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The Journal of Neuroscience, April 1, 1999, 19(7):2637-2646
GABAergic Neurons that Contain Neuropeptide Y Selectively Target
Cells with the Neurokinin 1 Receptor in Laminae III and IV of the Rat
Spinal Cord
Erika
Polgár,
Safa A. S.
Shehab,
Christine
Watt, and
Andrew J.
Todd
Laboratory of Human Anatomy, Institute of Biomedical and Life
Sciences, University of Glasgow, Glasgow G12 8QQ, United Kingdom
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ABSTRACT |
Neuropeptide Y (NPY) is contained in a population of
GABAergic interneurons in the spinal dorsal horn and, when administered intrathecally, can produce analgesia. We previously identified a strong
monosynaptic link between substance P-containing primary afferents and
cells in lamina III or IV with the neurokinin 1 (NK1) receptor. Because
some of these cells belong to the spinothalamic tract, they are likely
to have an important role in pain mechanisms.
In this study, we used confocal microscopy to examine the input to
lamina III/IV NK1 receptor-immunoreactive neurons from NPY-containing
axons. All of the cells studied received a dense innervation from
NPY-immunoreactive axons, and electron microscopy revealed that
synapses were often present at points of contact. Most
NPY-immunoreactive boutons were also GABAergic, which supports the
suggestion that they are derived from local neurons. The association between NPY-containing axons and NK1 receptor-immunoreactive neurons was specific, because postsynaptic dorsal column neurons (which were
located in laminae III-V but did not possess NK1 receptors) and lamina
I neurons with the NK1 receptor received significantly fewer contacts
from NPY-immunoreactive axons. In addition, the NK1
receptor-immunoreactive lamina III/IV cells received few contacts from
nitric oxide synthase-containing axons (which belong to a different
population of GABAergic dorsal horn neurons). The NPY-containing axons
appeared to be targeted to the NK1 receptor-immunoreactive neurons themselves rather than to their associated substance
P-immunoreactive inputs.
The dense innervation of these cells by NPY-containing axons suggests
that they may possess receptors for NPY and that activation of these
receptors may contribute to NPY-mediated analgesia.
Key words:
neuropeptide Y; substance P receptor; confocal
microscopy; electron microscopy; volume transmission; GABA
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INTRODUCTION |
A plexus of neuropeptide Y
(NPY)-containing axons has been described in the dorsal horn of the
spinal cord in several mammalian species (Hökfelt et al., 1981 ;
Hunt et al., 1981 ; Gibson et al., 1984 ; Sasek and Elde, 1985 ; Krukoff,
1987 ; Doyle and Maxwell, 1994 ). Although NPY is present in descending
noradrenergic axons that terminate in the lateral horn in thoracic
segments (Blessing et al., 1987 ; Patel et al., 1997 ), NPY-containing
axons in the dorsal horn do not contain noradrenaline and are thought
to be derived from local GABAergic interneurons with cell bodies in laminae I-III (Rowan et al., 1993 ).
Intrathecal administration of NPY to rats can produce analgesia and
suppress the flexion reflex at doses that do not interfere with motor
behavior (Hua et al., 1991 ; Xu et al., 1994 ). There are several lines
of evidence to suggest that at least part of this effect is mediated by
an inhibitory action on nociceptive primary afferents. Some NPY-binding
sites in the rat dorsal horn disappear after neonatal capsaicin
treatment, dorsal rhizotomy, or peripheral nerve section, which
suggests that NPY receptors are present on small-diameter primary
afferents (Kar and Quirion, 1992 ). NPY can reduce
Ca2+ conductance in cultured rat dorsal root
ganglion neurons and inhibit their potassium-evoked release of
substance P (Walker et al., 1988 ; Bleakman et al., 1991 ). In addition,
studies in the cat spinal cord with antibody microprobes have
demonstrated that NPY microinjected into the superficial dorsal horn
reduces the release of substance P produced by peripheral nerve
stimulation at C fiber strength (Duggan et al., 1991 ).
Substance P is present in many small-diameter primary afferents that
terminate in the superficial dorsal horn, and all of these appear to
function as nociceptors (Lawson et al., 1997 ). We have demonstrated
recently that one of the major targets of substance P-containing
primary afferents is a population of neurons that possess the
neurokinin 1 (NK1) receptor (on which substance P acts) and have cell
bodies in lamina III or IV and long dorsally directed dendrites that
penetrate the superficial laminae (Naim et al., 1997 ). Some of these
cells belong to the spinothalamic tract (Marshall et al., 1996 ) and
therefore provide a strong disynaptic link between nociceptive primary
afferents and the thalamus (Naim et al., 1997 ), which is likely to be
important in spinal pain processing.
In this study, we tested for an association between
NPY-containing axons and lamina III/IV NK1 receptor-immunoreactive
neurons that might contribute to NPY-induced analgesia. We examined the specificity of this association in two ways. First, we compared it with
that between NPY-immunoreactive axons and two other neuronal populations: lamina I neurons with NK1 receptors and postsynaptic dorsal column (PSDC) neurons (which did not possess the NK1 receptor). Second, we looked for contacts between lamina III/IV NK1
receptor-immunoreactive cells and axons belonging to a different
population of GABAergic neurons, those which contain nitric oxide
synthase (NOS). We also used electron microscopy to confirm that the
NPY-immunoreactive axons contained GABA and to determine whether they
formed synapses with the NK1 receptor-immunoreactive neurons.
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MATERIALS AND METHODS |
Animals. Eight adult Albino-Swiss rats (either sex;
220-370 gm; Glasgow University, Glasgow, United Kingdom) were used in this study. Six rats were deeply anesthetized and perfused through the
left cardiac ventricle with a fixative containing either 4% (freshly
depolymerized) formaldehyde (n = 4) or 1%
formaldehyde-1% glutaraldehyde (n = 2). Two
additional rats were anesthetized with halothane and received a
stereotaxic injection of 50 or 100 nl of 20% biotin-dextran (BD)
(Sigma, Poole, Dorset, UK) into the left gracile nucleus. Three or
8 d later, they were deeply anesthetized and perfused with 4% formaldehyde.
Material from rats perfused with 4% formaldehyde was processed for
immunofluorescence and examined with confocal microscopy, whereas that
from rats fixed with glutaraldehyde underwent combined preembedding and postembedding immunocytochemistry and was
examined with electron microscopy. Vibratome sections (70-µm-thick)
were cut from midlumbar segments, treated with 50% ethanol for 30 min to enhance antibody penetration, and processed for immunocytochemistry. Tissue for electron microscopy was also treated with 1% sodium borohydride for 30 min to reduce the effects of glutaraldehyde on
immunostaining. Parasagittal sections were used for confocal microscopy, because these are better for revealing the dendritic trees
of lamina III/IV NK1 receptor-immunoreactive neurons. However, tissue
for electron microscopy was cut into transverse sections, because these
allow complete penetration of antibodies, which is otherwise limited in
the absence of Triton X-100 (Llewellyn-Smith and Minson,
1992 ).
Immunofluorescence and detection of retrogradely transported
BD. Double- or triple-labeling immunofluorescence histochemistry was performed as described previously (Naim et al., 1997 ), with various
combinations of primary antibodies. Sections from the four rats that
were fixed with 4% formaldehyde and had not received injections of BD
were incubated for 3 d with one of the following combinations: (1)
anti-NK1 receptor (raised in rabbit or guinea pig, diluted 1:10,000 or
1:1000, respectively), goat or rabbit antiserum against NPY (both
diluted 1:1000; Affiniti, Exeter, UK and Peninsula Laboratories,
Belmont, CA, respectively) and in some cases also rat monoclonal
antibody raised against substance P (diluted 1:200; Sera-Lab, Crawley
Down, UK); or (2) anti-NK1 receptor (raised in rabbit or guinea pig)
and sheep antiserum against neuronal NOS (diluted 1:2000) (Herbison et
al., 1996 ). After rinsing, the sections were then incubated for 1-2 hr
in species-specific secondary antibodies (anti-IgG; all raised in donkey and diluted 1:100; Jackson ImmunoResearch, West Grove, PA),
which were conjugated to one of the following dyes: fluorescein isothyocyanate, lissamine rhodamine, or cyanine-5.18. Antibodies were
made up in PBS containing 0.3% Triton X-100.
Sections from the rats that had received injections of BD into the
gracile nucleus were reacted as described above with antibodies against
the NK1 receptor (raised in rabbit or guinea pig) and NPY (raised in
goat or rabbit), which were revealed with secondary antibodies
conjugated to fluorescein and cyanine-5.18. The sections were also
incubated in avidin-rhodamine (diluted 1:500; Jackson ImmunoResearch)
to reveal retrogradely transported BD in PSDC cells. Transverse
vibratome sections (100-µm-thick) through the injection sites from
these rats were processed with avidin-horseradish peroxidase (diluted
1:1000; Sigma) and diaminobenzidine (DAB) to reveal the extent of
spread of tracer.
Confocal microscopy and analysis. Sections were examined
with a Bio-Rad (Hemel Hempstead, UK) MRC 1024 confocal scanning laser microscope with a Krypton-Argon laser (Naim et al., 1997 , 1998 ). NK1
receptor-immunoreactive neurons with cell bodies located >150 µm
below the dorsal white matter (in lamina III or IV) and dendrites that
could be traced into lamina II were selected for further study. The
association between NPY-immunoreactive boutons and lamina III/IV NK1
receptor-immunoreactive neurons was examined on at least 50 cells in
sections from all six rats used for confocal microscopy. Fifteen
neurons (five each from three animals) were selected for detailed
quantitative analysis of contacts. The selection of cells was made
before NPY immunoreactivity was examined to avoid bias toward neurons
with a high density of contacts. The fifteen cells were first drawn
with a computer drawing program from confocal z-series of scans to
reveal NK1 receptor immunoreactivity. Sequential scans obtained with a
40× oil-immersion lens were then used to reveal the positions of
contacts from NPY-immunoreactive varicosities onto their cell bodies
and dendrites, and these were recorded and plotted onto the drawings.
The frequency of NPY contacts per unit length of dendrite for each of
these cells was determined by measuring the length of each dendrite
from z-series with Neurolucida for Confocal (MicroBrightField Inc.,
Colchester, VT) as described previously (Naim et al., 1998 ). Because
the density of NPY boutons is higher in the superficial dorsal horn
than in deeper laminae, we determined the density of contacts
separately for those dendrites that lay within laminae I and II and for
dendrites in deeper laminae. The relationship between the substance P-
and NPY-immunoreactive boutons that were associated with NK1
receptor-immunoreactive neurons was examined by scanning parts of the
dendritic trees and cell bodies of at least 20 such neurons (from two
rats) with a 40× oil-immersion lens.
For comparison, a similar analysis of NPY contacts onto lamina I cells
with the NK1 receptor was also performed. Fifteen such cells (five each
from three animals) were selected and drawn as described above. The
positions of contacts formed by NPY-immunoreactive varicosities were
then plotted onto the drawings of the cells, and the density of
contacts onto their dendrites was calculated. To determine whether NPY
boutons were associated with the cell bodies of PSDC neurons in laminae
III-V, 25 retrogradely labeled cells were examined from each of the
two rats in which BD had been injected into the gracile nucleus. The
number of contacts that the cell bodies received from
NPY-immunoreactive varicosities was determined for each of these cells.
No attempt was made to quantify contacts on dendrites, because
dendritic filling with BD was clearly incomplete.
The association between laminae III/IV NK1 receptor-immunoreactive
neurons and NOS-immunoreactive varicosities was examined quantitatively
for six neurons (three each from two rats). Again, the number of
contacts onto cell bodies was counted, and the density of contacts onto
dendrites in superficial laminae (I and II) and deeper laminae was
determined by measuring lengths of the dendrites with Neurolucida for
Confocal software.
Electron microscopy. Transverse sections from the rats fixed
with glutaraldehyde-formaldehyde were processed by a
double-labeling preembedding method (Todd et al., 1996 ) to reveal NK1
receptor with immunoperoxidase-DAB and NPY with silver-intensified
immunogold. The sections were incubated for 3 d in a mixture of
guinea pig anti-NK1 receptor (1:5000 or 1:10,000) and rabbit anti-NPY
(1:10,000 or 1:20,000) and then overnight in biotinylated donkey
anti-guinea pig IgG (1:500; Jackson ImmunoResearch) and goat
anti-rabbit IgG coated with 1 nm gold particles (diluted 1:50; Amersham
International, Buckinghamshire, UK). The gold was revealed by silver
intensification (IntenSE kit; Amersham International), and sections
were subsequently incubated overnight in avidin-horseradish peroxidase
(1:1000) that was revealed with DAB. The sections were osmicated (30 min in 1% OsO4), dehydrated in acetone, and
flat-embedded in Durcupan between acetate foils. Antibodies used
in the preembedding reaction were made up in PBS without Triton
X-100.
Two NK1 receptor-immunoreactive neurons with long dorsal dendrites (one
from each rat) were selected and drawn with a camera lucida. The cell
body of one of these neurons was in lamina III and that of the other
was on the border between laminae III and IV. The vibratome sections
were then mounted onto blocks of cured resin, and ribbons of ultrathin
sections through parts of the cell bodies and dendrites of these
neurons were cut with a diamond knife and collected onto Formvar-coated
single-slot nickel grids. Every second grid was processed for
postembedding immunocytochemistry to reveal GABA-like immunoreactivity,
whereas sections on the remaining grids (reference sections) were
stained with lead citrate and viewed without any further processing.
The grids that were used for postembedding immunocytochemistry
contained three sections, whereas the other grids contained two
sections. The postembedding reaction for GABA was performed as
described previously (Todd et al., 1996 ), except that the GABA
antiserum was used at a dilution of 1:1000, and the secondary antibody
(goat anti-rabbit IgG; diluted 1:25; British Biocell International,
Cardiff, UK) was adsorbed onto 15 nm gold particles.
Sections that had not been reacted for GABA were viewed first with the
electron microscope (Philips CM100, equipped with specimen relocation
software), and NPY-immunoreactive boutons that either contacted the NK1
receptor-immunoreactive neuron or else were close to it (<10 µm
apart) were identified. Axonal boutons that contained more than four
silver particles on both of the reference sections on a grid were
classified as NPY-immunoreactive. Five central axons belonging to type
II synaptic glomeruli (Ribeiro-da-Silva and Coimbra, 1982 ) were also
identified on each grid, and these were subsequently used to determine
the level of background labeling with the GABA antiserum (see below).
The grids that had been reacted with the GABA antiserum were then
examined, and the NPY-immunoreactive boutons and glomerular central
axons were identified on the two consecutive serial sections. Gold
particles were counted over these axons, and their cross-sectional areas were measured with an image analysis program (KS300; Kontron Elektronik GmbH, München, Germany). For each grid, the mean
density of gold particles over the central axons of glomeruli (which
are not GABAergic) was determined, and those NPY-immunoreactive boutons that had gold particle densities that exceeded this value by at least
three times on both serial sections were defined as GABA-immunoreactive (Bernardi et al., 1995 ; Todd, 1996 ). Thirty-five NPY-immunoreactive boutons were tested for GABA immunoreactivity in this way (16 and 19 in
sections from the two rats).
Antibodies. The rabbit antiserum to NK1 receptor was donated
by Dr. S. Vigna (Durham, NC) and was raised against a synthetic peptide
corresponding to the 15 amino acids at the C terminus of the rat NK1
receptor coupled to bovine thyroglobulin (Vigna et al., 1994 ). This
antibody has been shown to recognize a protein band of 80-90 kDa on
Western blots of membranes from cells transfected with the NK1
receptor, and immunostaining can be blocked by addition of the
immunizing peptide (Liu et al., 1994 ; Vigna et al., 1994 ; Brown et al.,
1995 ).
The guinea pig antiserum against NK1 receptor was raised commercially
(Affiniti) against a synthetic peptide with the same sequence
(KTMTESSSFYSNMLA) as that used by Vigna et al. (1994) . The peptide was
conjugated through its N terminal to keyhole limpet hemocyanin with
glutaraldehyde, and three guinea pigs received seven injections of the
conjugate over a 12 week period. Serum from all three animals was
tested on spinal cord sections (1:1000 for immunofluorescence), and in
each case this resulted in specific immunostaining. Serum from one
animal (ATD3) was used in this study, because this gave the
strongest staining. Specificity was tested by (1) preabsorbing the
antiserum with the immunizing peptide for 1 hr before use, (2)
replacing it with preimmune serum from the same animal, and (3)
performing double immunofluorescence with both rabbit and guinea pig
antiserum against NK1 receptor.
We have reported previously that staining with both rabbit and goat
antisera against NPY is blocked by preincubation with NPY (Rowan et
al., 1993 ). The substance P antibody (Cuello et al., 1979 ) recognizes
the C-terminal part of the peptide and therefore does not distinguish
between substance P and the related tachykinins neurokinin A and
neurokinin B. For convenience, this type of immunostaining will be
referred to as substance P immunoreactivity (for review, see Naim et
al., 1997 ). The GABA antiserum, which was donated by Dr. David Pow
(Brisbane, Australia), is highly selective for the fixation products of
GABA and does not cross react with those of glycine, taurine,
glutamate, glutamine, or aspartate (Pow and Crook, 1993 ).
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RESULTS |
Confocal microscopy
For all tissue examined in this part of the study, penetration of
immunostaining into the vibratome sections appeared to be complete,
because no consistent alteration in the density of immunoreactive profiles was seen when the sections were scanned through their full
thickness. The pattern of NK1 receptor immunoreactivity with both
rabbit and guinea pig antisera was the same and closely resembled that
which has been reported previously in the rat spinal cord (Bleazard et
al., 1994 ; Nakaya et al., 1994 ; Vigna et al., 1994 ; Brown et al., 1995 ;
Littlewood et al., 1995 ). Pretreatment of the guinea pig
antiserum with the immunizing peptide at 1 µg/ml strongly suppressed
the immunoreactivity, and immunostaining was abolished when the
concentration of peptide was increased to 10 µg/ml (6 × 10 6 M). No staining was seen when the
antiserum was replaced with preimmune serum from the same guinea pig.
On sections reacted with both guinea pig and rabbit NK1 receptor
antisera, the same profiles were stained with each antiserum.
Many NK1 receptor-immunoreactive neurons with cell bodies in lamina III
or IV and long dorsally directed dendrites that entered the superficial
laminae were observed (Fig.
1A). As described previously, these cells also often had dendrites that remained in the
deeper laminae (Brown et al., 1995 ; Naim et al., 1997 , 1998 ). The
distribution of NPY immunoreactivity was also the same as that reported
in previous studies in the rat (Hökfelt et al., 1981 ; Hunt et
al., 1981 ; Sasek and Elde, 1985 ; Rowan et al., 1993 ): a dense plexus of
NPY-immunoreactive axons was observed in laminae I and II (Fig.
1B); however, axons were also present in deeper laminae, often in the form of discrete clusters.

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Figure 1.
Confocal images from parasagittal sections showing
NPY-immunoreactive axons (red), lamina III NK1
receptor-immunoreactive neurons (green), and a
PSDC cell (blue). A, An NK1
receptor-immunoreactive neuron has a long dorsal dendrite that extends
up through the superficial laminae and bifurcates. B,
The same field scanned to reveal NPY shows a plexus of immunoreactive
axons in the superficial dorsal horn, as well as rows of immunoreactive
axons in a position corresponding to the dorsal dendrite of the NK1
receptor-immunoreactive neuron. C, The association can
be seen clearly when the two color images are merged. In this case,
there are numerous contacts from NPY-immunoreactive axons onto
the dorsal dendrite but relatively fewer onto the cell
body. D, The cell bodies of two NK1
receptor-immunoreactive neurons are located close to a PSDC neuron that
contains biotin-dextran. Although not shown in this field, the
dendrites of both NK1 receptor-immunoreactive neurons could be followed
dorsally into lamina I. E, The same region scanned to
reveal NPY. F, When the three colors are merged, it can
be seen that both NK1 receptor-immunoreactive neurons have numerous
NPY-immunoreactive boutons associated with them (particularly the cell
on the right), whereas very few NPY-immunoreactive
boutons are in contact with the PSDC cell. Arrows in
E and F show a region where numerous
NPY-immunoreactive boutons are associated with the proximal dendrite of
the NK1 receptor-immunoreactive neuron, but many of them are not
actually in contact with it. A-C are from a section
reacted with guinea pig NK1 receptor antiserum and rabbit anti-NPY and
were made up from six scans, each separated by 1 µm.
D-F are from a section reacted with rabbit anti-NK1
receptor and goat anti-NPY and are built from 11 scans, each separated
by 1 µm. Scale bar, 50 µm.
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All of the lamina III/IV NK1 receptor-immunoreactive neurons were
associated with numerous NPY-immunoreactive axonal varicosities. These
were found to contact not only the dendrites in laminae I and II (where
NPY-containing axons are common) but also dendrites in deeper laminae,
as well as cell bodies (Fig. 1). In some cases, the density of contacts
onto the dendrites was so great that they were completely outlined by
NPY-immunoreactive varicosities (Fig. 1A-C).
Although many of the NPY-immunoreactive axons that surrounded the cells
appeared to be in direct contact with them, others were separated from
the cells by distances of up to ~10 µm, although they appeared to
be specifically associated with them. This latter arrangement was
particularly obvious around the cell bodies and proximal dendrites of
the neurons, because the density of NPY-immunoreactive axons in laminae
III and IV was otherwise much lower (Fig.
1E,F). For the 15 lamina
III/IV NK1 receptor-immunoreactive neurons on which quantitative
analysis was performed, the density of contacts from
NPY-immunoreactive varicosities/100 µm of dendrite varied from 10.20 to 22.67 (17.16 ± 0.87, mean ± SEM) (Fig.
2A). The dorsal
dendrites of these neurons that lay within laminae I and II received
between 7.79 and 20.07 contacts/100 µm (15.54 ± 1.00, mean ± SEM), whereas dendrites in deeper laminae received between 14.04 and
36.64 contacts/100 µm (20.55 ± 1.73, mean ± SEM). This difference was significant (p < 0.05; paired
t test). The cell bodies of these neurons received between
11 and 38 contacts (22.07 ± 2.21, mean ± SEM) (Fig.
2B).

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Figure 2.
A, A graph showing the density of
contacts from NPY-immunoreactive varicosities/100 µm of dendrite for
15 neurons in lamina I with the NK1 receptor and for 15 neurons that
possessed the receptor and had cell bodies in lamina III or IV.
B, A graph showing the numbers of axosomatic contacts
from NPY-immunoreactive varicosities onto the cell bodies of the same
lamina I and lamina III/IV NK1 receptor-immunoreactive neurons and also
onto the cell bodies of 50 PSDC neurons in laminae III-V. The PSDC
neurons did not possess the NK1 receptor.
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Examination of NK1 receptor-immunoreactive neurons with cell bodies in
lamina I revealed that these cells also received contacts from
NPY-immunoreactive varicosities; however, these contacts were generally
less numerous on both cell bodies and dendrites than was the case for
the lamina III/IV cells (Fig. 2). The dendrites of the 15 lamina I
cells that were analyzed quan-titatively received between 1.86 and
11.39 contacts/100 µm (6.37 ± 0.73, mean ± SEM), and the
cell bodies received between 0 and 15 contacts (3.53 ± 0.98, mean ± SEM).
The injection sites used to label PSDC cells were restricted to the
gracile nucleus (Fig. 3). Numerous
retrogradely labeled cell bodies were found, and these were virtually
restricted to laminae III-V of the dorsal horn. Between 6 and 13 labeled neurons were found per 70-µm-thick parasagittal section cut
through the length of the ipsilateral L3 or L4 segment. Over 100 PSDC
cells were examined to determine whether they were NK1
receptor-immunoreactive, and in all cases it was found that the cells
were not immunoreactive (Fig. 1D). Although the
outline of cell bodies could be identified, dendritic filling was
clearly incomplete; however, primary dendrites could be seen emerging
from the cell bodies, and in some cases dendrites
could be followed for up to 50 µm. Unlike the situation with NK1
receptor-immunoreactive lamina III/IV neurons, the PSDC cell bodies
received few contacts from NPY-immunoreactive varicosities (range of
0-7; 1.40 ± 0.27, mean ± SEM) (Fig. 2B).
When dendrites of PSDC cells were visible, they also received only
occasional contacts from NPY-immunoreactive axons, and in no cases were
NPY-immunoreactive axons seen running along these dendrites.

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Figure 3.
Transverse sections through the injection sites
from the two rats in which PSDC cells were labeled. The dense region of
DAB reaction product (injection site) fills the gracile nucleus on the
left side but does not spread significantly beyond it. The position of
the gracile nucleus on the contralateral side is shown with a
dashed line. The injections were near the level of the
obex in the lower medulla. Scale bar, 1 mm.
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Comparison of the data obtained from the neurons selected for
quantitative analysis revealed that the density of contacts from
NPY-immunoreactive varicosities onto dendrites of NK1
receptor-immunoreactive neurons with cell bodies in laminae III and IV
was significantly higher than the density of contacts onto dendrites of
lamina I NK1 receptor-immunoreactive neurons (p < 0.01; unpaired t test) (Fig. 2A).
ANOVA revealed that the number of contacts from
NPY-immunoreactive varicosities onto the cell bodies of lamina III/IV
NK1 receptor-immunoreactive neurons was also significantly different
from that on either lamina I NK1 receptor-immunoreactive neurons or
PSDC cells (p < 0.01; Tukey test) (Fig.
2B).
As reported previously (Naim et al., 1997 ), we found that the lamina
III/IV NK1 receptor-immunoreactive neurons received numerous contacts
from substance P-immunoreactive varicosities, particularly on their
dorsal dendrites (Fig.
4A-F). These
were sometimes contacted by NPY-immunoreactive varicosities, but there
did not appear to be a specific relationship between the two types of
axon, and in most cases varicosities containing one type of peptide
immunoreactivity were not in contact with those containing the other
(Fig. 4A-F).

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Figure 4.
A-F show the cell body
(D-F) and a dorsal dendrite
(A-C) from a single NK1 receptor-immunoreactive
neuron, the cell body of which was in lamina III. A and
D show the NK1 receptor immunoreactivity (guinea pig
antiserum, green). In B and
E, the corresponding fields are scanned to reveal NPY
(rabbit antiserum, red) and substance P
(blue), whereas in C and
F, the three channels are merged (overlap between
red and blue appears
white). Although the cell is surrounded and contacted by
many NPY- and substance P-immunoreactive varicosities, appositions
between varicosities containing NPY and those containing substance P
(some of which are indicated with arrows) are not
particularly common. G-I show the relationship between a lamina III NK1
receptor-immunoreactive neuron (rabbit antiserum, green)
and NOS-immunoreactive structures (red). In
H, two NOS-immunoreactive cell bodies, as well as
dendrites and a plexus of axons, are visible. The NOS-immunoreactive
axons are not specifically associated with the dorsal dendrite of the
NK1 receptor-immunoreactive neuron and do not form a cluster around its
cell body. A-C were made up from six scans separated by
0.5 µm, D-F from eight scans separated by 1 µm, and
G-I from seven scans separated by 0.5 µm. Scale bars:
(in A) A-F, 20 µm; (in
G) G-I, 50 µm.
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NOS-immunoreactive neurons were present in all dorsal horn laminae, and
a plexus of NOS-immunoreactive axons was seen in laminae I and II as
described previously (Valtschanoff et al., 1992a ; Dun et al., 1993 ;
Spike et al., 1993 ; Laing et al., 1994 ). NOS-immunoreactive axons could
be distinguished from dendrites because of their beaded appearance.
Although dorsal dendrites of NK1 receptor-immunoreactive neurons passed
through the plexus of NOS-immunoreactive axons in the superficial
dorsal horn (Fig. 4G-I), they received relatively few contacts. For the six NK1 receptor-immunoreactive neurons studied
quantitatively, the density of contacts from NOS-immunoreactive varicosities was between 0.88 and 3.80/100 µm (2.18 ± 0.47, mean ± SEM) on dendrites in laminae I and II and between 0.89 and
5.13/100 µm (2.64 ± 0.57, mean ± SEM) on dendrites in
deeper laminae. The cell bodies received between 0 and 6 contacts
(2.33 ± 0.84, mean ± SEM).
Electron microscopy
Of the 35 NPY-immunoreactive boutons examined, 17 were in contact
with the cell body or a dendrite belonging to one of the NK1
receptor-immunoreactive neurons, and 15 of these formed a synapse onto
the cell (Fig. 5). The remaining 18 boutons were not in contact with the cell but were located within 10 µm of it. On 32 of the 35 NPY-immunoreactive boutons (91%), the
density of gold particles representing GABA-like immunoreactivity
exceeded the background level by more than a factor of three on both
serial sections. However, although these boutons were clearly
GABA-immunoreactive, they were never the most strongly immunolabeled
for GABA (Fig. 5B,C).

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Figure 5.
Electron micrographs taken from serial
sections, which show three axons (A1, A2,
and A3) adjacent to the dorsal dendrite of an NK1
receptor-immunoreactive neuron. The dendrite (D)
contains DAB reaction product representing the NK1 receptor, whereas
one of the axons (A2) contains numerous silver particles
corresponding to NPY immunoreactivity. A is taken from a
reference section, and B and C are from
consecutive sections on which a postembedding reaction with GABA
antiserum was performed; 15 nm gold particles represent GABA
immunoreactivity. A1 is strongly GABA-immunoreactive and
A2 is moderately immunoreactive, whereas
A3 is not GABA-immunoreactive. The synapse between the
NPY-immunoreactive axon and the NK1 receptor-immunoreactive dendrite
can be seen on all three sections, and it is indicated between the
arrowheads in B. Scale bar, 0.5 µm.
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DISCUSSION |
NPY and lamina III/IV NK1 receptor-immunoreactive neurons
The results of this study reveal a very strong association between
NPY-containing axons and neurons in lamina III or IV that possess the
NK1 receptor and have dendrites that enter the superficial laminae.
NPY-containing axons in the dorsal horn are thought to be derived from
neurons in laminae I-III (Hökfelt et al., 1981 ; Hunt et al.,
1981 ; Sasek and Elde, 1985 ) because the only other known source of NPY
in the normal spinal cord is a group of noradrenergic neurons in the
rostral ventrolateral medulla that project to the lateral horn in
thoracic segments (Blessing et al., 1987 ), and previous studies have
shown that NPY is not colocalized with tyrosine hydroxylase (Blessing
et al., 1987 ) or dopamine -hydroxylase (Patel et al., 1997 ) in the
dorsal horn. We have demonstrated previously that all NPY-containing
neurons in laminae I-III are GABAergic (Rowan et al., 1993 ), and the
presence of GABA immunoreactivity in the great majority of
NPY-immunoreactive boutons strongly supports the view that these axons
are derived from local inhibitory interneurons.
To determine whether the innervation of lamina III/IV NK1
receptor-immunoreactive neurons by NPY-containing axons was selective, we also examined the relationship of these axons with NK1
receptor-immunoreactive neurons in lamina I and with PSDC cells. PSDC
cells were chosen because they were found not to possess the receptor
but nonetheless show certain morphological similarities to the NK1
receptor-immunoreactive neurons: both types have cell bodies in laminae
III and IV, and it has been demonstrated in the cat that PSDC cells
often have dendrites that enter lamina II (Brown and Fyffe, 1981 ).
Because of limited retrograde filling, we could only examine cell
bodies and proximal dendrites of PSDC cells, and we therefore cannot rule out the possibility that the cells may receive contacts from NPY-containing axons on their distal dendrites. However, the cell bodies and proximal dendrites of the PSDC neurons were never associated with clusters of NPY-immunoreactive axons, unlike those of the lamina
III/IV NK1 receptor-immunoreactive neurons. The low frequency of
contacts that PSDC cells received from NPY-immunoreactive boutons is
unlikely to be caused by a lack of inhibitory axosomatic
synapses on these cells, because we have reported previously that PSDC neurons in cat receive numerous axosomatic synapses from GABA- and
glycine-immunoreactive boutons (Maxwell et al., 1995 ). Presumably, the
inhibitory inputs to PSDC cells are derived primarily from neurons that
do not contain NPY. The lamina I neurons with the NK1 receptor were
also found to receive significantly fewer contacts from NPY-containing
axons, although their cell bodies and dendrites lie within the dense
plexus of NPY-containing axons in laminae I and II.
To test whether the dense innervation of lamina III/IV NK1
receptor-immunoreactive neurons by NPY-containing axons was a feature of other types of inhibitory input to the cells, we examined their association with axons derived from a different population of inhibitory interneurons, those which contain NOS. NOS is largely restricted to GABAergic neurons in the dorsal horn (Valtschanoff et
al., 1992b ; Spike et al., 1993 ), and these cells are different from the
ones that contain NPY (Laing et al., 1994 ). Although NOS-containing
axons made occasional contacts with the lamina III/IV NK1
receptor-immunoreactive cells, they did not appear to be selectively
associated with them. Together, these results suggest that inhibitory
circuits in the dorsal horn can be highly organized, with particular
types of inhibitory interneuron targeting-specific populations of
output cells.
NPY and substance P
We have shown previously that NK1 receptor-immunoreactive neurons
in laminae III and IV receive a substantial input from substance P-containing primary afferents (Naim et al., 1997 ). Because NPY can
reduce substance P release (Walker et al., 1988 ; Duggan et al., 1991 )
and NPY receptors appear to be present on primary afferents (Bleakman
et al., 1991 ; Kar and Quirion, 1992 ; Mantyh et al., 1994 ), we looked
for an association between the NPY- and substance P-containing axons
that contacted the lamina III/IV NK1 receptor-immunoreactive cells.
However, although some contacts between the two types of peptidergic
axon were seen, these were never frequent. In addition, quantitative
analysis revealed a different distribution of these axons, because
contacts from substance P-immunoreactive primary afferents were most
numerous on dendrites in laminae I and II (Naim et al., 1997 ), whereas
the density of contacts that the cells received from NPY-immunoreactive
axons was significantly higher on dendrites ventral to lamina II, and
the neurons received numerous contacts on their cell bodies. This
difference in the distribution of NPY- and substance
P-containing axons that are associated with the lamina III/IV NK1
receptor-immunoreactive neurons strongly suggests that the cells
themselves are a target for the NPY axons, and it is therefore likely
that they possess receptors for NPY.
NPY receptors
Two classes of NPY receptor, Y1 and
Y2, have been identified in the spinal cord.
Y1 immunoreactivity has been found on many small dorsal
root ganglion cells but not on their terminals, and in spinal cord it
was restricted to a population of neurons in lamina II (Zhang et al.,
1994 ). It is therefore unlikely that NPY acts via Y1
receptors on either the lamina III/IV NK1 receptor-immunoreactive neurons or the associated substance P-containing primary afferent terminals.
Several lines of evidence suggest that Y2 receptors are
more significant than Y1 receptors in the spinal cord.
Binding sites for NPY in spinal cord and dorsal root ganglion are more
effectively blocked by Y2 than by Y1 agonists
(Mantyh et al., 1994 ; Zhang et al., 1995 ), Y2 receptors
appear to be responsible for the inhibition of Ca2+
currents in rat dorsal root ganglion cells (Bleakman et al., 1991 ), and
at least part of the anti-nociceptive effect of intrathecal NPY is
thought to be mediated by Y2 receptors (Hua et al., 1991 ). NPY binding sites (most of which appear to represent Y2
receptors) are present at high concentrations in laminae I and II of
the dorsal horn, but there is also significant binding in laminae III
and IV (Zhang et al., 1995 ). At present, there are apparently no
antibodies against the Y2 receptor; however, in
situ hybridization histochemistry has shown that, in addition to
labeling of cells in the dorsal root ganglion, there is a low level of
Y2 mRNA in laminae I-IV of the dorsal horn (Zhang et al.,
1997 ), which suggests that at least some neurons in these laminae
express the receptor. Both the NK1 receptor-immunoreactive neurons in
laminae III and IV and also their associated substance P-containing
primary afferent terminals may therefore possess Y2
receptors; however, this cannot be tested directly until antibodies
against the Y2 receptor become available.
Although NPY has been shown to reduce substance P release in
vivo in the cat (Duggan et al., 1991 ), there have been apparently no studies of possible postsynaptic effects on spinal neurons in
mammals. In the lamprey spinal cord, NPY-immunoreactive axons (many of
which also contain GABA) form close associations with primary afferents
(Bongianni et al., 1990 ). Parker et al. (1998) have recently
demonstrated that NPY not only acted presynaptically to reduce the
amplitude of primary afferent-evoked EPSPs on spinobulbar neurons but
also decreased the excitability of these neurons, which was thought to
be a postsynaptic action. Spinobulbar neurons in the lamprey appear to
be homologous with spinothalamic neurons in mammals, and some of the
lamina III/IV NK1 receptor-immunoreactive neurons in the rat belong to
this tract (Marshall et al., 1996 ). It is possible that a dual
presynaptic and postsynaptic inhibitory action of NPY also occurs in
the rat spinal cord and that this has been highly conserved during evolution.
Although many NPY-containing boutons were in direct contact with the
NK1 receptor-immunoreactive neurons, there was often a basket of these
boutons that surrounded the cells up to a distance of ~10 µm from
the cell membrane but nonetheless appeared to be specifically
associated with them. If the NK1 receptor-immunoreactive neurons do
possess a Y receptor, this would suggest that NPY acts on these
receptors at least partly through volume transmission. The majority of
NPY boutons that were apposed to the neurons formed synapses, and these
are likely to mediate the parallel GABAergic inhibitory role of the
NPY-containing axons. Because lamina III/IV NK1 receptor-immunoreactive
neurons also receive some input from myelinated primary afferents,
which are likely to be low-threshold mechanoreceptors (Naim et al.,
1998 ), the NPY-containing inhibitory interneurons may also regulate the
flow of information conveyed by these afferents.
It has been assumed that the analgesic action of NPY is produced by
presynaptic inhibition of nociceptive afferents, particularly those
that contain substance P (Walker et al., 1988 ; Duggan et al., 1991 ; Hua
et al., 1991 ). The presence of numerous NPY-containing boutons
associated with cells in laminae III and IV that possess NK1 receptors
and receive monosynaptic input from substance P-containing afferents is
compatible with this suggestion, assuming that NPY diffuses from its
site of release to influence the substance P-containing terminals.
However, the results of the present study suggest that NPY may also act
directly on these neurons, and this might therefore contribute to its
analgesic effect.
 |
FOOTNOTES |
Received Sept. 15, 1998; revised Dec. 1, 1998; accepted Jan. 16, 1999.
The work was supported by grants from the Wellcome Trust, which are
gratefully acknowledged. The work was performed while E.P. was on study
leave from the Department of Anatomy, Histology, and Embryology,
University Medical School of Debrecen, Nagyerdei körút 98, Debrecen H-4012, Hungary. We thank Drs. S. Vigna, D. V. Pow, and
P. C. Emson for gifts of antisera, and Drs. A. P. Payne and D. J. Maxwell for helpful discussion.
Correspondence should be addressed to Dr. A. J. Todd, Laboratory
of Human Anatomy, University of Glasgow, Glasgow G12 8QQ, United Kingdom.
 |
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Copyright © 1999 Society for Neuroscience 0270-6474/99/1972637-10$05.00/0
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