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The Journal of Neuroscience, December 1, 1999, 19(23):10482-10493
The Hamster Circadian Rhythm System Includes Nuclei of the
Subcortical Visual Shell
Elliott G.
Marchant1 and
L. P.
Morin1, 2
1 Department of Psychiatry and Behavioral Sciences, and
2 Graduate Program in Neurobiology and Behavior, State
University of New York, Stony Brook, New York 11794
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ABSTRACT |
The clock regulating mammalian circadian rhythmicity resides in the
suprachiasmatic nucleus. The intergeniculate leaflet, a major component
of the subcortical visual system, has been shown to be essential for
certain aspects of circadian rhythm regulation. We now report that
midbrain visual nuclei afferent to the intergeniculate leaflet are also
components of the hamster circadian rhythm system.
Loss of connections between the intergeniculate leaflet and visual
midbrain or neurotoxic lesions of pretectum or deep superior colliculus
(but not of the superficial superior colliculus) blocked phase shifts
of the circadian activity rhythm in response to a benzodiazepine
injection during the subjective day. Such damage did not disturb phase
response to a novel wheel stimulus. The amount of wheel running or open
field locomotion were equivalent in lesioned and control groups after
benzodiazepine treatment. Electrical stimulation of the deep superior
colliculus, without its own effect on circadian rhythm phase, greatly
attenuated light-induced phase shifts. Such stimulation was associated
with increased FOS protein immunoreactivity in the suprachiasmatic
nucleus. The results show that the circadian rhythm system includes the
visual midbrain and distinguishes between mechanisms necessary for
phase response to benzodiazepine and those for phase response to
locomotion in a novel wheel. The results also refute the idea that
benzodiazepine-induced phase shifts are the consequence of induced
locomotion. Finally, the data provide the first indication that the
visual midbrain can modulate circadian rhythm response to light. A
variety of environmental stimuli may gain access to the circadian clock
mechanism through subcortical nuclei projecting to the intergeniculate
leaflet and, via the final common path of the geniculohypothalamic
tract, from the leaflet to the suprachiasmatic nucleus.
Key words:
hamster; circadian rhythm; superior colliculus; pretectum; intergeniculate leaflet; suprachiasmatic nucleus
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INTRODUCTION |
The suprachiasmatic nucleus (SCN)
contains a master circadian clock used for coordinating physiology and
behavior with the external environment (Klein et al., 1991 ; Morin,
1994 ). Synchronization between internal rhythmicity and periodic
environmental stimulation is accomplished by stimulus-induced
modulation of circadian clock phase (Daan and Pittendrigh, 1976 ;
Pittendrigh and Daan, 1976 ). The primary synchronizing stimulus of the
environment is the daily photoperiod, which acts through the retina and
retinohypothalamic tract (RHT) to set phase of the circadian clock. The
classic "light-type" phase-response curve (Morin, 1994 ) consists
of delay phase shifts during the early subjective night, advance shifts
during the late subjective night, and no phase response during the
subjective day.
A second group of synchronizing stimuli can also alter clock phase, but
in a different manner. These stimuli, which include benzodiazepine
treatment or locomotion induced by access to a novel wheel, elicit
phase advances during the subjective day and phase delays during the
subjective night (Turek and Losee-Olson, 1986 ; Mrosovsky and Salmon,
1987 ; Ebihara et al., 1988 ; Reebs and Mrosovsky, 1989 ; Mistlberger et
al., 1991 ). Such phase shifts require an intact intergeniculate leaflet
(IGL) (Johnson et al., 1988 ; Janik and Mrosovsky, 1994 ; Wickland
and Turek, 1994 ). Direct access by the IGL to the SCN is through the
geniculohypothalamic tract, the primary neuromodulator of which is
neuropeptide Y (NPY) (Card and Moore, 1982 , 1989 ; Harrington et al.,
1985 ; Morin et al., 1992 ; Morin and Blanchard, 1995 ). Electrical (Rusak
et al., 1989 ) or chemical (Johnson et al., 1989 ) stimulation of the IGL elicits phase responses that are similar to those occurring response to
benzodiazepine, locomotion in a novel wheel, or direct application of
NPY to the SCN (Albers and Ferris, 1984 ; Albers et al., 1984 ). The
pattern of phase shifts elicited by these stimuli is called an
"NPY-type" phase-response curve (Morin, 1991 ). Presumably, endogenous or exogenous activation of IGL neurons releases endogenous NPY from geniculohypothalamic tract terminals in the SCN, thereby modulating circadian rhythm phase (Biello et al., 1994 ).
The routes by which sensory information relating to the presence of
benzodiazepine, or to locomotion during novel wheel access, gain entry
to the circadian rhythm system are unknown. However, the IGL has
reciprocal connections with virtually all tectal and pretectal nuclei
of the subcortical visual shell (Morin and Blanchard, 1998a ). Any one
or more of these nuclei might respond to benzodiazepine or locomotion
in a novel wheel and provide entrainment information to the SCN via the
IGL. The tectum and pretectum are known to regulate orientation to
novel stimuli, responsiveness to somatosensory and painful stimuli, and
to contain moderately abundant benzodiazepine receptors (Rhoades,
1981a ,b ; Stein, 1984 ; Scardigli et al., 1990 ; Redgrave et al., 1996a ,b ;
Morin and Blanchard, 1998b ). In addition, nuclei of the subcortical
visual shell have recently been implicated in the regulation of
photically induced paradoxical sleep (Miller et al., 1998 ). Therefore,
the primary goal of the present experiments was to determine whether
nuclei in the subcortical visual shell contribute to hamster circadian
rhythm regulation. Second, the experiments sought to determine whether
or not locomotion is the critical variable that regulates phase
response to both benzodiazepine treatment and to novel wheel access.
Finally, given the fact that the subcortical visual nuclei have
efferent connections with the IGL, we used electrical stimulation of
the deep superior colliculus to examine the possibility that the visual
midbrain might (1) directly modify circadian rhythm regulation, (2)
modulate circadian rhythm phase response to light, or (3) alter
light-induced expression of FOS protein in nuclei of cells in the SCN.
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MATERIALS AND METHODS |
Male Syrian hamsters (90-100 gm; Charles River) were
individually housed under a 14/10 hr light/dark (LD) photoperiod
(lights on at 8:00 A.M.) in clear plastic cages (45 × 20 × 20 cm) with food and water available ad libitum. After ~3
weeks acclimation, each animal was transferred to a translucent
polypropylene cage of similar dimensions that contained a 17 cm
diameter running wheel. Wheel-running activity was monitored
continuously by computer and recorded in 5 min bins. Baseline levels of
wheel running were collected for 10-14 d, then each animal received a
0.02 ml subcutaneous injection of atropine sulfate (54 mg/ml; Phoenix
Pharmaceutical, St. Joseph, MO) 30 min before being deeply anesthetized
with sodium pentobarbital (Anpro Pharmaceutical, Arcadia, CA; 95 mg/kg
body weight), and placed into a stereotaxic device. At the time of surgery, hamsters ranged in weight between 110 and 140 gm. The animal
use protocol for this research was approved by the Institutional Animal
Care and Use Committee of Stony Brook University.
Surgical procedures. Knife cuts (KC) were made bilaterally
with a 0.25-mm-thick, 0.9-mm-wide stainless steel knife blade lowered into the brain at a 20° angle 3.8 mm lateral to the midline, 0.7 mm
caudal to the transverse suture, and 4.8 mm ventral to the dura. The
knife was then slowly moved 5.1 mm caudally and withdrawn. Animals
sustaining control cuts were treated in the same manner, but the knife
was lowered only to a depth sufficient to cut the dura.
Bilateral lesions of the deep superior colliculus (DSC), superficial
superior colliculus (SSC), and pretectum (PRT) were made with
intracerebral injections of the excitatory amino acid NMDA (0.6 µl of 0.2 M in saline per side; 0.2 µl per min) via a 1 µl Hamilton syringe inserted at a 20° angle. Animals receiving
control injections received equivalent procedures, but were injected
into one of the three targets with vehicle only. After each injection, the needle was left in place for 5 min to minimize spread of the neurotoxin into the needle track. Coordinates for the deep superior colliculus lesions were 3.3 mm caudal to bregma, 2.4 mm lateral to
midline, and 3.4 mm ventral to dura. Coordinates for the superficial superior colliculus lesions were 3.3 mm caudal to bregma, 2.4 mm
lateral to midline, and 2.5 mm ventral to dura. Pretectal lesions were
aimed at the nucleus of the optic tract [as defined by Morin and
Blanchard (1998a) ] with the intention of damaging adjacent nuclei. The
coordinates were 1.9 mm caudal to bregma, 2.8 mm lateral to midline,
and 3.5 mm ventral to dura.
Each animal that was to receive electrical stimulation was unilaterally
implanted in the deep superior colliculus with twisted pair, insulated
bipolar electrodes (MS303/3; Plastics One, Roanoke, VA) using the
coordinates specified above for neurotoxic lesion of the same
structure. Three small screws and dental acrylic (Dentsply, York, PA)
anchored the electrodes to the skull.
Histology. Deeply anesthetized animals were perfused
transcardially with physiological saline followed by 4%
paraformaldehyde in 0.1 M phosphate buffer with sodium
m-periodate and lysine (McLean and Nakane, 1974 ). Each brain
was removed and post-fixed overnight in the same solution. Brains were
transferred to a phosphate buffer solution containing 30% sucrose for
cryoprotection, frozen, and serially sectioned (40 µm) in the coronal
plane. Sections were collected in 0.01 M
PBS with 0.05% sodium azide. All immunohistochemistry was
performed with free-floating sections using the ABC technique (Hsu et
al., 1981 ) and diaminobenzidine (DAB) as the chromogen. The
biotin-labeled secondary antibodies were of goat origin (Jackson ImmunoResearch, West Grove, PA) and preabsorbed to minimize
cross-reactivity. After a pretreatment in PBS with 3% hydrogen
peroxide, tissue was incubated with the primary antibody for 2 d
with 0.3% Triton X-100 and 3% goat serum (Jackson ImmunoResearch).
Sections were rinsed and incubated in biotin-conjugated goat
anti-rabbit IgG (Jackson ImmunoResearch) for 90 min. After
additional rinsing, tissue was incubated in avidin-biotin complex
(Vector Laboratories, Burlingame, CA) for another 90 min, then rinsed
again and developed in DAB (50 mg in 100 ml Tris, pH 7.4).
Immunohistochemical procedures for FOS protein detection were similar
except that an Elite ABC kit (Vector Laboratories) was used, and a
nickel ammonium sulfate solution (0.002%) was added to the DAB
solution to intensify staining.
Lesion assessment. For the knife-cut brains, adjacent series
of tissue were processed separately for immunoreactivity (IR) to NPY
(rabbit antiserum; Peninsula Labs, Belmont, CA), glial fibrillary
acidic protein (GFAP; rabbit antiserum; Dako, Carpinteria, CA), and
CT- (goat antiserum; List, Campbell, CA). NPY-IR was specifically
used to evaluate damage to the IGL, SCN, and certain IGL-pretectum
connections. CT- -IR was used to assess the extent to which retinal
projections to the pretectum and tectum were damaged. Brains from the
pretectum, deep superior colliculus, and superficial superior
colliculus groups were evaluated using two series of tissue, one
stained for NPY-IR and the other for GFAP-IR. GFAP-IR, as used in this
study, indicates the presence of a class of astrocytes responding to
local neural damage (Coyle et al., 1978 ; Morin et al., 1989 ), thereby
providing an index of the regions with neuronal damage, likely cell
death, and associated gliosis. Effective NMDA lesions typically create
a zone of nearly total neuron loss grading to distal regions with no
loss. This distance is related to site of injection and is modified by
a variety of factors, including natural boundaries in the brain and the
density of neurons for which NMDA is not neurotoxic (Coyle et al.,
1978 ). Distal neurons at sites not directly contacted by the neurotoxin
may also be destroyed (Schwob et al., 1980 ). Functionality of residual
neurons in the vicinity of the site of neurotoxin injection cannot
easily be ascertained.
Assessment of electrode placement. The sites of the
electrode tips in the animals receiving electrical stimulation were
determined from brains cut in 40 µm sections and processed for FOS
immunohistochemistry or from tissue sections stained with cresyl
violet. Locations of the electrode tips were plotted on brain drawings
made using a camera lucida with reference to an atlas of the hamster
brain (L. Morin and R. Wood, unpublished observations).
Statistics. Statistical evaluations were performed with the
CSS StatisticA (StatSoft) statistics package, version 4.5.
Counts of neuronal nuclei immunoreactive for FOS protein.
FOS-immunoreactive neuronal nuclei were automatically counted by a
computer-aided imaging device (MCID; Imaging Research, St.
Catherine's, Ontario, Canada) with the experimenter blind to the
stimulation procedures applied to the specific brain in which the FOS
counts were made. A digitized low magnification, grayscale microscope image was obtained by a SONY XC-77 video camera and displayed on a
computer monitor. A standard template was drawn for each of four
bilateral levels in the mid-SCN region, three levels of the IGL, and
two each of the dorsal raphe and median raphe nuclei. The templates
were then applied to the corresponding tissue sections from the brain
of each animal. The grayscale background within the template was
digitally darkened until it could not be visually discriminated from
foreground, then adjusted to be four grayscale levels lighter than
foreground before the counts were made by the MCID device. This
procedure produced reliable and repeatable counts of FOS-IR neuronal
nuclei, which are reported as counts per square millimeter of tissue.
Phase-shift measurement. Phase responses to any of the
several stimuli used in the present experiments were assessed by
standard methods. Briefly, a straight line was fitted by eye through
the onset of activity across 7-10 circadian days before the day of stimulation and extrapolated forward to the day of stimulation. A
straight line was also eye-fitted through a rhythmically stable series
of 7-10 d of activity phase onsets after the day of stimulation, and
this line was extrapolated backward to the day of stimulation.
The phase-shift magnitude and direction were obtained as the signed
difference between the two phases of activity onset measured on the day
of stimulation.
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EXPERIMENTAL PROCEDURES |
Table 1 shows the sequence of the
experiments and the numbers of animals in each.
Experiment 1. Part A: Effect of subcortical lesions on circadian
rhythm phase response to triazolam or novel wheel
access
Lesion or control surgical procedures were conducted in mixed
manner across an interval of several days. By experimental design, the
control group (CON) included the 10, 9, 6, and 9 sham surgery animals
corresponding to each of the four lesion groups, respectively. Approximately 4 weeks after surgery, all animals were simultaneously transferred into continuous dark (DD) and left undisturbed for 3-4
weeks. Each animal received, in a counterbalanced manner, a
subcutaneous injection of triazolam (TZ; 5 mg/0.2 ml
dimethylsulfoxide), a 0.2 ml vehicle injection, or exposure to a
"novel wheel." The novel wheel stimulus consisted of a clean,
standard 17-cm-diameter running wheel enclosed in a clear Plexiglas
container. Each animal was placed in the wheel from which it could not
exit, and the wheel plus its enclosure was placed on the shelf next to
the home cage for 3 hr. Wheel revolutions during novel wheel exposure
were recorded by computer. All injections were at circadian time 6 (CT6; 6 hr before normal activity onset), whereas the novel wheel procedure started at CT4. Approximately 2 wks after these manipulations were complete, all animals were returned to a 14/10 LD cycle for 30 d before being exposed to continuous light (LL; 25 lux).
Experiment 1. Part B: Effect of subcortical lesions on circadian
rhythm phase response to a 5 hr compound stimulus
When running rhythms of the animals in Part A were stable (at
least 30 d in LL), phase response to a compound stimulus was conducted. The compound stimulus consisted of being placed in a novel
wheel inside the plastic wheel enclosure, which was then transferred to
a large, dark box along with three to five similarly treated animals.
Exposure to the compound stimulus started at CT6 and lasted for 5 hr.
At the end of this condition, each animal was returned to its home cage
for an additional 2 week period in LL. If the circadian locomotor
rhythm of an animal in LL showed splitting or disorganization that
interfered with phase measurements, it was removed from this part of
the experiment.
Experiment 1. Part C: Effect of subcortical lesions on general
locomotor activity induced by TZ
Subsets of animals randomly selected from the lesion and control
groups used in Parts A and B were transferred to clear plastic cages
without wheels and returned to a standard 14/10 LD photoperiod for 3-4
weeks. After this interval, a 5 mg injection of TZ was given to half
the animals at zeitgeber time 6 hr (ZT 6), whereas the others received
vehicle. Each animal was returned to its home cage, which was placed in
a general activity monitor (San Diego Locomotor System, San Diego, CA).
An index of distance traveled was obtained from the breakage of
infrared beams during the 3 hr test interval. All recording was
conducted in darkness. The hamsters, still in their home cages, were
then returned to the standard LD photoperiod for an additional 2 weeks,
at which time the injection treatments were reversed, and the test was
repeated in a counterbalanced manner.
After this experiment, all knife-cut and corresponding control animals
were deeply anesthetized with pentobarbital and given 5 µl bilateral
intraocular injections of cholera toxin, fragment (CT- ; List
Biological Laboratories, Campbell, CA; 0.2% in 2% DMSO and saline).
Two days later, these and all other animals in the experiment were
deeply anesthetized with pentobarbital in preparation for perfusion and
histological analysis of the lesions.
Experiment 2. Part A: Phase-response curve of animals sustaining
deep superior colliculus lesions
Preliminary analysis of circadian rhythm phase response in
Experiment 1 showed that of the three neurotoxic lesion locations, those aimed at the deep superior colliculus most consistently attenuated phase shifts to TZ. Therefore, NMDA or control lesions of
the deep superior colliculus were made in this experiment, as described
above. The animals were transferred to DD ~14 d later. Injections
began after 14 d in DD, with drug (5 mg TZ) and vehicle (DMSO)
treatments alternating. Each hamster received up to five sequential
injections, but not more than three treatments with the same substance.
In addition, all injections of a particular type (drug or vehicle) were
administered at different circadian times to individual animals. As
before, if the circadian time of injection or the onset of the activity
phase of the circadian locomotor rhythm could not be reliably
calculated for a given animal, the animal was excluded from the
remainder of the experiment, although its data to that point
contributed to the phase-response curve to TZ. At the completion of
this experiment, all animals were placed in LL.
Experiment 2. Part B: Effect of light or dark on phase response of
deep superior colliculus-lesioned animals to 5 hr novel wheel
access
In Experiment 1, Part B, animals were transferred from constant
light to darkness during a test of phase response to a compound stimulus. The present experiment evaluated whether lighting during the
test influences such phase response. When running rhythms were stable
after at least 30 d of LL (25 lux), the animals from Part A were
randomly divided into two groups. Half from each surgical condition
(deep superior colliculus or control) received a 5 hr stimulus
beginning at CT6, consisting of being removed from the home cage,
placed in a standard novel wheel, then moved with three to five other
animals to the dark test chamber. The remaining animals received the
same treatment, but the test chamber was illuminated (25 lux). After
the stimulus, each animal was returned to its home cage and maintained
in LL for 2 weeks to allow circadian phase assessment. This was
followed by a second manipulation with each animal administered the
treatment not previously received. Approximately 2 wks later, the
animals were perfused for histology.
Experiment 3. Part A: Effect of deep superior colliculus electrical
stimulation on circadian rhythm phase
Hamsters were implanted unilaterally with stimulating electrodes,
the tips aimed at the deep superior colliculus, and allowed 14 postsurgical days of wheel running. At this time, each animal was
removed from its cage, connected to a stimulating device (model S4
Square Wave Stimulator; Grass Instruments, Quincy, MA), and returned to
its home cage with access to the running wheel blocked by a piece of
Plexiglas. Each hamster received electrical stimulation or a control
(no electrical stimulation) manipulation in a counterbalanced crossover
design with ~14 d between manipulations. Electrical or control
stimulation occurred for 45 min beginning at CT6 or CT19. In each case,
initial intensity of stimulation was set to 150 µA, then slowly
adjusted upward until the animal exhibited behavioral "freezing", a
form of defensive posturing known to be a consequence of deep superior
colliculus electrical stimulation (Northmore et al., 1988 ). Final
stimulation intensities ranged from 150 to 300 µA and 6-16 V with
frequency held at 20 Hz.
Experiment 3. Part B: Effect of deep superior colliculus electrical
stimulation on circadian rhythm phase response to light
Hamsters were implanted with stimulating electrodes unilaterally
in the deep superior colliculus under surgical conditions similar to
those in Part A. When wheel-running rhythms were stable in DD, half the
animals were given manipulations at CT19, which consisted of electrical
stimulation for 45 min beginning 15 min before a 15 min, 400 lux light
pulse. The remaining animals received the light stimulus alone.
Approximately 15 d later, the treatments were reversed such that
all animals received both treatments in a counterbalanced, crossover
design. Three animals were excluded from the analysis because their
running rhythms were unstable during one of the sequential tests.
Experiment 3. Part C: Effect of deep superior colliculus electrical
stimulation on light-induced FOS protein expression in the circadian
system
Two weeks after their last manipulation in Part B, all animals
from that experiment were randomly assigned to one of the following treatment conditions: a 15 min 400 lux light pulse and no electrical stimulation; a 45 min electrical stimulation and no light; electrical stimulation plus the light pulse; or a control procedure with no
electrical stimulation or light. Each animal was connected to the
electrical stimulation device at CT18:45, returned to its home cage
with access to its running wheel blocked, and administered the
appropriate treatment. After the 45 min interval, animals were
disconnected from the stimulation device and left undisturbed for ~75
min. At that time, each was deeply anesthetized with pentobarbital, perfused, and its brain was prepared for FOS protein immunohistochemistry.
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RESULTS |
Experiment 1
Histology
Damage caused by the knife cuts was evident in the lateral central
thalamus, pretectum, and overlying hippocampus and cortex (Fig.
1A). At the rostral
end, the knife cuts extended ventrally through the lateral dorsal
thalamic nucleus and often impinged slightly on the juncture between
the ventral and posterior thalamic nuclei. The cuts extended caudally,
damaging the lateral posterior thalamic nucleus. If a cut was
positioned more medially, the damage intruded on the pretectal
posterior limitans nucleus; if positioned somewhat more laterally, the
dorsal lateral geniculate nucleus was damaged. The caudal limit to the
knife cut damage was level with the rostral aspect of the medial
geniculate nucleus. The knife cut did not enter the superior colliculus
or nuclei of the pretectum medial to the posterior limitans nucleus.
Analysis of tissue immunoreacted for NPY-IR revealed that the knife
cuts were sufficiently deep to sever most NPY-IR fibers in the superior thalamic radiation which are known to connect IGL and pretectum (Morin
and Blanchard, 1995 , 1997 ).

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Figure 1.
A, GFAP-IR identifying the scar
(arrows) of a representative knife-cut thalamus between
the dorsomedial dorsal lateral geniculate nucleus and the lateral
posterior nucleus. B, CT- -IR identifying visual
projections in the lateral geniculate region, pretectum, and tectum of
a representative hamster that received a knife cut
(arrows) medial to the dorsal lateral geniculate
nucleus. C, GFAP-IR in a control brain. The IGL is
indicated by fairly dense GFAP-IR, as are numerous blood vessels.
D, Normal visual projections identified with CT- -IR
in a control animal. In both B and D,
animals received bilateral intraocular injections of the tracer. Scale
bar, 470 µm. APT, Anterior pretectal nucleus;
CPT, commissural pretectal nucleus; DLG,
dorsal lateral geniculate; IGL, intergeniculate leaflet;
LP, lateral posterior nucleus; MPT,
medial pretectal nucleus; NOT, nucleus of the optic
tract; OPT, olivary pretectal nucleus;
pc, posterior commissure; PLi, posterior
limitans nucleus; Po, posterior thalamic nucleus;
PPT, posterior pretectal nucleus; VLG,
ventral lateral geniculate.
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CT- -IR fibers and terminals were very dense in the IGL, ventral
lateral geniculate nucleus, and dorsal lateral geniculate nucleus, with
a conspicuous reduction of retinal fibers in the optic tract and in
innervation of the pretectal nuclei (Fig. 1B). Reduced numbers of CT- -IR fibers and terminals were evident in the
olivary, medial, and posterior pretectal nuclei. The amount was similar
to what is seen in the ipsilateral pretectum after a unilateral eye
injection in a normal animal (cf., Morin et al., 1992 ). CT- -IR
fibers and terminals were evident in the superior colliculus in most
brains. However, they were typically found in small, fairly dense
concentrations limited to the medial edge of the zonal and superficial
gray layers of the superior colliculus (Fig. 1B). The
residual retinal innervation of the midbrain visual nuclei appears to
be derived from fibers diverging from the optic tract at a point just
rostral to the knife cuts.
In the animals with deep superior colliculus lesions, lesion damage as
indicated by GFAP-IR was evident as far rostral as the posterior
pretectal nucleus. It extended caudally to, but did not include, the
external cortex of the inferior colliculus. Damage typically did not
extend laterally to the medial geniculate nucleus. In almost all cases,
the cerebral aqueduct was enlarged, and the superior colliculus was
greatly reduced in size (Fig. 2A). In most hamsters,
the commissure of the superior colliculus was damaged as demonstrated
by dense GFAP-IR. Three animals had incomplete lesions with one
sustaining no apparent damage, one having a unilateral lesion, and one
with damage only to the superficial superior colliculus. In addition,
parts of the dorsal periaqueductal gray also sustained damage in some
animals. All NMDA lesions, whether to deep superior colliculus,
superficial superior colliculus, or pretectum, also caused damage to
the hippocampus and, to a much lesser extent, somatosensory cortex.

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Figure 2.
A, GFAP-IR in a representative
brain of an animal sustaining bilateral NMDA-induced lesions of the
deep superior colliculus. B, GFAP-IR in a control brain
showing the dense immunoreactivity along the injection needle track
(arrows). C, GFAP-IR in a representative
brain of an animal sustaining bilateral NMDA-induced lesions of the
superficial superior colliculus. Scale bar, 470 µm.
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The superficial superior colliculus-lesioned animals sustained less
damage compared to the other animals with lesions (Fig. 2C).
Damage was typically found only in the zonal and superficial gray
layers of the superior colliculus in which there was a general reduction in size. In two brains, unilateral damage extended into the
deeper layers of the superior colliculus. The superficial superior
colliculus lesions were also associated with an enlarged cerebral aqueduct.
Lesions aimed at the pretectum (Fig.
3A) also damaged the lateral
habenula, the anterior, dorsal, lateral dorsal, and lateral posterior
thalamic nuclei, and in a few cases, the medial dorsal thalamic nucleus
and dorsal lateral geniculate nucleus. Damage did not extend ventrally
into the posterior thalamic nucleus in any brain. However, fairly
extensive damage was evident in the rostral superficial, but not in
more caudal or deep, superior colliculus. Pretectal lesions resulted in
an enlarged cerebral aqueduct, with size of the rostral superior
colliculus reduced and its shape distorted. Damage rarely extended into
the posterior superior colliculus. Features common to the deep superior
colliculus and pretectum lesions included damage to the rostral
superficial superior colliculus and enlarged aqueduct. Deep superior
colliculus lesions typically did not damage the pretectum.

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Figure 3.
A, GFAP-IR in a representative
brain of an animal sustaining bilateral NMDA-induced lesions of the
pretectum. B, GFAP-IR in the brain of a control animal
showing one of the bilateral needle tracks (arrows).
Scale bar, 470 µm.
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There was no readily discernible evidence of damage to either the IGL
or SCN as a result of the knife cuts or neurotoxin injections into the
pretectum, superficial superior colliculus, or deep superior colliculus. Judgements regarding the patency of the IGL and SCN were
rendered after evaluation of cresyl violet-stained CT- -IR and NPY-IR material.
Part A
There was a significant effect of surgical treatment on circadian
rhythm phase response to TZ (Figs. 4,
5;
F(4,84) = 9.33; p < .001). Post hoc analysis [Tukey's honest significant difference (HSD) test for unequal sample size] revealed significant differences between control and knife-cut groups
(p < 0.003), control and deep superior
colliculus groups (p < 0.001), and control and
pretectum groups (p < 0.01), but phase response
of the superficial superior colliculus group did not differ from the
control group (p < 0.56). Two deep superior
colliculus-lesioned animals with phase shifts >0.5 hr had small,
incomplete lesions. When these animals were removed from the analysis,
the mean phase shift by the deep superior colliculus-lesioned animals
was 0.20 ± 0.11 hr. Among the pretectum hamsters, three shifted
>1 hr, and each was one of the animals sustaining incomplete lesions.
The mean TZ-induced phase shift of the pretectum group with these
animals removed from the calculations was 0.06 ± 0.15 hr.

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Figure 4.
Running wheel records of typical constant
dark-housed (DD) animals that sustained
(A) a deep superior colliculus lesion or
(B) a control surgical procedure. A phase shift
to triazolam (TZ) was not shown by the lesioned animal,
but was by the control animal. Neither shifted in response to either 3 hr novel wheel access (NW) or vehicle treatment
(DMSO). See Results for further details.
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Figure 5.
Mean (± SEM) phase-shift responses to 5 mg
triazolam at CT6 shown by of the groups sustaining knife cuts
(KC), neurotoxic lesions of the deep superior colliculus
(DSC), superficial superior colliculus
(SSC), or pretectum (PRT) or
receiving a control procedure (CON).
*p < 0.01 versus controls; **p < 0.003 versus controls; ***p < 0.0001 versus
controls.
|
|
Access to a novel wheel for 3 hr did not reliably induce phase shifts
in control animals, and there was no main effect of this stimulus on
phase response (F(4,90) = 0.55;
p < 0.69). Only a small percentage of each group
(12.5, 14, 26, 21, and 26% for the knife-cut, deep superior
colliculus, pretectum, superficial superior colliculus, and control
lesion groups, respectively) phase-shifted >0.5 hr in response to
novel wheel access. The percentages did not significantly differ
between groups.
TZ administered at CT6 did not reliably induce wheel running.
Approximately 97% of treated animals across all groups generated <100
wheel counts during the 3 hr measurement interval. However, despite the
general failure to run in the wheel after a TZ injection, a
nonparametric ANOVA (Kruskal-Wallis median test) revealed that drug treatment significantly increased the number of wheel revolutions ( 2(4) = 14.49;
p < 0.006). In addition, the knife-cut group ran significantly less than the control group (Mann-Whitney U
test; U = 91.5; p < 0.001); there were
no other between-group differences.
ANOVA also showed that circadian period in DD before the stimulus
manipulations was not significantly altered by surgical treatment
(F(4,87) = 0.28; p < 0.59).
Part B
When the animals used in Part A were subsequently tested with the
5 hr compound stimulus provided at CT6, large phase advances were
obtained (Fig. 6; overall mean = 4.15 ± 0.24 hr). ANOVA revealed a significant effect of surgical
condition on phase response (F(4,75) = 2.73; p < 0.03), but post hoc analysis with
Tukey's HSD test for unequal sample sizes did not identify significant
differences between any two groups.

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Figure 6.
Mean (± SEM) phase-shift responses to 5 hr
compound stimulus (novel wheel access in a dark box; see Materials and
Methods, Experiment 1, Part B, for more detail) beginning at CT6. Each
diamond indicates the response of a single individual in
the groups sustaining knife cuts (KC), neurotoxic
lesions of the deep superior colliculus (DSC),
superficial superior colliculus (SSC), or pretectum
(PRT) or receiving a control procedure
(CON). There were was a significant main effect
of surgical condition, but no group differed from any other
group.
|
|
The total number of wheel revolutions during the 5 hr presentation of
the compound stimulus did not vary across surgical treatment groups
(F(4,75) = 0.44; p < 0.77). Mean revolutions per 5 hr were 5632 ± 617, 7114 ± 528, 6891 ± 923, 6586 ± 934, and 6716 ± 567 for the
knife-cut, deep superior colliculus, PRT, superficial superior
colliculus, and control lesion groups, respectively.
Part C
TZ induced a large increase in general activity (in animals
without wheel access) compared to vehicle treatment (Fig.
7; mean distance = 1753 ± 199 vs 220 ± 74 m; F(1,31) = 113.03; p < 0.001). There was also a modest, but
significant, interaction between surgical treatment and drug exposure
(F(4,31) = 3.04; p < 0.03) with the superficial superior colliculus animals having the
greatest TZ-induced increase in activity while also having the lowest
response to vehicle, and the knife-cut animals being least active in
response to TZ while having the largest response to vehicle. Large
increases in open field locomotion activity were observed in all
surgical groups and were not related to a specific lesion type
(F(4,31) = 0.93; p < 0.45), nor were there any significant differences between lesion groups
indicated by the post hoc Tukey's HSD tests of open field
activity in response to TZ.

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Figure 7.
Mean (± SEM) number of meters traveled by
lesioned or control hamsters during a 3 hr open field test after
injection with 5 mg triazolam or vehicle. There was a main effect of
drug treatment and an interaction between drug and lesion type, but no
between-group differences were significant (see Results). The
surgical treatment groups sustained knife cuts (KC),
neurotoxic lesions of the deep superior colliculus
(DSC), superficial superior colliculus
(SSC), or pretectum (PRT) or
received a control procedure (CON).
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|
Experiment 2
Part A
Damage to the brains of animals in the deep superior colliculus
lesion group was comparable to that seen after the same treatment in
Experiment 1. As before, the deep superior colliculus neurotoxin lesions reduced the volume of the superior colliculus, distorted it
exterior boundaries, and enlarged the cerebral aqueduct. The caudal
border of the posterior pretectal nucleus was damaged in many, but not
all, of the cases. The commissural and medial pretectal nuclei as well
as the commissure of the superior colliculus and the dorsal
mesencephalic central gray were also damaged in a few animals.
Ancillary damage to the hippocampus occurred in most lesioned brains.
Four animals had partial lesions with one receiving only unilateral
destruction and the others, a lesser degree of damage. The largest
phase advance (0.92 hr) by a neurotoxin-treated animal (given TZ at
CT8) was obtained in one that had a partial lesion. Because not all
animals were tested for phase shift responses to TZ at the same
circadian times, this experiment did not allow any association between
the extent of the lesion and magnitude of phase response to be determined.
Analysis of the phase-response curves revealed that only control
animals appeared to have any systematic phase shifts in response to TZ
given at the various circadian times (Fig.
8). All groups were tested
simultaneously, but for the sake of graphical clarity, the data are
presented in two panels of the figure. Mann-Whitney U tests
were used to compare phase shift magnitudes at CT4, CT8, and CT20
between all combinations of the experimental groups. Phase response by
control animals to TZ administered at CT4 and CT8 was significantly
greater than the response by each of the other three groups
(p < 0.05; U 4 in each
case). At CT20, control/TZ group differed significantly from the
control/vehicle and deep superior colliculus/vehicle groups
(p < 0.05; U 4 in each
case), but not from the deep superior colliculus/TZ group.

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Figure 8.
Phase-response curves of animals with deep
superior colliculus lesions (DSC) or control surgery
(CON) given either triazolam or vehicle. The deep
superior colliculus failed to exhibit circadian rhythm phase shifts in
response to TZ or vehicle at any time tested. Control animals had a
normal phase-response curve to TZ injections. See Results for
the statistical analysis.
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|
Part B
The animals were the same as those used in Experiment 2A (see
above for a description of the histology). There was a significant main
effect of light (Fig. 9A) on
phase response to 5 hr novel wheel access
(F(1,11) = 9.45; p < 0.01). The phase shifts of animals in the dark during wheel access were
larger than those of animals in the light (5.05 ± 0.58 vs
1.99 ± 0.57 hr, respectively), but the magnitudes of the
phase-shift responses were unaffected by lesion condition.

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Figure 9.
A, Mean (± SEM) phase shifts of
deep superior colliculus (DSC) or control
(CON)-lesioned animals administered a 5 hr
compound stimulus in the dark or in the light. There was a main effect
of lighting condition on phase response. B, Mean (± SEM) wheel revolutions during the 5 hr compound stimulus. There was an
interaction between lesion condition and lighting.
|
|
There was neither a main effect of lesion treatment or of light
condition on the amount of running during the 5 hr novel wheel access
(Fig. 9B). However, there was a significant interaction between the lesion and light conditions
(F(1,9) = 16.89; p < 0.002). In darkness, running by deep superior colliculus-lesioned
animals did not differ from that by control animals (8514 ± 1896 vs 6558 ± 1622), but deep superior colliculus-lesioned animals
exposed to novel wheels for 5 hr in the light ran significantly less
than control animals (4025 ± 411 vs 8151 ± 181;
p < 0.04; Tukey's HSD test).
Experiment 3
Part A
Electrode placements were in the mid to caudal deep superior
colliculus in all animals stimulated at CT6 or CT19. Electrical stimulation of the deep superior colliculus for 45 min induced average
circadian rhythm phase shifts of 0.10 ± 0.12 and 0.08 ± 0.14 hr for animals stimulated at CT6 and CT19, respectively. These
were not significantly different from the phase shifts by the same
animals in response to sham electrical stimulation at the same
circadian times.
Part B
Electrical stimulation of the deep superior colliculus greatly
attenuated phase shifts induced by light. Light alone at CT19 elicited
moderately large phase advances (2.6 ± 0.14 hr), whereas the
average phase advance to the combined light plus simultaneous electrical stimulation was reduced by approximately 1.66 hr, a 64%
decrease. This difference was statistically significant (t test for dependent measures; t = 9.55; df = 13;
p < 0.001).
Part C
The animals in this experiment were also used in Part B. Histological analysis revealed that each had electrodes placed
unilaterally in the caudal deep superior colliculus. Two-way ANOVA was
used to evaluate the effects of the manipulation on counts of FOS-IR nuclei in the SCN, IGL, dorsal raphe and median raphe (Table
2). There were no interaction effects of
light and electrical stimulation in any region. For the SCN (Fig.
10), IGL, and dorsal raphe, there were
main effects of light (F(1,13)=98.76,
p < 0.001; F(1,13) = 22.28, p < 0.001; and
F(1,13) = 6.85, p < 0.02, respectively) and of electrical stimulation
(F(1,13) = 15.03, p < 0.001; F(1,13) = 7.72, p < 0.01; and F(1,13) = 10.83, p < 0.005, respectively). For the median
raphe, there was only a main effect of electrical stimulation
(F(1,13) = 14.12; p < 0.002).

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Figure 10.
Immunoreactive FOS protein expression in
representative suprachiasmatic nuclei (SCN) of
animals receiving simultaneous light exposure and electrical
stimulation of the deep superior colliculus (A),
light plus sham electrical stimulation (B), sham
electrical stimulation and no light (C), and no
light plus electrical stimulation (D). Electrical
stimulation significantly augmented expression of FOS-IR.
SOX, Supraoptic commissures; 3, third
ventricle.
|
|
 |
DISCUSSION |
The primary contribution of the present work is to expand the
definition of the "circadian visual system" to include midbrain nuclei of the subcortical visual shell. An important secondary result
is the demonstration that neural circuitry regulating circadian rhythm
phase response to benzodiazepines can be distinguished from that
necessary for phase response to environmentally induced locomotion.
Equally important are data supporting the view that cells in one or
more mesencephalic nuclei of the subcortical visual system can modify
circadian rhythm response to light.
Structure and function of the circadian visual system
With the description in 1972 of a robust, direct retinal
projection to the hypothalamus, the SCN, primary target of the RHT (Hendrickson et al., 1972 ; Moore and Lenn, 1972 ), was established as
the site in which circadian rhythmicity was likely to be both generated
and entrained to the environmental photoperiod (Moore and Eichler,
1972 ; Stephan and Zucker, 1972 ; Rusak, 1977 ; Ralph et al., 1990 ). The
concept of a "circadian visual system" (Morin, 1994 ) emerged from
subsequent anatomical observations that the retinorecipient IGL of the
lateral geniculate complex provides a major, NPY-containing projection
to the SCN (Card and Moore, 1982 ; Moore and Card, 1983 ; Harrington et
al., 1985 ; Morin et al., 1992 ; Morin and Blanchard, 1995 , 1997 ).
Functional studies have shown that NPY acts on the SCN to regulate
circadian rhythm phase (Albers and Ferris, 1984 ; Albers et al., 1984 ;
Biello et al., 1994 ; Biello, 1995 ) and that the IGL mediates rhythm
response to tonic light stimulation (Harrington and Rusak, 1986 , 1988 ;
Pickard et al., 1987 ; Edelstein and Amir, 1999 ). The diminished
response of the circadian clock in IGL-lesioned animals to tonic light
stimulation, the phase-shifting effects of light (Johnson et al.,
1989 ), benzodiazepines (Johnson et al., 1988 ; Biello et al., 1991 ) or
environmentally induced locomotion (Janik and Mrosovsky, 1994 ; Wickland
and Turek, 1994 ; Marchant et al., 1997 ) has been attributed to the
explicit loss of the IGL and its NPY-containing geniculohypothalamic
projection to the SCN. The present work demonstrates that large
parasagittal cuts through the subcortical visual shell (Morin and
Blanchard, 1997 , 1998a ) abolish circadian rhythm phase response to
benzodiazepine. This, and the neurotoxic lesion data, are consistent
with the view that one or more of the medial nuclei in the visual
midbrain provide information to the IGL regarding the presence of
benzodiazepine (Pinard et al., 1990 ; Morin and Blanchard, 1998b ).
Independence of benzodiazepine- and locomotion-induced
phase shifts
Both triazolam, the benzodiazepine used in these studies, and
locomotion induced by novel wheel access yield similar phase-response curves of the NPY-type (Turek and Losee-Olson, 1986 ; Mrosovsky et al.,
1992 ). However, at the doses typically used in previous investigations,
significant phase response to triazolam frequently has been associated
with increased locomotion in an available running wheel or an open
field (Mrosovsky and Salmon, 1990 ; Wickland and Turek, 1991 ). Despite
significant evidence to the contrary (Mistlberger et al., 1991 ; Morin,
1991 ; Biello and Mrosovsky, 1993 ), this fact has been the cornerstone
of the belief that all phase response to benzodiazepine is a
consequence of drug-induced locomotion (Turek, 1989 ; Moore and Card,
1994 ; Mrosovsky, 1996 ).
The argument for causal similarity of phase response to the two
stimulus types has been buttressed by the fact that each requires an
intact IGL to stimulate phase shifts (Johnson et al., 1988 ; Biello et
al., 1991 ; Janik and Mrosovsky, 1994 ; Wickland and Turek, 1994 ;
Marchant et al., 1997 ). An alternative view, supported by the present
data, is that phase response to benzodiazepine acts through a visual
midbrain nucleus, whereas novel wheel-related locomotion acts elsewhere
at a presently unknown location. Neural correlates of each stimulus
type would be transmitted to the IGL with the geniculohypothalamic
tract providing a "final common path" to the circadian clock in the
SCN. Thus, depending on the ecological requirements of a given species,
the geniculohypothalamic tract might transmit information about any of
a variety of midbrain-mediated stimuli, such as pain, limb movements,
or sound (Tiao and Blakemore, 1976 ; Finley et al., 1981 ; Rhoades,
1981a ; Stein, 1984 ; Ledoux et al., 1985 ; Rees and Roberts, 1993 ) to the
circadian clock.
Midbrain regulation of phase response to light
Light is a special stimulus class having direct access to the SCN,
IGL, all nuclei of the pretectum, and to the tectum (Morin, 1994 ; Morin
and Blanchard, 1997 ). The present results show that electrical
stimulation of the deep superior colliculus during the subjective night
attenuates light-induced phase shifts. Typically, the rhythm-related
effects of the IGL are thought to be mediated by NPY release from
geniculohypothalamic tract terminals in the SCN, with the major result
of such release being phase advances during the midsubjective day
(Albers and Ferris, 1984 ; Albers et al., 1984 ; Biello et al., 1994 ).
Electrical or chemical stimulation of the IGL also elicits phase
advances during the subjective day (Johnson et al., 1989 ; Rusak et al.,
1989 ), presumably via the acute release of NPY from
geniculohypothalamic tract terminals. Electrical stimulation of the
deep superior colliculus did not induce phase shifts either during the
subjective day or night. Therefore, it is unlikely that the deep
superior colliculus contribution to circadian rhythm regulation is
simply via excitation of NPY-containing neurons of the IGL and
consequent release of NPY from geniculohypothalamic tract terminals in
the SCN.
Lesions of the IGL have several effects on hamster rhythm response to
light. Of these, the most robust is the failure of the circadian
locomotor rhythm period to lengthen in constant light (Harrington and
Rusak, 1986 ; Pickard et al., 1987 ), a "tonic" effect of light. In
the present studies, loss of the midbrain visual nuclei did not modify
normal circadian rhythm expression in constant darkness. However, the
effects of constant light were not tested, and it remains to be
determined whether or not lesions of the visual midbrain mimic the
effects of IGL lesions on circadian period response to constant light.
Electrical stimulation of the midbrain raphe nuclei both attenuates
light-induced FOS protein in SCN neurons (Meyer-Bernstein and Morin,
1999 ) and light-induced circadian rhythm phase shifts (Weber et al.,
1998 ). Thus, we expected that electrical stimulation of the deep
superior colliculus, which attenuates phase response to a light pulse,
would also attenuate expression of light-induced FOS in SCN neurons.
The data show that electrical stimulation actually increased FOS
expression in the SCN, regardless of the lighting conditions. Although
this result says little about the mechanism by which electrical
stimulation attenuates light-induced phase shifts, it does provide
direct evidence that information regarding the stimulation reached the
SCN. The result also supports a previous observation that the number of
countable SCN cells expressing FOS protein can, under certain
circumstances, increase without being associated with a concomitant
phase shift (Colwell et al., 1990 ). Previously, classes of nonphotic
stimuli presumed to act through the IGL were shown to elicit phase
shifts without inducing any change in FOS-IR of SCN neuronal nuclei
(Janik and Mrosovsky, 1992 ; Mead et al., 1992 ; Cutrera et al., 1993 ;
Zhang et al., 1993 ). The induction of FOS-IR expression in the SCN by electrical stimulation of the hamster deep superior colliculus does not
result from a direct connection between the two nuclei (Morin et al.,
1994 ; Morin and Blanchard, 1998a ).
Effectiveness of the nonphotic stimuli
An unexpected result of the present investigation was the
relatively poor phase-shift response to novel wheel-induced
locomotion. Previous reports have emphasized the reliability of the
method and the magnitude of consequent phase shifts (Mrosovsky,
1995 , 1996 ). However, only ~20% of control animals had phase shifts of >30 min in the present study. The low percentage is consistent with
previous observations in this laboratory (Meyer-Bernstein and Morin,
1998 ) and eliminates the possibility of definitive statements regarding
whether or not a particular lesion blocks phase shifts to locomotion
induced by novel wheel access. However, we believe that such a
conclusion is warranted because of the similar proportions of all
experimental groups showing phase shifts to the novel wheel stimulus.
In contrast to the effects of simple novel wheel-induced locomotion,
the compound stimulus was extremely potent with ~93% of controls
shifting for >30 min. In addition, the average phase shift by the
sham-lesioned animals was above expectation, with shifts by several
animals being well in excess of normal. No lesion type attenuated phase
response to the compound stimulus, either with respect to the
percentage of animals phase shifting or phase-shift magnitude. In
fact, the animals sustaining knife cuts actually had greater phase
shifts than controls without sustaining an associated increase in wheel running.
Conclusion
The primary result of the present studies is a demonstration that
the hamster midbrain contributes to the regulation of circadian rhythmicity. This regulation is related to both nonphotic and photic
forms of time-giving stimuli. Moreover, the midbrain contributes to the
regulation of circadian rhythm phase response to at least one class of
nonphotic stimuli, but not to such regulation by another class of
nonphotic stimuli. The data extend and amplify the definition of the
"circadian visual system" and suggest that a variety of stimuli
may act through the geniculohypothalamic tract, the final common
pathway between the IGL and SCN, to modify circadian rhythm phase.
 |
FOOTNOTES |
Received April 21, 1999; revised Sept. 8, 1999; accepted Sept. 16, 1999.
This work was supported by National Institutes of Health Grant NS22168
(L.P.M.). E.G.M. and portions of this research were also supported by a
grant from the United States Air Force Office of Scientific Research.
We thank Jane Blanchard for her excellent continuing assistance and
Beth McAvey for her help with surgery and electrical stimulations.
Correspondence should be addressed to Dr. Lawrence P. Morin, Department
of Psychiatry, Health Science Center, State University of New York,
Stony Brook, NY 11794. E-mail:
lmorin{at}epo.som.sunysb.edu.
 |
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