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The Journal of Neuroscience, 2000, 20:RC82:1-5
RAPID COMMUNICATION
Presynaptic Morphological Changes Associated with Long-Term
Synaptic Facilitation Are Triggered by Actin Polymerization at
Preexisting Varicosities
Yohko
Hatada1, 2,
Fang
Wu2,
Zhong-Yi
Sun2,
Samuel
Schacher2, and
Daniel J.
Goldberg1, 2
1 Department of Pharmacology and 2 Center
for Neurobiology and Behavior, Columbia University and New York State
Psychiatric Institute, New York, New York 10032
 |
ABSTRACT |
Morphological changes are thought to contribute to the expression
of long-term synaptic plasticity, a cellular basis for learning and
memory. The mechanisms mediating the initiation and maintenance of the
morphological changes are poorly understood. We repeatedly imaged the
axonal arbors of mechanosensory neurons of Aplysia as
they formed new synaptic varicosities and axonal branches after applications of serotonin that cause long-term synaptic facilitation. New varicosities formed exclusively from preexisting varicosities, by
splitting or branch outgrowth. These changes were prevented by
cytochalasin D, which blocks actin polymerization and the turnover of
actin filaments. The suppression of the morphological changes by
cytochalasin D did not impair their expression when cytochalasin D was
removed 24 hr after exposure to serotonin. These results imply that
serotonin induces persistent effects at preexisting presynaptic
varicosities, which enhance actin polymerization, and that this is
essential for presynaptic morphological changes of long-term facilitation.
Key words:
Aplysia; actin; synapse; plasticity; long-term
facilitation; varicosity
 |
INTRODUCTION |
Long-term
increases in synaptic transmission contribute to at least some types of
learning and memory. The long-term increases in synaptic strength may
be maintained by morphological change (Bailey and Kandel, 1993 ). For
example, increases in the number of presynaptic varicosities and in the
extent of the axonal arbor of the presynaptic neuron accompany
long-term facilitation (LTF) at the synapse between the sensory neurons
(SNs) and the motor neurons (L7) of the gill withdrawal reflex of
Aplysia (Bailey and Chen, 1988 ; Glanzman et al., 1990 ). These
morphological changes may be especially important for the maintenance
of LTF for several days (Casadio et al., 1999 ). An increase in
transmitter release contributes to the increase in efficacy of the
SN-L7 synapse (Dale et al., 1988 ). Facilitation at this synapse has
been an important model, both in the intact nervous system and in
dissociated cell culture, for studying the molecular mechanisms
underlying synaptic plasticity that contributes to learning (Alberini
et al., 1995 ; Liu et al., 1997 ).
When isolated from the Aplysia CNS and placed together in
culture, SN and L7 form a chemical synaptic connection, which resembles the connection in situ both electrophysiologically and
morphologically (Rayport and Schacher, 1986 ; Glanzman et al., 1989 ).
LTF and the increases in SN varicosities and axonal arbors that
accompany it in situ can be produced in culture by
transient applications of serotonin (5-HT) (Montarolo et al., 1986 ;
Glanzman et al., 1990 ), a transmitter that contributes to LTF at this
synapse in situ (Mackey et al., 1989 ). (LTF cannot be
induced by electrical stimulation of the culture preparation.) The
simple culture preparation has allowed certain experimental
analyses that cannot presently be done in situ (Glanzman et
al., 1990 ; Mayford et al., 1992 ; Sun and Schacher, 1998 ; Casadio et
al., 1999 ).
The mechanisms mediating the initiation and maintenance of the
morphological changes of long-term synaptic plasticity are poorly
understood, partly because these changes have been difficult to follow
over time in a living preparation. We have now been able to visualize
presynaptic morphological changes as they occur during stimulation that
produces LTF at this Aplysia synapse.
 |
MATERIALS AND METHODS |
Preparation of cultures and electrophysiological
recordings. Each culture contained one SN plated near one L7 from
the CNS of Aplysia californica (National Center for Research
Resources, National Center for Aplysia, University of Miami,
Miami, FL) and maintained for 5-7 d in hemolymph-supplemented medium
(Rayport and Schacher, 1986 ). EPSPs were recorded before and 24 hr
after treatments, as described previously (Montarolo et al., 1986 ,
1988 ). After the first day, cultures were stored at 18°C in an
incubator. Cultures were maintained at 18°C on the microscope stage
during the entire period of time-lapse observation.
Facilitation protocol. Cultures were exposed five times, for
30 sec each, to 20 µM 5-HT in the bath, with the
exposures separated from each other by 10 min. Electrophysiological
recordings showed that this protocol caused LTF. Control cells were
treated identically, but the vehicle (SL-15 culture medium without
hemolymph) did not contain 5-HT.
Treatment with cytochalasin D. A stock solution of 5 mM cytochalasin D (CD) in DMSO was diluted in
culture medium to the final desired concentration. Concentrations of
1-1500 nM were initially tested. One hundred nanomolar was
the lowest concentration tested that completely blocked the
morphological effects of 5-HT. CD was added 20 min before exposure to
5-HT or vehicle and maintained for 24 hr. CD was then washed out, and
cultures were left for another 24 hr to assess reversibility of
effects. Previous studies indicated that DMSO (0.1-0.2%) has no
effect on steady-state synaptic transmission or the capacity of
cultures to express LTF (Wu and Schacher, 1994 ).
Image acquisition. Individual SNs were stained with
1,1'-dioctadecyl-3,3,3',3'-tetraindocarbocyanine perchlorate [DiI
(C18)] as previously described (Hatada et al., 1999 ). DiI staining and cell imaging did not affect EPSP amplitude or the capacity of SNs to
express LTF. Fluorescence and phase-contrast or differential interference contrast images were acquired digitally by using a cooled
CCD camera with a 17 × 17 nm/pixel chip (RTE/CCD-1317K2; Princeton Instruments, Trenton, NJ), with or without 2 × 2 binning. This was attached to an inverted light microscope (Eclipse
TE200; Nikon, Melville, NY) with 20× [0.4 numerical aperture (NA),
plan] and 40× (1.3 NA, plan fluor) objective lenses.
Images were captured at focal planes separated by 2 µm when the 20×
objective was used and by 0.5 µm when the 40× objective was used. A
complete series of optical sections through the entire thickness
(~10-20 µm) of the L7 axon (along which the SN axonal branches
run) was captured every day starting the day before exposure to vehicle
or 5-HT. For time-lapse studies, a series of optical slices covering 8 µm was imaged every 10 or 20 min for the first 2 hr after exposure
and then every 1 or 2 hr. Two or three images, separated by 100 sec,
were captured at each time to allow the visualization of rapid
movements. We examined several adjacent optical sections to verify the
overall dimensions of a varicosity. A varicosity was defined as an
axonal swelling that, at its maximum diameter, was at least 1.5 times
the thickness of the adjacent axon.
Measurement of neurite lengths was restricted to neurites growing on
the underside of the motor axon, in contact with the substrate, so that
we could simplify the analysis by viewing a single focal plane.
Measurements of varicosity number and neurite length were restricted to
sensory neurites in contact with the main motor axon stump, which often
approached 1 mm in length, because only varicosities in contact with
the stump have the active zones that define them as synaptic terminals
(Glanzman et al., 1989 , 1990 ; Schacher et al., 1990 ; Hatada et al.,
1999 ). Previous studies quantitated only varicosity number; neurite
length was formerly assessed only qualitatively (Glanzman et al., 1990 ;
Sun and Schacher, 1998 ).
Statistical analysis. The significance of differences
between mean values of the same groups of cells on the 2 d was
assessed using a t test for paired samples. The significance
of differences between means of different groups of cells on an
individual day was assessed by ANOVA followed by Bonferroni's modified
t test for multiple comparisons.
 |
RESULTS |
In previous studies of LTF at the SN-L7 synapse in culture,
the morphology of the SN was viewed only once before facilitation and
once 24 hr after the induction of LTF, because the short-lived intracellular dye carboxyfluorescein was used (Glanzman et al., 1990 ;
Sun and Schacher, 1998 ). We labeled the SN with DiI to be able to
visualize its axonal arbor repeatedly and thereby track morphological
changes as they initiated and developed (Hatada et al., 1999 ). The
SN-L7 pair was maintained in culture for 5 d so that chemical
synaptic connections were established and growth was reduced to a basal
level (Montarolo et al., 1986 ; Glanzman et al., 1990 ).
Cells were exposed to 5-HT five times for 30 sec each time. This
transient treatment with 5-HT resulted 24 hr later in significant increases in EPSP amplitude, the number of varicosities, and the extent
of the axonal arbor. EPSP amplitude increased 56.3 ± 12.6% (mean ± SEM; n = 10), compared with 1.1 ± 3.9% (n = 11) in control cells (significantly
different, p < 0.02). The number of varicosities increased 58.9 ± 11.8% (n = 10) in the 24 hr
after exposure of cells to 5-HT but only 22.5 ± 6.9%
(n = 7) after exposure of control cells to vehicle
(significantly different, p < 0.02). There was a
further 48.9 ± 6.9% increase in the number of varicosities
during the second 24 hr after exposure to 5-HT compared with 8.9 ± 4.0% in the control cells (p < 0.002). By
24 hr after 5-HT, there was an increase in the length of the SN axonal
arbor of 42.4 ± 2.2% (n = 5) compared with
16.0 ± 3.4% (n = 7) for control cells
(p < 0.00005). Neurite length increased further
during the second 24 hr after 5-HT but not by an amount significantly
different from that seen in control cells.
We could unambiguously determine the mode of formation of 152 new
varicosities. All formed as a result of morphological change originating at preexisting varicosities, although 5-HT was applied uniformly to the entire SN, and varicosities constitute a small fraction of the length of the SN axonal arbor. We saw a spectrum of
change: simple splitting of a varicosity, emergence from a varicosity
of a short projection with a new varicosity at the end, and outgrowth
from a varicosity of a substantial neuritic branch on which multiple
varicosities formed (Fig. 1). Splitting of varicosities started within 1 hr of exposure to 5-HT and continued throughout the period of observation. Outgrowth of new branches did not
become evident for several hours. We never observed new branches
growing from nonvaricose lengths of the axonal arbor. Splitting of
varicosities occurred in control cells but 2.4 times less often than in
cells exposed to 5-HT. Outgrowth of neurites from preexisting
varicosities was a distinctive response to 5-HT and produced a somewhat
more highly branched SN arbor; we never observed it in control cells,
where growth resulted only from advance of preexisting growth cones.
Only a minority (28%) of the preexisting varicosities spawned new
varicosities in response to 5-HT. This minority was not evidently
distinct from other varicosities before exposure to 5-HT. Small and
large, terminal and interstitial preexisting varicosities
produced new varicosities (Fig. 1).

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Figure 1.
New varicosities form by splitting of preexisting
varicosities or on axonal branches that grow out from preexisting
varicosities. a, The leftmost varicosity
has begun to split by 15 hr after exposure to 5-HT and has split into
two distinct varicosities by 16 hr (asterisk). The
rightmost varicosity, which is at the end of a branch,
thins and elongates within 1 hr of exposure to 5-HT. New growth,
tipped by a new varicosity (asterisk), has extended
several micrometers from the varicosity by 7 hr. After a time of
quiescence, the growth resumes at 15 hr. b, A new branch
(arrow) has begun to emerge from a preexisting internal
varicosity (top panel, arrowhead) by 5 hr after exposure
to 5-HT. At 7 hr it displays a spread, motile growth cone. By 26 hr, it
has stopped growing and formed a terminal varicosity
(asterisk). c, By 8 hr after exposure to
5-HT, a small protrusion (arrow) has emerged from an
internal varicosity, and by 10 hr a second (arrow) has
emerged. There was little growth for the next few hours. Then there was
a burst of growth resulting, at 15 hr, in three branches of several
micrometers in length. d, By 12 hr after application of
5-HT, a large varicosity is beginning to split. Subsequently, a
protrusion emerges (arrow), which gives rise to a new
small terminal varicosity (asterisk). Scale bars, 5 µm.
|
|
Detailed morphological analysis revealed small-scale and rapid
dynamism in response to 5-HT. The outgrowth of axonal branches from
varicosities was typically preceded by several hours by the emergence
of short protrusions (Fig. 1c). Some new branches that grew
out could be clearly seen to be tipped by growth cones with motile
peripheral regions (Fig. 1b). The motile peripheral region of growth cones is invested with a rich network of actin filaments, which drives its formation and movements (Letourneau, 1983 ; Mitchison and Kirschner, 1988 ). These expressions of motility thus suggested that
5-HT was stimulating actin dynamics.
To assess the involvement of actin dynamics in the morphological
changes induced by 5-HT, we used CD, which blocks the polymerization of
actin and the turnover of dynamic actin filaments (Cooper, 1987 ). Basal
synaptic transmission and short-term facilitation elicited by 5-HT were
not affected by CD (data not shown). CD was added to the bathing medium
immediately before the exposure to vehicle or 5-HT and was maintained
for 24 hr. One hundred nanomolar CD reduced the basal increases in
control cells of varicosity number and neurite length, although only
the latter was reduced significantly (p < 0.05;
Fig. 2), indicating that this basal
growth depends on actin polymerization. The residual formation of
varicosities in the presence of CD was attributable to conversion of
terminal growth cones into varicosities. The effects of CD were
reversible. The increase in varicosity number in the 24 hr after
removal of CD (Fig. 2a, right gray bar) was considerably
larger than control (Fig. 2a, right white bar), although not
quite significantly so. It was more similar to the increase in
varicosity number during the first 24 hr for control cells (Fig.
2a, left white bar). The increase in neurite length in the
24 hr after removal of CD (Fig. 2b, right gray bar) was also
more similar to that seen in the first 24 hr (Fig. 2b, left white
bar) than in the second 24 hr (Fig. 2b, right white
bar) for control cells. These results would be expected if CD
simply delayed growth 24 hr.

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Figure 2.
5-HT causes changes in the number of SN
varicosities (a) and the length of the axonal
arbors of SN (b), which are blocked by CD. The
left set of bars in a and
b shows the mean ± SEM percent increase for each
treatment at 24 hr after the start of treatment relative to immediately
before treatment (number of cells in
parentheses under each bar). The
right set of bars shows the percent
increase during the next 24 hr (48 hr time point relative to 24 hr time
point) for the same cells. CD was removed after 24 hr.
|
|
CD blocked all of the visible morphological responses to 5-HT. The
emergence of small protrusions was blocked by 100 nM CD. CD
also blocked the increases in varicosity number
(p < 0.0001) and axonal length
(p < 0.00001) caused by 5-HT (Figs. 2,
3c). 5-HT elicited an LTF in
the presence of CD [35.1 ± 10.2% (n = 17) vs
5.3 ± 5.0% for CD alone (n = 7);
p < 0.05] that was somewhat less than the
facilitation seen in the absence of CD, but not significantly so. This
is consistent with previous findings that increases in varicosity
number are not required for the expression of LTF at 24 hr (Sun and
Schacher, 1998 ; Casadio et al., 1999 ). The efficacies of preexisting
varicosities might be increased by 5-HT to a greater or longer extent
in the absence of new varicosities (e.g., by insertion of active zones
normally destined for new varicosities; Davis et al., 1996 ; Stewart et
al., 1996 ). However, LTF does not seem to persist as long (i.e., 72 hr)
in the absence of increased varicosities (Casadio et al., 1999 ).

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Figure 3.
5-HT stimulates axonal growth and formation of
varicosities, which are reversibly blocked by CD. a,
There is little, if any, change in the axonal arbor of the SN when CD
is present (days 5-6; edges of motor axon are traced with dashed
lines), but there is growth and formation of varicosities after
CD is removed (days 6-7). b, There is considerable
axonal growth and formation of varicosities for 2 d after multiple
spaced exposures to 5-HT. c, There is little, if any,
axonal growth and formation of varicosities in the day after multiple,
spaced exposures to 5-HT if CD is present (days 5-6) but considerable
growth and formation of varicosities after CD is removed (days 6-7).
Top panels, At 5 d; middle panels,
at 6 d; bottom panels, at 7 d. Scale bar, 30 µm.
|
|
Morphological changes were expressed after washout of CD even without
renewed application of 5-HT. After removal of CD, the amount of
varicosity formation and axonal growth during the next 24 hr (Fig. 2,
48 hr black bars) was similar to that seen in the first 24 hr after exposure to 5-HT without CD (Fig. 2, 24 hr striped bars). SNs that had been exposed to 5-HT showed more varicosity formation (p < 0.05) and axonal growth
(p < 0.0001) in the 24 hr after removal of CD
than in the previous 24 hr in the presence of CD. Also, the increases
in varicosity number (p < 0.01) and in axonal
length (p < 0.002) in the 24 hr after the
washout of CD were greater when 5-HT had been applied than when vehicle
had been applied.
 |
DISCUSSION |
This is the first study in which presynaptic morphological changes
have been viewed repeatedly as they initiate and develop during
long-term synaptic plasticity. Visualization of the sequence of
morphological changes has allowed us to identify their site of
initiation. Frequent viewing of the same cell has allowed the detection of changes whose early onset, rapidity, or small
magnitude would have made them undetectable by previous methods. The
two major findings are that new varicosities of the presynaptic neuron result from morphological changes originating at preexisting
varicosities and that these changes depend on actin polymerization.
Morphological plasticity initiates at preexisting varicosities
Previous work has shown by electron microscopy that the SN
varicosities that form on the L7 axon in culture in response to repeated application of 5-HT have the active zones with clustered vesicles that define them (as well as can be done in
Aplysia) as synaptic release sites (Glanzman et al., 1990 ;
Schacher et al., 1990 ). We found here that, although 5-HT was applied
uniformly to the entire SN, the morphological changes that resulted in
the formation of these new synaptic varicosities occurred only at preexisting varicosities. This indicates that at least some of the
preexisting SN varicosities are specialized to respond to 5-HT with
growth. This is consistent with a previous finding that application of
5-HT to lengths of SN axons rich in varicosities produces short-term
synaptic facilitation, whereas 5-HT applied to neighboring neurites
lacking varicosities does not (Sun et al., 1996 ). Perhaps the 5-HT
receptors that trigger electrophysiological and morphological change
are concentrated at varicosities. Also, critical elements of the signal
transduction pathway (such as protein kinases) or effectors of the
morphological change (such as cytoskeletal proteins) might be enriched
at varicosities. Another possibility is that, because 5-HT causes SN to
form new varicosities and extend its axonal arbor only when L7 is in
the culture with SN (Glanzman et al., 1990 ), the apposition of a
postsynaptic specialization is critical.
Reduction of Aplysia cell adhesion molecule (ApCAM) on the
surface of the SN has been suggested to be a key early event leading to
the growth of new varicosities during LTF (Mayford et al., 1992 ; Zhu et
al., 1995 ; Bailey et al., 1997 ). It has been hypothesized that this
reduction removes a constraint on growth by fostering defasciculation
of SN neurites from each other, with the defasciculated neurites then
able to grow in contact with the motor axon and to form synaptic
varicosities. Our results suggest that defasciculation mediated by
ApCAM removal is not the initial trigger for growth. The initial
morphological events we saw at varicosities did not apparently involve
defasciculation. Also, ApCAM on the surface of the SN neurites
decreases primarily at extravaricose sites; levels increase at
preexisting varicosities (Zhu et al., 1995 ). Because we found that the
morphological changes that give rise to new varicosities originated
solely at preexisting varicosities, a downregulation of surface ApCAM
seems not to be involved in triggering these changes. However,
subsequent growth on the motor axon may be facilitated by the loss of
ApCAM elsewhere on the SN neurites, as suggested previously (Mayford et
al., 1992 ; Zhu et al., 1995 ; Bailey et al., 1997 ).
Morphological changes are driven by actin dynamics
We have identified actin as a molecular effector of presynaptic
morphological changes accompanying LTF. Actin dynamics are high at the
ends of many neurites growing and forming synapses during development
(Mitchison and Kirschner, 1988 ). Thus, the growth of new synapses
during plasticity in the adult CNS might involve a reawakening of actin
dynamics in presynaptic neurons. But there has been no direct evidence
for this idea, and it need not be true, because the outgrowth of new
axonal arbor does not necessarily require conventional growth cones or
the turnover of actin filaments. For example, elimination of
actin-based motility with cytochalasin does not prevent growth of the
Ti1 sensory axon within the developing grasshopper nervous system
(Bentley and Toroian-Raymond, 1986 ). Formation and elongation of axons
of rat hippocampal neurons in culture are actually facilitated by
cytochalasin (Bradke and Dotti, 1999 ). Axonal arborization during
development often occurs by the outgrowth of branches from regions of
the axon well proximal to the leading growth cone, a process known as
interstitial or back branching. Sometimes, the collateral branches do
not appear to be tipped by the motile growth cones emblematic of
actin-based motility (Harris et al., 1987 ; Bastmeyer and O'Leary, 1996 ; Wang and Macagno, 1997 ). Because interstitial branch growth was
evident in the Aplysia SN in response to 5-HT but not in the basal growth seen without 5-HT, it was thus particularly interesting to
see whether the 5-HT-induced growth required actin polymerization. We
found that both the small-scale dynamism at varicosities and subsequent
outgrowth of axonal branches elicited by 5-HT were completely blocked
by a low concentration of CD. Thus, 5-HT-induced growth resembles the
initial outgrowth of the SN axon in its dependence on actin
polymerization. This is consistent with the idea that 5-HT is
reawakening certain molecular pathways active during development.
Even when the 5-HT-induced effect on actin and the consequent
morphological changes were completely suppressed by CD for 24 hr after
the application of 5-HT, they emerged after drug washout without
further exposure to 5-HT. Thus, transient exposure to 5-HT induces a
long-lasting change at preexisting synaptic varicosities, which
underlies the actin-mediated effect. Increased cAMP activity and
protein phosphorylation, which persist in the SN on this time scale
after repeated exposures to 5-HT (Sweatt and Kandel, 1989 ; Müller
and Carew, 1998 ), could be the important underlying changes. Elevated
cAMP can elicit neuritic outgrowth from certain cells (Rydel and
Greene, 1988 ) and can affect the actin cytoskeleton (Lamb et al.,
1988 ). The stimulation by 5-HT of actin dynamics is likely just one of
several changes that eventually cause axonal growth and the formation
of varicosities, but it points to proteins involved in regulating actin
polymerization and dynamics as potential targets in the varicosity for
stimuli that induce synaptic plasticity.
 |
FOOTNOTES |
Received Feb. 15, 2000; revised April 19, 2000; accepted April 24, 2000.
This work was supported by National Institutes of Health Grant NS36418
and National Science Foundation Grant 9808938. We thank Drs. E. Kandel,
I. Kupfermann, and J. H. Schwartz for comments on an earlier
version of this manuscript.
Correspondence should be addressed to Dr. Daniel J. Goldberg,
Department of Pharmacology, Columbia University, 630 West 168th Street,
New York, NY 10032. E-mail: djg5{at}columbia.edu.
This article is published in
The Journal of Neuroscience, Rapid Communications Section,
which publishes brief, peer-reviewed papers online, not in print. Rapid
Communications are posted online approximately one month earlier than
they would appear if printed. They are listed in the Table of Contents
of the next open issue of JNeurosci. Cite this article as:
JNeurosci, 2000, 20:RC82 (1-5). The
publication date is the date of posting online at
www.jneurosci.org.
 |
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Copyright © 2000 Society for Neuroscience 0270-6474/00/$05.00/0
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