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The Journal of Neuroscience, April 1, 1999, 19(7):2628-2636
The Sexually Dimorphic Expression of Androgen Receptors in the
Song Nucleus Hyperstriatalis Ventrale Pars Caudale of the Zebra
Finch Develops Independently of Gonadal Steroids
Manfred
Gahr and
Reinhold
Metzdorf
Max-Planck-Institute of Behavioral Physiology, 82319 Seewiesen,
Germany
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ABSTRACT |
The development of sex differences in brain structure and brain
chemistry ("brain sex") of vertebrates is frequently thought to
depend entirely on gonadal steroids such as androgens and estrogens, which act on the brain at the genomic level by binding to intracellular transcription factors, the androgen receptors (ARs) and estrogen receptors (ERs). These hormone actions are thought to shift the brain
from a monomorphic to a dimorphic phenotype. One prominent such example
is the nucleus hyperstriatalis ventrale pars caudale (HVc) of
the zebra finch (Poephila guttata), a set of cells in the caudal forebrain involved in the control of singing. In contrast with previous studies using nonspecific cell staining techniques, the
size and neuron number of the HVc measured by the distribution of AR
mRNA is already sexually dimorphic on posthatching day (P)9. No ARs or
ERs are expressed in the HVc before day 9. Slice cultures of the caudal
forebrain of P5 animals show that the sexually dimorphic expression of
AR mRNA in HVc is independent of the direct action of steroids on this
nucleus or any of its immediate presynaptic or postsynaptic partners.
Therefore, gonadal steroids do not appear to be directly involved in
the initial sex difference in the expression pattern of AR mRNA, size,
and neuron number of the HVc. Furthermore, we demonstrate that the
initial steroid-independent size and its subsequent steroid-independent
growth by extension linearly with the extension of the forebrain
explains 60-70% of the masculine development of the HVc. Thus, we
suggest that epigenetic factors such as the gonadal steroids modify but
cannot overwrite the sex difference in HVc volume determined
autonomously in the brain.
Key words:
sexual dimorphism; androgens; estrogens; zebra finch; vocal control areas; HVc
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INTRODUCTION |
Most models to explain the
development of sex differences in the vertebrate brain, and as a
consequence, sex differences in behavior, posit a period of primary sex
determination in which environmental factors or sex-determining genes
specify the sex of the gonad (for review, see Crews, 1993 ). Gonadal sex
determination leads then to the sex-typical production and release of
gonadal steroid hormones (androgens and estrogens) according to either a male or a female pattern. The epigenetic action of gonadal steroids is then thought to entirely specify the male- or female-typical differentiation of the brain, which is initially monomorphic in both
sexes (Phoenix et al., 1959 ; Whalen, 1974 ; McEwen, 1981 ; Jost, 1983 ).
Gonadal steroids affect brain development by binding to intracellular
steroid receptors, the androgen receptor (AR) and estrogen receptor
(ER). Because AR and ER are ligand-activated transcription factors,
androgens and estrogens exert their organizational effects on the
developing brain at the level of gene transcription, i.e., by genomic
mechanisms (for review, see McEwen, 1992 ).
In contrast to the above scenario, Reisert and Pilgrim (1991) proposed
that some sexual dimorphisms in the nervous system develop under
primary genetic control. They observed that mesencephalic and
hippocampal neurons of the embryonic rat and mouse develop morphological and functional sex differences in the absence of sex
steroids in cell cultures (Reisert and Pilgrim, 1991 ; Reisert et al.,
1996 ; Sibug et al., 1996 ). This view is further supported by data from
hormone treatment studies. Although androgen and/or estrogen treatments
of female vertebrates generally induce male-like changes in their
brains, the relevant brain areas usually remain structurally dimorphic
(e.g., smaller in size) compared with those of males, and behavioral
sex reversal is frequently incomplete (Gurney and Konishi, 1980 ;
Gurney, 1982 ; Döhler et al., 1984 ; Simpson and Vicario, 1991 ;
Adkins-Regan et al., 1994 ; Casto and Ball, 1996 ). These incomplete
masculinizations are thought to be caused by suboptimal hormone
treatments. In the case of the zebra finch, however, even extended
periods of steroid treatment of females result in only partially
masculinized vocal control areas (Gurney and Konishi, 1980 ; Gurney,
1981 ; Simpson and Vicario, 1991 ; this study). Furthermore, genetic
female zebra finches that develop large amounts of testicular tissue
caused by endocrine manipulation in early embryonic life still develop
a female-like neural vocal control circuit (Wade and Arnold, 1996 ). On
the basis of these observations, Arnold and colleagues (Arnold, 1996 ,
1997 ; Wade and Arnold, 1996 ) and others (Balthazart and Ball, 1995 ; Casto and Ball, 1996 ; Schlinger, 1998 ) suggested gonadal
steroid-independent mechanisms for the sexual differentiation of the
vocal control circuit in the zebra finch. However, in a large body of
work it was pointed out that the vocal control areas develop first in a
monomorphic manner in early posthatching life and become sexually dimorphic later because of the epigenetic action of gonadal steroids (Gurney and Konishi, 1980 ; Bottjer et al., 1985 ; Konishi and Akutagawa, 1985 ; Kirn and DeVoogd, 1989 ; Simpson and Vicario, 1991 ; Burek et al., 1995 ; Nixdorf-Bergweiler, 1996 ).
The present series of experiments tries further to challenge the
hegemony of epigenetic, steroid-dependent development of brain sex but
attempts as well to combine a steroid-independent mode of
differentiation with steroid-dependent differentiation using the vocal
control nucleus hyperstriatalis ventrale pars caudale (HVc), a nucleus
of the caudal neostriatum of the zebra finch. The vocal control areas
such as the HVc are among the quantitatively largest sexual dimorphism
in the vertebrate brain (Nottebohm and Arnold, 1976 ). The HVc is
crucial in song control and 8-10 times larger in adult male zebra
finches that do sing compared with adult females that do not sing
(Nottebohm and Arnold, 1976 ). This nucleus can be defined in the caudal
neostriatum by its cytoarchitecture, its biochemical features such as
the expression of AR, and its anterograde and retrograde connections in
the vocal control system (for review, see Gahr and Metzdorf, 1997 ). We
show (1) that the AR expression in HVc is sexually dimorphic at the
first appearance of AR, whereas no ERs are expressed in the HVc at this
time; (2) that the sexually dimorphic expression of ARs in the HVc is
independent of any of its immediate presynaptic or postsynaptic
partners; and (3) that the sexually dimorphic AR expression is
independent of the direct action of steroids on this nucleus.
Furthermore, we indicate (4) that the steroid-independent sex
difference in HVc determined autonomously by the brain can be modified
but cannot be overwritten by epigenetic factors such as estrogens,
because the initial HVc and its subsequent steroid-independent
extension defines 60-70% of its adult volume. Thus, genomic
brain-autonomous mechanisms and epigenetic mechanisms are involved
during the sex-specific development of brain and behavior in
vertebrates such as the vocal system and singing of the zebra finch.
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MATERIALS AND METHODS |
The HVc connections in juvenile zebra finches at
posthatching days 5-7. The putative HVc area in the caudal
neostriatum was pressure-injected with biotinylated dextran amine (BDA)
(Molecular Probes, Eugene, OR) under isoflurane anesthesia at
posthatching day (P)5, P6, and P7 (n = 3, each group).
Three days after the injection, the animals were killed with an
overdose of isoflurane. Animals were perfused with RNase-free 4%
phosphate-buffered paraformaldehyde, post-fixed for 2 hr, and immersed
afterward in RNase-free 20% phosphate-buffered sucrose. Brains were
then frozen and cut into 20 µm sections with a cryostat. Adjacent
sections were processed for AR and ER in situ hybridizations
(see below) and for visualization of retrograde and anterograde
labeling. For BDA visualization, sections were presoaked in goat serum
(2% in 25 mM PBS and 0.1% Triton X-100 and 0.3%
H2O2), washed in PBS, incubated in
Extravidin (Sigma, St. Louis, MO) (1:100 in PBS) for 1 hr, washed in
PBS for 30 min, and then reacted with 3,3 diaminobenzidine
tetrahydrochloride (Sigma) (0.2 mg/ml PBS) and
H2O2 (0.03%).
The posthatching growth of the forebrain and of the HVc is by
extension. A brain area could increase in size by adding external layers of cells, much like a tree grows, or by spacing out of a founder
neuron population, which we call extension. The latter may or may not
involve the incorporation of new cells during spacing out. To study the
mode of growth of the caudal forebrain in the caudorostral dimension,
we injected 10 nl of fluorescin-coated latex microspheres
(LumaFluor) and 10 nl of rhodamine-coated latex microspheres
(LumaFluor), at 1 mm caudorostral distance from each other, into the
caudal forebrain with a microcapillar mounted onto a 1 µl Hamilton
syringe. Similar injections were made for the mediolateral and
dorsoventral dimension. For each dimension, three males and three
females were injected at P10 and killed at P20, injected at P20 and
killed at P30, or injected at P30 and killed at P40. Surgery was
performed as described above. Animals were decapitated, and brains were
removed and frozen over liquid nitrogen. Brains were cut into 40 µm
parasagittal sections for the dorsoventral dimension, 40 µm coronal
sections for the mediolateral dimension, and 40 µm horizontal
sections for the caudorostral dimension. Serial sections were mounted
onto Fisher Superfrost Plus Slides. The sections were viewed with an
image analysis system (Imatec, Munich, Germany) connected to a Leica
fluorescence microscope. The injections resulted in small, rather
circular green or red fluorescent areas with the most intensive
fluorescence in their center at the end of the injection tract. Because
of the mode of cutting, the two injection sites for the caudorostral,
mediolateral, or dorsoventral dimension, respectively, could be seen in
the same section. The distance between the center of the two injection sites of each brain was then measured with the image analysis system.
Because there were no obvious differences between males and females, we
calculated an average extension rate based on all six animals per
dimension and age group.
With the following investigation we show that the HVc grows by spacing
out of an initial founder cell scaffold and incorporation of new cells
after P9 (see Fig. 3). Area X-projecting HVc neurons were retrogradely
labeled with rhodamine-coated latex microspheres (LumaFluor) after
pressure injection of this dye into the area X of the left hemisphere
under isoflurane anesthesia at P13 (n = 10). Five of
these animals were decapitated at P15 and five at P30. The brains were
removed, frozen, and cut into 20 µm parasagittal sections. Sections
were processed for AR mRNA in situ hybridization.
In situ hybridization. AR- and ER-expressing cells were
localized in brain sections at various developmental ages with zebra finch-specific cRNA probes by means of in situ
hybridization. For the cloning of the zebra finch ARs and ERs, we refer
to previous publications (Gahr and Metzdorf, 1997 ). In
situ hybridizations of males and females of the following ages
were performed: embryonic day (E)10 (three males, three females), E14
(hatching) (3, 3), P3 (2, 2), P4 (2, 2), P5 (2, 2), P6 (2, 2,), P7 (4, 4), P8 (8, 8), P9 (10, 10), P10 (5, 5), P15 (6, 6), P20 (6, 6), P30
(10, 10), P100 (adult) (10, 10). Furthermore, estrogen-treated females were analyzed at P9 (8), P15 (6), P20 (6), P30 (10), and P100 (8). For
estrogen treatment, female hatchlings were implanted subcutaneously
with a SILASTIC pellet prepared according to Gurney (1981) at P5. A
pellet contained 90 µg of 17 -estradiol (Sigma).
For transcription of the antisense or sense probes, the plasmids
containing the AR or ER sequence were linearized with NsiI and XhoI and transcribed from the SP6 or T7 promotor,
respectively. The synthesis and labeling of the probes with
35S-CTP (DuPont NEN, Wilmington, DE) was performed
using the Riboprobe System (Promega, Madison, WI) according to the
manufacturer's instructions. The sense probes served as controls in
the in situ hybridization studies.
An in situ hybridization procedure previously described by
Whitfield et al. (1990) was followed with modifications. Brains were
cut into 20 µm parasagittal sections and mounted onto Fisher Superfrost Plus Slides. Sections were mounted onto different slides so
that we obtained three series of adjacent sections that were stained
for AR and ER and with the Nissl-dye Thionin. Sections were hybridized
under coverslips for 15 hr at 55°C, using 35S-labeled
sense or antisense probes (8 × 106 cpm/ml) in 50%
formamide, 600 mM NaCl, 10 mM Tris-HCl, pH 7.5, 0.02% Ficoll, 0.02% BSA, 0.02% polyvinylpyrrolidone, 1 mM EDTA, 0.01% salmon testicular DNA, 0.05% total yeast
RNA, 0.005% yeast transfer RNA, 10% dextran sulfate, 0.1% SDS, 0.1%
sodium thiosulfate, and 100 mM dithiothreitol. After
hybridization, slides were immersed in 2× SSC for 30 min at room
temperature to float off the coverslips. The slides were first treated
with RNase-A (20 µg/ml) in RNase buffer (0.5 M NaCl, 10 mM Tris-HCl, pH 8.0, 1.0 mM EDTA) for 30 min at
37°C and washed in the same buffer for 30 min at 37°C. The slides
were then washed in 2× SSC for 1 hr at 50°C, 0.2× SSC for 1 hr at
55°C, and 0.2× SSC for 1 hr at 60°C, and then dehydrated sequentially before air drying. To detect autoradiographic silver grains, the slides were dipped into Kodak NTB-2 nuclear track emulsion
diluted 1:1 with 0.1% Aerosol 22 (Sigma) at 42°C and then exposed at
4°C for 7 d. The slides were developed in Kodak D19 for 2 min at
16°C, rinsed in water for 30 sec, fixed in Kodak fixer for 5 min, and
then washed in water. Sections were counterstained with Thionin and
examined using bright- and dark-field illumination.
In vivo autoradiographic localization of androgen-binding
cells. For the localization of AR protein-containing cells, the cellular uptake of the androgen 5 -dihydrotestosterone (5 -DHT) was
studied in autoradiographic procedures. The androgen 5 -DHT is not
convertible to estrogens. Four P8, four P9, and six P10 male and
females were injected intramuscularly with
5 -[3H]DHT [5 ng (3 µCi) per gram of body
weight (NEN, NET-453); specific activity = 4.07 TBq/mmol]
dissolved in 70% ethanol. The brains were removed 90 min later and
frozen over liquid nitrogen. Brains were cut into 20 µm parasagittal
sections with a cryostat at 20°C, and the sections were mounted
onto gelatin-coated slides. To detect autoradiographic silver grains,
the slides were dipped into Kodak NTB-3 nuclear track emulsion diluted
1:1 with 0.1% Aerosol 22 (Sigma) at 42°C and then exposed at
80°C for 16 weeks. The slides were developed in Kodak D19 for 2 min
at 16°C, rinsed in deionized water for 30 sec, fixed in Kodak fixer
for 5 min, and then washed in deionized water. Sections were
counterstained with Thionin and examined using bright- and dark-field illumination.
RT-PCR. For the detection of AR mRNA in tissue samples of
the developing zebra finch brain, tissue samples were collected using
the Palkovits punch technique. Samples were taken of the caudal
neostriatum and the hypothalamus of P8 male zebra finches (n = 4). For control we used the homologous tissues of
adult male zebra finches (n = 3) and adult male ring
doves (Streptopelia risoria) (n = 2). mRNA
was prepared from the total RNA using the Dynabeads mRNA Direct Kit
(Dynal, Great Neck, NY). The synthesis of the cDNA and the
amplification of the cDNA with semi-nested PCR was performed with
standard techniques. For the first round of PCR, the 5' primer was
[GC(AC)GCTGAAGG(GT)AAACA] and the 3' primer was [TC(GA)AGTTCCTTGA
TGTA(AG)TTCAT], for the second round of PCR the 5' primer was
[AATCCAGTA CTCTTGGATGG]. These primers correspond to positions in
exon 2/3, exon 7, and exon 5 of the AR, respectively.
Slice cultures. The caudal neostriatum and the anterior
neostriatum were cut with a vibratome into 250-µm-thick slices at P5.
The slices were cultured in a static explant culture system (Millipore
Millicell, Millipore, Bedford, MA; 0.4 µm) in a defined medium that
did not contain steroids [F12/DME (Life Technologies, Gaithersburg,
MD), 5 µg/ml insulin, 100 µg/ml transferin, 100 µM
putrescin, 30 nM Na-selenit, 100 µ/ml
penicillin/streptomycin] in a 5% CO2 atmosphere at
37°C. Slices were fixed with RNase-free 4% paraformaldehyde in PBS
after 5-8 d in vitro (DIV), immersed in RNase-free 20%
sucrose in PBS, frozen, cut into 20 µm sections on a cryostat, and
processed for in situ hybridization for the AR mRNA and ER
mRNA as described above.
Morphometric analysis. For each animal of the HVc
development study, the volume of the AR-defined HVc and of the
Nissl-defined HVc was measured in every third section with an image
analysis system on a video screen (Imatec). The volume of the HVc of an animal was the sum of these measurements × 3 multiplied with the section thickness.
The number of neurons of the AR mRNA-defined HVc at P9 was counted in
the sections after Nissl staining. At P9, only the comparison of the AR
mRNA-labeled sections with the Nissl-stained sections made it possible
to identify the HVc in the Nissl stainings (see Results). The cell
countings were preformed under high power (1000×) with the help of the
image analysis system on a video screen. Three 5000 µm2-counting frames were analyzed in every third
section of each animal using the optical dissector technique
(Coggeshall, 1992 ), and the total number of cells was derived from
these cell densities and the volume of AR mRNA-defined HVc.
The number of AR mRNA-containing cells in the caudal neostriatum of P9
animals, of P30 animals, and of the slice cultures was counted in the
Nissl-counterstained in situ hybridizations under
high power (1000×) with the help of the image analysis system. A cell
was counted as an AR mRNA-expressing cell if the number of grains over
the cell exceeded 7× the background. Background was defined as the
mean number of grains over five cell-sized areas of neuropil across the
field of analysis. The number of tritium-labeled neurons obtained with
in vivo autoradiography was counted with a similar procedure.
We used Kruskal-Wallis nonparametric ANOVA (Conover, 1980 ) for all
statistical comparisons. The HVc volumes and neuron numbers are given
as means ± SD.
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RESULTS |
The HVc is sexually dimorphic at P9 when gonadal steroid receptors
are first expressed in the HVc
AR mRNA-expressing cells were found in the hypothalamic-preoptic
areas and the midbrain nucleus intercollicularis from E10 onward. In
addition, from hatching onward we localized AR mRNA expression cells in
hindbrain regions, such as the nucleus hypoglossus pars
tracheosyringealis, and in the hippocampus. In the caudal neostriatum
(where HVc develops) of male and female zebra finches, AR
mRNA-expressing cells were first found at P9 (Figs.
1, 2). At
this and all older stages the area of AR-expressing cells is dramatically larger in males compared with females (Figs. 1, 2), e.g.,
at P9, the AR-defined HVc of males is 2.2 times larger and becomes four
times larger at P30. Concomitantly, males have many more AR
mRNA-containing cells in this area compared with females. At P9, the
male HVc contains 2.2 times more AR mRNA-expressing cells (male,
2210 ± 435; female, 1045 ± 272; p < 0.001;
t = 3.992) and 2.1 times the number of cells (male, 27 700 ± 2800; female, 13 100 ± 1900; p < 0.001; t = 3.922) than the female HVc. At P30, the male
HVc contains 3.3 times more AR mRNA-expressing cells than the female
HVc (male, 5930 ± 620; female, 1800 ± 410;
p < 0.001; t = 3.922). These data show
that the distribution of the AR mRNA is sexually dimorphic right from
the beginning of the AR expression in the caudal neostriatum. Because
AR mRNA distribution (M. Gahr, unpublished observations) and the
distribution of androgen-binding sites (Johnson and Bottjer, 1995 ) is
congruent with the area in the caudal neostriatum that projects to the
vocal control nucleus robustus archistriatalis, the AR distribution in
the caudal neostriatum delineates HVc. Thus males have a
significantly larger HVc compared with females as early as P9 when the
first AR mRNA is expressed. ER mRNA-expressing cells were not found in
the HVc area of P9 or younger animals.

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Figure 1.
The HVc of the zebra finch is highly
sexually dimorphic at posthatching day 9 (P9). The AR
mRNA distribution was used to map the HVc. HVc develops ventral to the
lateral ventricle (arrows indicate the lateral
ventricle) in the caudal neostriatum. AR mRNA-labeled cells in the
caudal neostriatum are not present in males
(A) or females (B) at P8.
At this age we find AR mRNA expressed in the more medial aspect of the
hippocampus (Hp) (B), overlaying
the caudal neostriatum. A shows a more lateral and
B shows a more medial aspect of the caudal
neostriatum and hippocampus. There is no sex difference in the AR
mRNA expression in the hippocampus. In the caudal neostriatum of male
(C) and female (D) zebra
finches, AR mRNA is first found at P9. At this time, the male AR
mRNA-defined HVc is 2.2 times larger (p < 0.001; t = 3.922) and contains 2.2 times more
(p < 0.001; t = 3.922)
AR mRNA-expressing cells than the female HVc. At P30, the male HVc
(E) is 3.3 times larger
(p < 0.001; t = 3.922)
and contains three times more (p < 0.001;
t = 3.922) AR mRNA-expressing cells than the female
HVc (F). Scale bar, 50 µm.
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Figure 2.
Steroid-independent and steroid-dependent
development of the HVc volume. The HVc was defined by the distribution
of AR mRNA in the caudal neostriatum. For each age group, the male HVc
( ) is larger (p < 0.001;
t = 3.46) compared with the female HVc ( ). The
male HVc volume increases significantly from P9 to P15 to P20 to P30
(p < 0.001; t = 3.46)
to P100 (p < 0.01; t = 2.66). The dark gray band indicates the expected growth
of the HVc based on its genetically determined size at P9 and the
subsequent extension of the forebrain. The male HVc grows linearly with
the caudal neostriatum until P20 but grows faster than the forebrain
after P20. In females, the HVc volume increases from P9 to P15 to P20
(p < 0.01; t = 2.66)
but does not undergo significant increase or decrease afterward. The
female HVc grows less than expected after P20 (light gray
band). In estrogen-treated females ( ), the HVc volume
increases significantly after P20 compared with normal females
(p < 0.001; t = 3.46)
and compared with the expected value (light gray band).
Thus epigenetic factors such as estrogens induce a 30-40% increase of
the HVc size after P20, whereas 60-70% of the maximal HVc size is
defined by steroid-independent mechanisms.
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Alternatively to the interpretation that the entire HVc is sexually
dimorphic at P9, only an AR mRNA-expressing sub-area of the HVc might
be sexually dimorphic. However, even at P15, the Nissl-defined HVc of
males (0.055 ± 0.016 mm3) and females
(0.032 ± 0.014 mm3) is smaller than the
respective AR-defined HVc (males, 0.085 ± 0.007 mm3; females, 0.05 ± 0.005 mm3). In correlation, at this age the sex difference
in HVc volume is less obvious in Nissl-stained sections
(p < 0.05; t = 2.228) compared
with the AR-defined delineation of the nucleus
(p < 0.001; t = 4.587). The HVc
was ambiguous in Nissl-stained sections at P9 and P10, which did not
allow the quantification of the HVc size at these ages. We conclude
from these results that AR are first expressed in the HVc at P9 and
that the area of expression is sexually dimorphic. The earlier onset of
this sexual difference in the HVc anatomy compared with previous
studies (Kirn and DeVoogd, 1989 ; Nixdorf-Bergweiler, 1996 ) and
with our own Nissl-based measurements is attributable to the functional
delineation of the HVc using the AR mRNA expression. As shown
previously, cytoarchitectural delineations based on Nissl-stained
material suffers from a number of uncertainties (Gahr, 1990 ). From P30
on, the size of the Nissl-defined HVc (P30 male, 0.245 ± 0.027 mm3; P30 female, 0. 052 ± 0.012 mm3) is similar to the AR mRNA-defined HVc (P30
male, 0.231 ± 0.02 mm3; P30 female, 0.055 ± 0.011 mm3). One study reported a clear sex
difference even in the Nissl-defined HVc as early as P12 (Bottjer et
al., 1985 ).
With RT-PCR we amplified AR mRNA using semi-nested primers in the
tissue samples of the juvenile zebra finches, adult zebra finches, and
the ring dove. Because the caudal neostriatum of the ring dove was used
as a negative control, we subsequently did an androgen-binding study to
verify whether the caudal forebrain of P8-P10 zebra finches indeed
contains the AR protein.
In the androgen-binding studies with tritiated 5 -DHT for the
localization of AR, we studied P8, P9, and P10 zebra finches (Fig.
3A). At P8, tritium-labeled
cells are found in the hippocampus and hypothalamus but not in the HVc.
At P9, the first few tritium-labeled cells are seen scattered in the
HVc area of the males, whereas we found tritium-labeled cells in only
one female (Fig. 3B). At P10, the HVc of males and females
contained a substantial but sex-specific number of tritium-labeled
cells (p < 0.01; t = 3.169) (Fig. 3B). Because of the scattered distribution of
tritium-labeled cells at P9, we quantified the area of androgen binding
in the caudal neostriatum only for P10 animals. Similar to the AR mRNA distribution study at P9 (see above), the androgen-binding HVc was
approximately two times larger (p < 0.01;
t = 3.169) in P10 males (0.043 ± 0.006 mm3) compared with P10 females (0.020 ± 0.007 mm3). Thus, the androgen-binding studies support our
conclusion that functional ARs are not present in the caudal
neostriatum before P9.

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Figure 3.
The development of androgen binding in the HVc
visualized with the injection of
[3H]-5 -dihydrotestosterone in an in
vivo autoradiographical procedure. In A, the
dark-field photomicrograph of an autoradiogram of the HVc of a P10 male
is shown. A large number of densely labeled cells are distributed
throughout HVc. In B, the number of
3H-labeled cells at P8, P9, and P10 (mean ± SD) is
quantified. Labeled cells were found in the HVc area only from P9
onward.
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For these reasons we conclude that the sex difference in the size of
the AR-defined HVc cannot be explained by genomic androgen- or
estrogen-dependent actions in this area because there are no ARs and
ERs before P9. Next we analyze whether androgens or estrogens act
somewhere else and induce the sex-specific induction of ARs in the HVc
by transsynaptic mechanisms or act locally by nongenomic mechanisms.
The AR expression pattern is both independent from gonadal steroids
and intrinsic to the caudal forebrain by 5 d posthatching
First we demonstrate that the HVc appears to lack connections with
other areas that express AR mRNA at P5-P7. Even very large pressure
injections of BDA into the putative HVc area at P5-P7 resulted in
neither retrograde labeling of the three input areas of HVc, mMAN
(nucleus magnocellularis anterioris medialis), Nif (nucleus
interfascialis), and Uva (nucleus uvaeformis) nor in anterograde
labeling of the RA and the area X (the two projection fields of the
HVc). AR mRNA in the mMAN was found only in zebra finches older than P8
(data not shown). BDA-labeled somas occurred primarily around the
injection sites and in some neostriatal areas that did not, however,
contain AR mRNA or ER mRNA (data not shown). This neostriatal labeling
is most likely caused by the large BDA injection surpassing the borders
of the putative HVc.
To determine whether the AR expression is independent from diffusible
steroid-induced factors, we prepared slice cultures of the caudal
neostriatum of 10 males and 10 females at P5 when HVc has no afferents
and efferents, 4 d before ARs are expressed in the caudal
neostriatum in vivo. In slices of seven females and six
males we obtained AR mRNA-expressing cells in the caudal neostriatum
after 5-8 DIV (Table 1). In all cases,
the number of ARs in the caudal neostriatum at 5-8 DIV was smaller
than the number found in the brains of P9 males or females (Table 1). This reduced expression of AR could be attributable to the loss of HVc
cells in the culture conditions. Nevertheless, male-female comparisons
showed that male slices contain significantly more AR mRNA-expressing
cells than female slices (p < 0.01;
t = 3.106) (Table 1). Therefore, the spatiotemporal
signals that induce the expression of AR mRNA in the HVc are already
present in the caudal neostriatum at P5 and are independent of the
action of gonadal steroids after this point.
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Table 1.
Slices of the HVC of both males and females express AR mRNA
in a steroid-free environment but the number of AR mRNA-expressing
cells is sexually dimorphica
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The growth pattern of the HVc
We next analyze the consequences of the genetically determined sex
difference for the further development of the HVc, in particular in
light of the hormone sensitivity of the HVc development. The HVc
increases in size by extension during the posthatching period. Between
P15 and P30, the AR mRNA-defined HVc increases 2.7-fold in volume (Fig.
2). Because the X-projecting HVc neurons retrogradely labeled at P15
were distributed throughout the entire HVc identified by AR mRNA at P15
and at P30, HVc growth is caused by increased spacing of an
initial neuronal scaffold (Fig. 4).
Likewise, the size of the caudal forebrain (in which HVc develops)
increases in males and females between P9 and P30 in the rostrocaudal,
mediolateral, and dorsoventral dimension by 1.4 ± 0.1-fold,
1.5 ± 0.15-fold, and 1.4 ± 0.2-fold, respectively, and thus
its volume increased by an average of 2.9-fold. From the extension of
the forebrain and the HVc size at P9, we can predict a growth curve of
the HVc of males (Fig. 2, dark gray band) and females (Fig.
2, light gray band) under the assumption that it extents
linearly with the forebrain.

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Figure 4.
The HVc grows by extension in the caudal
forebrain. In A the retrogradely labeled HVc of a P15
male is shown, and in B the retrogradely labeled HVc of
a P30 male is shown. In both cases the entire HVc was labeled after
injection of rhodamine-coated latex microspheres into area X of P13
animals. The total number of retrogradely labeled neurons was similar
(p > 0.05; t = 3.306)
between P15 (9500 ± 1800) and P30 (10,300 ± 1,950) males,
but the density of X-projecting neurons at P15 (5.6 ± 1.6/50,000
µm3) and P30 (2.2 ± 0.6/50,000
µm3) (p < 0.01;
t = 3.355) is dramatically different. Thus HVc
grows by spacing out of neurons present in the HVc at P15. In
C, the proportional extension of the HVc and the caudal
forebrain between P15 and P30 is shown in a schematic drawing. Scale
bar, 50 µm.
|
|
Until P20, the HVc and the forebrain expand at the same rate, and thus
passive growth explains the entire male HVc volume at P20 (Fig. 2).
After P20, the male HVc increases 2.3-fold in volume (Fig. 2), whereas
the caudal forebrain expands 1.5-fold. Thus after P20, the male HVc
increases faster than the caudal forebrain, which indicates the action
of epigenetic factors such as estrogens on HVc extension. In agreement,
the HVc of estrogen-treated females grows linearly with the forebrain
until P20 and faster than the forebrain after P20 (Fig. 2). These
results suggest that 60-70% of the HVc growth of males can be
explained by genetic brain-autonomous mechanisms, i.e., its initial
genetically determined sex-specific size at P9 and the subsequent
extension of the entire forebrain. Thus epigenetic factors are involved
in HVc growth but control only 30-40% of the HVc volume of adult
males (Fig. 2).
 |
DISCUSSION |
The sexually dimorphic expression of AR in the HVc develops
independent of gonadal steroids
The sexually dimorphic period of the HVc is thought to start at
posthatching day 12-20, whereas the HVc is described to be monomorphic
in size before then (Bottjer et al., 1985 ; Kirn and DeVoogd,
1989 ; Nixdorf-Bergweiler, 1996 ). In adulthood as well as in
older ontogenetic stages, the HVc contains many AR mRNA-expressing cells (this study) and some ER mRNA-expressing cells (Gahr and Konishi, 1988 ; Gahr, 1996 ). Because androgens and estrogens affect brain differentiation by binding to their cognate receptors (for review, see McEwen, 1992 ), the expression of these receptors in the HVc
should precede its sexually dimorphic development and be monomorphic
before this period.
Indeed, the ER distribution in the caudomedial neostriatum of male and
female zebra finches is similar during early development of the HVc
(Gahr, 1996 ). Because ERs are expressed in the HVc only at P15 (Gahr,
1996 ; this study) when HVc is already sexually dimorphic in size (Fig.
2) and neuron number, ER-dependent mechanisms are not involved in the
initial sexually dimorphic development of the HVc.
Similarly, local AR-dependent mechanisms are unlikely to control the
initial sexually dimorphic development of the HVc because the AR
distribution is highly sexually dimorphic at the first time of AR
expression in the caudal neostriatum (Fig. 1). To evaluate whether this
result depends on the in situ hybridization method for the
localization of ARs, i.e., whether ARs are expressed in the HVc area
before P9 in a monomorphic pattern, we performed RT-PCR for AR mRNA and
androgen-binding studies. For the RT-PCR, tissue samples of the
hypothalamus and caudal forebrain (in which HVc develops in songbirds)
of P8 male zebra finches, adult male zebra finches, and ring doves were
used. The caudal forebrain of the ring dove served as negative control
because this tissue does not contain AR (Kim et al., 1978 ) and does not
express AR mRNA in in situ hybridizations (Metzdorf et al.,
1999 ). With use of nested primers, AR mRNA was detected in all
tissues analyzed, including the ring dove caudal forebrain. Thus,
either most brain areas of birds contain ARs at very low but
physiologically meaningful levels, or our RT-PCR results reflect noise
from the transcription machinery, so-called illegitimate transcription
(Chelly et al., 1989 ). We can exclude procedural problems as an
explanation for the lack of AR mRNA localization in the caudal
neostriatum in the in situ hybridizations because we
localized AR mRNA in the adjacent hippocampus of ring doves (Metzdorf
et al., 1999 ) and P8 zebra finches (Fig. 1B). The
hippocampus overlays the caudal neostriatum (Fig.
1B); thus, a further explanation for the RT-PCR result is that the neostriatal tissue samples used for the RT-PCR were
contaminated with nearby hippocampal tissue, which expresses AR mRNA.
Androgen-binding cells were found in several brain areas including the
hippocampus but not in the HVc area of the zebra finch before P9. This
suggests that the AR protein is present in several brain areas but not
in the HVc before P9 and that the sex difference in DHT binding at P10
is not caused by a sex-specific secretion of steroids from the gonads.
From the combination of in situ hybridizations, in
vivo autoradiography, and RT-PCR we conclude that functional ARs
are not present in the HVc before P9. Although it is well known that
the AR is autoregulated (Tan et al., 1988 ; Nastiuk and Clayton, 1994 ), the spatiotemporal signals that control the first developmental expression of AR in the HVc or in any other tissue are currently unknown. Steroid-dependent regulation of AR explains only quantitative sex differences in the amount of steroid receptor expression, as
reported for several brain areas (Lisciotto and Morrell, 1993 ; Kühnemann et al., 1994 ), but does not explain sex differences in
the tissue distribution of ARs in the brain as seen in the HVc area of
zebra finch nestlings. Thus, because neither ARs nor ERs are expressed
before P9 in the developing HVc, local genomic androgen- or
estrogen-dependent effects cannot be responsible for the initial sexual
size dimorphism of the HVc or its AR mRNA expression pattern.
We wanted to know whether connectional information or trophic
substances released from other steroid-sensitive brain areas were
required for the AR expression in the HVc area and thus for the initial
sexual dimorphism of the HVc. The tract-tracing studies show that HVc
is not connected monosynaptically with other brain areas that express
AR mRNA or ER mRNA before P9. These results exclude steroid-mediated
trophic retrograde and anterograde transsynaptic effects as a mechanism
for either AR mRNA expression or the sex difference in size of the
developing HVc. However, some sexually dimorphic signal could spread
via diffuse connectional pathways or via diffusible factors to the HVc
from other brain areas that express ARs or ERs before the developing
song system does. Such steroid-dependent factors could then induce the
sexually dimorphic development of HVc size and AR expression. One such
area may be the hypothalamic-preoptic area that expresses high levels
of AR and ER well before hatching at E10 (Gahr and Metzdorf, 1997 ). The
HVc lacks afferents and efferents with AR- or ER-containing areas at
P5. In slice cultures of the caudal neostriatum of P5 zebra finches,
however, AR mRNA expression is upregulated in vitro in a
steroid-free environment, and this induction is sexually dimorphic
(Table 1). Therefore, the spatiotemporal signals that induce the
expression of AR mRNA in the HVc are already present in the caudal
neostriatum at P5 and are independent of the action of gonadal steroids
after this point. Furthermore, the slice culture experiment excludes
nongenomic actions of androgens and estrogens, i.e., those not
involving ARs and ERs (Wehling, 1997 ), as an explanation for the
development of sex differences of the HVc after P5 because there were
no steroids in the cultures.
Alternatively to such mechanisms intrinsic to the caudal
neostriatum, AR-expressing HVc cells might originate at more
distant sites along the ventricular zone of the caudal forebrain and
transiently express sex-steroid receptors before P5 and before
migrating into the HVc. In this case, sex steroid-steroid
receptor-dependent mechanisms could prime the prospective HVc cells
before they reach HVc to express ARs later or could facilitate the
migration of such cells into the HVc area. To analyze this possibility,
we studied the expression of ARs in the entire forebrain from E10 onward; E10 was the first time when we were able to localize AR mRNA in
the zebra finch brain (Gahr and Metzdorf, 1997 ). There are no AR
mRNA-expressing cells along the ventricular zone or elsewhere in the
caudal neostriatum before P5, the time at which we prepared the
cultures of the caudale forebrain. This suggests that AR mRNA
expression of putative HVc cells starts only after they migrate
into the HVc area.
Thus the remaining possibilities for a steroid-dependent development of
the AR expression pattern in the HVc are (1) a sex steroid-dependent
nongenomic priming of putative HVc cells to later produce AR mRNA and
(2) a sex steroid-dependent trophic or transsynaptic signaling from
nontelencephalic areas such as the hypothalamic-preoptic area before
P5. Sex differences in the level of circulating androgens and in the
steroid production in the brain of juvenile zebra finches until
P5, however, were not shown (Hutchison et al., 1984 ; Schlinger and
Arnold, 1992 ). Furthermore, it is unclear at present whether there are
sex differences in circulating estrogen levels in juvenile zebra
finches at any age (Balthazart and Ball, 1995 ). We suggest, therefore,
that there are brain-autonomous mechanisms that control the development
of brain sex independent of gonadal steroids. This notion is an
agreement with a series of recent investigations (Wade and Arnold,
1996 ; Wade et al., 1996 ) that reported that sex reversal of the zebra finch gonad morphology has little or no effect on the sex of the vocal
control system.
The relation of brain-intrinsic and epigenetic-controlled growth of
the HVc
From the growth pattern of HVc we predict that 60-70% of the HVc
growth of males can be explained by steroid-independent
brain-autonomous mechanisms, i.e., its initial genetically determined
size at P9 and the subsequent extension of the entire forebrain (Figs.
2, 4). These findings explains why anti-steroid treatments fail to feminize the size of vocal control areas of male zebra finches (Balthazart et al., 1994 ; Wade and Arnold, 1994 ; Merten and
Stocker-Buschina, 1995 ).
Epigenetically controlled growth explains 30-40% of the HVc volume of
males (Fig. 2). The work conducted with female zebra finches suggests
that testosterone and estrogens are involved in this epigenetically
controlled growth of the male HVc [Gurney and Konishi, 1980 ; Gurney,
1982 ; Simpson and Vicario, 1991 ; Adkins-Regan et al., 1994 ; Grisham et
al., 1994 ; Burek et al., 1995 , 1997 ; this study (Fig. 2)]. The
assumption of a male-like hormone-dependent fraction (30-40%) in the
growth of the female HVc after P20 would explain why estrogen treatment
does not lead to a monomorphic nucleus and predicts the HVc volume that
we measured in our estrogen-treated females (Fig. 2). Alternatively
(but see above), sex steroids might not be at all involved in the
epigenetic fraction of HVc growth, because female zebra finches that
develop large amounts of testicular tissue attributable to endocrine
manipulations in early embryonic life still develop a female-like
neural vocal control circuit (Wade and Arnold, 1996 ; Wade et al.,
1996 ).
Brain sex-determining factors intrinsic to the brain as a concept
for sexual differentiation
Our results support the notion that sexual differentiation of the
brain does not in all cases depend on sex steroids (Reisert and
Pilgrim, 1991 ; Balthazart and Ball, 1995 ; Arnold, 1996 , 1997 ; Casto and
Ball, 1996 ; Schlinger, 1998 ). As one possible mechanism for the
development of brain sex, we propose that there are brain sex-determining factors intrinsic to the brain (Fig.
5). In the zebra finch, such factors
should control the sex-specific expression of AR mRNA in the HVc and
thus the HVc size. Concomitantly, Gahr and Balaban (1996) showed that
the signals for the tissue-specific expression of steroid receptors in
the hypothalamus are intrinsic to the brain as early as E2 in the
Japanese quail, a gallinaceous bird, before sexual differentiation of
the gonad has taken place. We suggest further that epigenetic factors
can modify but not overwrite the brain-autonomously determined sex
difference of the HVc because genetically determined factors control
60-70% of the HVc growth. A brain-autonomously determined sex
difference in androgen receptor expression in the HVc would lead to a
sex difference in further HVc development even if the hormone
availability in the brain is similar in males and females throughout
life. Therefore, AR-dependent mechanisms are not responsible for the sexual differentiation of the HVc but might be important for the functional development of the HVc in either sex and thus for intra-sex variability. To validate such a role of androgens it would be important
to know whether the testicular tissues of sex-reversed females (Wade
and Arnold, 1996 ) produce any androgens during development.

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Figure 5.
A new model for the sexual differentiation of
brain and behavior in higher vertebrates. Most current models of sexual
differentiation of brain and behavior (gray
arrows) suggest that the epigenetic action of gonadal steroids
controls brain sex entirely. In difference, we propose brain
sex-determining factors that control brain sex by brain-autonomous
mechanisms (black arrow), independent of or in concert
with gonadal steroid-dependent mechanisms. Environmental and behavioral
determination of gonadal sex are neglected here for simplicity (for
review, see Crews, 1993 ).
|
|
Steroid-independent mechanisms of sexual differentiation in vertebrates
have been clearly shown for some somatic features such as the pouch and
scrotum of marsupials (Renfree, 1993 ). Brain-intrinsic modes of sexual
differentiation are well known, however, for invertebrates. In
Drosophila melanogaster the development of sexual
dimorphisms of the nervous system is cell autonomous (Belote and Baker,
1987 ; Possidente and Murphey, 1989 ). In Caenorhabditis
elegans, both cell-autonomous and epigenetic mechanisms interact
during sexual differentiation (Parkhurst and Meneely, 1994 ). The zebra
finch might have evolved the mechanism of decoupling sexual
differentiation in part from gonadal development to avoid partial
masculinization of the vocal behavior of females because both male and
female zebra finches have a very active estrogen synthase in the
forebrain (Schlinger and Arnold, 1992 ). Reexamination of the early
development of sexually dimorphic brain areas of other vertebrates
using noncytoarchitectural criteria to delineate these brain areas and
in vitro slice culture techniques should indicate whether
brain-autonomous, steroid-independent mechanisms of sexual
differentiation are common or are restricted to sex-specific (i.e.,
those limited to one sex) systems such as the singing of zebra finches.
 |
FOOTNOTES |
Received Aug. 4, 1998; revised Dec. 28, 1998; accepted Jan. 10, 1999.
We thank Dr. E. Balaban for comments on an earlier version of this manuscript.
Correspondence should be addressed to Dr. Manfred Gahr, Vrije
Universiteit Amsterdam, Department of Developmental Neurobiology, Faculty of Biology, De Boolelaan 1087, 1081 HV Amsterdam, The Netherlands.
 |
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A. P. Arnold, J. Xu, W. Grisham, X. Chen, Y.-H. Kim, and Y. Itoh
Minireview: Sex Chromosomes and Brain Sexual Differentiation
Endocrinology,
March 1, 2004;
145(3):
1057 - 1062.
[Abstract]
[Full Text]
[PDF]
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M. Gahr
Male Japanese quails with female brains do not show male sexual behaviors
PNAS,
June 24, 2003;
100(13):
7959 - 7964.
[Abstract]
[Full Text]
[PDF]
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