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The Journal of Neuroscience, August 1, 1999, 19(15):6417-6426
Local Presentation of Substrate Molecules Directs Axon
Specification by Cultured Hippocampal Neurons
Teresa
Esch1,
Vance
Lemmon2, and
Gary
Banker3
1 Department of Neuroscience, University of Virginia
School of Medicine, Charlottesville, Virginia 22908, 2 Department of Neurosciences, Case Western Reserve
University School of Medicine, Cleveland, Ohio 44106-4975, and
3 Center for Research on Occupational and
Environmental Toxicology, Oregon Health Sciences University, Portland,
Oregon 97201-3098
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ABSTRACT |
Axon specification is a crucial, early step in neuronal
development, but little is known about how this event is controlled in vivo. To test the hypothesis that local presentation
of growth-promoting molecules can direct axon specification, we
cultured hippocampal neurons on substrates patterned with stripes of
poly-L-lysine and either laminin (LN) or the neuron-glia
cell adhesion molecule (NgCAM). Although undifferentiated neurites
contacted both substrates equally, axons formed preferentially on LN or
NgCAM. Time-lapse studies revealed that changes in the growth pattern
of a cell indicative of axon specification began almost immediately
after the growth cone of one of the neurites of the cell contacted LN or NgCAM. When cells were plated on alternating stripes of LN and
NgCAM, cells with their somata on LN usually formed axons on NgCAM,
whereas those with somata on NgCAM preferentially formed axons on LN.
This suggests that the change from one axon-promoting substrate to
another also provides a signal sufficient to specify the axon. These
results demonstrate that contact with preferred substrate molecules can
govern which neurite becomes the axon and thus direct the development
of neuronal polarity.
Key words:
neuronal development; polarity; NgCAM; laminin; axonal
specification; hippocampal cultures
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INTRODUCTION |
Neurons must develop highly complex
forms with morphologically and molecularly distinct axons and
dendrites. The development of this polarity, which is crucial for
nearly every aspect of neuronal function, generally begins with the
formation of the axon. Although many studies have examined the cellular
mechanisms that mediate axonal extension and guidance (for review, see
Tanaka and Sabry, 1995 ; Tessier-Lavigne and Goodman, 1996 ; Suter
and Forscher, 1998 ), most of these studies focus on later stages of axon growth, after the axon is clearly established. Considerably less
is known about the very earliest steps in axon formation, when the axon
is first specified.
The initial stages of axon development have been studied in greatest
detail in cell cultures of hippocampal neurons from embryonic rats.
When neurites first form, they cannot be distinguished as either axons
or dendrites (Dotti et al., 1988 ). These so-called "minor
processes" exhibit alternating periods of growth and retraction for
12-24 hr until one enters a prolonged growth period and begins to
acquire axonal characteristics (Goslin and Banker, 1990 ); the remaining
processes eventually become dendrites. Until the nascent axon reaches a
length at least 10-15 µm longer than any other process, it is
morphologically and molecularly indistinguishable from the other minor
processes. Furthermore, if the newly formed axon is transected near the
soma, a new axon often emerges from a different minor process (Dotti
and Banker, 1987 ; Goslin and Banker, 1989 ). Together, these results led
to the hypothesis that, in culture, all of the initial processes formed
by a neuron are capable of becoming axons. A direct test of this
hypothesis requires a means to transform an as yet-unspecified minor
process into the axon of a cell.
In a model proposed by Goslin and Banker (1989) to explain the effects
of transecting the axon at different distances from the cell body,
specification of the axon is hypothesized to depend on its length
relative to the other processes of the cell. Once one minor process
grows significantly longer than the rest, it will become the axon. Many
extracellular matrix and cell adhesion molecules enhance neurite growth
and accelerate axon formation in hippocampal cultures (Lein et al.,
1992 ; Lochter and Schachner, 1993 ; our unpublished observations). We
reasoned that if such growth-promoting proteins could be presented
selectively to a subset of the minor processes of a cell, this could
enhance their chance of elongating and thus becoming the axon. To test
this, we grew hippocampal neurons on coverslips coated with alternating stripes of poly-L-lysine (PLL) and either
laminin (LN) or neuron-glia cell adhesion molecule (NgCAM), an L1-like
member of the immunoglobulin superfamily of cell adhesion molecules.
Both LN and NgCAM previously have been shown to accelerate axon
formation relative to PLL when presented as uniform
substrates (Lein et al., 1992 ; our unpublished observations). In the
present experiments, when cells attached near a boundary between
substrates, some of their minor processes contacted one of the
substrates and some contacted the other. Under these conditions we
found that axons formed preferentially from neurites that contacted LN
or NgCAM. When the growth cone of an as yet-unspecified process crossed
from PLL onto LN or NgCAM, its growth rapidly increased and
the growth of the remaining processes concurrently declined, leading to
specification of the polarity of the cell. These results represent
the first direct demonstration that any of the neurites that initially
develop in culture are capable of becoming axons and that extracellular
signals can govern the development of neuronal polarity by specifying
which of these processes becomes the axon of the cell.
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MATERIALS AND METHODS |
Substrate proteins and antibodies
Mouse LN (from Engelbreth-Holm-Swarm sarcoma) was obtained
from Life Technologies (Gaithersburg, MD).
Poly-L-lysine (molecular weight, 30,000-70,000), protamine
sulfate, and rabbit anti-tubulin were obtained from Sigma (St. Louis,
MO). Fluorescein-conjugated bovine serum albumin (BSA) was obtained
from Molecular Probes (Eugene, OR). Rabbit anti-LN was obtained from
Telios Pharmaceuticals (San Diego, CA). NgCAM was purified
from chick brains, using an affinity column conjugated with 8D9
antibodies (Lemmon and McLoon, 1986 ). TuJ1 (monoclonal anti-tubulin)
and tau-1 antibodies were generously provided by Tony Frankfurter
(University of Virginia, Charlottesville, VA).
Substrate preparation
Silicon matrix. Coverslips were patterned with
alternating stripes of two substrates, using a silicon matrix obtained
from Juergen Jung (Max-Planck Institut, Tubingen, Germany), as
described by Vielmetter et al. (1990) . In brief, the matrices had
parallel channels 45 or 60 µm wide separated by spacers that were 35 or 40 µm wide, respectively. When a glass coverslip is placed on this
matrix, a protein solution can be injected into the channels so that it
binds to the coverslip only along these lanes. If the lanes then are
blocked with BSA, a second protein can be applied to the remainder of
the coverslip.
Procedure
PLL/LN stripes. Acid-washed glass
coverslips were incubated overnight in 1 mg/ml PLL in
borate buffer at room temperature. Coverslips were rinsed several times
with water, air-dried, and inverted onto the silicon matrix.
Fluorescein-conjugated BSA (2% in PBS) was injected into the
channels and incubated for 2 hr at 37°C to block possible LN binding
sites. The channels were rinsed three to four times by injecting PBS,
after which the coverslips were removed and rinsed two times in water.
LN (25 µg/ml in PBS) was applied to the entire coverslip and
incubated for 2 hr at 37°C. Under these conditions the laminin bound
in stripes between the BSA-treated lanes. Coverslips were rinsed three
times in water and placed in Minimal Essential Medium (MEM) containing
10% horse serum for plating. In some cases, instead of applying LN to
the entire coverslip, we injected LN (100 µg/ml in PBS) into the
channels and incubated the coverslips for 2 hr at 37°C before
injecting fluorescein-conjugated BSA. Comparable results were obtained
with both methods.
PLL/NgCAM stripes. Acid-washed glass coverslips
were incubated overnight in 1% protamine sulfate in water at 37°C.
The coverslips were rinsed several times with water, air-dried, and
inverted onto the silicon matrix. PLL (1 mg/ml in borate
buffer) was injected into the matrix channels and incubated for 2 hr at
37°C. Then fluorescein-conjugated BSA (2% in PBS) was injected into
the channels and incubated for 1.5 hr at 37°C to block possible NgCAM
binding sites. This step was repeated once. Next the channels were
rinsed three to four times by injecting PBS, after which the coverslips were removed and rinsed two times in water. NgCAM (50 µg/ml in PBS)
was applied to the entire coverslip and incubated for 2 hr at 37°C.
Coverslips were rinsed three times in water and placed in MEM with 10%
horse serum for plating.
LN/NgCAM stripes. Acid-washed glass coverslips were
incubated overnight in 1% protamine sulfate in water at 37°C.
Coverslips were rinsed several times with water, air-dried, and
inverted onto the silicon matrix. LN (100 µg/ml in PBS) was injected
into the matrix channels and incubated for 2 hr at 37°C. Then
fluorescein-conjugated BSA (2% in PBS) was injected into the channels,
and the coverslips were treated in the same manner as described above
for PLL/NgCAM stripes. In our experience LN/NgCAM stripes
were more difficult to produce reliably than either PLL/LN
or PLL/NgCAM stripes. Borders between LN and NgCAM were not
always crisp, and blocking was sometimes incomplete so that NgCAM bound
in the same regions as LN. In some regions there appeared to be a
buildup of material at the borders between lanes that prevented
neurites from crossing. These problems should not affect our results,
however, because for all substrate combinations we included data only
from regions of the coverslip where the lanes were crisp (based on
immunostaining at the end of the experiment) and only counted cells
that had at least one neurite that crossed a border.
Cell culture
Hippocampal cultures were prepared as described previously
(Goslin et al., 1998 ). Hippocampi from 18 d fetal rats were
dissected and treated with trypsin (0.25% for 15 min at 37°C) and
dissociated by trituration with a Pasteur pipette. Cells were plated at
a density of ~2000 cells/cm2 on substrate-coated
glass coverslips in MEM containing 10% horse serum. After 2 hr were
allowed for cell attachment, the coverslips were transferred to dishes
containing a confluent monolayer of glia in serum-free MEM with N2
supplements (Bottenstein and Sato, 1979 ; Bottenstein, 1985 ), 0.1%
ovalbumin, and 0.1 mM pyruvate.
Analysis of fixed cells
Immunofluorescence microscopy. Approximately 24 hr
after plating the cells were fixed for 20-30 min in 4%
paraformaldehyde in PBS containing 4% sucrose, permeabilized in 0.25%
Triton X-100 for 5 min, and rinsed several times in PBS. Coverslips
were blocked with 10% BSA in PBS for 1 hr at 37°C and then incubated
with either anti-tubulin (1:200) or tau-1 (1:100) and either anti-LN
(1:200) or anti-NgCAM (1:500) antibodies (in 3% BSA/PBS) for 1 hr at
37°C or overnight at 4°C. Coverslips were rinsed three times (15 min each) with PBS and incubated with Cascade Blue- and
rhodamine-conjugated secondary antibodies (1:600 each) for 1 hr at
37°C. Coverslips again were rinsed three times (for 15 min each) with
PBS, rinsed briefly in water, and then mounted on glass slides in a
polyvinyl alcohol-based mounting medium containing 2%
diazobicyclo-octane.
Fluorescence images were acquired with a Zeiss Axiophot microscope, a
Photometrics AT-200 cooled charge-coupled device (CCD) camera, and
Metamorph image analysis software (Universal Imaging, West Chester,
PA). Cell and substrate images were superimposed with Metamorph so that
the position of cells could be visualized in relation to stripes.
Data analysis. Only cells that had at least one growth cone
contacting each substrate were analyzed. Because fixed cells were examined only after axons had formed, it was necessary to use these
images to estimate the position of growth cones at the time of axon
formation. Because the length of minor processes that do not become the
axon changes little over the first 24 hr in culture, we used the
position of their growth cones at 24 hr as an estimate of their
position at the time of axon formation. The position of the axon growth
cone at the time of axon initiation was taken to be at a position along
the axon 35 µm from its base. This estimate was based on previous
time-lapse studies of neurons growing on uniform PLL
substrates, which show that the position of neurites does not change
after the axon forms and that the transition from a minor process to an
axon appears to occur when the minor process is ~35 µm long (J. Cooper and G. Banker, unpublished observations). Although this approach
is not exact, the errors should be equal for each substrate and
therefore should cancel each other.
Time-lapse studies of neurons growing on striped substrates confirmed
the validity of these estimates. Of 77 cells recorded on striped
substrates before and after axon initiation, only three shifted
position. In all three cases the soma migrated from the middle of the
PLL stripe to overlap the LN border after the axon had
formed on LN, a change that would not have altered our conclusions if
the cells had been examined only after 24 hr. Of 125 minor processes
that were recorded continuously for many hours, only 13 would have been
miscounted if they had been examined only at the end of the recording.
Because approximately the same number of processes crossed onto LN or
NgCAM as crossed onto PLL, the distribution measured after
24 hr would not have been significantly different from the distribution
at the time of axon formation.
The 2 test was used to compare the distribution of minor
process growth cones (including the process that became the axon) on
each substrate with the distribution of axons on each substrate. Results are based on three experiments for cells grown on
PLL/LN stripes, two experiments on PLL/NgCAM
stripes, and six experiments on LN/NgCAM stripes.
Time-lapse studies
Video microscopy. Approximately 5 hr after plating
the neuronal coverslips were sealed in a recording chamber containing
400 µl of glial-conditioned medium and placed on a Zeiss IM-35
inverted microscope equipped with a heated stage driven by a Centroid
motor controller. Cells were visualized with phase-contrast optics, and
stripes were visualized by fluorescence (using fluorescent BSA to mark
the lanes as described above). Of the cells, 8-12 were selected for
recording, and phase-contrast images of each cell were collected every
5 min for 12-18 hr, using a Neuvicon video camera and Image-1 software
(Universal Imaging). Images were stored on an optical memory disk
recorder (OMDR). At the beginning and end of the recording session, a
combined phase-contrast and fluorescence image of each cell also was
recorded with a silicon-intensified target (SIT) camera to view
positions of cells relative to the stripes. At the end of the recording
the coverslips were fixed and stained with antibodies against tubulin
and either LN or NgCAM, as described above, to assess the quality of
the stripes. Cells were not analyzed if substrate borders were not well defined.
Data analysis. All isolated cells that formed a single axon
and had at least one process that had crossed from PLL onto
LN or NgCAM during the recording session were analyzed. For each 5 min
interval starting ~3 hr before and continuing ~3 hr after axon
formation, the length of every process was measured with Image-1
software. The length was traced from the base of the process to the
center of the growth cone. To determine the position of each growth
cone relative to the stripes, we compared the x-y coordinates of the center of the growth cone with the x-y
coordinates of the stripes on fluorescence images. To correct for
shifts in stage position between frames, we also tracked the position
of a stationary object on the substrate. The length of each process and
the position of its growth cone were plotted over time and compared
with the location of the stripes.
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RESULTS |
Local contact with LN or NgCAM can define neuronal polarity
To determine whether local contact with substrates that accelerate
axon growth can direct axon formation, we grew dissociated hippocampal
neurons on coverslips patterned with alternating stripes of LN and
PLL. When neurons developed for 24 hr on these substrates, the axons almost always originated from processes that contacted LN
(Fig. 1A-C). In cells
that had their somata on PLL (Fig. 1A,C), the axon usually developed from a neurite that crossed onto LN within
30-40 µm of its base. In some cases the axons crossed back onto
PLL after traversing the LN stripe, but in others the
axonal growth was restricted mainly to LN. In cells with their somata on LN (Fig. 1B), most axons grew on LN for their
entire length.

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Figure 1.
When hippocampal neurons are grown on striped
substrates, axons form predominantly on one substrate. Neurons were
cultured on substrates patterned with alternating stripes of
PLL and LN (A-C) or PLL
and NgCAM (D-F). When they were examined after
24 hr in culture, minor process growth cones
(arrowheads) were positioned on both substrates, but
axons (arrows) almost always formed on LN or NgCAM.
Neurons were immunolabeled for tubulin, and the patterns were revealed
by immunostaining for either LN or NgCAM so that PLL
appears dark and LN or NgCAM appears
light. Fluorescent images of neurons and stripes were
superimposed. Scale bar, 25 µm.
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Interpretation of these results is based on the assumption that neurons
fell randomly when plated on the patterned substrates and that minor
processes contacted each substrate with equal probability. We found
that 56% of neuronal somata attached to PLL, and 44% were
on LN; this is the distribution expected, because the PLL stripes were 45 µm wide whereas the LN stripes were 35 µm wide. We
found that 63% of processes contacted PLL. To quantify the ability of LN to induce axon formation, we compared the percentage of
processes contacting each substrate with the percentage of axons that
formed on each substrate.
We found that most axons formed on LN despite the fact that slightly
more minor processes had their growth cones on PLL at the
time of axon specification (Fig.
2A). Specifically,
whereas only 37% of minor process growth cones were determined to be
on LN at the time of axon formation, 82% of axons formed from these minor processes ( 2 = 209.6; p < 0.001). This effect was strongest for neurons with somata on
PLL; for these cells 29.7% of minor process growth cones were calculated to be on LN at the time of axon formation, and 86.1%
of the axons formed from these processes ( 2 = 237;
p < 0.001). The effect was smaller but still
statistically significant for cells that had their somata on LN. In
these cells 54.0% of minor process growth cones were determined to be
on LN, and 69.6% of the axons emerged from these processes
( 2 = 9.96; p < 0.01). These
results suggest that minor processes that contact LN are much more
likely to develop into the axon of the cell than those processes that
do not.

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Figure 2.
Quantification of the effects of LN and NgCAM on
axon formation. The percentage of all processes and of axons that
formed on each substrate was determined after 24 hr in culture.
A, Distribution of processes on PLL/LN
stripes. B, Distribution of processes on
PLL/NgCAM stripes. If axons formed equally well on both
substrates, the percentage of all processes and the percentage of axons
on each substrate would be equal. Instead, most of the axons formed
from a process in which the growth cone contacted LN
( 2 = 210; p < 0.001; 264 cells
counted) or NgCAM (NgC) ( 2 = 64;
p < 0.001; 156 cells counted). Because the cells
were examined only after axons had formed, we estimated the positions
of growth cones at the time when the axon was specified (see Materials
and Methods). Shown are combined data from two to three
experiments.
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Local contact with NgCAM also stimulates axon formation. In neurons
grown on alternating stripes of PLL and NgCAM, the axons were restricted almost entirely to NgCAM (see Fig.
1D-F). Statistical analyses confirmed that
the majority of axons formed from processes that contacted NgCAM (Fig.
2B). Although 40% of minor processes growth cones
were calculated to be on NgCAM at the time of axon formation, 91% of
axons formed from these processes ( 2 = 74.34;
p < 0.001). The magnitude of this effect was equally strong independent of whether the soma had attached to PLL
or NgCAM; in both cases 91% of axons formed on NgCAM. Thus contact with either NgCAM or LN greatly increases the probability that a minor
process will develop into the axon of the cell.
In some experiments, tau-1 immunostaining was used to confirm that
axons identified by morphological criteria also exhibited the
expected molecular characteristics (Fig.
3). Tau-1 labeling was present in axons,
primarily in their distal portions, and was absent from minor
processes. This was true even in short axons that had grown only the
width of the LN stripe (Fig. 3A,B).

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Figure 3.
Neurons that develop on striped substrates
appropriately polarize marker proteins. Cells were fixed ~24 hr after
plating and were double-immunolabeled for tau-1 and LN.
A, C, Combined phase/fluorescence images
showing cells positioned on stripes (LN is light).
B, D, Tau-1 immunofluorescence. Tau-1
labeling is concentrated in the nascent axon (arrows)
and absent from the minor processes (arrowheads) even in
axons as short as 55 µm (A, B).
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LN/NgCAM stripes
The experiments described thus far indicate that local contact
with an axon-promoting substrate can influence which of a cell's neurites goes on to become the axon. We next asked whether LN or NgCAM
would prove dominant in specifying the axon if cells were grown on
alternating stripes of these axon-promoting substrates; alternatively,
would axons show no preference but rather form with equal probability
on both substrates? The results of this experiment, shown in Figure
4, were inconsistent with either
prediction. In the case of cells that had their somata on LN, axons
formed preferentially on NgCAM, whereas cells with their somata on
NgCAM formed axons predominantly on LN. This suggests that both
substrates were approximately equal in their growth-promoting abilities
and that growth from one axon-promoting substrate to another was a more
potent stimulus for axon specification than continuous growth on a
single substrate.

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Figure 4.
Axon specification on stripes of LN/NgCAM depends
on soma position. The percentage of all processes and of axons that
formed on each substrate was determined after 24 hr in culture.
A, Distribution of processes for cells with somata on
LN. Most axons formed from a process for which the growth cone
contacted NgCAM (Ng) ( 2 = 19.28;
p < 0.001; 60 cells counted). B,
Distribution of cells with somata on NgCAM. Most of the axons formed
from a process whose growth cone contacted LN ( 2 = 58.66; p < 0.001; 159 cells counted). Because the
cells were examined only after axons had formed, we estimated the
positions of growth cones at the time when the axon was specified (see
Materials and Methods). Shown are combined data from six
experiments.
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Contact with the preferred substrate rapidly induces
axonal growth
To investigate the changes that occur when a growth cone contacts
LN, we examined neurons growing on striped substrates, using time-lapse
video microscopy. Images were recorded at 5 min intervals for 10-16
hr, beginning 6-8 hr after plating. Because filopodial contact with LN
could not be measured reliably with phase optics, we considered contact
to occur when the central region of the growth cone crossed the border
between PLL and LN.
When a single minor process of a neuron growing on PLL
crossed onto LN, that process almost always became the axon of the cell
(9 of 11 cells). A representative cell is illustrated in Figure
5. Initially, all of the processes of the
cell were on PLL (Fig. 5A) and had a similar
growth pattern, exhibiting alternating periods of growth and partial
retraction (Fig. 5E). When one process grew enough to cross
onto the LN stripe, its growth pattern changed (Fig. 5B,C):
the process grew rapidly and without significant retraction for an
extended period of time (Fig. 5E). Such extended growth is
characteristic only of axons in these cultures (Dotti et al., 1988 ; J. Cooper and G. Banker, unpublished observations).

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Figure 5.
Time-lapse images showing axon formation after
contact with LN. A-D, Phase micrographs
photographically lightened in regions corresponding to the LN stripes.
E, Length of processes over time. All minor process
growth cones were on PLL at the beginning of the recording
(A, E). Immediately after the growth cone of one process
(P1) crossed onto LN (B), the
process grew rapidly across the stripe (C, E). On
reaching the far side of LN, the growth of P1 slowed
(E), but ultimately it grew across the
PLL stripe and acquired a length characteristic of axons
(D). In E, the
letters correspond to the frames depicted in
A-D; open circles represent growth cone
contact with PLL, black circles represent
growth cone contact with LN, and black hourglasses
represent growth cone contact with a border between two substrates.
Scale bar, 25 µm.
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An immediate increase in growth rate typically occurred when the growth
cone of a neurite crossed onto LN. On average, the growth rate
increased from 12.9 µm/hr in the 15 min before the cross to 48.3 µm/hr in the 15 min after the cross (n = 9;
p < 0.005). In most cases the increase in growth rate
was sustained for at least 1 hr; regression analysis showed that the
rate increased from 11.4 µm/hr for the 1 hr before encountering LN to
35.1 µm/hr for the 1 hr after crossing onto LN (n = 9; p < 0.05). These results suggest that, when a
growth cone crosses onto LN, it immediately begins the transition into
an axon.
Although only one process contacted LN, this interaction induced a
change in the behavior of the entire cell (Fig.
6). The other processes of the cell,
which had been exhibiting a slow net growth, now exhibited an overall
retraction. The moment the first process contacted LN can be seen as an
inflection both in the rate of the growing axon and in the total growth
of the remaining processes. In cells growing on uniform substrates of
PLL, LN, or NgCAM, such a retraction of minor processes is
among the first indications that the polarity of a cell has been
defined (T. Esch, J. Cooper, and G. Banker, unpublished observations).
Thus, when a growth cone contacts LN, this rapidly initiates a shift
toward polarity that involves the cell as a whole.

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Figure 6.
When a process contacts LN, its growth rapidly
increases, whereas the growth of the remaining processes decreases.
This plot compares the length of the contacting process (the axon,
filled squares) with the total length of the remaining
minor processes (open squares). Before contact with LN
all processes exhibit the same pattern of growth. Once a single growth
cone crosses onto a LN stripe, the overall behavior of the neuron
changes and growth is directed primarily to the axon. Measurements from
different cells (n = 9) were aligned to the time
point when the process first contacted LN (time 0).
Regression lines (solid lines) show the predicted
trajectory if growth had continued at the same rate as before contact
with LN.
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After rapidly growing processes contacted the far side of a LN stripe
and encountered PLL, they exhibited a range of behaviors. Typically, growth slowed or stopped temporarily. In the cell
illustrated in Figure 5 the pause lasted ~30 min (see Fig.
5E, at ~13.5 hr); in others it lasted as long as several
hours. When growth resumed, sometimes the process continued growing
across PLL (see Fig. 5D); sometimes the process
turned and continued growing on LN; and sometimes the original process
remained stalled, but a branch formed proximally and grew along the LN stripe.
Although contact with LN induced rapid growth in all cases, in two of
the 11 cells observed the first process that crossed onto LN did not
become the axon. Instead, when the process approached the far border
with PLL, it retracted to within a few micrometers of its
initial length. Eventually, a process that was growing on
PLL became the axon. These results suggest that, although
LN initiates the transition of a minor process into the axon, the process is not always maintained as the axon if its growth is interrupted.
When multiple growing processes contacted LN at approximately the same
time, a competition between them ensued that continued for an extended
period. A cell representative of the six cases we observed is
illustrated in Figure 7. Two processes
contacted LN within a 20 min period (Fig. 7B). One of these
processes (Fig. 7, P1) exhibited several periods of rapid
growth followed by retractions, but the growth cones of both processes
remained near the PLL/LN border for ~4 hr. Eventually,
one process grew to become the axon of the cell (Fig. 7E).
In the six cells that were examined, contact with LN initiated an
average increase in rate of growth from 6.2 µm/hr in the 15 min
before the cross to 23.2 µm/hr in the 15 min after the cross
(p < 0.01), but in most cases this growth was not sustained. In all cases, however, one of the processes contacting LN eventually entered a period of sustained growth and became the axon
of the cell. Thus when two or more neurites contact LN simultaneously,
one of them usually becomes the axon, but the transition is delayed as
compared with cases in which a single process crosses onto LN.

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Figure 7.
When two or more processes contact LN at
approximately the same time, axon formation is delayed.
A-E, Phase micrographs photographically lightened in
regions corresponding to the LN stripes. F, Length of
the two processes that contacted LN. Initially, all processes were on
PLL (A). Processes grew and retracted
for 3-4 hr (F) before two processes
(P1, P2) contacted LN within a 20 min
period (B, F). Both processes retracted until
their growth cones were again on PLL
(C). Over the next 4 hr both processes grew and
retracted but did not extend far onto LN (D, F).
Eventually P2 developed into the axon (E). In
F, the letters correspond to the frames
depicted in A-E; open circles represent
growth cone contact with PLL, black circles
represent growth cone contact with LN, and black
hourglasses represent growth cone contact with a border between
two substrates. Scale bar, 25 µm.
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Contact with NgCAM directed axon formation in a manner similar to that
with LN (based on observations of eight cells). In most cases, when a
process crossed from PLL to NgCAM, there was an immediate
increase in growth rate (data not shown). On average, the rate of
growth increased from 8.9 ± 1.9 µm/hr in the 15 min before to
28.8 ± 4.1 µm/hr in the 15 min after a process crossed from
PLL onto NgCAM (n = 12; p < 0.001). When multiple processes contacted NgCAM, the accelerated
growth was not always sustained, but in seven of eight cells the axon
ultimately formed from a process growing on NgCAM.
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DISCUSSION |
The purpose of this study was to test the hypotheses that any of
the neurites that initially develop from cultured hippocampal neurons
are capable of becoming axons and that local extracellular signals can
direct axon specification. To address these questions, we cultured
neurons on coverslips patterned with alternating stripes of different
substrate proteins. When an unspecified neurite crossed from
PLL onto either LN or NgCAM, it frequently entered an
extended period of growth and became the axon of the cell. Time-lapse
analysis revealed that changes in the pattern of cell growth began
almost immediately after one of its growth cones contacted the
preferred substrate. These results suggest that novel contact with
either of two substrate molecules from widely disparate protein
families can cause a neurite for which the identity is not yet
specified to become an axon and thereby determine the polarity of the cell.
Specification of the axon is a fundamental step in neuronal
development, yet remarkably little is known about the factors that
govern this event in vivo. Paralleling the behavior of
cultured neurons (Dotti et al., 1988 ; Goslin and Banker, 1990 ),
developing retinal ganglion cells studied in whole-mount preparations
initially extend two or three processes in random directions (Brittis
and Silver, 1995 ). The neurite directed appropriately persists as the
axon. Brittis and Silver (1995) hypothesized that stabilization of the
process that became the axon of the ganglion cell was a result of its
contact with previously formed axons that expressed specific cell
adhesion molecules, including L1. In the present study, using a cell
culture model, we have demonstrated directly that contact with NgCAM,
an L1-like molecule, as well as other substrate-attached molecules can
specify the axon. Moreover, this approach has allowed us to visualize
the rapid sequence of events leading to the establishment of
polarity, a process that would be difficult to observe in intact tissue.
Contact with a preferred substrate induces a rapid increase in the
rate of neurite growth
When the growth cone of a neurite first contacts LN or NgCAM, that
process immediately begins to grow. This implies that contact with a
preferred substrate must initiate a series of events that ultimately
lead to selective elongation and stabilization of microtubules in the
neurite (Lin et al., 1994 ) as well as expansion of its plasma membrane
(Futerman and Banker, 1996 ; Jareb and Banker, 1997 ). Microtubule
extension is thought to be regulated by actin dynamics (Suter and
Forscher, 1998 ), which may play an important role in axon formation
(Bradke and Dotti, 1999 ). Other studies have shown that contact with
NgCAM or LN can cause a redistribution of actin that may allow forward
extension of the microtubule network within the growth cone
(Burden-Gulley and Lemmon, 1996 ). In addition, contact with LN causes a
movement of organelles into the periphery of the growth cone (Rivas et
al., 1992 ), possibly associated with the insertion of new plasma
membrane. Although the molecular pathways that link receptor-substrate
binding to neurite growth are not fully understood, they appear to
involve calcium influx (Williams et al., 1992 ; Bixby et al., 1994 ; Kuhn
et al., 1998 ) and activation of protein kinases and phosphatases
(Bixby, 1989 ; Ignelzi et al., 1994 ; Klinz et al., 1995 ; Kuhn et al.,
1995 ; Williams et al., 1995 ; Kunz et al., 1996 ). In addition to these
signal-mediated events, the binding of cell surface receptors to
substrate-attached ligands also may directly modify the interaction
between these receptors and the submembranous actin cytoskeleton (Davis
et al., 1993 ; Davis and Bennett, 1994 ; McKerracher et al., 1996 ), and also regulate their cell surface expression (Condic and Letourneau, 1997 ; Kamiguchi et al., 1998 ).
The signaling events that are initiated when a process first encounters
a favorable substrate may be greater than those that occur during
continuous growth on that substrate. When neurites growing on
PLL cross onto LN and become axons, their initial rate of
growth is more rapid than that of axons that form on uniform LN
substrates (48 vs 27 µm/hr; our unpublished observations). Moreover,
on some substrate combinations the axons formed preferentially from
those neurites that encountered a novel substrate. When cells were
grown on stripes of LN and NgCAM, cells that had their somata on LN
preferentially formed axons on NgCAM, and cells with their somata on
NgCAM formed axons preferentially on LN. On stripes of PLL
and LN the preference for axons to form on LN was greater when the soma
was on PLL than when the soma was on LN. Perhaps the
concentration of receptors for substrate molecules is downregulated after extended growth. For example, Condic and Letourneau (1997) have
shown that the level of integrins in the plasma membrane is
post-translationally regulated and inversely related to the concentration of LN on the substrate. Alternatively, the signal initiated when a receptor interacts with its substrate-bound ligand may
diminish during continuous contact.
Local signals initiated at a single growth cone lead to global
changes in neurite growth
When an unspecified neurite contacts a preferred substrate, this
leads not only to its own elongation but also to a reduction in the
growth rate of the other processes of the cell, often resulting in
their net retraction. A similar phenomenon has been observed in
cultures of Xenopus spinal neurons: application of cAMP
to a single growth cone, which enhances its rate of elongation,
also inhibits the growth of the other neurites of the cell (Zheng et al., 1994 ). Previous studies in hippocampal cultures have shown that
the change in minor process growth, from net elongation to net
retraction, is among the first indications that the development of
polarity has begun (Dotti et al., 1988 ; J. Cooper and G. Banker, unpublished observations). The abruptness of the transition between these two patterns of growth is also striking (see Fig. 6); in just a
matter of minutes the cell appears to pass from one state to another.
It will be important to determine the temporal relationship between
this transition in growth pattern and the appearance of the molecular
differences, such as the dephosphorylation of the microtubule-associated protein tau and the concentration of GAP-43 and
L1/NgCAM (Goslin et al., 1990 ; van den Pol and Kim, 1993 ; Mandell and
Banker, 1996 ), that distinguish the developing axon.
We observed two circumstances in which contact with the preferred
substrate was not sufficient to initiate the establishment of polarity.
When two processes contacted LN at approximately the same time, both
continued to grow and retract for some time, as if competing to become
the axon. This suggests that, to specify neuronal polarity, the signal
generated by contact with a preferred substrate must be restricted to a
single neurite or must be significantly greater in one neurite than in
the others. In some instances the process that first contacted
LN did not become the axon if it stalled or retracted when it reached
the far side of the LN stripe. This suggests that the signal generated
when a growth cone contacts the preferred substrate must be
sustained for some time to lead to axon specification. The
requirement for a unique, sustained signal could serve as a control to
prevent the formation of multiple axons and to correct errors if the
axon began to form in the wrong direction.
What is the instruction that specifies neuronal polarity?
On the basis of an analysis of the consequences of transecting the
axon at different distances from the soma, Goslin and Banker (1989)
proposed a model for specification of the axon based on neurite length.
According to this model the axon becomes specified when its length
exceeds that of the cell's other neurites by a defined amount. One
prediction of this model is that any signal that enhances
neurite elongation should, if locally presented, cause an unspecified
process to become the axon. The present results are consistent with
this model, because contact with LN or L1/NgCAM (Lein et al., 1992 ;
Williams et al., 1992 ; our unpublished observations) is known to
increase the rate of neurite elongation. Alternatively, contact with LN
or NgCAM may be a specific signal for axonal differentiation, the
persistent growth that follows contact with these substrates being a
downstream result. In neurons that have become polarized already, NgCAM
and LN enhance axonal, but not dendritic, elongation even when
uniformly presented (Lein et al., 1992 ; our unpublished observations);
hence the second hypothesis is also plausible. It could be informative
to compare the response of neurons to local contact with molecules that
preferentially enhance dendritic rather than axonal growth (Lein et
al., 1995 ; Withers, Higgins, Rueger, and Banker, quoted in Goslin
et al., 1998 ), or that affect axonal and dendritic growth equally
(Lafont et al., 1992 ). According to the first hypothesis the
neurite that contacted the test substrate would become the axon, no
matter what the substrate (so long as its rate of elongation
increased). According to the second hypothesis whether the neurite that
first contacted the test substrate became a dendrite or an axon would
depend on the nature of the substrate.
The answer to this question may have important implications for the
mechanisms that specify neuronal polarity in vivo. It is not
known whether neurons in situ exhibit the overt competition between neurites that is observed in culture, but the underlying mechanisms that prevent neurons from forming more than a single axon
may be similar in both situations. In situ, axons
consistently arise from a given pole of the cell (relative to the
overall organization of the tissue). In the case of hippocampal
neurons, for example, axons arise from the basilar aspect of the soma.
If differentiation of the axon requires a specific signal, there may be
a separate, novel class of extracellular molecules for which the
function is to govern the development of neuronal polarity.
Alternatively, if specification of the axon is simply a function of
differential growth, then any molecule that enhanced or inhibited
neurite growth could, if differentially distributed, bias the rate of
outgrowth from different poles of the cell and hence govern where the
axon emerged. Many of the known molecules that guide growing axons, including the netrins and semaphorins, exhibit just these properties (for review, see Cook et al., 1998 ), and recent evidence suggests that
inhibitory semaphorins present in the marginal zone of the cerebral
cortex cause axons of cortical neurons to grow from the opposite pole
of the cell (Polleux et al., 1998 ).
Our findings also may be of value for future studies of axonal
specification in vitro. In previous investigations the
inability to identify the nascent axon until polarity was already fully established has made it extremely difficult to study the events that
lead to the specification of polarity. The ability to control which
minor process develops into the axon via the use of localized substrate-bound cues offers an important new approach to investigate the mechanisms underlying this key event in neuronal development.
 |
FOOTNOTES |
Received Jan. 21, 1999; revised May 10, 1999; accepted May 21, 1999.
This research was supported by National Institutes of Health Grants
NS17112 (G.B.) and EY5285 (V.L.). Teresa Esch was supported in part by
a predoctoral fellowship from the National Science Foundation. We thank
Hannelore Asmussen for preparation of the neuronal cultures and Ginger
Withers, Chris Wallace, and Michelle Burack for helpful comments on
this manuscript.
Correspondence should be addressed to Dr. Gary Banker, Center for
Research on Occupational and Environmental Toxicology, Oregon Health
Sciences University, 3181 SW Sam Jackson Park Road, L606, Portland, OR
97201-3098.
Dr. Esch's present address: Biology Department, University of
California San Diego, La Jolla, CA 92093-0357.
 |
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