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The Journal of Neuroscience, June 15, 2000, 20(12):4646-4656
Abnormal Phrenic Motoneuron Activity and Morphology in Neonatal
Monoamine Oxidase A-Deficient Transgenic Mice: Possible Role of a
Serotonin Excess
Céline
Bou-Flores1,
Anne-Marie
Lajard2,
Roger
Monteau2,
Edward
De
Maeyer4,
Isabelle
Seif4,
Jeanne
Lanoir3, and
Gérard
Hilaire1
1 Unité Propre de Recherche (UPR) 9011,
Development and Pathology of Movement, 2 Unité Propre
de Recherche et de l'Enseignement Supérieur 6034, Laboratoire
Neurobiologie des Fonctions Végétatives, and
3 UPR 9024, Laboratoire de Neurobiologie, Centre National
de la Recherche Scientifique (CNRS), Marseille Cedex 20, France, and
4 Unité Mixte de Recherche 146, CNRS, Institut Curie,
91405 Orsay, France
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ABSTRACT |
In rodent neonates, the neurotransmitter serotonin (5-HT) modulates
the activity of both the medullary respiratory rhythm generator and the
cervical phrenic motoneurons. To determine whether 5-HT also
contributes to the maturation of the respiratory network, experiments
were conducted in vitro on the brainstem-spinal cord preparation of neonatal mice originating from the control strain (C3H)
and the monoamine oxidase A-deficient strain, which has a brain
perinatal 5-HT excess (Tg8). At birth, the Tg8 respiratory network is
unable to generate a respiratory pattern as stable as that produced by
the C3H network, and the modulation by 5-HT of the network activity
present in C3H neonates is lacking in Tg8 neonates. In addition, the
morphology of the phrenic motoneurons is altered in Tg8 neonates; the
motoneuron dendritic tree loses the C3H bipolar aspect but exhibits an
increased number of spines and varicosities. These abnormalities were
prevented in Tg8 neonates by treating pregnant Tg8 dams with the 5-HT
synthesis inhibitor p-chlorophenylalanine or a
5-HT2A receptor antagonist but were induced in wild-type
neonates by treating C3H dams with a 5-HT2A receptor
agonist. We conclude that 5-HT contributes, probably via
5-HT2A receptors, to the normal maturation of the
respiratory network but alters it when present in excess. Disorders
affecting 5-HT metabolism during gestation may therefore have
deleterious effects on newborns.
Key words:
serotonin; serotonergic receptors; medullary respiratory
network; electrophysiology of phrenic motoneurons; morphology of
phrenic motoneurons; fetal mice; neonatal mice; maturation; modulation
of neonatal respiratory activity
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INTRODUCTION |
The respiratory network comprises a
medullary network responsible for setting up the rhythmic drive
(Bianchi et al., 1995 ; Koshiya and Smith, 1999 ) and several pools of
motoneurons located in the medulla and the spinal cord (Monteau and
Hilaire, 1991 ; Hilaire and Monteau, 1997 ). This network is able to
produce rhythmic activity in phrenic motoneurons (PhMns) in
vitro by embryonic day 15 (E15) in rats, i.e., 1 week before birth
(Hilaire and Duron, 1999 ), although the rhythm and amplitude of this
activity are very variable at this age (Di Pasquale et al., 1992 ). At
E18, endogenous serotonin (5-HT) is indispensable to rhythmogenesis because blocking medullary 5-HT1A receptors
(5-HT1AR) induces respiratory arrests, whereas
activating them increases the respiratory frequency (Di Pasquale et
al., 1994a ). E18-E20 is a critical period in network maturation;
respiratory bursting pacemaker neurons begin to fire in the medullary
network, the respiratory rhythm and amplitude stabilize, and 5-HT is no
longer required (Di Pasquale et al., 1994b , 1996 ). At birth, 5-HT
exerts complex effects, including facilitatory effects on the rhythm
generator via medullary 5-HT1AR, the recruitment
of PhMns via 5-HT2AR located on their somatic membrane, and inhibitory effects on the transmission of the central drive to PhMns via presynaptic 5-HT1BR (Morin et
al., 1991a ,b ; Lindsay and Feldman, 1993 ; Di Pasquale et al., 1994a ,
1997 ; Monteau et al., 1994 ; Hilaire et al., 1997b ).
5-HT is a widely distributed neurotransmitter that is expressed from an
early embryonic age and is involved in several nervous maturational
processes and functions (Lauder and Krebs, 1978 ; Vogt, 1982 ; Lauder et
al., 1985 ; Whitaker-Azmitia, 1991 ; Hamon and Gozlan, 1993 ; Lauder,
1993 ; Hoyer et al., 1994 ; Peroutka, 1994 ; Levitt et al., 1997 ). To
determine whether 5-HT affects the maturation of the respiratory
network, we compared the respiratory activity at birth between two
strains of mice that have different perinatal endogenous 5-HT levels,
the wild C3H/HeJ strain (C3H) and the transgenic Tg8 strain. The latter
was obtained from C3H (Cases et al., 1995 ) by performing insertional
inactivation on the gene encoding monoamine oxidase A (MAOA), the main
enzyme that degrades 5-HT. MAOA deficiency results in brain 5-HT levels that are several times greater than in normal C3H mice (Lajard et al.,
1999 ).
In both strains, we measured the 5-HT levels at E18 and analyzed the
in vitro respiratory activity between E20 and postnatal day
5 (P5), the responses to exogenous 5-HT, the electrophysiological properties and dendritic features of PhMns at P0-P3, and the
expression of 5-HT1AR at P7. Several Tg8
anomalies were observed, including failure to develop a stable
respiratory rhythm, lack of respiratory response to
5-HT1AR activation, and an abnormal morphology of PhMn dendrites. Because these abnormalities were prevented by prenatal
pharmacological treatments affecting the 5-HT system, they probably
originated from maturational disturbances attributable to excess
5-HT, which suggests that 5-HT is actually involved in the maturation
of the respiratory network.
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MATERIALS AND METHODS |
HPLC experiments. HPLC measurements of 5-HT levels
were performed on the brainstem and cervical cord of exteriorized
fetuses dissected out from pentobarbitone-anesthetized (60 mg/kg)
timed-pregnant C3H and Tg8 mice on gestational day 18 (Lajard et al.,
1999 ). Results are expressed as picograms per milligram of tissue.
Electrophysiological experiments. Experiments were performed
in vitro on the en bloc medulla-spinal cord
preparation of anesthetized fetal and neonatal C3H and Tg8 mice (Di
Pasquale et al., 1992 ; Hilaire et al., 1997a ,b ). Briefly, the medulla
and spinal cord were isolated and superfused with artificial CSF
(aCSF) gassed with 95% O2 plus 5%
CO2 and maintained at 26.5 ± 1°C. The
activity of the C4 phrenic roots was recorded with suction electrodes
and integrated. To estimate the variability of the phrenic activity, the cycle duration and the amplitude of integrated phrenic bursts were
measured during 60 successive cycles, and coefficients of variability
(CVd) were defined as the SD/mean ratio.
Whole-cell recordings were performed using an Axoclamp 2A amplifier
(Axon Instruments, Foster City, CA) and 6-8 M
patch microelectrodes (Di Pasquale et al., 1996 ). The neurons selected
had a 3-5 G seal, a stable resting membrane potential, and a serial
resistance of <30 M . The following parameters were
measured between phrenic bursts: (1) the resting potential, (2) the
spike amplitude and duration at half amplitude, (3) the membrane input
resistance (from voltage changes elicited by a stepped 1 sec negative
pulses), (4) the firing threshold (the absolute membrane potential at
the onset of the first action potential elicited by a 1 sec
depolarizing pulse), and (5) the slope of the I-F
relationship when 1 sec depolarizing pulses with a stepped intensity
I induce a train of spikes at the frequency
F.
Analysis of phrenic motoneuron morphology. PhMns were
recorded with pipettes containing biocytin for at least 1 hr (resting potential clamped at 70 mV). The cervical cord was fixed with 4%
paraformaldehyde in 0.1 M sodium phosphate
buffer, pH 7.4 (48 hr). Frontal sections (150 µm) were
obtained on a vibroslicer (Campden Instruments, Loughborough,
UK) and collected in chilled 0.1 M sodium
PBS (NaPBS) pH 7.4. Sections were rinsed in NaPBS, treated with
Triton X-100 (1% in NaPBS; Sigma, St. Louis, MO), and incubated in
avidin-biotin-HRP complex (ABC Elite kit; Vector Laboratories,
Burlingame, CA). After several rinses, they were reacted with
diaminobenzidine (DAB kit; Vector Laboratories). The sections were
mounted onto gelatin-coated slides, dehydrated (100% ethanol), cleared
(xylene), and coverslipped with DePex. Neurons were observed under a
Zeiss (Oberkochen, Germany) microscope (Axiophot) and drawn under a
camera lucida. Each PhMn generally appeared on one to two successive
slices in the case of C3H and often on three slices in that of Tg8.
Drawings were analyzed with NIH Image software to define the area of
the soma, the number, and length of the dendrites of various orders,
and the total extent of the dendritic tree. Dendritic spines (thin
dendrites <5 µm in length) and swollen varicosities were counted
under a Zeiss microscope.
Pharmacological experiments. As described previously
(Monteau et al., 1994 ; Hilaire et al., 1997b ), the following drugs
[Sigma and Research Biochemicals (Natick, MA)] were diluted in aCSF
and applied to the preparations for 4 (5-HT and 5-HTR agonists), 10 (antagonists), and 20 [L-tryptophan (L-Trp)]
min: 5-HT and 8-hydroxy-2-(di-n-propyl-amino) tetralin (8-OH-DPAT) as
5-HT1AR agonists;
methoxyphenyl)-4-[4- (2-phthalimido)butyl] piperazine hydrobromide
(NAN190) and
4-iodo-N-[2-[4-(methoxyphenyl)-1-piperazinyl]ethyl]-N-2-pyridinyl-benzamide hydrochloride (p-MPPI) as 5-HT1AR
antagonists; 5-methoxy 3(1,2,3,6-tetrahydro 4-pyridinyl)
1-H-indol-succinate (RU24969 from Hoechst Marion Roussel, Frankfurt am
Main, Germany) as 5-HT1BR agonist;
S( )-1-(1H-indol-4-yloxy)-3-[(1-methylethy)amino]-2-propanol[( )pindolol] as 5-HT1BR antagonist; 2,5-dimethoxy-4-iodoamphetamine
hydrochloride (DOI) and CH3-5-HT as 5-HT2AR agonists;
and {trans,4-([3Z)3-(2-dimethylaminoethyl) oxyimino-3(2-fluorophenyl)propen1-yl] phenol hemifumarate} (SR46349B from Sanofi-Recherche, Montpellier, France) as 5-HT2AR
antagonist. In some experiments, the recording chamber was divided by
placing a barrier at the level of the first cervical root, so as to be able to apply drugs to either the medulla or the spinal cord. The
control phrenic burst frequency was measured for at least 5 min before
any drug application; the frequency under aCSF-containing drug was
expressed as a percentage of the control value (100%).
To test the effects of short-term treatment on PhMn morphology, 5-HT
(200 µM) and SR46349B (80 µM) were added to
aCSF. The aCSF-containing drug (either 5-HT alone or 5-HT plus
SR46349B) was applied instead of normal aCSF while a given PhMn was
being recorded with a pipette containing biocytin. To test the effects of long-term treatment, SR46349B and DOI were injected subcutaneously (0.3 ml) to timed-pregnant mice (50 mg/kg per 24 hr) from E18 to
delivery; sham experiments were performed with 0.3 ml of saline (n = 2). The 5-HT synthesis inhibitor
p-chlorophenylalanine (PCPA) (Research Biochemicals) was
injected into Tg8 (n = 3) and C3H (n = 2) pregnant mice (300 mg/kg per 24 hr) from E18 to delivery and into
Tg8 neonates from birth up to and including P2 (n = 3).
Statistics. Results were expressed as the mean ± SEM
in all the experiments, except for those on the PhMn morphology, which were expressed as the median ± quartile deviation to avoid having to make any assumptions about the normality of the distribution. Pharmacological experiments were repeated on several preparations to
evaluate any differences existing between control aCSF and drug-containing aCSF, which were taken to be significant at
p < 0.05 (paired t test). In biochemical
and electrophysiological experiments, differences between the mean C3H
and Tg8 values were taken to be significant at p < 0.05 (unpaired t test). Regarding the PhMn morphology, the
working hypothesis that C3H and Tg8 PhMns were different was tested by
comparing the data (significance level of p < 0.05) by
performing nonparametric tests, i.e., the Mann-Whitney U
test for two independent groups. The working hypothesis that the
pharmacological treatments affected the PhMn morphology was evaluated
(p < 0.05) by performing an ANOVA-1 test on
ranks on the three groups (C3H, Tg8, and a treated group), i.e., the Kruskal-Wallis test followed by Dunnett's test (SigmaStat Software).
Autoradiographic experiments. 5-HT1AR
binding experiments were performed on cryostat-prepared, 25-µm-thick
brainstem and cervical cord sections (Boulenguez et al., 1991 ) from
four sets of 7-d-old C3H and Tg8 neonates. Three sets consisted of one
C3H and one Tg8 pup, and the fourth set comprised two C3H neonates from
the same litter and one Tg8 neonate. The brain tissue from each set was
processed and analyzed simultaneously throughout the experiment, from
freezing to quantitative autoradiography. Serial frontal sections were
collected on gelatin-coated slides, which were stored at 80°C
before being incubated in a specific 5-HT1AR
radioligand, [3H]8-OH-DPAT (specific
activity, 127 Ci/mmol, 2 nM in Krebs'
medium, at 25°C for 1 hr; NEN, Boston, MA). After quick washing and
drying, sections from similar regions of both strains were exposed on the same sheet of film for 2.5-3 months
([3H]Hyperfilm; Amersham Pharmacia
Biotech, Arlington Heights, IL). Quantitative analysis of the
autoradiograms was performed with a computer image analysis device
[PowerMacIntosh (Apple Computers, Cupertino, CA) and the Biolab
software program]. Histograms were drawn, and statistical
analysis (unpaired t test) was performed using the Prism 2.0 software program (GraphPad, San Diego, CA). The mean value of
the specific binding recorded in each structure was expressed in
femtomoles per milligram of tissue (±SEM), based on n
sections analyzed from three to five individuals of each strain.
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RESULTS |
Very high 5-HT concentrations occur in Tg8 fetuses at E18
The 5-HT levels are only 4- and 1.5-fold higher than normal in
brainstem and cervical cord from Tg8 fetuses at E20, whereas they are
8- and 3.5-fold higher in Tg8 neonates at P5 (Lajard et al., 1999 ). The
increase in endogenous 5-HT levels in Tg8 mice from E20 to P5 raises
the question of 5-HT levels at E18 because a major step in respiratory
network maturation occurs between E18 and E20. We therefore measured
the 5-HT levels in E18 fetuses of C3H and Tg8 mice. They were 4.8-fold
higher than normal in Tg8 brainstem (986 ± 92 vs 204 ± 85 pg/mg, mean ± SEM, n = 4) and 6.3-fold higher in
Tg8 cervical cord (729 ± 203 vs 115 ± 95 pg/mg). During
maturation from E18 to P5, Tg8 PhMns and medullary neurons are actually
exposed to very high 5-HT levels.
Greater variability of phrenic burst cycle durations and integrated
phrenic burst amplitudes in Tg8 neonatal preparations
In both C3H and Tg8 medulla-cervical cord preparations (Fig.
1A), the isolated
respiratory centers produced phrenic bursts at similar frequency
between E20 and P5 (8.10 ± 0.25 cycles/min, n = 34), but the phrenic bursts were more variable in
Tg8 preparations in terms of the cycle duration and amplitude (Fig.
1B). The CVd at E20 was found to be slightly greater
in Tg8 fetuses, but this difference was not significant. Although CVd
then decreased with age in both strains (Fig.
1C,D), the mean CVd was greater in Tg8 than in
C3H neonates at P0-P5 (Fig. 1E). The amplitudes of
the integrated phrenic bursts evolved in a similar way, showing a high
coefficient of variability in fetuses of both strains at E20 (0.42 ± 0.03, n = 8). This coefficient then decreased at
birth but was greater in Tg8 than in C3H neonates at P0-P2 (0.38 ± 0.04, n = 21 vs 0.24 ± 0.04, n = 18) and P3-P5 (0.26 ± 0.03, n = 9 vs 0.17 ± 0.03, n = 11).

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Figure 1.
The in vitro phrenic activity is
more variable in Tg8 than in C3H neonatal preparations.
A, Drawing of the medulla-cervical cord preparation in
which the respiratory network continues to produce rhythmic phrenic
nerve discharges (Hilaire et al., 1997a ). B, The
amplitude and cycle duration of the integrated phrenic bursts are both
stable in C3H but variable in Tg8 preparations. C,
Histograms showing the cycle duration variations in C3H neonates aged
P0 (C3H at P0) and P3 (C3H at P3) during
60 successive cycles: CVd (SD/mean ratio) of 0.21 for the P0 histogram
and 0.15 for the P3 histogram. D, Greater variability of
cycle durations in Tg8 neonates: CVd of 0.52 at P0 and 0.29 at P3.
E, Cycle duration variability, as expressed by mean CVd,
decreases with age from E20 to P3-P5 in both strains but is
significantly greater in Tg8 during postnatal life
(*p < 0.05). At E20, n = 5 and 4 for C3H and Tg8 fetuses, respectively; at P0-P2,
n = 18 and 21 for C3H and Tg8 neonates,
respectively; at P3-P5, n = 11 and 9 for C3H and
Tg8 neonates, respectively. F, Pharmacology of CVd on
P0-P2 neonates. Mean CVd is significantly greater in both C3H neonates
(n = 5) born from dams treated with PCPA (300 mg/kg per 24 hr) and C3H neonates
(n = 5) born from dams treated with the
5-HT2AR agonist DOI (50 mg/kg per 24 hr) than in control
C3H neonates (n = 18) born from untreated dams.
Conversely, mean CVd is significantly lower both in Tg8 neonates
(n = 4) born from dams treated with PCPA (300 mg/kg
per 24 hr) and in Tg8 neonates (n = 5) born
from dams treated with the 5-HT2AR antagonist SR46349B (50 mg/kg per 24 hr) than in control neonates (n = 21)
born from untreated dams.
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MAOA deficiency increases both 5-HT and norepinephrine levels (Cases et
al., 1995 ). To determine whether the abnormal variability of the Tg8
phrenic bursts is attributable to 5-HT excess, we administered the 5-HT
synthesis inhibitor PCPA, either from P0 to P3 or from E18 to birth.
Postnatal PCPA treatment did not significantly affect the mean CVd in
Tg8 preparations at P3-P5 (0.27 ± 0.05, n = 3) compared with control Tg8 neonates (0.30 ± 0.04, n = 9), whereas prenatal PCPA treatment significantly
decreased the CVd (Fig. 1F). Tg8 neonates born from
PCPA-treated dams showed more stable cycle durations at P0-P2, with
lower CVd (0.30 ± 0.06, n = 4) than Tg8 neonates
born from control dams (0.46 ± 0.03, n = 21). The
fact that the CVd of these prenatally treated Tg8 neonates was
comparable with that of C3H neonates (0.30 ± 0.03, n = 18) suggests that 5-HT excess is responsible for
the CVd alterations observed in Tg8 preparations. In addition, the
effects of prenatal PCPA indicates that the greater variability of the
cycle durations observed in Tg8 neonates is of developmental origin.
C3H neonates born from PCPA-treated dams showed very variable cycle
durations at P0-P2, and their CVd were higher (0.71 ± 0. 09, n = 5) than those of C3H neonates born from control
dams (0.30 ± 0.03, n = 18). The changes in the
neonatal respiratory pattern observed in response to both increases and
decreases in the 5-HT levels during the prenatal period show that 5-HT
plays a crucial role in the maturation of the central respiratory network.
We then investigated whether the Tg8 variability may be mediated by the
5-HT2AR. To mimic in C3H fetuses the intense
activation of the 5-HT2AR that probably occurs in
Tg8 fetuses because of the high 5-HT levels, we administered the
5-HT2AR agonist DOI to pregnant C3H dams from E18
to delivery. Conversely, to prevent activation of the
5-HT2AR in the Tg8 fetuses, we applied the
5-HT2AR antagonist SR46349B to Tg8 dams.
Prenatal DOI treatment of C3H dams (Fig. 1F)
significantly increased the mean CVd in P0-P2 neonates (0.43 ± 0.03, n = 4) compared with control C3H neonates
(0.30 ± 0.03, n = 18), whereas postnatal DOI
treatment to C3H pups from birth to P2 did not affect the mean CVd at
P3-P5 (0.22 ± 0.05, n = 5) compared with control
C3H pups (0.19 ± 0.02, n = 11). Prenatal
5-HT2AR antagonist SR46349B treatment of Tg8 dams
(Fig. 1F) significantly lowered the mean CVd in
P0-P2 neonates (0.38 ± 0.05, n = 5) compared
with control Tg8 neonates (0.46 ± 0.03, n = 21).
Therefore, 5-HT2AR are likely contributors to the
deleterious effects of 5-HT excess.
Abnormal 5-HT modulation of respiratory activity in medulla-spinal
cord preparations of Tg8 neonates
As reported in rats and OF1 mice pups (Morin et al., 1991a ;
Lindsay and Feldman, 1993 ; Di Pasquale et al., 1994a , 1997 ; Monteau et
al., 1994 ; Hilaire et al., 1997b ), replacing normal aCSF by aCSF
containing 25 µM 5-HT (4 min) in P0-P3 C3H preparations
(n = 16) increases the burst frequency by 23 ± 5%, induces a tonic discharge in the phrenic roots, and depresses the
amplitude of the inspiratory bursts (Fig.
2A1), whereas 5-HT
neither accelerated the frequency nor depressed the phrenic burst
amplitude in Tg8 mice (n = 10) but still induced a
tonic discharge (Fig. 2A2).

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Figure 2.
Serotonergic modulation of the phrenic activity in
C3H and Tg8 neonatal preparations. A1, Phrenic discharge
in C3H preparations under normal aCSF (top and
bottom traces are raw and integrated discharges,
respectively). Adding 25 µM 5-HT induces a tonic
discharge and increases the burst frequency but depresses their
amplitude. A2, Applying aCSF added with 5-HT on Tg8
preparations induces only the tonic discharge. B,
Increasing concentrations of 5-HT (12-100 µM) induce a
dose-dependent burst frequency increase in C3H (white
bars) but not in Tg8 (gray bars)
preparations. Respiratory frequencies are mean ± SEM percentages
of control value. C3H and Tg8 n values, respectively: 12 µM, n = 5 and 5; 25 µM,
n = 16 and 10; 50 µM,
n = 5 and 6; 100 µM,
n = 5 and 5. *p < 0.05. C, The 5-HT-induced respiratory frequency increase in
C3H preparations is mediated by 5-HT1AR. The 25 µM 5-HT increase (5-HT;
n = 16) is blocked by the 5-HT1AR
antagonist NAN190 at 40 µM (5-HT + NAN;
n = 7) but not by the 5-HT2AR
antagonist SR46349B at 40 µM (5-HT + SR;
n = 5). The 5-HT1AR agonist 8-OH-DPAT
at 30 µM (8-OHDPAT; n = 8)
mimicked the 5-HT increase, whereas the 5-HT2AR agonists at
25 µM CH3-5HT (n = 5) and DOI
(n = 5) did not. D, In C3H
preparations (white bars), the respiratory frequency is
decreased by the two 5-HT1AR antagonists NAN190
(n = 9) and p-MPPI
(n = 7) at 40 µM but is increased by
the 5-HT precursor L-Trp at 50 µM
(n = 7). In Tg8 preparations (gray
bars), NAN190 (n = 9),
p-MPPI (n = 5), nor
L-Trp (n = 7) have significant effects
on respiratory frequency, but PCPA treatments (black
bar; n = 6) performed before
(n = 3) and after birth (n = 3)
restored the respiratory frequency increase in response to 25 µM exogenous 5-HT that was observed in C3H mice
(C, 5-HT). E,
Activation of the cervical 5-HT1BR depressed the amplitude
of the phrenic bursts in C3H preparations. A partition placed at the
medullo-spinal junction (see horizontal arrows in Fig.
1A) was used to bathe the medulla with normal
aCSF and the spinal cord successively with (1) normal aCSF, (2) aCSF
containing the 5-HT1BR agonist RU24969 (40 µM), and (3) normal aCSF again (15 min later). Phrenic
burst integrates, five superimposed traces.
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Exogenous 5-HT and phrenic burst frequency
In P0-P3 C3H neonates, a dose-dependent increase in the burst
frequency was elicited by applying 5-HT to the medulla alone (Fig.
2B). This increase probably resulted from the
activation of 5-HT1AR (Fig. 2C),
because it was prevented by a pretreatment with the
5-HT1AR antagonist NAN190 (n = 7)
but not with the 5-HT2AR antagonist SR46349B
(n = 5). The increase was mimicked by the 5-HT1AR agonist 8-OH-DPAT (34 ± 8%,
n = 8) but not by the 5-HT2AR agonists C3H-5-HT (n = 5) and DOI (n = 5). The increases in the burst frequency induced by 5-HT may reflect
a permanent facilitatory modulation of the rhythm generator by
endogenous 5-HT (Fig. 2D); the burst frequency
decreased after blocking the 5-HT1AR with an
antagonist, namely NAN190 (17 ± 8%, n = 9) or
p-MPPI (34 ± 11%, n = 7), but
increased after activating 5-HT synthesis with the precursor
L-tryptophan (17 ± 10%, n = 7).
In P0-P3 Tg8 neonates, 5-HT did not affect the burst frequency, even
at high concentrations (Fig. 2B). Furthermore, the
5-HT1AR agonist 8-OH-DPAT, the two antagonists
NAN190 (n = 9) and p-MPPI (n = 5) nor the 5-HT precursor L-tryptophan
(n = 7) affected the Tg8 burst frequency (Fig.
2D). The 5-HT modulation of burst frequency was
therefore lacking. However, depleting the endogenous 5-HT levels by
applying PCPA treatments to Tg8 dams (from E18 to birth, n = 3) or neonates (from birth to P2, n = 3) restored the 5-HT facilitatory effects; the Tg8 burst frequency
increased by 25 ± 2% (n = 6) under 25 µM 5-HT (Fig. 2D, black
bar).
Exogenous 5-HT and tonic discharges in phrenic roots
5-HT also induced a tonic discharge in the phrenic roots with a
2-3 min latency in ~70% of both C3H and Tg8 P0-P3 neonates (Fig.
2A1,2A2). The tonic discharge
reflected the activation of cervical receptors, because it could be
elicited by applying 5-HT to the cervical cord alone. In addition, the
receptors involved were probably of the 5-HT2A
type, because the discharge was elicited by 25 µM of either the 5-HT2AR
agonist CH3-5-HT (n = 3 of 5) or DOI
(n = 3 of 5) but not by the
5-HT1AR agonist 8-OH-DPAT (30 µM, n = 0 of 5). Lastly, the
tonic discharge was prevented by pretreatment with the
5-HT2AR antagonist SR46349B (40 µM, n = 0 of 5) but not with
the 5-HT1AR antagonist NAN190 (40 µM, n = 5 of 7).
Exogenous 5-HT and depression of phrenic burst amplitude
During the 5-HT-induced tonic discharge, the amplitude of the
inspiratory bursts decreased greatly in C3H neonates, and the bursts
were hardly discernible in the overall phrenic root recordings during
the last minute of 5-HT application (Fig. 2A1). This
effect did not involve either 5-HT1AR or
5-HT2AR, because it still occurred after
antagonist treatments with 20 µM NAN190
(n = 5) and 40 µM SR46349B
(n = 5), respectively. This amplitude decrease might be
mediated by cervical 5-HT1BR, because the burst
amplitude was depressed by applying the agonist RU24969
(n = 5) to the cervical cord (Fig.
2E). Furthermore, the 5-HT-induced amplitude
depression was prevented by pretreatment with 40 µM 5-HT1BR antagonist
( )pindolol (n = 5). In contrast, in Tg8 neonates, the
inspiratory bursts remained unchanged during 5-HT application (25 µM, n = 10) (Fig. 2A2), and their amplitude was not affected by the
5-HT1BR agonist RU24969 (n = 5).
Abnormally low expression of 5-HT1A receptors in the
brainstem and cervical cord of Tg8 neonates
A comparative study on
[3H]8-OH-DPAT binding in the brainstem
and cervical cord was performed on C3H and Tg8 neonates at P7. Three
distinct regions of the medulla were analyzed, namely the spinal
trigeminal nucleus (SpV), the hypoglossal area, and the ambiguus area.
The 5-HT1AR density was also determined in the dorsal and ventral horns of the cervical cord. In C3H pups, the highest
densities were recorded in the SpV nucleus (32.9 ± 0.6 fmol/mg
tissue) and slightly lower values in the dorsal horn (23.9 ± 0.3 fmol/mg) (Fig. 3A); in the
hypoglossal, ambiguus and ventral horn areas, the densities were
approximately one-third of those measured in the SpV. In Tg8 pups, the
5-HT1AR densities decreased by >52% in all four
areas tested compared with the C3H pups (Fig. 3B-E). In the
ventral horn of the cervical cord in which the PhMns are located, the
5-HT1AR density was only ~5 fmol/mg tissue in Tg8 pups. The abnormally low level of expression of the
5-HT1AR observed in the mutant strain may
therefore at least partly explain the loss of the respiratory frequency
response to exogenous 5-HT via 5-HT1AR.

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Figure 3.
5-HT1A receptor binding is lower in
the medulla and cervical cord of Tg8 mutant neonates than in the C3H
wild-type strain. A, Labeling of 5-HT1AR
with [3H]8-OH-DPAT on coronal sections of the
medulla and spinal cervical cord from control wild (C3H) and mutant
(Tg8) neonates at P7. In the C3H mice, the greatest densities were
recorded in the spinal trigeminal nucleus (Medulla,
dark blue) and the dorsal horn of the cervical cord
(Cerv. cord). In Tg8, the labeling was lighter in all
the structures present in the brainstem and cervical cord sections.
B-E, Quantitative analysis of the decrease in the
specific binding in four distinct areas, i.e., the spinal trigeminal
nucleus (B), the dorsal horn of the cervical cord
(C), the hypoglossal nucleus
(D), and the ambiguus nucleus
(E). The bar in each histogram
gives the 5-HT1AR density in C3H
(green) and Tg8 (red) pups,
expressed as the mean ± SEM in femtomoles per milligram of tissue
of the total number of sections analyzed (n),
based on three to five individuals of each strain. The mean decrease in
the 5-HT1AR density in each area is expressed as a
percentage, based on the ratio ([C3H Tg8]:C3H). The decrease
ranges between 52 and 62%, whether the structures initially exhibit a
relatively high (B, C) or low
(D, E) density in C3H neonates.
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Electrophysiological study on cervical neurons in C3H and
Tg8 neonates
At the C4 level, the phrenic nucleus was explored in C3H and Tg8
preparations at P0-P3 using whole-cell patch-clamp micropipettes; 186 neurons were tested and classified as either PhMns (n = 74) or interneurons (n = 112).
Membrane properties of phrenic motoneurons
Neurons were defined as being PhMns if they were antidromically
activated by C4 ventral root stimulation (Fig.
4A) and if they fired
during the phrenic bursts (Fig. 4B). Among the 74 PhMns recorded from, 54 were selected on the basis of the excellent quality of the recordings (seal of >3 G , overshooting potentials, and stable recording). The 23 C3H and 31 Tg8 PhMns tested did not
differ significantly in their resting potentials during expiration ( 68 ± 1 mV), spike amplitudes (74 ± 2 mV), spike half
durations (1.02 ± 0.03 msec), or firing thresholds ( 51 ± 1 mV). When driven above the firing threshold by 1 sec depolarizing
pulses, the PhMns fired a sustained burst of potentials (Fig.
4C), and the relationship between the intensity
(I, in picoamperes) of the depolarizing pulses and the
frequency (F, in Hertz) of the potentials was identical in
both strains (I-F slope, 0.15 ± 0.01 pA/Hz). The
membrane input resistance R was calculated from the membrane
voltage changes V elicited by 1 sec hyperpolarizing pulses
with an increasing stepped intensity I (Fig.
4D) in line with the relationship r = V/I. The membrane input resistance of PhMns was
found to be larger in C3H (94 ± 10 M ) than in Tg8 (68 ± 7 M ) neonates (Fig. 4E).

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Figure 4.
Membrane properties and firing pattern of phrenic
motoneurons in C3H and Tg8 neonatal preparations at P0-P3.
A-C, Identification and firing threshold
of PhMns in either C3H or Tg8 preparations. Antidromic action potential
(A) and spontaneous firing
(B) (top and bottom
traces, PhMn intracellular recording and integrated phrenic
burst, respectively), both recorded with a view to PhMn identification.
C, Train of spikes induced in the same PhMn by applying
1 sec depolarizing pulses during expiration at various intensities
(150, 100, and 40 pA pulses, top to
bottom). The firing threshold was defined as the voltage
to which the PhMn has to be brought to deliver its first action
potential. Above the threshold, the ratio between the frequency
F of the spikes in the train and the intensity
I of the injected current gives the I-F
slope. D, E, The membrane input
resistance is significantly lower in Tg8 PhMn. D, The
shifts in the membrane potentials induced by applying 1 sec
hyperpolarizing pulses with increasing intensities were used to
calculate the membrane input resistance (r = V/I). E, Membrane
input resistance of PhMns expressed as mean ± SEM in C3H
(white bar; n = 23) and Tg8
(gray bar; n = 31)
preparations. *p < 0.05. F,
Whole-cell patch-clamp recordings of a Tg8 PhMn (top
trace) and integrated phrenic burst (bottom
trace) illustrating the variability of the phrenic discharges
in Tg8 preparations. Three successive inspirations are shown, with the
expirations truncated. During the first inspiration, the PhMn activity
seems quite normal at both unitary and overall levels; during the next
inspiration, the PhMn tested delivers only three action potentials and
the integrated phrenic burst is very weak; during the last one, the
PhMn fires a long, sustained burst of potentials and the integrated
overall discharge is also stronger.
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Respiratory discharges of phrenic motoneurons
In both strains, the PhMns were silent during expiration,
depolarized by the central inspiratory drive (10-20 mV), and fired a
sustained burst of potentials during inspiration. The amplitudes of the
inspiratory depolarizations imposed by the central drivers and the
resulting spike patterns were stable in C3H PhMns. In Tg8 PhMns, on the
contrary, the spike discharge varied from one inspiration to the next
(Fig. 4F); a Tg8 PhMn could fire normally, deliver
only a few action potentials, or fire a long, sustained burst of
potentials. Because PhMns are known to be monosynaptically controlled
by their central drivers (Monteau and Hilaire, 1991 ), the variability
of the Tg8 PhMn discharges may have originated from variations in (1)
the central drive they received, (2) its transmission to PhMns, or (3)
the PhMn responsiveness.
In both C3H and Tg8 neonates, PhMns produced stable bursts of
potentials in response to repetitive depolarizing pulses applied during
expiration with a constant intensity. The Tg8 burst variability was
therefore not attributable to variations in PhMn responsiveness. When
PhMns were silenced by a hyperpolarization imposed on their membrane
(-120 mV) so that the inspiratory depolarizations evoked by the central
drivers failed to reach the firing threshold, the inspiratory
depolarizations occurred without any superimposed spiking. They were
stable from one inspiration to the next in C3H but variable in Tg8
PhMns. The fact that the time course of the synaptic drive potential
was found to mirror the underlying synaptic drive current measured
using the voltage-clamp technique (Liu et al., 1990 ) means that the
synaptic drive current received by the PhMns was variable in Tg8 neonates.
In addition, the spiking variations in a given Tg8 PhMn perfectly
reflected the amplitude variations of the integrated phrenic bursts
(Fig. 4F). This means that all of the Tg8 PhMns
showed the same concomitant variations in their patterns of activity. If some failure of the synaptic transmission to PhMns had been responsible for the changes in burst amplitude, it would have been
simultaneous in all the PhMns, but this possibility seems rather
unlikely. The variability of the Tg8 discharges therefore originated
from the variability of the central drive impinging on the PhMns. At
birth, the Tg8 respiratory centers were able to generate neither a
stable rhythm nor a respiratory command with a stable amplitude.
Scarcity of respiratory interneurons in the Tg8
phrenic nucleus
The neurons in the C4 ventral horn that were not antidromically
activated by C4 ventral root stimulation were classified as cervical
interneurons. They had less highly polarized resting potentials
(47 ± 1 mV) and threefold higher membrane input resistances (364 ± 32 M ) than PhMns. They were further subclassified into "respiratory" and "nonrespiratory" interneurons on the basis of their discharge patterns. In C3H neonates, 49 interneurons were identified, 12 of which (18% of the sample) displayed a
respiration-modulated activity. In Tg8 neonates, 62 of the 63 interneurons tested were nonrespiratory. Only one interneuron showed
respiration-modulated activity (1.6%). The difference between the
frequency of occurrence of respiratory interneurons in C3H versus Tg8
was significant ( 2 = 8.960, p = 0.003). There are several possible reasons why we observed very few interneurons firing with a respiratory modulation in
the cervical cord of Tg8 mice. First, the presence of a sampling bias
or some unknown technical cause cannot be completely ruled out. Second,
the cervical respiratory interneurons exist in Tg8 mice, but they are
located elsewhere within the cervical cord, probably at a more dorsal
site, because we extensively explored the ventral horn. Third, these
cervical interneurons may exist and be in the right place but may be
rare because only a few of them have been contacted by the central
respiratory drivers. This may mean either that the axons of the central
drivers may project far from their normal place or that competition may
exist between the cervical targets, i.e., the endings of the axon
central drivers that should have contacted the cervical interneurons
have in fact mainly contacted the abnormally numerous dendrites of
PhMns in Tg8 instead of the cervical interneurons. Although negative
results should always be treated with caution, the lack of Tg8
respiratory cervical interneurons observed here probably reflected
their scarcity in the cervical ventral horn, which argues in favor of
the idea that there exists an abnormal pattern of wiring between the
medullary centers and their cervical targets.
The phrenic motoneuron morphology differs between C3H and
Tg8 neonates
A total number of 22 PhMns (10 in C3H and 12 in Tg8 preparations
at P0-P3) were stained with biocytin. Their soma were located in the
same region of the C4 ventral horn, and their frontal area was ~300
µm2 (262 ± 28 µm2 and 283 ± 32 µm2, for C3H and Tg8 PhMns,
respectively). C3H and Tg8 PhMns showed obvious morphological
differences in the pattern and extent of their dendritic trees (Fig.
5). In C3H PhMns, most of the primary dendrites extended in two main directions (dorsolateral and
ventromedial), forming a bipolar tree, although one to two primary
short dendrites occasionally extended for a short distance in the
dorsomedial direction, sometimes giving rise to a few secondary
dendrites (Fig. 5A). In Tg8 PhMns, the bipolar dendritic
tree was replaced by a multipolar tree (Fig. 5B). The
primary dendrites extended in all possible directions and gave rise to
numerous distal dendrites. The length and number of proximal dendrites
were in the same range in C3H and Tg8 pups; six to seven primary-order
dendrites and 11-12 second-order dendrites were detected in both
strains, each of which extended for a distance of 25-40 µm. However,
the Mann-Whitney U test for two independent groups showed
that the number of distal dendrites (~40 µm in length) was
significantly greater in Tg8 (18 ± 6, 15 ± 6, and 13 ± 7 for dendrites of orders three, four, and five, respectively) than
in C3H neonates (8 ± 3, 6 ± 3, and 1 ± 5). The total
extent of the dendritic tree was therefore greater in Tg8 than in C3H
PhMns (Fig. 5E); this modification is in agreement with the
observed reduction in the membrane input resistance. Both C3H and Tg8
PhMns possessed dendritic spines (Fig. 5C) and swollen
varicosities (Fig. 5D), but these features were rare in C3H
and much more frequent in Tg8 (Fig.
5F,G).

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Figure 5.
Dendritic morphology of phrenic motoneurons
differs between C3H and Tg8 neonates at P0-P3. A,
B, Camera lucida drawings of two biocytin-stained PhMns
exhibiting a bipolar dendritic tree in C3H (A)
but a multipolar dendritic tree in Tg8 (B)
neonates. Directional bars: d, dorsal;
v, ventral; l, lateral; m,
medial. C, D, Light microscopic images
showing that Tg8 PhMn dendrites possess many spines (C,
arrowheads) and swollen varicosities
(D). Immersion objective, 100×.
E-G, The dendritic extent and number of both spines and
varicosities are significantly greater in Tg8 (black
bars; n = 12) than in C3H (white
bars; n = 10) PhMns. The total dendritic
extent (E) is 2878 ± 670 µm in Tg8 versus
1858 ± 730 µm in C3H. The number of spines
(F) is 1.6 ± 1.1 in Tg8 versus 0.2 ± 0.2 in C3H and that of varicosities (G) is
5.6 ± 3.1 in Tg8 versus 0.7 ± 0.3 in C3H, both per 100 µm
of dendritic length. Median value ± quartile deviation.
*p < 0.05.
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5-HT excess, 5-HT2A receptors, and phrenic
motoneuron morphology
Pharmacological treatments were applied to fetuses and neonates to
determine whether the abnormal morphology observed in Tg8 PhMns was
attributable to the 5-HT excess. First, to mimic in C3H neonates the
postnatal 5-HT excess present in the Tg8 strain, C3H preparations at
P0-P3 were superfused with aCSF containing 200 µM 5-HT
for ~2 hr. The 5-HT-treated C3H PhMns were then injected with
biocytin, and their morphology was compared with that of the control
C3H PhMns. Among the seven stained PhMns, five still showed a bipolar
dendritic tree, but two others had dendrites running in unexpected
directions (Fig. 6A,
arrow). The Kruskal-Wallis test and Dunnett's method were
used to compare the three groups (treated C3H PhMns vs C3H and Tg8
control PhMns). The number and length of the proximal dendrites
were not affected by the 5-HT treatment, but the number of order 4 dendrites was significantly larger, reaching the Tg8 range (15 ± 4). The total extent of the dendritic trees of the 5-HT-treated PhMns
was slightly larger than the C3H control value, but the difference was
not significant (Fig. 6B). The frequency of
occurrence of dendritic spines and varicosities was much greater in the
treated C3H PhMns than in the control C3H PhMns, however, reaching
similar levels to those recorded in Tg8 PhMns (Fig.
6C,D).

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Figure 6.
The dendritic morphology of phrenic motoneurons in
C3H neonates at P0-P3 is affected by 5-HT excess. A,
Camera lucida drawings of five biocytin-stained PhMns in C3H
preparations superfused with 5-HT (200 µM, 2 hr). Among
the seven PhMns stained, five still show a bipolar dendritic tree, but
two have a few main dendrites running in unexpected directions
(arrow). B-D, 5-HT-treated C3H PhMns
(hatched bars; n = 7) are compared
with control C3H PhMns (white bars;
n = 10). The total dendritic extent was not
affected by 5-HT treatment (B), whereas the
number of dendritic spines (C) and varicosities
(D) increased significantly after applying 5-HT,
reaching 2.7 ± 1.5 spines and 4.2 ± 2.1 varicosities per
100 µm of dendritic length. These changes were prevented by blocking
5-HT2AR with the antagonist SR46349B. Median values ± quartile deviation; ns, nonsignificant;
*p < 0.05.
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In a second set of experiments, C3H preparations were pretreated with
the 5-HT2AR antagonist SR43349B (80 µM) for 1 hr, and the PhMns were then stained under aCSF
containing both 5-HT (200 µM) and the
5-HT2AR antagonist SR46349B (80 µM). None of the four stained PhMns were morphologically
affected by 5-HT application; the pattern of the dendritic trees, the
total dendritic extent, nor the frequency of occurrence of the
dendritic spines and varicosities differed from the control values.
In the third set of experiments, we mimicked in C3H fetuses the
overactivation of the 5-HT2AR occurring in Tg8
fetuses. Pregnant C3H mice were treated with the
5-HT2AR agonist DOI from E18 to birth. Of four
PhMns stained at P0, only one PhMn still showed a typical C3H dendritic
tree, whereas the other three PhMns showed a multipolar-shaped
dendritic tree (Fig. 7A). The
total dendritic extent was greater than that of the control C3H PhMns
and was in the Tg8 range (Fig. 7C). The number of distal
dendrites differed from the C3H control value and was in the Tg8 range
(25 ± 4, 25 ± 4, and 16 ± 7 for dendrites of orders
3, 4 and 5, respectively). The frequency of occurrence of dendritic
spines and varicosities was larger than the C3H control value but
similar to the Tg8 one (Fig. 7D,E).
On the other hand, pregnant Tg8 dams were treated with the antagonist
SR46349B from gestational day E18 to birth to prevent overactivation of
the 5-HT2AR. At P0, none of the six stained PhMns
displayed the classical Tg8 multipolar dendritic tree, but all showed a
bipolar tree (Fig. 7B). They still exhibited, however, an
extensive dendritic tree, a similar number of distal dendrites, and a
similar rate of occurrence of the dendritic spines typical of Tg8 PhMns
(Fig. 7C,D). Only the rate of occurrence of the
varicosities was significantly lower than in the control Tg8 (Fig.
7E). In neonates born from two pregnant Tg8 dams treated with saline, the morphology of the biocytin-labeled PhMns
(n = 2) was similar to that of the control Tg8
PhMns.

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Figure 7.
The morphology of phrenic motoneurons at birth is
affected by prenatal activation and blockade of 5-HT2A
receptors. A, B, Camera lucida drawings
of biocytin-stained PhMns in P0 neonates after prenatal treatment (50 mg/kg per 24 hr) from gestational day E18 to birth with either the
5-HT2AR agonist DOI applied to C3H dams
(A) or the 5-HT2AR antagonist
SR46349B applied to Tg8 dams (B). Prenatal
activation and blockade of 5-HT2AR affect the shape of the
PhMn dendritic tree at birth; after applying DOI-treatment to C3H
fetuses, three of the four PhMns stained showed a Tg8-like multipolar
dendritic tree (A), whereas after applying
SR46349B-treatment to Tg8 fetuses, all of the six Tg8 PhMns stained
exhibited a C3H-like bipolar tree (B).
C-E, DOI-treated C3H PhMns (narrow-hatched
bars; n = 4) versus nontreated control C3H
PhMns (white bars; n = 10), and
SR46349B-treated Tg8 PhMns (hatched bars;
n = 6) versus nontreated control Tg8 PhMns
(black bars; n = 12). DOI treatment
significantly increases the total dendritic extent of C3H PhMns
(3663 ± 922 µm), as well as the number of both dendritic spines
(4.2 ± 1.1) and varicosities (4.0 ± 1.8) per 100 µm of
dendritic length. SR46349B treatment affects neither the total
dendritic extent of Tg8 PhMns nor the number of spines but decreases
the number of varicosities (1.3 ± 0.4) per 100 µm of dendritic
length. Median values ± quartile deviation; ns,
nonsignificant; *p < 0.05.
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DISCUSSION |
To establish whether 5-HT plays a role in respiratory network
maturation, comparisons were made between the respiratory activity of
control C3H and MAOA-deficient Tg8 neonates characterized by prenatal
5-HT excess. At birth, three main anomalies were noted in the Tg8
respiratory network: its inability to develop a stable rhythm, a
defective 5-HT modulation, and an abnormal PhMn morphology. In Tg8
neonates, MAOA deficiency affects both the noradrenaline and 5-HT
levels, but the increase in the noradrenaline levels is very weak
compared with the 5-HT excess (Cases et al., 1995 ). Although the
possible involvement of noradrenaline cannot be completely ruled out,
it therefore seems likely that the maturational abnormalities observed
here originated mainly from 5-HT excess, because prenatal treatments
affecting 5-HT function and 5-HT2AR activity
affected the occurrence of these abnormalities.
Variability of respiratory activity and abnormal wiring of
respiratory network in Tg8 neonates
In vitro, the rat respiratory network begins at
E15-E16 to generate a rhythmic activity that is very variable at first
but stabilizes with age. This stabilization occurred in wild C3H
neonates, but in mutant Tg8 neonates, both the rhythm and amplitude of
the respiratory activity are abnormally variable. The inability of the
Tg8 centers to develop a stable activity several days after birth is
likely to result from 5-HT2AR overactivation by
5-HT excess during the prenatal period; prenatal treatment of Tg8
fetuses with either PCPA or 5-HT2AR antagonist
SR46349B stabilized the respiratory activity at birth, whereas prenatal
treatment of C3H fetuses with 5-HT2AR agonist DOI
increased the variability.
The variability observed in preparations from which the periphery has
been eliminated may be attributable only to central factors (Di
Pasquale et al., 1996 ). The Tg8 rhythm variability may therefore result
from maturational deficits affecting the medullary respiratory network,
via the membrane properties of some of its elements and/or the wiring
between its different elements. The maturation of the PhMn
membrane properties was not drastically affected in Tg8 mice, but more
severe maturational disorders may have affected the inspiratory
bursting pacemaker cells, which form the kernel of the medullary
network (for review, see Hilaire and Duron, 1999 ). In addition, the
presence of an abnormal wiring of the Tg8 medullary network cannot be
ruled out, because some features suggesting abnormal wiring were
observed at the cervical level. First, the fact that few respiratory
interneurons were detected within the Tg8 cervical cord although these
neurons have been commonly encountered in the cord of fetal and
neonatal rats (Di Pasquale et al., 1996 ) and C3H mice may have resulted
from an abnormal pattern of wiring between the medullary centers and their cervical targets. Second, PhMn dendritic trees differ greatly between C3H and Tg8 neonates. The bipolar dendritic tree of a C3H PhMn
extends mostly in the two directions in which the axons of its central
drivers run (Monteau and Hilaire, 1991 , their Fig. 13). The Tg8 PhMn
dendrites extend in all directions, which suggests that either the
axons of their medullary drivers are not in the right place or the Tg8
PhMns receive other inputs that C3H PhMns do not receive. Moreover, the
fact that dendritic spines known to establish synaptic contacts (Saito
et al., 1992 ; Dailey et al., 1994 ) show a greater density again argues
for the existence of an abnormally large number of synaptic inputs to
the Tg8 PhMns. These arguments are all indirect ones, however, and it
is not yet possible to draw any definite conclusions. Whether Tg8
rhythm variability reflects a transient or permanent dysfunction of the Tg8 respiratory network is another open question. The mouse respiratory network is thought to be fully mature by P15-P21 (Hilaire and Duron,
1999 ), but the respiratory network cannot be studied at this age using
the present in vitro approach.
Abnormal regulation of respiratory activity by 5-HT and its
receptors in Tg8 neonates
In neonatal mice, endogenous 5-HT exerts a facilitatory modulation
on the respiratory rhythm generator via medullary
5-HT1AR (Hilaire et al., 1997b ). This modulation
exists in C3H neonates but is lacking in Tg8. The absence of 5-HT
facilitatory effects in Tg8 may have resulted from the reduced
expression of 5-HT1AR in the Tg8 medulla (binding
data), probably attributable to 5-HT excess. This idea agrees with the
finding that the 5-HT facilitatory effects were restored in Tg8 pups
after 5-HT level normalization by PCPA prenatal and postnatal treatments.
At the cervical level, a dense 5-HT innervation from the raphe nuclei
establishes synaptic contacts with the PhMns (Holtman et al., 1990 ;
Pilowsky et al., 1990 ; Ellenberger et al., 1992 ), and activation of
5-HT2AR induces a tonic discharge in OF1 mouse pups (Hilaire et al., 1997b ), as well as in both C3H and Tg8 pups.
Activating cervical presynaptic 5-HT1BR depresses
the amplitude of the integrated inspiratory PhMn bursts (Lindsay and
Feldman, 1993 ; Di Pasquale et al., 1997 ; Hilaire et al., 1997b ). This
depressive effect of 5-HT is present in C3H but lacking in Tg8 neonates.
The absence of both 5-HT1AR facilitatory effects
on the rhythm generator and 5-HT1BR depressive
effects on the burst amplitude in Tg8 mice contrasts with the
persistence of the 5-HT2AR-mediated tonic
discharge. This apparent discrepancy may be attributable to the fact
that 5-HT1R and 5-HT2R
react in different ways to the 5-HT excess. Prenatal treatment with
5-HT agents may abolish 5-HT1R but not
5-HT2AR responses (Shemer et al., 1991 ), although desensitization or downregulation of 5-HT2AR may
occur after agonist activation (McKenna et al., 1989 ; Ivins and
Molinoff, 1991 ; Roth et al., 1995 ), particularly in adult Tg8 mice
(Shih et al., 1999 ).
Role of 5-HT2A receptors in some effects of
5-HT excess
The 5-HT2AR subtype is a good candidate for
mediating the effects of 5-HT excess on the PhMn, because these
receptors are present on their membrane (Morin et al., 1991b ;
Ellenberger et al., 1992 ; Lindsay and Feldman, 1993 ). In addition,
various treatments affecting the 5-HT2AR induced
PhMn morphological changes in both strains.
Short postnatal application of 5-HT to C3H preparations occasionally
induced the development of one to two primary dendrites in unexpected
directions, and this effect was prevented by
5-HT2AR antagonist treatment. It seems quite
remarkable that such a brief 5-HT application can induce dendritic
outgrowth within 2-3 hr. On the one hand, this result should be
treated with caution because of the smallness of the sample size and
the shortness of the latency. On the other hand, dorsal horn neurons
may undergo dendritic reshaping a few minutes after intense activation
of substance P receptors (Mantyh et al., 1995 ). In addition,
morphological changes in the adult rat phrenic nucleus have been
reported to develop within 2 hr of cervical hemisection (Sperry and
Goshgarian, 1993 ), and 5-HT may be involved in these changes (Hadley et
al., 1999 ; Zhou and Goshgarian, 1999 ). Last, the effects of short 5-HT
applications are completely in agreement with those observed in fetuses
after applying long-term treatments to the dams. Long-term DOI
activation of the 5-HT2AR in fetuses increased
the total dendritic extent and induced multiple branching of distal
dendrites in neonates. Conversely, preventing the
5-HT2AR activation in Tg8 fetuses with the
antagonist SR46349B affected the overall pattern of the dendritic tree,
leading to Tg8 PhMns with large-sized arborizations, resembling C3H
PhMns. These results strongly suggest that overactivation of
5-HT2AR affects the shaping of the PhMn dendritic tree.
The number of dendritic spines in C3H PhMns was smaller than in Tg8
PhMns but increased in response to both short postnatal (5-HT) and long
prenatal (DOI) treatments activating the 5-HT2AR. In Tg8 fetuses, however, prenatal treatment with
5-HT2AR antagonist did not decrease the number of
spines at birth. This may reflect 5-HT neurotrophic effects mediated
via non-5-HT2AR.
The numerous varicosities formed by PhMn dendrites in Tg8 neonates
resemble the swollen varicosities characteristic of 5-HT neurons. They
may result from the 5-HT uptake and storage, because maturing neurons
in Tg8 mice may transiently express the 5-HT transporter (Lebrand et
al., 1996 ; Cases et al., 1998 ). These varicosities also closely
resemble the histological profiles of internalized receptors (Mantyh et
al., 1995 ) and may result from 5-HT2AR
internalization in response to their overactivation by excess 5-HT.
Rapid agonist-induced internalization of 5-HT2AR has been reported to occur in a clonal cell line, which was blocked by
5-HT2AR antagonist (Berry et al., 1996 ). These
data are in line with the reduced number of varicosities present in Tg8
PhMns at birth after prenatal 5-HT2AR antagonist
treatment and the increase in their number that occurs in C3H neonates
after prenatal agonist treatment.
5-HT is involved in maturational processes, because it modulates cell
division and differentiation, growth, and synaptogenesis (Lauder, 1993 ). High 5-HT levels affect the maturation of the thalamocortical (Cases et al., 1996 ) and retinal (Mooney et al., 1998 )
projections, the number of neurites present in hippocampal cells
(Chubakov et al., 1986 ), the pattern of dendritic branching, and the
number of spines occurring in dentate granule cells (Yan et al.,
1997a ,b ). 5-HT1AR are thought to be responsible
for these cellular changes (Sikich et al., 1990 ; Yan et al., 1997a ,b ).
Our results suggest that 5-HT2AR contribute to
shaping the PhMn morphology, but other receptor types might also be
involved. The existence of multiple modes of control (Levitt et al.,
1997 ) would explain why prenatal treatment with
5-HT2AR antagonist restored a bipolar dendritic
tree in Tg8 PhMns without affecting either the total dendritic length
or the number of dendritic spines. Depending on the cell type
(interneuron vs motoneuron), the function of the structure (hippocampus
vs ventral horn of the spinal cord), and the types and densities of the
receptors locally expressed (low 5-HT1AR density
in the cervical ventral horn) (Fig. 3A), different
mechanisms might be involved in modulating the morphology of maturing cells.
In conclusion, the present results suggest that 5-HT actually plays an
important role in respiratory network maturation. Genetic 5-HT excess
in Tg8 neonates and PCPA-induced 5-HT depletion in C3H neonates both
affect the ability of the respiratory centers to develop a stable
respiratory activity at birth. Disturbances affecting 5-HT metabolism
during pregnancy might therefore have deleterious effects on the
maturation of the respiratory center, resulting in respiratory
dysfunction at birth. The fetal 5-HT metabolism can be disturbed by
numerous factors, such as stress-inducing situations (Peters, 1989 ),
food restrictions (Hernandez et al., 1989 ), antidepressive drugs, etc.
It is noteworthy that defective cardiorespiratory and sleep control,
which are both functions modulated by 5-HT, might partly explain sudden
infant death syndrome, the victims of which have been found to show
abnormally high tryptophan and 5-HIAA CSF levels (Caroff et al., 1992 ;
Cann-Moisan et al., 1999 ).
 |
FOOTNOTES |
Received Jan. 10, 2000; revised March 15, 2000; accepted March 27, 2000.
This research was supported by the Centre National de la Recherche
Scientifique and the Institut Fédératif de Recherche des
Sciences du Cerveau. C.B.-F. was the recipient of a three year
fellowship from the Ministère de l'Enseignement, Recherche et
Technologies while working on this project. We acknowledge the
excellent contribution of Annie Christolomme to binding analysis, Marie
Gardette to the figures, and Dr. Jessica Blanc for English revision.
Correspondence should be addressed to Gérard Hilaire, Centre
National de la Recherche Scientifique, Unité Propre de Recherche 9011, Laboratoire Neurobiologie et Mouvement, 31 chemin Joseph-Aiguier, 13402 Marseille Cedex 20, France. E-mail: hilaire{at}dpm.cnrs-mrs.fr.
 |
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