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The Journal of Neuroscience, 1999, 19:RC27:1-7
RAPID COMMUNICATION
Neocortical Synchronized Oscillations Induced by Thalamic
Disinhibition In Vivo
Manuel A.
Castro-Alamancos
Department of Neurology and Neurosurgery, Montreal Neurological
Institute, McGill University, Montreal, Quebec H3A2B4 Canada
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ABSTRACT |
Thalamocortical circuits are recognized as the main elements
involved in the genesis of synchronized oscillations typical of certain
generalized seizures. We addressed the capability of thalamic
disinhibition to generate synchronized oscillations in neocortex.
Microdialysis was used to infuse GABAA and
GABAB receptor antagonists directly into the thalamus of
anesthetized rats while recording cortical field potentials from 16 sites aligned perpendicular to the cortical surface, using 100 µm
spaced linear array silicon probes. The results demonstrate that block
of thalamic GABAA receptors induces continuous 3 Hz
discharges in neocortex and that thalamic GABAB receptors
mediate this activity. Also, during thalamic disinhibition sporadic
long-lasting discharges at 12 Hz occur that do not depend on
GABAB receptors. Current source density analysis of these
activities revealed that the dynamics of sinks and sources for the 3 and 12 Hz discharges was quite distinct, in a way that suggests a different active involvement of the neocortex. The results indicate that intrathalamic inhibitory processes play an essential role in the
generation of neocortical synchronized oscillatory activity that may be
related to certain forms of generalized seizures.
Key words:
epilepsy; seizure; oscillations; thalamus; neocortex; GABA
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INTRODUCTION |
Widespread
synchronous activity characterizes the electroencephalogram of humans
during several types of generalized seizures (Jasper and Kershman,
1941 ). Since the early work of Jasper, much evidence has supported an
essential role of the thalamus in the generation of generalized
activity. In particular, evidence from rat genetic models of absence
epilepsy has provided abundant support for a thalamic involvement in
the genesis of generalized discharges (Buzsaki et al., 1988 ; Vergnes et
al., 1990 ).
Another widely used model of generalized activity, the feline
generalized penicillin model, has provided at best ambivalent support
for the involvement of the thalamus. In this model, the GABAA receptor antagonist, penicillin, is
injected parenterally. The result is the occurrence of bilaterally
synchronous discharges at ~3 Hz (Prince and Farrell, 1969 ; Gloor et
al., 1990 ). The immediate question was where is the penicillin acting,
the thalamus or the neocortex? Early work had shown that penicillin
infusion into the thalamus alone produced the transformation of 10 Hz
spindle oscillations to 3 Hz discharges in barbiturate-anesthetized
animals (Ralston and Ajmone-Marsan, 1956 ). However, a subsequent study indicated that thalamic infusion of penicillin was ineffective in
producing 3 Hz discharges. Instead, diffuse cortical application of the
drug was capable of producing this activity without any thalamic
participation (Gloor et al., 1977 ). A latter revision of these results
concluded that the lack of effect of thalamic penicillin was
"inconclusive" and that the lack of participation of thalamic
circuits after diffuse cortical penicillin was "erroneous" (Gloor
et al., 1990 ). This resulted in the attribution of a more active role
to the thalamus in the generation of 3 Hz activity. Accordingly, the
resulting hypothesis was that thalamic spindle oscillations are
transformed into synchronous discharges through an increased cortical
excitability (Gloor and Fariello, 1988 ; Gloor et al., 1990 ). More
recent work both using slices and anesthetized cats has shown that
application of a GABAA receptor antagonist into
the thalamus slows thalamic spindle oscillations from 10 to ~3 Hz
(von Krosigk et al., 1993 ) but does not seem to induce seizures
(Steriade and Contreras, 1998 ).
The present study further describes the effects of blocking thalamic
GABA receptors on spontaneous neocortical activity in vivo,
as well as on the pattern of spatial (laminar) spread of neocortical
activity revealed by current source density analysis. We found that
blockade of thalamic GABAA receptors produces two different forms of synchronized oscillatory activity in neocortex: (1)
continuous waxing and waning synchronized oscillations at 3 Hz that
depend on thalamic GABAB receptors and (2)
sporadic synchronized oscillations at 12 Hz that do not depend on
thalamic GABAB receptors. Both forms of
synchronized oscillations differ in the laminar pattern of current flow
that they produce in the neocortex, suggesting a differential cortical involvement.
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MATERIALS AND METHODS |
Sprague Dawley rats (250-350 gm) were anesthetized with
ketamine-HCl (100 mg/kg, i.p.) and xylazine (5 mg/kg, i.p.). After induction of surgical anesthesia, the animal was placed in a
stereotaxic frame. All skin incisions and frame contacts with the skin
were injected with lidocaine (2%). A unilateral craniotomy extended over the parietofrontal cortex. Small incisions were made in the dura
as necessary, at the locations of insertion of the probes. The cortical
surface was covered with artificial CSF (ACSF) for the duration
of the experiment. Anesthesia was supplemented with a constant (4 µl/min) intramuscular infusion of ketamine (100 mg/ml) and xylazine
(5 mg/ml). Body temperature was monitored and maintained constant
(36-37° C). All surgical procedures were reviewed and approved by
the Animal Care Committee of McGill University.
Electrophysiological recordings. Electrophysiological
recordings were performed using linear 16-channel silicon probes with 100 µm intersite spacing (Center for Neural Communication Technology, University of Michigan). To reduce and equalize the impedance (500 K ) of the recording sites on the silicon probes, they were oxidized
before use. Current source density analyses (CSDs) were derived from
the voltage recordings of the 16 channel probes as previously described
(Castro-Alamancos and Connors, 1996 ). These probes permitted to perform
CSDs on the spontaneous activity without the need of averaging.
Electrophysiological responses were sampled at 5-10 kHz and stored and
analyzed on a computer using Experimenter's Workbench (DataWave
Technologies) and Origin Labtalk (Microcal Software) software.
Microdialysis. Drug infusions were performed using
microdialysis probes. The dialysis membrane extended 2 mm in length and 200 µm in diameter (Castro-Alamancos and Borrell, 1995 ). ACSF was
infused constantly through the microdialysis probe at a rate of 2-4
µl/min. Drugs were dissolved in the oxygenated (95%
O2 and 5% CO2) ACSF, which
consisted of (in mM): NaCl 126, KCl 3, NaH2Po4 1.25, NaHCO3 26, MgSO4
7H2O 1.3, dextrose 10, and
CaCl2 2H2O 2.5.
Probe location. Microdialysis probes and silicon probes were
inserted stereotactically (all coordinates given are in millimeters and
refer to bregma and the dura according to the atlas of Paxinos and
Watson, 1982 ; Fig. 1A).
Coordinates for the thalamic microdialysis probe were approximately:
anteroposterior, 2.0; lateral, 2.5. The microdialysis probe membrane
extended 2 mm in depth starting at 5 mm from the dura. Coordinates for
the silicon probe in neocortex were approximately: anteroposterior,
1.0; lateral, 3. Coordinates for the thalamic stimulation electrode
were: anteroposterior, 2.0; lateral, 3; ventral, 6. These coordinates
were chosen because they correspond to the location where
thalamocortical responses are evoked in the neocortex by stimulating
the ventrobasal thalamus (Castro-Alamancos and Connors, 1996 ).
Insertion of the silicon probe into the neocortex was performed with
guidance from a surgical microscope. The recording sites on the probe
were visualized, and the most dorsal site was placed 100 µm into the
cortex from the surface. Also, electrical stimulation of the thalamus
was used to define the location of thalamocortical-evoked current sinks
and sources.

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Figure 1.
Effect of blocking thalamic GABAA
receptors on neocortical field potential activity. A,
Schematic diagram depicting the locations of the microdialysis probe
used to infuse drugs into the thalamus, and of the 16-site linear array
silicon probe used to record activity from the neocortex. The silicon
probe was located 3 mm more anterior than the microdialysis probe, but
for simplicity they are shown in the same section. B,
Power spectrum derived from every 2 sec of spontaneous field potential
activity recorded from the neocortex and displayed as a color-contour
plot. During infusion of ACSF through the microdialysis probe,
neocortical activity consists of slow-wave activity. Infusion of a
GABAA receptor antagonist (BMI) into the thalamus results
in the abolishment of this activity, which is transformed into a robust
3 Hz activity. C, Examples of recordings before and
during BMI application. The numbers on the traces correspond to the
times indicated in B. Recordings were from a site 1 mm
in depth from the surface. Traces are 20 sec long. D,
Electrographic pattern of the 3 Hz activity induced in the neocortex by
BMI, which consists of a negative spike followed by a positive
wave.
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RESULTS |
A microdialysis probe was inserted into the thalamus, and field
recordings (1-3 kHz bandpass filters) were obtained from the neocortex
(Fig. 1A). ACSF was continuously infused through the microdialysis probe while local field potentials were recorded in the
neocortex. Fast Fourier transforms were derived from every 2 sec
from field potential activity recorded from the site, located 1 mm in
depth. Figure 1B shows the evolution of the power
spectrum of neocortical activity over time displayed as a color-contour plot. The power for each frequency is color-coded so that an increase in the power is displayed as a hot color (yellow, red), and zero is
displayed as blue. Under ketamine-xylazine anesthesia, slow-wave activity (~1 Hz) is prominent in neocortex (Steriade et al., 1993 ). When bicuculline methbromide (BMI; 400 µM) is
included in the ACSF and infused into the thalamus, the cortical slow
wave activity is abolished and substituted by a prominent and continuos
activity at 3 Hz. The cortical activity induced by blockade of thalamic GABAA receptors consists of a negative spike
followed by a positive wave. The wave component is best observed from
the superficial recording sites (700 µm in depth; Fig.
1D). Although the 3 Hz activity is continuous, its
amplitude waxes and wanes (Fig. 1C). Waxing and waning
normally occurs without interruption of the 3 Hz activity. The same
results were obtained in every such experiment conducted
(n = 7). The spread of BMI from the probe was evaluated by recording synaptic field potential responses in neocortex (evoked by
local stimulation) at different distances from the microdialysis probe
while applying an AMPA receptor antagonist (CNQX; 400 µM). The AMPA receptor antagonist is known to
spread at least as much as the BMI, because it blocks its effects in
neocortex (Castro-Alamancos and Borrell, 1995 ). The results revealed
that after 1 hr of CNQX infusion the evoked synaptic response was
abolished at 0.5 mm from the probe, but unaffected at 1.5 mm (data not
shown). This indicates that the spread of CNQX and hence of BMI is ~1
mm from the probe and largely confined to the thalamus in our experiments.
In thalamic slices, GABAB receptor antagonists
abolish 3 Hz oscillations induced by GABAA
receptor blockade (von Krosigk et al., 1993 ). Indeed, numerous
experimental findings indicate that thalamic
GABAB receptors play a critical role in the
genesis of synchronous discharges (Huguenard and Prince, 1997 ). The
next experiment tested the effect of blocking
GABAB receptors on the 3 Hz activity induced by
thalamic GABAA receptor blockade. Figure 2A shows that the 3 Hz
activity generated by BMI application in the thalamus is completely
abolished by infusing a GABAB receptor antagonist
(CGP35348; 1000 µM) in the thalamus
(n = 5). Notice that the 3 Hz activity is abolished and
substituted by lower frequency activity.

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Figure 2.
Effect of blocking thalamic GABAB
receptors on the 3 Hz activity induced by blocking thalamic
GABAA receptors. A, Power spectrum derived
from every 2 sec of spontaneous field potential activity recorded from
the neocortex and displayed as a color contour plot. During infusion of
a GABAA receptor antagonist (BMI) through the microdialysis
probe neocortical activity consists of synchronous activity at 3 Hz.
Subsequent application of a GABAB receptor antagonist
(CGP35348) completely abolishes the 3 Hz activity and substitutes it
with slow-wave activity. During application of BMI alone or BMI and
CGP35348, sporadic and long-lasting discharges at 12 Hz occurred. The
asterisks mark these occurrences. The right
inset shows a close up of the 12 Hz activity. B,
Examples showing 3 Hz discharges (1), slow-wave activity (2), and 12 Hz
discharges (3). The numbers on the traces correspond to
the times indicated in A. Recordings were from a site 1 mm in depth from the surface. Traces are 5-sec-long.
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During the application of BMI or BMI and CGP35348 into the thalamus, a
prominent synchronous oscillatory activity at 12 Hz occurred
sporadically in many experiments (Fig. 2). This activity was only
observed when thalamic GABAA disinhibition was
present, and it was not abolished by GABAB
receptor blockade. The activity consisted of long trains (10-60 sec)
of continuous discharges at 12 Hz consisting of a negative spike
followed by a positive wave. Although 12 Hz discharges are observed
during thalamic application of BMI alone, they tend to occur more
regularly when CGP35348 is added. Figure 2 shows such an example;
during application of BMI and CGP35348 into the thalamus, 3 Hz
discharges are abolished and substituted by low-frequency activity.
Latter, sporadic long trains of activity at 12 Hz occur. Preliminary
results indicate that the conditions for the generation of these
discharges are a combination of thalamic disinhibition and cortical
activation. The 12 Hz discharges occur reliably when the level of
anesthesia is low, and they are mostly absent during high levels of
anesthesia. With the anesthetic dose used in the present study, the
average interval between discharges ranged from 5 to 30 min. However, if the anesthetic supplementation is reduced by half, the average interval ranges from 3 to 10 min (based on two experiments).
The 16-site linear array silicon probes allow to record voltage
through the depth of the neocortex and use it to derive CSD analyses
that are displayed as color contour plots. This reveals the laminar
current flow through the neocortex during the two main forms of
oscillatory activity generated by thalamic disinhibition (i.e., 3 and
12 Hz discharges). Figure 3 shows a
typical example of a CSD corresponding to 3 Hz activity induced by
application of BMI into the thalamus. The negative spike component
corresponds to a current sink (red) in upper layer VI followed by a
stronger sink in layer IV that spreads very effectively to layers
II-III. The upper layer VI sink is corresponded by a source (blue) in lower layer VI, whereas the layer IV sink is accompanied by a source in
layer V. The positive wave component of the discharge corresponds to a
propagating current source in the upper layers (from layer IV to layers
II-III) and a sink in layer V. This pattern of current flow is repeated
with every discharge. The locations of the layer IV and upper VI
current sinks coincide with those evoked by stimulation of the
ventrobasal thalamus (data not shown; see Castro-Alamancos and Connors,
1996 ; Kandel and Buzsaki, 1997 ).

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Figure 3.
CSD analysis of 3 Hz synchronous discharges
induced by thalamic GABAA receptor block. A,
CSD analysis displayed as a color contour plot corresponding to 4 sec
of 3 Hz discharges in the neocortex, induced by thalamic
GABAA receptor block. The bottom trace
corresponds to the field potential recorded from the site located 700 µm from the surface. In the CSD contour plots shown, hot colors
(red, yellow) represent current sinks, cool colors
(blues) represent current sources, and
greens are around zero. CSDs were derived from the
spontaneous activity without averaging (bandpass filter 1-3 kHz).
B, Close up of a CSD corresponding to the same
conditions as in A.
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Figure 4 shows a CSD analysis
corresponding to a 12 Hz discharge. It reveals that in some respects
the laminar current flow was quite similar to the 3 Hz activity. The
initial current sink in upper layer VI was followed by a current sink
in layer IV that spreads very effectively to layers II-III. A layer V
source accompanied the layer IV sink. Next was a sink in layer V, and
the development of a current source in the upper layers that peaked in
amplitude immediately before the next upper layer sink. This delayed
source coincides with the layer VI sink. Thus, although the spatial
location of sinks and sources for the 3 and 12 Hz discharges was
similar, their dynamics were quite distinct. This was specially the
case for the upper layer current source. It occurred immediately after the upper layer sink during the 3 Hz activity, but immediately before
the upper layer sink during the 12 Hz activity. Also, during the 3 Hz
activity the layer VI sink had a corresponding source in lower layer
VI, whereas during the 12 Hz activity the layer VI sink coincided with
an upper layer source that immediately preceded the strong upper layer
sink. Results displayed in Figures 3 and 4 were obtained in the same
experiment.

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Figure 4.
CSD analysis of 12 Hz discharges induced by
thalamic disinhibition. A, CSD analysis displayed as a
color contour plot corresponding to 1.6 sec of a 12 Hz discharge in the
neocortex. The bottom trace corresponds to the field potential recorded
from the site located 700 µm from the surface. In the CSD contour
plots shown, hot colors (red, yellow) represent current
sinks, cool colors (blues) represent current sources,
and greens are around zero. CSDs were derived from the
spontaneous activity without averaging (bandpass filter 1-3 kHz).
B, Close up of a CSD corresponding to the same
conditions as in A.
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DISCUSSION |
This study reveals that block of thalamic
GABAA receptors produces two prominent forms of
oscillatory activity in the neocortex: 3 and 12 Hz discharges. The 3 Hz
discharges, but not the 12 Hz discharges, are completely abolished by
blocking thalamic GABAB receptors. Thus,
functional disconnection of the nucleus reticularis of the thalamus
(nRT; during GABAA and
GABAB receptor blockade) abolishes the 3 Hz
activity but not the 12 Hz activity, suggesting that this nucleus is
not involved in the generation of 12 Hz discharges. The negative spike
and positive wave patterns at 3 and 12 Hz show similarities in the
laminar profile of current spread. The spike component begins in upper
layer VI and layer IV, with a strong spread to upper layers, whereas
the wave component is characterized by a strong source in the upper
layers and a sink in layer V. However, the dynamics of sinks and
sources differed between the 3 and 12 Hz activities. The most prominent
difference related to the position of the upper layer current source
with respect to the upper layer current sink. During the 3 Hz activity,
the source followed immediately after the sink, whereas during the 12 Hz activity the current source always preceded the current sink.
An important observation was that the 3 Hz activity generated by
blocking thalamic GABAA receptors was completely
abolished by application of a GABAB receptor
antagonist in the thalamus. This finding supports an essential
involvement of the nRT in the generation of the 3 Hz discharges.
Indeed, lesions of the nRT abolish the synchronous discharges (i.e.,
high-voltage spindles) of genetically prone rats (Buzsaki et al.,
1988 ). Also, work using thalamic slices has shown that when thalamic
GABAA receptors are blocked,
GABAB-mediated responses are observed (von
Krosigk et al., 1993 ; Bal et al., 1994 ). This seems to be caused
primarily by a reduction of intra-nRT inhibition (Huntsman et al.,
1999 ), resulting in the production of longer and higher frequency
bursts in nRT neurons. Bursting in nRT produces long-lasting
GABAB-mediated inhibitory postsynaptic potentials
in thalamic relay neurons (Kim and McCormick, 1998 ), resulting in
rebound-bursts at ~3 Hz. Logically, blockage of thalamic
GABAB receptors results in the abolition of the 3 Hz synchronous oscillatory activity.
A surprising result of thalamic disinhibition was the occurrence of 12 Hz discharges. They occurred either during GABAA
receptor block or complete disinhibition. Under the conditions during
which 12 Hz discharges appeared, the nRT could be functionally
disconnected from the dorsal thalamus because of complete block of GABA
receptors. This indicates that firing in the nRT cannot drive 12 Hz
discharges. During complete thalamic disinhibition the
corticothalamic-cortical loop is devoid of inhibitory control and as a
result corticothalamic activity results in a direct positive feedback
to the neocortex, which may facilitate the generation of 12 Hz
discharges. It is interesting to note that in a rodent model of absence
epilepsy (i.e., GAERS) synchronous discharges occur at ~8-11
Hz (Vergnes et al., 1990 ). Further work will need to explore the
mechanisms responsible for the generation of 12 Hz discharges induced
by thalamic disinhibition. Although, as described below, CSD analysis suggests that the neocortex may have an active role in generating this activity.
The two forms of synchronous oscillatory activity generated by thalamic
disinhibition show similar patterns of laminar current flow in the
neocortex corresponding to a spike and wave complex. The spike and the
wave components have very different profiles. The spike component
consists of a sink in upper layer VI followed by a sink in layer IV
that spreads to layers II-III. The wave component consists of a sink
in layer V and a prominent source in the upper layers. Previous work
has shown similar patterns of current flow evoked by thalamic
stimulation (Castro-Alamancos and Connors, 1996 ; Kandel and Buzsaki,
1997 ). The major difference between the CSD profiles of the 3 and 12 Hz
activities was the dynamics of upper layer sinks and sources. A clear
distinction was that during the 3 Hz activity, the upper layer source,
corresponding to the wave component, occurred immediately after the
strong upper layer sink, while in the case of the 12 Hz activity the
upper layer source occurred immediately before the upper layer sink. In
addition, the sinks in layer VI differed as to the location of the
corresponding sources. During the 3 Hz activity, the layer VI sink
displays a corresponding source in lower layer VI. However, the layer
VI sink of the 12 Hz activity displays its current source in the upper
layers, and this source immediately precedes the large upper layer
sink. These results suggest differences in the contribution of the
neocortex to both types of activity. Thus, the current flow during the
3 Hz activity is similar to the pattern of cortical current flow
generated by thalamic stimulation (Castro-Alamancos and Connors, 1996 ;
Kandel and Buzsaki, 1997 ). However, during 12 Hz discharges the current
flow is incompatible with a simple response of the neocortex to
thalamic input. This is evidenced by the fact that cortical activity is
present before the large upper layer sink. Possibly, cortical
activation during thalamic disinhibition may account for the occurrence
of 12 Hz discharges.
In anesthetized cats, there is evidence of inactivity within large
numbers of thalamic neurons during spontaneously occurring seizures and
these seizures occur even after thalamectomy, indicating that the
neocortex alone can generate these discharges without thalamic
involvement (Steriade and Contreras, 1995 , 1998 ). Instead of
these spontaneous paroxysmal developments typical of cats, rats display
spontaneous synchronous oscillations, called high-voltage spindles
(Buzsaki et al., 1988 ), which are similar to the 3 Hz discharges
observed in the present study after thalamic BMI. The occurrence of
high-voltage spindles seem to depend on many variables, such as sex,
strain, and anesthesia (Buzsaki et al., 1991 ; Jando et al., 1995 ).
Future work will have to establish if the effects of thalamic
GABAA receptor blockade described here are
independent of these variables.
The present study found that blockade of thalamic
GABAA receptors in vivo produces
continuos waxing and waning of synchronized oscillations at 3 Hz that
depend on thalamic GABAB receptors and sporadic
synchronized oscillations at 12 Hz that do not depend on thalamic
GABAB receptors. Both forms of synchronized
oscillations differ in the laminar pattern of current flow that they
produce in the neocortex, suggesting a differential cortical
involvement. In conclusion, intrathalamic inhibitory processes play an
essential role in the generation of neocortical synchronized
oscillatory activity that may be related to certain forms of
generalized seizures.
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FOOTNOTES |
Received June 7, 1999; revised July 15, 1999; accepted July 21, 1999.
This work was supported by the Medical Research Council of Canada,
Fonds de la Recherche en Sante du Quebec, and McGill University Research Development Fund. Thanks to Drs. Gyorgy Buzsaki and Mircea Steriade for helpful comments on this manuscript. Special thanks to the
Center for Neural Communication Technology (University of Michigan) and
Jamie Hetke for providing the silicon probes and helpful support.
Thanks to Novartis for providing CGP35348
Correspondence should be addressed to Dr. Manuel Castro-Alamancos,
Montreal Neurological Institute, 3801 University Street, Room WB210,
Montreal, Quebec H3A 2B4 Canada.
This article is published in
The Journal of Neuroscience, Rapid Communications Section,
which publishes brief, peer-reviewed papers online, not in print. Rapid
Communications are posted online approximately one month earlier than
they would appear if printed. They are listed in the Table of Contents
of the next open issue of JNeurosci. Cite this article as:
JNeurosci, 1999, 19:RC27 (1-7). The
publication date is the date of posting online at
www.jneurosci.org.
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