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The Journal of Neuroscience, December 1, 1999, 19(23):10348-10356
The ETS Domain Factor Pet-1 Is an Early and Precise Marker of
Central Serotonin Neurons and Interacts with a Conserved Element in
Serotonergic Genes
Timothy
Hendricks,
Nicole
Francis,
Dmitry
Fyodorov, and
Evan S.
Deneris
Case Western Reserve University, Department of Neurosciences,
School of Medicine, Cleveland, Ohio 44106
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ABSTRACT |
Serotonin (5-HT) plays a crucial neuromodulatory role in numerous
physiological and behavioral functions, and dysfunction of the
serotonergic system has been implicated in several psychiatric disorders. Despite the widespread importance of the central
serotonergic neurotransmitter system, little is known about the
molecular mechanisms controlling the development of 5-HT neurons. We
previously identified an ETS domain transcription factor, Pet-1,
that is expressed in a small number of tissues, including the brain.
Here, we show that expression of Pet-1 RNA in the brain is restricted
to, and marks, the entire rostrocaudal extent of rat serotonergic
hindbrain raphe nuclei. Remarkably, Pet-1 RNA colocalizes with
tryptophan hydroxylase-positive neurons in raphe nuclei but not with
their nonserotonergic neuron or non-neuronal neighbors. Pet-1 RNA is limited to two domains in the developing hindbrain, which precedes the
appearance of 5-HT in each domain by approximately a half day.
Conserved Pet-1 binding sites are present in or near the promoter
regions of the human and mouse 5-HT1a receptor, serotonin transporter,
tryptophan hydroxylase, and aromatic L-amino acid decarboxylase genes whose expression is characteristic of the serotonergic neuron phenotype. These sites are capable of supporting transcriptional activation through interactions with the Pet-1 ETS
domain and can function as enhancers. Together, our findings establish
Pet-1 as an early and precise marker of 5-HT neurons and suggest that
it functions specifically in the differentiation and maintenance of
these neurons.
Key words:
serotonin; ETS factor; raphe nuclei; transcription; binding site; neurotransmitter phenotype
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INTRODUCTION |
The central serotonin (5-HT)
neurotransmitter system consists of a relatively small population of
morphologically diverse neurons whose cell bodies are present primarily
within the limits of the midbrain-hindbrain raphe nuclei and
particular regions of the reticular formation (Steinbusch, 1981 ).
Although there are only ~20,000 serotonergic neurons in the rat
brain, the extensive axonal projection system arising from these cells
bears a tremendous number of collateral branches so that the 5-HT
system densely innervates nearly all regions of the CNS (Jacobs
and Azmitia, 1992 ; Halliday et al., 1995 ). Given its widespread
distribution, it is not surprising that 5-HT has been implicated in the
control of numerous neural systems, including those that mediate
cognition, affect, aggression, and perception (Heninger, 1997 ).
Abnormal function of the central 5-HT system has been implicated in
several psychiatric maladies, such as depression, anxiety, and eating disorders. Moreover, this system is the target of several highly effective pharmacological agents that are used widely to treat these
conditions. Despite the clear importance of the central 5-HT system in
a wide range of CNS processes and clinical disorders, little is known
about the genetic mechanisms that control the specification and
differentiation of serotonergic neurons.
ETS domain transcription factors play important developmental
roles in a variety of invertebrate and vertebrate cell lineages, most
notably those of the mammalian hematopoietic system (Bassuk and Leiden,
1997 ). Different members of this winged helix-loop-helix DNA binding
protein family have been implicated in such processes as the regulation
of cell proliferation, cell type-specific differentiation, programmed
cell death, and oncogenic transformation (Wasylyk et al., 1993 ).
Several ets genes are expressed in different regions of the vertebrate nervous system, which suggests that ETS factors perform neural cell type-specific functions. A particularly interesting example is that the ETS factors polyomavirus enhancer activator 3 (PEA3) and ER81 are expressed in distinct subsets of spinal motor neuron pools and in some of the muscle sensory afferent neurons
that innervate them. The matching of ETS factor expression among
functionally connected motor and sensory neurons is proposed to
contribute to the development of specific spinal sensorimotor circuits
(Lin et al., 1998 ). However, the particular functions of PEA3 and ER81
in these circuits and of other ETS factors expressed elsewhere in
vertebrate nervous system are not yet known.
We recently identified an ets gene, Pet-1, that is expressed
primarily in neural tissues, including the brain (Fyodorov et al.,
1998 ). To begin to understand the functions Pet-1 might perform in the
nervous system, we have investigated Pet-1 expression in the adult and
developing brain. We find that, at all developmental ages, Pet-1
expression is limited to the hindbrain 5-HT neurotransmitter system. We
also identify a conserved transcriptional cis-element present in or
near genes whose expression is characteristic of mature central
serotonin neurons. Together, our results suggest that Pet-1 in the
brain is a key transcriptional regulator of genes required specifically
for the serotonergic neuron phenotype.
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MATERIALS AND METHODS |
Histology
In situ hybridization. The
[35S]-radiolabeled and digoxigenin
(DIG)-labeled Pet-1-specific antisense RNA probes for in
situ hybridization analyses were prepared using as template a 1.0 kb fragment of our full-length Pet-1 cDNA (p73-7Z) (Fyodorov et al., 1998 ). This portion of the cDNA encodes an unconserved region of the
Pet-1 protein beginning at an EcoN1 site just downstream of
the ETS domain and continuing through the 3' untranslated region. Preparation of [35S]-Pet-1 probe and
radiolabeled in situ hybridization were performed as
described previously (Deneris et al., 1988 ).
[35S] hybridization signals from 20-30
µm coronal sections of adult rat brain were obtained on Eastman Kodak
(New Haven, CT) XAR film exposed at room temperature for 2-3 d.
DIG-Pet-1 probes were synthesized with digoxigenin-11-UTP according to
the manufacturer's instructions (Roche, Burlington, NC). For
hybridizations with DIG-Pet-1 probes, 4% paraformaldehyde-fixed adult
rat brain sections mounted on Superfrost Plus slides (Fisher, Pittsburgh, PA) were acetylated in 0.35% acetic anhydride (v/v) at
room temperature in 100 mM triethanolamine, pH 8, for
10-15 min and then rinsed in 2× SSC for 5 min. Tissue sections were then hybridized overnight at 55-65°C with hydrolyzed DIG-Pet-1 probe
diluted 1:100 in hybridization buffer (Wada et al., 1989 ) without
dithiothreitol. The next day, coverslips were removed in 4× SSC, and
sections were treated in 1× RNase A buffer (10 mM Tris, 80 mM NaCl, and 1 mM EDTA, pH 8) with 30 µg/ml
RNase A (Sigma, St. Louis, MO) at 37°C for 30 min, followed by
incubation in 1× RNase A buffer at 37°C for 30 min. Sections were
then washed in 0.1× SSC at 60°C for 30 min. For immunological
detection of DIG-labeled hybrids, sections were first blocked in 2×
SSC, 0.05% Triton X-100, and 2% normal sheep serum for 1 hr at room
temperature and rinsed twice in buffer 1 (100 mM
Tris, pH 7.4, and 150 mM NaCl). Sections were then
incubated overnight at 4°C in 100 µl of a solution containing sheep
anti-DIG-alkaline phosphatase-conjugated Fab fragments (Roche) diluted
1:1000 in buffer 1 plus 0.3% Triton X-100 and 1% normal sheep serum
under parafilm coverslips in humidified Petri dishes. The next day,
sections were transferred to 37°C for 1 hr and then washed twice for
15 min each in buffer 1, followed by a 5 min equilibration in buffer 2 (300 mM, Tris pH 9.5, 300 mM NaCl, and 150 mM MgCl2). The alkaline phosphatase
chromogen reaction was performed in buffer 2 containing 340 µg/ml
nitroblue tetrazolium (Sigma), 180 µg/ml 5-bromo-4-chloro-3-indolyl
phosphate (Sigma), and 240 µg/ml levimisole (Sigma) at 37°C
for 4-5 hr and stopped with Tris-EDTA buffer. Sections were
treated with graded ethanols and xylene and mounted in DPX
mounting medium (Electron Microscopy Sciences, Ft. Washington, PA).
Timed pregnant Sprague Dawley rats (Zivic Miller, Portersville, PA)
were killed by CO2 asphyxiation. Embryos
were staged according to Christie (1962) by a combination of somite
counts and crown-to-rump measurements. Unfixed embryos were
cryoprotected in 20% sucrose (w/v) in PBS, embedded in OCT (Electron
Microscopy Sciences), and frozen on dry ice. Cryosections (20 µm) were mounted on Superfrost Plus (Fisher) slides and used
for DIG-Pet-1 in situ hybridization essentially as described
previously (Schaeren-Weimers and Gerfin, 1993 ). Slides were washed and
developed as described above for 3 hr to 3 d at room temperature
in the dark. Comparison of Pet-1 expression with 5-HT immunoreactivity
was performed in sibling embryos. Embryos for 5-HT immunohistochemistry
were fixed in 4% paraformaldehyde in PBS at 4°C at least 5 hr,
cryoprotected in 20% sucrose in PBS at 4°C, and sectioned as
described above. Slides were air-dried for 2 hr, followed by treatment
with 0.3% H2O2 in water at
room temperature for 30 min. 5-HT immunohistochemistry was then
performed as described below.
Combined in situ
hybridization-immunohistochemistry. Sections were treated
as described above for DIG-Pet-1 probe hybridization except that, after
termination of the alkaline phosphatase reaction, sections were placed
in water for 1 hr and then in dilution buffer (2% BSA, 0.3% Triton
X-100, 0.1% sodium azide, and 5% sheep serum in 1× PBS) for 1 hr at
room temperature. Sections were then treated with a 1:100 dilution of
anti-tryptophan hydroxylase (TPH) monoclonal antibody (Sigma) overnight
at 4°C in humidified Petri dishes. The next day, sections were rinsed
in 1× PBS three times for 15 min each and then incubated for 1-2 hr
at room temperature with a 1:100 dilution of biotinylated goat
anti-rabbit IgG antibody in dilution buffer. Horseradish
peroxidase reactions were performed using the
avidin-biotin-peroxidase complex (Vectastain ABC kit; Vector
Laboratories, Burlingame, CA.) and SigmaFast diaminobenzidine tetrahydrochloride tablets (Sigma).
Immunohistochemistry. 5-HT immunohistochemistry was
performed as described for anti-TPH antibody staining with a 1:10,000 dilution of rabbit anti-5-HT antiserum (Incstar, Stillwater, MN).
Slides were photographed on Leica (Nussloch, Germany) or Nikon (Tokyo,
Japan) microscopes. Images of embryos were digitally collected
using a SPOT camera (Diagnostic Instruments, Sterling Heights, MI). All
photomicrographs were prepared using Adobe Systems (San Jose, CA)
Photoshop except x-ray film autoradiograms, which were photographed and printed.
Electrophoretic mobility shift assay
Pet-1 was expressed in and purified from bacteria (Fyodorov and
Deneris, 1996 ). For EMSA with recombinant Pet-1, ~200 ng of Pet-1 was
incubated with a 200-400 M excess of unlabeled competitors for 20 min at room temperature in 1× TGE (50 mM Tris, 380 mM glycine, and 2 mM EDTA), 30 mM
KCl, 4 mM MgCl2 5% glycerol, with
10.5 µg BSA, and 1 µg dI·dC; total reaction volume was
adjusted to 14 µl with water. Radiolabeled probe (0.1 pmol) was
added, and the reactions were further incubated 10 min at 37°C.
Reactions were separated on 6% acrylamide-2% glycerol-0.5× TGE
gels as described above and exposed 12-24 hr to a phosphorimager
screen (Molecular Dynamics, Sunnyvale, CA).
Transfections
Plasmids. The adenovirus major late promoter
(MLP) was introduced into pGL2basic (Promega, Madison, WI) to
make MLP-luc. This plasmid was used to prepare reporters that have four
copies of different Pet-1 binding sites shown in Table 1, which were
placed upstream of the promoter using SacI-XhoI
polylinker sites. 4x-m5HTT(-2024)-luc was made by subcloning duplex
5'-cCAC AGG GAG GAA ATG CAA GAC Ac-3', followed by two cycle
multimerization using SacI, XhoI, and
EcoRI restriction sites. 2x-h5HTT( 1154, 1174)-luc was
prepared by subcloning duplex 5'-cTCA CTG CTA TTT CCT TTC GGT CTT CTA
CTT CCT ATC GTT C, followed by one cycle multimerization. 4x5HT1a-luc was prepared by subcloning duplex 5'-CAA GCA GGA AGT TCC AAG CAG GAA
GTT CCA AGC AGG AAG TTC CAA GCA GGA AGT TC. mut4x5HT1a-luc was prepared
by subcloning duplex 5'-CAA GCA tac AGT TCC AAG CAt acA GTT CCA AGC Ata
cAG TTC CAA GCA tac AGT TC. Synthetic oligonulceotides were obtained
from Life Technologies (Gaithersburg, MD). All reporters were sequenced
through the cloning region to verify the sequence of introduced
oligonucleotides. Cytomegalovirus (CMV)-Pet-VP16 was prepared by
subcloning into pCGS (Fyodorov and Deneris, 1996 ) the Pet-1 cDNA
sequences encoding amino acids 146-229 upstream of VP16 sequences
encoding amino acids 411-490. The linker sequence between Pet-1
residues and VP16 residues is VEEFPGI. The SV40 nuclear localization
signal is positioned at the N terminus of the fusion protein.
Retinal cell culture and transfections. Retinas were
dissected from postnatal day 1 rat pups and dissociated in 5 mg/ml dispase (Roche) for 5 min. After a rinse in DMEM (Celox, St.
Paul, MN) with 10% heat-inactivated fetal bovine serum (HyClone,
Logan, UT), retinas were triturated with a fire-polished Pasteur
pipette in serum-containing medium with 3.5% BSA (Life
Technologies,) and plated at ~5 × 105 cells per well of
poly-L-lysine (0.1 mg/ml) (Sigma) and laminin (1 µg/ml) (Life Technologies) coated 24-well plates. Cultures were
plated in the same media but changed to serum-free medium after ~24
hr. Serum-free medium consisted of DMEM (Celox) supplemented with
insulin-transferrin-selenium (Sigma),
penicillin-streptomycin, 0.1 mg/ml sodium pyruvate (Sigma), BSA
(1.5%), and 10 ng/ml recombinant human BDNF (Peprotech, Rocky Hill,
NJ). Cultures were allowed to grow for 3 d before transfection.
Calcium phosphate transfections were performed essentially as described
previously (Xia et al., 1996 ). Reporter DNA (2 µg) and 1 µg
CMV-Pet-1-VP16 effector were used per transfection for luciferase
assays, which were performed 24 hr after transfection. PC12 cell
transfections were performed by electroporation as described previously
(Yang et al., 1994 ).
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RESULTS |
Expression of the Pet-1 gene in the central 5-HT system
In situ hybridization was used to determine the spatial
distribution of Pet-1 RNA in rat brain. Pet-1 RNA was detected in a
small number of scattered midline nuclei in the midbrain-hindbrain region, which correspond to the B1-B9 groups of the midline raphe nuclei (B1, B2, B4-B8) and their lateral extensions (B3, B9) (Fig. 1). No other sites of Pet-1 expression
could be identified in brain or spinal cord. Serotonergic neurons
within the B1-B9 groups are intermingled with a substantial number of
nonserotonergic neurons and glia (Jacobs and Azmitia, 1992 ). To
determine whether Pet-1 gene expression is limited to serotonergic
neurons in raphe nuclei, we compared Pet-1 RNA distribution with 5-HT
immunoreactivity on adjacent sections in the region of the midbrain
dorsal (B7) and median (B8) raphe nuclei. The general distribution of
Pet-1 RNA in these nuclei is strikingly similar to that of 5-HT
immunoreactivity (Fig.
2A,B).
For example, clear clustering of Pet-1 RNA is evident in the median
raphe, as well the dorsal, ventral, and lateral serotonergic neuron
fields of the dorsal raphe. Pet-1 RNA was not detected outside of these
fields. To confirm colocalization of Pet-1 RNA to serotonergic neurons,
Pet-1 in situ hybridization was combined with
immunohistochemistry for TPH, the rate-limiting enzyme for 5-HT
biosynthesis, on single sections. We find that Pet-1 colocalizes with
all TPH-positive neurons in the dorsal raphe nucleus, as well as with
isolated TPH-positive neurons located more laterally in the central
gray (Fig. 2C,D).

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Figure 1.
Pet-1 RNA is expressed in the B1-B9 groups of
central serotonergic neuron clusters. The data are presented as x-ray
film autoradiography of [35S]-labeled probe in
coronal sections of adult rat brain. Analyses of several rat brains
from olfactory bulbs to spinal cord did not reveal other sites of Pet-1
RNA expression in the adult rat brain. B1, Raphe
pallidus and caudal ventrolateral medulla; B2, raphe
obscurus; B3, raphe magnus, rostral ventrolateral
medulla, and lateral paragigantocellular reticular nucleus;
B4, central gray of the medulla oblongata;
B5, pontine median raphe nucleus; B6,
pontine dorsal raphe nucleus; B7, midbrain dorsal raphe
nucleus; B8, midbrain median raphe nucleus;
B9, medial lemniscus.
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Figure 2.
Pet-1 expression in brain is restricted to
serotonergic neurons. A, B, DIG-Pet-1
antisense RNA probes were used to the compare the distribution of Pet-1
RNA (A) with that of 5-HT immunoreactivity
(B) in adjacent 20 µm coronal sections through
adult dorsal and median raphe. C, Double-label analysis
at the level of the ventral field of the dorsal raphe using DIG-Pet-1
RNA probe and a monoclonal antibody raised against rabbit TPH.
D, Higher magnification photomicrograph of
Pet-1-positive and TPH-positive neurons. Dark blue
reaction product represents Pet-1 RNA, and brown
reaction product represents TPH immunoreactivity. MnR,
Median raphe. Asterisk, Isolated double-labeled neuron
in the reticular formation. Magnifications: A,
B, 30×; C, 220×; D,
675×.
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Pet-1 expression in the developing hindbrain
To determine whether Pet-1 might function in the development of
the central 5-HT system, we investigated its pattern and onset of
expression in the embryonic brain. In the developing brain, the 5-HT
system is parceled into two subdivisions: the rostral (superior) and
caudal (inferior) clusters (Lidov and Molliver, 1982 ; Wallace and
Lauder, 1983 ; Aitken and Tork, 1988 ). Both clusters extend
longitudinally on either side of the floor plate along the ventral
aspect of the neural tube. The developing rostral cluster gives rise to
5-HT neurons comprising the B4-B9 groups. These groups provide the
majority of ascending serotonergic fibers to the forebrain. The caudal
cluster generates 5-HT neurons that will become the B1-B3 groups and
provides the major descending 5-HT projection to the spinal cord. The
rostral cluster appears first, showing 5-HT immunoreactivity in the
rhombencephalon caudal to the mesencephalic flexure at embryonic day 13 (E13) (see Fig. 4D) (Wallace and Lauder, 1983 ; Aitken
and Tork, 1988 ). The caudal cluster of 5-HT neurons appears at least
1 d later and is located in the myelencephalon, caudal to the
pontine flexure (see Fig. 4H) (Lidov and Molliver,
1982 ; Wallace and Lauder, 1983 ; Aitken and Tork, 1988 ).
Significantly, in E14.0 sagittal sections, two longitudinal domains of
Pet-1 expression were detected: one beginning just caudal to the
mesencephalic flexure and extending to the apex of the pontine flexure,
and the other caudal to the pontine flexure (Fig.
3A). In transverse sections
through the rostral cluster, Pet-1 expression at E14.0 occurs adjacent
to the floor plate primarily at the outer boundary of the ventricular
zone, although some expression is detected within the mantle zone (Fig.
3B,C).

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Figure 3.
Pet-1 is expressed in the developing hindbrain.
A, In situ hybridization for Pet-1 with
digoxigenin-labeled Pet-1 RNA probe at E14.0. Hybridization of a
sagittal section close to the midline indicates two domains of Pet-1
expression with one just caudal to the mesencephalic flexure
(arrow) and the other caudal to the pontine flexure
(asterisk). B, C, Hybridization of a
transverse section of neural tube at E14.0 shows Pet-1 expression in a
bilateral cluster (top), which is located adjacent to
the floor pate and near the outer surface of the ventricular zone
(bottom). FP, Floor plate. Scale bar:
A, 1.5 mm; B, 300 µm; C,
37.5 µm.
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The temporal relationship between Pet-1 expression and the appearance
of 5-HT was then determined in the developing brain. The earliest age
at which Pet-1 expression could be detected was E12.5 when a small
number of isolated Pet-1-positive cells were seen just caudal to the
mesencephalic flexure within the ventricular zone (data not shown); at
E12.75, significantly greater numbers of Pet-1-positive cells were seen
at the outer boundary of the ventricular zone (Fig.
4A). By E13.0, Pet-1
RNA expression on sagittal sections appears as a longitudinal band
caudal to the mesencephalic flexure (Fig. 4B,
arrow, C), and the first 5-HT-positive cells were
now evident in this same region (Fig. 4D). At this age, neither Pet-1 (Fig. 4B) nor 5-HT (data not
shown) could be detected in the area caudal to the pontine flexure. By
E13.5, the rostral expression domain of Pet-1 has expanded and is now accompanied by a second longitudinal band caudal to the pontine flexure
(Fig. 4E, arrow, F). At
this age, however, 5-HT immunoreactivity is not yet present in the
caudal domain (Fig. 4G, arrow) and is not
detected in the caudal region until E14.0 (Fig. 4H,
arrow). At later ages, more 5-HT neurons appear in the
caudal cluster (data not shown) (Lidov and Molliver, 1982 ), matching
the expression domain of Pet-1 at E14.0. The data shown in Figures 3
and 4 indicate, therefore, that similar to the appearance of 5-HT,
Pet-1 expression occurs at two different stages in two spatially
distinct domains in the developing hindbrain. The two Pet-1 domains
correspond precisely to the location of the developing rostral and
caudal 5-HT neuron clusters (Lidov and Molliver, 1982 ; Wallace and
Lauder, 1983 ). In each cluster, however, the onset of Pet-1 expression precedes the appearance of 5-HT by ~0.5 d.

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Figure 4.
Pet-1 gene expression in the developing hindbrain
precedes the appearance of 5-HT-positive neurons. A,
Pet-1 expression at E12.75 in scattered cells (arrows)
caudal to the mesencephalic flexure. B, At E13.0 on
sagittal sections, Pet-1 expression is seen as a single longitudinal
band caudal to the mesencephalic flexure (arrow).
C, At higher magnification, the Pet-1-positive cells
shown in B can be seen near the outer surface of the
ventricular zone. D, 5-HT immunohistochemistry reveals
the first appearance of 5-HT-positive neurons at E13.0 caudal to the
mesencephalic flexure; inset shows the morphology of the
two cells from this field (dashed lines indicate
boundaries of the neural tube). E, At E13.5, a caudal
domain of Pet-1 expression (arrow) appears caudal to the
pontine flexure. F, An additional sagittal section
showing the extent of Pet-1 expression in the caudal domain at E13.5.
G, At E13.5, 5-HT-positive neurons form a longitudinal
band caudal to the mesencephalic flexure, which comprises the rostral
5-HT cluster, but the caudal 5-HT cluster is not yet evident caudal to
the pontine flexure (arrow). H, At E14.0,
5-HT-positive neurons form an extensive rostral cluster, and the first
5-HT-positive neurons of the caudal group appear below the pontine
flexure (arrow). Asterisks, Pontine
flexure. Scale bar: A, C,
D, 37.5 µm; B, E-H, 225 µm; inset in D, 15 µm.
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Identification of a conserved Pet-1 binding site in
serotonergic genes
The specific expression pattern of Pet-1 in the developing
hindbrain beginning before the appearance of 5-HT and continuing in the
adult suggests that Pet-1 functions to establish and maintain the
serotonergic phenotype. This led us to wonder whether Pet-1 might
directly interact with the regulatory regions of genes whose expression
is characteristic of the serotonergic phenotype. To investigate this
idea, we searched for Pet-1 binding sites in or near the promoter
regions of several human and mouse serotonergic-specific genes. ETS
domain factors bind to sequences containing a GGAA/T core. However,
specific sequences spanning several positions on either side of this
core motif are obligatory for binding and discrimination among various
members of the ETS domain family (Wasylyk et al., 1993 ). We had shown
previously that Pet-1 can bind to a PEA3 ETS binding site (Martin et
al., 1988 ; Fyodorov et al., 1998 ), and therefore we used this sequence
as the basis for our search. At least one PEA3-like sequence was
identified within 2.5 kb from the transcription start sites of both the
human and mouse 5-HT1a receptor (Parks and Shenk, 1996 ), serotonin
transporter (5-HTT) (Heils et al., 1998 ; Flattem and Blakely, 1999 ;
Mortensen et al., 1999 ), and TPH genes (Stoll and Goldman, 1991 ;
Boularand et al., 1995 ). Additionally, a PEA3-like sequence was found
in the large first intron of the human aromatic L-amino
acid decarboxylase gene, which encodes an enzyme required for
5-HT synthesis (Table 1). Each of these sites bound to Pet-1 in
mobility shift assays (Fig. 5). The
specificity of binding was established by showing that incubation of a
molar excess of unlabeled PEA3 oligonucleotides could eliminate complex
formation between each of the probes and Pet-1 but not by incubation
with altered oligonucleotides in which ETS factor interactions are
prevented (Fig. 5) (Wasylyk et al., 1993 ). The human and mouse
sequences that bound Pet-1 are highly related to one another, and
comparison among these sites, as well as to those sites that did not
show significant Pet-1 binding (data not shown), establishes a
tentative Pet-1 consensus binding site for serotonergic
genes

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Figure 5.
Identification of Pet-1 binding sites in
serotonergic genes. Mobility shift assays were performed with
bacterially expressed Pet-1 protein and oligonucleotides composed of
sequences obtained from each of the indicated genes. The potential
Pet-1 binding site present in each of these probes is shown in Table 1.
Analysis of each binding site included incubation with indicated probe
and Pet-1 protein (lanes 1, 4,
7, 10, 13,
16, 19, 22,
25), competition of probe and Pet-1 protein interaction
with 200-400 M excess of unlabeled PEA3 oligonucleotides
(lanes 2, 5, 8,
11, 14, 17,
20, 23, 26), and
competitions of probe and Pet-1 protein interaction with unlabeled
oligonucleotides in which the 5'-GGA core of the PEA3 binding site was
changed to 5'-TAC (lanes 3, 6,
9, 12, 15,
18, 21, 24,
27). Asterisk, Complex formed with
probe and a Pet-1 protein degradation product.
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To determine whether Pet-1 binding observed by mobility shift assay is
sufficient to modulate transcription in CNS cells, we performed
transient cotransfection assays in dissociated retinal cultures (Xia et
al., 1996 ). Minimal promoter reporters carrying multimerized Pet-1
binding sites found in the upstream region of mouse and human 5-HTT
genes were transfected along with an effector plasmid constructed to
express the Pet-1 DNA binding domain fused to the herpes simplex virus
VP16 activation domain. The VP16 activation domain was used in place of
the relatively weak Pet-1 activation domain (Fyodorov et al., 1998 ).
The chimeric effector stimulated reporter gene expression in a Pet-1
binding site-dependent manner (Fig.
6A). These findings
demonstrate that the interaction of the Pet-1 DNA binding domain with
5-HTT Pet-1 binding sites can support transcriptional activation. To
test whether these sites are capable of stimulating basal
transcription, we assayed the activity of reporter plasmids in which
four copies of the human 5-HT1a receptor Pet-1 binding site (Table 1)
were placed upstream of a minimal promoter. PC12 cells were chosen for
this experiment because these cells express ETS domain genes, including
Pet-1 (Fyodorov et al., 1998 ). Reporter expression was stimulated
greater than 200-fold in plasmids carrying multimerized Pet-1 binding
sites relative to the minimal promoter alone, but no enhancement of the
promoter was seen when the GGA core of each Pet-1 binding site was
mutated (Fig. 6B). These results demonstrate that the
5-HT1a receptor gene Pet-1 binding site can function as an autonomous
enhancer element in PC12 cells.

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Figure 6.
Functional analysis of Pet-1 binding sites.
A, Four copies of the mouse 2024/ 2014 5-HTT Pet-1
binding site and two copies of the human 1172/ 1162; 1154/ 1144
tandem Pet-1 binding site were each cloned upstream of the adenovirus 2 MLP to prepare 4xm5HTT-luc and 2xh5HTT-luc, respectively. These
reporters were transfected into dissociated retinal cultures along with
CMV-Pet-1-VP16 or CGS empty vector. Bars represent the
ratio of Pet-1-VP16 responses of luciferase reporters containing 5-HTT
binding sites over the activity of these reporters in the absence of
Pet-1-VP16. This ratio included normalization to the nonspecific
response of the MLP promoter by Pet-1-VP16 relative to MLP reporter
alone. Error bars indicate ±SEM. B, PC12 cells were
transfected with reporters carrying either MLP, four copies of the
5-HT1a receptor Pet-1 binding site placed immediately upstream of MLP
(4x5HT1a-luc), or four copies of the 5-HT1a receptor site upstream of
MLP except that each copy had TAC residues in place of the GGA core
(mut4x5HT1a-luc). Data are the average of four separate transfections
for each reporter and represent the mean ± SD relative light
units.
|
|
 |
DISCUSSION |
Pet-1 is a rare example of a vertebrate transcription factor gene
showing an extremely restricted neuronal expression pattern in the
brain. Pet-1 expression is provocative because it appears to mark
neurons comprising a single monamine neurotransmitter system, the
hindbrain 5-HT system. Moreover, it is unique because it is the first
transcription factor gene showing such a precise pattern in this
system. The restricted expression of Pet-1 begins at its onset in the
embryonic brain. We detect two Pet-1 expression domains along the
anteroposterior axis of the developing hindbrain, which appear ~1 d
apart from one another. These domains correspond to the eventual
locations of the developing rostral and caudal 5-HT neuron clusters
(Lauder and Bloom, 1974 ; Lauder et al., 1982 ). An additional
significant feature is that its expression in each domain precedes the
appearance of 5-HT in the rostral and caudal clusters by approximately
a half day during the period when 5-HT neurons are being born (Lauder
and Bloom, 1974 ). These findings, together with the presence of
transcriptionally active Pet-1 binding sites in or near the promoter
regions of several genes whose coordinate expression characterizes the
mature serotonergic neuron phenotype, suggest that Pet-1 is an
essential component of a transcriptional program that triggers central
5-HT neuron differentiation.
Pet-1 and the development of central 5-HT neurons
The generation of 5-HT neurons in the neural tube depends, in
part, on the activity of the notochord and floor plate-derived secreted
signaling molecule sonic hedgehog (Shh) (Ye et al., 1998 ). In addition
to Shh, FGF8 located in the isthmus region and FGF4 expressed in the
primitive streak are postulated to form an induction center that
specifies the identity and location of rostral serotonergic neurons (Ye
et al., 1998 ). Shh, but not FGF8, is implicated in the induction of the
caudal cluster of 5-HT neurons and is thought to act with unidentified
secreted signaling molecules to generate the caudal 5-HT group. Dorsal
and median raphe 5-HT neurons are born in the rat over a period of
4 d beginning at approximately E11 and peaking at E13-E14 (Lauder
et al., 1982 ). In these nuclei, it is thought that serotonergic neuron
precursors begin to produce 5-HT near the time of their last cell
division (Lauder et al., 1982 ). The detection of Pet-1 as early as
E12.5 in the rostral cluster, therefore, suggests that it is expressed
in 5-HT neuron precursors during their terminal differentiation,
consistent with its expression before the appearance of 5-HT.
Several transcription factors have been implicated in the development
of some 5-HT neurons. Nkx2.2 and Gli2 are two downstream targets of the
Shh signaling pathway that function during early stages of neurogenesis
in the spinal cord, hindbrain, and midbrain (Matise et al., 1998 ;
Briscoe et al., 1999 ). Elimination of the homeobox gene Nkx2.2 results
in the absence of some serotonergic neurons in rhombomere 2 of the
hindbrain (Briscoe et al., 1999 ), whereas elimination of the
zinc-finger transcription factor Gli2 results in a partial loss and
abnormal location of remaining 5-HT neurons in the ventral midline
(Matise et al., 1998 ). GATA-3 is thought to play a role in the
development of some caudal raphe nuclei. GATA-3 is expressed broadly
during embryogenesis, including in many but not all 5-HT raphe neurons
(van Doorninck et al., 1999 ). In chimeric GATA-3 homozygous null mice
the organization of cells in the raphe obscurus appears altered
compared with wild-type mice (van Doorninck et al., 1999 ). Although
these transcription factors have been implicated in the development of
some 5-HT neurons, they are also important for the development of many
other neuronal and non-neuronal cell types. In contrast, Pet-1 is
likely to be distinct from these factors because its expression pattern
suggests that it performs a strictly serotonergic-specific function in the brain.
Candidate downstream targets of Pet-1
Conserved Pet-1 binding sites were identified in the promoter
regions of human and mouse genes whose expression together defines serotonergic neuron identity. The Pet-1 binding sites in the upstream regions of the human and mouse 5-HT1a raphe neuron autoreceptor (Julius, 1998 ) and serotonin transporter genes are positioned within
previously identified regulatory regions of these genes, whereas the
other binding sites are located in regions that have not yet been
analyzed for transcriptional activity. The human and mouse 5-HT 1a
receptor gene Pet-1 binding sites are located in the transcription
start site region of their promoters (Parks and Shenk, 1996 ). The Pet-1
binding site at position 2024/ 2014 of the mouse serotonin
transporter gene is located within a fragment of the upstream region
that confers cell type-specific activity on a reporter gene (Heils et
al., 1998 ). Recently, a previously unrecognized 379 bp fragment of the
human serotonin transporter upstream region was reported, which is
located immediately downstream of the polymorphic region associated
with depression and anxiety-related traits (Flattem and Blakely, 1999 ;
Mortensen et al., 1999 ). This newly reported segment was shown to
contain a positive regulatory activity, although the precise sequences
constituting this putative element were not reported (Mortensen et al.,
1999 ). Interestingly, the tandem Pet-1 binding sites identified in the
flanking region of the human transporter gene (Table 1) are located in
this novel region and may be responsible for its positive
transcriptional activity. The expression of Pet-1 before the appearance
of 5-HT and its interaction with serotonergic genes are consistent with a model in which Pet-1 activates these genes. The weak transactivation activity of Pet-1 (Fyodorov et al., 1998 ) suggests that it may require
unidentified cofactors to activate transcription, as is the case for
many ETS factors (Wasylyk et al., 1993 ; Fitzsimmons et al., 1996 ).
Further cell culture and transgenic analyses of the Pet-1 binding sites
reported here should help to reveal whether Pet-1 or related ETS
factors are common regulators of genes constituting the serotonergic
neuron phenotype.
Relationship of Pet-1 to other transcription factors marking
particular neurotransmitter cell types
Pet-1 is now the third reported example of vertebrate
transcription factors whose expression patterns correlate with a
particular neurotransmitter identity. Expression of the bicoid-related
homeodomain protein Ptx3 in the brain is limited to mesencephalic
dopaminergic neurons (Smidt et al., 1997 ). The onset of Ptx3 expression
in the ventral surface of the mesencephalic flexure at E11.5 in the mouse coincides with the appearance of the first tyrosine
hydroxylase-positive cells in this region of the neural tube. Ptx3 has,
therefore, been proposed to be a crucial regulator of the dopaminergic
phenotype (Smidt et al., 1997 ), perhaps in collaboration with the
orphan nuclear receptor Nurr1, which has been shown to be an essential determinant of midbrain dopaminergic neuron phenotype (Zetterstrom et
al., 1997 ).
Several lines of evidence indicate that the paired-like
homeodomain proteins, Phox2a/Arix and Phox2b are required for the development of noradrenergic neurotransmitter identity (Goridis and
Brunet, 1999 ). These closely related proteins are expressed in all
central and peripheral noradrenergic neurons just as these neurons are
acquiring their differentiated phenotype (Valarche et al., 1993 ;
Zellmer et al., 1995 ; Tiveron et al., 1996 ; Pattyn et al., 1997 ).
Moreover, they are implicated as direct transcriptional activators of
the tyrosine hydroxylase (TH) and dopamine- -hydroxylase (DBH) genes
(Zellmer et al., 1995 ). Phox2a/Phox2b binding sites contribute to DBH
promoter activity. Expression of either factor can activate the DBH
promoter in cell lines, and synergistic activation is observed when the
cAMP pathway is stimulated in parallel with forced Arix expression
(Zellmer et al., 1995 ; Swanson et al., 1997 ; Kim et al., 1998 ; Yang et
al., 1998 ). Arix also binds and activates the TH promoter, but in this
case, parallel stimulation of the cAMP pathway causes additive effects
on transcription (Zellmer et al., 1995 ; Swanson et al.,
1997 ). A dominant negative form of Phox2a, which
was designed to interfere with both Phox2a and Phox2b, blocks induction
of endogenous TH and DBH upon treatment with bone morphogenic protein
2 and forskolin in primary neural crest cultures, whereas forced
expression of wild-type Phox2a results in cAMP-potentiated induction of
endogenous TH (Lo et al., 1999 ). Moreover, in vivo loss of
function experiments demonstrate that both Phox2a and Phox2b are
essential determinants of the noradrenergic phenotype (Morin et al.,
1997 ; Pattyn et al., 1999 ).
Our findings raise the intriguing possibility that Pet-1 functions in a
manner analogous to the Phox2a and Phox2b. Loss or gain of function
experiments should help to reveal what role Pet-1 performs in the
development of the serotonergic neurotransmitter system and may create
novel animal models for clinical disorders involving this system. Thus,
the identification of Pet-1 expression in the hindbrain 5-HT system is
likely to be an important step in elucidating the molecular mechanisms
governing the development of this vital neurotransmitter pathway.
 |
FOOTNOTES |
Received Aug. 4, 1999; revised Sept. 13, 1999; accepted Sept. 22, 1999.
This work was supported by National Institutes of Health, National
Institute of Mental Health Grant MH58926 and National Institutes of
Health, National Institute of Neurological Diseases and Stroke Grant
NS29123. We thank Dr. Randy Blakely (Vanderbilt University) for
communicating the sequence of a recently identified portion of the
human 5-HTT promoter before publication. We thank Dr. Rula Abbud in the
Nilson laboratory (Department of Pharmacology, Case Western Reserve
University) for providing details of the DIG in situ
hybridization method. We thank Drs. Alison Hall and Karl Herrup for use
of their microscopes. We thank Mike Scott for help in the preparation
of luciferase reporters and Drs. Richard Zigmond and Karl Herrup for
helpful comments on this manuscript.
Drs. Hendricks and Francis contributed equally to this work.
Correspondence should be addressed to Evan Deneris, Case Western
Reserve University, School of Medicine, Department of Neuroscience, 2109 Adelbert Road, Cleveland, OH 44106-4975. E-mail:
esd{at}po.cwru.edu.
Dr. Francis's present address: Department of Molecular Biology,
Massachusetts General Hospital, Boston, MA 02114.
Dr. Fyodorov's present address: Department of Biology and Center for
Molecular Genetics, University of California, San Diego, La Jolla, CA
92093-0347.
 |
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