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The Journal of Neuroscience, February 1, 1999, 19(3):1072-1087
Synaptic Interaction between Hypocretin (Orexin) and Neuropeptide
Y Cells in the Rodent and Primate Hypothalamus: A Novel Circuit
Implicated in Metabolic and Endocrine Regulations
Tamas L.
Horvath1,
Sabrina
Diano1, and
Anthony
N.
van den Pol2
Departments of 1 Obstetrics and Gynecology and
2 Neurosurgery, Yale University School of Medicine, New
Haven, Connecticut 06520
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ABSTRACT |
Hypocretin (orexin) has recently been shown to increase feeding
when injected into the brain. Using both rat and primate brains, we
tested the hypothesis that a mechanism of hypocretin action might be
related to synaptic regulation of the neuropeptide Y (NPY) system.
Hypocretin-immunoreactive terminals originating from the lateral
hypothalamus make direct synaptic contact with neurons of the arcuate
nucleus that not only express NPY but also contain leptin receptors. In
addition, hypocretin-containing neurons also express leptin receptor
immunoreactivity. This suggests a potential mechanism of action for
hypocretin in the central regulation of metabolic and endocrine
processes. The excitatory actions of hypocretin could increase NPY
release, resulting in enhanced feeding behavior and altered endocrine
regulation, whereas leptin, released from adipose tissue as an
indicator of fat stores, would have the opposite effect on the same
neurons, leading to a decrease in NPY and NPY-mediated hypothalamic
functions. On the other hand, the innervation of hypocretin cells by
NPY boutons raises the possibility that NPY may exert an effect on
hypothalamic functions, at least in part, via mediation or feedback
action on these lateral hypothalamic cells. Our data indicate that a
direct interaction between leptin, hypocretin, and NPY exists in the
hypothalamus that may contribute to the central regulation of metabolic
and endocrine processes in both rodents and primates.
Key words:
hypocretin; orexin; neuropeptide Y; leptin receptor; synapse; hypothalamus; feeding; endocrine regulations
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INTRODUCTION |
Destruction of distinct hypothalamic
regions, particularly the ventromedial nucleus (VMH) but also the
paraventricular and dorsomedial nucleus, induces hyperphagia (Brobeck,
1946 ; Anand and Brobeck, 1951 ; Powley et al., 1980 ; Aravich and
Scalfani, 1983 ; Weingarten et al., 1985 ; Tokunaga et al., 1986 ;
Bernadis and Berlinger, 1987 ). In contrast, discrete lesions
placed in the lateral hypothalamus (Powley and Keesey, 1970 ; van den
Pol, 1982 ) reduce food intake. During the last two decades, a
substantial amount of feeding research has focused on a hypothalamic
peptide, neuropeptide Y (NPY); NPY administered into the cerebral
ventricles (Clark et al., 1984 ) or different hypothalamic sites
(Stanley et al., 1985 ) induces food intake. Although several other
hypothalamic peptides in addition to NPY were found to affect appetite
and feeding behavior (for review, see Kalra, 1997 ; Flier and
Maratos-Flier, 1998 ), the exact signaling modality that underlies the
regulation of energy homeostasis is ill-defined. The recent revelation
of the existence of a previously unknown hypothalamic peptide,
hypocretin (de Lecea et al., 1998 ), also called orexin (Sakurai et al.,
1998 ), which increased feeding in a manner comparable with NPY (Sakurai et al., 1998 ), added another layer of complexity in the interaction among hypothalamic peptidergic systems in the regulation of appetite, feeding behavior, and metabolism in general (Flier and Maratos-Flier, 1998 ).
Genetic mouse or rat mutants, including db/db and ob/ob mice and fa/fa
rats, become strikingly obese. Molecular analysis has shown that the
primary genetic defect in these animals relates to either abolished
leptin production (ob/ob mice) or impaired leptin receptors (leptin-R)
(db/db mice; fa/fa rats) (Campfield et al., 1995 ; Halaas et al., 1995 ;
Pelleymounter et al., 1995 ; Leibel et al., 1997 ). Similar examples of
obesity in humans have been found and are associated with leptin
receptor mutation (Clement et al., 1998 ). Leptin is released by adipose
tissue and has been suggested to be a key vascular signal carrying
information about fat stores. Leptin receptors are found in the
hypothalamus, particularly in the arcuate nucleus where leptin is
thought to exert its primary feedback signaling (Mercer et al., 1996b ;
Schwartz et al., 1996b ; Elmquist et al., 1998 ; Hakansson et al., 1998 ;
Yarnell et al., 1998 ). During food deprivation when leptin levels
rapidly decline (Saladin et al., 1995 ), hypothalamic NPY production is
elevated (Sahu et al., 1988 ), suggesting that leptin levels modulate
the activity of NPY neurons. Furthermore, NPY may be an effector neuron responding to changes in leptin levels; the obesity of leptin-deficient mice is reduced by elimination of NPY (Erickson et al., 1996 ).
The excitatory nature of hypocretin (de Lecea et al., 1998 ; van den Pol
et al., 1998 ), its distinct distribution in neuronal perikarya of the
lateral hypothalamus-perifornical region (de Lecea et al.,
1998 ; Sakurai et al., 1998 ), its abundance of axon terminals in the
arcuate nucleus (van den Pol et al., 1998 ), and its effect similar to
that of NPY in enhancing feeding lead us to test the hypothesis that
the hypocretin system may interact with the NPY system and serve as a
stimulator of the NPY-producing cells in the regulation of hypothalamic mechanisms.
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MATERIALS AND METHODS |
Animals
Rats. Adult female and male Sprague Dawley rats
(200-250 gm body weight) were used in this experiment. Animals
were kept under standard laboratory conditions, with tap water and
regular rat chow available ad libitum, on a 12 hr light/dark
cycle. Twenty-four hours before being killed, a group of animals
(n = 6) under deep Ketamine (75 mg/kg) anesthesia was
fixed in a stereotaxic apparatus (David Kopf Instruments), and by the
use of a Hamilton microsyringe, a single injection of colchicine (80 µg in 20 µl of saline) was placed into the lateral ventricle to
enable perikaryal labeling of NPY. Rats were killed under ether
anesthesia by transaortic perfusion with 50 ml of heparinized saline
followed by 250 ml of fixative. The fixative consisted of 4%
paraformaldehyde, 15% saturated picric acid, and 0.08% glutaraldehyde
in 0.1% sodium phosphate buffer, pH 7.4 (PB). Brains were dissected
out, and 3-mm-thick coronal blocks containing the hypothalamus were
post-fixed for an additional 1-2 hr in glutaraldehyde-free fixative.
Fifty-micrometer-thick sections were cut on a vibratome. Sections were
rinsed in 1% sodium borohydride in PB for 15 min to eliminate unbound aldehydes.
Monkeys. Adult (3.5-4.0 kg) female and male African green
monkeys (Cercopithecus aethiops; n = 4) and
female rhesus macaques (Macacca fascicularis;
n = 2) were used. To reduce the number of primates used
for our general research, a number of other investigators used other
regions of the brain or endocrine system for nonrelated experiments.
The primate tissue was collected under animal protocols approved by the
Yale University Committee on Animal Research. Procedures described
below were performed while the animals were under deep ketamine
anesthesia. One African green monkey received colchicine into the
lateral cerebral ventricle (560 µg in 200 µl of saline). Monkeys
were killed by a transcardial perfusion of 500 ml of heparinized saline
(0.9%) followed by 2 l of fixative consisting of 4%
paraformaldehyde, 15% saturated picric acid, and 0.08% glutaraldehyde
in 0.1 M PB. The mediobasal hypothalamus was dissected out
and post-fixed for an additional 1.5 hr in glutaraldehyde-free fixative. Tissue blocks were washed and stored in 0.1 M PB
at 4°C. Fifty micrometer coronal sections were cut on a vibratome (Lancer, St. Louis, MO). After several rinses in PB, sections were
washed for 20 min in 1% sodium borohydride in PB to eliminate unbound
aldehydes. Sections processed for electron microscopy were freeze-thaw
treated in 10% sucrose and PB in liquid nitrogen to increase
permeability of the antibodies.
Light and electron microscopic single immunostaining
Hypothalamic sections were immunostained for hypocretin, NPY, or
leptin-R. Sections were incubated in one of the primary antisera [rabbit anti-hypocretin (1:2000); rabbit anti-NPY (1:14,000); or goat
anti-leptin-R (1:1000)] for 24 hr at room temperature (r.t.). After
this, the material was incubated in the appropriate secondary antibody
(biotinylated goat anti-rabbit IgG for hypocretin and NPY and
biotinylated horse anti-goat IgG for leptin-R; 1:250 in PB; Vector
Laboratories, Burlingame, CA) followed by avidin-biotin peroxidase
(ABC; 1:50 in PB; ABC Elite Kit; Vector Laboratories), both for 2 hr at
r.t. The tissue-bound peroxidase was visualized by a diaminobenzidine
reaction (15 mg of DAB and 165 µl of 0.3% H2O2 in 30 ml of PB) for 10 min at r.t. Between
each incubation step, sections were thoroughly washed (four times for
10 min each) in PB. Sections for light microscopy were mounted on
gelatin-coated slides, dehydrated, cleared in xylene, and coverslipped
in Permount. For electron microscopy, sections were osmicated (1% OsO4
in PB) for 30 min, dehydrated through increasing ethanol concentrations (using 1% uranyl acetate in the 70% ethanol for 30 min), and
flat-embedded in araldite between liquid release-coated (Electron
Microscopy Sciences, Fort Washington, PA) slides and coverslips. After
capsule embedding, blocks were trimmed, and ribbons of serial ultrathin sections were collected on Formvar-coated single slot grids and examined using a Philips CM-10 electron microscope.
Light and electron microscopic double immunostaining
Light microscopic double immunostaining for hypothalamic
hypocretin plus NPY, leptin-R, or -endorphin and NPY plus hypocretin was performed according to the following protocol. Sections were immunostained for either hypocretin or NPY using the protocol described
above. The first immunoreaction was visualized with a modified version
of the nickel-diaminobenzidine (Ni-DAB) reaction (15 mg of DAB; 0.12 mg of glucose oxidase; 12 mg of ammonium chloride; 600 µl of 0.05 M nickel ammonium sulfate; and 600 µl of 10%
-D-glucose in 30 ml of PB) for 10-30 min at r.t.,
resulting in a dark blue reaction product. After several rinses in PB,
the sections were further incubated in either rabbit anti-NPY, rabbit
anti-hypocretin, goat anti-leptin-R, or rabbit anti- -endorphin
(1:1000; Chemicon, Temecula, CA) antisera for 24 hr at 4°C, followed
by secondary antibody (goat anti-rabbit IgG for NPY, hypocretin and
-endorphin or horse anti-goat IgG for leptin-R; all diluted 1:50 in
PB) and rabbit or goat peroxidase-anti-peroxidase (PAP; 1:100 in PB), both steps for 2 hr at r.t. Between each incubation step, the sections
were rinsed (four times for 10 min each) in PB. The tissue-bound peroxidase was visualized by a DAB reaction (see above), resulting in a
light brown reaction product. The colors of the two reaction products
were easily distinguishable, and in single-stained material in which
one of the primaries was omitted, only one color was found. After
immunostaining, the sections were thoroughly rinsed in PB and processed
for correlated electron microscopy as described below.
Light and electron microscopic triple immunostaining
Sections were first incubated for 24 hr at room temperature with
a mixture of the hypocretin and leptin-R antisera for 48 hr at 4°C.
After several washes in PB, sections were incubated in biotinylated
secondary antisera (biotinylated anti-rabbit IgG for hypocretin and
biotinylated anti-goat IgG for leptin-R; 1:250 in PB; Vector
Laboratories) for 2 hr at r.t. This was followed by a 2 hr incubation
at r.t. in avidin-biotin peroxidase (1:50 in PB; ABC Elite Kit; Vector
Laboratories), and the tissue-bound peroxidase was visualized by a
Ni-DAB reaction, resulting in a dark blue to black color.
Subsequently, after several rinses in PB, sections were immunostained
further for NPY as described above using the PAP method, and the
tissue-bound peroxidase was visualized by a DAB reaction to give a
light brown reaction product. After visualization of tissue antigens,
sections were wet-mounted in PB and examined under the light
microscope. Color photographs and images were taken of
hypocretin-immunoreactive boutons making putative contact on
NPY-immunoreactive cells that contained leptin-R (Figs. 7, 8). Sections
were then osmicated, dehydrated, and embedded in araldite (see above).
Blocks were trimmed using the color picture of previously identified
cells and boutons as a guide. Ribbons of serial ultrathin sections were
collected on Formvar-coated single slot grids and examined under the
electron microscope.
To test the validity of the triple labeling, we conducted experiments
in which one or two of the primary antibodies were replaced with normal
serum. Overlaps between the different immunostainings were not seen.
More detailed descriptions of these control experiments and protocols
describing triple labeling can be found in previous reports (Horvath et
al., 1992a ,b ,c , 1993 , 1995 ; Horvath, 1997 , 1998 ).
Antisera
Rabbit antiserum against NPY was obtained from Peninsula
Laboratories (Belmont, CA; lot #029078-11). This affinity-purified polyclonal antiserum was generated against porcine NPY and has been
shown to have no cross-reaction with any other known hypothalamic peptides. Adsorption of the antiserum with NPY blocked immunostaining. We have used this antiserum extensively for the light and electron microscopic visualization of NPY in both rodents and monkeys (Horvath et al., 1992c , 1993 , 1996 ).
Antiserum against leptin-R was purchased from Santa Cruz Biotechnology
[Santa Cruz, CA; Ob-R (M-18); catalog #sc-1834]. This antiserum is an
affinity-purified goat polyclonal antiserum raised against a peptide
corresponding to amino acids 877-894 mapping at the C terminal of Ob-R
of mouse origin. This antiserum has been tested extensively by
Hakansson et al. (1998) and was found to bind to both the short and
long isoforms of leptin-R in transfected cells. In preparation for the
present study, we compared the distribution pattern of
leptin-R-immunoreactive cells in the rat and monkey arcuate
nucleus using four different antisera generated against different
portions of the mouse and human leptin-R. Each of these antisera was
from Santa Cruz Biotechnology (M-18; K-20; N-20; C-20). Although
the distribution pattern and the number of labeled cells were similar
using all four antisera, the clearest and most distinctive labeling was
achieved by the M-18 antiserum. Adsorption of the antiserum with
the target peptide blocked immunostaining (Hakansson et al., 1998 ;
Yarnell et al., 1998 ). The M-18 antiserum was also tested in Western
blot analysis. Rats were killed by decapitation. The hypothalamus was
removed and homogenized in lysis buffer containing 50 mM
Tris-HCl, pH 7.5, 50 mM MgCl2, 5 mM EGTA, 0.25% Triton X-100, and protease inhibitors
(proteinase inhibitor cocktail tablets; Boehringer Mannheim,
Indianapolis, IN) for the protein isolation. The homogenated tissues
were centrifuged at 190,000 × g for 1 hr at 4°C. The
resulting supernatant was normalized for total protein using the
bicinchoninic acid assay (BCA Protein Assay; Pierce, Rockford,
IL). Coomassie-stained SDS-polyacrylamide gels were used routinely to
evaluate the concentration and quality of the extracts. Western blots
were performed using 10% SDS-polyacrylamide gels run on a minigel
apparatus; 30 µg of protein was loaded per lane. The gels were
transferred to polyvinylidene fluoride (PDVF; Millipore, Bedford, MA)
membranes by electroblotting overnight (30 V). The filters were blocked
in 5% nonfat dry milk and 0.1% Tween 20 for 1 hr at room temperature.
Blots were then incubated with rabbit anti-leptin-R diluted in TBS
Tween 20 (TTBS; 20 mM Tris and 137 mM NaCl, pH
7.6) for 1 hr at r.t. Membranes were washed three times for 10 min each
in the same buffer and were incubated for 1 hr with horseradish
peroxidase-conjugated rat anti-goat IgG (Vector Laboratories) diluted
1:10,000 in TTBS. Subsequently, the blots were washed five times for 10 min each in the same buffer. Immunoreactive proteins were revealed
using the enhanced chemiluminescence method (ECL; Amersham, Arlington Heights, IL). This analysis revealed multiple bands at ~120 and 130 kDa (short isoforms) and ~200 kDa (see Fig.
1F2) and faint minor bands below 120 kDa. The 200 kDa
bands correspond to the appearance of the long isoform in Western blot
analysis (Bjorbaek et al., 1997 ; Ghilardi and Skoda, 1997 ).
Hypocretin antisera were made against the neuroactive peptide
hypocretin 2 (orexin B; van den Pol et al., 1998 ). Hypocretin 2 was
conjugated to keyhole limpet hemocyanin with glutaraldehyde and
injected into three albino rabbits. Each of the three rabbits made
antisera that stained the same cells in the lateral
hypothalamus-perifornical area. Omission of the primary antisera
resulted in no staining. Preadsorption of the antisera with the antigen
blocked immunostaining. The pattern of cell body immunostaining was
similar to that seen with two antisera made against different antigens,
the C-terminal inactive fragment of preprohypocretin and the entire
preprohypocretin sequence (de Lecea et al., 1998 ). The cells stained
with the antisera used in the present study appeared to be the same
cells labeled by in situ hybridization with a
preprohypocretin mRNA probe (Gautvik et al., 1996 ; de Lecea et al.,
1998 ).
The antiserum against -endorphin has been characterized elsewhere
(Mezey et al., 1985 ). We have used this antiserum extensively for the
light and electron microscopic visualization of hypothalamic opiate
cells (Horvath et al., 1992a ,b ,c , 1995 ).
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RESULTS |
Single immunolabeling for hypocretin, NPY, and leptin receptor
Hypocretin in the hypothalamus
The overall pattern of hypothalamic hypocretin immunolabeling in
monkey corresponds to what we find in the rat, which has been described
previously (de Lecea et al., 1998 ; Sakurai et al., 1998 ) (Fig.
1). Hypocretin-immunoreactive perikarya
were similar in both primate species to that found in the rat; labeled
cells were present in the lateral hypothalamus-perifornical
region and, to a lesser extent, in the dorsomedial hypothalamus (Fig.
1G-I). The projection field of primate hypocretin
neurons within the hypothalamus was also similar to that of the rat.
Interestingly, although hypocretin-immunoreactive axons were found in
the VMH, they did not show the abundance of terminal boutons found in
the arcuate nucleus.

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Figure 1.
Hypocretin, neuropeptide Y,
pro-opiomelanocortin, and leptin receptor immunoreactivity in the rat
and monkey arcuate nucleus. A-D, Hypocretin
(HCRT)-immunopositive fibers and boutons
(black arrows) in the rat (A,
B) and monkey (C, D)
arcuate nucleus (ARC). E, Neuropeptide Y
(NPY)-immunoreactive cell (curved
arrow) and processes in the arcuate nucleus of a monkey.
F1, Leptin receptor (LR) immunoreactivity
(arrowhead) in a cell of the rat arcuate nucleus.
F2, A representative Western blot of hypothalamic tissue
showing distinct bands labeled with the LR antiserum at
~200 kDa. LRb, Long leptin receptor isoform.
G-I, Neurons immunoreactive for hypocretin
(HCRT) in the perifornical region
(PeF) of a monkey (G, H)
and a rat (I). H, High
magnification of the boxed area on G.
f, Fornix; DM, dorsomedial hypothalamic
nucleus; LH, lateral hypothalamus; III,
third ventricle. Scale bars (in C and
G-I): 5 µm (A-F1); 100 µm.
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To compare the relative density of hypocretin-immunoreactive axons, we
used a stereological analysis of intersections of immunoreactive axons
in sections with a test grid composed of square grid lines 20 micrometers apart. We placed this grid in random orientations in six
regions (arcuate, ventromedial, dorsomedial, and paraventricular nuclei; lateral hypothalamus; and different layers of the motor cortex)
of three monkey brains to determine the relative axon density of
hypocretin-immunoreactive axons in the different regions. The most
abundant network of hypocretin-containing axons was present in the
arcuate nucleus. When compared with other feeding-related hypothalamic
sites, the number of axonal processes in the arcuate nucleus was more
than twice that found in areas within the hypothalamus including the
ventromedial nucleus, the lateral hypothalamus-perifornical region,
the dorsomedial nucleus, and the paraventricular nucleus (Fig.
2). Although a small number of hypocretin
axons were found in the cortex, the density was <2% of the density in
the arcuate nucleus (Fig. 2). Thus, of the areas studied, the
innervation of the arcuate nucleus appeared to be the highest. We also
examined the number of boutons in the same areas (Fig. 2) and found
that within the test region (square with 100 µm edge), on one focal plane, the highest number of boutons could be found in the arcuate nucleus (253 ± 62) followed by the dorsomedial nucleus (68 ± 18), the paraventricular nucleus (51 ± 13), the lateral
hypothalamus (47 ± 16), the ventromedial nucleus (23 ± 8),
and the cortex (3 ± 3 SEM).

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Figure 2.
Hypocretin bouton density. These micrographs show
the relative bouton density of hypocretin-immunoreactive axons
(white arrows) in six different brain regions of the
monkey. Additional boutons were found in other planes of focus.
A, Arcuate nucleus (ARC).
B, Ventromedial nucleus (VMH).
C, Lateral hypothalamus (LH).
D, Dorsomedial nucleus (DMH).
E, Paraventricular nucleus (PVN).
F, Cortex. Width of each micrograph, 200 µm.
G, Axon intersections with test grid (mean of three
counts in each of three monkeys. H, Hypocretin
(HCRT)-immunoreactive boutons per test square
that is 100 µm per side at one plane of focus. Error bars indicate
SEM.
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In both rats and monkeys, colchicine treatment increased the staining
intensity but not the overall distribution pattern of hypocretin
perikarya. In both rats and monkeys, in the electron microscope,
hypocretin-immunoreactive axons were found to establish predominantly
asymmetric synaptic contacts on cell bodies, proximal and distal
dendrites, and dendritic spines in the arcuate nucleus (see Figs.
4-8). Frequently, hypocretin axons that established synaptic contacts
with dendrites or cell bodies were in direct lateral apposition to
other unlabeled boutons that were also synapsing on the same
postsynaptic element (see Fig.
4C,D,F). Such
axoaxonic contacts were observed between hypocretin-immunoreactive
boutons as well (see Fig. 4E). In the lateral
hypothalamus, hypocretin-immunoreactive axons made synaptic contact
with perikarya that were also immunoreactive for hypocretin, suggesting
that hypocretin cells send recurrent collaterals to other hypocretin
cells, a possible substrate for orchestration of cellular behavior.
Leptin receptor in the arcuate nucleus and perifornical area of the
rat and monkey
Immunostaining for leptin-R, using the antiserum corresponding to
amino acids 877-894 mapping at the C terminal of mouse leptin-R, showed the same pattern of distribution in the arcuate nucleus (Fig.
1F1) reported previously by Hakansson et al. (1998)
using the same antiserum. As reported previously (Hakansson et al., 1998 ; Yarnell et al., 1998 ), leptin-R-like immunoreactivity was widely
distributed in the monkey and rat brain including the choroid plexus,
cerebral cortex, hippocampus, thalamus, and hypothalamus. In the
hypothalamus, leptin-R-like immunostaining was the strongest in the
arcuate nucleus and the parvicellular division of the
paraventricular nucleus and dorsomedial nucleus. Immunoreactivity was
also found in the periventricular area, preoptic area, and VMH. A group
of cells in the lateral hypothalamus-perifornical region also showed leptin-R-like labeling (Fig.
3N,O). The immunolabeling in
many hypothalamic cells associated with the Golgi apparatus
suggests a high level of leptin-R synthesis (Figs. 3N, 4-8)
or an affinity of the antiserum to leptin-R or a precursor during its
processing in the Golgi apparatus (Diano et al., 1998a ). Western blot
analysis of rat hypothalamic tissue confirmed the conclusions of
Hakansson et al. (1998) that the leptin-R antiserum (M-18; Santa Cruz
Biotechnology) recognizes both the short and long leptin-R isoforms
(see Materials and Methods; Fig. 1F2).

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Figure 3.
Hypocretin, NPY, and leptin receptor
immunoreactivity in the rat and monkey lateral
hypothalamus-perifornical region. A-C, E, F, Light
brown, NPY-producing dendrites and cell bodies (open
yellow arrows) in close proximity to black,
HCRT-labeled putative boutons (black arrows) in the rat
(A, C) and monkey (B, E, F)
arcuate nucleus. The cell shown in F is the same as in
E but at a different focal plane. G,
Black, HCRT axon terminals (black arrows);
light brown, NPY-containing axon terminal (open
yellow arrows) in the monkey paraventricular nucleus. D,
H, Black, HCRT axons (black arrows) in close
proximity to cell bodies immunolabeled for POMC product -endorphin
(curved red arrows) in the rat (D)
and monkey (H) arcuate
nucleus. I, J, Light brown, HCRT-producing neural
perikarya in close apposition with black, NPY-containing
boutons (yellow arrows) in the perifornical
region of a monkey (I) and a rat
(J). L, M, Neurons in the
perifornical region of a monkey (L) and rat
(M) containing homogeneously distributed,
light brown reaction product representing HCRT
immunoreactivity (open black arrows). N,
Cells in the perifornical region of a rat containing
black reaction product associated with distinct
intracellular leptin-R (LR) immunoreactivity
(arrowheads). O, Neurons in the
perifornical region of a rat expressing immunoreactivity for both HCRT
(light brown reaction product; open black
arrows) and LR (black reaction product;
arrowheads). K, P, Q, Black,
HCRT-containing axon terminals (arrowhead on
K, long arrows on P,
Q) in close contact with light brown,
NPY-producing dendrite (long arrow on
K) and cell bodies (yellow
arrows on P, Q). The NPY cells on
P and Q also immunolabeled for LR
(arrowheads). These exact cells and connections were
processed for electron microscopy, which can be seen in Figures 4,
C, D, and F (3K), 7 (3P), and 8 (3Q). Scale
bars: F, Q, 5 µm; I, 10 µm.
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NPY cells and axons
NPY-labeled perikarya were poorly visible in the rat hypothalamus
in the absence of colchicine treatment. When colchicine was given to
block axonal transport and to allow a buildup of the peptide in the
cell body, NPY-immunoreactive cell bodies and dendrites were observed
in the medial parts of the arcuate nucleus. No overlap was found
between hypocretin-immunoreactive perikarya and NPY-immunoreactive
perikarya, indicating the two peptides were not colocalized in the same
cell. A dense network of NPY-immunoreactive axons and axon terminals
was found throughout the hypothalamus. Immunoreactivity was stronger in
the medial hypothalamus than in the lateral hypothalamus. In both
monkey species, NPY-immunopositive cell bodies were detected in the
ventromedial and lateral part of the arcuate nucleus without colchicine
treatment. An abundant network of NPY axons was observed in the medial
preoptic area, ventro- and dorsomedial hypothalamic nuclei, arcuate
nucleus, paraventricular nucleus, anterior and lateral hypothalamic
areas, and the periventricular area. These observations in rats and
monkeys are consistent with previous descriptions of the hypothalamic NPY system (Guy and Pelletier, 1988 ; Pelletier, 1990 ; Horvath et al.,
1992c , 1993 , 1996 ).
Multiple labeling
For studies of multiple labeling, different color chromogens were
used for the light microscopic examination (brown and dark blue-black).
After a single bouton of one color was identified making putative
contact with a cell of another color, an ultrastructural analysis was
then used to study the same identifiedbouton by electron microscopy
(EM). Under EM, the labeling in the bouton, which had been brown in the
light microscope (Fig. 3G, yellow arrows),
was diffuse and light (see Fig. 7C), whereas the bouton with
dark blue-black label (Fig. 3G, black
arrows) was very dense black with bright clear vesicles (see
Fig. 7C).
Hypocretin axons synapse on NPY cells
In the arcuate nucleus of both rats and monkeys, close apposition
was observed between dark black hypocretin-immunoreactive axon
terminals and light brown NPY-immunopositive cell bodies and proximal
dendrites (Figs. 3A-C,E-G,K,
4C,D,F).
The cell body and proximal dendrites were contacted by as many as
10-12 hypocretin boutons (Fig. 3E,F). If the same
high level of interaction exists on distal dendrites that are 15-20
times longer than the short length of proximal dendrites labeled with
NPY antisera (van den Pol and Cassidy, 1982 ), some NPY neurons could
receive synaptic contact from many more hypocretin-containing boutons.
We examined the frequency of hypocretin contacts on NPY cells in the
primate material only, because colchicine was not needed for the
visualization of NPY-immunoreactive perikarya in the primate brain. In
the rat, however, colchicine is necessary for perikaryal labeling of
NPY that, in turn, compromises the fiber staining of hypocretin and thus renders the quantitation of hypocretin axons useless. An axosomatic or axodendritic contact was noted only if a bouton-like structure was in close proximity to a cell body or dendrite and was
found as a continuation of its axon by changing the focus plane. Of 500 NPY-immunoreactive cells, 354 (70%) were contacted by
hypocretin-immunoreactive axon terminals. This is probably a
significant underestimate of the true percentage of contacts (see
below), because our investigation was limited to the cell bodies and
proximal dendrites of NPY-producing cells and could not detect
hypocretin terminals contacting distal NPY dendrites and their spines
that do not show NPY immunoreactivity.

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Figure 4.
Synaptic interaction between hypocretin boutons
and leptin receptor- or neuropeptide Y-producing neurons in the
arcuate nucleus. A, B, Hypocretin
(HCRT)-containing axon terminals establishing
asymmetric (arrowheads on A) synaptic
contacts with neuronal perikarya expressing leptin receptor
(LR) immunolabeling associated with Golgi cisternae
(black arrows) in the rat (A) and
monkey (B) arcuate nucleus. C,
D, F, Correlated light (C,
see color on Fig. 3K) and electron
(D, F) micrographs demonstrating
that the black HCRT axon terminal
(arrowhead on C) in contacting an
NPY-containing dendrite establishes an asymmetric synapse
(arrowheads on D) on this
NPY dendrite. On D, an unlabeled axon
(A) next to the HCRT-labeled
bouton also makes an asymmetric synapse on the same postsynaptic
target. F is an underexposed, higher magnification of
D revealing the intimate relationship between the
HCRT-labeled and unlabeled (A)
presynaptic terminals. Note the apparent membrane specialization
between these boutons (arrowheads). E,
Close apposition between two HCRT-immunolabeled axon
terminals in the rat arcuate nucleus. Scale bars: C, 5 µm; A, D, E, 1 µm;
B, F, 1 µm.
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When EM was used to determine whether an actual synaptic relationship
was present between hypocretin axons and NPY cells, we found abundant
presynaptic hypocretin-immunoreactive boutons (labeled dense black)
making asymmetric Gray type I synaptic contacts, typical of excitatory
synapses, on NPY-immunoreactive cell bodies and proximal dendrites that
showed a diffuse light immunolabeling (Figs. 3K,
4C, D). The hypocretin-immunoreactive presynaptic
axon contained many small, clear, round synaptic vesicles, also typical of excitatory synapses, and an occasional mitochondrion. These data
provide direct evidence of a projection from hypocretin cells to
NPY-containing cells in the arcuate nucleus.
Detection of boutons by light microscopy is suggestive of synaptic
interaction, but in the final analysis, only EM can detect the synapse.
The number of boutons could be an overestimate of the number of
synapses if some boutons are not involved in synaptic interaction but
could represent an underestimate if more than one synapse is made by a
single bouton. To correlate the ratio of the number of hypocretin
boutons detected at the light microscopic level with the actual number
of synapses they established in the arcuate nucleus where NPY cells are
located, we randomly selected 90 hypocretin-labeled boutons in trimmed
blocks of embedded sections from three monkeys (3 monkeys × 30 boutons each). EM analysis of serial sections of these boutons revealed
that these 90 boutons established 145 synapses. Multiple synapses
established by the same axon were confirmed if the postsynaptic
membrane specializations were clearly separate or if two synaptic
membrane specializations were clearly apart from each other and did not
merge. Of the 145 synapses, 71 were made between HCRT boutons and
NPY-immunoreactive postsynaptic elements. The ratio of axodendritic to
axosomatic hypocretin synapses on NPY postsynaptic neurons was ~4:1
(56 axodendritic vs 15 axosomatic).
In our analysis of axon terminals, we often found adjacent axon
terminals, with one axon containing immunoreactivity for NPY and the
other containing that for hypocretin (Figs. 3G,
7C). Some of these pairs contacted a common
NPY-immunoreactive perikaryon. This close juxtaposition may be relevant
if presynaptic axons contain HCRT receptors, suggesting that HCRT could
have a direct effect on an adjacent axon. It is also relevant to our
previous finding that many hypothalamic axon terminals do contain
functional NPY receptors that modulate transmitter release (Chen and
van den Pol, 1996 ; van den Pol et al., 1996 ); if HCRT terminals do express NPY receptors, then release could be modulated by presynaptic NPY receptors.
NPY axons contact hypocretin cells in the lateral hypothalamus
NPY-immunoreactive axons were abundant in the lateral
hypothalamus-perifornical region in both rat and primate brains. In these sites, numerous NPY-immunoreactive boutons were in close proximity to hypocretin-immunopositive perikarya (Fig.
3I,J). Under the electron microscope, synapses could
be detected between these NPY boutons and hypocretin cells (data not
shown). These may represent a feedback from the NPY neurons of the
arcuate nucleus, the primary source of NPY-containing neurons in the
hypothalamus, but could also represent NPY fibers from other brain
areas, including different brain stem nuclei.
Hypocretin axons terminate on
pro-opiomelanocortin-producing cells
NPY has been shown to enhance feeding, and above, we described the
direct synaptic innervation of NPY cells by hypocretin axons. Another
group of cells in the arcuate nucleus that also plays a role in feeding
is the pro-opiomelanocortin (POMC) cells (Morley et al., 1983 ; Fan et
al., 1997 ). These cells make melanocortin, -endorphin, and ACTH from
the same precursor, and all three peptides are coexpressed in the same
cells (Mezey et al., 1985 ) and can be detected with antisera against
one or another of these peptides. Double labeling for hypocretin and
pro-opiomelanocortin cells (using -endorphin antiserum) revealed
boutons of hypocretin axons making contact with pro-opiomelanocortin
cells (Fig. 3D,H). Although these contacts are
suggestive of synaptic contact, we have not verified this by EM.
Hypocretin axons in synaptic contact with neurons containing
leptin-like immunoreactivity
In all regions of the rat and monkey hypothalamus where
leptin-R-like immunoreactivity was detected (see above),
hypocretin-immunoreactive boutons were in close apposition to
leptin-R-containing cells. Ultrastructural analysis of boutons
identified at the light microscope level showed
hypocretin-immunoreactive boutons making asymmetric synaptic contact
with arcuate neurons immunoreactive for leptin-R (Figs.
4A,B,
5). Because leptin is released by adipose
tissue into the vascular system, it is of interest that arcuate neurons with leptin-R-like immunoreactivity that received hypocretin
innervation were frequently observed in the immediate vicinity of
capillaries (Fig. 5).

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Figure 5.
A hypocretin axon innervates a leptin
receptor-containing neuron of a rat. A-C, Correlated
light (B) and electron (A,
C) micrographs of a leptin receptor
(LR)-containing (arrowheads on
A, B) neuron in close proximity to a
capillary vessel (V on A,
B) and a hypocretin (HCRT)-labeled
bouton (black arrows on A-C).
C is a high-power magnification electron micrograph
showing that the HCRT bouton indicated on
A and B establishes synaptic contact
(arrowheads on C) on the
LR-containing perikaryon. Scale bars: B,
10 µm; A, C, 1 µm.
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In the lateral hypothalamus-perifornical region,
hypocretin-immunoreactive boutons established asymmetric synapses on
leptin-R-containing cells that expressed cytoplasmic labeling for
hypocretin (Fig. 6), suggesting that
local axon collaterals connect hypocretin neurons.

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Figure 6.
A hypocretin axon innervates a hypocretin neuron
containing leptin receptor. A-I, Correlated light
(B) and electron (A,
C-I) micrographs demonstrating that a neuron in
the perifornical region of a female rat contains homogeneously
distributed cytoplasmic immunoperoxidase (HCRT immunoreactivity;
black arrows on B) that is associated
with the endoplasmic reticulum and ribosomes (black
arrows on A), contains Golgi-associated leptin
receptor (LR) labeling (arrowheads on
A, B), and is in close proximity to an
axon terminal that contains HCRT immunolabeling
(black arrows on A, B).
C is a high-power magnification of the boxed
area on A. Consecutive serial ultrathin sections
of this axon (D-I) reveal a synaptic membrane
specialization between this HCRT bouton and
HCRT perikaryon (arrowheads on
I). d and/or m
indicate the same dendrite (d) and/or
mitochondrion (m) for orientation. Scale bars:
B, 10 µm; A, 1 µm;
C-I, 1 µm.
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NPY cells with leptin receptor immunoreactivity receive synapses
from hypocretin neurons
The differential subcellular distribution of leptin-R and
hypocretin or NPY and the availability of antisera generated in different species against hypocretin or NPY and leptin-R made it
possible to achieve the visualization of these three antigens in the
same tissue section by both light and electron microscopy (Figs.
3P,Q, 7,
8). Because leptin-R immunoreactivity is
not present in axon terminals and hypocretin immunoreactivity is absent
from cell bodies of the arcuate nucleus, the same chromogen (dark
blue-black Ni-DAB reaction) was used for visualization of hypocretin
(axons) and leptin-R (cell bodies) (Figs. 3P,Q, 4-8).
NPY-producing cells were visualized using a different color, a light
brown chromogen (Figs. 3P,Q, 7, 8). In accordance with the
observations of Hakansson et al. (1998) , who used the same leptin-R
antiserum that we did, all NPY-producing perikarya that we examined in
the dorsomedial arcuate nucleus expressed immunoreactivity for
leptin-R. Frequent close appositions were observed between hypocretin
axons and the perikaryal membrane of NPY-immunoreactive cells that
contained leptin-R in both rats and monkeys (Fig. 3P,Q).
Many contacts were found between hypocretin-immunoreactive axon
terminals and the perikaryal membrane of leptin-R-containing NPY cells
(Fig. 7). Serial ultrathin sections of these contacts revealed the
typical asymmetric type of synaptic contacts between
hypocretin-immunoreactive axons and postsynaptic NPY neurons that
expressed leptin-R immunoreactivity (Fig. 8).

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Figure 7.
A hypocretin axon contacts a
neuropeptide Y neuron containing leptin receptor in the rat arcuate
nucleus. A, B, Correlated light
(A; see color on Fig. 3P)
and electron (B) micrographs demonstrating that
in the rat arcuate nucleus, a black hypocretin
(HCRT)-labeled axon terminal (black
arrow on A) contacts (black
arrow on B) a light brown
neuropeptide Y (NPY)-immunoreactive perikaryon
(curved yellow arrow on A) that contains
black Golgi-associated leptin receptor
(LR) labeling (arrowheads on
A, B). An unlabeled glial cell is seen to
the left of the NPY-immunopositive
neuron. C, Electron micrograph illustrating the distinct
difference between the ultrastructural appearance of NPY
(arrow) and HCRT
(arrowhead) immunoreactivity. Scale bars:
A, 10 µm; B, 1 µm; C,
0.5 µm.
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Figure 8.
Hypocretin axons in synaptic contact with
neuropeptide Y neurons containing leptin receptor in the monkey arcuate
nucleus. A-D, Correlated light (A; see
color on Fig. 3Q) and electron
(B-D) micrographs demonstrating that in the
monkey arcuate nucleus, two (arrows labeled
1 and 2 on A,
B) black-colored hypocretin
(HCRT) axon terminals are in close apposition to
light stained neuropeptide Y
(NPY)-containing neurons (curved
arrows on A) HCRT axon 1 contacts
a light NPY perikaryon that also expresses
Golgi-associated black leptin receptor
(LR) labeling (arrowheads on
A-C). C and D are
high-power magnifications of the boxed regions on
B demonstrating that both HCRT boutons 1 and 2 establish asymmetric synaptic contacts (arrowheads
on C, D) on the NPY- and
leptin receptor-containing cell body (C) and on
the NPY-containing dendrite (D).
Note the abundance of mitochondria in the
HCRT-containing axon terminal on D. Scale
bars: A, 10 µm; B-D, 1 µm.
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DISCUSSION |
By the use of correlated double and triple label light and
electron microscopic analysis, the present study provides direct evidence of synaptic contact between the hypocretin and NPY-producing neural systems of both the rodent and primate hypothalamus.
Furthermore, both the hypocretin-containing neurons and the
NPY-producing postsynaptic targets of hypocretin axon terminals
in the arcuate nucleus express leptin receptor immunoreactivity.
Leptin receptor immunostaining
The leptin-R antiserum we used binds to both long and
short isoforms of the leptin receptor as revealed by Hakansson et al. (1998) and by our Western blot analysis. Thus, the possibility that
some of the cells we visualized contained leptin-R with a reduced
signaling capacity cannot be excluded. However, according to in
situ hybridization studies, the active form of the leptin-R is
dominant in the arcuate nucleus and the lateral hypothalamus (Mercer et
al., 1996a ; Lollmann et al., 1997 ; Elmquist et al., 1998 ). Furthermore,
recent evidence from different laboratories revealed that short leptin
receptor isoforms retain signaling abilities to induce transcriptional
events (Bjorbaek et al., 1997 ; Murakami et al., 1997 ; Yamashita et
al., 1998 ). Therefore, our demonstration of leptin-R immunoreactivity
in different hypothalamic cells may represent cells that are influenced
by circulating leptin. However, because multiple bands were recognized
by this antiserum and others showed that leptin receptors travel with
multiple bands in Western blots (Bjorbaek et al., 1997 ; Ghilardi and
Skoda, 1997 ), it is also possible that some of the immunostaining we
detected may be related to processed or premature nonfunctional
leptin-R or some other protein with a sequence similarity. The
appearance of leptin-R immunoreactivity in the Golgi apparatus could
also reflect a high turnover of leptin-R in the hypothalamus (Diano et
al., 1998a ). Supporting the notion that leptin could reach cells in the
lateral hypothalamus where hypocretin cell bodies are located but the
blood-brain barrier exists, recent studies have revealed leptin
receptors in capillaries (Bjorbaek et al., 1998 ; Sierra-Honigmann
et al., 1998 ). In particular, mRNA of the short leptin-R isoform was
detected in vessels of the lateral hypothalamus, and the suggestion was
made that these leptin-binding elements could provide a transport
mechanism for leptin to pass the blood-brain barrier (Bjorbaek et
al., 1998 ).
Evolutionary conservation of the hypocretin system in rodents
and primates
Within the hypothalamus, the general innervation patterns and the
location of the hypocretin-immunoreactive cell bodies were relatively
similar in both the rodents and primates. Importantly, the strong
innervation by hypocretin-immunoreactive axons of NPY cells that
contained leptin-R was found in both rats and primates, suggesting that
this synaptic interaction has been conserved over long periods of
mammalian evolution, and this finding underlines the potential
importance of this hypothalamic circuit. In both species, blocking
axonal transport of the peptide with colchicine enhanced the intensity
of cellular and dendriticlabeling but did not reveal
hypocretin-immunoreactive neuronal perikarya in other regions of the
brain outside the lateral hypothalamic area, thus providing further
support for the interpretation that the hypocretin axons in the arcuate
nucleus that innervate the leptin-R-containing NPY neurons originate
solely from cell bodies in the lateral hypothalamus and perifornical
area, as originally described (de Lecea et al., 1998 ; Sakurai et al.,
1998 ).
Hypocretin synapses in the arcuate nucleus
Hypocretin axons made asymmetric synapses on NPY cells that
contained leptin-R immunoreactivity. Asymmetric synapses are considered to be indicative of an excitatory signal transmission (Eccles, 1964 ). This is consistent with electrophysiological reports that hypocretin evokes an increase in synaptic activity in hypothalamic neurons (de Lecea et al., 1998 ). A stimulatory action of hypocretin on
arcuate nucleus NPY cells is also consistent with the robust induction
of feeding induced by intraventricular administration of hypocretin
(Sakurai et al., 1998 ). This stimulatory effect of hypocretin or orexin
on rat feeding behavior has been confirmed recently by other
researchers (Dube et al., 1998 ; Jain et al., 1998 ). Substantial
increases in food intake are also induced by hypothalamic NPY in the
rat (Clark et al., 1984 ; Stanley et al., 1985 ). Furthermore, periods of
starvation cause an increase in hypocretin mRNA (Sakurai et al., 1998 )
and NPY levels (Sahu et al., 1988 ). Together, these data suggest that
in the rat, hypocretin may act to increase food intake, at least in
part, by enhancing the activity of the arcuate nucleus NPY system.
Furthermore, fasting-induced c-fos expression in the monkey
hypothalamus is present in lateral hypothalamic hypocretin-producing
perikarya as well as in postsynaptic targets of hypocretin axons (Diano
et al., 1998d ), providing evidence that in the primate hypothalamus,
similar to rodents, hypocretin may participate in the regulation of
energy homeostasis.
Presynaptic interactions of hypocretin axons in the
arcuate nucleus
Hypocretin boutons making synaptic contact with arcuate nucleus
NPY cells were frequently in a close relationship to other boutons
establishing asymmetric contacts on the same postsynaptic target.
Similar axonal appositions were found making synaptic contact with
neurons of uncharacterized transmitter phenotype. That the proximity of
these axons was not simply a circumstance of probability was suggested
by the novel finding of membrane specializations between pairs of
presynaptic boutons. This pairing of hypocretin axon terminals with
other stimulatory axons raises the possibility that hypocretin might
act presynaptically to enhance the release of other excitatory
orexigenic peptides and neurotransmitters, including melanin
concentrating hormone (MCH) and glutamate. In fact, all fast excitatory
synaptic input to the arcuate nucleus appears to arise from
glutamatergic neurons (van den Pol et al., 1990 ; van den Pol and
Trombley, 1993 ), with some arising within the arcuate nucleus (Belousov
and van den Pol, 1997 ). The idea of axoaxonic interaction is supported
by our whole-cell recording experiments showing that hypocretin
increased the frequency of miniature EPSCs and IPSCs in the presence of
tetrodotoxin and supporting the view that hypocretin can increase the
release of glutamate or GABA by hypocretin receptors on presynaptic
terminals of hypothalamic neurons (van den Pol et al., 1998 ). These
possibilities for the amplification by hypocretin of the input to
arcuate NPY neurons could explain further the effect of hypocretin
administration on feeding (Sakurai et al., 1998 ).
Leptin receptors, hypocretin cells, and synapses in the
lateral hypothalamus
The fact that arcuate neurons express functional leptin-R
is supported by several independent lines of evidence (Mercer et al.,
1996a ,b ; Guan et al., 1997 ; Lollmann et al., 1997 ; Elmquist et al.,
1998 ). Our data indicate that hypocretin cells in the lateral
hypothalamus also express leptin receptors, consistent with
localization of leptin-R mRNA in this region (Mercer et al., 1996b ;
Elmquist et al., 1998 ). The functional nature of leptin receptors in
the hypocretin neurons remains to be clarified. However, if
functionally active, hypocretin neurons may be able to detect this
signal from adipose tissue. Another indicator of metabolic state is
glucose. Previous studies have shown that some neurons in the lateral
hypothalamus have a unique sensitivity to glucose that reduces
electrical activity (Oomura, 1983 ). Because these glucose-sensing cells
were found in the same part of the lateral hypothalamus in which
hypocretin cells are located, this raises the possibility that
hypocretin neurons themselves may express both glucose and leptin
receptors; this remains to be tested physiologically. Recurrent
collaterals from hypocretin axons make asymmetric synaptic contact with
hypocretin-immunoreactive cells; recurrent collaterals may act to
synchronize the activity of these neurons. Increased hypocretin
synthesis during food deprivation (Sakurai et al., 1998 ) may serve to
enhance the output intensity of hypocretin neurons both at their
postsynaptic NPY/leptin-R target neurons in the arcuate nucleus and by
feedback excitation on the population of hypocretin neurons in the
lateral hypothalamus. The fact that we find a large number of
hypocretin terminals in synaptic contact with other neurons of the
lateral hypothalamus suggests that even if hypocretin does not sense
these metabolic indicators directly, hypocretin neurons are in an
excellent position to modulate excitability of other neurons that may
have these sensing capabilities. Other such lateral hypothalamic
systems may include neurons synthesizing MCH (Bittencourt et al.,
1992 ), a peptide that also stimulates food intake and is upregulated in
ob/ob mice (with no leptin production) and after fasting (Qu et al.,
1996 ). An interaction of hypocretin with MCH in the lateral
hypothalamus and in the arcuate nucleus (see above) may also be an
important component of metabolic regulations. Further studies are
needed to clarify this hypothesis.
Hypocretin-NPY signaling in metabolic regulations
When mice or rats lack leptin or its receptors, they become
extremely obese (Campfield et al., 1995 ; Halaas et al., 1995 ; Pelleymounter et al., 1995 ), suggesting that leptin acts to inhibit food intake regulated by the brain. Increased circulating leptin levels
inhibit the arcuate nucleus NPY neurons (Stephens et al., 1995 ;
Schwartz et al., 1996a ). Of importance is the observation that when
leptin-deficient mice are crossed with NPY knock-out mice, the absence
of NPY ameliorates the obesity, underlying the potential importance and
interaction of NPY and leptin in the regulation of feeding. However,
although NPY knock-out reduces the obesity, it does not eliminate it
totally, indicating other transmitters are involved in the signal from
leptin-receptive neurons. One reason for this could be that hypocretin
cells compensate for the loss of NPY by increasing their own activity.
This may be enhanced further by leptin signaling directly at receptor
expressed by hypocretin cells, as described in Results. In fact,
because NPY can inhibit the release of the excitatory transmitter
glutamate from hypothalamic axons (van den Pol et al., 1996 ), the loss
of NPY in fibers that innervate hypocretin cells may lead to an
increased activity in those cells, which then may increase feeding.
However, it should be noted that the NPY innervation of the lateral
hypothalamic HCRT cells may derive from different regions, including
the arcuate nucleus, brainstem catecholaminergic cells, and the
intergeniculate leaflet of the lateral geniculate body (Everitt and
Hokfelt, 1989 ; Horvath, 1998 ). Nevertheless, although NPY is absent
from hypothalamic cells in these knock-out animals, there are probably
other transmitters in the same cell where NPY has been deleted. Because
hypocretin activity may remain tightly coupled to the metabolic state,
the same neuronal circuits that are stimulated in normal animals may be
regulated adequately by hypocretin in NPY knock-out mice, as well. For
example, a population of neurons that produce NPY in the arcuate
nucleus also contains GABA (Horvath et al., 1997 ) that itself can
stimulate feeding if administered into the paraventricular nucleus or
the cerebral ventricles (Grandison and Guidotti, 1977 ; Kelly et al.,
1977 ; Morley et al., 1981 ). An increased release of GABA from these
neurons by enhanced stimulation of hypocretin neurons may be sufficient
to adjust feeding behavior to subtle changes in metabolic state but
requires NPY as well to respond to more drastic changes. In addition,
compensatory adjustments in other hypothalamic orexigenic and
anorexigenic signals may also be expected in the NPY knock-out animals.
For example, although not the primary focus of the present study, we
also found many boutons from hypocretin axons in contact with opiate
cells, another type of arcuate nucleus neuron involved in the
regulation of daily energy homeostasis and other hypothalamic
regulations. Thus, hypocretin appears to innervate at least two arcuate
nucleus cell types, the NPY and pro-opiomelanocortin cells, both of
which have been strongly implicated in the central regulation of energy
homeostasis and endocrine mechanisms (Morley et al., 1983 ; Clark et
al., 1984 ; Stanley et al., 1985 ; Fan et al., 1997 ).
Hypocretin-NPY signaling in endocrine regulations
It is interesting to note that although hypocretin has gained
attention for its putative role in regulating feeding (Sakurai et al.,
1998 ), the finding that synaptic activity to physiologically identified
neuroendocrine neurons in the arcuate nucleus is enhanced by hypocretin
suggests that this peptide may play a role in endocrine regulations
(van den Pol et al., 1998 ). This is consistent with another role of NPY
in the arcuate nucleus, that is, the central regulation of anterior
pituitary hormones (McDonald et al., 1987 ; Leibowitz, 1991 ; Kalra and
Crowley, 1992 ; McDonald and Koenig, 1993 ). In fact, a recent report
revealed that in parallel with its effect on feeding, intraventricular
administration of hypocretin elevates circulating luteinizing hormone
levels (Jain et al., 1998 ). Furthermore, during fasting, the activation
of arcuate nucleus NPY cells has been suggested to underlie suppressed
thyrotropin-releasing hormones and thyroid-stimulating hormone
production (Harfstrand et al., 1987 ; Legradi et al., 1997 ; Diano et
al., 1998b ,c ). Therefore, our present observation of the hypocretin
innervation of arcuate nucleus NPY cells may provide a signaling
modality via which hypocretin could regulate endocrine systems.
Conclusions
Our work has suggested a circuit within the hypothalamus that ties
together three systems that individually have been shown to participate
in energy homeostasis and endocrine regulations. Ultimately, the
question remains as to how the hypothalamus regulates energy
homeostasis and food intake. Although there is no simple answer, the
role of the hypothalamus as a hub that can integrate information from
many different neuronal and blood-derived sources and can then send
complex signals to both regions of the brain controlling motivation and
behavior, as well as areas of the endocrine hypothalamus and autonomic
nervous system that send and receive signals from all the organ systems
involved in metabolic regulation, is probably central. Some of the
signaling pathways that might be involved in the efferent control of
energy homeostasis and endocrine functions related to hypocretin, NPY,
and leptin are depicted in a simplified diagram shown in Figure
9.

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Figure 9.
Schematic representation of the
projection from hypocretin-containing neurons to neuropeptide Y neurons
that may regulate a number of efferent pathways. Leptin is released
from adipose tissue into the circulatory system. Both hypocretin
(HCRT; blue) and NPY (red)
neurons receiving hypocretin innervation contain leptin receptor
(LR) immunoreactivity. The arcuate NPY neurons that
receive hypocretin innervation project to a number of regions of the
brain, particularly those listed that also have been implicated in
feeding mechanisms, including the paraventricular nucleus
(PVN), lateral hypothalamus
(LH), ventromedial nucleus
(VMH), perifornical region
(PF), and dorsomedial nucleus
(DMH). The same regions may also receive direct
hypocretin projections. These regions in turn project (large
black arrow) widely throughout the brain to loci that include
the medial thalamic nuclei (MT), central gray
(cg), dorsal motor nucleus of the vagus
(DMV), cortex, nucleus of the solitary tract
(NTS), locus coeruleus (LC), spinal cord,
and amygdala. Some of these areas also receive hypocretin innervation.
Hypocretin-targeted arcuate nucleus NPY cells may also
affect neuroendocrine cells that are responsible for the regulation of
pituitary hormone secretions. The NPY innervation of hypocretin cells
in the lateral hypothalamus may originate in the arcuate nucleus
(ARC), in the median forebrain bundle
(MFB) carrying brainstem catecholaminergic
fibers, and/or in the intergeniculate leaflet
(IGL). Arcuate nucleus POMC cells
(green) are also contacted by hypocretin axons,
and the efferents of these opiate cells may target the same regions as
the projections of the NPY cells.
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FOOTNOTES |
Received Oct. 12, 1998; accepted Nov. 16, 1998.
This study was supported by the National Science Foundation Grant
IBN-9728581 and by the National Institutes of Health Grant NS-34887. We thank M. Shanabrough, K. Szigeti, A. Evans, and Y. Yang for their excellent technical support.
Parts of this paper have been presented previously at the 28th Annual
Meeting of the Society for Neuroscience, Los Angeles, CA, 1998, abstract 11.7.
Correspondence should be addressed to Dr. Tamas L. Horvath, Department
of Obstetrics and Gynecology, Yale Medical School, 333 Cedar Street,
New Haven, CT 06520.
 |
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