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The Journal of Neuroscience, December 1, 1999, 19(23):10338-10347
Analysis of the Role of Heat Shock Protein (Hsp) Molecular
Chaperones in Polyglutamine Disease
Yaohui
Chai1,
Stacia L.
Koppenhafer1,
Nancy M.
Bonini2, and
Henry L.
Paulson1
1 Department of Neurology, University of Iowa College
of Medicine, Iowa City, Iowa 52242, and 2 Department of
Biology, University of Pennsylvania, Philadelphia, Pennsylvania 19104
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ABSTRACT |
Polyglutamine (polygln) diseases are a group of inherited
neurodegenerative disorders characterized by protein misfolding and
aggregation. Here, we investigate the role in polygln disease of heat
shock proteins (Hsps), the major class of molecular chaperones responsible for modulating protein folding in the cell. In transfected COS7 and PC12 neural cells, we show that Hsp40 and Hsp70
chaperones localize to intranuclear aggregates formed by either mutant
ataxin-3, the disease protein in spinocerebellar ataxia type
3/Machado-Joseph disease (SCA3/MJD), or an unrelated green fluorescent
protein fusion protein containing expanded polygln. We further
demonstrate that expression of expanded polygln protein elicits a
stress response in cells as manifested by marked induction of Hsp70.
Studies of SCA3/MJD disease brain confirm these findings, showing
localization of Hsp40 and, less commonly, Hsp70 chaperones to
intranuclear ataxin-3 aggregates. In transfected cells, overexpression
of either of two Hsp40 chaperones, the DNAJ protein homologs
HDJ-1 and HDJ-2, suppresses aggregation of truncated or
full-length mutant ataxin-3. Finally, we extend these studies to a PC12
neural model of polygln toxicity in which we demonstrate that
overexpression of HDJ-1 suppresses polygln aggregation with a parallel
decrease in toxicity. These results suggest that expanded polygln
protein induces a stress response and that specific molecular
chaperones may aid the handling of misfolded or aggregated polygln
protein in neurons. This study has therapeutic implications because it
suggests that efforts to increase chaperone activity may prove
beneficial in this class of diseases.
Key words:
polyglutamine disease; spinocerebellar ataxia 3; Hsp40; Hsp70; chaperone; cell death
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INTRODUCTION |
Polyglutamine (polygln) expansion is
now recognized to be a major cause of inherited neurodegenerative
disease (for review, see Koshy and Zoghbi 1997 ; Kakizuka, 1998 ;
Paulson, 1999 ; Perutz, 1999 ). Eight polygln diseases have been
identified to date, including Huntington disease (HD), spinobulbar
muscular atrophy (SBMA), dentatorubral pallidoluysian atrophy,
and five forms of dominantly inherited spinocerebellar ataxia (SCAs).
All eight are caused by expansion of a CAG triplet repeat
encoding an abnormally long glutamine repeat in the otherwise unrelated
disease proteins. Polygln expansion is thought to cause a
conformational change in the polypeptide that promotes misfolding and
aggregation of the disease protein (Trottier et al., 1995 ; Hackam et
al., 1998 ; Kakizuka, 1998 ; Perutz, 1999 ). Intranuclear aggregates or
inclusions (NI) are a common feature of disease, having been found in
six of the eight diseases and in many transgenic animal models (for review, see Paulson, 1999 ). Aggregates outside the nucleus have also
been noted in some polygln diseases, including HD (Gutekunst et al.,
1999 ).
Polygln expansion confers a dominant toxic property on the protein that
leads to neuronal dysfunction and degeneration. Longer repeats cause
more severe disease and are also more prone to cause aggregation of the
disease protein, as demonstrated in numerous studies
(Scherzinger et al., 1997 ; Cooper et al., 1998 ; Martindale et
al., 1998 ; Moulder et al., 1999 ). Thus, the toxicity of expanded polygln seems linked to its tendency to assume an abnormal
conformation, which promotes aggregation.
However, the precise mechanism of polygln neurotoxicity is still
unknown. Although the pathogenic role of aggregation is controversial, misfolding of the disease protein is generally thought to be critical to pathogenesis. This raises the possibility that the cellular machinery that normally recognizes and handles abnormally folded protein may play a role in polygln disease. This machinery includes numerous molecular chaperones that mediate the correct folding, assembly, and degradation of proteins (Hartl, 1996 ; Hayes and Dice,
1996 ; Gottesman et al., 1997 ; Glover and Lindquist, 1998 ). The heat
shock proteins (Hsps) are a family of chaperones inducible by heat and
other stressors that serve essential functions under stress and
nonstress conditions. Specific Hsp chaperones have been observed to
localize to aggregates formed by the disease proteins in
spinocerebellar ataxia type 1 (SCA1) and SBMA, ataxin-1 and the
androgen receptor (AR) (Cummings et al., 1998 ; Stenoien et al.,
1999 ). Expression of the Hsp40 chaperone, HDJ-2, suppressed aggregation by both proteins in non-neuronal cells, although whether suppressing aggregation was beneficial to the cell was not determined.
In this study, we investigate the role of Hsp chaperones in polygln
disease, focusing on spinocerebellar ataxia type 3 [SCA3/Machado-Joseph disease (MJD)] and its disease protein ataxin-3.
We demonstrate that specific Hsp chaperones localize to aggregates
formed by mutant ataxin-3 in disease tissue and transfected cells and
provide evidence that expanded polygln protein elicits a stress
response in cells. We further show that overexpression of Hsp40
chaperones can suppress polygln aggregation and that this suppression
correlates with a decrease in neurotoxicity. These results have
therapeutic implications, because they indicate that efforts to augment
molecular chaperone activity may prove beneficial in this class of
degenerative diseases.
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MATERIALS AND METHODS |
Construction of expression plasmids. The ataxin-3
expression constructs pcDNA3-hemagglutinin (HA)-Q27,
pcDNA3-HA-Q78, pAG-nuclear localization signal
(NLS)-myc-ataxin-3 (Q27), and pAG-NLS-ataxin-3 (Q78) were
described previously (Paulson et al., 1997a ; Perez et al., 1998 ; Chai
et al., 1999 ). Plasmid pcDNA3-myc-ataxin-3 (Q84) was generated by
reverse transcription (RT)-PCR amplification of the 3' segment of
ataxin-3 cDNA from patient lymphoblastoid cells and subcloning the
sequence-verified product into the appropriate region of
pcDNA3-myc-ataxin-3 (Q27) (Paulson et al., 1997a ). The green
fluorescent protein (GFP)-polyglutamine fusion constructs with Q19,
Q35, Q56, or Q80 repeats were generously provided by Dr. Warren
Strittmatter (Duke University Medical Center, Durham, NC). Plasmid
pcDNA3.1-Hsp70 was constructed by digesting pAG153-human Hsp70
(American Type Culture Collection, Manassas, VA) with BamHI and HindIII and cloning the released Hsp70 cDNA into
pcDNA3.1( ) (Invitrogen, Carlsbad, CA). PcDNA3-human Hsp27 expression
vector was prepared by digesting pIC-human Hsp27 (generously provided by Dr. Stephen W. Carper, University of Nevada, Las Vegas, NV) with
EcoRI and cloning the released fragment into pcDNA3. The pcDNA 3-HDJ-1 expression vector was constructed by digesting
pBluescript human HDJ-1 (a generous gift of Dr. K. Ohtsuka, Aichi
Cancer Center, Nagoya, Japan) with EcoRI and cloning the
released fragment into pcDNA3. Expression vectors for human HDJ-2 and
450 (a deleted form of HDJ-2 missing amino acids 9-107 of the
protein) were generously provided by Dr. Huda Zoghbi (Baylor College of
Medicine, Houston, TX). All plasmid constructs generated by us were
verified by restriction enzyme digest analysis and partial sequencing.
Western blot analysis with appropriate antisera confirmed correct
expression of HDJ-1, HDJ-2, HDJ2 (del9-107), and Hsp70 in transfected cells.
Cell culture and transfection. Cell culture and
transfections of HeLa and COS7 were described previously (Chai et al.,
1999 ). For transient transfections in PC12 neural cells, we used the PC6-3 cell line, a PC12 subclone generated by Pittman et al. (1993) that differentiates into a pure population of postmitotic neuronal cells. In the PC6-3 cell line, we developed an improved transfection protocol that we call "sustained transient" because, although transiently transfected, the differentiating PC6-3 neurons show robust
expression lasting for 1 week or more. The method takes advantage of
the fact that PC6-3 cells, when first exposed to nerve growth factor
(NGF), proliferate before extending neurites. Perhaps for this
reason, liposome-mediated gene transfer is particularly efficient
(~20% of cells) in the 48 hr after NGF treatment is begun. Briefly,
PC12 cells are plated onto collagen-coated dishes and treated with NGF
in high serum medium [100 ng/ml NGF added to RPMI medium (Life
Technologies, Grand Island, NY) supplemented with 5% fetal
bovine serum, 10% horse serum, 100 U/ml penicillin, and 100 µg/ml
streptomycin]. Twenty-four to 36 hr after beginning NGF treatment,
when cells are undergoing a burst of proliferation and begin to extend
neurites, cells are transfected with Lipofectamine-Plus (Life
Technologies). Transfected cells are then maintained in a reduced serum
medium containing NGF in which PC6-3 cells continue to extend neurites
but no longer proliferate (as above but with 3% fetal bovine serum and
6% horse serum). Successfully transfected cells differentiate into
neural cells that continue to express the transgene for up to 9 d
in reduced serum medium (H. Paulson, unpublished observations).
In cotransfection experiments, constructs encoding Hsp27, HDJ-1, HDJ-2,
or Hsp70 were used at a molar ratio of 3:1 with the ataxin-3 or
GFP-polygln constructs. For controls, the respective empty expression
plasmids were used in a 3:1 ratio with the ataxin-3 or
GFP-polyglutamine constructs.
Immunocytochemistry, immunohistochemistry, and immunoblot
analysis. Methods for immunofluorescence were described
previously (Paulson et al., 1997a ; Chai et al., 1999 ). Hsp40, Hsp70,
and Hsp110 were detected with rabbit polyclonal anti-Hsp40 (1:5000; StressGen, Victoria, British Columbia, Canada), anti-Hsp70 (1:2500; StressGen), and anti-Hsp110 (1:250; StressGen), respectively. Hsp27,
Hsp60, and Hsp90 were detected using mouse monoclonal anti-Hsp27 (1:250; StressGen), anti-Hsp60 (1:250; StressGen), and anti-Hsp90 antibody (1:250; StressGen), respectively. Endogenous HDJ-2 was detected with the mouse monoclonal anti-HDJ-2/HSDJ (1:2000; Neomarker, Fremont, CA). The FLAG epitope in expressed HDJ-2 was detected using
the mouse monoclonal antibody M5 (1:1000; Sigma, St. Louis, MO).
Heat shock cognate 70 (Hsc 70) was detected using a rat
monoclonal anti-Hsc70 antibody (1:5000; StressGen). The second antibody
was either anti-mouse-FITC plus anti-rabbit-tetramethylrhodamine
isothiocyanate (TRITC) or anti-rabbit-FITC plus anti-mouse-TRITC except
for the Hsc70, which was anti-rat-TRITC (1:2000; Jackson
ImmunoResearch, West Grove, PA).
The SCA3/MJD brain tissue used in this study was described previously
(Paulson et al., 1997b ). Immunohistochemistry was performed as
described previously (Paulson et al., 1997a ). Concentrations of
antisera were 1:200 for anti-Hsp27, anti-Hsp40, anti-HDJ-2, anti-Hsp60,
anti-Hsp90, anti-Hsp110, and polyclonal anti-Hsp70 and 1:250 for
monoclonal anti-Hsp70 antibody (StressGen). Immunostained samples were
lightly counterstained with hematoxylin.
Immunoblot analysis as previously described (Chai et al., 1999 ) was
used to confirm increased Hsp70 levels in cells expressing polyglutamine aggregates. COS7 cells transfected with pcDNA3 control plasmid, pcDNA3-HA-Q27, or pcDNA3-HA-Q78 were harvested 48 hr after
transfection, and equal amounts of lysate were electrophoresed on
SDS-polyacrylamide gels, transferred to membranes, probed with the
monoclonal anti-Hsp70 antibody, and visualized by enzymatic chemiluminescence. Parallel samples were probed with anti-HA antibody to verify expression of HA-Q27 and HA-Q78. In the experiment shown, transfection efficiency was ~20% as assessed by immunofluorescence of transfected cells.
Quantitation of aggregates and cell viability. In all
experiments in which aggregates and cell viability were quantified, cells were scored by the same observer blinded to the treatment condition. For quantitation of all types of polygln aggregates in COS7
cells and for GFP-polygln aggregates in PC12 cells, 200-600 cells were
counted per treatment/time point/experiment. For experiments in which
HA-Q78 and NLS-ataxin 3 (Q78) were expressed in PC6-3 cells, a lower
number of cells were counted because of the lower transfection
efficiency (at least 75 cells per treatment/time point/experiment). A
transfected cell was scored as "diffuse" if there were no
inclusions and only diffuse staining, and as having "inclusions" if
there was at least one inclusion (but typically more than one),
regardless of whether there was also diffuse staining.
For quantitation of cell viability, dead cells were determined by
visual inspection of GFP-positive cells using an Olympus Opticals
(Tokyo, Japan) CK40 inverted microscope equipped for fluorescence and phase microscopy. Cells were plated and transfected on
chamber slides, and regions of chambers with similar cell density were
selected for analysis. The scoring of dead versus live cells was
determined by viewing fields under fluorescence and phase microscopy at
400× magnification and scoring all GFP-positive cells as either
"dead" (nonadherant and nonrefractile cells that were either
shrunken and possessed multiple blebs, or remained large with a single
asymmetric bleb) or "live" (all other cells, including any cells
that could not be fully visualized because of overlapping cells). By
default, poorly visualized cells are labeled as live; hence,
this scoring technique may underestimate the percentage of dead
cells. The same region of the chamber slide was visualized on
consecutive days, with at least 12 consecutive fields counted per
sample per time point (at least 200-600 cells per treatment/time
point/experiment). All values were expressed as means ± SD.
Statistical analysis was performed using the paired t test,
with p < 0.05 considered statistically significant.
Trypan blue exclusion experiments confirmed increased toxicity in
differentiated PC12 neural cells expressing GFP-Q80. Four days after
transfection, identically plated PC12 neural cells expressing GFP,
GFP-Q19, or GFP-Q80 were labeled with trypan blue (transfection
efficiency ~25% for each sample). Twenty consecutive fields under
high power (400×) were scored for the number of trypan blue-positive
cells (i.e., dead cells). The mean ± SD number of cells per field
for GFP, GFP-Q19, and GFP-Q80 were 23.2 ± 4.2, 17.3 ± 3.6, and 50.4 ± 11.8, respectively. Similar results were obtained 3 and 5 d after transfection.
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RESULTS |
Specific Hsp chaperones localize to ataxin-3 aggregates
In SCA3/MJD, the disease protein ataxin-3 forms ubiquitinated
NI in selected populations of disease neurons (Paulson et al., 1997a ; Schmidt et al., 1998 ). We and others demonstrated previously that the NI formed in neurons of SCA3 brain can be modeled in cell
culture (Ikeda et al., 1996 ; Paulson et al., 1997a ; Perez et al., 1998 ;
Chai et al., 1999 ; Evert et al., 1999 ). In transfected cells, truncated
ataxin-3 protein consisting of a C-terminal, polygln-containing
fragment readily forms aggregates and is cytotoxic in cells and in
transgenic mouse and fly models (Ikeda et al., 1996 ; Paulson et al.,
1997a ; Warrick et al., 1998 ). We thus began our analysis of Hsp
chaperones in cells expressing this truncated protein.
Preliminary studies in non-neuronal cell lines (COS7 and HEK-293)
indicated that specific Hsp chaperones colocalized to aggregates formed
by HA-Q78, a truncated ataxin-3 fragment with a Gln repeat of 78 residues (Table 1) (our
unpublished observations). To extend these findings to a cellular model
that more closely mirrored disease, we expressed a normal or mutant
ataxin-3 fragment in differentiating PC12 neural cells and used
immunofluorescence to determine whether specific Hsp chaperones
colocalized to aggregates. In PC12 cells, a normal ataxin-3 fragment
with a Gln repeat of 27 residues, HA-Q27, did not form aggregates (data
not shown). In contrast, HA-Q78 readily formed intranuclear aggregates
to which four distinct Hsp chaperones localized. The colocalizing chaperones were the heat shock cognate Hsc70 (also known as Hsp73), the
inducible form of Hsp70 (also known as Hsp72), and two Hsp40 family
members, HDJ-1 and HDJ-2 (Fig.
1A). Nearly all
aggregates formed by HA-Q78 were intranuclear, but these same four
chaperone proteins also localized to the occasionally observed
cytoplasmic aggregate (data not shown). Chaperone redistribution into
polygln aggregates was only observed for Hsp40 and Hsp70 family
members. Several other Hsps did not localize to aggregates or show an
appreciable increase in expression: Hsp27, Hsp60, Hsp90, and Hsp110
(Table 1). For all tested chaperones, the results in PC12 neural cells were similar to the results in non-neuronal cells.

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Figure 1.
Hsp40 and Hsp70 chaperones localize to
intranuclear inclusions formed by mutant ataxin-3. Shown are
immunofluorescence images of representative transfected PC12 neural
cells containing intranuclear aggregates formed by truncated, HA-tagged
ataxin-3 (HA-Q78) (A) or full-length, myc-tagged
NLS-ataxin-3 (Q78) (B). Fixed cells were
colabeled with anti-HA or anti-myc antisera to label ataxin-3
(green, left panels) and the
indicated anti-Hsp antisera to label the chaperones Hsc70, Hsp70,
HDJ-1, or HDJ-2 (red, middle panels). All
four chaperones localize to polygln aggregates, as indicated by the
merged images (right panels). DAPI staining of nuclei
(blue) is included in the left and
right panels of A and
B.
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Full-length mutant ataxin-3 also forms aggregates in transfected cells,
although much less efficiently and with less toxicity than the
truncated ataxin-3 fragment (Ikeda et al., 1996 ; Paulson et al., 1997a ;
Evert et al., 1999 ). We therefore extended our analysis of chaperone
involvement to transfected cells expressing the full-length ataxin-3
protein. Similar results were obtained for full-length disease protein
in both non-neuronal and neuronal cells (Fig. 1B;
Table 1). Ataxin-3 with a Gln repeat of 78 residues, NLS-ataxin-3
(Q78), formed intranuclear aggregates to which the same four chaperones
localized: HDJ-1, HDJ-2, Hsc70 and Hsp70. As with truncated ataxin-3,
there was no colocalization of Hsp27, Hsp60, Hsp90, or Hsp110 to
aggregates formed by full length ataxin-3 (Table 1). We typically
expressed a modified ataxin-3 containing an N-terminal NLS to
promote intranuclear localization and aggregation of ataxin-3. We have
subsequently obtained identical results with full-length ataxin-3
not modified with an NLS and containing a slightly longer Gln
repeat of 84 residues. Ataxin-3 (Q84) produced exclusively intranuclear
inclusions in ~20% of transfected PC12 cells, and the same four
chaperone proteins localized to these aggregates (data not shown).
Induction of Hsp chaperones by pathogenic polygln protein
In addition to localizing to aggregates, certain chaperone
proteins appeared to be upregulated in aggregate-containing cells. For
example, the immunofluorescence signals of Hsp70 and Hsc70 were
increased compared with the relatively low basal levels in untransfected cells. This was particularly clear for Hsp70, which was
essentially undetectable in control PC12 cells but easily detectable in
aggregate-containing cells (Fig. 1A and data not shown; see also Fig. 4A). This finding suggested that
misfolded and aggregated polygln protein induced a stress response.
In studies of COS7 cells transfected with truncated ataxin-3, we
confirmed that a polygln-mediated cellular stress response occurred, as
detected by immunofluorescence and immunoblot analysis. HA-Q78-expressing cells showed marked induction of Hsp70 protein, with
some of the chaperone protein becoming sequestered into aggregates and
some remaining diffuse in the cell (Fig.
2A). Hsp70 induction was only observed in cells with visible aggregates, never in the small
subset of cells in which HA-Q78 remained diffusely distributed. The
nonpathogenic control protein, HA-Q27, did not cause induction of
Hsp70. Immunoblot analysis confirmed that levels of Hsp70 were increased in cells expressing HA-Q78 aggregates (Fig.
2B). Because only ~ 20% of cells were
transfected, the increase in Hsp70 levels shown by immunoblot analysis
is likely to be an underestimate of the actual increase. Of the Hsp
chaperones tested, only Hsp70 consistently underwent marked induction
in aggregate-containing cells. This suggests that the polygln-mediated
stress response differs from classic heat shock stress in which many
Hsps are upregulated.

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Figure 2.
The polygln-mediated stress response:
aggregate-containing cells show marked induction of the inducible
chaperone Hsp70. Shown in A are immunofluorescence
images of COS7 cells transfected with empty vector, pcDNA3-HAQ27, or
pcDNA3-HAQ78 as indicated. Colabeling with anti-HA
(green, left panels) and
anti-Hsp70 (red, middle panels) antisera
demonstrates that cells with aggregates show marked upregulation of
Hsp70 with colocalization of induced Hsp70 to these intranuclear
aggregates (arrows, middle panel of
bottom row). In contrast, levels of Hsp70 remain low in
cells transfected with control vector or cells expressing nonpathogenic
HA-Q27. DAPI staining of nuclei (blue) is shown in the
left and right panels. Immunoblot
analysis (B) confirmed that Hsp70 levels were
increased in cells expressing HA-Q78. The arrow
indicates Hsp70.
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Chaperone localization in SCA3/MJD disease tissue
The results in transfected cells prompted us to look for
immunohistochemical evidence of induction and redistribution of Hsps in
SCA3/MJD disease tissue. We focused our analysis on the ventral pons, a
region of SCA3/MJD brain with abundant NI (Paulson et al., 1997a ). In
SCA3 brain, as in the cellular models, Hsp40 and Hsp70 chaperone
proteins were found to localize to NI (Fig.
3; Table 1). NI were commonly
immunoreactive for HDJ-1 and HDJ-2; however, Hsp70-immunoreactive NI
were only rarely observed (<5% of NI-containing neurons). The
relatively few neurons that did contain NI immunopositive for Hsp70
also invariably showed diffusely increased Hsp70 staining, a finding
confirmed with a second Hsp70-specific antibody. As in the cell-based
models, NI in SCA3/MJD brain did not immunolabel for Hsp27, Hsp60,
Hsp90, or Hsp110 (Table 1). These results indicate that specific Hsps
localize to polygln aggregates in SCA3 disease brain and further
suggest that, if marked Hsp70 induction does occur in the human
disease, it takes place late in the disease process or only in a small
subset of cells.

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Figure 3.
Colocalization of Hsp chaperones to NI in SCA3
brain. Shown are representative views of tissue sections from the
ventral pons of an SCA3 brain immunohistochemically stained for Hsp70,
HDJ-1, and HDJ-2. HDJ-1 and HDJ-2 commonly localize to NI
(arrows). Hsp70 induction and colocalization to NI,
however, is uncommon, as illustrated in the right
panel in which only a single neuron shows increased
Hsp70, although several neurons in this field are predicted to contain
NI based on ubiquitin staining of neighboring sections (data not
shown). The inset shows a higher power view of this
NI-containing neuron with markedly increased Hsp70 staining (NI
indicated by arrow). Scale bars: left,
middle, 5 µm; right, 10 µm.
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A PC12 neural model of polygln aggregation, stress response,
and toxicity
The preceding findings suggested that polygln-induced changes in
Hsp chaperone expression and cellular distribution play a role in
disease. To further define the role of Hsp chaperones in disease, we
developed a neural model of polygln aggregation and toxicity that would
allow us to test the effects of chaperone expression. We chose to use
NGF-treated PC12 neural cells (Pittman et al., 1993 ) transfected with
expression constructs encoding GFP fused to Gln repeats of varying
length (19, 35, 56, or 80 Gln residues) (Onodera et al., 1997 ; Moulder
et al., 1999 ). The advantage of using GFP fusion proteins is that it
allowed us to identify polygln-expressing neural cells by fluorescence
microscopy and to follow this same population of unfixed cells over
time for changes in aggregation and cellular morphology.
As anticipated from previous studies, polygln aggregation occurred in
PC12 neural cells in a Gln repeat length-dependent manner (Figs.
4,
5B). With longer Gln repeats,
aggregate formation was more efficient, occurring in up to 60-80% of
cells expressing GFP-Q80 5 d after transfection. In contrast, GFP
fused to a nonpathogenic repeat of 19 residues, GFP-Q19, remained
diffusely distributed within the cell. Similar to aggregates of
ataxin-3, aggregates formed by GFP-polygln protein showed recruitment
of the same four Hsp chaperones, HDJ-1, HDJ-2, Hsc70, and Hsp70 (Table
1).

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Figure 4.
The misfolded polygln stress response in PC12
neurons: Hsp70 induction is correlated with the presence of aggregates.
A, Immunofluorescence analysis of Hsp70 induction in
transfected PC12 neurons expressing unmodified GFP or GFP-fusion
proteins with Gln repeats of 19 or 80 residues (GFP-Q19, GFP-Q80).
Hsp70 levels are markedly elevated in neurons containing GFP-Q80
aggregates (arrows) but remain low in cells expressing
GFP or GFP-Q19. Depicted are paired images in which the top
row shows Hsp70 immunofluorescence (red) merged
with nuclear staining (blue), and the bottom
row shows Hsp70 immunofluorescence merged with GFP fluorescence
(green). B, Time course of GFP-Q80
aggregate formation and Hsp70 induction. The number of transfected PC12
neurons containing aggregates increases over time, reaching ~80%
5 d after transfection. A subset of transfected cells shows marked
Hsp70 induction, peaking 3 d after transfection. Markedly induced
Hsp70 only occurred in aggregate-containing cells and never in cells in
which the mutant polygln protein remained diffusely distributed.
C, Aggregate formation and Hsp70 induction both occur in
a glutamine repeat length-dependent manner but with different
thresholds. Shown are the percentages of transfected cells with
aggregates and the percentages with induced Hsp70, 3 d after
transfection. Although GFP-Q35 and Q56 form aggregates, Hsp70 induction
was never observed with GFP-Q35 aggregates and only rarely with GFP-Q56
aggregates. Results in B and C represent
the means ± SD for two independent experiments.
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Figure 5.
Polygln-mediated cell death and relationship to
aggregate formation. Polygln toxicity in PC12 neurons occurs in a
glutamine repeat length-dependent manner and is correlated with the
presence of aggregates. A, Shown are fluorescence images
of representative transfected PC12 neurons expressing GFP-Q19 (which
remains diffuse in cells) and GFP-Q80 (which readily forms aggregates).
Aggregate-containing cells (arrows) become rounded,
nonrefractile, and nonadherent and frequently display morphological
features of cell death, such as membrane blebbing and condensed nuclei,
illustrated here by DAPI staining. B, Time course of
inclusion formation by GFP-Q80 versus GFP-Q19 in PC12 neurons.
C, Time course of cell death in PC12 cells expressing
GFP-Q19 or Q80. The rate of death in GFP-Q80-expressing cells is
significantly increased over that in GFP-Q19-expressing cells, which
have a low rate of death similar to that in mock-transfected cells
analyzed in parallel. D, Cell death is directly
correlated with the presence of inclusions. Three days after
transfection, cells were identified by fluorescence as diffusely
stained or having inclusions. Shown are the percentage of cells in each
of these two categories that were then scored as dead. In
GFP-Q80-expressing cells, nearly half of all inclusion-containing cells
were scored as dead. In contrast, diffusely staining GFP-Q80 cells were
scored as dead at a rate similar to the background rate in GFP-Q19
cells. Results in B-D represent the means ± SD of
two independent experiments.
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This neural model also confirmed the existence of a polygln-induced
stress response as measured by Hsp70 immunofluorescence (Fig. 4). In
nearly all aggregate-containing cells, Hsp70 was found within
aggregates 1 µm or greater in diameter. In most cells, Hsp70
immunoreactivity was confined to the aggregates, consistent with a
modest induction. In a subset of cells, however, we observed marked
induction with diffuse expression of Hsp70 throughout the cell (Fig.
4A). This marked Hsp70 induction initially paralleled the development of aggregates but peaked at 3 d, while aggregation further increased (Fig. 4B). Marked induction
occurred exclusively in cells with visible aggregates and never in
cells with diffusely distributed polygln protein. The mere presence of
aggregates, however, was not sufficient to cause marked induction of
Hsp70. For example, induction was never observed with GFP-Q35 and only rarely with GFP-Q56, although both fusion proteins formed aggregates (Fig. 4C). Even with GFP-Q80, maximally only one-third of
aggregate-containing cells showed marked Hsp70 induction (Fig.
4C). These results suggest that polygln aggregation may be
necessary, but not sufficient, to elicit a stress response.
In PC12 neural cells, expression of expanded polygln protein proved to
be toxic in a glutamine repeat length-dependent manner (Fig.
5A,C). Neural cells expressing
GFP-Q80 underwent cell death at a significantly higher rate than did
cells expressing the control proteins, GFP-Q19 (Fig. 5C) or
GFP (data not shown). When followed over time by phase and fluorescence
microscopy, PC12 neural cells expressing GFP-Q80 underwent
morphological changes indicative of cell death with mixed features of
apoptosis and necrosis. Most commonly, dying cells lost their neurites,
became nonadherent and shrunken with numerous blebs, and underwent
nuclear condensation as illustrated by 4,6-diamidino-2-phenylindole
(DAPI) staining of fixed specimens (Fig. 5A). Although these
morphological changes are most consistent with apoptosis, other dying
or dead cells remained large and developed a single asymmetric bleb as
in necrotic death. Thus, at least in this cellular model,
polygln-mediated cell death may represent a mixed type of cell death.
The causal relationship of polygln aggregate formation to cell death
remains uncertain. To determine whether the presence of inclusions
correlated with cell death in our model, we used morphological criteria
to score cells expressing GFP-Q80 as either dying-dead or alive by
phase microscopy, and as having inclusions or not (i.e., diffusely
stained) by fluorescence microscopy. The population of
GFP-Q80-expressing cells with inclusions showed a markedly higher rate
of cell death than did diffusely stained cells (Fig. 5D). In
contrast, GFP-Q80-expressing cells in which the expanded polygln
protein remained diffuse showed a low rate of death similar to control
cells expressing the nonpathogenic GFP-Q19. These results indicate that
the presence of inclusions is correlated with polygln toxicity in this
PC12 neural model.
Hsp40 chaperones suppress ataxin-3 aggregation in neural and
non-neural cells
The molecular chaperone HDJ-2 has been shown to suppress
aggregation of two other mutant polygln proteins, the androgen receptor and ataxin-1 (Cummings et al., 1998 ; Stenoien et al., 1999 ). To determine whether Hsp chaperones could suppress aggregation of mutant
ataxin-3, we coexpressed specific chaperones with HA-Q78 or
NLS-ataxin-3 (Q78) and assessed the frequency of aggregate formation.
These studies were initially performed in COS7 cells and then confirmed
in PC12 neural cells. As shown in Figure
6, the Hsp40 chaperones HDJ-1 and HDJ-2
suppressed aggregate formation by both truncated and full-length
ataxin-3. In contrast to Hsp40 chaperones, neither Hsp70 nor Hsp27
significantly suppressed aggregation (Fig.
6E,F and data not shown).
Unexpectedly, a partially deleted form of HDJ-2 lacking the N-terminal
J domain, HDJ-2 (del9-107), was even more effective than full-length
HDJ-2 at suppressing aggregation. In studies by others, this partially
deleted HDJ-2 protein did not suppress ataxin-1 aggregation but was
modestly effective in suppressing AR aggregation (Cummings et al.,
1998 ; Stenoien et al., 1999 ). The J domain of Hsp40 is the region of the protein responsible for mediating the binding of Hsp40 to Hsp70.
Hsp40 proteins are generally thought to be cochaperones for Hsp70 that
bind to and stimulate the ATPase activity of Hsp70, thereby enhancing
the chaperone function of Hsp70 (Hartl, 1996 ). The fact that HDJ-2 is
still able to suppress aggregation, even when the J domain is deleted,
suggests that this suppression occurs independent of interactions with
Hsp70. Moreover, in COS7 cells, coexpression of Hsp70 with HDJ-2 did
not enhance suppression above that seen with HDJ-2 alone (data not
shown).

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Figure 6.
Overexpression of Hsp40 chaperones reduces
aggregation of truncated and full-length ataxin-3. COS7 cells were
cotransfected with plasmids encoding HA-Q78 (A,
C, E) or NLS-ataxin-3 (Q78)
(B, D, F), together
with empty control plasmid or plasmids encoding HDJ-1
(A, B), HDJ-2 (C,
D), or Hsp70 (E,
F). Suppression of aggregate formation occurred
with HDJ-1 and HDJ-2 but not Hsp70. A partially deleted form of HDJ-2
lacking the DnaJ domain (del9-107) also suppressed aggregation of
mutant ataxin-3. Shown are the mean values of three independent
experiments. Statistically significant differences, determined by
paired t test, are indicated by asterisks
(*p < 0.05; **p < 0.01).
|
|
Similarly, in PC12 neural cells, HDJ-1 and HDJ-2 suppressed aggregate
formation by both truncated and full-length ataxin-3, whereas Hsp70 and
Hsp27 did not. As in COS7 cells, the partially deleted form of HDJ-2
appeared to be more effective than full-length HDJ-2 at suppressing
aggregation. In addition, the coexpression of Hsp70 with HDJ-2 did not
affect suppression of aggregation (data not shown).
Suppression of polygln aggregation is associated with a decrease
in neurotoxicity
The ability to suppress polygln aggregation by overexpressing
Hsp40 chaperones allowed us to ask whether, in our PC12 neural model of
toxicity, modulating aggregation resulted in a change in toxicity.
First, we confirmed that the Hsp40 chaperones suppressed aggregation of
GFP-polygln fusion proteins. Both GFP-Q56 and GFP-Q80 readily form
aggregates and are associated with an increase in neuronal death
(Moulder et al., 1999 ), so both of these fusion proteins were analyzed
for the ability of HDJ-1 and HDJ-2 to suppress aggregation. Of the two
Hsp40 proteins, only HDJ-1 proved to be effective at suppressing
aggregation of GFP-Q56 and GFP-Q80. Neither HDJ-2 nor HDJ-2 (del9-107)
suppressed aggregation (data not shown).
As shown in Figure 7, A and
C, coexpression of HDJ-1 with polygln protein resulted in a
modest, but statistically significant, decrease in the aggregation of
GFP-Q56 and GFP-Q80 in PC12 neural cells. This reduction in aggregation
was associated with a parallel, statistically significant decrease in
cell death (Fig. 7B,D). As
indicated by the results in Table 2,
there is inherent variability between experiments with respect to the
degree of aggregation and toxicity. However, the suppression of
aggregation and toxicity by HDJ-1 proved to be internally consistent in
each of three independent experiments for GFP-Q56 and GFP-Q80.

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[in a new window]
|
Figure 7.
Hsp40 chaperone HDJ-1 suppresses aggregation and
toxicity of polygln protein in PC12 neural cells. PC12 neurons
transfected with plasmids encoding GFP-Q56 (A,
B) or GFP-Q80 (C, D),
together with HDJ-1 or empty control plasmid, were scored for
aggregates and cell death under blinded conditions. HDJ-1 partially
suppressed aggregate formation and cell death with both GFP-polygln
proteins. Shown are the means of three independent experiments.
Statistically significant differences, determined by paired
t test, are indicated by asterisks
(*p < 0.05; **p < 0.01).
|
|
 |
DISCUSSION |
Here, we have presented evidence that cellular redistribution of
Hsp40 and Hsp70 chaperones and induction of Hsp70 are part of the
cellular response to mutant polygln protein and that overexpression of
select Hsp chaperones can reduce polygln aggregation and toxicity. Several of our findings support a role for Hsp molecular chaperones in
polyglutamine disease. First, Hsp40 and Hsp70 chaperones were shown to
localize to NI formed by ataxin-3 in cellular models and in disease
tissue. Second, the expression of aggregated polygln protein elicited a
stress response in cells, manifested by a marked increase in expression
of the inducible chaperone Hsp70. Third, overexpression of Hsp40
chaperones suppressed aggregation by truncated or full-length ataxin-3.
Finally, in a PC12 neural model that displays polygln toxicity,
overexpression of the Hsp40 chaperone HDJ-1 suppressed aggregation of
GFP-polygln fusion protein with a corresponding and parallel decrease
in toxicity. Together, these findings support the view that expanded
polygln protein is "recognized" by the cell as abnormal polypeptide
and that, in response to this apparent cellular stress, there is
altered expression and cellular redistribution of specific molecular
chaperones. These changes in chaperone activity may enhance the
capacity of the cell to trap, refold, disaggregate, or degrade
mutant polygln protein.
The polygln stress response
The marked induction of Hsp70 by mutant ataxin-3 and GFP-polygln
suggests that misfolded and aggregated polygln protein elicits a stress
response in cells. The Hsp70 induction seen here with ataxin-3, and by
others with ataxin-1 and AR, indicates that this stress response may be
common to polygln disease proteins. Our findings indicate that the
polygln stress response does not appear to involve most other
recognized heat shock proteins and thus differs in detail from the
classic heat shock response. In the latter, induction of stress
proteins is mediated by binding of heat shock factor 1 (HSF1) to the
heat shock promoter element found in the various Hsp genes
(Morimoto, 1998 ). It will be interesting to determine whether
HSF1 or similar mediators of stress responses, such as HSF2 (Mathew et
al., 1998 ), trigger the polygln stress response. Equally important is
the identification of other cellular factors that may be induced as
part of the polygln stress response. Components of the
ubiquitin-proteasome pathway are likely candidates, because various
proteasome subunits have already been shown to redistribute to polygln
aggregates (Cummings et al., 1998 ; Chai et al., 1999 ; Stenoien et al.,
1999 ). Other potential candidates include stress-activated protein
kinases and cellular caspases, both of which mediate certain types of
neuronal cell death (Xia et al., 1995 ; Pettmann and Henderson 1998 ;
Sánchez et al., 1999 ). In HD, expression of mutant huntingtin
leads to chronic sublethal activation of caspase-1, which in turn may
accelerate disease pathogenesis (Ona et al., 1999 ). Similar molecular
pathways may be activated by polygln protein in transfected primary
neurons (Moulder et al., 1999 ). Therefore, identifying additional
components of the stress response may yield clues to the mechanism of
polygln toxicity.
Our results suggest that polygln aggregation may be necessary but not
sufficient to elicit a stress response, as measured by marked Hsp70
induction (in which the chaperone is present diffusely within the cell
and in inclusions). For example, in PC12 neural cells, marked Hsp70
induction was never observed with GFP-Q35 and only rarely with GFP-Q56,
although both fusion proteins formed aggregates (Fig. 4C);
even with GFP-Q80, only one-third of aggregate-containing cells showed
marked Hsp70 induction. One possible explanation is that the stress
response mounted by the cell is graded and dependent on aggregate
burden. Only when the aggregate burden is high, as it frequently is in
GFP-Q80-expressing cells, is there marked induction.
Our finding that Hsp40 and Hsp70 chaperones are recruited into ataxin-3
aggregates extends the observations of others showing chaperone
recruitment into aggregates of mutant androgen receptor and ataxin-1
disease proteins (Cummings et al., 1998 ; Stenoien et al., 1999 ). The
results are not identical for the three proteins; for example, Hsp90
localizes to aggregates of androgen receptor but not of ataxin-3, yet
the similarities suggest that chaperone involvement is a general
feature of polygln diseases. Moreover, the fact that full-length
ataxin-3, truncated ataxin-3, and GFP-polygln fusion proteins all
displayed similar chaperone recruitment indicates that it is the
expanded polygln domain itself, not the particular protein context,
that drives the process. It remains to be determined whether Hsp40 or
Hsp70 chaperones directly bind to the expanded polygln domain or to
other domains of the disease protein.
The simplest interpretation of the polygln stress response is that it
represents an effort by the cell to increase its capacity to refold,
disaggregate, or eliminate misfolded polygln protein. This view is
supported by the fact that overexpressing Hsp40 chaperones can suppress
aggregation of polygln protein, as shown here (Figs. 6, 7) and by
others (Cummings et al., 1998 ; Stenoien et al., 1999 ). Alternatively,
the stress response may signify that the cellular burden of abnormal
polygln protein has saturated the normal capacity of the neuron to
handle misfolded polypeptides. Polygln diseases have the interesting
characteristic of selective neurotoxicity, despite widespread
expression of the disease proteins. If neurons are less capable than
non-neuronal cells of mounting a sufficient stress response to mutant
polygln protein, this could in part explain the neuronal selectivity.
Aggregation and its relationship to toxicity
The relationship of polygln aggregation to cellular toxicity is
unclear (Kim and Tanzi, 1998 ; Sisodia, 1998 ; Paulson, 1999 ). Some
studies suggest that large aggregates, such as NI, may contribute to
pathogenesis; others, however, suggest that polygln aggregates may be
irrelevant to pathogenesis or perhaps even serve a protective role
(Klement et al., 1998 ; Saudou et al., 1998 ; Kim et al., 1999 ; Li et
al., 1999 ; Moulder et al., 1999 ). In this study, we have created a PC12
neural cell model that displays aggregation and toxicity upon
expression of mutant polygln protein. In this neural model,
overexpression of the Hsp40 chaperone, HDJ-1, suppressed aggregate
formation. Moreover, this suppression of aggregation was associated
with a parallel and corresponding decrease in polygln toxicity. This
direct correlation between aggregation and toxicity argues against a
protective role for aggregates in this cellular model. However, based
on our findings and in view of the results of others, we cannot assert
a causal relationship between aggregate formation and toxicity. We
suggest that the toxicity of polygln protein is dependent on an
abnormal conformation which is also aggregation-prone. Under most
cellular conditions, perhaps, this abnormal conformation and resultant
toxicity cannot be dissociated from aggregation.
Suppression of polygln aggregation by Hsp40 chaperones has now been
observed for three distinct disease proteins, as well as for
polygln-GFP fusion proteins. Hsp40 is known to be a cochaperone for
Hsp70; it binds to and stimulates the ATPase activity of Hsp70 (Cyr et
al., 1994 ; Hartl, 1996 ; Bukau and Horwich, 1998 ). However, Hsp40 can
also bind misfolded polypeptide on its own. In our studies, coexpressed
Hsp70 did not further enhance suppression by HDJ-2 and, moreover,
partially truncated HDJ-2 lacking the J domain still suppressed
aggregation. These findings argue that the mechanism by which Hsp40
mediates suppression of polygln aggregation may not depend on
interactions with Hsp70. Rather, Hsp40 may directly bind to and trap
abnormally folded polygln protein, in the process neutralizing its
toxicity. A second possibility is that Hsp40 binding to polyglutamine
protein facilitates delivery of the misfolded polypeptide to the
cellular machinery for proteolytic degradation, particularly the
proteasome (Hayes and Dice, 1996 ). Lastly, because in our model
endogenous Hsp70 is induced to high levels in a subset of transfected
cells, we cannot exclude the possibility that induced, endogenous Hsp70
functions together with Hsp40 to mediate suppression. Regardless of the
mechanism, Hsp40 chaperones now represent potential therapeutic
molecules. If suppression of polygln disease by Hsp40 can be confirmed
in animal models of SCA3/MJD (Ikeda et al., 1996 ; Warrick et al., 1998 )
and there are no adverse effects of overexpression, then targeted
expression of Hsp40 or similar chaperones may become a feasible
approach to slow the progression of SCA3/MJD and other fatal
polygln diseases.
 |
FOOTNOTES |
Received Aug. 2, 1999; revised Sept. 10, 1999; accepted Sept. 20, 1999.
This work was supported by grants from the Roy J. Carver
Charitable Trust and the Howard Hughes Medical Institute (H.L.P.), and
the Packard Foundation, the Huntington's Disease Society of America,
and the Hereditary Disease Foundation (N.M.B.). We thank K. Ohtsuka, W. Strittmatter, and H. Zoghbi for providing plasmids. We also thank K. Campbell and his laboratory for advice and assistance with graphics.
Correspondence should be addressed to Henry L. Paulson, Department of
Neurology, 3160 Med Labs, The University of Iowa College of Medicine,
Iowa City, IA 52242. E-mail: henry-paulson{at}uiowa.edu.
 |
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K. B. Kegel, M. Kim, E. Sapp, C. McIntyre, J. G. Castano, N. Aronin, and M. DiFiglia
Huntingtin Expression Stimulates Endosomal-Lysosomal Activity, Endosome Tubulation, and Autophagy
J. Neurosci.,
October 1, 2000;
20(19):
7268 - 7278.
[Abstract]
[Full Text]
[PDF]
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N. R. Jana, M. Tanaka, G.-h. Wang, and N. Nukina
Polyglutamine length-dependent interaction of Hsp40 and Hsp70 family chaperones with truncated N-terminal huntingtin: their role in suppression of aggregation and cellular toxicity
Hum. Mol. Genet.,
August 12, 2000;
9(13):
2009 - 2018.
[Abstract]
[Full Text]
[PDF]
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J. Carmichael, J. Chatellier, A. Woolfson, C. Milstein, A. R. Fersht, and D. C. Rubinsztein
Bacterial and yeast chaperones reduce both aggregate formation and cell death in mammalian cell models of Huntington's disease
PNAS,
July 30, 2000;
(2000)
170280697.
[Abstract]
[Full Text]
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C. J. Cummings and H. Y. Zoghbi
Fourteen and counting: unraveling trinucleotide repeat diseases
Hum. Mol. Genet.,
April 1, 2000;
9(6):
909 - 916.
[Abstract]
[Full Text]
[PDF]
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Y. Nagai, T. Tucker, H. Ren, D. J. Kenan, B. S. Henderson, J. D. Keene, W. J. Strittmatter, and J. R. Burke
Inhibition of Polyglutamine Protein Aggregation and Cell Death by Novel Peptides Identified by Phage Display Screening
J. Biol. Chem.,
March 31, 2000;
275(14):
10437 - 10442.
[Abstract]
[Full Text]
[PDF]
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S. Krobitsch and S. Lindquist
Aggregation of huntingtin in yeast varies with the length of the polyglutamine expansion and the expression of chaperone proteins
PNAS,
February 15, 2000;
97(4):
1589 - 1594.
[Abstract]
[Full Text]
[PDF]
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Z Dastoor and J Dreyer
Nuclear translocation and aggregate formation of heat shock cognate protein 70 (Hsc70) in oxidative stress and apoptosis
J. Cell Sci.,
January 8, 2000;
113(16):
2845 - 2854.
[Abstract]
[PDF]
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A. S. Hackam, A. S. Yassa, R. Singaraja, M. Metzler, C.-A. Gutekunst, L. Gan, S. Warby, C. L. Wellington, J. Vaillancourt, N. Chen, et al.
Huntingtin Interacting Protein 1 Induces Apoptosis via a Novel Caspase-dependent Death Effector Domain
J. Biol. Chem.,
December 22, 2000;
275(52):
41299 - 41308.
[Abstract]
[Full Text]
[PDF]
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Y. Chai, L. Wu, J. D. Griffin, and H. L. Paulson
The Role of Protein Composition in Specifying Nuclear Inclusion Formation in Polyglutamine Disease
J. Biol. Chem.,
November 21, 2001;
276(48):
44889 - 44897.
[Abstract]
[Full Text]
[PDF]
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J. Carmichael, J. Chatellier, A. Woolfson, C. Milstein, A. R. Fersht, and D. C. Rubinsztein
Bacterial and yeast chaperones reduce both aggregate formation and cell death in mammalian cell models of Huntington's disease
PNAS,
August 15, 2000;
97(17):
9701 - 9705.
[Abstract]
[Full Text]
[PDF]
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H. L. Paulson, N. M. Bonini, and K. A. Roth
Polyglutamine disease and neuronal cell death
PNAS,
November 21, 2000;
97(24):
12957 - 12958.
[Full Text]
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