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The Journal of Neuroscience, May 1, 1999, 19(9):3545-3555
NK-1 Receptor Immunoreactivity in Distinct Morphological
Types of Lamina I Neurons of the Primate Spinal Cord
X. H.
Yu1,
E.-T.
Zhang3,
A. D.
Craig3,
R.
Shigemoto4,
A.
Ribeiro-da-Silva1, 2, and
Y.
De
Koninck1
1 Department of Pharmacology and Therapeutics, and
2 Anatomy and Cell Biology, McGill University,
Montréal, Quebec, H3G 1Y6 Canada, 3 Division of
Neurobiology, Barrow Neurological Institute, Phoenix, Arizona 85013, and 4 National Institute for Physiological Sciences,
Okazaki 444-8585, Japan
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ABSTRACT |
In cat and monkey, lamina I cells can be classified into three
basic morphological types (fusiform, pyramidal, and multipolar), and
recent intracellular labeling evidence in the cat indicates that
fusiform and multipolar lamina I cells are two different types of
nociceptive cells, whereas pyramidal cells are innocuous thermoreceptive-specific. Because earlier observations indicated that
only nociceptive dorsal horn neurons respond to substance P (SP), we
examined which morphological types of lamina I neurons express
receptors for SP (NK-1r).
We categorized NK-1r-immunoreactive (IR) lamina I neurons in serial
horizontal sections from the cervical and lumbar enlargements of four
monkeys. Consistent results were obtained by two independent teams of
observers. Nearly all NK-1r-IR cells were fusiform (42%) or multipolar
(43%), but only 6% were pyramidal (with 9% unclassified). We
obtained similar findings in three monkeys in which we used double-labeling immunocytochemistry to identify NK-1r-IR and
spinothalamic lamina I neurons retrogradely labeled with cholera toxin
subunit b from the thalamus; most NK-1r-IR lamina I spinothalamic
neurons were fusiform (48%) or multipolar (33%), and only 10% were
pyramidal. In contrast, most (~75%) pyramidal and some (~25%)
fusiform and multipolar lamina I spinothalamic neurons did not display
NK-1r immunoreactivity.
These data indicate that most fusiform and multipolar lamina I neurons
in the monkey can express NK-1r, consistent with the idea that both
types are nociceptive, whereas only a small proportion of lamina I
pyramidal cells express this receptor, consistent with the previous
finding that they are non-nociceptive. However, these findings also
indicate that not all nociceptive lamina I neurons express receptors
for SP.
Key words:
dorsal horn; spinothalamic; nociception; substance P; monkey; functional specialization
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INTRODUCTION |
Lamina I, the marginal layer in the
superficial dorsal horn of the spinal cord (Rexed, 1952 ), is an
integral component of the central representation of pain and
temperature sensibility (Perl, 1984 ; Willis, 1985 ; Light, 1992 ; Craig,
1996b ). It provides a major output pathway from the spinal cord to
higher structures (brainstem and thalamus) that carries activity from
small diameter afferents (A and C fibers) from most tissues of the
body (Craig, 1996a ). The complex integration of these types of inputs
within lamina I is associated with a rich concentration of
neuropeptides (Ribeiro-da-Silva and Cuello, 1995 ). Although numerous
studies have highlighted dense peptidergic input to lamina I, few have provided detailed information on peptidergic innervation or the expression of their receptors in relation to defined neurons (e.g., Priestley and Cuello, 1989 ; De Koninck et al., 1992 ; Brown et al.,
1995 ; Li et al., 1996 , 1997 ; Ma et al., 1996 ; Marshall et al., 1996 ;
Naim et al., 1997 ).
Emerging criteria for the identification of lamina I neurons on the
basis of their structural and functional features provide a method for
the phenotypic characterization of specific cell populations. Studies
with the Golgi technique in the cat (Gobel, 1978 ) and the rat (Lima and
Coimbra, 1986 ) first demonstrated that several morphological types of
lamina I cells can be differentiated according to cell body shape and
the characteristics of proximal dendritic branches. Although other
descriptions were attempted in the monkey (Willis et al., 1979 ; Beal et
al., 1981 ), recent retrograde labeling studies have provided consistent
evidence in both the cat (Zhang et al., 1996 ) and the monkey (Zhang and Craig, 1997 ) that lamina I spinothalamic neurons can be grouped under
the basic categories of fusiform (F), pyramidal (P), and multipolar
(M). These three morphological types are relatively evenly
distributed in the cervical and lumbar enlargements (Lima and Coimbra,
1986 ; Zhang et al., 1996 ; Zhang and Craig, 1997 ). Recent intracellular
labeling evidence has revealed a direct correspondence between the
morphological characteristics of lamina I neurons and their functional
responses to cutaneous stimulation in the cat (Han et al., 1998 ).
Fusiform cells appear to be nociceptive-specific neurons (NS),
responsive only to noxious heat and pinch, whereas multipolar cells are
polymodal nociceptive neurons (HPC) responsive to noxious heat, pinch,
and cold, and pyramidal cells are innocuous thermoreceptive neurons
(COLD), responsive only to cooling (Craig and Kniffki, 1985 ; Craig and
Bushnell, 1994 ; Dostrovsky and Craig, 1996 ; Han et al., 1998 ). These
results are supported by findings from Golgi studies that fusiform
cells have unmyelinated axons, but pyramidal and multipolar cells have
myelinated axons (Gobel, 1978 ; Lima and Coimbra, 1986 ) because NS cells
have slow conduction velocities, whereas HPC and COLD cells have faster
conduction velocities (Craig and Kniffki, 1985 ; Craig and Serrano,
1994 ). Recent observations suggest that this structure-function
correspondence may also be present in the monkey (Craig et al., 1999 ).
This possibility provides a basis to test for further phenotypic
specialization of lamina I cells in the primate.
Of the abundant peptidergic input to the superficial dorsal horn, the
neurokinin substance P (SP) is the best characterized and has been
mainly associated with nociception (for review, see Henry, 1982 ;
Cuello, 1987 ; Otsuka and Yanagisawa, 1990 ). In particular, SP-mediated
excitation via activation of NK-1 receptors (NK-1r) is
restricted to nociceptive neurons (Henry, 1976 ; Randic and Miletic,
1977 ; Salter and Henry, 1991 ). Additional evidence indicates that
NK-1r-mediated synaptic responses to endogenous SP released by
activation of nociceptive afferent fibers (De Koninck and Henry, 1991 )
occur only in nociceptive neurons (De Koninck et al., 1992 ), and that
non-nociceptive mechanoreceptive neurons do not receive significant
amounts of direct SP input (De Koninck et al., 1992 ; Ma et al., 1996 ).
Furthermore, innocuous cooling-sensitive primary afferent c-fibers do
not appear to express SP (Lawson et al., 1997 ). Thus, these findings
suggest that non-nociceptive neurons may generally not express NK-1r,
the SP receptor.
We therefore examined whether the distinct morphological types of
lamina I neurons differentially express NK-1r in adult monkeys. In
addition, we quantified NK-1r immunoreactivity in retrogradely labeled
spinothalamic tract (STT) neurons using thalamic injections of cholera
toxin subunit b (CTb) (Ericson and Blomqvist, 1988 ; Zhang and Craig,
1997 ).
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MATERIALS AND METHODS |
Three cynomolgus monkeys (Macaca fascicularis) and
one rhesus monkey (Macaca mulatta) were used for
single-labeling experiments of NK-1r immunoreactivity in lamina I. The
animals were deeply anesthetized with sodium pentobarbital, then
perfused transcardially with 4% paraformaldehyde in 0.1 M
phosphate buffer (PB), pH 7.4, for at least 30 min. The whole spinal
cord was removed and post-fixed in 4% paraformaldehyde for 2 hr.
Finally, the tissue was transferred to 30% sucrose in PB and stored at
4°C for later immunocytochemical processing.
Three additional cynomolgus monkeys were used for retrograde labeling
experiments combined with detection of NK-1r immunoreactivity. Retrograde labeling of STT neurons with subunit b of cholera toxin was
performed as previously described (Zhang and Craig, 1997 ). Briefly, the
animals were anesthetized with sodium pentobarbital (40 mg/kg, i.p.,
with intravenous supplements) and placed in a stereotaxic
apparatus. Body temperature was maintained at 36°C. Under aseptic
conditions, a window in the skull was made to provide access to the
left thalamus. The stereotaxic coordinates of the boundaries of the
somatosensory thalamus were identified electrophysiologically by
recording during several penetrations with a glass-coated tungsten microelectrode. Injection sites were chosen by extrapolation from this
map to include nearly all of the dorsal thalamus, but particularly the
major lamina I STT termination sites: the posterior part of the ventral
medial nucleus (VMpo), the ventral posterior inferior nucleus (VPI),
and the ventral caudal part of the medial dorsal nucleus (MDvc) (Craig
et al., 1994 ). Eight injections of an aqueous solution of 0.4-1% CTb
(Sigma, St. Louis, MO) were made using a Hamilton syringe for a total
of 2-10 µl. The needle was left in place for 5-15 min after each
injection. The animals were allowed to survive for 21 d. After the
survival period, the monkeys were deeply anesthetized and perfused
transcardially with a solution of 4% paraformaldehyde in PB. The brain
and spinal cord were removed and post-fixed in 4% paraformaldehyde in
PB for 4 hr and then transferred to 30% sucrose in PB and stored at
4°C for later immunocytochemical processing.
Immunocytochemistry. Serial 40-µm-thick sections
were cut in the transverse and horizontal planes from segments of the
cervical (C6-7) and lumbar (L6-7) enlargements. These segments were
chosen because they contain a high density of lamina I cells and
because the three morphological types of lamina I spinothalamic cells were found to be relatively equally represented at these levels (Zhang
and Craig, 1997 ). Only these segments were used for quantitative analysis of NK-1r immunoreactivity. The sections were pretreated with
5% normal goat serum and then placed in a polyclonal antibody raised
in rabbit against the NK-1r (Shigemoto et al., 1993 ; Nakaya et al.,
1994 ) for 48-72 hr at 4°C. After rinsing in 0.2% Triton X-100 in
PBS (PBS-T), the sections were incubated for 2 hr at room
temperature in biotinylated goat anti-rabbit IgG, rinsed again, and
then incubated at room temperature with an ABC complex (Vector
Laboratories, Burlingame, CA). After further washes, the sections were
incubated with 3,3'-diaminobenzidine tetrahydrochloride and
H2O2.
Double-labeling immunocytochemistry for the detection of STT and
NK-1r-IR neurons. For experiments with retrograde labeling, serial
50-µm-thick sections were cut in the transverse plane through the
thalamus. A one-in-three series of thalamic sections was stained with
thionin, and all other sections were processed immunocytochemically with the ABC technique for CTb labeling using a mouse anti-CTb monoclonal antibody (see below) as previously described (Zhang et al.,
1996 ).
For double labeling of NK-1r and CTb immunoreactivity, serial
40-µm-thick sections were cut in the transverse and horizontal planes
of segments C6-7 and L6-7. Sections were incubated in 10% normal
donkey serum for 1 hr and then for 48-72 hr in a mixture of primary
antibodies consisting of a rabbit anti-NK-1r polyclonal antibody and a
mouse anti-CTb monoclonal antibody (a 1:1 mixture of antibodies from
clones CT2 and CT9; courtesy of Dr. M. Wikstrom) at 4°C. After
several rinses in PBS-T, the sections were incubated in a mixture of
sheep anti-rabbit IgG conjugated to FITC (ICN Biochemicals,
Montréal, Québec, Canada) and biotinylated horse anti-mouse
IgG (Vector) for 2 hr at room temperature. After further rinses, the
sections were incubated in streptavidin conjugated to Texas Red
(Vector) for 2 hr. All antibodies were diluted in PBS-T containing 5%
normal donkey serum. Finally, the sections were washed, mounted on
gelatin-subbed slides, and coverslipped with an anti-fading
mounting medium (Dako, High Wycombe, UK).
Some sections were examined under a Zeiss LSM 410 confocal scanning
laser microscope equipped with argon-krypton and helium-neon lasers
and appropriate filter sets for independent detection of FITC and Texas
Red. Superimposition of few (three to seven) serial optical sections
was used to compare the nature and subcellular distribution of each of
the labels.
Classification of neurons and quantification. Serial
horizontal sections were examined under a light microscope using
10-40× objectives. All labeled lamina I neurons of each of the three main types, F, P, and M, were identified on the basis of somatal shape
and dendritic orientation in horizontal sections following the
classification scheme used earlier (Zhang et al., 1996 ; Zhang and
Craig, 1997 ; Han et al., 1998 ). The horizontal plane of section was
used for the classification and quantification because the perikarya
and dendrites of lamina I cells are mainly oriented in the rostrocaudal
and mediolateral axes, and most of their dendrites are confined to
lamina I (Gobel, 1978 ; Light et al., 1979 ; Lima and Coimbra, 1986 ;
Zhang et al., 1996 ; Han et al., 1998 ), especially in the primate spinal
cord (Zhang and Craig, 1997 ). All labeled lamina I cells were counted
in each of the sections; as before, cells were categorized as
unclassified if they did not meet the criteria for the three main
types, or if a portion of the soma and/or proximal dendritic tree was
truncated by sectioning and precluded proper identification.
Corrections for double cell counts in the 40-µm-thick horizontal
sections were not made because lamina I neurons are generally only
10-40 µm in dorsoventral thickness, because they were classified and
counted on the basis of somatal shape and primary dendritic origins
rather than simply as labeled profiles, and because the relative
proportions rather than the absolute numbers of the different cell
types were of primary concern. Morphometric measurements were performed
with an M4 image analysis system (Imaging Research, St. Catharines,
Ontario, Canada).
Validation of the classification method. To ensure objective
and consistent interpretation of the classification scheme, separate blind classifications were conducted, and an evaluation of
inter-experimenter variability was performed. Independent counts of the
same sets of sections were made by two groups of investigators (E.-T.Z. and A.D.C., and X.H.Y. and Y.D.), and the results were compared statistically. In addition, the counts in all double-labeled cases were
performed by both teams.
Statistics. 2 tests for contingency tables
and ANOVA were used for comparison of differences in proportion
of cells types. In cases in which values were expressed as mean ± SEM, and in which percentages were used, the SEM was corrected for
binomial distribution using an arcsine transform (Zar, 1984 ). The
critical value for statistical significance was set at
p < 0.05.
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RESULTS |
The appearance of NK-1r immunoreactivity in cervical and lumbar
spinal cord was very similar to the distribution of NK-1r observed in
the rat spinal cord using the same antiserum (Nakaya et al., 1994 ).
NK-1r immunoreactivity was mostly restricted to lamina I of the monkey
spinal cord, whereas virtually no staining was detected in lamina II
(Fig. 1). A moderate level of staining was observed in laminae III-VI (Fig. 1). NK-1r immunoreactivity was
mostly localized in neuronal cell bodies and dendrites. In transverse
sections, most immunoreactive profiles were dendrites, but some cell
bodies could also be identified in lamina I (Fig. 1). In horizontal
sections, numerous NK1-r-IR cell bodies could be recognized (Fig.
2). Given the absence of NK-1r staining
in lamina II, the cells identified in the most superficial horizontal sections unequivocally belonged to lamina I.

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Figure 1.
Photomicrograph of NK-1r immunoreactivity in the
lumbar spinal cord in a transverse section. Laminae are indicated with
roman numerals. Most NK-1r immunoreactivity was located
in lamina I with moderate staining in laminae III-IV. The
photomicrographs at the top and bottom
are enlargements of the neurons at the locations indicated by the
arrows. Scale bars: top and
bottom, 50 µm; middle, 100 µm.
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Figure 2.
Photomicrograph of NK-1r immunoreactivity in a
40-µm-thick horizontal section of the lumbar spinal cord. The
perikarya and the proximal dendrites were well stained. Their primary
orientation in this plane can be observed. This plane of section is
preferred for morpholog ical classification of lamina I neurons because their
perikarya and dendrites are mainly oriented in the rostrocaudal and
mediolateral axes. Several cell bodies can be distinguished
(arrows). Lateral part is left and
rostral part is up. Scale bar, 100 µm.
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Morphological types of NK-1r-IR cells
Three major classes of cells were distinguished on the basis of
cell body shape and proximal dendritic tree morphology: fusiform, pyramidal, and multipolar (Fig. 3).
Fusiform cells had spindle-shaped somata with elongated dendritic
arbors extending from the two poles of the soma (Fig. 3,
F1-F4). As described previously (Zhang et
al., 1996 ; Zhang and Craig, 1997 ), the great majority of the fusiform
cells were bipolar neurons with two major dendrites that extended in
the rostrocaudal direction with little branching and little expansion
in the mediolateral direction (Fig. 3, F3,
F4). Some fusiform cells had one primary dendrite arising
from each pole of the soma and gave rise to two or more dendrites
directly from one of the poles (Fig. 3, F1, F2).
Some of the fusiform cells were more irregular and had perikarya or
dendrites oriented at various angles along the longitudinal and
transverse axes. Pyramidal NK-1r-IR cells had pyramidal or triangular
somata with a primary dendrite issuing from each corner of the soma
(Fig. 3, P1, P2). Most of the pyramidal cells
gave rise to one dendrite from each corner (Fig. 3, P1),
whereas occasionally two or more dendrites arose from the same origin
at one corner, and sometimes very fine dendrites arose from the side of
the cell body (Fig. 3, P2). The pyramidal NK-1r-IR lamina I
cells were large (Fig. 3, P1, P2), with an
average length, width, and area of 40.5 ± 2.1 µm, 26 ± 1.1 µm, and 1007 ± 95.9 µm2, respectively
(n = 25, randomly selected from three monkeys). They
were significantly larger than the average pyramidal lamina I STT
neurons (length, 37.7 ± 2.7 µm; width, 16.8 ± 1.0 µm;
area, 487.8 ± 74.4 µm2; n = 16) (Zhang and Craig, 1997 ). The multipolar NK-1r-IR cells included all
four subtypes described in the classification of lamina I STT neurons
in the monkey spinal cord (Zhang and Craig, 1997 ), including neurons
with four dendrites (Fig. 3, M1), five or more dendrites
(Fig. 3, M3), -shaped (Fig. 3, M2), and
tubular neurons (Fig. 3, M4).

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Figure 3.
Photomicrographs showing examples of the three
main types of NK-1r-IR lamina I neurons in 40-µm-thick horizontal
sections: fusiform (F) cells with spindle-shaped
somata and two main longitudinal dendritic arbors; pyramidal
(P) cells with triangular somata and three main
dendrites oriented primarily longitudinally; multipolar
(M) cells with polygonal somata and four
or more dendrites directed longitudinally and mediolaterally. Scale
bar, 100 µm.
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Neurons that differed in morphology and that could not be categorized
into any of the above three types of neurons were counted as
unclassified. These included cells that had transitional shapes (Fig.
4A,C),
cells with small round or oval, unipolar perikarya, and cells whose
shape could not be recognized because the soma had been divided by
sectioning. The dendrites of unclassified cells extended in any
direction within lamina I (Fig.
4B,D).

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Figure 4.
Photomicrographs showing examples of unclassified
NK-1r-IR neurons in horizontal sections. A, C, Neurons
with transitional shapes (A, a pyramidal soma with four
dendrites; C, a fusiform soma and several dendrites).
B, D, Cells with small round unipolar perikarya, the
dendrites of which extended in different directions in lamina I. Scale
bar, 100 µm.
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Distribution of NK-1r immunoreactivity with respect to the
morphological types of lamina I cells
To identify which morphological types of lamina I neurons express
NK-1r, we counted labeled cells in horizontal sections of the cervical
and lumbar enlargements of four adult macaque monkeys. First, to ensure
consistent classification, labeled cells were counted independently by
the two teams of observers in this study. For example, in one set of
sections, a total of 206 NK-1r-IR lamina I neurons was categorized (one
side of the dorsal horn only) by one team as 82 fusiform, 7 pyramidal,
79 multipolar, and 38 unclassified, and in the same sections a total of
195 labeled neurons was identified by the other team and classified as
85 fusiform, 10 pyramidal, 67 multipolar, and 33 unclassified. The
small differences could be accounted for by differences between
observers in the threshold for the identification of a positively
labeled cell and in the categorization of cells with transitional
shapes. There was no significant difference ( 2
contingency test; p > 0.2) between the two teams of
experimenters with respect to the relative distribution of NK-1r-IR
lamina I cell types. Thus, it was considered that the classification
scheme was sufficiently objective and consistent to obtain reproducible and reliable results.
A total of 2924 NK-1r-IR cells in lamina I were classified in the four
monkeys. Of these neurons, there were on average 51% fusiform, 6%
pyramidal, and 33% multipolar cells in C7-8 segments and 31%
fusiform, 6% pyramidal, and 53% multipolar cells in L6-7 segments.
The remaining neurons were unclassified. Cervical segments contained
more NK-1r-IR fusiform than multipolar cells, and lumbar segments
contained more NK-1r-IR multipolar than fusiform cells (Table
1).
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Table 1.
Relative distribution of lamina I cell types among NK-1r-IR
cells in the cervical (C) and lumbar (L) enlargements
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Distribution of NK-1r immunoreactivity among spinothalamic lamina
I neurons
To further characterize the population of NK-1r-IR neurons, we
performed double-labeling experiments on retrogradely CTb-labeled lamina I STT cells in three monkeys. The thalamic injections were comparable to those in a previous report (Zhang and Craig, 1997 ) and
covered all the medial and lateral thalamus with no spread to the
hypothalamus or mesencephalon. A total of 1117 spinal lamina I STT
neurons were counted on the side contralateral to thalamic injections
in spinal cord segments C6-7 and L6-7. Of the labeled STT neurons,
693 (62%) stained positive for NK-1r. The photomicrographs in Figure
5 show examples of double-labeled neurons
immunoreactive for both CTb and NK-1r along with other neurons that
stained positive only for CTb or NK-1r. The immunoreactive labeling for
retrogradely transported CTb was distributed intracellularly throughout
the soma and dendrites, which differed from the typical appearance of
NK-1r-IR labeling along the plasma membrane of the neurons (Fig.
6). Thus, identification of
double-labeled neurons was unequivocal.

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Figure 5.
Confocal micrographs of lamina I neurons
illustrating the pattern of labeling for NK-1r and retrograde CTb. The
micrographs represent reconstructions from 20 serial optical sections
(1.0 µm apart) in A and seven in B. The
red color represents immunoreactivity for CTb
(curved arrows), and the green
corresponds to NK-1r immunoreactivity (straight arrows).
The two signals were superimposed so that double-labeled structures
appear in yellow (double arrows). Note in
A, the double-labeled (STT + NK-1r) neuron on the
left that contrasts with the CTb-only labeled fusiform
neuron on the right. Therefore, the latter STT fusiform
cell is NK-1r-immunonegative. In B, there is one
fusiform cell that was double-labeled, whereas a CTb-labeled pyramidal
neuron was not NK-1r-IR, and a multipolar neuron stained positive for
NK-1r, but not for CTb. Scale bar, 50 µm.
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Figure 6.
Confocal micrograph illustrating a reconstruction
from four serial optical sections (0.5 µm apart) to indicate the
difference in the nature of labeling obtained with the retrogradely
transported CTb (middle) versus that of NK-1r
immunoreactivity (left). The cytoplasmic pattern of
labeling obtained with CTb could not be confused with the typically
plasma membrane-associated pattern of NK-1r-IR staining. The micrograph
on the right is a superimposition of the two signals.
Scale bar, 25 µm.
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The distribution of retrogradely labeled lamina I STT neurons with
respect to the different morphological categories is shown in Figure
7. This distribution was comparable to
that previously reported for the cervical and lumbar enlargements
(Zhang and Craig, 1997 ). Pyramidal neurons represented ~25% of the
population of lamina I STT cells in both areas combined, whereas
fusiform neurons represented 39% and multipolar 29%; the remainder
were unclassified. This contrasts strongly with the distribution of
cell types among lamina I neurons that were NK-1r-IR for the three
monkeys in which double immunofluorescence labeling was performed (Fig.
7). The relative proportion of pyramidal NK-1r-IR cells was
significantly lower than the proportion of pyramidal cells among lamina
I STT neurons (p < 0.01). The relative
distribution of each cell type among lamina I STT cells that were
double-labeled for NK-1r-IR similarly differed from the overall
distribution among all lamina I STT cells (on average for both cervical
and lumbar segments: fusiform 50%, pyramidal 10%, multipolar 33%,
the remainder being unclassified; Fig. 7). Mainly, the proportion of
NK-1r-IR pyramidal cells among lamina I STT neurons was significantly
lower than the proportion of this cell type among all lamina I STT
neurons (Fig. 7).

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Figure 7.
Comparison of the relative distribution of
morphological types of cells among all lamina I neurons that were
immunoreactive for NK-1r (All NK-1r), all
that were retrogradely labeled with CTb injected in the thalamus
(All STT), and those that were both NK-1r-IR and
retrogradely CTb-labeled (STT + NK-1r). The vertical bars
represent the means ± SEM (after correction, see Material and
Methods) from the three monkeys in which double immunofluorescence
labeling was performed for the detection of both NK-1r and CTb
immunoreactivity. The proportion of pyramidal cells among NK-1r-IR
neurons was significantly lower (p < 0.01)
than that observed among all STT cells.
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To further examine the under representation of NK-1r-IR cells among
pyramidal neurons, we calculated the proportion of lamina I STT neurons
that were immunoreactive for NK-1r within each morphological category
(Table 2). Overall, 62% of all lamina I
STT neurons were immunoreactive for NK-1r in the cervical and lumbar
enlargements combined. This proportion rose to 81% for the fusiform
lamina I STT cells and 71% for the multipolar lamina I STT cells,
whereas only 25% of the pyramidal lamina I STT cells were
immunoreactive for NK-1r. Thus, the majority of lamina I STT cells
found to express NK-1r were fusiform and multipolar cells, and
conversely, most pyramidal and some fusiform and multipolar lamina I
STT cells did not express NK-1r.
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Table 2.
Average proportions of lamina I STT neurons within each
morphological category that were immunoreactive for NK-1r in the
cervical (C; C6-7) and lumbar (L; L6-7) enlargements of three monkeys
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Finally, of all of the NK-1r-immunostained lamina I neurons in the
cervical and lumbar enlargements, 69% were also immunoreactive for
CTb. This indicates that the majority, but not all, of the NK-1r-IR
lamina I cells contributed to the spinothalamic tract. In addition,
considering that 62% of lamina I STT neurons were NK-1r-IR and the
recent estimate that ~45% of all lamina I neurons are NK-1r-IR in
the rat (Todd et al., 1998 ), our results suggest that the proportion of
lamina I neurons that project to the thalamus in the spinal
enlargements of the monkey may be ~50% (NK-1r-IR and STT = 0.45 × 0.69; STT, non-NK-1r-IR = 0.45 × 0.69 × 0.38/0.62).
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DISCUSSION |
Our results indicate that lamina I neurons immunoreactive for the
NK-1 receptor can be classified into three major morphological categories, fusiform, pyramidal, and multipolar, in the macaque spinal
cord based on somatal shape and primary dendrite orientation, as had
been described earlier for lamina I STT neurons in the monkey (Zhang
and Craig, 1997 ). The main observation of this study was that two of
these morphological types, the fusiform and multipolar cells, stain
positive for NK-1r, whereas only a small proportion of pyramidal cells
do. These results are of particular interest in view of the correlation
recently observed in the cat between these three morphological types
and the three main functional classes of lamina I neurons (Han et al.,
1998 ).
NK-1r immunoreactivity is densest in lamina I
Our present results are in general agreement with the distribution
of NK-1r immunoreactivity described in the rat spinal cord applying the
antibody used in this study. In the rat, NK-1r immunoreactivity was
densest in lamina I, sparse in lamina II, and moderate in laminae
III-VI (Nakaya et al., 1994 ). In the monkey spinal cord, even less
staining was observed in lamina II, a result that is consistent with
the distribution of NK-1r immunoreactivity reported in the rat spinal
cord using this (Li et al., 1996 , 1997 ) and another antibody against
the NK-1r (Liu et al., 1994 ; Brown et al., 1995 ; Littlewood et al.,
1995 ; Marshall et al., 1996 ).
Morphological types of NK-1r-IR cells
The approach used in the current study allowed a classification of
lamina I neurons into three general types. We did not attempt a further
subdivision of the cells of each type as in other studies (Gobel, 1978 ;
Lima and Coimbra, 1986 ; Zhang et al., 1996 ; Zhang and Craig, 1997 ),
although subtypes of each were noted. The general categorization into
three basic cell types represents a scheme that is consistent across
species (Gobel, 1978 ; Willis et al., 1979 ; Lima and Coimbra, 1986 ;
Zhang et al., 1996 ; Zhang and Craig, 1997 ), and it proved to be
reliable enough to minimize variability in interpretation of
classification criteria between observers. As previously shown, these
cell types cannot be properly identified in transverse sections (Gobel,
1978 ; Lima and Coimbra, 1986 ; Zhang et al., 1996 ; Zhang and Craig,
1997 ). Although additional information can be obtained in sagittal
sections regarding cells with ventrally directed dendrites in the rat
(Lima and Coimbra, 1986 ), the basic morphological types are best
identified in horizontal sections because lamina I cells arborize
primarily in this plane (Gobel, 1978 ; Light et al., 1979 , 1993 ;
Steedman et al., 1985 ; Hylden et al., 1986 ; Lima and Coimbra, 1986 ;
Zhang et al., 1996 ; Zhang and Craig, 1997 ; Han et al., 1998 ).
Previous studies have reported NK-1r labeling in morphologically
identified (Brown et al., 1995 ) and retrogradely labeled STT cells in
lamina I (Marshall et al., 1996 ) of the rat. Brown et al. (1995)
reported numerous fusiform neurons immunoreactive for NK-1r. However,
neither study attempted further classification of the cells.
Fusiform, pyramidal, and multipolar cells are relatively uniformly
distributed in the lumbar and cervical enlargements of the spinal cord.
Consistent with previous studies in cat and monkey (Zhang et al., 1996 ;
Zhang and Craig, 1997 ), the proportions of lamina I STT cell types in
the cervical enlargement were: fusiform 42%, pyramidal 28%,
multipolar 26%, with the remainder unclassified. In their Golgi study
in the rat cervical spinal cord, Lima and Coimbra (1986) classified
lamina I cells as fusiform, multipolar, flattened, and pyramidal, but
grouping their multipolar and flattened cell types together (as these
two categories would fall under the multipolar type in the present
study), their distribution of Golgi-stained cell types would similarly
be fusiform 39%, pyramidal 36%, and multipolar 25%. Thus, based on
retrograde labeling from the thalamus in cat and monkey or on random
Golgi sampling in the rat, the proportion of pyramidal-shaped lamina I
neurons is >25%. This contrasts strongly with the present finding
that only 4-7% of NK-1r-IR lamina I neurons were pyramidal. Our
results show that only a small proportion of pyramidal neurons express NK-1r. Furthermore, the pyramidal lamina I neurons that were NK-1r-IR may be a derivative subset, because they were significantly larger than
the average lamina I STT pyramidal neurons (Zhang and Craig, 1997 ).
Functional relevance
The differentiation of lamina I cells into separate morphological
types, which also differ in phenotype, raises the possibility of a
correspondence with function. Indeed, recent evidence indicating a
direct correspondence between the morphological characteristics and
functional properties of lamina I neurons in the cat (Han et al., 1998 )
is consistent with the view that there are three basic types of lamina
I neuron: fusiform NS cells, pyramidal COLD cells, and multipolar HPC
cells. The possibility that this correspondence is valid as well in the
monkey is supported by a recent finding that a distinct subregion of
trigeminal lamina I in the owl monkey, in which clusters of
thermoreceptive-specific COLD cells can be recorded, contains almost
exclusively pyramidal-shaped neurons (Craig et al., 1999 ). These
results indicate that pyramidal neurons represent a non-nociceptive
type of neuron, whereas multipolar and fusiform lamina I cells are
nociceptive. The previous finding that SP only excites nociceptive
neurons (Henry, 1976 ; Randic and Miletic, 1977 ; Salter and Henry, 1991 )
suggests that non-nociceptive neurons do not express NK-1r. Thus, the
fact that a minority of pyramidal neurons were found to express NK-1r
in the present study reinforces the idea that SP is specifically
associated with nociception and further indicates a correspondence
between the structural and functional specialization of lamina I neurons.
It is also interesting to note that whereas non-nociceptive cells do
not seem to express NK-1r (this study and Henry, 1976 ; Randic and
Miletic, 1977 ; Salter and Henry, 1991 ), they also do not appear to
receive direct SP input in significant amount. This contrasts with the
observation that SP-responsive nociceptive neurons receive abundant SP
synaptic inputs (De Koninck et al., 1992 ; Ma et al., 1996 ). Yet, other
studies have shown a mismatch between the distribution of SP
immunoreactivity and NK-1r-IR in some regions of the CNS (Nakaya et
al., 1994 ; Brown et al., 1995 ), raising the question of whether SP must
diffuse away from its release site to reach its receptor. The
expression of NK-1r by the postsynaptic cell may therefore be what
confers specificity to the signal. Several lines of evidence suggest
however that, at the cellular level, in areas where the transmitter and
the receptor are both present, they are in close association. A recent confocal microscopy study indicated that neurons in laminae III-IV with NK-1r-IR dendritic branches in laminae I/II receive abundant innervation from SP-IR axons, in contrast to neighboring cholinergic neurons (Naim et al., 1997 ). Similarly, the subregions of lamina I in
the owl monkey that contain clusters of innocuous thermoreceptive pyramidal neurons (Craig et al., 1999 ) are characteristically devoid of
SP-IR fibers, consistent with the fact the innocuous cooling afferents
do not express SP (Lawson et al., 1997 ) and that only a small
proportion of lamina I pyramidal cells appear to express NK-1r (present
study). Finally, quantification at the ultrastructural level in the
superficial dorsal horn shows that SP-IR boutons preferentially
innervate NK-1r-IR dendritic profiles (McLeod et al., 1998 ). The latter
findings suggest specialization in both receptor expression and axon
targeting for this spinal peptidergic system. Whether this means that
SP acts always at a short distance from its release site remains to be
demonstrated directly. In this case, the apparent discrepancy with the
mismatch found in some regions would have to indicate that, in areas
where SP fibers are present without the NK-1r, these correspond to en passant fibers or collaterals that do not participate in SP signaling [e.g., glutamate may be the main active transmitter at these synapses (De Biasi and Rustioni, 1988 )].
Subpopulation of NK-1r-IR cells among spinothalamic tract neurons
in lamina I
Approximately 62% of the lamina I STT neurons were immunoreactive
for NK-1r in the present study. This result is similar to the 77%
observed for STT cells in lamina I of the rat spinal cord (Marshall et
al., 1996 ). The proportion increases to 77% in the current study when
considering only fusiform and multipolar cells. Indeed, fusiform and
multipolar represented most of the NK-1r-positive STT cells, whereas
only 10% of these were pyramidal.
Our results also indicate that a subpopulation of lamina I STT cells do
not express NK-1r. Aside from the pyramidal cells, a significant
proportion (25%) of fusiform and multipolar neurons do not express
NK-1r. Given that Han et al. (1998) reported that all fusiform and
multipolar neurons are nociceptive, this result indicates that a
subpopulation of lamina I STT nociceptive cells do not respond to SP.
This observation is consistent with the finding that, throughout the
dorsal horn, SP does not excite all nociceptive neurons, but rather,
according to Salter and Henry (1991) , only ~75%. Furthermore, there
is similar evidence suggesting that many nociceptive primary afferent
fibers do not contain SP (Lawson et al., 1997 ). This result raises the
question of whether pathological conditions known to alter NK-1r
expression (Abbadie et al., 1996 ) may result in shifts in the
population of neurons that express this receptor.
Conclusion
Our results show that the substance P receptor (NK-1r) is
differentially expressed among morphologically defined cell groups in
lamina I of the primate spinal dorsal horn. Given the association of
these morphological features with particular functional properties of
lamina I neurons and the fact that substance P only acts on selected
functional classes of neurons, our results provide convergent evidence
of a differentiation of cells in this area based on their structural,
functional, and pharmacological characteristics. These results will
also prove particularly useful as a tool for the definition of neuronal
populations in anatomical studies and in those using spinal cord slice preparations.
 |
FOOTNOTES |
Received Dec. 16, 1998; revised Feb. 12, 1999; accepted Feb. 16, 1999.
This study was supported by National Institute of Health Grants NS
34022 to Y.D.K. and NS 25616 to A.D.C., by Canadian Medical Research
Council (MRC) Grants MT 12942 to Y.D.K. and MT 12170 to A.R.S., and by
the Barrow Neurological Foundation. Y.D.K. is a Scholar of the Canadian
MRC. We thank A. Constantin and A. Forster for expert technical
assistance and Dr. M. Wikstrom for generously supplying monoclonal
antibodies against CTb.
Correspondence should be addressed to Dr. Yves De Koninck, Department
of Pharmacology and Therapeutics, McGill University, 3655 Drummond,
Montreal, Quebec, H3G 1Y6 Canada.
 |
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