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The Journal of Neuroscience, April 15, 1999, 19(8):3204-3212
Key Role of 5-HT1B Receptors in the Regulation of
Paradoxical Sleep as Evidenced in 5-HT1B Knock-Out Mice
Benjamin
Boutrel1,
Bernard
Franc1,
René
Hen2,
Michel
Hamon1, and
Joëlle
Adrien1
1 Institut National de la Santé et de la
Recherche Médicale U288, NeuroPsychoPharmacologie
Moléculaire, Cellulaire et Fonctionnelle, 75634 Paris Cedex 13, France, and 2 Center for Neurobiology and Behavior,
Columbia University, New York, New York 10032
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ABSTRACT |
The involvement of 5-HT1B receptors in the regulation
of vigilance states was assessed by investigating the spontaneous
sleep-waking cycles and the effects of 5-HT receptor ligands on sleep
in knock-out (5-HT1B / ) mice that do not express this
receptor type. Both 5-HT1B / and wild-type 129/Sv mice
exhibited a clear-cut diurnal sleep-wakefulness rhythm, but knock-out
animals were characterized by higher amounts of paradoxical sleep and
lower amounts of slow-wave sleep during the light phase and by a lack
of paradoxical sleep rebound after deprivation. In wild-type mice, the
5-HT1B agonists CP 94253 (1-10 mg/kg, i.p.) and RU
24969 (0.25-2.0 mg/kg, i.p.) induced a dose-dependent reduction of
paradoxical sleep during the 2-6 hr after injection, whereas the
5-HT1B/1D antagonist GR 127935 (0.1-1.0 mg/kg, i.p.)
enhanced paradoxical sleep. In addition, pretreatment with GR 127935, but not with the 5-HT1A antagonist WAY 100635, prevented
the effects of both 5-HT1B agonists. In contrast, none of
the 5-HT1B receptor ligands, at the same doses as those
used in wild-type mice, had any effect on sleep in
5-HT1B / mutants. Finally, the 5-HT1A
agonist 8-OH-DPAT (0.2-1.2 mg/kg, s.c.) induced in both strains a
reduction in the amount of paradoxical sleep. Altogether, these data
indicate that 5-HT1B receptors participate in the
regulation of paradoxical sleep in the mouse.
Key words:
serotonin; 5-HT1B receptor; paradoxical
sleep; knock-out; mice
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INTRODUCTION |
The idea that serotonin
[5-hydroxytryptamine (5-HT)] is involved in the regulation of
sleep-wakefulness cycles was proposed several decades ago (Koella et
al., 1968 ; Jouvet, 1969 ) and has been further supported recently by
using new means of investigations (Cespuglio et al., 1990 ; Portas and
McCarley, 1994 ). The respective roles of various classes of central
5-HT receptors in this regulation have been investigated primarily by
pharmacological means. Notably, it has been reported that
5-HT1A receptors are involved in the regulation of
paradoxical sleep (PS) and wakefulness (W) (de Saint Hilaire-Kafi et
al., 1987 ; Dzoljic et al., 1992 ; Tissier et al., 1993 ; Portas et al.,
1996 ; Thakkar et al., 1998 ) and that 5-HT2A receptors
participate in the control of slow-wave sleep (SWS) (Idzikowski et al.,
1986 ; Dugovic et al., 1989 ).
Despite the development of numerous ligands in the past 15 years, it
was not possible to investigate specifically the involvement of
5-HT1B receptors in the regulation of sleep-wakefulness
cycles because of the paucity of selective agonists and
antagonists able to cross the blood-brain barrier. Nevertheless, a few
studies led to the suggestion that 5-HT1B receptor
stimulation might exert a negative influence on PS (Dugovic et al.,
1989 ; Dzoljic et al., 1992 ; Bjorvatn and Ursin, 1994 ).
Gene targeting is another means that allows a selective approach to
study the role of a specific receptor in sleep regulations. To date,
several groups have reported behavioral modifications in transgenic
mutants (Montkowski et al., 1995 ; Sollars et al., 1996 ; Zhang et
al., 1996 ; Tobler et al., 1997 ), notably the 5-HT1B receptor gene knock-out (5-HT1B / ) mutant mice (Saudou
et al., 1994 ; Crabbe et al., 1996 ; Dulawa et al., 1997 ; Rocha et al., 1997 ).
The 5-HT1B receptor is located on both presynaptic
serotoninergic terminals (Boschert et al., 1994 ), where it modulates
5-HT release (Engel et al., 1986 ), and nonserotoninergic terminals, where it modulates the release of, notably, acetylcholine (ACh) (Maura
and Raiteri, 1986 ) and GABA (Stanford and Lacey, 1996 ). Interestingly,
the latter two are involved in sleep-waking regulations (Gillin et
al., 1985 ) at mesopontine tegmental (McCarley and Massaquoi, 1992 ) and
basal forebrain (Cape and Jones, 1998 ) levels and in the dorsal raphe
(Nitz and Siegel, 1997a ), the locus ceruleus (Nitz and Siegel,
1997b ), and the hypothalamic preoptic (Mendelson, 1998 ) nuclei.
The aim of the present study was to investigate the role of
5-HT1B receptors in sleep and wakefulness in mice. For this
purpose, the spontaneous sleep-waking cycles and the recovery after
selective paradoxical sleep deprivation were examined in
5-HT1B / mutants (Saudou et al., 1994 ) compared with
wild-type 129/Sv mice. In addition, we analyzed in both strains the
effects of treatments with 5-HT1B receptor ligands on the
vigilance states. Studies were also performed with 5-HT1A
receptor ligands, whose well characterized effects on sleep and
wakefulness in rodents (Dzoljic et al., 1992 ; Tissier et al., 1993 )
were used as a reference.
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MATERIALS AND METHODS |
All the procedures involving animals and their care were
conducted in conformity with the institutional guidelines, which are in
compliance with national and international laws and policies [Council
Directive 87-848, October 19, 1987, from Ministère de l'agriculture et de la forêt, Service vétérinaire de
la santé et de la protection animale, Permissions 0299 (to M.H.)
and 0315 (to J.A.)].
Surgery
Wild-type (5-HT1B+/+) and 5-HT1B /
mice, both with a pure 129/Sv genetic background (Ramboz et al., 1996 ),
were used. At 2 months of age, when body weight was similar in both
groups (range, 24-30 gm), animals were implanted under sodium
pentobarbital anesthesia (70-75 mg/kg, i.p.) with the standard set of
electrodes (made of enameled nichrome wire, 150 µm in diameter) for
polygraphic sleep monitoring (Tissier et al., 1993 ). In brief, EEG
electrodes were inserted through the skull onto the dura over the right
cortex (2 mm lateral and 4 mm posterior to the bregma) and over the
cerebellum (at midline, 2 mm posterior to lambda) (Tobler et al.,
1997 ), electro-oculogram electrodes were positioned
subcutaneously on each side of the orbit, and EMG electrodes were
inserted into the neck muscles. All electrodes were anchored to the
skull with superbond and acrylic cement (Limoge-Lendais et al., 1994 )
and soldered to a mini-connector also embedded in cement. After
completion of surgery, animals were housed in individual cages (20 × 20 × 30 cm) and maintained under standard laboratory
conditions: 12 hr light/dark cycle (light on at 7:00 A.M.), food
and water available ad libitum, and 24 ± 1°C ambient
temperature. The animals were allowed 7-10 d to recover, during which
they were habituated to the recording conditions.
PS deprivation
Animals were placed for 12 hr, starting at the beginning of
either the dark or the light period, on platforms (control conditions: 7.5 cm in diameter, 3 cm high; deprivation conditions: 3.5 cm in
diameter, 4 cm high) surrounded by water (2 cm deep) (Pokk et al.,
1996 ) at an ambient temperature of 25°C, with access to food and
water ad libitum. At the end of this period, mice were returned to their home cage for 12 hr for recovery, the latter period
thus occurring during the light or the dark period, respectively. Each
mouse underwent the paired control and deprivation procedure (separated
by at least 4 d), first during the dark period and second (at
least 10 d later) during the light period.
Pharmacological procedures
Drugs were dissolved in 0.1 ml of saline, except CP
94253 [3-(1,2,
5,6-tetrahydro-4-pyridyl)-5-propoxypyrrolo[3,2-b]pyridine], which was dissolved in warm distilled water. All injections were performed at 9:30-10:00 A.M. WAY 100635 [N-[2-[4-(2-methoxyphenyl)-1-piperazinyl] ethyl]-N-(2-pyridinyl)cyclohexane carboxamide], GR 127935 [2'-methyl-4'-(5-methyl-[1,2,4] oxadiazol-3-yl)-biphenyl-4-carboxylic acid
[4-methoxy-3-(4-methyl-piperazine-1-yl)-phenyl]amide], RU24969
[5-methoxy-3-(1,2,3,6-tetrahydro-4-pyridinyl)-1H-indole], and CP
94253 were injected intraperitoneally, and 8-OH-DPAT
[8-hydroxy-2-(di-n-propylamino)-tetralin] was injected
subcutaneously. A 15 min interval separated the two injections when animals were treated with an antagonist and then an
agonist. For baseline data, mice were injected intraperitoneally or
subcutaneously with the vehicle only, as appropriate. In each case, a
delay of at least 48 hr separated two successive pharmacological tests
to allow complete washout of drugs (Frances and Monier,1991 ; Koe et
al., 1992 ; Pauwels, 1997 ).
Polygraphic recording
For the study of spontaneous sleep-waking cycles, each animal
was recorded during 48 hr, beginning at 7:00 P.M., i.e., at the onset
of the dark period. For PS deprivation experiments, mice were recorded
during 24 consecutive hours, beginning at 7:00 P.M. for the first
paired series and at 7:00 A.M. for the second one. For pharmacological
studies, sleep-wakefulness parameters were recorded during the 8 hr
after injections, i.e., from 10:00 A.M. to 6:00 P.M.
Data analysis and statistics
Polygraphic recordings were scored manually every 30 sec epoch,
using the criteria validated for mice (Valatx and Bugat, 1974 ). Data
were fed into a computer according to a method described previously
(Tissier et al., 1993 ).
Spontaneous sleep-waking cycles. For each animal, the
amounts of vigilance states were calculated over 3 hr periods
throughout 48 hr and were averaged for the light and the dark phases.
The mean ± SEM of these amounts (expressed in minutes) for
each strain of mice was then used for calculating the ANOVA for the
factor genotype. In case of significance (p < 0.05), the F test was followed by Student's t
test for mean comparisons.
PS deprivation. For each animal, the sleep amounts during
the small platform condition and the following recovery period were compared with those during the large platform condition and the corresponding control recovery period, and expressed as percent of
respective baseline. Two PS latencies were defined: one as the time
interval between the beginning of the recovery phase and the first PS
episode (PS latency) and the other as the time interval between the
first SWS episode and the first PS one (intrasleep PS latency). Paired
t tests were performed to assess statistical significance of
the data.
Pharmacological experiments. The effects of each dose of a
given compound on each state of vigilance were analyzed for every 2 hr
period after injection and expressed in minutes as mean ± SEM.
The PS latency was defined as the time interval between the end of
injection and the onset of the first PS episode. For a given treatment,
each animal was referred to its own baseline represented by the data
obtained after injection of vehicle. Statistical analyses were
performed using ANOVA for the factor treatment, and in case of
significance (p < 0.05), the F test
was followed by Student's t test (paired samples) for mean comparisons.
Chemicals
RU 24969 (0.25-5.0 mg/kg, i.p.) was obtained from Roussel-Uclaf
(Romainville, France); WAY 100635 (0.05-1.0 mg/kg, i.p.) was from
Wyeth Research (Princeton, NJ); 8-OH-DPAT (0.2-1.2 mg/kg, s.c.) was
obtained from Research Biochemicals (Natick, MA); CP 94253 (1.0-10.0
mg/kg, i.p.) was from Pfizer Central Research (Groton, CT); and GR
127935 (0.1-1.0 mg/kg, i.p.) was from Glaxo-Wellcome (Ware, UK).
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RESULTS |
Previous studies have shown that 5-HT1B / mice
develop normally, have no histologically detectable defects of the
CNS, and do not exhibit obvious behavioral impairments (Ramboz
et al., 1996 ). In the present study, we confirmed that
5-HT1B / mice had similar body weight as the wild-type
mice and no apparent behavioral alterations.
Spontaneous sleep-wakefulness cycles
All mice exhibited a clear-cut diurnal sleep-waking rhythm, with
larger amounts of sleep during the light period than during the dark
one. Indeed, they spent ~70% of the time asleep during the light
phase (70.6 ± 0.8 and 69.8 ± 1.6% in seven
5-HT1B+/+ and eight 5-HT1B / mice,
respectively) compared with ~45% in the dark one (46.8 ± 1.8 and 44.0 ± 2.8%, respectively). However, the
5-HT1B / mice differed significantly
(p < 0.05) from the wild-type mice by a greater
amount of PS (11.9 ± 0.7% of total time compared with 8.9 ± 0.3% in the 5-HT1B+/+ group), at the expense of SWS
(58.0 ± 1.3 and 61.8 ± 1.0%, respectively) during the 12 hr of the light phase (Table 1). No
significant differences were found between the two groups during the
dark phase.
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Table 1.
Amounts of wakefulness (W), slow-wave sleep (SWS), and
paradoxical sleep (PS) in 5-HT1B+/+ and
5-HT1B / mice
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The analysis per 3 hr period indicates that the major difference
between the two groups was a peak of PS in the middle of the light
phase in mutant mice but not in 5-HT1B+/+ animals (Fig. 1).

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Figure 1.
Diurnal variations of wakefulness
(W), slow-wave sleep (SWS),
and paradoxical sleep (PS) during 12 hr light/dark cycle
(light on from 7:00 A.M. to 7:00 P.M.) in 5-HT1B+/+
(open bars) and 5-HT1B /
(filled bars) mice. Data are expressed as min/3
hr (mean ± SEM of 7 and 8 animals, respectively).
*p < 0.05, significantly different from the
5-HT1B+/+ group; Student's t
test.
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Paradoxical sleep deprivation
Only two mice (one in each strain) fell from the platform into the
water during the deprivation protocol and were excluded from the
analysis. During the deprivation periods (small platform), mice of both
groups (n = 5-7) exhibited the same amounts of SWS but
only 20-30% of PS (data not shown) compared with those
observed under control conditions (large platform). Then, the amounts
of PS in the wild-type group were significantly enhanced during the first 3 hr of the recovery period after PS deprivation for either the
dark or the light phase (12 hr); in addition, the intrasleep PS latency
(but not the PS latency) was reduced in wild-type mice (Fig.
2). In contrast, in the
5-HT1B knock-out group, no significant increase in PS was
observed for the recovery period (except for a trend after deprivation
performed during the light phase), and the intrasleep PS latency was
significantly reduced only after the deprivation performed during the
dark phase (Fig. 2).

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Figure 2.
Paradoxical sleep characteristics observed after a
12 hr PS deprivation performed during either the preceding dark period
(left) or the preceding light period
(right) in 5-HT1B+/+ (open
bars) and 5-HT1B / (filled
bars) mice. Top, PS amounts (mean ± SEM of
5 and 7 animals, respectively) are expressed as percent of the paired
values obtained under control conditions (large platform).
Bottom, Intrasleep PS latency observed at recovery is
expressed as minutes (mean ± SEM) after control
(C, large platform) or deprivation (D,
small platform) conditions. *p < 0.05, significantly different from control conditions; paired Student's
t test. °p < 0.05, significantly
different from the 5-HT1B+/+ group; Student's
t test.
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Under control conditions in which mice were on the large platform,
differences between the two groups were observed only during the light
period. Thus, PS amounts were larger (+25.1%; p < 0.05; data not shown), and intrasleep PS latencies were smaller
( 30.0%; p < 0.05) (Fig. 2) in
5-HT1B / mutants than in wild-type 5-HT1B+/+ mice.
Effects of 5-HT1B receptor ligands
Agonists
The 5-HT1A/1B agonist RU 24969 (Hoyer et al., 1994 )
(Figs. 3,
4) and the selective 5-HT1B
agonist CP 94253 (Koe et al., 1992 ) (Table
2, Fig. 4) induced a dose-related
inhibition of PS during essentially the 2-6 hr after injection in
wild-type mice (ANOVA; during the 0-4 hr period after treatment; RU
24969, F(4,31) = 78.68; p < 0.05; and CP 94253, F(5,30) = 39.5;
p < 0.05) (Fig. 4). PS latency was significantly
increased up to 257.8 ± 16.0 min (mean ± SEM;
n = 8) with the highest dose of RU 24969 (2 mg/kg, i.p.), and 233.0 ± 14.8 min (mean ± SEM; n = 6) with that of CP 94253 (10 mg/kg, i.p.) compared with 45.3 ± 3.1 and 54.2 ± 5.3 min (p < 0.05; data
not shown) after administration of the vehicle, respectively. In
contrast, wakefulness and SWS were not modified, except at 1 and 2 mg/kg of RU 24969 (Fig. 3) and at 10 mg/kg of CP 94253 (Table 2) for
which SWS was reduced during 2 and 4 hr, respectively, at the benefit
of wakefulness. Finally, for both RU 24969 and CP 94253, no
modification of sleep-waking cycles was observed during the 6-8 (Fig.
3) and 4-8 (data not shown) hr periods after treatment,
respectively.

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Figure 3.
Effects of the 5-HT1A/1B agonist RU
24969 at various doses on sleep and wakefulness in
5-HT1B+/+ mice during the four successive 2 hr periods
after injection. Results are expressed as min/2 hr (mean ± SEM of
8 animals; 6-8 tests for each dose). *p < 0.05, significantly different from baseline (open bars);
paired Student's t test.
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Figure 4.
Effects of RU 24969 (left) and CP
94253 (right) at various doses on PS in
5-HT1B+/+ (open symbols) and
5-HT1B / (filled symbols) mice
during the 4 hr after injection in which an effect was observed.
Results are expressed as minutes (mean ± SEM of 8 mice in each
group for RU 24969 and 6 mice for CP 94253; 5-8 tests for each dose).
*p < 0.05, significantly different from baseline
(0 on abscissa); paired Student's
t test. Complete set of data is available on
request.
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Table 2.
Effects of the 5-HT1B agonist CP 94253 at
various doses on sleep and wakefulness in 5-HT1B+/+ and
5-HT1B / mice during the 4 hr after injection
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In the 5-HT1B / group, neither RU 24969 nor CP 94253, in
the same dose ranges as those used in the 5-HT1B+/+ group,
induced any significant alteration of sleep-wakefulness cycles (Fig.
4, Table 2). However, at 3 and 5 mg/kg (data not shown), RU 24969 induced an inhibition of PS during 4 hr after injection (PS amounts of
8.9 ± 1.1 min; n = 8; and 0.3 ± 0.2 min;
n = 5, respectively; compared with 22.0 ± 1.6 min
after saline; p < 0.05). At 5 mg/kg, a consecutive PS
rebound was observed during the 6-8 hr period after injection (PS
amounts of 17.2 ± 1.6 min compared with 11.8 ± 1.8 min in
saline-treated mice; mean ± SEM; n = 5;
p < 0.05). Concomitantly, an increase in PS latency
was observed in 5-HT1B / mice injected with 3 and 5 mg/kg RU 24969 (138.7 ± 11.1 min; n = 8; and
277.6 ± 23.6 min; n = 5, respectively; compared
with 40.1 ± 3.2 min after saline; p < 0.05). The
other states of vigilance were not affected, except wakefulness, which
was significantly increased (+26 ± 8%; p < 0.05) during the first 2 hr after injection of 5 mg/kg RU 24969 (data
not shown).
Antagonist
In 5-HT1B+/+ mice, the 5-HT1B/1D
antagonist GR 127935 (Pauwels, 1997 ), at the doses of 0.1, 0.5 (data
not shown), and 1.0 (Fig. 5) mg/kg
induced no modification of sleep-wakefulness during the first 2 hr
period after treatment. Thereafter, a dose-dependent enhancement of PS
amounts was observed (ANOVA; F(3,26) = 9.93; p < 0.05), in particular at 0.5 (data not shown) and
1.0 (Fig. 5) mg/kg. The other states of vigilance were not affected
(data not shown).

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Figure 5.
Effects of the 5-HT1B/1D antagonist GR
127935 (hatched bars) on PS in 5-HT1B+/+
(left) and 5-HT1B /
(right) mice during the four successive 2 hr periods
after injection. Results are expressed as min/2 hr (mean ± SEM of
8 and 6 animals, respectively). *p < 0.05, significantly different from baseline (open bars);
paired Student's t test.
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In 5-HT1B / mice, GR 127935 at 0.5 (data not shown) and
1.0 (Fig. 5) mg/kg had no effect on PS. However, an increase of SWS, at
the expense of W, was observed for the first 2 hr after the administration of 0.5 mg/kg of this drug (data not shown).
In 5-HT1B+/+ mice, the effects of both RU 24969 (0.5 mg/kg)
and CP 94253 (5 mg/kg) on sleep-wakefulness cycles were prevented by
pretreatment with GR 127935 at the dose of 1 mg/kg (Fig.
6, Table
3). In contrast, in
5-HT1B / mice, 1 mg/kg of GR 127935 (Table 3) did not
prevent the effects of RU 24969 at the dose of 3 mg/kg (i.e., the dose
inducing the same PS inhibition in 5-HT1B / mice as 0.5 mg/kg in wild-type mice) (Fig. 4).

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Figure 6.
Effects of the 5-HT1B/1D antagonist GR
127935 (hatched bars) on PS inhibition induced by RU
24969 (gray bars) or CP 94253 (black
bars) in 5-HT1B+/+ mice during the 2 hr period
after injection in which an effect was observed. Results are expressed
as minutes (mean ± SEM of 8 animals; 8 and 6 tests for each
treatment, respectively). *p < 0.05, significantly
different from baseline (open bar); paired Student's
t test. Complete set of data is available on
request.
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Table 3.
Effects of the 5-HT1B/1D antagonist GR 127935, in association with the 5-HT1A/1B agonist RU 24969, on
sleep and wakefulness in 5-HT1B+/+ and
5-HT1B / mice during the first 2 hr after injection
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Effects of 5-HT1A receptor ligands
Agonist
The 5-HT1A agonist 8-OH-DPAT (Hoyer et al., 1994 )
induced in all mice a dose-dependent inhibition of PS during the first
2 hr after injection (ANOVA; wild-type, F(4,27) = 33.93; p < 0.05; and knock-out,
F(4,30) = 49.46; p < 0.05)
(Table 4). This effect was significantly
more pronounced in 5-HT1B / mice than in wild-type animals (p < 0.05; unpaired t test).
In addition, in the 5-HT1B / group, a consecutive PS
rebound was observed during the 4-6 hr after administration of 0.8 mg/kg 8-OH-DPAT, whereas such a rebound was observed at the dose of 1.2 mg/kg in the 5-HT1B+/+ group (Table 4). In both groups,
8-OH-DPAT also induced during the first 2 hr after injection an
increase of W (ANOVA; 5-HT1B+/+ mice,
F(4,27) = 14.08; p < 0.05; and
5-HT1B / mutants, F(4,30) = 14.89; p < 0.05), concomitant with a decrease of SWS
(ANOVA; F(4,27) = 10.27; p < 0.05; and F(4,30) = 10.98; p < 0.05, respectively) (data not shown).
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Table 4.
Effects of the 5-HT1A agonist 8-OH-DPAT at
various doses on paradoxical sleep in 5-HT1B+/+ and
5-HT1B / mice during the 8 hr after injection
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Antagonist
The 5-HT1A antagonist WAY 100635 (Fletcher et al.,
1996 ), at the doses of 0.05-1.0 mg/kg, induced no significant
modifications of sleep-waking cycles in any group of mice (data not
shown). However, when WAY 100635 (0.05 and 1 mg/kg) was used as a
pretreatment to 8-OH-DPAT (0.4 mg/kg), it prevented the effects of the
latter 5-HT1A agonist on sleep-wakefulness cycles in both
groups of mice (Fig. 7A).

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Figure 7.
A, Effects of the
5-HT1A antagonist WAY 100635 (dotted bars)
on the 8-OH-DPAT-induced inhibition of PS in 5-HT1B+/+
(left) and 5-HT1B /
(right) mice during the 2 hr period after injection in
which an effect was observed. Results are expressed as percent of
baseline (mean ± SEM of 7 animals in each group; 6-7 tests for
each dose). B, Effects of the 5-HT1A
antagonist WAY 100635 (dotted bars) on the RU
24969-induced inhibition of PS in 5-HT1B+/+
(left) and 5-HT1B /
(right) mice during the 4 hr after injection. Results
are expressed as percentage of baseline (mean ± SEM of 7 and 9 animals, respectively; 4-5 tests for each dose).
*p < 0.05, significantly different from baseline
(open bars); paired Student's t test.
Complete set of data is available on request.
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Respective contributions of 5-HT1B and
5-HT1A receptors to the effects of RU 24969 on
sleep-wakefulness cycles
Because RU 24969 is a mixed 5-HT1A/1B agonist (Hoyer
et al., 1994 ), we examined whether PS inhibition induced by large doses (3 and 5 mg/kg) of this ligand in 5-HT1B / mice could be
caused by its action at 5-HT1A receptors. Thus, the
5-HT1A antagonist WAY 100635 was used as pretreatment to RU
24969 at doses equivalent for their effect on PS in the respective
groups, i.e., 0.5 mg/kg in 5-HT1B+/+ mice (Fig. 3) and 3 mg/kg in 5-HT1B / mutants (Fig. 7B). WAY
100635 at doses of 0.15-1.0 mg/kg prevented totally the effect of RU
24969 in 5-HT1B / mice but not in wild-type animals (Fig. 7B). At the highest dose tested, 1 mg/kg, WAY 100635, in combination with either 8-OH-DPAT or RU 24969, produced a
significant enhancement of PS in 5-HT1B / mice but not
in wild-type animals (Fig.
7A,B).
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DISCUSSION |
Knock-out mice lacking the 5-HT1B receptor
(5-HT1B / ) and the corresponding wild-type controls
(5-HT1B+/+) exhibit similar diurnal sleep-waking
cycles, with predominance of wakefulness during the dark period and
sleep during the light one. These data are comparable with those
reported previously in various strains of mice (Mitler et al., 1977 ;
Kitahama and Valatx, 1980 ; Oliverio, 1980 ; Richardson et al., 1985 ;
Tobler et al., 1997 ).
Interestingly, it was found here that 5-HT1B / mice
exhibited during the light period significantly larger amounts of PS and smaller amounts of SWS than 5-HT1B+/+ animals and no PS
rebound after selective PS deprivation. Whether such alterations of
spontaneous sleep characteristics and homeostatic processes (Barbato
and Wehr, 1998 ) are a direct consequence of the 5-HT1B
receptor gene disruption or are attributable to other factors is open
to discussion.
Various adaptive mechanisms resulting from the absence of the
5-HT1B receptors might have occurred during development in
5-HT1B / mice. Indeed, in the latter mutants, the lack
of expression of the 5-HT1B heteroreceptor might facilitate
cholinergic (Maura and Raiteri, 1986 ) and GABAergic (Stanford and
Lacey, 1996 ) neurotransmission and thus induce an enhancement of PS
amounts (Gillin et al., 1985 ; McCarley and Massaquoi, 1992 ; Nitz and
Siegel, 1997a ,b ; Cape and Jones, 1998 ). In addition, because
5-HT1B receptors are also autoreceptors on serotoninergic
terminals (Engel et al., 1986 ; Boschert et al., 1994 ), their absence
might also have an influence, in turn, on 5-HT1A receptors,
which participate in the regulation of PS (de Saint Hilaire-Kafi et
al., 1987 ; Dzoljic et al., 1992 ; Tissier et al., 1993 ; Portas et al.,
1996 ; Thakkar et al., 1998 ).
With respect to the lack of PS rebound observed in the
5-HT1B / group after deprivation, it should be noted
that, in contrast to another study (Gonzalez et al., 1996 ) in which the
platforms were of smaller size than the ones used here, mice were not
totally deprived of PS under our conditions. In fact,
5-HT1B / animals might exhibit a significant PS rebound
after more drastic PS deprivation, but we purposely did not choose such
an experimental design to minimize possible stress factors involved in
this paradigm (Pokk et al., 1996 ). Still, after major PS deprivation
for 12 hr, 5-HT1B+/+, but not
5-HT1B / , mice exhibited a significant PS rebound. The absence of 5-HT1B receptors, notably at the level of the
locus ceruleus in which these receptors are expressed normally
(Weissmann-Nanopoulos et al., 1985 ; Bobker and Williams, 1989 ; Clement
et al., 1992 ), might account in part for this phenomenon. Indeed,
lesion by
N-(2-chloroethyl)-N-ethyl-2-gromobenzylamine of
noradrenergic neurons in the locus ceruleus has been reported to
suppress PS rebound in rats subjected to PS deprivation (Gonzalez et
al., 1996 ). In contrast, rebound after pharmacologically induced PS
inhibition persisted after such a lesion (Gonzalez et al., 1996 ), like
that observed in 5-HT1B / mice after RU 24969 or 8-OH-DPAT treatment. This suggests that the lack of rebound after PS
deprivation in 5-HT1B / mice is probably not because of
some ceiling effect but rather of impairment of homeostatic regulation of PS. Finally, although the target areas for these phenomena have not
yet been characterized, possible alterations in 5-HT, ACh, and GABA
neurotransmission in 5-HT1B / mice might account for the
differences in PS regulations between the two genotypes.
A second reason for the differences in spontaneous sleep and PS rebound
between the two strains might be a difference in genetic background
(Gerlai, 1996 ; Valatx and Bugat, 1974 ; Kitahama and Valatx, 1980 ;
Tobler et al., 1997 ) rather than the specific 5-HT1B receptor gene disruption. However, because backcrossing was performed with the strain that gave embryonic stem cells for homologous recombination, i.e., 129/Sv (Saudou et al., 1994 ), both
5-HT1B / and 5-HT1B+/+ mice have the same
pure genetic background (Ramboz et al., 1996 ).
In fact, our pharmacological data provide strong support to the idea
that the increased amounts of spontaneous PS in knock-out mice can be
accounted for by the absence of 5-HT1B receptors. In
particular, blockade of the latter by GR 127935 (Pauwels, 1997 ) induced
an increase of PS amounts in 5-HT1B+/+, but not
5-HT1B / , mice (Fig. 5), so that the wild-type mice
exhibited the same levels of PS as those occurring spontaneously in the
5-HT1B / strain.
In addition, stimulation of 5-HT1B receptors by the
selective agonist CP 94253 (Koe et al., 1992 ) and the mixed
5-HT1A/1B agonist RU 24969 (Hoyer et al., 1994 ) induced a
dose-dependent decrease of PS in 5-HT1B+/+ mice (Table 2,
Fig. 4). That the inhibitory action of CP 94253 and RU 24969 on PS
actually resulted from 5-HT1B receptor activation was
confirmed by the fact that GR 127935 (Fig. 6), but not the
5-HT1A antagonist WAY 100635 (Fig. 7B),
prevented this action and that, in 5-HT1B / mice, the
same compounds in the same dose range altered neither sleep nor
wakefulness. Previous studies in rats also supported the idea that
5-HT1B receptors are involved in a negative modulation of
PS (Bjorvatn and Ursin, 1994 ; Monti et al., 1995 ).
At the largest doses of the 5-HT1B agonists used, both a
decrease of SWS and an enhancement of W were observed in
5-HT1B+/+ mice, concomitantly with the PS reduction. These
effects are similar to those reported in the rat (Dugovic et al., 1989 ;
Dzoljic et al., 1992 ) and are probably not secondary to some
hyperlocomotor activity triggered by this compound, notably because the
doses of RU 24969 used here (0.25-2.0 mg/kg) were 10-fold lower than those required for the latter effect to occur in rodents (Green et al.,
1984 ). However, if the action of 5-HT1B agonists on sleep and wakefulness can be accounted for by selective activation of 5-HT1B receptors, the effects of RU 24969 at higher doses
(3 and 5 mg/kg) in 5-HT1B knock-out mice deserve some
comments. These effects (reduction of PS and increase of W) could not
be secondary to hyperlocomotion or ascribed to an action of RU 24969 at
some residual 5-HT1B receptors, because they were not
prevented by the 5-HT1B/1D antagonist GR 127935 (Table 3).
Rather, the effects on PS of large doses of RU 24969 in
5-HT1B / mice would be attributable to the
5-HT1A component of this ligand. Indeed, RU 24969 binds to
5-HT1A receptors with an affinity only fivefold lower than to 5-HT1B receptors (Peroutka, 1986 ; Hoyer et al., 1994 ),
and the use of large doses of this ligand in 5-HT1B /
mice might activate 5-HT1A receptors sufficiently to induce
a PS decrease, as expected of a 5-HT1A agonist (de Saint
Hilaire-Kafi et al., 1987 ; Dzoljic et al., 1992 ; Tissier et al., 1993 ).
In agreement with this interpretation, the effect of RU 24969 on PS in
5-HT1B / mice could be completely prevented by the
selective 5-HT1A antagonist WAY 100635 (Fletcher et al.,
1996 ).
In the absence of 5-HT1B receptors, 5-HT1A
receptors might have exhibited some adaptive changes in comparison
with those in wild-type animals. However, in both groups of mice, the
5-HT1A agonist 8-OH-DPAT induced a dose-dependent reduction
of PS during the 2-4 hr after injection (Table 4), associated with an
increase of W at the expense of SWS at the largest doses used (data not shown). These effects, which are similar to those observed in the rat
(de Saint Hilaire-Kafi et al., 1987 ), were probably not caused by
8-OH-DPAT-induced hypothermia (Goodwin et al., 1985 ). Indeed, body
temperature monitoring after subcutaneous injection of 0.2-0.8 mg/kg
8-OH-DPAT showed that hypothermia was maximum ( 1 and 3°C) 15-30
min after injection and disappeared within the following 15-30 min in
both 5-HT1B / and wild-type mice (B. Boutrel and J. Adrien, unpublished observations). In contrast, the effects of
8-OH-DPAT on sleep persisted during 2-3 hr, well beyond the duration
of drug-induced hypothermia. Interestingly, an increased reactivity of
sleep to 8-OH-DPAT (Table 4) and WAY 100635 (Fig.
7A,B) was observed in
5-HT1B / compared with wild-type mice. This would
suggest that 5-HT1A receptors developed some functional
supersensitivity in 5-HT1B / mice, but further studies are needed to directly address this question.
In conclusion, the lack of effects of 5-HT1B receptor
agonists on the vigilance states in 5-HT1B / mice
demonstrated that PS inhibition by these ligands in wild-type mice
actually resulted from the specific stimulation of 5-HT1B
receptors. Both the larger amounts of PS during the light phase in
5-HT1B / mice and the PS increase in response to
5-HT1B receptor blockade in wild-type mice support the idea
that 5-HT1B receptors mediate a 5-HT-dependent tonic
inhibitory control of PS under physiological conditions.
 |
FOOTNOTES |
Received June 17, 1998; revised Jan. 4, 1999; accepted Feb. 1, 1999.
This research was supported by the Institut National de la Santé
et de la Recherche Médicale, Direction des Recherches Etudes et
Techniques Grant 95/142, and European Community Grant Biotech BIO 4 CT
96.0752. Benjamin Boutrel was a recipient of a Ministère de
l'Education Nationale, de l'Enseignement Supérieur et de la Recherche fellowship during performance of this work. The generous gifts of drugs by Glaxo-Wellcome, Pfizer, Roussel-Uclaf, and Wyeth are
gratefully acknowledged. We acknowledge the excellent secretarial assistance of Claude Sais.
Correspondence should be addressed to Benjamin Boutrel, Institut
National de la Santé et de la Recherche Médicale U288, CHU
Pitié-Salpêtrière, 91 Boulevard de l'Hôpital,
75634 Paris Cedex 13, France.
 |
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O. Hayaishi
Functional Genomics of Sleep and Circadian Rhythm: Invited Review: Molecular genetic studies on sleep-wake regulation, with special emphasis on the prostaglandin D2 system
J Appl Physiol,
February 1, 2002;
92(2):
863 - 868.
[Abstract]
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E. Naylor, B. M. Bergmann, K. Krauski, P. C. Zee, J. S. Takahashi, M. H. Vitaterna, and F. W. Turek
The Circadian Clock Mutation Alters Sleep Homeostasis in the Mouse
J. Neurosci.,
November 1, 2000;
20(21):
8138 - 8143.
[Abstract]
[Full Text]
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R. Huber, T. Deboer, and I. Tobler
Topography of EEG Dynamics After Sleep Deprivation in Mice
J Neurophysiol,
October 1, 2000;
84(4):
1888 - 1893.
[Abstract]
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D. A. Knobelman, H. F. Kung, and I. Lucki
Regulation of Extracellular Concentrations of 5-Hydroxytryptamine (5-HT) in Mouse Striatum by 5-HT1A and 5-HT1B Receptors
J. Pharmacol. Exp. Ther.,
March 1, 2000;
292(3):
1111 - 1117.
[Abstract]
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P. Franken, L. Lopez-Molina, L. Marcacci, U. Schibler, and M. Tafti
The Transcription Factor DBP Affects Circadian Sleep Consolidation and Rhythmic EEG Activity
J. Neurosci.,
January 15, 2000;
20(2):
617 - 625.
[Abstract]
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C. Dugovic, S. Maccari, L. Weibel, F. W. Turek, and a. O. Van Reeth
High Corticosterone Levels in Prenatally Stressed Rats Predict Persistent Paradoxical Sleep Alterations
J. Neurosci.,
October 1, 1999;
19(19):
8656 - 8664.
[Abstract]
[Full Text]
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