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The Journal of Neuroscience, July 15, 1999, 19(14):5932-5941
Caspase-8 and Caspase-3 Are Expressed by Different Populations of
Cortical Neurons Undergoing Delayed Cell Death after Focal Stroke in
the Rat
James J.
Velier,
Julie A.
Ellison,
Kristine K.
Kikly,
Patricia A.
Spera,
Frank C.
Barone, and
Giora Z.
Feuerstein
Departments of Cardiovascular Pharmacology and Immunology,
SmithKline Beecham Pharmaceuticals, King of Prussia, Pennsylvania
19406
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ABSTRACT |
A number of studies have provided evidence that neuronal cell loss
after stroke involves programmed cell death or apoptosis. In
particular, recent biochemical and immunohistochemical studies have
demonstrated the expression and activation of intracellular proteases,
notably caspase-3, which act as both initiators and executors of the
apoptotic process. To further elucidate the involvement of caspases in
neuronal cell death induced by focal stroke we developed a panel of
antibodies and investigated the spatial and temporal pattern of both
caspase-8 and caspase-3 expression. Our efforts focused on caspase-8
because its "apical" position within the enzymatic cascade of
caspases makes it a potentially important therapeutic target.
Constitutive expression of procaspase-8 was detectable in most cortical
neurons, and proteolytic processing yielding the active form of
caspase-8 was found as early as 6 hr after focal stroke induced in rats
by permanent middle cerebral artery occlusion. This active form of
caspase-8 was predominantly seen in the large pyramidal neurons of
lamina V. Active caspase-3 was evident only in neurons located within
lamina II/III starting at 24 hr after injury and in microglia
throughout the core infarct at all times examined. Terminal
deoxynucleotidyl transferase-mediated biotinylated UTP nick end
labeling, gel electrophoresis of DNA, and neuronal cell
quantitation indicated that there was an early nonapoptotic loss of
cortical neurons followed by a progressive elimination of neurons with
features of apoptosis. These data indicate that the pattern of caspase
expression occurring during delayed neuronal cell death after focal
stroke will vary depending on the neuronal phenotype.
Key words:
stroke; ischemia; caspases; apoptosis; microglia; neuron
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INTRODUCTION |
Ischemic insults affecting the
CNS result in impaired cognitive abilities as well as
compromised sensorimotor function. These deficits are generally
attributed to a loss of neurons within the region of the ischemic
insult. Several previous studies suggest that the loss of neurons via
apoptosis might be important in this context (Linnik et al., 1993 ;
MacManus et al., 1994 ; Li et al., 1995 ; Chen et al., 1998 ; Namura et
al., 1998 ). Apoptosis is a form of programmed cell death (PCD)
originally recognized by ultrastructural examination and characterized
by degradation of nuclear chromatin, condensation of the cytoplasm and
nucleus, and ultimately the fragmentation of the cell into "apoptotic
bodies" (Kerr, 1969 , 1971 ; Kerr et al., 1972 ). These distinct changes
in cellular structure differentiate apoptosis from necrosis, an
alternative form of cell death. The two processes of cell death,
apoptosis and necrosis, are further distinguished by differing patterns
of DNA degradation; the morphological changes of apoptosis have been
shown to be associated with double-strand cleavage of nuclear DNA at
the linker regions between nucleosomes (Wyllie, 1980 ; Afanas'ev et
al., 1986 ). Genetic and biochemical studies have now demonstrated that
a family of intracellular proteases participates in this coordinated
disassembly of cellular structure.
Ellis and Horvitz (1986) reported the identification of two genes
required for the elimination of a subset of cells via PCD in the
nematode Caenorhabditis elegans during development. One of
these genes, ced-3, was found to share extensive
homology with human interleukin-1-converting enzyme (ICE) (Yuan et al.,
1993 ), a novel cysteine protease required for the proteolytic
activation of prointerleukin-1 into the active cytokine (Thornberry
et al., 1992 ). ICE is now known to belong to a family of cysteine
proteases, the caspases, which play a key role in both inflammation and
PCD in mammals.
All identified members of the caspase family contain the conserved
motif QAC(R/Q)G and typically reside within the cell as inactive
proenzymes that are activated by proteolytic cleavage in response to a
variety of cellular insults. Studies examining recombinant caspase
activity (Faucheu et al., 1995 ; Fernandes-Alnemri et al., 1995 , 1996 ;
Tewari et al., 1995 ; Srinivasula et al., 1996 ), the sequential
appearance of proteolytic activities cleaving fluorescent substrates
(Enari et al., 1996 ), and affinity-labeling of active caspases
(Takahashi et al., 1996 , 1997 ; Yamin et al., 1996 ) support the
hypothesis that multiple caspases are sequentially activated during
apoptosis with caspase-8 often being the first caspase in the cascade.
Caspase-8 was identified via protein-protein interactions and has been
shown to have protease activity toward most known caspases (Boldin et
al., 1996 ; Fernandes-Alnemri et al., 1996 ; Muzio et al., 1996 ;
Srinivasula et al., 1996 ). Unlike most other caspase family members,
caspase-8 contains two death effector domain-like modules through which
it interacts with FADD, an adaptor protein involved in recruiting
caspase-8 for activation at either the CD95 death-inducing
signaling complex (DISC) (Kischkel et al., 1995 ; Boldin et al., 1996 ;
Muzio et al., 1996 ; Medema et al., 1997 ) or the tumor necrosis factor
receptor-1 (Hsu et al., 1996 ). Activation of caspase-8 may also occur
"downstream" of mitochondrial dysfunction and independent of
signaling at the DISC (Fulda et al., 1997 ).
To investigate the possibility that caspase-8 activation might be
involved in neuronal cell death after an ischemic insult we generated a
panel of caspase antibodies and examined cellular expression and
maturation of caspase-8 and caspase-3 after focal stroke. Our studies
suggest that the death of cortical neurons involves multiple caspases
and that the activation of caspase-3 in microglia may contribute to
cell death in this cell population.
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MATERIALS AND METHODS |
Middle cerebral artery occlusion and tissue
preparation. Adult male spontaneously hypertensive rats (SHR)
(weight 250-350 gm) were obtained from Taconic Farms (Germantown, NY)
and were maintained with food and water ad libitum at
23°C and 50% relative humidity for at least 7 d before surgery.
Surgical procedures were as described previously (Barone et al., 1995 ).
Briefly, rats were anesthetized with sodium pentobarbital (60 mg/kg,
i.p.; Steris Laboratories, Phoenix, AZ) and placed in a stereotaxic
head holder (David Kopf Instruments, Tujunga, CA), and body temperature
was maintained at 37°C. Occlusion of the middle cerebral artery (MCA) was achieved at the level of the inferior cerebral vein. An incision was made between the orbit and the external auditory canal with dissection-retraction of the temporal muscle. The MCA was exposed through a 2-3 mm2 craniotomy made just rostral to
the zygomatic-squamosal skull suture, directly over the artery. The
dura over the MCA was opened, and the artery was positioned on the
tip of a platinum-iridium wire (0.0045 inch diameter; Medwire, Mount
Vernon, NY) mounted on a micromanipulator. The artery was pulled
slightly away from the brain surface for simultaneous occlusion and
transection by electrocoagulation (Force 2 Electrosurgical Generator;
Valley Lab Inc.) without damaging the brain surface. In sham-operated rats, the dura mater was opened over the MCA, but the artery was not
occluded. Blood pressure, blood gases, blood glucose concentrations, heart rate, and body temperature were monitored before and after surgery, and all parameters were within normal physiological range (Table 1). Rats were killed at 6 hr (n = 6), 24 hr (n = 6), 48 hr
(n = 6), and 5 d (n = 3) after
surgery; sham rats (n = 2) were killed 48 hr after
surgery. Naive control rats (n = 2) were also examined.
Rats were killed with 1 ml/kg sodium pentobarbital and perfused via the
aorta with 50 mM Dulbecco's PBS containing 2% paraformaldehyde for 15 min. The brain was then removed and post-fixed in PBS containing 2% paraformaldehyde for 4 d at 4°C. Brains
were cryoprotected in 20% sucrose in PBS at 4°C, frozen in
OCT (Tissue-Tek, Miles Inc., Elkhart, IN), and stored at 70°C until
sectioned. Sections (12-µm-thick) were cut onto Fisher
Scientific (Pittsburgh, PA) Superfrost Plus slides, dried on a
warm plate at 37°C, and stored at 70°C until use.
Terminal deoxynucleotidyl transferase-mediated biotinylated UTP
nick end labeling. Terminal deoxynucleotidyl
transferase-mediated biotinylated UTP nick end labeling (TUNEL) was
performed according to the method of Gavrieli et al. (1992) with
modifications of Davis et al. (1996) . Slides were brought to room
temperature and rehydrated in PBS. Endogenous peroxidase activity was
quenched for 20 min in 3% H2O2 in methanol.
Nuclei of tissue sections were stripped of proteins by incubation with
10 µg/ml proteinase K (Sigma, St. Louis, MO), 0.1 M Tris,
pH 8, and 0.05 M EDTA at 37°C for 15 min. Reaction was
stopped with wash in Tris for 5 min. A reaction mix of 400 pmol of
biotinylated dATP (Life Technologies, San Diego, CA), 0.1 µl of
CoCl2, and 25 U of terminal deoxynucleotidyl transferase (Promega, Madison, WI) was added to the sections, and
slides were incubated at 37°C for 90 min. Slides were then washed in
Tris for 5 min, incubated in ABC reagent for 60 min at room
temperature, and washed in Tris three times for 5 min each. The
sections were colorized with 0.02% DAB in 0.1 M Tris, pH
7.6, containing 0.02% H202 and then washed in
Tris to end the reaction. Slides were washed in water, allowed to dry
overnight, counterstained with hematoxylin, and coverslipped. Only
dark-staining cells were counted as apoptotic phenotype.
DNA laddering. DNA was harvested from the infarcted area and
the uninjured contralateral cortex of the rat brain 24 hr after permanent middle cerebral artery occlusion (pMCAO). The tissue was
minced and then resuspended in digestion buffer (100 mM
NaCl, 10 mM Tris, pH 8, 25 mM EDTA, 0.5% SDS,
and 100 µg/ml proteinase K). Samples were digested for 16 hr at
50°C. After digestion, samples were treated with RNase (1 µg/ml) at
37°C for 1 hr, and then DNA was isolated by phenol/chloroform
extraction. After precipitation, DNA was resuspended in Tris-EDTA, and
then 10 µg of DNA was run on a 1% agarose gel containing
ethidium bromide (FMC Bioproducts, Rockland, ME).
Antibody generation and Western blot analysis. The antibody
used to detect procaspase-8 (SK441) was raised against full-length recombinant human caspase-8 purified from Escherichia coli.
The antibody used to detect active caspase-8 (SK440) was raised against the p20/p10 fusion purified from E. coli. A neo-epitope
peptide antibody (SK398) was generated to the C terminus of the p20
subunit of caspase-3 (GIETD). All antibodies are rabbit polyclonals.
Western blot analysis was performed on rat brain, mouse liver, and
Jurkat cell lysates spiked with 50 ng of recombinant purified human
caspases to test for antibody specificity. Samples were run on a 16.5% SDS-PAGE gel under reducing conditions and electroblotted onto nitrocellulose. The blots were blocked with 5% dry milk in PBS plus 0.1% Tween 20. Antibodies were incubated with the blots in blocking buffer at 1:1000-1:10,000 for 1 hr and washed two times with
PBS plus 0.1% Tween 20. Donkey anti-rabbit-HRP (1:5000; Amersham, Piscataway, NJ) was incubated in blocking buffer for 1 hr, washed, and
visualized with ECL (Amersham).
Immunohistochemistry. For immunohistochemistry, slides were
warmed to room temperature and placed under a vacuum for 7 min. Tissue
was rehydrated in PBS, and endogenous peroxidase activity was quenched
by immersion in 3% H2O2 in methanol for 10 min. A nonspecific blocking procedure making use of 1% bovine serum
albumin was performed before application of primary antibodies. The
antibody SK441 (procaspase-8) was used at a 1:4000 dilution. The
antibody SK440 (active caspase-8) was used at a dilution of 1:2000, and the antibody SK398 (active caspase-3) was used at a dilution of 1:12,000. Cell-specific markers, OX-42 (microglia; 1:1000; Chemicon, Temecula, CA), GFAP (astrocytes; 1:2000; Chemicon), and NeuN
(neurons; 1 µg/ml; Chemicon) were used to identify the phenotype of
the caspase-expressing cells. All primary incubations were overnight at
4°C. A Vectastain ABC kit (Vector Laboratories, Burlingame, CA) was
used to localize the primary antibody. A diaminobenzidine substrate was
used for visualization of the catalyzed peroxidase-reaction product.
After multiple rinses in PBS and a final rinse in distilled water, sections were counterstained with hematoxylin (Biomeda, Foster
City, CA), dehydrated, cleared, and coverslipped. For double-labeling studies, fluorescent conjugated secondary antibodies (Molecular Probes,
Eugene, OR) were used at a 1:400 dilution.
Adsorption studies. To test the specificity of the
active caspase antibodies, we adsorbed the antibodies at their working dilution with either recombinant active human caspase-3 (p20/p10 fusion) or recombinant active human caspase-8 (p20/p10 fusion) overnight at 4°C and then used the primary antibody mixture to examine immunodetection of active caspase species in 24 hr brain tissue
as per our usual immunohistochemical protocol.
Image analysis and quantitation. All images were collected
and analyzed with an Olympus Optical (Tokyo, Japan) BX60 microscope equipped with the Spot digital camera (Diagnostic Instruments, Sterling
Heights, MI) and Photoshop (Adobe Systems, San Jose, CA). For
quantitative analysis of TUNEL and NeuN-positive cells, two fields from
both lamina II/III and lamina V of the ischemic region in a single 12 µm section from each of three animals were randomly selected and
quantitated. For the number of active caspase-8-positive neurons, three
fields centered on lamina V and equally spaced along the dorsal to
ventral extent of the core infarct in a single 12 µm section from
each of three animals were quantitated. For the quantitation of
active caspase-3-positive cells, four fields within the ischemic region
in a single 12 µm section from each of three animals were randomly
selected and quantitated. The total number of cells per field was
assessed by counting the number of hematoxylin-counterstained nuclei in
all of the above quantitated sections.
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RESULTS |
Time course of cortical apoptosis
We elected to use the terminal transferase enzyme and established
TUNEL methodology to assess the time course of apoptosis within the
core infarct of the ischemic rat brain. At 6 hr after pMCAO, there was
no evidence of TUNEL-positive neurons in any of the cortical lamina
(Fig.
1A,B).
By 24 hr after pMCAO, a moderate number of strongly labeled cells were
found in lamina II/III (Fig. 1C) and lamina V (Fig.
1D). Examination of the core infarct at 48 hr after
pMCAO revealed robust positive staining of most cells situated within
either lamina II/III (Fig. 1E) or lamina V (Fig. 1F). This temporal sequence of developing presumptive
apoptotic cell death was consistently observed in our experiments and
is similar to that reported by Asahi et al. (1997) in a similar model of pMCAO.

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Figure 1.
The time course of apoptosis within the core
infarct as indicated by TUNEL. At 6 hr after injury there is no
evidence of DNA damage within the core infarct (A,
B). At 24 hr there is strong staining in a moderate
number of cells distributed throughout lamina II/III
(arrows, C) and lamina V
(arrows, D). By 48 hr most of the cells
within lamina II/III show robust staining (E), as
do the majority of cells within lamina V (F).
Scale bar: A-F, 250 µm.
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Gel analysis of DNA
In addition to TUNEL analysis, we analyzed by gel electrophoresis
the pattern of DNA cleavage. Using brain homogenates from 24 hr after
injury, a time at which we could clearly identify apoptotic bodies by
basic histological analysis (Fig.
2A), we were able to
demonstrate a laddered pattern of DNA in samples taken from the
ipsilateral cortex (side of injury) but not from the uninjured
contralateral cortex (Fig. 2B).

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Figure 2.
Gel analysis of DNA. Brain homogenates from 24 hr
after injury were selected based on the TUNEL findings and basic
histological analysis, which indicated the presence of apoptotic bodies
at this time (A). A laddered pattern of DNA was
observed in samples taken from the ipsilateral cortex
(Ip; side of injury) but not from the uninjured
contralateral cortex (Co) (B).
St, Molecular weight standards.
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Western blot analysis of caspases
Western blot analysis was performed to determine antibody
specificity. Figure 3, left,
shows that SK441, which recognizes an epitope(s) in the prodomain of
caspase-8, detects full-length caspase-8, a 55 kDa band in all
lanes (present in the Jurkat extract), as well as the
processed prodomain (25 and 14 kDa bands) in the lane spiked
with recombinant full-length caspase-8 (there is autoprocessing of the
full-length recombinant caspase-8 resulting in a mixture of active and
inactive enzyme). A single 55 kDa band is detected in normal rat brain.
SK440 recognizes epitope(s) in the cleaved p20 subunit of caspase-8
(Fig. 3, middle). The epitope(s) appears to be unavailable
for binding in the full-length caspase-8 because there is no
recognition of either the endogenous caspase-8 in the Jurkat cell
extracts or the recombinant full-length caspase-8 added to the sample
(Fig. 3, middle). There is no cross reactivity of SK441 or
SK440 to either recombinant human caspase-3 or caspase-4 (data not
shown). The neo-epitope antibody generated to caspase-3, SK398, does
not react with full-length caspase-3 but only recognizes the epitope
after cleavage of the p10 subunit from the p20 subunit. Because
of the sequence similarities between human caspase-3 and caspase-8, some crossreactivity was detected by Western blot using recombinant human caspase-3 and recombinant human caspase-8. Figure 3
(right) shows SK398 reacts with the p20 subunit of human
caspase-8 (18 kDa) and the prodomain plus p20 of human caspase-3
(21.5 kDa) and the p20 subunit of human caspase-3 (17 kDa). A single
band corresponding to active caspase-3 is detected by SK398 in extracts of mouse liver after intravenous administration of anti-Fas.
Crossreactivity between caspase-3 and caspase-8 when using SK398 is not
a problem in the rodent because of sequence differences between human
and rodent. The epitope for caspase-3 (CGIETD) is conserved in human, mouse, and rat (Mukasa et al., 1997 ; Ni et al., 1997 ), whereas the epitope from human caspase-8 (GIPVETD) is very different from rodent caspase-8 (FQGVPD) (GenBank accession number AJ000641). This
explains the specificity of SK398 for active caspase-3 in the mouse
liver extracts and rat brain.

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Figure 3.
Western blots demonstrating antibody
specificity. SK441 (left) detects full-length endogenous
caspase-8, a 55 kDa band, in all lanes of Jurkat extract
and brain. In addition, SK441 recognizes the processed prodomain (there
is autoprocessing of the full-length recombinant caspase-8, resulting
in a mixture of active an inactive enzyme) as bands at 25 and 14 kDa in
the lane spiked with recombinant full-length caspase-8.
SK440 detects the cleaved p20 subunit of caspase-8 only
(middle). SK398 (right) reacts with the
p20 subunit of human caspase-8 (18 kDa) and the prodomain plus
p20 of human caspase-3 (21.5 kDa) and the p20 subunit of human
caspase-3 (17 kDa). A single band corresponding to active caspase-3 is
detected in extracts of mouse liver after intravenous administration of
anti-Fas. Mw, Molecular weight standards;
8A, Jurkat extract spiked with recombinant active human
caspase-8 (p20/p10 fusion); 8F, Jurkat extract spiked
with full-length recombinant human caspase-8; Jk, Jurkat
extract; Br, Rat brain; 3A, Jurkat
extract spiked with recombinant human caspase-3 that has been
cleaved to its active form; 3F, Jurkat extract spiked
with full-length recombinant human caspase-3; Liver,
mouse liver extract from animals that were not ( ) injected with
anti-Fas and animals that were injected with anti-Fas (+).
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Multiple attempts to identify by Western analysis active forms of
either caspase-8 or caspase-3 in rat brain samples taken from injured
animals were all negative. Similarly, attempts to detect active
caspases by enzymatic methods of analysis using suitable substrates all
yielded negative results. Quantitative analysis of our in
vivo findings suggests a plausible explanation for these negative
results and will be presented later.
Expression of procaspase-8 in neurons
Initial studies examining caspase expression in uninjured rats
were performed to assess procaspase-8 expression and to validate the
specificity of antibodies recognizing active caspase forms. In both
sham and normal rats, procaspase-8 was detected in neurons throughout
all cortical lamina (Fig.
4A). The pattern of
intracellular staining for procaspase-8 was distinctly punctate and
predominantly somatic, with only a small amount of immunoreactivity
extending into proximal dendritic segments. In these uninjured animals, there was no observable positive immunostaining with either the active
caspase-8 antibody (SK440) (Fig. 4B) or the active
caspase-3 antibody (SK398) (data not shown).

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Figure 4.
Expression of caspase-8 in cortical neurons of
normal and ischemic rat brain. Punctate cytoplasmic staining for
procaspase-8 is evident in two large pyramidal neurons of lamina V
(A). The active caspase-8 antibody fails to
demonstrate positive immunostaining in normal rat brain
(B). At 6 hr after injury, positive
immunoreactivity is readily detectable in the large pyramidal neurons
of lamina V (C). Both positive and negative
(arrow) immunostaining is still apparent in the large
pyramidal neurons of lamina V at 48 hr (D).
Colocalization of TUNEL reaction product (E) and
positive immunofluorescence for active caspase-8
(F) could be found. Scale bars: (in
A) A, B, 60 µm;
C, D, 60 µm; (in E)
E, F, 60 µm.
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Cellular expression of active caspase-8 and caspase-3
Cell-specific antibodies and the antibodies SK440 (active
caspase-8) and SK398 (active caspase-3) were used to assess (1) the
temporal pattern of active caspase expression, (2) the phenotype of
cells expressing active caspases, and (3) the intracellular localization of active caspase protein.
Positive immunoreactivity with SK440 (active caspase-8) was found
within the core infarct as early as 6 hr in neurons scattered throughout the cortex but was most consistently observed in the large
pyramidal neurons of lamina V (Fig. 4C). Positive
immunoreactivity was also evident at 24 hr after pMCAO and as late as
48 hr (Fig. 4D) after injury. Unlike the discrete
punctate staining seen for procaspase-8, the immunostaining for active
caspase-8 was observed to be diffusely cytoplasmic. Neurons expressing
active caspase-8 (Fig. 4F) demonstrated DNA damage as
indicated by double labeling with TUNEL (Fig.
4E).
A very different pattern of immunostaining was obtained with SK398, the
active caspase-3 antibody. At 6 hr after pMCAO there was no positive
neuronal staining with SK398. However, by 24 hr after pMCAO there was
robust immunostaining of the small- to medium-sized pyramidal neurons
of lamina II/III (Fig.
5A,C);
no staining of neurons was evident in the deeper cortical lamina (Fig.
5B). The immunopositive neurons in lamina II/III often
appeared in clusters or as a radial column of cells, and the
intracellular localization of the detected active caspase was almost
exclusively nuclear. A mixed nuclear-cytoplasmic
compartmentalization was only rarely observed (Fig.
5D). In addition to the positive immunostaining of neurons,
there was also strong immunostaining of what appeared to be microglia
based on morphological criteria; in double-labeling studies,
colocalization was observed with the microglia marker OX42, confirming
the presumed phenotypic classification (Fig. 5H).
This staining could be found as early as 6 hr and in many instances
revealed a cell with apparently fragmenting cellular processes (Fig.
5E). Although many of these cells had typical microglial
morphologies (Fig. 5F), others appeared atrophic with eccentrically located, pyknotic nuclei (Fig. 5G). No
colocalization of active caspase-3 and GFAP, an astrocyte-specific
marker, was observed.

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Figure 5.
Detection of active caspase-3 in neurons and
microglia located within the core infarct. All images are from 24 hr
after injury. Positive immunostaining localized to the nucleus is seen
in the small- and medium-sized pyramidal neurons of lamina II/III
(A); several immunopositive neurons are indicated
(arrows). No staining is evident in the deeper cortical
lamina (B). Doubling labeling of active
caspase-3-positive cells with NeuN confirms their neuronal phenotype
(C). A mixed nuclear-cytoplasmic
compartmentalization of immunostaining is only rarely observed
(D). As early as 6 hr, small fragmenting cells
with robust cytoplasmic immunostaining (arrows) could be
seen (E). Immunopositive cells often had either a
classical microglia morphology (F) or appeared
atrophic (G) as evidenced by an abnormal cell
shape and an eccentrically located pyknotic nuclei bounded by a thin
rim of cytoplasm (arrow, G,
H). Double labeling with the microglia-specific
marker OX42, which is localized to the plasma membrane, confirms the
microglial phenotype (H). Scale bars: (in
A) A, B, 100 µm;
C, E, 40 µm; D, 20 µm;
(in F) F-H, 15 µm.
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Adsorption control studies
To further evaluate the specificity of SK440 and SK398 we
incubated samples of our working-dilution primary mixtures with both
specific and irrelevant caspase peptides. Adsorption of SK440 with
recombinant active human caspase-3 (irrelevant) did not affect immunoreactivity (Fig.
6A), whereas adsorption
with recombinant active human caspase-8 (relevant) completely abolished
immunostaining (Fig. 6B). Adsorption of SK398 with
recombinant active human caspase-8 (irrelevant) did not affect
immunoreactivity (Fig. 6C), whereas adsorption with
recombinant caspase-3 (relevant) abolished all immunostaining (Fig.
6D).

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Figure 6.
The specificity of SB440 and SB398 was further
evaluated by adsorption with caspase peptides. Adsorption of SB440 with
recombinant human caspase-3 (irrelevant peptide control) did not have
an affect on immunostaining (A), whereas
adsorption with recombinant human caspase-8 completely abolished
immunostaining (B). Adsorption of SB398 with
recombinant human caspase-8 (irrelevant peptide control) did not have
an affect on immunostaining (C), whereas
adsorption with recombinant caspase-3 abolished all immunostaining
(D).
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Quantitative analyses
Using the neuron-specific marker NeuN and TUNEL we examined the
temporal kinetics of neuronal cell loss and of cellular DNA damage.
Counts of NeuN-positive cells (Fig.
7A) revealed a biphasic loss
of neurons in which an initial steady decline (0-24 hr) was followed
by a plateau (24-48 hr) and subsequent loss (>48 hr). The decrease in
neurons between 0 and 24 hr was found to be significant (p < 0.05) as was the difference between 48 hr
and 5 d (p < 0.05) as measured by Tukey's
HSD test. Between 24 and 48 hr the decrease in neurons staining
positively for NeuN was not significant. During the plateau phase, a
rise in TUNEL-positive cells occurred (Fig. 7A), indicating
the onset of DNA damage and presumptive apoptosis. The increase in
TUNEL-positive cells was significantly greater at 48 hr compared
with either 24 hr or 5 d (p < 0.05) as
measured by Tukey's HSD test.

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Figure 7.
Quantitative analysis of cell death and active
caspase expression. The quantitation of NeuN-positive cells
(A, gray bars) indicated that there was a
significant loss of neurons at 24 hr (*p < 0.05)
compared with naïve, which was followed by a plateauing of
neuronal cell loss (24-48 hr) and a subsequent significant loss of
neurons detectable at 5 d (**p < 0.05)
compared with 48 hr. The analysis of TUNEL (A,
black bars) indicated a significant number of cells with
DNA damage at 48 hr after injury ( p < 0.05)
compared with naïve. The absence of TUNEL before 24 hr after
injury indicates that the initial wave of neuronal loss was
nonapoptotic. Temporal expression of active caspase-8
(B, ) preceded expression of caspase-3
(B, ). Peak expression of both caspases was observed
at 24 hr, before the peak in TUNEL-positive cells
(A). Analysis focusing on lamina V
(C) indicated that the number of active caspase-8
( )-immunopositive neurons at 24 hr accounted for 19% of the total
neuronal population of lamina V and that this peak of active
caspase-8-expressing neurons preceded the rise of TUNEL
(gray bars) within this lamina.
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Quantitation of active caspase-expressing cells indicated that the
maximum number of either active caspase-8- or active caspase-3-positive cells was found at 24 hr after injury (Fig. 7B). However,
even at this time point, the number of immunoreactive cells accounted for a very small percentage of the total cell population; for active
caspase-8-positive cells this amounted to 9% and for active caspase-3
this amounted to only 6%. Additional analysis indicated that the
number of active caspase-8-positive neurons found in lamina V of the
cortex at 24 hr accounted for 19% of the total neuronal population of
lamina V. This peak in active caspase-8 expression directly preceded a
sharp increase in the number of TUNEL-positive cells found in lamina V
at 48 hr (Fig. 7C).
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DISCUSSION |
In the present study, we examined the expression of caspase-8 and
caspase-3 to determine whether these enzymes play a role in the loss of
cortical neurons subsequent to permanent focal stroke. A model of focal
stroke was used that has consistent physiological parameters within
normal range for the SHR rat (Table 1). Previous reports characterizing
this occlusion model in SHR rats have demonstrated a significantly
greater consistency in the infarct volume compared with that generated
in either Wistar Kyoto or Sprague Dawley rats (Barone et al.,
1992 ).
Positive immunostaining obtained with the procaspase-8-specific
antibody SK441 demonstrated constitutive expression of procaspase-8 in
the majority of cortical neurons. As early as 6 hr after focal stroke,
a subpopulation of cortical neurons located predominantly in lamina V
demonstrated proteolytic processing of caspase-8 as identified by the
active caspase-8-specific antibody SK440. The number of active
caspase-8-immunopositive neurons in lamina V reached a peak at 24 hr,
when close to 20% of the total neuronal population in lamina V could
be immunolabeled; this peak expression of active caspase-8 directly
preceded the rise in TUNEL and presumptive apoptosis. In contrast,
active caspase-3 expression in neurons was restricted to small clusters
of cells distributed within lamina II/III and was first detectable at
24 hr after focal stroke. Besides this limited pattern of neuronal
caspase-3 expression, microglia throughout the entire region of the
infarct stained intensely for active caspase-3 beginning as early as 6 hr after stroke. The small percentage of cells expressing either active
caspase-8 or active caspase-3 is probably the reason that neither
active enzyme was detected by Western blot analysis or by enzymatic assay.
Our results indicate that there is an intracellular redistribution of
caspase-8 associated with its activation. This change in intracellular
distribution reflected a greater dispersal of caspase-8 throughout the
cytoplasm because the proenzyme had a restricted localization that was
of a discrete punctate nature. This punctate pattern of procaspase-8
immunostaining was suggestive of a lysosomal localization and bore a
marked similarity to the pattern of neuronal staining obtained with
antibodies to lysosomal enzymes reported previously (Cataldo et al.,
1990 , 1994 ). If caspase-8 activation involves signaling through CD95,
whose expression has been shown to be upregulated in neurons after
ischemic brain injury (Matsuyama et al., 1995 ), then the inactive form
of caspase-8 may associate with the CD95/DISC within an endolysosomal
compartment and become dissociated from this organelle on activation. A
role for an acidic compartment in the induction of apoptosis by tumor necrosis factor- (TNF) binding to the CD95-related protein TNFR-1 has been shown recently (Monney et al., 1998 ). Although this is only
speculation, the diffuse cytoplasmic dispersal of active caspase-8 that
we found would certainly facilitate its action on known caspase-8
substrates because most of these substrates are believed to reside
within the cytoplasm of the cell.
In the current study, active caspase-3 was found to be localized within
the nucleus of cortical neurons. This nuclear localization of active
caspase-3 in neurons correlates with its well established role as an
inactivator of the nuclear protein poly (ADP-ribose) polymerase (as
well as other nuclear substrates) and is in agreement with previous
studies demonstrating a nuclear localization of active caspase-3 in
cells undergoing apoptosis (Martins et al., 1997a ,b ). Because
procaspase-3 has been shown to reside within the cytoplasm of neurons
(Namura et al., 1998 ), the observed nuclear localization would indicate
an intracellular redistribution of caspase-3 on activation. The mixed
nuclear-cytoplasmic localization of active caspase-3 in neurons that
we occasionally observed is in agreement with this, as is the report of
both nuclear and cytoplasmic localization of active caspase-3 in
neurons after ischemia (Namura et al., 1998 ).
A distinct laminar pattern of active caspase expression in neurons was
found: active caspase-8 expression was predominantly in lamina V,
whereas active caspase-3 expression was restricted to lamina II/III.
This pattern of active caspase expression suggests that the molecular
mechanisms of cell death differ between the populations of neurons
comprising the cerebral cortex and that selective inhibitors of
specific caspases may ameliorate the loss of distinct neuronal classes.
Indeed, the evidence presented here would indicate that an inhibitor of
caspase-8 may prove effective in decreasing the loss of lamina V
pyramidal neurons, a population of neurons functionally specialized for
providing the efferent outflow of the cerebral cortex via long
projection axons (i.e., corticospinal tract). Although future therapies
for nervous system injury may involve cell grafts capable of restoring
"associative" function via reformation of local synaptic
connections, the ability of replacement cell populations to form axonal
projections extending the entire rostral to caudal length of the adult
CNS is questionable and would argue in favor of the development of
therapeutics, whose mode of action is to preserve efferent neuronal
populations such as the pyramidal neurons of lamina V.
The restricted pattern of active caspase-3 expression in neurons that
we found was surprising because caspase-3 is considered to serve as an
effector of the apoptotic process, and in previous reported work a
widespread pattern of neuronal expression was demonstrated (Namura et
al., 1998 ). This significant difference in findings may be related to
interspecies variability or a difference in experimental procedure; in
the Namura study the occlusion of the middle cerebral artery was
transient (2 hr) followed by a period of reperfusion.
Reperfusion subsequent to ischemia has been postulated to adversely
affect neuronal survival (reperfusion injury) (for review, see
Hallenbeck and Dutka, 1990 ) and has been demonstrated to be associated
with an earlier onset of neuronal apoptosis than permanent arterial
occlusion (Li et al., 1995 ; Charriaut-Marlangue et al., 1996 ; Asahi et
al., 1997 ; Namura et al., 1998 ). This difference in the temporal
pattern of apoptosis observed between permanent and transient ischemia
suggests that the dynamics and possibly the molecular mechanisms of
neuronal apoptosis are affected by reperfusion. Curiously, the finding
of nuclear caspase-3 immunoreactivity in only a few scattered neurons
in lamina III and V recently reported by Chen et al. (1998) after
transient (15 min) global ischemia in the rat is similar to our
findings. Together, these results suggest that the pattern of active
caspase-3 expression within the cerebral cortex after stroke is
dependent on both the duration and extent of ischemia, as well as reperfusion.
In addition to the caspase-3 expression by neurons, microglial
expression was also observed. Although the focus has been primarily on
neuronal cell death after focal stroke, the glial cell population is
also affected by ischemia. An examination of caspase expression by
microglia after ischemia found upregulation of caspase-1 (also known as
ICE or IL-1 -converting enzyme) in microglia of the gerbal hippocampus after global ischemia (Bhat et al., 1996 ). The authors suggest that expression of ICE mediates a component of the inflammatory response after injury by activating IL-1. Others have shown that microglia in this injury model undergo delayed apoptosis (Kato et al.,
1996 ; Petito et al., 1998 ). Our findings of active caspase-3 expression
in atrophic microglia in conjunction with the previous demonstration of
caspase-1 expression suggest that microglia express multiple caspases
before cell death after an ischemic insult.
The quantitative findings presented indicate that neuronal cell death
within the core infarct after pMCAO occurs in two distinct phases.
There is an early loss of neurons (~46% of the entire population)
within the first 24 hr that does not apparently involve DNA damage and
is presumably a form of necrotic cell loss. These early and rapidly
dying neurons were evenly distributed throughout the cortex and could
not be discerned to possess any shared phenotypic trait other than an
acute vulnerability to ischemic conditions, suggesting that mitigating
loss within this population may best be accomplished by early
restoration of blood flow. In contrast, during the subsequent 24 hr,
many of the remaining neurons begin to undergo a process of cell death
that featured DNA damage as evidenced by TUNEL and, in some neuronal
populations, activation of either caspase-8 or caspase-3. Although
other reports have demonstrated that TUNEL-positive neurons observed
after cerebral ischemia fail to meet the ultrastructural criteria for
apoptosis (Van Lookeren Campagne and Gill, 1996 ; Torres et al.,
1997 ), the detection of active caspase species in neurons and a
laddered pattern of DNA fragmentation shown here and previously (Namura et al., 1998 ; Chen et al., 1998 ; Linnik et al., 1993 , 1995 ; Li et al.,
1995 ) would indicate that neuronal cell death with characteristics of
apoptosis does occur after focal stroke.
In conclusion, our results indicate that the death of cortical neurons
after pMCAO involves at least two distinct forms of neuronal cell loss:
an early necrotic loss and a delayed elimination of neurons that
involves DNA damage and caspase activation. A role for caspase
activation in microglial cell death is also suggested based on evidence
of active caspase-3 expression in microglia, with morphological
abnormalities indicative of cellular atrophy. Future studies to
determine which other members of the caspase family are expressed after
stroke are required for a greater understanding of the molecular
mechanisms involved in neuronal cell death. This knowledge will in turn
facilitate the development of therapeutics capable of ameliorating the
incapacitating loss of function resulting from cerebral ischemia.
 |
FOOTNOTES |
Received Jan. 29, 1999; revised April 28, 1999; accepted May 6, 1999.
We thank Ray White, Paul Keller, and Kathy Gallagher for their
excellent technical assistance. Animals were housed and cared for in
accordance with the Guide for the Care and Use of Laboratory Animals [Department of Health, Education, and Welfare
(Department of Health and Human Services) Publication No. (National
Institutes of Health) 86-23, revised 1986, Office of Science and
Health Reports, OPRR/National Institutes of Health, Bethesda,
MD 20205]. The Institutional Animal Care and Use Committee of
SmithKline Beecham Pharmaceuticals approved procedures using lab animals.
Drs. Velier and Ellison contributed equally to this work.
Correspondence should be addressed to Dr. Giora Z. Feuerstein's
present address: Cardiovascular Diseases Research, DuPont Pharmaceuticals, Route 141 and Henry Road, Building 400-3255, Wilmington, DE 19880-0400.
Dr. Ellison's and Dr. Velier's present address: Department of
Neurological Surgery, University of California, 521 Parnassus Avenue,
C224, San Francisco, CA 94143-0520.
 |
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J. L. Martin-Ventura, L. M. Blanco-Colio, B. Munoz-Garcia, A. Gomez-Hernandez, A. Arribas, L. Ortega, J. Tunon, and J. Egido
NF-{kappa}B Activation and Fas Ligand Overexpression in Blood and Plaques of Patients With Carotid Atherosclerosis: Potential Implication in Plaque Instability
Stroke,
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J. Xu, J. Culman, A. Blume, S. Brecht, and P. Gohlke
Chronic Treatment With a Low Dose of Lithium Protects the Brain Against Ischemic Injury by Reducing Apoptotic Death
Stroke,
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X. Wang, H. Wang, L. Xu, D. J. Rozanski, T. Sugawara, P. H. Chan, J. M. Trzaskos, and G. Z. Feuerstein
Significant Neuroprotection against Ischemic Brain Injury by Inhibition of the MEK1 Protein Kinase in Mice: Exploration of Potential Mechanism Associated with Apoptosis
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D. A. Le, Y. Wu, Z. Huang, K. Matsushita, N. Plesnila, J. C. Augustinack, B. T. Hyman, J. Yuan, K. Kuida, R. A. Flavell, et al.
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PNAS,
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X.-M. Yin, Y. Luo, G. Cao, L. Bai, W. Pei, D. K. Kuharsky, and J. Chen
Bid-mediated Mitochondrial Pathway Is Critical to Ischemic Neuronal Apoptosis and Focal Cerebral Ischemia
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A. Benchoua, C. Couriaud, C. Guegan, L. Tartier, P. Couvert, G. Friocourt, J. Chelly, J. Menissier-de Murcia, and B. Onteniente
Active Caspase-8 Translocates into the Nucleus of Apoptotic Cells to Inactivate Poly(ADP-ribose) Polymerase-2
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G. A. Garden, S. L. Budd, E. Tsai, L. Hanson, M. Kaul, D. M. D'Emilia, R. M. Friedlander, J. Yuan, E. Masliah, and S. A. Lipton
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J. Qiu, M. J. Whalen, P. Lowenstein, G. Fiskum, B. Fahy, R. Darwish, B. Aarabi, J. Yuan, and M. A. Moskowitz
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V. Viswanath, Y. Wu, R. Boonplueang, S. Chen, F. F. Stevenson, F. Yantiri, L. Yang, M. F. Beal, and J. K. Andersen
Caspase-9 Activation Results in Downstream Caspase-8 Activation and Bid Cleavage in 1-Methyl-4-Phenyl-1,2,3,6-Tetrahydropyridine-Induced Parkinson's Disease
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N. Plesnila, S. Zinkel, D. A. Le, S. Amin-Hanjani, Y. Wu, J. Qiu, A. Chiarugi, S. S. Thomas, D. S. Kohane, S. J. Korsmeyer, et al.
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A. Hakki, K. Pennypacker, S. Eidizadeh, H. Friedman, and S. Pross
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Exp Biol Med,
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Y. Morita-Fujimura, M. Fujimura, T. Yoshimoto, and P. H. Chan
Superoxide During Reperfusion Contributes to Caspase-8 Expression and Apoptosis After Transient Focal Stroke
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A. Benchoua, C. Guegan, C. Couriaud, H. Hosseini, N. Sampaio, D. Morin, and B. Onteniente
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A. Hartmann, J.-D. Troadec, S. Hunot, K. Kikly, B. A. Faucheux, A. Mouatt-Prigent, M. Ruberg, Y. Agid, and E. C. Hirsch
Caspase-8 Is an Effector in Apoptotic Death of Dopaminergic Neurons in Parkinson's Disease, But Pathway Inhibition Results in Neuronal Necrosis
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K. Matsushita, Y. Wu, J. Qiu, L. Lang-Lazdunski, L. Hirt, C. Waeber, B. T. Hyman, J. Yuan, and M. A. Moskowitz
Fas Receptor and Neuronal Cell Death after Spinal Cord Ischemia
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Z.-H. Qin, Y. Wang, K. K. Kikly, E. Sapp, K. B. Kegel, N. Aronin, and M. DiFiglia
Pro-caspase-8 Is Predominantly Localized in Mitochondria and Released into Cytoplasm upon Apoptotic Stimulation
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N. Plesnila, S. Zinkel, D. A. Le, S. Amin-Hanjani, Y. Wu, J. Qiu, A. Chiarugi, S. S. Thomas, D. S. Kohane, S. J. Korsmeyer, et al.
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