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The Journal of Neuroscience, April 15, 1999, 19(8):2996-3006
Contribution of p53-Dependent Caspase Activation to Neuronal Cell
Death Declines with Neuronal Maturation
Mark D.
Johnson ,
Yoshito
Kinoshita ,
Hong
Xiang ,
Saadi
Ghatan, and
Richard S.
Morrison
Department of Neurological Surgery, University of Washington School
of Medicine, Seattle, Washington 98195-6470
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ABSTRACT |
Caspases play a pivotal role in neuronal cell death during
development and after trophic factor withdrawal. However, the
mechanisms regulating caspase activity and the role played by caspase
activation in response to neuronal injury is poorly understood. The
tumor suppressor gene p53 has been implicated in the loss of neuronal viability caused by excitotoxic and DNA damaging agents. In the present
study we determined if p53-mediated neuronal cell death required
caspase activation. DNA damage increased caspase activity in both
cultured embryonic telencephalic and postnatal cortical neurons in a
p53-dependent manner. Caspase inhibitors protected embryonic
telencephalic neurons, but not postnatal cortical neurons, from DNA
damage-induced cell death as measured by direct cell counting and
annexin V staining. In marked contrast to the caspase inhibitors, an
inhibitor of the DNA repair enzyme, poly(ADP-ribose) polymerase,
conferred significant protection from genotoxic and excitotoxic cell
death on postnatal cortical neurons but had no effect on embryonic
neurons. Glutamate-mediated excitotoxicity in postnatal neurons was not
associated with measurable changes in caspase activity, consistent with
the failure of caspase inhibitors to prevent cell death under these
conditions. Moreover, adenovirus-mediated overexpression of p53 killed
embryonic and postnatal neurons without activating caspases. Thus,
p53-mediated neuronal cell death may occur via both caspase-dependent
and caspase-independent pathways. These results demonstrate that p53 is
required for caspase activation in response to some forms of neuronal
injury. However, the relative importance of caspase activation in
neurons depends on the developmental status of the cell and the
specific nature of the death stimulus.
Key words:
apoptosis; caspase; DNA damage; excitotoxicity; neuronal
cell death; p53
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INTRODUCTION |
Cell survival is regulated by a
complex network of interacting checkpoints composed of both positive
and negative effectors. Certain members of the Bcl-2 family of cell
death regulators have been identified that inhibit cell death, whereas
other members of this family promote cell death (Reed, 1997 ). Members
of the interleukin-1 -converting enzyme (ICE)/CED-3 family of
cysteine proteases (caspases) also have been implicated as cell death
effectors in both vertebrate and invertebrate cells (Cohen, 1997 ;
Nicholson and Thornberry, 1997 ; Porter et al., 1997 ; Cryns and Yuan,
1998 ). Caspases are activated by many different apoptotic stimuli,
leading to specific cleavage of a range of cellular protein substrates (Ashkenas and Werb, 1996 ; Cohen, 1997 ; Nicholson and Thornberry, 1997 ;
Porter et al., 1997 ; Cryns and Yuan, 1998 ). In neurons there is
considerable evidence that caspase activity plays an important role in
cell death during development (Milligan et al., 1995 ) and after trophic
factor withdrawal (Rabizadeh et al., 1993 ; Gagliardini et al., 1994 ;
Martinou et al., 1995 ; Deshmukh et al., 1996 ; Posmantur et al., 1997 ;
Troy et al., 1997 ), potassium deprivation (Nath et al., 1996 ; Schulz et
al., 1996 ; Eldadah et al., 1997 ; Lynch et al., 1997 ), oxygen-glucose
deprivation (Gottron et al., 1997 ), and staurosporine treatment (Keane
et al., 1997 ). Developmental cell death in the mouse brain is decreased
in the absence of caspase-3 (CPP32; Kuida et al., 1996 ) or caspase-9
(Hakem et al., 1998 ; Kuida et al., 1998 ), suggesting that caspases are
essential to the regulation of developmental cell death in neurons. In
the postdevelopmental period, caspases have been associated with cell death in response to traumatic brain injury (Yakovlev et al., 1997 ),
transient focal cerebral ischemia (Loddick et al., 1996 ; Friedlander et
al., 1997b ; Hara et al., 1997a ,b ), and excitotoxicity (Jordan et al.,
1997a ; Tenneti et al., 1998 ).
In neurons, DNA damage and excitotoxicity also can lead to cell death
via mechanisms that involve the activation of p53 (H. Xiang et al.,
1996 , 1998 ). We have investigated the molecular components of
p53-dependent cell death pathways in neurons and have identified an
important role for the proapoptotic protein, Bax, in p53-mediated
neuronal cell death after DNA damage or excitotoxicity (Xiang et al.,
1998 ). Although the exact mechanism by which Bax promotes cell death is
not known, several studies have suggested that Bax may cooperate with
bcl-2 or bcl-XL, or it may act independently to
regulate the activation of caspases (J. G. Xiang et al., 1996 ; Vekrellis et al., 1997 ; Martinou et al., 1998 ; Marzo et al., 1998 ). This suggested that caspases may be associated with a p53-mediated Bax-dependent cell death pathway. We therefore examined whether caspases are activated in neurons after injury in a p53-dependent manner and, if so, whether such activation is essential for
p53-dependent neuronal cell death. We report here that DNA damage
induced caspase activation in embryonic and postnatal cortical neurons
in a p53-dependent manner, but the significance of this activation for
cell death was dependent on the stage of neuronal maturation. Caspase
inhibitors suppressed DNA damage-induced death of SH-SY5Y neuroblastoma
cells and embryonic telencephalic neurons, but not postnatal cortical neurons, in culture. In contrast to DNA damage, glutamate-mediated excitotoxicity in postnatal cortical neurons was not associated with
caspase activation, consistent with the failure of caspase inhibitors
to protect neurons from glutamate-induced cell death. These findings
suggest that p53 mediates neuronal cell death after injury via both
caspase-dependent and caspase-independent pathways. Surprisingly, the
relative contribution of caspase activation to cell death was dependent
on the state of neuronal maturation, a finding that may help to explain
the differential sensitivity of embryonic versus mature neurons to a
variety of injuries.
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MATERIALS AND METHODS |
Materials.
Benzyloxycarbonyl-Val-Ala-Asp(OMe)-fluoromethylketone (zVAD-fmk),
z-Asp-Glu-Val-Asp-fmk (zDEVD-fmk),
boc-aspartyl(OMe)-fluoromethylketone (BAF), and the fluorogenic
caspase substrate zDEVD-AFC were purchased from Enzyme Systems Products
(Livermore, CA). Staurosporine was obtained from ICN Pharmaceuticals
(Costa Mesa, CA). A cell lysis buffer for fluorogenic caspase activity
assays was obtained from Clontech (ApoAlert CPP32 Assay Kit; Palo Alto, CA).
Cell culture. p53-deficient mice were generated from a
129/Sv × C57BL/6 background as described (Donehower et al.,
1992 ). The genotypes of the mating pairs and all offspring were
determined by PCR, using DNA extracted from the tail (Timme and
Thompson, 1994 ). p53 / mice were generated
routinely from (+/ ) × ( / ) mating pairs, whereas p53 wild-type
mice were obtained by crossing p53+/+ mice. The
brains from individual animals were cultured separately and genotyped
before treatment.
Neuronal cultures derived from embryonic day 14.5 (E14.5) telencephalon
or postnatal day 0 (P0) cortex were established as previously described
(H. Xiang et al., 1996 , 1998 ). Briefly, embryonic or newborn mice were
decapitated, and the telencephalon or the cortex was dissected free in
HBSS. Then the dissected tissues were treated with trypsin for 20 min,
washed, and dissociated by trituration. The cells were plated on a
poly-D-lysine-coated substrate in Neurobasal medium plus
B27 supplements (Life Technologies, Gaithersburg, MD) (Brewer et al.,
1993 ) either at 1.25 × 105 cells (postnatal)
or 1 × 105 cells (embryonic) per 15 mm well
for neuronal counting, morphological analyses, and annexin V binding or
at 1.5-2 × 106 cells/60 mm dish for Western
blotting and caspase activity assays. The cultures were maintained at
37°C in a 5% CO2 atmosphere. Cultures maintained under
these conditions were shown previously to contain >95% neurons, as
determined by cell morphology and immunocytochemistry for neurofilament
and glial fibrillary acidic protein (GFAP) (H. Xiang et al., 1996 ).
Neurons were maintained routinely in culture for 4 d before
treatment (i.e., camptothecin, glutamate, staurosporine, or adenovirus infection). At specific times after treatment the cells were counted, stained with annexin V, or collected by being scraped in cold PBS,
centrifuged, and lysed in an appropriate buffer for Western blotting or
caspase activity assays.
Astrocyte cultures were established from newborn mice (P0) as described
(Morrison and deVellis, 1981 ) and were used within two to three
passages. Astrocytes were subcultured by trypsinization as previously
described (Morrison and deVellis, 1981 ) and were plated at 2.0 × 105 cells/60 mm dish. At 5 d after plating the
astrocytes were collected for Western blotting as described above for
the neurons.
SH-SY5Y human neuroblastoma cells were obtained from American Type
Tissue Culture Collection (Rockville, MD) and were maintained routinely
in DMEM/F12 medium with 10% fetal bovine serum. SH-SY5Y cells were
plated at 1.25 × 105 cells/15 mm well for
analysis of viability with the live/dead cell assay or at 1.0 × 106 cells/60 mm dish for Western blots or caspase
activity measurements. SH-SY5Y cells were cultured routinely for 2 d before treatment. At specific times after treatment the cells were
analyzed by the live/dead cell assay or collected by being scraped in
cold PBS, centrifuged, and lysed in an appropriate buffer for Western
blotting or caspase activity assays.
Assessment of neuronal viability. The number of viable
neurons was determined by counting cells within four premarked
reticules (1 mm2/well) at the time of treatment and
at various times after treatment. Viable neurons were identified
according to the following criteria: (1) neurites were uniform in
diameter, smooth in appearance, and at least twice as long as the soma;
(2) somata were normally smooth and round to oval-shaped; (3) nuclei
were normal in appearance, without evidence of condensation or
fragmentation. In contrast, degenerating, nonviable neurons possessed
neurites that were fragmented and "beaded," and the somata were
rough, shrunken, vacuolated, and irregularly shaped. The nuclei of
nonviable neurons often were condensed or fragmented.
Cell viability also was evaluated by a live cell/dead cell assay, using
two fluorescent probes. Living cells were detected by using calcein-AM
(Molecular Probes, Eugene, OR), a fluorogenic esterase substrate that
is hydrolyzed to a green fluorescent product and retained by cells with
an intact membrane. Dead or dying cells were identified by the uptake
of ethidium homodimer-1 (Molecular Probes), a red nuclear dye that is
taken up only by dying cells with permeant membranes. At 24 hr after
treatment the cells were incubated for 30 min at room temperature in a
solution containing calcein-AM (4 µM) and ethidium
homodimer-1 (2 µM) and subsequently were viewed under
epifluorescence, using standard fluorescein and rhodamine filter sets.
Annexin V staining. Embryonic telencephalic and postnatal
cortical neurons were cultured for 4 d and then treated with DMSO, camptothecin (1 µM), or camptothecin plus zVAD-fmk (20 µM). The culture medium was replaced 8 hr later with the
annexin V staining solution (1 µg/ml of annexin V-FITC in the binding
buffer supplied by the manufacturer; ApoAlert Annexin V apoptosis
detection kit, Clontech). After 20 min of incubation at room
temperature the cultures were washed twice with PBS and fixed with 4%
paraformaldehyde in PBS for 20 min. This was followed by two additional
washes with PBS. The cultures were observed under an inverted
fluorescence microscope and photographed on color slide film with
identical exposure conditions. Then the images were scanned into a
computer, collated, and printed with Adobe PhotoShop.
Adenovirus preparation. Replication-incompetent adenoviruses
with deletions in the E1 region were used for these studies. The p53
adenovirus carrying the human p53 gene under control of the
cytomegalovirus (CMV) promoter (Zhang et al., 1993 ) was the generous
gift of T. Fujiwara (Okayama University Medical School, Japan). The
adenovirus containing the -galactosidase gene (AxCaLacZ; Kanegae et
al., 1995 ) was the gift of Drs. I. Saito and Y. Kanegae (University of
Tokyo, Japan). The adenoviruses were propagated in E1-complementing
human embryonic kidney 293 cells, purified on cesium chloride
gradients, and titrated according to the method of Barr et al. (1995) .
Cultures were transfected at a multiplicity of infection (MOI) of 250.
Western blotting. Neurons, astrocytes, and SH-SY5Y cells
were lysed in extraction buffer containing 50 mM Tris-HCl,
pH 7.4, 150 mM NaCl, 1% sodium deoxycholate, 0.1% SDS,
1% Triton X-100, and the protease inhibitors leupeptin (5 µg/ml),
phenylmethylsulfonylfluoride (1 mM), pepstatin (7 µg/ml),
and aprotinin (5 µg/ml; Boehringer Mannheim, Indianapolis, IN).
Aliquots were taken for protein determinations with the Bio-Rad protein
assay kit (Hercules, CA). Cell extracts containing an equivalent amount
of protein (50 µg) were boiled for 5 min in sample buffer containing
5% 2-mercaptoethanol and 2% SDS, and the proteins were separated by
SDS-PAGE on 12% precast polyacrylamide gels (Bio-Rad).
Protein then was transferred to nitrocellulose membranes. The membranes
were blocked with PBS containing 5% nonfat dry milk and were incubated
overnight at room temperature with a rabbit anti-caspase-2 (Nedd2)
polyclonal antibody [1:100; rabbit anti-Nedd2 polyclonal antibody
against the C terminus (C20), number sc-626 (Santa Cruz Biotechnology,
Santa Cruz, CA)] or a mouse anti-caspase-3 (CPP32) monoclonal antibody
(1:500; mouse anti-CPP32 monoclonal antibody, Transduction
Laboratories, Lexington, KY). Blots were washed once with PBS, twice in
0.05% Nonidet P-40/PBS, and once more in PBS for 10 min each. The
blots subsequently were incubated with a biotin-conjugated horse
anti-mouse (Vector Laboratories, Burlingame, CA) or goat anti-rabbit
(Jackson ImmunoResearch Laboratories, West Grove, PA) IgG secondary
antibody (1:500) for 2 hr at room temperature. The blots were washed as
previously described and incubated with an avidin-biotinylated
horseradish peroxidase complex (Vectastain Elite ABC, 1:50; Vector
Laboratories) in 5% nonfat dry milk in PBS for 1 hr at room
temperature. Then the blots were washed four times as described above.
Immunoreactive bands were visualized with the SuperSignal
chemiluminescent substrate (Pierce, Rockford, IL) according to the
manufacturer's specifications. After a 10 min incubation in the
chemiluminescent substrate, the blots were exposed to radiographic film
(Hyperfilm ECL, Amersham, Arlington Heights, IL). Molecular weights
were determined by comparison with biotinylated molecular weight
markers (Bio-Rad).
Fluorogenic caspase assays. Caspase activity was determined
by monitoring the cleavage of a specific fluorogenic caspase
substrate, zDEVD-AFC (z-Asp-glu-val-asp-7-amino-4-trifluoromethyl
coumarin). The various cell types were plated and maintained as
described above. At specific times after treatment the cells were
collected by being scraped in cold PBS, centrifuged (2000 rpm for 8 min), and lysed on ice for 10 min in the cell lysis buffer provided in
the Clontech ApoAlert CPP32 Assay Kit. The extracts were frozen and
maintained at 20°C until the time of assay. At that time the
extracts were thawed and reacted with the fluorogenic caspase substrate
(zDEVD-AFC; 100 µM) in reaction buffer (0.1 M
HEPES buffer, 0.1% CHAPS, and 1% sucrose, pH 7.4) containing DTT (1 mM). The mixtures were maintained in a water bath at 37°C
for 40 min and subsequently were analyzed in a fluorometer
(Perkin-Elmer, Emeryville, CA) equipped with a 400 nm excitation filter
and a 505 nm emission filter. The levels of relative fluorescence were normalized against the protein concentration of each extract, which was
determined by using the Bio-Rad Protein Assay reagent. Rabbit IgG was
used as a protein standard.
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RESULTS |
DNA damage induces caspase activity in a p53-dependent manner
The application of the topoisomerase I inhibitor, camptothecin,
was shown previously to produce widespread neurite fragmentation, nuclear condensation, and cell death in postnatal wild-type cortical neurons within 24 hr after treatment, whereas neurons lacking both p53
alleles were resistant to the effects of camptothecin (Xiang et al.,
1998 ). To determine whether caspases were activated in neurons after
DNA damage, we exposed human SH-SY5Y neuroblastoma cells, murine
embryonic telencephalic neurons, or murine postnatal cortical neurons
to camptothecin, and we evaluated cellular extracts for the presence of
caspase activity by monitoring the cleavage of the fluorogenic caspase
substrate, zDEVD-AFC. Under control conditions (DMSO treatment, vehicle
control for camptothecin) basal levels of caspase activity were
detected readily in all three cell types. Caspase activity increased
more than threefold in SH-SY5Y cells and in embryonic and postnatal
cortical neurons after exposure to camptothecin (Fig.
1). This increase first was detected
between 4 and 6 hr after treatment (data not shown) and was inhibited
completely by the cell-permeable irreversible caspase inhibitor
zVAD-fmk (20 µM) (Fig. 1). Maximum inhibition of
DEVD-cleavage activity was obtained at concentrations 10
µM zVAD-fmk (data not shown). The results of this study
indicated that embryonic and postnatal neurons contained inducible
caspase activity that increased in response to genotoxic damage.

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Figure 1.
Camptothecin-induced DNA damage activates caspase
activity in human SH-SY5Y neuroblastoma cells and in
p53+/+ embryonic telencephalic and postnatal
cortical neurons. SH-SY5Y cells and embryonic and postnatal neurons
were plated as described in Materials and Methods. After 2 d
(SH-SY5Y cells) or 4 d (primary neurons) in culture, the cells
were treated with DMSO (control) or camptothecin (0.5 µM
for SH-SY5Y cells and 1 µM for primary neurons) in the
presence or absence of a cell-permeable irreversible tripeptide caspase
antagonist (zVAD-fmk; 20 µM). The cells were harvested
after 24 hr, and cytosolic extracts were prepared and evaluated for
zDEVD-AFC cleavage activity, as described in Materials and Methods. The
extracts were incubated with a fluorogenic substrate, zDEVD-AFC (100 µM final concentration; Enzyme Systems Products) at
37°C. The extent of substrate hydrolysis was determined after a 45 min incubation period (hydrolysis is linear for up to 60 min) and is
expressed as arbitrary fluorescence units per milligram of protein. The
results represent the mean ± SD (n = 3 cultures per condition) and are representative of four separate
experiments. Caspase activity in camptothecin-treated cultures differed
significantly from control cultures and from all cultures treated with
zVAD-fmk (p < 0.001, ANOVA). Some data
points do not express SE bars because they are small enough to be
contained within the symbols.
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The presence of DEVD cleavage activity was consistent with the
identification of caspase protein in cellular extracts prepared from
human SH-SY5Y neuroblastoma cells, murine embryonic telencephalic neurons, or murine postnatal cortical neurons. Western blot analysis of
embryonic and postnatal neurons demonstrated the presence of significant levels of caspase-2 protein, whereas caspase-3 protein was
identified readily in SH-SY5Y neuroblastoma cells and primary cultures
of postnatal astrocytes (Fig. 2). Low
levels of caspase-3 protein were detected occasionally in cultures of
embryonic telencephalic neurons by Western blot analysis, but this was
not observed consistently (data not shown). Despite the relative
absence of caspase-3 immunoreactivity, the presence of DEVD cleaving
activity in extracts derived from murine neuronal cultures is
consistent with observations that the DEVD substrate can be cleaved by
caspase-2 and caspase-7 in addition to caspase-3 (Garcia-Calvo et al.,
1998 ). The finding that distinct caspase family members are expressed
differentially within neurons and glia in culture suggested that these
proteins may serve unique functions in these cell types.

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Figure 2.
Differential expression of caspase-2 (Nedd2) and
caspase-3 (CPP32) in cultured neurons and astrocytes. Embryonic
telencephalic neurons (p53+/+, E14.5), postnatal
cortical neurons (p53+/+, P0), postnatal astrocytes
(p53+/+, P0), and SH-SY5Y cells were plated as
described in Materials and Methods. Cellular extracts were prepared
from all cell types after 4 d in culture in the absence of injury.
Protein samples (50 µg of protein per lane) were resolved by
SDS-PAGE, and immunoblotting was performed with a caspase-2 (Nedd2) or
caspase-3 (CPP32) antibody, as described in Materials and Methods.
Separate gels were used for each antibody. The results are
representative of three separate experiments.
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To determine whether the caspase activation observed in neuronal cells
after DNA damage required the presence of p53, we exposed embryonic
telencephalic and postnatal cortical neurons derived from p53 wild-type
(+/+), p53-heterozygous (+/ ), and p53-deficient ( / ) mice to
camptothecin (1 µM), and we subsequently assayed them for
caspase activation with the fluorogenic assay. Basal levels of caspase
activity were detected in vehicle-treated (DMSO) p53-deficient
(p53 / ) neurons, indicating that these proteases
were expressed constitutively in the absence of p53 (Fig.
3). However, basal levels of caspase activity were higher in neurons containing one or both p53 alleles (p53+/ , p53+/+), consistent
with our previous demonstration that the percentage of p53 wild-type
and p53 heterozygous neurons surviving in basal growth conditions was
significantly lower than that of p53 / neurons
(H. Xiang et al., 1996 ).

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Figure 3.
DNA damage induces caspase activity in
cultured embryonic telencephalic and postnatal cortical neurons in a
p53-dependent manner. Primary cultures of embryonic or postnatal
neurons were established from wild-type mice
(p53+/+) or mice deficient in one
(p53+/ ) or both (p53 / ) p53
alleles, as described in Materials and Methods. After 4 d in
culture the neurons were treated with DMSO (control,
Ctrl), camptothecin (Campt; 1 µM), or staurosporine (Stauro; 0.5 µM, p53 / only). The cells were
harvested after 24 hr, and cytosolic extracts were prepared and
evaluated for zDEVD-AFC cleavage activity as described in Materials and
Methods. The results represent the mean ± SD
(n = 3 cultures per condition) and are
representative of three separate experiments. Caspase activity in
camptothecin-treated cultures differed significantly from
caspase activity in control cultures for p53+/+
(p < 0.001, ANOVA) and
p53+/ (p < 0.01, ANOVA) genotypes. Caspase activity in staurosporine-treated
p53 / cultures differed significantly from
control cultures (p < 0.001, ANOVA). Basal
levels of caspase activity only differed significantly between
p53+/+ and p53 / cultures
(embryonic and postnatal cultures; p < 0.05, ANOVA).
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Although p53 was not required for constitutive expression of basal
levels of caspase activity, deletion of the p53 gene completely abrogated the increase in caspase activity induced by DNA damage (Fig.
3). Caspase induction was dependent on gene copy number, because
p53+/ neurons displayed a degree of caspase
activation after DNA damage that was intermediate between that observed
in p53+/+ and p53 / neurons.
This requirement for p53 was observed in both embryonic and postnatal neurons.
Staurosporine is a protein kinase inhibitor that induces programmed
cell death in a wide variety of cell types, including neurons (Jacobson
et al., 1996 ; Wiesner and Dawson, 1996 ; Prehn et al., 1997 ).
Staurosporine (0.5 µM) induced significant neurite fragmentation and degeneration as well as nuclear condensation and cell
loss in p53 / embryonic and postnatal neurons
(data not shown), as previously described (Johnson et al., 1998 ). In
contrast to camptothecin, however, staurosporine significantly
increased caspase activity in p53 / neurons (Fig.
3). These data demonstrated that caspases are present and competent to
undergo activation in p53-deficient neurons in response to an
appropriate stimulus. Thus, caspase activation induced by DNA damage in
neurons required the presence of a functional p53 gene.
Caspase-mediated cell death is dependent on the state of
neuronal maturation
To determine whether p53-dependent caspase activation was
necessary for neuronal cell death after DNA damage, we examined the
ability of specific caspase inhibitors to promote neuronal survival
after camptothecin exposure either by directly counting viable neurons
or by using a live/dead cell assay. Concurrent treatment of SH-SY5Y
neuroblastoma cells with zVAD-fmk (100 µM) significantly
protected the cells from camptothecin-induced cell death (Fig.
4). Some degree of protection from cell
death was evident as long as 72 hr after camptothecin exposure, whereas nearly all cells had died within 24 hr in the absence of zVAD-fmk. The
protection afforded by zVAD-fmk was not complete, however, in that cell
death gradually increased in the cultures over time (data not shown).
Consistent with the results obtained with SH-SY5Y cells, caspase
inhibitors also protected embryonic telencephalic neurons from
camptothecin-induced cell death. Whereas 45 and 25% of cultured
embryonic neurons remained at 24 hr after camptothecin treatment in the
presence of zVAD-fmk (100 µM) and zDEVD-fmk (100 µM), respectively, <5% of embryonic neurons survived in
the absence of caspase inhibitors (Fig.
5A). The increased survival
that was noted between zVAD-fmk-treated and zDEVD-fmk-treated cultures (p < 0.01) may reflect the broader specificity
of zVAD-fmk for caspases. As observed with SH-SY5Y cells, however,
caspase inhibitors only delayed cell death in cultured embryonic
neurons. There was not a significant difference in survival at 48 hr
between embryonic neurons treated with camptothecin (1 µM) and those treated with camptothecin and zVAD-fmk (100 µM; mean percentage of survival ± SD at 48 hr was
3.72 ± 0.44 and 3.64 ± 0.38, respectively;
p > 0.54; n = 6). Moreover, multiple
additions of zVAD-fmk or zDEVD-fmk at the time of camptothecin
treatment and 24 hr after treatment also failed to enhance the
long-term survival of embryonic telencephalic neurons (data not
shown).

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Figure 4.
Camptothecin-induced cell death in human SH-SY5Y
neuroblastoma cells is inhibited by zVAD-fmk. SH-SY5Y human
neuroblastoma cells were plated and maintained in basal culture
conditions for 3 d, as described in Materials and Methods. Cells
subsequently were maintained in medium plus DMSO
(Control) or medium plus zVAD-fmk
(z-VAD; 100 µM) or were treated with a
single dose of camptothecin (0.5 µM) or camptothecin plus
zVAD-fmk (100 µM). At 1 d after treatment,
calcein-AM and ethidium homodimer-1 were added to the culture medium,
and the cells were processed and analyzed as described in Materials and
Methods. Cells were viewed with fluorescein and rhodamine optics and
represented as a double exposure. Calcein-positive cells
(green fluorescence) indicate healthy cells with
an intact plasma membrane, whereas ethidium homodimer-1-positive cells
(orange fluorescence) represent dead or severely damaged
cells. The addition of zVAD-fmk by itself had no effect on cell
viability, whereas zVAD-fmk protected SH-SY5Y cells from
camptothecin-induced cell death. The results are representative of
three separate experiments. Scale bar, 20 µm.
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Figure 5.
Caspase and PARP inhibitors differentially
suppress camptothecin-induced cell death in p53+/+
embryonic and postnatal neurons. Embryonic telencephalic and postnatal
cortical neurons were plated and maintained in basal culture conditions
for 4 d, as described in Materials and Methods. Cells were treated
with DMSO (control) or with a single dose of camptothecin (1 µM) in the presence or absence of
(A) the caspase inhibitors zVAD-fmk (100 µM) or zDEVD-fmk (100 µM) or
(B) a PARP inhibitor (3-aminobenzamide, 1 mM). Neuronal survival was assessed 24 hr later by counting
the number of viable neurons (H. Xiang et al., 1996 ). All data are the
mean ± SD of 12 cultures from three separate experiments.
Neuronal survival in cultures treated with camptothecin plus zVAD-fmk
or camptothecin plus zDEVD-fmk differed significantly from survival in
cultures treated with camptothecin alone for embryonic neurons only
(p < 0.001, ANOVA). Neuronal survival in
cultures treated with camptothecin plus 3-aminobenzamide differed
significantly from survival in cultures treated with camptothecin for
postnatal neurons only (p < 0.001, ANOVA).
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In contrast to the protective effects of caspase inhibition seen at 24 hr after DNA damage in cultured SH-SY5Y neuroblastoma cells and
embryonic telencephalic neurons, no such protection was observed in
cultured postnatal cortical neurons. Although zVAD-fmk (100 µM) completely prevented the increase in caspase activity
induced by camptothecin in postnatal cortical neurons (see Fig. 1), it
failed to protect these neurons from cell death (Fig. 5A).
Other caspase inhibitors such as zDEVD-fmk (20-100 µM)
(Fig. 5A), BAF (20 µM), and zVDVAD-fmk
(20-100 µM) (data not shown) also failed to promote the
survival of postnatal cultured cortical neurons after DNA damage,
although they also suppressed the increase in caspase-like cleavage
activity (evaluated for zDEVD-fmk and zVDVAD-fmk; data not shown).
Caspase inhibitors also failed to protect postnatal cortical neurons
from cell death induced by -irradiation (10-30 Gy; Johnson et al.,
1998 ) and the nitric oxide donor, sodium nitroprusside (0.2-1.0
mM) (our unpublished observations).
The relationship between caspases and neuronal cell death was evaluated
further in embryonic and postnatal neurons, using annexin V binding as
an additional measure of cell viability (Fig. 6). One of the early events in programmed
cell death is the externalization of phosphatidylserine, a membrane
phospholipid normally restricted to the inner leaflet of the plasma
membrane. Annexin V, an endogenous human protein with a high affinity
for membrane-bound phosphatidylserine, has been used in
vitro to detect apoptosis before other well described morphological or nuclear changes associated with programmed cell death
become evident. Camptothecin increased annexin V binding in both
embryonic telencephalic (Fig. 6A) and postnatal
cortical neurons (Fig. 6B). The addition of the broad
spectrum caspase inhibitor, zVAD-fmk (20 µM),
significantly reduced annexin V binding to embryonic telencephalic
neurons 8 hr after camptothecin treatment. In marked contrast, zVAD-fmk
(20 µM) had no effect on annexin V binding to postnatal
cortical neurons 8 hr after camptothecin treatment. These results
demonstrate that a caspase-mediated process regulates the loss of
viability in camptothecin-treated embryonic, but not postnatal,
neurons. Moreover, these findings suggest the presence of a
p53-dependent, caspase-independent cell death pathway in postnatal
primary cortical neurons that is initiated in parallel with caspase
activation. Taken together with the results obtained by using SH-SY5Y
cells and embryonic neurons, these data indicate that the contribution
of caspases to neuronal cell death may vary, depending on the stage of
neuronal maturation.

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Figure 6.
Annexin V staining after DNA damage is suppressed
selectively by a caspase inhibitor in embryonic, but not postnatal,
neurons. Embryonic telencephalic (A) and
postnatal cortical (B) neurons
(p53+/+) were plated and maintained in basal culture
conditions for 4 d, as described in Materials and Methods. Cells
were treated with DMSO (Control), camptothecin (1 µM), or camptothecin plus zVAD-fmk (Campt + zVAD; 20 µM). At 8 hr after treatment the cells
were stained with Annexin V-FITC, as described in Materials and
Methods. Cells were viewed with phase-contrast optics (top
rows) or viewed with fluorescein optics (bottom
rows). Relative to DMSO-treated cells, the number of annexin
V-stained cells was increased significantly by camptothecin treatment
in both embryonic (A) and postnatal
(B) neuronal cultures. Whereas the number of
annexin V-stained cells was reduced dramatically by concurrent
treatment with zVAD-fmk in embryonic cultures
(A), the caspase inhibitor had no effect on the
number of annexin V-labeled cells in postnatal neuronal cultures
(B). The results are representative of two
separate experiments, each performed with newly established primary
cultures. Scale bars, 40 µm.
|
|
Excitotoxicity was not associated with caspase activation
We considered the possibility that p53 might induce neuronal cell
death under some circumstances without activating caspases. Such a
result would provide additional evidence for a p53-dependent, caspase-independent cell death pathway. Previously, it was shown that
glutamate exposure upregulated Bax protein levels in postnatal cortical
neurons in a p53-dependent manner (Xiang et al., 1998 ), and
glutamate-mediated excitotoxicity in cortical neurons was inhibited by
deletion of the p53 gene in vivo and in vitro
(Morrison et al., 1996 ; H. Xiang et al., 1996 ). In contrast to
glutamate, camptothecin did not increase Bax protein levels
significantly, indicating that glutamate and camptothecin were capable
of activating distinct p53-dependent signal transduction pathways. We
therefore examined whether glutamate-mediated excitotoxicity also was
associated with caspase activation. As previously described, glutamate
treatment (100 µM) resulted in the death of 50% of
cultured cortical neurons over a period of several days. In contrast to
camptothecin, however, glutamate exposure did not cause an increase in
caspase cleavage activity in cultured postnatal cortical neurons (Fig.
7A). To insure that the lack
of caspase activation observed with 100 µM glutamate was
not attributable to necrosis, we also examined the effect of lower
glutamate concentrations (1-10 µM) on caspase activity.
These concentrations of glutamate did not produce an increase in
caspase activity, although 10 µM glutamate was associated with significant neuronal damage (data not shown). Consistent with this
result, concurrent treatment of cultured postnatal cortical neurons
with caspase inhibitors (zVAD-fmk, 100 µM; zDEVD-fmk, 100 µM) failed to promote the survival of these cells after
glutamate exposure (Fig. 7B). However, glutamate-mediated
excitotoxicity was attenuated significantly by p53 deletion as
previously described (H. Xiang et al., 1996 ) or by concurrent treatment
with the poly(ADP-ribose) polymerase (PARP) inhibitor, 3-aminobenzamide
(see below), demonstrating that neuronal toxicity could be mitigated
when the appropriate cell death pathways were targeted. This result
suggests that, under the culture conditions used in the present study,
glutamate-mediated cell death occurred in a p53-dependent,
caspase-independent manner, although we cannot rule out the
contribution of caspases that are insensitive to zVAD-fmk and
unable to cleave the DEVD substrate.

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Figure 7.
A, Glutamate treatment
did not stimulate caspase activity in p53+/+
postnatal cortical neurons. Postnatal cortical neurons were plated and
maintained in basal culture conditions for 4 d, as described in
Materials and Methods. Cells were treated either with saline (control,
Cont) or with a single dose of glutamate
(Glu; 100 µM). Caspase activity was
evaluated 8 and 24 hr after treatment by monitoring zDEVD-AFC cleavage
activity, as described in Materials and Methods. The results represent
the mean ± SD (n = 9 cultures per condition)
and were derived from three separate experiments. Caspase activity in
glutamate-treated cultures did not differ significantly from control
cultures (p > 0.35, ANOVA).
B, Glutamate-mediated excitotoxicity was suppressed by a
PARP inhibitor, but not by the addition of caspase inhibitors. Cells
were treated with saline (control) or with a single dose of glutamate
(100 µM) in the presence or absence of the caspase
inhibitors, zVAD-fmk (100 µM) or zDEVD-fmk (100 µM), or a PARP inhibitor, 3-aminobenzamide (1 mM). Neuronal survival was assessed 24 hr later by counting
the number of viable neurons. All data are the mean ± SD of nine
cultures from three separate experiments. Neuronal survival in cultures
treated with glutamate plus 3-aminobenzamide differed significantly
from survival in cultures treated with glutamate alone
(p < 0.01, ANOVA).
|
|
Adenovirus-mediated overexpression of p53 promotes neuronal cell
death but does not induce caspase activity
To establish further that p53 could mediate neuronal cell death
independently of caspase activation, we overexpressed p53 in primary
cortical neurons by using adenovirus-mediated gene transfer. We and
others have reported previously that adenovirus-mediated overexpression
of p53 leads to neuronal cell death (Slack et al., 1996 ; H. Xiang et
al., 1996 ; Jordan et al., 1997b ). As reported previously (H. Xiang et
al., 1996 ), p53 overexpression in cultured postnatal cortical neurons
resulted in neurite fragmentation, nuclear condensation, and neuronal
cell death over a 48-72 hr period. When specific caspase activity was
measured, there was an increase in caspase cleavage activity that was
associated with the process of adenovirus infection relative to
noninfected cells (data not shown). This increase, however, was not
associated with cell death, as demonstrated by the stable survival of
cultures transduced with the lacZ control virus (H. Xiang et al.,
1996 ). There was no significant difference in caspase cleavage
activity between p53+/+ or
p53 / primary cortical neurons overexpressing p53
and control cells overexpressing -galactosidase (Fig.
8). Consistent with these findings, we
did not observe any reduction in the number of ethidium homodimer-1-stained SH-SY5Y cells when treated concomitantly with the
p53 adenovirus and zVAD-fmk (100 µM; data not shown).
These findings demonstrate that p53 can promote neuronal cell death independently of caspase activity.

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Figure 8.
p53-induced neuronal cell death can occur
independently of caspase activation. Postnatal cortical neurons
(p53+/+ and p53 / ) were plated
and maintained in basal culture conditions, as described in Materials
and Methods. At 4 d after plating the cells were infected with
adenovirus expressing either the -galactosidase gene
(LacZ-Ad; multiplicity of infection = 250) or the
human wild-type p53 gene (p53-Ad; multiplicity of
infection = 250). Caspase activity was evaluated 48 hr after
infection by monitoring zDEVD-AFC cleavage activity as described in
Materials and Methods. The results represent the mean ± SD
(n = 9 cultures per condition) and were derived
from three separate experiments. Caspase activity did not differ
significantly between LacZ-Ad-infected control cultures and
p53-Ad-infected cultures (p > 0.34, p53+/+ neurons; p > 0.28, p53 / neurons; ANOVA).
|
|
Sensitivity to a PARP-dependent cell death pathway is dependent on
the state of neuronal maturation
PARP is a DNA repair enzyme that is activated by DNA damage and
specifically cleaved by caspases (Nicholson and Thornberry, 1997 ).
Because PARP also has been implicated in the regulation of p53-mediated
transcriptional activity (Whitacre et al., 1995 ; Vaziri et al., 1997 )
and neuronal damage after injury (Eliasson et al., 1997 ; Endres et al.,
1997 ; Takahashi et al., 1997 ), we investigated the role of PARP
activity in p53-mediated neuronal cell death. The addition of the PARP
inhibitor, 3-aminobenzamide (3-AB, 1 mM), protected
cultured postnatal cortical neurons from cell death induced by DNA
damage (see Fig. 5B) or glutamate exposure (see Fig.
7B). However, PARP inhibition did not suppress the induction of caspase activity in these cells after DNA damage (data not shown),
suggesting that the protection conferred by PARP inhibition occurred
independently, or downstream, of p53 activation and caspase activation
in postnatal neurons.
Given the inability of the PARP inhibitor to suppress caspase
activation after DNA damage, we reasoned that the effect of PARP
inhibition would be minimized in embryonic telencephalic neurons, where
caspase activity played a prominent role in cell death (as indicated by
the ability of caspase inhibitors to suppress cell death). As
predicted, embryonic telencephalic neurons exposed to camptothecin were
not protected from cell death by the PARP inhibitor 3-AB (see Fig.
5B). Assays of caspase cleavage activity demonstrated that
3-AB had no effect on the induction of caspase activity by DNA damage
in embryonic telencephalic neurons (data not shown). These results
suggested that PARP contributes to injury-induced cell death in
postnatal, but not embryonic, cortical neurons and provided further
support for developmental regulation of injury-induced cell death
pathways in neurons.
 |
DISCUSSION |
The tumor suppressor gene p53 has been implicated in the loss of
neuronal viability, but the signaling events associated with p53-mediated cell death are not understood. In the present study we
determined if p53-mediated neuronal cell death required caspase activation. The results of this study demonstrate (1) that caspase activation is regulated by both p53-dependent and p53-independent pathways, depending on the nature of the injury stimulus; (2) that the
inhibition of caspase activity does not necessarily prevent neuronal
cell death after injury; and (3) that the relative importance of
caspase-dependent pathways during neuronal cell death depends on both
the developmental status of the cell type examined and the specific
nature of the death stimulus.
Caspase activation is dependent on p53 expression
Our results clearly indicated that caspase activation seen in
response to DNA damage was dependent on the presence of a functional p53 gene. Although the molecular linkage between p53 activity and
caspase activation in neurons has not been defined, recent studies that
used other cell types also have demonstrated that p53 is required for
caspase activation. For example, caspase-mediated Rb cleavage after
IL-3 withdrawal in lymphoid cells only occurred in the presence of
functional p53 (Gottlieb and Oren, 1998 ). Also, p53 enhanced the
susceptibility to caspase-mediated cell death by upregulating
expression of the Fas/Fas ligand system (Owen-Schaub et al., 1995 ;
Bennett et al., 1998 ), which has been implicated in cell death
occurring in neurodegenerative conditions (de la Monte et al., 1998 ;
Sakurai et al., 1998 ; Shin et al., 1998 ). p53-mediated caspase
activation may occur via direct protein-protein interactions (Ding et
al., 1998 ) as opposed to transcriptional activation by p53.
Caspase inhibition delays cell death in embryonic neurons, but not
postnatal neurons
Caspases are common cell death effectors in many cell types
(Cohen, 1997 ; Nicholson and Thornberry, 1997 ), including cells derived
from the peripheral nervous system (Deshmukh et al., 1996 ; Vekrellis et
al., 1997 ) and the CNS (Kuida et al., 1996 , 1998 ; Keane et al., 1997 ;
Hakem et al., 1998 ). Caspases have been implicated in neuronal cell
death during embryonic development (Milligan et al., 1995 ; Kuida et
al., 1996 , 1998 ; Keane et al., 1997 ; Hakem et al., 1998 ) and in
response to a multitude of cytotoxic insults, including excitotoxicity
(Nath et al., 1996 ; Du et al., 1997 ; Jordan et al., 1997a ; Tenneti et
al., 1998 ), oxygen-glucose deprivation (Loddick et al., 1996 ;
Friedlander et al., 1997b ; Gottron et al., 1997 ; Hara et al., 1997a ,b ;
Cheng et al., 1998 ; Himi et al., 1998 ; Namura et al., 1998 ; Schielke et
al., 1998 ), trophic factor deprivation (Rabizadeh et al., 1993 ;
Gagliardini et al., 1994 ; Martinou et al., 1995 ; Deshmukh et al., 1996 ;
Troy et al., 1997 ), traumatic brain injury (Yakovlev et al., 1997 ), and
chronic degenerative insults (Goldberg et al., 1996 ; Friedlander et
al., 1997a ; Wellington et al., 1998 ). Results obtained in the present
study using embryonic neurons are consistent with these reports. In
marked contrast to these reports, however, is the present observation
that broad-spectrum caspase inhibitors had no effect on the survival of
injured postnatal neurons in culture. One interpretation of these
results is that caspase activation is not associated exclusively with
cell death in neurons.
It is conceivable that other, novel caspases that are not inhibited by
the spectrum of substrate antagonists used in the present study and
that are not detected by the caspase activity assay used are,
nevertheless, involved in mediating injury-induced cell death in
postnatal cortical neurons. Recent studies have provided clear evidence
for the presence of caspase-1 (Bhat et al., 1996 ), caspase-2 (Kumar et
al., 1994 ), caspase-3 (Kuida et al., 1996 ; Krajewska et al., 1997 ; Ni
et al., 1997 ), and caspase-9 (Hakem et al., 1998 ; Kuida et al., 1998 )
in the brain. Caspase-1 immunoreactivity has been localized to
microglial cells in the brain after ischemic injury and was not
detected in neurons (Bhat et al., 1996 ). Recently, caspase-3
immunoreactivity has been observed in neurons after transient focal
ischemia (Namura et al., 1998 ). Immunoreactivity corresponding to
full-length caspase-3 (p32) was expressed constitutively in neurons
throughout normal brain, whereas immunoreactivity corresponding to
activated caspase-3 (p20) was prominent in neuronal cell bodies after
reperfusion injury. However, these results contrast with the findings
of Krajewska et al. (1997) , who found little or no caspase-3 (CPP32)
immunoreactivity in normal human adult brain and spinal cord neurons.
Interestingly, in the latter study, moderate levels of caspase-3
immunoreactivity were detected in astrocytes, consistent with the
results from the present study (see Fig. 2), which used cultured
astrocytes. One may speculate that caspases derived from non-neuronal
cells may contribute to the initiation and progression of neuronal
damage after injury. Moreover, it is conceivable that caspase
activation in neurons, as seen after cerebral ischemia (Namura et al.,
1998 ), only occurs in response to specific cytotoxic insults and is
dependent on neuronal-glial interactions.
The contribution of non-neuronal caspases to neuronal cell death during
embryonic development or after injury has not been addressed
critically. A careful assessment of the many recent reports involving
caspases in cell death that used models of cultured neurons suggested
two common features that may explain the disparity observed in the
present study with respect to the role of caspases in postnatal
neurons: (1) the majority of these studies used embryonic neuronal
cultures or cerebellar granule neurons, both of which represent models
of developing neurons; (2) many of these studies involved the use of
mixed neuronal-glial cultures. The activation of caspases in
non-neuronal cells conceivably could contribute to neuronal damage
after injury by promoting the processing of cytokines and other
inflammatory mediators (Kuida et al., 1995 ) or by direct action on
neurons after release from damaged cells. Thus, the reduction in damage
seen in transgenic mice with genetically reduced levels of caspase
activity or after the intracerebral injection of caspase inhibitors
after injury could be attributable to a suppressed inflammatory
reaction (Friedlander et al., 1997b ; Hara et al., 1997a ) and not to the
interruption of a cell autonomous apoptotic pathway in neurons. This is
consistent with the finding that, after focal ischemia, the brains of
caspase-1-deficient mice contained decreased levels of the immune
modulator, interleukin-1 , which is processed by caspase-1 (Hara et
al., 1997a ). Therefore, it is difficult to rule out effects of the
caspase inhibitors on non-neuronal cells. The results of the present
study, involving several distinct forms of injury to highly purified
neuronal cultures, suggest that caspase activation is coupled directly
to cell death in embryonic, but not postnatal, neurons.
One possible explanation for the current findings is that the cellular
mechanisms underlying neuronal cell death after cytotoxic injury differ
from those underlying developmentally programmed cell death. The
activation of caspases during neuronal development appears to be
essential for regulating the number of neurons surviving in the
postdevelopmental brain. Because caspase activation often results in
nuclear and cytoplasmic condensation (Janicke et al., 1998 ), these
proteases may be essential for the rapid packaging and elimination of
dying cells during the precisely orchestrated period of neuronal
development. The failure to eliminate dying cells efficiently during
development could impair the orderly migration and differentiation of
neurons, leading to severe disturbances in telencephalic development,
as recently have been reported for mice deficient in either caspase-3
(Kuida et al., 1996 ) or caspase-9 (Hakem et al., 1998 ; Kuida et al.,
1998 ).
It is not clear why caspases are not coupled more closely to cell death
in postnatal neurons cultured under these conditions or in some
in vivo systems (Bergeron et al., 1998 ). One might hypothesize that a caspase-mediated mechanism of cell death provides no
additional benefit to a mature nervous system in which neurons must
survive throughout the lifetime of the organism. Caspases may be
assigned to more specialized tasks that are relevant only in mature neurons.
The present study suggests that caspase-independent pathways may
contribute to the death of postnatal neurons after injury. Indeed,
there is increasing evidence that caspases may not always be central to
the process of cell death. In this regard, Miller et al. (1997) also
have postulated a caspase-independent mechanism of programmed cell
death in neurons on the basis of the finding that caspase
inhibition had only a marginal effect on the survival of postnatal
cerebellar granule neurons after potassium withdrawal. The proapoptotic
protein, Bax, has been reported to be capable of killing cells
independently of caspase activation (J. G. Xiang et al., 1996 ;
Miller et al., 1997 ). In addition, other studies indicate that caspase
inhibition postpones, but does not prevent, cell death, again
suggesting the existence of caspase-independent mechanisms of
programmed cell death (McCarthy et al., 1997 ; Bergeron et al., 1998 ;
Kim et al., 1998 ; Vercammen et al., 1998 ).
In summary, the results of the present study indicate that the relative
importance of specific cell death signaling pathways in neurons may
change in accordance with developmental status and the specific nature
of the death stimulus. Caspase-dependent cell death pathways that are
activated during development may be relegated to a different role in
the postdevelopmental period. Caspase-independent pathways, including
those mediated by p53 and Bax, may play a fundamental role in
regulating neuronal cell death after acute injury or in
neurodegenerative diseases. The role of caspase expression in mature
neurons is not understood. Future studies will determine whether
caspases also are involved in regulating neuronal architecture,
synaptic function, or other neuronal properties.
 |
FOOTNOTES |
Received Nov. 18, 1998; revised Feb. 2, 1999; accepted Feb. 3, 1999.
This work was supported in part by National Institutes of Health Grants
NS31775 and AG 10917 to R.S.M. We gratefully acknowledge Paul Schwartz
and Janet Schukar for their photographic assistance and Chizuru
Kinoshita for her technical expertise.
M.D.J. and Y.K. contributed equally to this study.
Correspondence should be addressed to Dr. Richard Morrison, Department
of Neurological Surgery, University of Washington School of Medicine,
Box 356470, Seattle, WA 98195-6470.
 |
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68:1612-1621[ISI][Medline] |