliminated, with staining in the septal
area, nucleus accumbens, and olfactory tubercle markedly decreased.

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Figure 2.
Representative unilateral mesostriatal lesion.
Tyrosine hydroxylase (TH) staining at the level of the substantia nigra
pars compacta (A) and caudate nucleus
(B). Lesions in all experimental groups produced
near-complete loss of TH+ neurons from the
substantia nigra pars compacta and fibers in the ipsilateral caudate
nucleus. There was additional severe depletion of
TH+ soma in the ventral tegmental area and
associated innervation of terminal fields. Scale bar, 1.0 mm.
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Rotational behavior in rats of varying age and lesion duration
The rate of rotation to amphetamine before neural grafting
differed among rats of varying age and lesion duration. As shown in
Table 1, rats in the oldest age groups
(24 and 26 m.o.) displayed significantly fewer rotations per
minute after amphetamine challenge than middle-aged (17 m.o.) and young
(4 m.o.) rats (ANOVA F(4,70) = 8.92, p < 0.001; Fisher's PLSD, p < 0.03).
An additional significant difference was found in rotational behavior
of old-aged rats with long- versus short-term lesions, with long-term
lesion aged rats exhibiting higher rates of rotation (Fisher's PLSD,
p < 0.03). These aging-related differences in rotation
rate were not attributable to lesion severity. Lesions in all animals
were comparable and extensive. Observation of these animals suggested
that lower rates of rotation in aged rats was a product of age-related
declines in motor function. This interpretation is consistent with
previous findings of decreased motor performance in aged rats and has
been associated with multiple changes in mesostriatal DA system
function (Joseph et al., 1978 ; Emerich et al., 1993 ; Hebert and
Gerhardt, 1998 ). For statistical comparisons of graft effects on
rotational behavior, rates of rotation for each experimental group were
expressed as percentage of their own baseline to adjust for inherent
aging-related differences in basal rotation rates.
Behavioral effects of DA grafts in rats of varying age and
lesion duration
Individual analysis of rotational behavior in groups of nongrafted
control rats revealed no spontaneous improvement of this behavior in
rats of varying age and lesion duration. Accordingly, control animals
were pooled, and their composite behavior is represented in Figure
3.

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Figure 3.
Amphetamine-induced rotational behavior in rats of
varying age and lesion duration after implantation of DA neuron grafts.
The capacity for graft-derived amelioration of rotational asymmetry
decreased in a step-wise manner with increasing age of the host animal
at the time of transplant and was not related to duration of DA
depletion in the mesostriatal system. Group STY exhibited a
statistically significant decline in rotational behavior as compared
with their own baseline and all other experimental groups at 3, 5, 7, and 9 weeks after grafting. Middle-aged rats were significantly
improved as compared with nongrafted controls at 9 weeks after
grafting, and with their own baseline at 5 and 9 weeks for short-term
lesions, and 7 and 9 weeks for long-term lesions. Old-aged rats did not
exhibit significant graft-derived behavioral recovery as compared with
their own baseline or the behavior of nongrafted controls. Group
abbreviations are as described in text and Figure 1 legend. Time point
P on the x-axis designates baseline
rotational behavior ~1 week before grafting. + p < 0.01 compared with all other groups; *p < 0.01 compared with baseline and pooled nongrafted control group.
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For rats receiving DA neuron implants, graft-related amelioration of
amphetamine-induced rotational behavior was markedly diminished in rats
of increasing age (Fig. 3). Repeated-measures ANOVA of rats with
short-term lesions showed significant effects of age
(F(3,27) = 17.17, p < 0.001), time after transplant (F(4,108) = 4.95, p < 0.002), and the time × age interaction
(F(12,108) = 3.64, p < 0.001). For rats with long-term lesions, analysis indicated significant
effects of age (F(2,16) = 3.77, p < 0.05) and time after transplant
(F(4,64) = 3.60, p < 0.02). The time × age interaction was not significant for
long-term as compared with short-term lesions in middle- and old-aged
rats (F(8,64) = 1.23, p = 0.30). Young rats (4 m.o.) with short-term lesions (group STY)
exhibited a significant improvement of rotational behavior by 3 weeks
after grafting, and complete reversal of rotational behavior at 5 weeks
after grafting and beyond (p < 0.001). The behavioral improvement in young rats with short-term lesions was statistically different from all other groups on weeks 3, 5, 7, and 9 after transplant surgery (p < 0.004). In
contrast, middle-aged rats (17 m.o.) with both short- and long-term
lesions (groups STM and LTM) exhibited gradual improvement, reaching
45-55% amelioration of rotational behavior by 9 weeks after grafting.
Middle-aged rats exhibited significant improvement of rotational
behavior compared with nongrafted controls (p < 0.002) but were not statistically distinguishable from old-aged rats.
Middle-aged rats with short-term lesions showed significant behavioral
improvement from their own baseline on weeks 5 and 9 after grafting
(p < 0.01), whereas middle-aged rats with
long-term lesions were statistically improved on weeks 7 and 9 (p < 0.02). Rats in the oldest age groups (24 and 26 m.o.) with both short- and long-term lesions (groups STO
and LTO) exhibited a modest 8-21% mean improvement at 9 weeks after
implantation, and over this time did not attain statistically
significant improvement relative to their own baseline rotational
behavior or the behavior of nongrafted control animals. This waning
behavioral efficacy provided by grafts of identical preparation was
primarily related to age of the transplant recipient and not the
duration of striatal DA depletion, because within the middle- and
old-aged groups significant differences were not detected in the
response of animals with lesions in place for 1 month versus 14 months.
Graft morphology
Morphology of the VM grafts as visualized with TH
immunocytochemistry corresponded well to the variations in behavioral
efficacy observed in groups of animals of differing age and lesion
duration. As illustrated in Figure 4,
dispersed cell grafts in young rats with short-term lesions (group STY)
were larger, contained clusters of TH+ cell bodies,
and densely reinnervated the surrounding host striatum. In contrast,
implants in aged rats with long- or short-term lesions (groups LTO and
STO) remained the approximate size of the needle track, contained
relatively few TH+ neurons, and contributed sparse
reinnervation to the denervated striatum. The morphology of grafts in
middle-aged rats with long-term lesions (group LTM) was highly
variable, with examples corresponding to the extremes represented by
groups STY and LTO present. Grafts in middle-aged rats with short-term
lesions (group STM) were less variable and tended to resemble grafts in
old rats.

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Figure 4.
Representative ventral mesencephalic tissue grafts
in rats of varying age and lesion duration. Grafts of identical
composition are illustrated at 10 weeks after grafting in members of
groups STY, LTM, and LTO, as visualized with TH staining. Morphology of
grafts is consistent with quantitative measures, indicating that
survival of grafted DA neurons is significantly decreased in aged host
rats (C, group LTO) as compared with
young (A, group STY) and
middle-aged (B, group LTM) hosts.
In contrast, graft-derived innervation of the caudate nucleus is
decreased in both middle- and old-aged hosts as compared with young
rats. Scale bar, 100 µm.
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Quantitative measures of grafted cell survival and reinnervation of the
striatum supported the qualitative impressions of graft morphology
(Figure 5). Overall size of the implants
and TH+ neuron survival was greatest in young rats
with short-term lesions (STY) (Fig. 5A,B). Middle-aged rats
with long-term lesions (LTM) exhibited a modest, nonsignificant
reduction in graft size and DA neuron survival. In contrast,
middle-aged rats with short-term lesions (STM) and aged rats with
short- and long-term lesions (STO, LTO) exhibited significantly smaller
implants (F(4,20) = 8.60, p < 0.001; Fisher's PLSD, p < 0.04) containing many
fewer surviving DA neurons ( 80%)
(F(4,21) = 2.83, p = 0.05;
Fisher's PLSD, p < 0.03).

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Figure 5.
Quantitative measures of DA graft morphology.
Measures of graft size (A) and counts of
TH+ neurons (B) indicated
significantly better survival in rats lesioned as young adults (groups
STY and LTM) as compared with
those lesioned as older animals (STM, STO, LTO). In
contrast, area of graft-derived innervation (C)
was significantly decreased in all groups of middle- and old-aged rats
as compared with young adult animals. The maximum density of
graft-derived innervation (D) was significantly
decreased only in middle- and old-aged rats with short-term lesions as
compared with young animals. Group abbreviations are as presented in
Figure 1 legend. The number of measurements per group is as follows.
For graft size and TH+ cell counts:
STY (n = 6), STM
(n = 6), LTM (n = 5), STO (n = 4),
LTO (n = 5); for cross-sectional
area of TH+ elements and maximum fiber density:
STY (n = 18), STM
(n = 18), LTM (n = 15), STO (n = 12),
LTO (n = 15). *p < 0.04.
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Measurements of graft-derived innervation followed a somewhat different
pattern (Fig. 5C,D). Most notably, although middle-aged rats
with long-term lesions exhibited overall graft size and
TH+ neuron survival comparable to young rats, the
area occupied by grafted-derived TH+ neurites was
significantly reduced in these animals and comparable to rats of the
other middle- and old-aged groups (Fig. 5C)
(F(4,70) = 8.90, p < 0.001; Fisher's PLSD, p < 0.001). Grafted
TH+ neurons and their neurites in young rats with
short-term lesions occupied ~20% of the cross-sectional area of the
grafted striatum. In contrast, grafts in all middle- and old-aged
groups exhibited a significant decrease in area of potential influence,
occupying <10% of the coronal area of the striatum. The maximum
density of graft-derived innervation adjacent to implants was less
variable among groups (Fig. 5D). Although
TH+ fiber density was highest in young rats with
short-term lesions, at ~55% of the intact complement, innervation in
middle- and old-aged rats with long-term lesions was not significantly
different, reaching ~40% of intact density. However, maximum fiber
density was significantly reduced in middle- and old-aged rats with
short-term lesions as compared with young rats
(F(4,73) = 2.72, p < 0.04;
Fisher's PLSD, p < 0.03).
Neurotrophic supplementation with Schwann cell co-grafts
Co-grafting neonatal rat sciatic nerve Schwann cells with
VM tissue improved behavioral recovery in long-term lesion rats and
aged rats with short-term lesions (Figure
6). For all three of these groups,
co-grafted Schwann cells afforded an additional 31-43% improvement in
amphetamine-induced rotational asymmetry, reaching a statistically
significant amelioration in the comparison with DA neuron grafts only
for aged rats with short-term lesions (group STO) (repeated-measures
ANOVA significant for group, F(2,10) = 4.53, p < 0.04, Fisher's PLSD, p < 0.05, as compared with nongrafted controls and DA-only implants).
Comparisons in middle-aged and aged rats with long-term lesions (groups
LTM and LTO) revealed a significant effect of time after transplant
(group LTM: F(4,76) = 5.41, p < 0.001; group LTO:
F(4,32) = 5.70, p < 0.002). For group LTM this was attributable to DA-grafted and
co-grafted rats exhibiting significant improvement from their own
baseline on weeks 7 and 9 after grafting (p < 0.02), whereas for group LTO, only co-grafted rats exhibited a
significant improvement from baseline (p < 0.02).

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Figure 6.
Comparison of amphetamine-induced rotational
behavior in middle- and old-aged rats receiving DA neuron grafts or DA
neuron-Schwann cell co-grafts. Co-grafted Schwann cells improved DA
graft outcome in these groups. A, For rats in group LTM,
co-grafts did not alter the time course of behavioral improvement
but enhanced the magnitude of this improvement as compared with DA grafts alone. This
augmentation was not statistically significant. Both graft and co-graft
groups were significantly improved relative to their baseline on weeks
7 and 9 after grafting. B, Repeated-measures ANOVA for
aged rats in group LTO revealed no significant effect of group but
detected a significant improvement over time compared with baseline
rotation only for co-grafted rats. C, For rats in group
STO, a significant effect of group was detected, attributable to
improved performance of co-grafted rats as compared with DA grafts on
weeks 7 and 9 after grafting. + p < 0.05 as
compared with DA graft group; *p < 0.05 as
compared with baseline rotation.
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Effects of Schwann cell co-grafts on quantitative measures of VM graft
morphology varied among middle- and old-aged groups (Fig.
7). Co-grafts provided little or no
improvement of the morphology of VM grafts in middle-aged rats with
long-term lesions, and for some measures co-grafted rats exhibited
morphological characteristics that were diminished as a group compared
with rats with only grafts of VM tissue. In contrast, co-grafts
appeared to augment VM graft morphology in old-aged rats. Although
total size of the VM graft exhibited a modest increase (Fig.
7A), the number of surviving grafted DA neurons was
approximately doubled in co-grafted aged rats (Fig. 7B).
This trend did not reach statistical significance. Old rats with
co-grafts exhibited a marked increase in cross-sectional area of
grafted TH+ elements, approximately doubling the
potential area of influence of grafted TH+ neurons
and their innervation (Fig. 7C). This increase was
statistically significant for group STO (t = 2.05, df = 28, p = 0.05), but failed to achieve
significance for group LTO (t = 1.74, df = 28, p = 0.09). Maximum density of graft-derived fibers
exhibited a modest, ~15%, increase in aged co-grafted rats, but with
this attained a density comparable to grafts in young rats (Fig.
7D).

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Figure 7.
Comparison of quantitative measures of graft
morphology in middle- and old-aged rats receiving DA neuron grafts or
DA neuron-Schwann cell co-grafts. Values graphed are for co-grafts and
expressed as values relative to the same measure for DA neuron grafts
in the same host condition. Measures of graft size (A,
B) and neurite outgrowth (C) and
density (D) were increased in the presence of
co-grafted Schwann cells in both groups of old-aged hosts. Although
survival of grafted TH+ neurons was approximately
doubled in aged rats with co-grafts (B), this
trend did not reach statistical significance. Similarly, aged rats with
co-grafted Schwann cells exhibited an approximate doubling of the area
of graft-derived innervation (C), with this
change reaching statistical significance for co-grafts in group STO.
Group abbreviations are defined in Figure 1 legend. The number of
measurements per group is as follows. For graft size and
TH+ cell counts: LTM CO
(n = 9), STO CO
(n = 6), LTO CO
(n = 6); for cross-sectional area of
TH+ elements and fiber density: LTM
CO (n = 27), STO CO
(n = 18), LTO CO
(n = 18). *p = 0.05.
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Qualitatively, the changes in graft morphology in some co-grafted aging
rats were impressive, equaling or surpassing the best grafts in young
rats with short-term lesions (Fig.
8A,B). Variability in
the morphology of VM grafts in aged co-grafted rats was large, and we
found it difficult to relate this variation to differences in survival
of the Schwann cell co-graft. As visualized at 10 weeks after
implantation, Schwann cell co-grafts presented a uniform histological
appearance. In general, Schwann cell implants were slender,
approximating the diameter of the needle track, and appeared as
undulating collections of elongated nuclei, reminiscent of the "snake
fence" appearance of peripheral nerve in histological sections (Fig.
8C). The impression yielded by histology was that many fewer
Schwann cells were surviving at 10 weeks after implantation than would
be predicted from the original number implanted. In no case was there
any indication of continued growth or expansion of the Schwann cell
implant. Thus, histology of the Schwann cell implants at 10 weeks after
grafting appeared to be an inadequate index of co-graft viability and
function at earlier timepoints.

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Figure 8.
Representative morphology of ventral mesencephalic
tissue co-grafted with Schwann cells in aging rats and morphology of
co-grafted Schwann cells. A, B, Graft-derived
TH+ innervation was increased in the presence of
co-grafted Schwann cells, accompanied by an approximate doubling of
survival of grafted TH+ neurons in the oldest rats.
C, Schwann cell co-grafts were detectable in
Nissl-stained sections as compact collections of undulating nuclei,
typical of the appearance of peripheral nerve in histological sections
and distinct from the morphology of the surrounding striatum.
LTM CO, Long-term lesioned middle-aged rat with
co-graft; LTO CO, long-term lesioned old-aged rat with
co-graft; SC, Schwann cells. Scale bar (shown in
C): A, B, 100 µm; C, 50 µm.
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DISCUSSION |
Studies of DA neuron grafting in animals have provided a great
deal of information concerning factors associated with the graft itself
that yield optimal growth and function (Brundin et al., 1987 ; Yurek and
Sladek, 1990 ; Olanow et al., 1996 ). Our interest has shifted to factors
associated with the transplant recipient and the environment for
grafted DA neurons. In the present study we provide information on two
factors that are rarely modeled in animal experiments but are
characteristic of the majority of PD patients that could be considered
candidates for neural graft therapy: advancing age and a protracted
history of striatal DA depletion. Specifically, we compared behavioral
and morphological correlates of a standardized VM graft in rats of
advancing age with short-term DA depletions with middle- and old-aged
male F344 rats with DA depletions in place for 14 months, an interval
equivalent to approximately one-half of the mean lifespan of this strain.
Our findings are summarized in Table 2
and are as follows. (1) The capacity for DA neuron grafts to ameliorate
amphetamine-induced rotational behavior was reduced with advancing age
of the graft recipient. The same graft that provided complete reversal
of rotational behavior in young rats with short-term lesions produced
~50% reduction of this behavior in middle-aged rats and was
virtually without therapeutic effect in the oldest animals. (2) The
behavioral response to the DA graft was determined by the age of the
transplant recipient at the time of grafting and not by the duration of
striatal DA depletion. (3) Diminished behavioral effects of grafts were
attributable to decreased survival and neurite outgrowth of grafted DA
neurons. (4) Behavioral and morphological features of DA grafts in
aging rats were enhanced by the presence of co-grafted sciatic nerve Schwann cells, a demonstrated source of neurotrophic activity for
embryonic DA neurons (Collier et al., 1990 ; Collier and Springer, 1991 ;
Collier and Martin, 1993 ).
To the best of our knowledge, the behavioral effects of DA grafts have
not been assessed previously in an animal model that combines severe
depletion of striatal DA and advanced age. DA neuron grafts have been
studied in intact aged rats (Gage et al., 1983a ,b ). In these
experiments, grafts survived adequately but were noted not to grow as
large or provide as much reinnervation as grafts in lesioned young rats
(Gage et al., 1983a ). These differences were attributed to the
placement of grafts into the nondenervated striatum. In addition, DA
neuron grafts were demonstrated to improve motor coordination in intact
aged rats (Gage et al., 1983b ). Our findings of reduced survival and
neurite extension for DA neurons grafted into aged denervated rats are
in general agreement with previous findings, but the design of the
current study allows implication of the environment of the aged brain
as a contributing factor in this outcome. Similarly, it is not
surprising that behavioral improvement has been achieved with grafts
placed into the intact aged striatum, but not found in our study. The
DA depletion produced by aging alone is less than that produced by
lesion of the mesostriatal pathway, affording a better opportunity for
graft-related DA replacement to exert a significant behavioral effect.
Indeed, our study does not examine whether under optimal conditions
(e.g., multiple implants, etc.) DA grafts can be therapeutic in aged,
DA-depleted animals. Instead, we have used a suboptimal implant to
probe the nature of the aging, DA-depleted striatal environment. Use of
a graft that should be marginally effective in young rats allows
detection of factors that both impair and augment graft outcome.
The current study focused on the comparison of aging and duration of
striatal DA depletion as they influence mechanisms of graft viability
and function. It was surprising that for the parameters studied here
there was no evidence that duration of DA depletion per se was of
significant detriment. Rather, the evidence suggested that
chronological age at the time of transplant surgery, or chronological age at the time of lesion, were of primary importance in predicting graft outcomes. For graft-related amelioration of rotational behavior, age of the graft recipient at the time of transplant exerted the primary effect on behavioral recovery. Within these age groups, no
difference in behavioral recovery was detected between rats with
DA-depleting lesions in place for 1 month versus 14 months. For
morphological measures of graft viability and growth,
TH+ cell survival and neurite extension appeared to
be dissociable, each influenced by different features of the host
animal's history. Like behavioral efficacy, the cross-sectional area
occupied by grafted TH+ neurons and their processes
was primarily affected by age of the recipient at time of transplant.
Middle-aged rats with long-term lesions were similar to the other
groups of middle- and old-aged animals, exhibiting a statistically
significant reduction of area of grafted neurons and innervation
compared with young rats. Maximum density of graft-derived innervation
followed a similar pattern, but changes were of lesser magnitude. All
middle- and old-aged rats exhibited modest decreases compared with
young rats. In contrast, survival of grafted DA neurons was primarily
influenced by age of the host at the time of lesion. Young rats with
short-term lesions and middle-aged rats with long-term lesions
exhibited significantly larger grafts containing greater numbers of
surviving TH+ neurons. Both of these groups received
their mesostriatal lesions as young adults (3 m.o.). All groups that
were lesioned at 12 m.o. or older exhibited comparable, reduced
overall graft sizes and TH+ neuron survival.
It is our working hypothesis that the pattern of behavioral and
morphological effects seen in these animals are a reflection of aging-
and lesion-related changes in the striatal neurotrophic environment.
Both maturation and DA-depleting lesions are known to affect the
abundance of identified growth factors for DA neurons present in the
striatum (Collier and Sortwell, 1999 ): a decreasing prevalence in
adulthood (Wilcox and Derynck, 1988 ; Schaar et al., 1993 ; Seroogy et
al., 1993 ; Stromberg et al., 1993 ; Choi-Lundberg and Bohn, 1995 ; Nosrat
et al., 1996 ; Kornblum et al., 1997 ; Widenfalk et al., 1997 ) yet
capable of induction after mesostriatal lesion (Chadi et al., 1994 ;
Funa et al., 1996 ). The abundance and activity of identified DA
neurotrophic molecules in aging brain is unknown. However, two studies
have examined the general capacity for neurotrophic responses in the
aged striatum. Kaseloo and colleagues (1996) collected extracts from
biopsy sites in striatum of otherwise intact young (2-3 m.o.) and aged
(18-24 m.o.) rats and assayed them for neurotrophic activity in
cultures of the DA-producing SH-SY5Y cell line. Extract from aged rats
exhibited significantly reduced neurite-promoting activity but
maintained neuroprotective activity. Our own recent work with Carvey
and colleagues (Ling et al., 1998 ) indicated that neurotrophic extracts
from the striatum of 18 and 23 m.o. rats exhibited reduced
survival- and neurite-promoting activity for cultured embryonic rat VM
TH+ neurons as compared with striatal extracts from
rats at 4 and 12 m.o. In addition, although striatal-derived
neurotrophic activity was significantly increased ipsilateral to
mesostriatal system lesion in younger rats, this reactive compensation
was absent in aging animals. Within this context, the observations of
the current report support the view that DA grafts implanted into middle- and old-aged hosts are likely to encounter an impoverished striatal neurotrophic environment that may contribute to decreased graft viability and function. The one exception to this view is the
better survival of grafted DA neurons in middle-aged rats lesioned as
young adults. This finding may suggest that striatal factors important
for survival of grafted neurons may undergo long-lasting upregulation
after denervation in young rats and that a residue of neurotrophic
induction may persist in middle-aged rats that were lesioned as young animals.
One prediction of the hypothesis that diminished graft viability and
function in aging hosts is a product of an impoverished striatal
neurotrophic environment is that local neurotrophic supplementation would improve DA graft outcome. The present study demonstrates that
this is the case. We have demonstrated previously that segments of
peripheral nerve, Schwann cells, and Schwann cell conditioned medium
provide survival- and neurite-promoting activity for embryonic DA
neurons in culture (Collier et al., 1990 ; Collier and Martin, 1993 ) and
in neural grafts (Collier and Springer, 1991 ). In the present study,
co-grafted Schwann cells provided augmentation of behavioral and
morphological features of DA grafts in aged hosts. Although the
augmentation provided by Schwann cell co-grafts leaves room for
improvement, the presence of activity for both survival and neurite
extension of grafted neurons suggests the presence of multiple
neurotrophic molecules provided by co-grafted Schwann cells. Given
these effects, further experimentation manipulating the number,
placement, and survival of grafted Schwann cells is warranted.
In summary, the findings of the present report indicate that advancing
chronological age of the transplant recipient may be an
underappreciated risk factor for poor outcome after intrastriatal implantation of embryonic DA neurons. Duration of striatal DA depletion
was of less importance in determining graft outcome. Parameters of
graft outcome were differentially sensitive to age of the host at the
time of the DA-depleting lesion and at the time of transplant. By
analogy, age of the PD patient at disease onset and at the time of
transplant therapy may critically affect graft outcome, favoring a
better prognosis for younger patients that are earlier in the
progression of their disease. The available evidence is consistent with
the view that the aged DA-depleted striatum represents an impoverished
neurotrophic environment for grafted DA neurons, contributing directly
to reduced graft viability and function. However, co-grafted Schwann
cells were capable of providing local neurotrophic supplementation,
resulting in better survival, neurite extension, and behavioral
efficacy of grafted DA neurons in hosts of advanced age. Taken
together, these results provide an argument that favors the development
of adjunct therapies to supplement the neurotrophic environment of
grafted DA neurons to achieve optimal therapeutic effects in elderly
patients with PD.
Note added in proof. Dr. C. R. Freed
(University of Colorado Health Science Center, Denver, CO) and
colleagues recently reported results of their clinical trial of fetal
DA neuron grafting for PD (presentation, American Academy of Neurology
conference, Toronto, Ontario, Canada, April 21, 1999; New York Times,
April 22, 1999; presentation, American Society for Neural
Transplantation and Repair conference, Clearwater, FL, April 30, 1999).
One of the factors studied was the relationship between age of the
transplant recipient and clinical outcome. Consistent with the present
report, only patients under 60 years of age exhibited statistically
significant clinical benefit after grafting, whereas older patients
were not helped overall.
 |
FOOTNOTES |
Received Jan. 25, 1999; revised April 2, 1999; accepted April 8, 1999.
This work was supported by National Institute on Aging Grant AG10851.
We gratefully acknowledge the contributions of Dr. Kathy Steece-Collier
and Dr. Glenn Stebbins.
Correspondence should be addressed to Dr. Timothy J. Collier,
Department of Neurological Sciences, Rush Presbyterian Medical Center,
Tech 2000, Suite 200, 2242 West Harrison Street, Chicago, IL 60612.
 |
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Copyright © 1999 Society for Neuroscience 0270-6474/99/19135563-11$05.00/0
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