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The Journal of Neuroscience, August 1, 1999, 19(15):6588-6598
Evidence for Tonic Activation of NK-1 Receptors during the Second
Phase of the Formalin Test in the Rat
J. L.
Henry1, 2,
K.
Yashpal2, 4,
G. M.
Pitcher1,
J.-G.
Chabot2, 6, and
T. J.
Coderre3, 4, 5
1 Department of Physiology, McGill University,
Montreal, Quebec, H3G 1Y6 Canada, 2 Department of
Psychiatry, McGill University, Montreal, Quebec, H3A 1A1 Canada,
3 Department of Psychology, McGill University, Montreal,
Quebec, H3A 1B1 Canada, 4 Pain Mechanisms Laboratory,
Clinical Research Institute of Montreal, Montreal, Quebec, H2W 1R7
Canada, 5 Département de Médecine,
Université de Montréal, Montreal, Quebec, H3C 3J7 Canada,
and 6 Douglas Hospital Research Centre, Verdun, Quebec, H4H
1R3 Canada
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ABSTRACT |
Behavioral, electrophysiological, and autoradiographic experiments
were done to study the second nociceptive phase in the formalin test.
In initial experiments, this second phase was attenuated by 1-10 mg of
the NK-1 receptor antagonist CP-99,994, given subcutaneously 10, 30, or
60 min before formalin (n = 8-10) and by 20 µg
given intrathecally 20 min after formalin (n = 13);
the inactive isomer CP-100,263 was ineffective. In electrophysiological
experiments on single dorsal horn neurons in vivo, the
excitatory responses to subcutaneous formalin injection (50 µl,
2.5%) were attenuated by subsequent intravenously administration of
the NK-1 receptor antagonist CP-96,345 (0.5 mg/kg;
n = 8), given 35-40 min after formalin, but not by
the inactive enantiomer CP-96,344 (0.5 mg/kg; n = 9). Finally, autoradiographic binding of
exogenous [125I]BH-substance P in the lumbar cord
was reduced at 5 and 25 min after formalin (50 µl, 1 or 5%), with an
intermediate level of reduction at 12 min. These data are interpreted
as evidence that the second phase of nociceptive scores in the formalin
test is attributable at least partially to tonic activation of NK-1
receptors at the spinal level, whether because of a temporally limited
release of substance P, for example only during the first phase, but a slow removal or breakdown of substance P, or, more likely, because of
tonic release from primary afferents throughout the second phase.
Irrespective of the mechanism, it can be concluded that at least some
of the persistent nociceptive effects associated with peripheral
inflammation, or at least those provoked by subcutaneous injection of
formalin, are mediated via continuous activation of NK-1 receptors at
the level of the spinal dorsal horn; this may relate directly to
mechanisms underlying prolonged nociceptive pains in humans.
Key words:
substance P; substance P receptor; NK-1 receptor; tachykinin; substance P antagonist; CP-96,345; CP-99,994; nociception; formalin test; wide dynamic range neuron; dorsal horn; spinal cord; intrathecal; binding; autoradiography
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INTRODUCTION |
The formalin test is commonly used
as a model of acute and tonic pain, and sometimes even of inflammatory
or chronic pain, or hyperalgesia. The nociceptive response to injection
of dilute formalin into the plantar surface, usually of the hindpaw,
consists of an early favoring, biting and licking of the injected paw, then a period of reduced nociceptive responses, and finally a second
period of favoring and licking. More attention has been paid to
mechanisms eliciting the second nociceptive phase, perhaps because some
pharmacological manipulations that block the first phase tend also to
block the second phase, and it has been argued that the second phase
must be influenced by central changes induced during the first phase.
Thus, the second nociceptive phase has been presented as a form of
central sensitization. In view of evidence that lidocaine-induced block
of the thoracic spinal cord fails to alter nociceptive responses in the
formalin test (Coderre et al., 1994 ), it appears that at least some of
the mechanisms giving rise to the second phase responses lie below the
thoracic cord. This conclusion is strengthened by the further
observation that in rats chronically spinalized at the midthoracic
level, nociceptive responses to formalin could still be elicited
(Coderre et al., 1994 ).
At the spinal level, various chemical messengers have been implicated
in mediating or otherwise bringing about the second nociceptive phase,
including substance P (Ohkubo et al., 1990 ), which we have been
studying for some time. Consistent with a role for substance P in
mediating these nociceptive responses, subcutaneous injection of
formalin induces the release of substance P in the superficial dorsal
horn (McCarson and Goldstein, 1991 ) and an increase in the number of
spinal dorsal horn neurons expressing c-fos, and this increase is
reduced by an NK-1 receptor antagonist (Chapman et al., 1996 ; Tao et
al., 1997 ). In vivo, dorsal horn neurons show similar
increases in excitability in response to formalin injection, but both
the first and second excitatory phases have been reported to be
inhibited by pretreatment with an NK-1 receptor antagonist (Chapman and
Dickenson, 1993 ). Intrathecal administration of substance P increases
the nociceptive scores during the second nociceptive phase (Ohkubo et
al., 1990 ; Coderre and Yashpal, 1994 ; although see Mjellem-Joly et al.,
1992 ; Sakurada et al., 1993a ). This second phase is reduced by
administration of a substance P (NK-1) receptor antagonist (Yamamoto
and Yaksh, 1991 ; Yashpal et al., 1993 ). Importantly, the antagonism of
the second phase response by NK-1 receptor antagonists has been
reported to occur only when these antagonists are administered before
the formalin is injected (Yamamoto and Yaksh, 1991 ; Traub, 1996 ), prompting the suggestion that substance P is involved in the generation but not the maintenance of the hyperalgesia (Yamamoto and Yaksh, 1991 ;
Traub, 1996 ).
Although this evidence ties substance P to processes in the spinal cord
referred to generally as central sensitization, other evidence suggests
a peripheral contribution to nociceptive responses in the second phase
of the formalin test, raising the possibility of continuous release of
substance P during this second phase. Nerve block of the first phase
did not influence the second phase response (Dallel et al., 1995 ).
Systemic (Abbadie et al., 1997 ) or hindpaw (Coderre et al., 1990 )
administration of a local anesthetic after formalin injection depresses
the second phase response. Recordings from primary afferents indicate
that injection of formalin into the receptive field produces a biphasic
activation of A and C fibers with a time course parallel to the
behavioral response to formalin injection (McCall et al., 1996 ; Puig
and Sorkin, 1996 ). A conclusion from these studies is that the second
phase cannot be entirely caused by central sensitization (Dallel et
al., 1995 ).
Thus, to determine whether tonic activation of NK-1 receptors
contributes to the second phase of the formalin test, an NK-1 receptor
antagonist was given after the onset of the second phase in both
behavioral and electrophysiological studies and by measuring the
binding of exogenous substance P in the dorsal horn at different times
after injection of formalin (Yashpal et al., 1994 ).
Some of the results have been presented in abstract form (Yashpal et
al., 1996 ).
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MATERIALS AND METHODS |
In all cases, the guidelines described in The Care and Use
of Experimental Animals of the Canadian Council of Animal Care, Vols. 1 and 2, were strictly followed. In addition, all animal protocols were examined and approved by the Animal Care Committees of
McGill University and of the Clinical Research Institute of Montreal.
Behavioral studies
Male Sprague Dawley rats (300-400 gm) were used.
Formalin test. In this paradigm, each rat was given a
subcutaneous injection of 50 µl of 2.5% formalin into the plantar
surface of one hindpaw using a 27 gauge syringe needle. Each rat was
then immediately placed in a Plexiglas box (30 × 30 × 30 cm) positioned over a mirror angled at 45° to allow an unobstructed
view of the paws by the observer. Observations to determine nociceptive
responses began after placing the rat into the box and continued for
the next 60 min. A nociceptive score was determined for each 5 min block during that period by measuring the amount of time spent in each
of four behavioral categories: 0, treatment of the injected hindpaw is
indistinguishable from that of the contralateral paw; 1, the injected
paw has little or no weight placed on it; 2, the injected paw is
elevated and is not in contact with any surface; 3, the injected paw is
licked, bitten, or shaken. Then, a weighted nociceptive score, ranging
from 0 to 3 was calculated by multiplying the time spent in each
category by the category weight, summing these products, and dividing
by the total time for each 5 min block of time.
Subcutaneous administration of CP-99,994 before formalin
injection. Eight groups of rats were used to determine the
optimal dose and the optimal time of administration of
(+)-(2S,3S)-3-(2-methoxybenzylamino)-2-phenylpiperidine (CP-99,994) in the formalin test. Information on the synthesis, properties, and bioavailability of this antagonist has been reported (McLean et al., 1993 ). CP-99,994 was injected subcutaneously in doses
of 1, 5, and 10 mg/kg in a volume of 0.1 ml/100 gm of body weight. In
the first series of experiments, CP-99,994 was given subcutaneously 30 min before formalin injection. Control rats were given a subcutaneous
injection of saline (0.9% NaCl). Nociceptive scores were measured from
the time of formalin injection for 50 min.
In a second series, 5 mg/kg of CP-99,994 was given 10 or 60 min before
formalin injection (as compared with 30 min in the previous
experiment), and nociceptive scores were measured for 50 min following
the formalin injection. Rats were otherwise treated the same as in the
previous groups.
Intrathecal administration of CP-99,994 and CP-100,263
before formalin injection. CP-99-994 was administered
intrathecally 20 min after formalin injection, with the rationale to
determine whether the second phase could be blocked once the response
had started. In this experiment each rat was implanted with a chronic indwelling intrathecal catheter (Intramedic PE-10) under chloral hydrate anesthesia (300 mg/kg, i.p.). This catheter was inserted through an incision in the dura at the atlanto-occipital junction and
was positioned so that the inner tip lay at the lower lumbar vertebral
level. Spinous processes were used as landmarks for this positioning
(Yashpal et al., 1985 ). The outer end of the catheter was fixed with
dental cement to a screw embedded in the skull. The exact location of
the inner tip of the catheter was verified routinely during postmortem
examination. Results were included only if the tip of the catheter was
confirmed to lie at the lumbar level. In addition, the viability of the
intrathecal catheter was checked by injecting 20 µl of lidocaine (a
1% aqueous solution) the day before testing; implantation was
considered to have been successful in rats showing motor and sensory
loss within 2 min of administration of lidocaine and a reversal of these effects within 5-10 min. The rats were allowed to recover for
4-6 d after implantation of the catheter, and only those animals that
were free of any neurological deficit were used in the experiments. CP-99,994 or its inactive isomer CP-100,263 was given
intrathecally in a single dose of 20 µg in 10 µl of artificial
CSF [an aqueous solution of (in mM) 128.6 NaCl, 2.6 KCl, 1.0 MgCl2, and 1.4 CaCl2, phosphate buffered to pH 7.33]. This was followed by an additional 10 µl of CSF to flush the catheter (approximate internal volume was 8 µl). CSF replaced the drug solution in control rats.
Data analysis. Nociceptive scores over the 5 min time blocks
were analyzed using repeated measures ANOVA, with comparisons between
experimental groups and the control group at each time interval using
Dunnett's post hoc t test and between
experimental groups using Newman-Keuls' post hoc test.
Electrophysiological studies
Experiments were done on adult, male Sprague Dawley rats from
Charles River (St. Constant, Quebec, Canada).
Animal preparation. Male Sprague Dawley rats
(350-375 gm) were anesthetized with sodium pentobarbital (50 mg/kg,
i.v.; Abbott Laboratories, Montreal, Quebec, Canada). The right common
carotid artery and jugular vein were catheterized for continuous
monitoring of arterial pressure and for injection of drugs,
respectively. Spinal cord segments L1 to L3
were exposed for recording. The spinal cord was transected at the
T9 vertebral level to eliminate supraspinal influences on
the activity of lumbar dorsal horn neurons. Just before transection,
lidocaine (0.05 ml of 1%; Astra Pharma, Mississauga, Ontario, Canada)
was injected into the spinal cord at the level of transection to
minimize spinal shock. The rats normally breathed spontaneously, and if
the breathing pattern became irregular or if respiratory arrest
occurred, the animal was paralyzed with pancuronium bromide (Pavulon;
Organon, Scarborough, Ontario, Canada; 1 mg/kg i.v., supplemented as
necessary) and ventilated mechanically according to standard parameters
(Kleinman and Radford, 1964 ). The spinal cord was covered with mineral
oil (Marcol 72; Imperial Oil Limited, Montreal, Quebec, Canada) at 37.5°C to prevent drying. The temperature of the rat was maintained at ~37.5°C using a heating lamp.
Electrical recording and data acquisition. Single-unit
spikes were recorded extracellularly using seven-barrelled (overall tip
diameter, 2-4 µm) and single-barrelled (1-2 µm) micropipettes. A
solution of 2.7 M NaCl was placed in the recording barrel
(impedance 2-4 M measured at 1 kHz with the tip submerged in
saline). Single-unit recordings were made at depths ranging from 250 to
1300 µm in the dorsal horn, representing all laminae of the dorsal
horn; effects were without any clear differentiation as to
sensitivities depending on depth. The raw data were amplified 10,000 times (DP-301 Differential Amplifier; Warner Instrument Corp.ration),
displayed on an oscilloscope (Tektronix 5111), and stored on video
cassette tapes using a digital data recorder that incorporated a
digital pulse code modulation technique (VR-100A; Instrutech
Corporation) and a conventional video cassette recorder. The signals
were also relayed to a frequency counter/gating unit, which
discriminated single units, based on spike amplitude, and counted the
number of spikes per unit time (bin widths were 1 sec). All recordings were from single units. Sampling of extracellular recordings was done
using the electrophysiological data acquisition program Spike 2 (version 2.02; Cambridge Electronic Design, Cambridge, UK) on an IBM
Pentium computer. The rate of discharge (the output of the gating unit)
was displayed continuously on a Grass 79D polygraph.
Functional classification of dorsal horn neurons. Functional
classification of neurons was based on the responses to stimulation of
their receptive fields in the ipsilateral hind limb by both noxious and
innocuous stimuli. The following natural peripheral stimuli were used:
(1) an air stream passed over the receptive field at a strength only
sufficient to move the hairs, (2) light touch, (3) moderate pressure,
(4) noxious mechanical stimulation using a calibrated clip (21 N), and
(5) noxious thermal stimulation (measured to be 50°C) using radiant
heat. During experimentation, classification of the identified neurons
was in three categories (Henry, 1976 ): (1) non-nociceptive neurons that
responded only to non-noxious stimuli such as hair deflection, touch,
and/or pressure (some receptive fields on the rat hindlimb did not have hair), (2) wide dynamic range neurons that responded to both noxious and innocuous stimuli, and (3) nociceptive-specific neurons that responded only to noxious mechanical and/or thermal stimulation. In
addition, all the units that responded to the "noxious" range of
mechanical and/or thermal stimulation showed a characteristic afterdischarge, as described previously (Henry, 1976 ). Non-nociceptive neurons were not used in this study; thus only wide dynamic range and
nociceptive specific neurons were tested with formalin injection into
the cutaneous receptive field. The sites of injection of formalin are
represented schematically in the figures.
Formalin injection. Once stable ongoing activity of a wide
dynamic range or nociceptive specific neuron was obtained, the receptive field of the ipsilateral hindpaw was injected with 50 µl of
2.5% formalin subcutaneously using a 27 gauge syringe needle. Only one
such injection was made in each experiment.
Drug administration. The nonpeptide NK-1 receptor
antagonist,
(2S,3S)-cis-2-(diphenylmethyl)-N-[(2-methoxyphenyl)methyl]-1-azabicyclo[2.2.2]octan-3-amine (CP-96,345) was administered intravenously 35-40 min after
subcutaneous injection of formalin into the plantar receptive field of
the hindpaw; information on the synthesis, properties, and
bioavailability of this antagonist has been reported (McLean et al.,
1991 ; Lowe et al., 1992 ). This time was considered appropriate as it
was generally shortly after onset of the second phase of the excitatory response to subcutaneous injection of formalin. The rationale was to
determine whether the second phase could be reversed once it had begun.
CP-96,345 was administered intravenously in a single dose of 0.5 mg/kg
in saline. The inactive isomer CP-96,344 was given at the same
dose in a similar manner in another group of rats. The results of both
groups of rats were compared with responses of a control group that
received no pharmacological manipulation beyond the formalin injection.
Data analysis. The total number of spikes was counted for 5 min periods, beginning 5 min before formalin injection; this
prestimulus period thus represented the baseline level of activity. The
mean of these counts for each period was calculated for each group of animals.
To calculate the effects of drug administration, neuronal activity in
the 5 min period ending when formalin was injected was normalized to
100%. Thus, the effects of CP-96,345, CP-96,344, or no pharmacological
manipulation on neuronal activity subsequent to the injection were
determined relative to the neuronal activity at that time.
To calculate significance, the mean ± SEM percent values of the 5 min periods throughout the testing period of the formalin response of
each of the three groups were compared with each other. Statistical
analysis of the data was done using one-way ANOVA and
Student-Newman-Keuls test. A difference in responses between groups
was considered significant with a p value < 0.05.
Autoradiographic studies
Long-Evans hooded male rats, weighing 300-350 gm, were used in
these experiments.
Behavioral studies. The methods followed for the formalin
test were the same as those described above, with the exception that
the concentration of formalin was 1 or 5%.
Autoradiography. Following injection of either 1 or 5%
formalin, the rats were decapitated at 5, 12, 25, or 60 min. Control rats were not given the formalin injection. Each group consisted of 3 or 4 animals. After decapitation, the spinal cords were rapidly removed
and snap frozen in 2-methylbutane at 40°C. Blocks of lumbar cord
were mounted on cryostat chucks and cut into 20 µm sections at
18°C. Sections were mounted on slides, dried overnight in a
desiccator at 4°C, and stored at 80°C. For the binding
procedures, tissue sections were incubated for 90 min at room
temperature in a buffer containing 50 mM Tris-HCl, pH 7.4, 3 mM MnCl2, 0.02% BSA, 40 µg/ml
bacitracin, 2 µg/ml chymostatin, 4 µg/ml leupeptin, and 50 pM [125I]BH-substance P (2200 Ci/mmol;
New England Nuclear, Boston, MA) for binding to NK-1 receptor sites.
Nonspecific binding was assessed in the presence of 1 µM
substance P (Peninsula Laboratories, Belmont, CA). At the end of the
incubation period, slides were washed four times (1 min each) in
Tris-HCl buffer, rinsed in cold distilled water, air-dried, and
apposed to Hyperfilms for 7 d. Hyperfilms were developed, and
autoradiograms were quantified densitometrically using an MCID (Imaging
Research, St. Catharines, Ontario, Canada) image analysis system. The
optical densities from laminae I and II of the dorsal horn of the
lumbar spinal cord were converted into semiquantitative values
expressed in femtomoles per milligram of tissue wet weight using
appropriate radioactive microscales that were coexposed with the
radiolabeled sections. All the data are expressed as mean ± SEM,
and each value represents the mean of 5-12 sections from three rats.
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RESULTS |
Behavioral studies
Effects of different doses of CP-99,994 given before
formalin injection
Figure 1 illustrates the results
obtained from administration of different systemic doses of CP-99,994
on nociceptive scores in the formalin test when the antagonist was
given 30 min before formalin injection. In general, there was no effect
of any dose on the first phase of the response to injection, measured
within the first 5 min. However, the second phase was depressed
variably, depending on the dose. The maximum effective dose was 5 mg/kg (n = 10), a dose of 10 mg/kg (n = 8)
having no further effect. When 1 mg/kg of CP-99,994 was given
(n = 10), only a minor effect was seen. The ANOVA
indicated a main effect of dose (F(3,34) = 8.33; p < 0.001) and a main effect of time
(F(9,306) = 17.2; p < 0.001). There was also a dose × time interaction
(F(27,306) = 2.17; p < 0.001). Post hoc comparisons indicated differences at levels
of p < 0.05 and 0.01 at different test times for the different dose groups, as indicated in Figure 1.

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Figure 1.
Effects on nociceptive scores of administration of
different doses of CP-99,994 given subcutaneously before injection of
formalin (50 µl of a 2.5% solution given at time 0) into the plantar
surface of the ipsilateral hindpaw. Sprague Dawley rats were given
saline (n = 10) or CP-99,994 in a dose of 1 (n = 10), 5 (n = 10), or 10 (n = 8) mg/kg 30 min before formalin injection.
~p < 0.05; *p < 0.01 compared with the saline-treated group.
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Effects of time of preadministration of CP-99,994
Regardless of the time between administration of the antagonist
and formalin injection, there was no effect of systemic administration of 5 mg/kg of CP-99,994 on the first phase of the nociceptive response.
However, the second phase was depressed, with the greater effect
occurring when administration preceded formalin injection by 30 min
(n = 10), rather than by 10 (n = 8) or
60 (n = 8) min. The results obtained are illustrated in
Figure 2, with the data from the group
given 5 mg/kg 30 min before formalin injection taken from Figure 1 for
comparison. The ANOVA indicated a main effect of injection time
(F(3,30) = 8.19; p < 0.001) and a main effect of test time
(F(9,270) = 19.5; p < 0.001). There was also an injection treatment × test time
interaction (F(27,270) = 2.36; p < 0.001). Post hoc comparisons
indicated differences at levels of p < 0.05 and
0.01 at different test times in the different injection time groups, as
indicated in Figure 2.

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Figure 2.
Effects on nociceptive scores of administration of
5 mg/kg of CP-99,994 subcutaneously at different times before injection
of formalin in Sprague Dawley rats. Times of preadministration were 10 (n = 8), 30 (n = 10), and 60 (n = 8) min before formalin injection. The saline
group (n = 10) and the 30 min group were the same
as in Figure 1. ~p < 0.05;
*p < 0.01 compared with the saline-treated
group.
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Effects of intrathecal administration of CP-99,994 or
CP-100,263 after formalin injection
At ~10 min after the second phase had begun, that is 20 min
after formalin injection, the intrathecal administration of 20 µg of
CP-99,994 (n = 13) induced a rapid decrease in the
amplitude of this second phase. When CP-100,263 was given in a similar
manner (n = 6), behavioral scores showed the typical
pattern. The data are illustrated in Figure
3, along with similar data from the control group given CSF (n = 6). There was no
significant difference between the three groups up to 20 min after
formalin injection. However, in the group treated with CP-99,994 an
immediate decrease in nociceptive scores was seen at 25 min, and this
group remained lower than the other two groups for the remainder of the
testing period. The ANOVA indicated a main effect of treatment
(F(1,17) = 10.33; p < 0.001) and a main effect of test time
(F(9,153) = 10.06; p < 0.001). There was also a time × test time injection effect
(F(9,153) = 3.97]; p < 0.001). Post hoc comparison indicated a difference of
p < 0.05 and 0.01 for the group given CP-99,994 at the
times indicated in Figure 3.

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Figure 3.
Effects on nociceptive scores of intrathecal
administration of CP-99,994 20 min after injection of formalin in
Sprague Dawley rats. Intrathecal administration of CSF
(n = 6), of CP-99,994 (20 µg;
n = 13), or of CP-100,263 (20 µg;
n = 6) was immediately following the fourth time
block, when the second phase of the nociceptive response had begun to
be expressed. ~p < 0.05; *p < 0.01 compared with the CSF-treated group.
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Electrophysiological studies
Effects of subcutaneous injection of formalin into the cutaneous
receptive field
Subcutaneous injection of 2.5% formalin (50 µl) into the
plantar surface of one hindpaw of the rat induced a biphasic excitatory effect on the firing frequency in all nine of the neurons tested (Figs.
4A,
5A). The first phase began
immediately after injection of formalin and persisted for ~5 min.
This was followed by a decrease in neuronal activity that lasted for
~25-30 min. At this time a second phase of increased activity began.
This second excitatory phase was longer-lasting, remaining up to ~100
min after formalin injection. Figure 4A shows the
effect of injection of formalin into the cutaneous receptive field on
the firing frequency of a wide dynamic range neuron. The immediate
increase in firing rate of wide dynamic range neurons before the first
phase response to formalin injection into the receptive field is the
excitatory response of the neuron to mechanical pressure of the
cutaneous receptive field by the experimenter lightly holding the paw
while injecting formalin. This is not a response to formalin because this effect did not occur in nociceptive-specific neurons tested with
injection of formalin in the cutaneous receptive field. The biphasic
nature and duration of the increased activity following formalin
injection was observed in one nociceptive specific neuron and eight
wide dynamic range neurons. The firing frequency during the inhibitory
period (between the two excitatory phases) was generally greater than
the ongoing baseline activity before formalin injection. This was seen
consistently in recordings of most neurons (Figs.
4A-C, 5A).

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Figure 4.
Ratemeter histograms from electrophysiological
experiments showing responses of three dorsal horn neurons to formalin
injection into the left or right hindpaw. A,
Subcutaneous injection of formalin (50 µl of 2.5%) into the plantar
surface of the right hindpaw (represented by a small black
circle on the shaded cutaneous receptive field) produced an
increase in neuronal activity of a wide dynamic range neuron (1072 µm) followed by a decrease in the firing frequency that lasted to
~20 min. This was followed in turn by a longer-lasting second
increase in neuronal activity that persisted for >70 min. The vertical
axis shows the firing frequency; each bin represents the firing
frequency of the neuron in spikes per second. The horizontal axis is
time. B, Intravenous administration of the NK-1 receptor
antagonist CP-96,345 (0.5 mg/kg) depressed the increase in neuronal
activity of the response of a wide dynamic range neuron (744 µm) when
given 35-40 min after formalin injection. C,
Intravenous administration of the inactive isomer CP-96,344 (0.5 mg/kg)
had no effect on the excitatory response of a wide dynamic range neuron
(296 µm) to injection of formalin. The transient increase in neuronal
activity immediately before the first phase of the formalin response is
the excitatory response of this wide dynamic range neuron to the
hindpaw being held by the experimenter to administer the formalin
injection.
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Figure 5.
Averaged data from the three groups of rats given
formalin into the ipsilateral hindpaw to illustrate effects of systemic
administration of CP-96,345 and of CP-96,344 on the second phase of
excitation in the response to formalin injection. A,
Time histogram. The cross-hatched
histogram represents animals that received no pharmacological
manipulation (n = 9), the
diagonal-hatched histogram represents the
group of rats given CP-96,344 (n = 8), and the
clear histogram represents animals treated with the NK-1
receptor antagonist CP-96,345 (n = 9) at 40 min
after formalin injection. The vertical axis represents the mean number
of spikes in 5 min periods, normalized to the value at 40 min. The
horizontal axis represents time. For each time after 40 min, a
comparison was made in each treatment group between the normalized mean
number of spikes at that point and 100%. (*p < 0.05; **p < 0.01; ***p < 0.001) B, Graph showing the time course of the mean
changes in rate of discharge beginning 40 min after formalin injection,
the time of intravenous administration of CP-96,345 or CP-96,344. Each
value represents the normalized mean number of spikes for each 5 min
period expressed as a percent of the number of spikes at 40 min after
formalin injection. Comparison of the groups reveals a significant
difference between the number of spikes from neurons in rats treated
with CP-96,345 compared with the number from rats treated with the
inactive isomer CP-96,344 (++p < 0.01 at 45, 50, 55, and 60 min). Comparison of the group of rats that received no
pharmacological manipulation and the group that received CP-96,345
reveals a significant difference. ***p < 0.001 at
45 and 50 min; **p < 0.01 at 55 and 60 min.
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Effects of intravenous administration of CP-96,345 or CP-96,344
after formalin injection
Figure 4B illustrates the effect of intravenous
administration of 0.5 mg/kg CP-96,345 on the response of a wide dynamic
range neuron to subcutaneous formalin injection. CP-96,345 was given at
35-40 min after formalin injection, during the initial part of the
increase in neuronal activity of the second phase. CP-96,345 depressed
any subsequent increase in neuronal activity. The inhibitory effect of
CP-96,345 on the second phase of the formalin response was observed in
9 of the 10 wide dynamic range neurons tested.
Figure 5A reveals a significant depressant effect of
CP-96,345 on the second period of excitation in the response to
formalin injection. Figure 5B shows the time course of the
second phase of the formalin response beginning 40 min after formalin
injection, the time of intravenous administration of CP-96,345 or
CP-96,344. Each value represents the normalized mean number of spikes
for each 5 min period expressed as a percent of the mean number of spikes at 40 min after injection. Comparison of the groups reveals a
significant difference in the percent response of neurons between rats
given CP-96,345 and those given the inactive isomer CP-96,344 (p < 0.01 at 45, 50, 55, and 60 min).
Comparison of the group that received CP-96,345 and the group that
received no pharmacological manipulation reveals a significant
difference (p < 0.001 at 45 and 50 min;
p < 0.01 at 55 and 60 min).
Administration of 0.5 mg/kg CP-96,344 in a similar manner was without
effect on the second excitatory phase in any of the eight wide dynamic
range neurons tested (Figs. 4C, 5A). The
amplitude and duration of the second phase of the formalin response of
these neurons in rats given CP-96,344 were no different from the
responses of neurons in rats that received no pharmacological
manipulation (compare Fig. 4A,C, with Fig.
5A,B ).
Binding studies
Behavioral studies
Nociceptive scores following injection of either 1 or 5% formalin
to Long-Evans hooded rats are shown in Figure
6, A and B, respectively. Both concentrations of formalin induced the typical biphasic nociceptive behavior. The early phase occurred at 5 min and
was followed by a period of relatively low nociceptive scores and
a subsequent nociceptive phase starting at ~20 min after formalin injection and continuing beyond the completion of testing at 60 min.

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|
Figure 6.
Nociceptive scores in Long-Evans hooded rats after
1% (A) and 5% (B)
formalin injection into the plantar surface of the ipsilateral hindpaw.
C and D show quantitative
autoradiographic analysis of the distribution of
[125I]BH-substance P in laminae I and II of the
dorsal horn of the lumbar spinal cord. Specific binding is expressed as
mean ± SEM, in nanocuries per gram obtained from 5-12 sections
from three rats in each group. *p < 0.05 as
compared with the 12 min time period. Values of the scale bar are
expressed in femtomoles per gram tissue wet weight.
|
|
As expected, the response was concentration-dependent. In the group
injected with 1% formalin (Fig. 6A), the mean
maximum nociceptive score in the first excitatory phase was 1.3, and in the second excitatory phase it was ~1.5. In the group given 5% formalin (Fig. 6B), the maximum response in the first
excitatory phase was 2.2, whereas in the second it was 2.4. There was a
significant difference in nociceptive scores between rats given 1 and
5% formalin at 5 min and then from 30 min onward, through the
rest of the testing period. Thus, in general, the nociceptive scores
after injection of 5% formalin were higher than those after 1%.
Quantification of autoradiograms
Examples of the quantitated images of autoradiograms used for
analysis of binding are shown in Figure
7. Samples are from an untreated rat from
the control group and from individual rats killed at 5, 12, and
25 min after intraplantar injection of 1 or 5% formalin. The image
from the control cord shows that binding extended throughout the dorsal
horn. The changes in binding are seen in both the superficial and the
deep laminae at all time points after formalin injection.

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[in this window]
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|
Figure 7.
Color-coded autoradiograms of binding of
[125I]BH-substance P in the lumbar spinal cord of
the rat, as yielded by image analysis. Times indicated are the times of
killing after formalin injection. The 60 min group is not represented
because the binding was not different from that at 25 min (Fig.
6C,D).
|
|
Figure 6, C and D, illustrates the combined data.
The histograms show that compared with controls there is less
[125I]BH-substance P binding in the dorsal horn of
the spinal cords of the groups given 1 or 5% formalin injections. No
significant difference was found at any time between these two groups.
Quantification of the data show that for both test groups binding of
[125I]BH-substance P was significantly lower than
in untreated controls at all time periods sampled. ANOVA revealed a
significant effect of time after formalin injection for both 1%
(F(4,37) = 19.8; p < 0.001) and 5% (F(4,36) = 19.6;
p < 0.001) groups.
In the case of 1% formalin, there was no significant difference in
binding between 5 and 12 min samples (p > 0.05). However, at 25 and 60 min, binding of
[125I]BH-substance P was significantly lower than
that at 12 min (p < 0.05). In the case of 5%
formalin, the binding at all other times, i.e., at 5, 25, and 60 min,
was significantly lower than at 12 min (p < 0.05). Thus, in the 5% group, there was more binding of the exogenous
ligand at 12 min than at the other times after formalin injection.
 |
DISCUSSION |
Formalin test
The results of this study indicate that when the nonpeptide NK-1
receptor antagonist CP-99,994 is given subcutaneously it has a
dose-related depressant effect on the second phase, but not the first
phase, of the nociceptive response in the formalin test. The
dose-response curve indicates that the maximum effect is reached with
5 mg/kg subcutaneously and that the effect is greatest when the
antagonist is given 30 min before formalin is injected into the paw,
i.e., 50 min before the second phase begins. These data thus support
the earlier suggestion that when NK-1 receptor antagonists are given
before formalin injection, they block the second phase but not the
first phase of the formalin test (Yamamoto and Yaksh, 1991 ; Yashpal et
al., 1993 ). The data also indicate, though, that the time of onset of
the effects of systemic administration of CP-99,994 is too slow for
studies in which NK-1 receptor block is to be attempted after formalin injection.
When CP-99,994, but not the inactive isomer, was given intrathecally
after formalin injection, in fact during the second phase, the
subsequent second phase nociceptive scores were significantly attenuated. This observation, that the second phase can be reversed by
an NK-1 receptor antagonist, differs from that of an earlier study
(Yamamoto and Yaksh, 1991 ), which reported that intrathecal administration of CP-96,345, 5 min after formalin injection, had no
effect on the nociceptive scores during the second excitatory phase.
This difference regarding reversal of the nociceptive response during
the second phase is important. It raises the issue of the mechanisms
bringing about the second phase of the nociceptive response to formalin
injection, which has variously been attributed to central sensitization
and to sustained afferent input. Some investigators have suggested that
the second phase is caused in part by short-term input during the first
phase (Coderre et al., 1990 ; Yamamoto and Yaksh, 1992 ), which causes a
so-called central sensitization (Coderre and Melzack, 1992 ; Yamamoto et
al., 1993 ; Abram et al., 1994 ; Goto et al., 1994 ). This central
sensitization is sometimes thought to have been produced by glutamate
(Coderre and Melzack, 1992 ; Yamamoto and Yaksh, 1992 ; Malmberg and
Yaksh, 1993 ; Vaccarino et al., 1993 ) and/or substance P (Yamamoto and Yaksh, 1991 ; Traub, 1996 ) released during the first phase. This concept
is inconsistent with the time course of the effects of substance P when
applied by iontophoresis onto single neurons in vivo (Henry,
1976 ) and on the tail flick reflex when given intrathecally (Yashpal et
al., 1982 ; Cridland and Henry, 1986 ). In both paradigms the effects
peak at ~1 min, rather than at 20-60 min as this interpretation
would suggest. Nonetheless, our data are supported by a recent
publication reporting that administration of CP-99,994 after
intra-articular injection of inflammatory agents blocks the ensuing
decrease in paw withdrawal latency and the pain-related behaviors
(Sluka et al., 1997 ).
Other investigators have suggested that the second phase may be caused
by continued afferent fiber input throughout the period of the second
phase. This suggestion came because subcutaneous injection of formalin
causes C-fiber primary afferents to discharge in two phases, which
correspond temporally to the two phases of the behavioral responses to
formalin injection (Dallel et al., 1995 ; McCall et al., 1996 ; Puig and
Sorkin, 1996 ). This suggestion is strengthened by the observation that
in the formalin test in the gerbil, systemic administration of an NK-1
receptor antagonist which crosses the blood-brain barrier inhibits the
second phase, whereas an antagonist that does not have access to the
CNS is without effect in this test (Rupniak et al., 1996 ).
Although these two possible mechanisms are not necessarily mutually
exclusive, the attenuation of the nociceptive response by the NK-1
receptor antagonist in the present study indicates that the second
phase is at least partially caused by tonic actions of substance P or a
related ligand at the NK-1 receptor. This may be caused by continuous
release of the ligand, to persistence of the ligand in the synaptic
cleft or possibly to other mechanisms. Irrespective of this, though, on
the basis of the results presented in this study, we propose that the
nociceptive scores in the second phase of the formalin test are caused
at least in part by continuous activation of NK-1 receptors.
Electrophysiological study
Data from the electrophysiological study confirm that subcutaneous
injection of dilute formalin into the cutaneous receptive field gives
rise to a three-phase response in dorsal horn wide dynamic range
neurons. This response consists of (1) an initial excitatory component
lasting only a few minutes, followed by (2) a period of reduced
activity lasting 25-30 min, and finally (3) a second excitatory
response lasting >70 min. The second excitatory response seen here is
longer than that reported from other electrophysiological studies
(Chapman and Dickenson, 1993 ; Diaz and Dickenson, 1997 ). It is also
longer than the second phase in the formalin test (Dubuisson and
Dennis, 1977 ), possibly because descending controls were interrupted by
the spinal transection in the electrophysiological part of the present study.
More importantly, the results indicate that when CP-96,345 is given
during the second excitatory phase, this phase is attenuated. As this
effect is not shared by the inactive enantiomer, CP-96,344, the data
support the earlier suggestion that activation of NK-1 receptors
contributes to this second excitatory phase of the response of dorsal
horn nociceptive neurons to subcutaneous injection of formalin in the
rat (Chapman and Dickenson, 1993 ).
Although the earlier study has already implicated NK-1 receptors in the
second excitatory phase of the response to injection of formalin on the
basis of preadministration of an NK-1 receptor antagonist, the
important part of the present electrophysiological study is that it
indicates that when CP-96,345 is given after formalin injection, during
the onset of the second excitatory phase, this phase is attenuated.
Thus, the effects of the antagonist on the second excitatory phase
could not have included mechanisms altered during the first excitatory
phase. These data therefore parallel the results obtained from the
behavioral paradigm of this report. Both series of experiments show a
reversal of the second excitatory response to formalin injection when
an NK-1 receptor antagonist is given, not before or just after formalin injection, but during the onset of the second phase. This evidence suggests clearly not only the activation of NK-1 receptors following the noxious peripheral stimulus, but it also indicates the continuous presence of a ligand at these receptors throughout the period of
recording electrophysiologically or testing behaviorally. Accordingly, the data support the proposal presented above that the second phase is
at least partially caused by tonic actions of substance P or a related
ligand at the NK-1 receptor, whether this is caused by continuous
release, persistence of the ligand in the synaptic cleft, or other mechanisms.
Autoradiographic study
The autoradiographic data indicate an inverse relation between
nociceptive scores and binding of exogenous substance P following intraplantar injection of formalin into a rat hindpaw. In view of our
previous report that binding of exogenous substance P was decreased by
noxious thermal stimulation of a hindlimb (Yashpal et al., 1994 ), we
suggest that this binding is also decreased in the present experiments
by noxious chemical stimulation of a hindpaw. Both stimuli provoke a
physiological response mediated at the spinal cord level by activation
of NK-1 receptors (Yamamoto and Yaksh, 1991 ; Birch et al., 1992 ;
Yashpal et al., 1993 , 1995 ; Traub, 1996 ). Thus, the decrease in density
of [125I]BH-substance P receptor binding can be
presumed to correlate with the release of an endogenous ligand for the
NK-1 receptor, such as substance P. Such a proposal is not without
precedent. A similar occupation of receptors by an endogenous ligand
has been reported for opiate receptors in the brain of the rat (Seeger et al., 1984 ; Wagner et al., 1990 ; Ruiz-Gayo et al., 1992 ).
An interesting difference exists in the time course of the displaced
binding between the previous study with noxious thermal stimulation and
the present study with noxious chemical stimulation. The noxious
thermal stimulus produced a transient response lasting <5 min, and the
binding displacement was depressed most at 1 min after the stimulus,
with a partial return at 10 min and a full return at 60 min. In the
present experiments, the binding displacement also followed the time
course of the nociceptive response, in that the nociceptive scores were
still elevated 60 min after formalin injection, and displacement of
binding continued at ~40% of control at 60 min. Thus, in each case,
the displacement of binding correlated temporally with the
physiological response.
The prolonged time course of the decrease in binding in this study
suggests that the second phase of the formalin test may be associated
with sustained occupation of NK-1 receptors and thus that the second
phase may be caused at least in part by continued activation of NK-1
receptors. Although this possibility is at odds with previous reports
that administration of the NK-1 receptor antagonist CP-96,345 after
injection of formalin into the hindpaw fails to alter the second phase
of the nociceptive response (Yamamoto and Yaksh, 1991 ; Sakurada et al.,
1993b ; Traub, 1996 ), the binding data are consistent with our
observations in this study that intrathecal administration of CP-99,994
reverses the nociceptive response in the second phase of the formalin
test and that systemic administration of CP-96,345 reverses the second
excitatory phase of the response of spinal nociceptive neurons to
subcutaneous injection of formalin. Therefore, our binding data support
the proposal above that the second phase may be caused at least in part
by continuous activation of NK-1 receptors.
The present results may also be interpreted to support the concept of
tonic input from primary afferents during the second phase because
binding displacement, which the previous study showed was not prolonged
>10 min (Yashpal et al., 1994 ), was still occurring in the present
study 25 min after formalin injection.
The bilateral decrease in binding is difficult to explain. However, it
is consistent with previous reports of bilateral changes in
[125I]BH-substance P binding after noxious
thermal stimulation (Yashpal et al., 1994 ), in 2-deoxyglucose metabolic
activity following formalin injection (Aloisi et al., 1993 ), and in a
rat model of peripheral mononeuropathy (Mao et al., 1992 ), as well as
c-fos expression after formalin injection (Herdegen et al., 1991 ) and noxious thermal stimulation (Williams et al., 1990 ).
General conclusions
Evidence is presented that indicates that the second phase of the
responses to subcutaneous injection of formalin is caused at least
partially by tonic activation of NK-1 receptors. This is an important
consideration as it contradicts the previous suggestion that
intrathecal administration of an NK-1 receptor antagonist after
formalin injection does not alter the second phase in the formalin test
(Yamamoto and Yaksh, 1991 ; Traub, 1996 ).
Our data do not allow us to comment directly on whether the tonic
activation of NK-1 receptors is caused by tonic release from primary
afferents throughout the second phase, to a temporally limited release
of substance P, for example only during the first phase, but a slow
removal or breakdown of substance P, or to any other mechanism.
However, in view of evidence from other laboratories that after
injection of formalin into the paw (Puig and Sorkin, 1996 ) or into the
peripheral receptive field (McCall et al., 1996 ) C-fiber afferent
activity shows a biphasic excitation similar in time course to the two
phases of the formalin test. In addition, when lidocaine was given into
the formalin injection site just before formalin was given, the first
phase was blocked, yet the second phase still occurred (Dallel et al.,
1995 ). Thus, tonic activation from primary afferent fibers throughout
the second phase seems to be at least one mechanism to account for the
second excitatory phase. If this is indeed the case, then it can be
concluded that at least some of the persistent nociceptive effects
associated with inflammatory inputs, or at least those provoked by
subcutaneous injection of formalin, are mediated via continuous
activation of NK-1 receptors at the level of the spinal dorsal horn by
continuous or tonic primary afferent input. As we indicate in the
introductory remarks, the formalin test is often used as a model of
acute and tonic pain. The present data support a role of continuous
activation of NK-1 receptors in maintenance of tonic pain. Thus, we
suggest that the hyperexcitability that characterizes tonic pain
(Lautenbacher et al., 1995 ; Rossi and Decchi, 1997 ; Bakke et al., 1998 )
may be at least partly caused by continuous activation of NK-1
receptors (Svensson et al., 1998 ).
 |
FOOTNOTES |
Received Feb. 3, 1999; revised April 16, 1999; accepted May 17, 1999.
This study was supported by grants from the Canadian Medical Research
Council to J.L.H., T.J.C., and J.-G.C. G.M.P. was a student
supported by the Royal Victoria Hospital Research Institute, McGill
Faculty of Medicine, and the Fonds pour la formation de chercheurs et
l'aide à la recherche (Province of Quebec). CP-96,345, CP-96,344, CP-99,994, and CP-100,263 were generously provided by Pfizer
Central Research, Groton, CT.
Correspondence should be addressed to Dr. J. L. Henry, Department
of Physiology, McGill University, 3655 Drummond Street, Montreal,
Quebec, H3G 1Y6 Canada.
 |
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