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The Journal of Neuroscience, July 15, 2000, 20(14):5329-5338
Small GTPases Rac and Rho in the Maintenance of Dendritic Spines
and Branches in Hippocampal Pyramidal Neurons
Ann Y.
Nakayama1, 2,
Matthew B.
Harms1, and
Liqun
Luo1, 2
1 Department of Biological Sciences and
2 Neurosciences Program, Stanford University, Stanford,
California 94305-5020
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ABSTRACT |
The shape of dendritic trees and the density of dendritic spines
can undergo significant changes during the life of a neuron. We report
here the function of the small GTPases Rac and Rho in the maintenance
of dendritic structures. Maturing pyramidal neurons in rat hippocampal
slice culture were biolistically transfected with dominant GTPase
mutants. We found that expression of dominant-negative Rac1 results in
a progressive elimination of dendritic spines, whereas hyperactivation
of RhoA causes a drastic simplification of dendritic branch patterns
that is dependent on the activity of a downstream kinase ROCK. Our
results suggest that Rac and Rho play distinct functions in regulating
dendritic spines and branches and are vital for the maintenance and
reorganization of dendritic structures in maturing neurons.
Key words:
Rac; Rho; dendritic spines; biolistic transfection; pyramidal neurons; effector domain mutants; ROCK; Y-27632; PSD-95
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INTRODUCTION |
Perhaps the most striking features
of many mammalian neurons are their complex dendritic trees. Dendrites
are the principal site where neurons receive, process, and integrate
inputs from their multiple presynaptic partners. These functions are
primarily influenced by the branching pattern of the dendritic tree
(Rall, 1964 ). In addition to complex dendritic arbors, some mammalian neurons, including cerebellar Purkinje cells and cortical and hippocampal pyramidal neurons, have dendritic specializations called
spines. These spines, which protrude from the dendritic branches, are
the primary site of excitatory synapses and may function as the basic
unit of synaptic integration (for review, see Harris and Kater,
1994 ; Yuste and Tank, 1996 ). Both the shape of dendritic trees and the
density and shape of their spines can undergo significant changes
during the development and life of a neuron. For instance, dendritic
branches have been shown to undergo significant remodeling in adult
superior cervical ganglion neurons in vivo (Purves and
Hadley, 1985 ; Purves et al., 1986 ). Recent studies have also shown that
dendritic filopodia and spines undergo dynamic changes in response to
synaptic activity (Engert and Bonhoeffer, 1999 ; Maletic-Savatic et al.,
1999 ; Toni et al., 1999 ) and neurotrophin overexpression (Horch et al.,
1999 ).
Several extracellular molecules have been identified as potential
regulators of dendrite and spine development (Purves et al., 1988 ;
Snider, 1988 ; Lein et al., 1995 ; McAllister et al., 1995 , 1997 ; Nedivi
et al., 1998 ; Guo et al., 1999 ; Horch et al., 1999 ). To induce
dendritic growth, branching, or retraction, as well as the formation,
elaboration, or elimination of dendritic spines, these extracellular
factors must eventually exert their effects by signaling to the
cytoskeleton. Actin is one of the main components of the dendritic
cytoskeleton and is highly enriched in dendritic spines (see
Fischer et al., 1998 ). The Rho family of small GTPases, including Rho,
Rac, and Cdc42, regulates various aspects of the actin cytoskeleton
(for review, see Hall, 1994 ; Van Aelst and D'Souza-Schorey, 1997 ), and
these GTPases are therefore good candidates for mediating these
signals. In agreement with their differential effects in fibroblasts
(for review, see Van Aelst and D'Souza-Schorey, 1997 ), both in
vivo and in vitro studies have shown that these GTPases
appear to have distinct effects on different aspects of neuronal
morphogenesis (for review, see Luo et al., 1997 ; Mueller,
1999 ).
Although many studies illustrate the roles of Rho family GTPases in
the establishment of neuronal processes, it remains unclear whether
they also function in later stages of neuronal development or in mature
neurons to regulate dendritic reorganization and dynamic changes of
dendritic spines. To address these questions, we used biolistic
transfection (Arnold et al., 1994 ; Lo et al., 1994 ) to introduce
dominant mutants of Rac1 and RhoA acutely into organotypic hippocampal
slices at a stage when pyramidal neurons have established dendritic
arbors and possess dendritic spines yet still express the GTPases. We
found that Rac1 is required for the maintenance of dendritic spines,
whereas the elevation of RhoA activity leads to pronounced
simplification of dendritic trees. We also identified candidate
downstream effector pathways that mediate these morphological changes.
These studies demonstrate that signaling pathways used in the early
development of neuronal processes are also used in more mature neurons
for the maintenance and reorganization of dendritic structures.
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MATERIALS AND METHODS |
In situ hybridizations
Sense and antisense S35-riboprobes
were generated to the C-terminal ends of rat Rac1 and RhoA by the
following steps: 5'-Phosphorylated primers were designed from published
sequences to amplify base pairs 259-577 of the mouse Rac1 ORF and base
pairs 226-551 of the rat RhoA ORF. These regions were PCR amplified
from an embryonic day 13 rat cDNA library, and the bands were purified
and ligated into pBLUESCRIPT II (SK+)
digested with EcoRV. Plasmids containing insertions of both orientations were linearized with EcoRI and transcribed with
T7 RNA polymerase to generate the sense and antisense riboprobes.
Freshly dissected brains of postnatal day 8 (P8) Long-Evans rats were
submerged in ornithine carbamyltransferase and frozen in an
ethanol and dry ice bath and then stored at 80°C. Twenty micrometer
cryostat sections were prepared, fixed, washed in 1× PBS, and serially
dehydrated before being returned to 80°C in a desiccated, sealed
box. Sections were hybridized and processed for autoradiography
according to the protocol used by Frantz et al. (1994) .
Digoxigenin (DIG)-labeled in situ hybridizations were
performed according to the protocol used by Wright and Snider
(1995) .
Molecular biology
p-chicken actin-mouse CD8. pUC-mouse CD8
(mCD8) (Liaw et al., 1986 ) was digested with XhoI and
BamHI, and the end nucleotides were filled in using Klenow
to give a 900 bp fragment encoding mCD8. The p-chicken actin
(pCA)-GAP-enhanced green fluorescent protein (EGFP) vector (Okada et
al., 1999 ) was digested with BamHI and NotI, and
the end nucleotides were filled to generate a 5.1 kb pCA backbone. The
mCD8 fragment and the pCA backbone were ligated together, generating
the 6 kb pCA-mCD8.
pCA-hRac1V12. pBS-hRac1V12 (Luo et al., 1996 ) was digested
with Asp718, blunted with Klenow, and cut again with NotI to
yield a 600 bp fragment encoding hRac1V12. This fragment was ligated into the 5.1 kb pCA backbone generated by digesting pCA-GAP-EGFP with
SmaI and NotI, yielding the 5.7 kb
pCA-hRac1V12.
pCA-myc-hRac1WT. pUHD-myc-hRac1WT (Qiu et al., 1995a )
was digested with EcoRI, and the resulting fragment encoding
myc-hRac1WT (600 bp) was ligated into the compatible site of
pNN03. pNN03-myc-hRac1WT was then digested with EcoRV and NotI, and the
resulting fragments were ligated into the pCA backbone as described
above to yield pCA-myc-hRac1WT.
pCA-myc-hRac1N17, pCA-myc-hRhoAV14, and
pCA-myc-hRhoAN19. pEXV-myc-hRac1N17, pEXV-myc-hRhoAN19, and
pEXV-myc-hRhoAV14 (Qiu et al., 1995a ,b ) were digested with
EcoRI, and the resulting fragments encoding myc-hRac1N17
(600 bp), myc-hRhoAN19 (1 kb), and myc-hRhoAV14 (1 kb) were ligated
into the compatible site of pBLUESCRIPT II (SK+). pBS-myc-hRac1N17,
pBS-myc-hRhoAN19, and pBS-myc-hRhoAV14 were digested with
EcoRV and NotI, and the resulting fragments were then ligated into the 5.1 kb pCA backbone generated by digesting pCA-GAP-EGFP with SmaI and NotI. The resulting
plasmid pCA-myc-hRac1N17 is 5.7 kb in length, whereas
pCA-myc-hRhoAV14 and pCA-myc-hRhoAN19 are 6.1 kb.
pCA-myc-hRac1L61, pCA-myc-hRac1L61K40, and
pCA-myc-hRac1L61A37. pRK5-myc-hRac1L61,
pRK5-myc-hRac1L61K40, and pRK5-myc-hRac1L61A37 (Lamarche et
al., 1996 ; Nikolic et al., 1998 ) were digested with ClaI and
EcoRI. The resulting 600 bp fragments encoding
myc-hRac1L61, myc-hRac1L61K40, and myc-hRac1L61A37 were ligated into
the compatible sites of pBLUESCRIPT II
(SK+). These plasmids were then digested
with XhoI, blunted with Klenow, and then digested with
NotI. The resulting 600 bp fragments representing the
myc-tagged Rac1 mutants were isolated and ligated into the 5.1 kb pCA
backbone generated by digesting pCA-GAP-EGFP with SmaI and
NotI. The resulting pCA-myc-hRac1L61,
pCA-myc-hRac1L61K40, and pCA-myc-hRac1L61A37 are 5.7 kb in length.
Preparation of DNA-coated gold particles
Qiagen-Midi prepped plasmids were precipitated onto 1.6 µm
gold beads (Bio-Rad, Hercules, CA) at a concentration of 2 µg of each
plasmid per milligram of gold beads, according to the manufacturer's instructions. Briefly, DNA was precipitated onto gold beads that were
subsequently dried to the sides of plastic tubing. This tubing was
chopped into 0.5 inch fragments known as "bullets." When a gold
bead was to carry two plasmids simultaneously (cotransfection experiments), both plasmids (2 µg/mg of gold each) were first mixed
and coprecipitated using a standard ethanol precipitation protocol
before precipitation onto gold beads. For "dual gold" experiments,
in which a single bullet contains beads carrying different DNAs, the
two populations of gold beads were prepared separately and mixed just
before precipitation onto the plastic tubing.
Preparation of rat hippocampal organotypic cultures
Hippocampal slices were prepared from P8 Long-Evans rats as
described previously (Stoppini et al., 1991 ). Briefly, the hippocampus was dissected in ice-cold, sterile dissection medium: 1× MEM (Hank's salts, 25 mM HEPES, without L-glutamine; from
Life Technologies, Grand Island, NY) and 100 units/ml each
penicillin-streptomycin (Life Technologies). Hippocampi were sliced
transversely at a thickness of 400 µm on a tissue chopper (Stoelting,
Wood Dale, IL) and separated from one another in filtered and
preincubated (37°C; 5% CO2) culture medium:
0.5× MEM, 0.25× HBSS (Life Technologies), 0.25× horse serum
(defined, heat-inactivated; from HyClone, Logan, UT), 100 units/ml each
penicillin-streptomycin, and 1 mM L-glutamine (Life Technologies). Slices were immediately plated onto Millicell CM
membrane inserts (Millipore, Bedford, MA) in Petri dishes containing 1 ml of preincubated culture media. Slices were kept under 5% CO2 at 37°C, with media changes at 1 d
in vitro (DIV), 3 DIV, and every 3 d thereafter.
In experiments using Y-27632 (gift from Yoshitomi Pharmaceuticals,
Tokyo, Japan) slices were transferred to Petri dishes containing 100 µM Y-27632 in 1 ml of culture media just before
biolistic transfection. Control slices were similarly transferred, but
to Petri dishes containing media supplemented with the same volume of
sterile water instead of Y-27632. Animals were treated in accordance
with the animal safety protocols of the host institution.
Biolistic transfection
To identify optimal transfection and culture conditions, slices
were prepared from P8 rats, transfected at various DIV, and fixed for
immunocytochemistry 24 hr later. The number of healthy pyramidal
neurons relative to those that were dead or dying (characterized by
fragmented processes or blebbing processes, respectively) increased significantly when transfection occurred at 2 DIV, compared with transfection at 0 or 1 DIV. When transfection occurred at >2 DIV, the
number of transfected glia increased significantly, often obscuring the
dendritic arbors we wished to quantify. Thus, to maximize the number of
healthy pyramidal cells transfected and to minimize interfering glia,
experiments throughout this study were performed on a standard
preparation: hippocampal slices prepared from P8 rats and cultured for
2 d before transfection.
After 2 DIV, slice inserts were removed from the incubator briefly for
biolistic transfection using the Gene Gun (Bio-Rad). Gold beads
containing expression plasmids were propelled from plastic tubing
bullets into slices with a rapid helium burst of 160 psi. The
gold beads exited the gun ~3.5 cm above the slices, which were plated
toward the periphery of the insert to avoid "ground zero" of the
gold blast.
Immunocytochemistry
Slices were fixed according to the protocol used by McAllister
et al. (1995) on the insert membrane for 1.5 hr in 2.5% formaldehyde and 4% sucrose in 1× PBS and then soaked in 30% sucrose (w/v of water) for at least 2 hr. After a quick freeze on dry ice, slices were
thawed, rinsed in 1× PBS for 5 min, and incubated overnight (O/N) at
4°C in blocking solution: 10% normal goat serum and 0.25% Triton
X-100 in 0.1 M phosphate buffer. Blocking solution was replaced with primary antibodies diluted in blocking solution: 1:50
mouse anti-myc (Santa Cruz Biotechnology, Santa Cruz, CA), 1:100 rat
anti-mCD8 (Caltag, Burlingame, CA), or both before another O/N
incubation at 4°C. The slices were then washed three times for 20 min
each with fresh blocking solution and incubated O/N at 4°C in
secondary antibody, diluted into blocking solution: 1:200 FITC
anti-mouse (Jackson ImmunoResearch, West Grove, PA), 1:1000
indocarbocyanine (Cy3) anti-rat (Jackson ImmunoResearch), or both (in
which the low cross-reactivity secondaries were used). Slices were
subsequently washed three times for 15 min each in 1× PBS,
with the first wash containing 1.5 µg/ml
4',6-diamidino-2-phenylindole (DAPI), and mounted in SlowFade according
to the manufacturer's specifications (Molecular Probes, Eugene, OR).
Image analysis and quantification
Transfected pyramidal neurons were identified by their typical
morphology as well as their cell body locations in the CA1 and CA3
pyramidal layers as indicated by DAPI staining (see Fig. 2A). Individual neurons were imaged using a Zeiss
microscope attached to a Bio-Rad MRC-1024 scanning laser confocal
microscope. For quantification of dendritic branch segments, a stack of
confocal images (Z steps of 1 µm) taken with a 16× objective and
comprising the entire cell were merged using NIH Image 1.62 (National
Institutes of Health, Bethesda, MD) and printed. From these printouts,
the number of dendritic segments was derived by counting the number of
dendrite branch points and dendrite terminal ends. To obtain the Sholl
profiles of dendritic arbors (Sholl, 1953 ), printouts were placed under
a clear sheet printed with concentric circles with increasing radii of
25 µm. To minimize the effect of cell body shape variation, we
positioned the center of the circles at the base of the apical dendrite
for analysis of apical dendrites. In addition, because CA1 and CA3
pyramidal neurons exhibited different Sholl profiles (data not shown),
all Sholl analysis was with only CA1 neurons. The center of the circles
was placed at the cell body edge, opposite the apical dendrite when
analyzing basal dendrites. The number of dendrites crossing each
concentric circle was then counted. If a branch point fell on a line,
it was counted as two crossings.
For spine quantification, images of apical dendrites were taken just
distal to the first apical branch point (25-100 µm from the cell
body). Basal spines were imaged at the point of the first basal branch
(25-75 µm from the cell body). Serial confocal images (Z steps of
0.5 µm) were taken of Cy3 fluorescence (detecting mCD8) with a 40×
objective with a digital zoom factor of three. Sections were merged
using NIH Image, and the number of spines and filopodia was tallied on
the screen. Spines were defined as a headless dendritic protrusion 1-3
µm long or a headed protrusion of any length up to 3 µm. Filopodia
were defined as headless protrusions >3 µm but not long enough to be
visible on the 16× printout. The length of all dendrites in the fields
used to quantify spine density was measured using NIH Image. The
average dendritic diameter for each cell was based on three
measurements (at the start, middle, and end) of every dendritic segment
within the images used to analyze dendritic spine density.
Identical procedures for acquiring images and measurements of dendritic
length were also used to analyze GFP-tagged postsynaptic density-95
(PSD-95:GFP) clustering with Rac1N17 expression. To count PSD-95:GFP
clusters optimally in relation to spine profiles as defined above,
images were placed into channels in Photoshop 4.0 (Adobe Systems, San
Jose, CA). GFP clusters were counted independent of location, and the
spine profiles with GFP clusters either within the spine head or just
external to the head outline were also tallied. The dendrites and their
spines were outlined using the magic wand tool in the channel
corresponding to the myc label, which fills the entire dendritic tree
including the spines (see Fig. 3).
Graphs throughout represent averages and SEM. Statistical
comparisons of Sholl segments were done with StatView 5.0.1 (SAS Institute, Cary, NC), and all post hoc two-tailed
t tests assuming equal variances were done using Microsoft
Excel 98 (Microsoft, Seattle, WA).
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RESULTS |
Rac1 and RhoA are expressed in developing hippocampal
pyramidal neurons
Although Rac1 and RhoA are ubiquitously expressed (for review, see
Hall, 1994 ), the expression pattern of these GTPases in the hippocampus
has not been described. To identify Rac1- and RhoA-expressing cells in
the hippocampus, in situ hybridizations were performed on
coronal P8 rat brain sections, the same stage at which our slice
cultures were produced. Antisense
S35-labeled riboprobes were generated to
the C-terminal portions of each mRNA, where the nucleic acid sequence
identities between Rac and Rho are lowest (50% identical). As shown in
Figure 1, Rac1 (Fig.
1A) and RhoA (Fig. 1B) antisense
riboprobes labeled CA1 and CA3 pyramidal cell layers and the dentate
granular cell layer, with the CA3 layer being the most intense. Rac and
Rho transcripts are also widely distributed in other brain areas (data not shown). The sense riboprobes to both GTPases gave only diffuse background signal, similar to that shown for Rac1 (Fig. 1C).
In situ hybridization using DIG-labeled probes was performed
on sections made from P10 hippocampi (equivalents to the day slices
were transfected), with similar results (data not shown). No obvious
dendritic localization of the two mRNAs was observed.

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Figure 1.
Rac1 and RhoA are expressed in developing
hippocampus. A, Dark-field image of a coronally
sectioned P8 rat hippocampus hybridized with an antisense
S35-riboprobe against Rac1, showing distribution of
Rac1 mRNA in the dentate gyrus and CA1 and CA3 pyramidal cell layers.
B, Dark-field image of antisense riboprobe showing
distribution of RhoA mRNA. C, Dark-field image of the
Rac1 sense riboprobe showing background staining. D,
Bright-field image of the same hippocampus shown in C
with the CA1, CA3, and dentate gyrus (DG) labeled. Scale
bar, 2 mm.
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Pyramidal neurons maintain in vivo characteristics
while in slice culture
We have used particle-mediated gene transfer (biolistic
transfection) (Arnold et al., 1994 ; Lo et al., 1994 ) of mCD8 cDNA, and
subsequent immunocytochemical detection of the protein, to visualize
the dendritic arbors and spines of pyramidal neurons in hippocampal
slice cultures. mCD8 is a cell-surface marker shown previously to label
the entire morphology and fine structures of Drosophila
neurons without toxic side effects (Lee and Luo, 1999 ). As shown in
Figure 2, delivery of a single gold
particle carrying mCD8 under the control of the chicken -actin
promoter resulted in the intense labeling of not only the axon and the entire dendritic arbor (Fig. 2B) but individual
spines as well (Fig. 2C). In addition to pyramidal neurons,
many other hippocampal cell types were readily transfected, including
glia, the granule cells of the dentate gyrus, and interneurons (Fig.
2A).

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Figure 2.
Development of hippocampal pyramidal
neurons in cultured slices. A-C, Representative images
of transfected hippocampal neurons show the developmental stage at the
onset of experiments in our standard preparation. For these images
only, transfection was performed at 1 DIV, and slices were
fixed 24 hr later. A, Low magnification is shown of a
hippocampal slice biolistically transfected with mCD8
(red), with brackets defining the DAPI-labeled
(blue) pyramidal cell layers of CA1 and CA3.
Pink labeling (from overlapping
red and blue signals) represents
transfected cells, including a granule cell in the dentate gyrus
(arrowhead) and a pyramidal neuron overlapped by glia in
the CA1 cell layer (arrow). B, A CA3
pyramidal neuron (composite confocal image using a 16× objective) is
shown. The immunocytochemical detection of mCD8 reveals the structure
of both apical and basal dendrites, as well as the axon
(arrow). C, The spines on the apical
dendrites of the neuron pictured in B (composite
confocal image using a 100× objective) are shown.
Arrows point to spines with characteristic head and neck
morphology, whereas arrowheads show filopodial
protrusions. D, Double labeling of mCD8 and PSD-95: GFP
proteins in apical dendrites (composite confocal images using a 40×
objective with a digital zoom factor of 3) is shown. mCD8 labeling is
in red (D, D''), and
PSD-95:GFP labeling (PSD-95:GFP) is in
green (D', D'').
Arrows indicate spines with a head (PSD-95:GFP
positive), whereas arrowheads indicate filopodial
protrusions (PSD-95:GFP negative). E, Dendritic branch
segments gradually increase on both apical and basal dendrites with
successive days in culture (apical, n = 10, 13, 8, 10; basal, n = 10, 14, 7, 9 for 2, 4, 6, 9 DIV,
respectively). F, Spine density increases over
successive days in culture, whereas filopodial protrusions decrease.
Spines and filopodia were counted from stacked confocal images
collected at 40× with a zoom of three, from a stereotyped region of
the dendrite as defined in Materials and Methods (apical,
n = 10, 19, 17, 12; basal, n = 11, 14, 17, 11 for 2, 4, 6, 9 DIV, respectively). Scale bars:
A, 1 mm; B, 50 µm; C, D,
10 µm.
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In our standard preparation, hippocampal slices were obtained from
postnatal day 8 rat pups and cultured for 2 d before transfection (see Materials and Methods). To determine the developmental state of
pyramidal neurons at the time of transfection, 1 d in
vitro cultures were transfected with mCD8 and fixed 24 hr later (2 DIV). By this time, pyramidal neurons had already acquired their
characteristic dendritic-branching pattern, including well
differentiated apical and basal dendrites (Fig. 2B).
Counting the number of dendritic branch segments (see Materials and
Methods) gave us a quantitative measure of dendritic complexity and
revealed that over the first few days after transfection, there is a
gradual increase in the number of dendritic segments (Fig.
2E). At each time point examined, we found no
statistically significant difference between the number of dendritic
segments for apical and basal dendrites or between CA1 and CA3 neurons
(data not shown).
These 2 DIV neurons also displayed numerous protrusions from their
apical and basal dendrites. Although a minority of these protrusions
were filopodial in shape (Fig. 2C, arrowheads),
many more had the well defined neck and head structure characteristic of mature spines found in adults (Fig. 2C,
arrows). To verify independently the maturity of these
dendritic protrusions in our culture, we cotransfected GFP-tagged
PSD-95 as a marker for postsynaptic density (Arnold and Clapham, 1999 ).
We found that PSD-95:GFP labeling was concentrated in most of the heads
of the protrusions but was absent from longer filopodia (Fig.
2D). Using the morphological criterion described
above (see Materials and Methods for details), we quantified the
density of spine-like protrusions and filopodial protrusions. We found
that spine density increased with the time spent in culture, whereas
the number of filopodial protrusions gradually diminished (Fig.
2F). The spine densities found in our cultures are
similar to those reported previously for similarly aged cultures [P12
equivalent = 2 spines/10 µm by EM (Boyer et al., 1998 )]. In
accordance with Drakew et al. (1996) , we did not find a significant
difference in spine density between the apical and basal dendrites at
any time point examined (data not shown). Additionally, we did not
observe a significant difference in spine density between CA1 and CA3
pyramidal dendrites (data not shown). Because CA1 and CA3 neurons did
not differ in either their branch segment number or their spine
density, neurons from both areas have been combined in our
quantification of branch segments and spine densities.
Expression of dominant-negative Rac1 results in a progressive
reduction of spine density
To study the function of Rho family GTPases in the maintenance of
dendritic structures, we cotransfected pyramidal neurons in our
standard preparation with both mCD8 and dominant mutants of the
GTPases. Cotransfection was accomplished by the introduction of gold
beads coated with plasmids for both genes, each under the control of
the chicken -actin promoter. Although analogous experiments with two
marker genes (mCD8 and GAP-EGFP) showed a high cotransfection rate
(>85%), quantitative variations in the relative expression levels of
the two constructs were observed. Therefore, we independently monitored
the expression of the dominant mutants by using myc epitope-tagged
GTPases, analyzing only those cells in which both plasmids were
strongly expressed. As an internal control and to minimize variation
among hippocampal slices, most experiments were performed using dual
gold preparations. In these experiments, slices were transfected with a
mixed population of gold beads, some carrying the mCD8 and GTPase
plasmids and some the mCD8 plasmid alone. This enabled us to visualize
both control (mCD8 alone) and experimental (mCD8 and GTPase) neurons
from the same slice (see Fig.
3C). We found that transfected
wild-type Rac1, as well as all mutant proteins, was distributed
throughout the entire dendritic tree, including dendritic spines and
other fine processes (see Figs. 3A,C,
4B-D,F-H).

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Figure 3.
Dominant-negative Rac1 expression results
in a progressive reduction of the dendritic spine density and mild
changes in the dendritic-branching pattern. A,
Transfected myc-tagged wild-type Rac1 protein is distributed along the
dendrites and in dendritic spines (green,
anti-myc; red, anti-mCD8; composite confocal image using
40× objective; digital zoom factor of 3). B,
Representative images are shown of apical dendrites that were
transfected with the marker mCD8 alone (top) or with
mCD8 and myc-tagged Rac1N17 (bottom) for 1, 2, or 3 d (composite confocal images of mCD8 staining using 100× objective).
C, Apical dendrites from neighboring pyramidal neurons
are shown 3 d after expressing mCD8 alone (red) or
expressing both mCD8 (red) and myc-tagged Rac1N17
(green) and therefore appearing
yellow (composite confocal image using a 40× objective
with a digital zoom factor of 3). Although it appears that Rac1N17
dendrites have thicker dendrites in this image, quantification of the
average diameter of dendrites within every image used to measure
dendritic spine density does not reveal any significant difference
(paired t test, apical, p = 0.19;
Rac1N17 = 1.50 ± 0.14 µm; control = 1.22 ± 0.51 µm; n = 18, 9, respectively; basal,
p = 0.12; Rac1N17 = 0.83 ± 0.1 µm;
control = 1.05 ± 0.08 µm; n = 9, 8, respectively). D, Rac1N17 expression progressively
reduces the number of spines on apical and basal dendrites (for 1, 2, 3 d, apical mCD8, n = 16, 19, 10; apical
Rac1N17, n = 19, 11, 24; basal mCD8,
n = 15, 14, 10; basal Rac1N17,
n = 18, 11, 17, respectively). E,
Quantification of dendritic branch segments after 3 d of Rac1N17
expression is shown (n = 17, 23, 18, 21 for apical
mCD8, apical Rac1N17, basal mCD8, basal Rac1N17, respectively).
F, Sholl profiles of the basal dendrites of
Rac1N17-expressing and control CA1 pyramidal neurons (3 d after
transfection) illustrate the slight change in dendritic-branching
pattern with Rac1N17 expression (n = 14, 15 for
basal mCD8, Rac1N17, respectively). Post
hoc t tests reveal that the only
significant difference occurs at 50 µm (paired t test,
**p < 0.01). Scale bars: A, B, 5 µm; C, 10 µm.
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To test whether endogenous Rac1 is necessary for the maintenance of
dendritic spine and branch morphology, we cotransfected pyramidal
neurons with gold beads carrying mCD8 and myc-tagged dominant-negative
Rac1 (Rac1N17). This allele is thought to exert its dominant-negative
effect by sequestering rate-limiting GDP-GTP nucleotide exchange
factors necessary for activation of endogenous Rac1 (Ridley et al.,
1992 ). Expression of Rac1N17 resulted in a significant time-dependent
loss of pyramidal dendritic spines from both apical and basal
dendrites. Whereas neurons expressing mCD8 alone displayed an
increasing trend of spine density with successive days after
transfection, those also expressing Rac1N17 possessed fewer and fewer
spines on both their apical and basal dendrites (Fig. 3B D;
see also Fig. 2F). Only 1 d after transfection, the basal dendritic spine density of Rac1N17 neurons was significantly reduced compared with that of neurons expressing mCD8 alone (68% fewer; p < 0.05), whereas the apical spine density was
significantly lower than that of controls 2 d after transfection
(54% fewer; p < 0.05). An example of a dual gold
experiment is shown in Figure 3C. After 3 d of
expression, mCD8-transfected pyramidal dendrites (red)
displayed adult-like spines, whereas the dendrites from Rac1N17-expressing cells (yellow because of
red labeling of mCD8 and green labeling of
myc-tagged Rac1N17) were nearly devoid of spines.
To address whether the corresponding synapse number is decreased with
the loss of the dendritic spine profile in Rac1N17-transfected neurons,
we cotransfected PSD-95:GFP with Rac1N17. In agreement with the loss of
dendritic spine density, we observed a significant decrease in
PSD-95:GFP clusters with 3 d of Rac1N17 expression (p < 0.05; Rac1N17 = 2.14 ± 0.35;
mCD8 = 3.84 ± 0.52; units are PSD-95:GFP clusters per 10 µm; n = 9, 8, respectively).
To determine whether Rac1 may play a role in the maintenance of
dendritic growth and branching, we quantified the number of dendritic
segments after 3 d of Rac1N17 expression. As shown in Figure
3E, there is no statistically significant difference between Rac1N17 and control cells (apical, p = 0.38; basal,
p = 0.48). As another measure of dendritic complexity,
a standard Sholl analysis (Sholl, 1953 ), which counts the number of
dendritic crossings at 25 µm concentric circles, was performed.
Although the Sholl profiles for the apical dendrites of
Rac1N17-expressing neurons and control neurons are similar (repeated
measures ANOVA, p = 0.40), their basal profiles are
slightly different (Fig. 3F; repeated measures ANOVA,
p < 0.05). There are more branches concentrated in the
proximal regions in control neurons compared with Rac1N17 neurons,
which appear to have more distally distributed branches (Fig.
3F). This mild effect of Rac1N17 on the
dendritic-branching pattern of pyramidal neurons is in contrast to its
pronounced effect on spine density, suggesting a preferential role for
endogenous Rac1 in the maintenance of dendritic spines.
Activated Rac1 disrupts normal spine morphology
To elucidate how Rac1 activity affects spine morphogenesis, we
transfected pyramidal cells with a constitutively activated form of
Rac1 that is deficient in GTP hydrolysis (hereafter referred to as
activated Rac1). Previous transgenic expression of the activated allele
Rac1V12 in Purkinje cells results in a slight simplification of
dendritic complexity, a loss of normal dendritic spines, and the
formation of supernumerary smaller protrusions that were only detectable with EM (Luo et al., 1996 ). We found that pyramidal neurons
expressing Rac1L61, another activated Rac1 allele, for 1, 2, or 3 d also showed similar defects in spine development (Fig.
4B). With the exception
of some distal dendrites, apical and basal dendrites lacked normal
spines. In contrast to our control neurons (Fig. 4A),
which have even dendritic branches that are regularly punctuated by
spines, Rac1L61 dendrites were irregular in thickness because of the
presence of regions of numerous overlapping bumps and ruffle-like
structures (Fig. 4B,F, arrowheads). Additionally, numerous long and fine processes were found on the cell soma and proximal dendritic shafts (Fig. 4, compare F,
arrows, E). Although these fine processes
prevented quantification of dendritic segments, 70% of
Rac1L61-expressing neurons had an otherwise normal dendritic-branching pattern despite their perturbed dendritic spines. These findings suggest that dendritic spines are more sensitive to the hyperactivation of Rac1 than are the dendritic branches themselves. Expression of
another constitutively active form of Rac1, Rac1V12, in hippocampal neurons gave indistinguishable results compared with Rac1L61 expression (data not shown). Although normal dendritic spines are lost with the
expression of either dominant-negative or constitutively active Rac1,
Rac1L61 expression resulted in a net increase in dendritic protrusion
exemplified by an increase in filopodial-like structures and membrane
ruffling, which were not seen with Rac1N17 expression (Fig.
3B,C).

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Figure 4.
Effects of activated Rac1 expression on
dendritic morphology. A-H, Representative distal
(A-D) and proximal (E-H, just
above cell bodies) apical dendrites and spines of
hippocampal pyramidal neurons, 24 hr after being transfected with mCD8
only (A, E), mCD8 and Rac1L61 (B,
F), mCD8 and Rac1L61K40 (C, G), or mCD8
and Rac1L61A37 (D, H) (composite confocal images
using a 40× objective with a digital zoom factor of 3).
Red staining in all images represents anti-mCD8
immunoreactivity, and green staining in
B-D and F-H represents anti-myc
immunoreactivity. All mutant Rac proteins were expressed at comparable
levels and were distributed throughout the entire neuron on the basis
of their myc staining (see yellow labeling in
B-D, F-H because of overlapping
green signal for myc and red signal for
mCD8). Asterisks represent mature spines with heads,
arrowheads indicate ruffle-like structures, and
arrows point to long and thin filopodial-like
protrusions. Scale bars, 10 µm.
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The F37A effector domain mutant abolishes the activated
Rac1 phenotype
Rac1 binds to different effectors to activate distinct downstream
signal transduction pathways. Previous in vitro experiments have characterized several effector domain mutants that separate Rac1's role in lamellipodia formation from its role in activation of
the Jun kinase cascade and nuclear signaling (Joneson et al., 1996 ;
Lamarche et al., 1996 ). The Y40K mutation abolishes the binding of
several CRIB-containing proteins [e.g., p21-activated kinase
(Pak)] and when combined with an activating Rac1 mutation blocks the
stimulation of the Jun kinase (JNK) pathway without affecting membrane
ruffling and lamellipodia formation. Conversely F37A mutation does not
bind to Rho-associated kinase (ROCK) and prevents the induction of
membrane ruffling and lamellipodia by an activating mutation of Rac
(Lamarche et al., 1996 ), yet it still binds to Pak and activates
the JNK pathway. These data suggest that effectors dependent on
tyrosine residue 40 for binding to activated Rac (e.g., Pak and other
CRIB-containing proteins) are required for the activation of Jun
kinase, whereas effectors dependent on phenylalanine residue 37 (e.g.,
ROCK) for binding are candidate mediators for Rac1's regulation of
lamellipodia formation.
We attempted to identify the pathway responsible for the activated Rac1
phenotype in hippocampal pyramidal neurons using these same effector
domain mutants. Rac1L61K40 expression resulted in irregular, bumpy
dendrites containing numerous thin processes (Fig. 4C,G)
that were indistinguishable from Rac1L61 dendrites (Fig.
4B,F), suggesting that effectors dependent on
tyrosine 40 for binding (e.g., Pak) are not necessary to mediate the
effects of activated Rac1. In contrast, the dendritic morphology and
spine density of pyramidal neurons expressing Rac1L61A37 (Fig.
4D,H) resembled those of control neurons (Fig.
4A,E), implying a requirement for effectors dependent
on phenylalanine 37 to mediate the activated Rac1 phenotype. ROCK is
one such protein (Joneson et al., 1996 ; Lamarche et al., 1996 ). We
attempted to mimic the Rac1L61A37 rescue by treating
Rac1L61-transfected slices with 100 µM Y-27632,
a compound that specifically inhibits ROCK activity without affecting other similar kinases (see Uehata et al., 1997 ; Madaule et al., 1998 ).
Although this treatment effectively blocked the activated RhoA
phenotype (see below), the Rac1L61 effect persisted, suggesting that
ROCK is not responsible for mediating the effect of activated Rac1.
Expression of activated RhoA results in marked simplification of
the dendritic tree
Although expression of activated Rac1 had a mild effect on the
overall dendritic branch complexity (discounting the filopodia-like thin processes), expression of activated RhoA (RhoAV14, analogous mutation to Rac1V12) caused a drastic simplification of the dendritic tree compared with those of neurons expressing mCD8 alone (Fig. 5A,B). This effect was evident
1 d after transfection and persisted for 2 and 3 d after
transfection. Branch segment quantification (Fig. 5E)
indicated a highly penetrant and significant simplification of both the
apical and basal dendrites as early as 1 d after transfection of
RhoAV14 (t test, p < 0.001 for both apical
and basal). The Sholl profile indicates that both the length and
branching pattern of RhoAV14-expressing neurons are affected (Fig.
5G; repeated measures ANOVA, p < 0.001).
Interestingly, there appeared to be a recovery of dendritic
simplification after 3 d of RhoAV14 transfection, as seen by
quantification of both apical and basal dendritic segment numbers (Fig.
5E), despite the constant level of RhoAV14 expression as
judged by myc staining (data not shown).

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Figure 5.
Expression of activated RhoA results in
dendritic simplification. A-C, Representative images of
pyramidal neurons that have expressed the marker mCD8 alone
(A), mCD8 and myc-tagged RhoAV14
(B), or mCD8 and myc-tagged RhoAN19
(C) for 1 d (composite confocal images using
16× objective). Insets, Myc immunostaining for RhoAV14
(B) and RhoAN19 (C).
D, Tip of an apical dendrite from a pyramidal neuron
expressing RhoAV14 for 2 d (composite confocal image using 40×
objective, with a digital zoom factor of 3). The soma is toward the
bottom of the image. E, Quantification of
dendritic branch segments after 1, 2, and 3 d of RhoAV14
expression. Both apical and basal dendrites exhibit a reduced number of
dendritic segments (see Materials and Methods) with RhoAV14 expression
compared with that of neurons expressing mCD8 alone
(***p < 0.001; **p < 0.01;
for 1, 2, 3 d, apical mCD8, n =14, 13, 17, and RhoAV14,
n = 25, 19, 23; basal mCD8, n = 11, 14, 18, and
RhoAV14, n = 25, 18, 22). F,
Quantification of dendritic branch segments after 1, 2, and 3 d of
RhoAN19 expression. Neurons expressing RhoAN19 do not show a change in
dendritic branch segment number (for 1, 2, 3 d, apical,
n = 9, 10, 7; basal, n = 7, 11, 7, respectively). G, H, Sholl profiles for basal
dendrites of CA1 neurons 2 d after expressing mCD8 alone
(n = 11) or expressing RhoAV14 (G;
n = 16) or RhoAN19 (H;
n = 8). Scale bars: A-C and
insets, 50 µm; D, 10 µm.
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Strikingly, many neurons expressing activated RhoA (80%) had unusual
structures at the end of their reduced dendrites: threads of extremely
thin processes trailing behind the shortened dendrites (Fig.
5D) resembling certain aspects of retracting axon terminals (for review, see Bernstein and Lichtman, 1999 ). These shortened dendrites often exhibited a fattened portion that appeared to have an
increased aggregation of cytoplasm and membranous structures on the
basis of the intensity of the cytoplasmic-myc and plasma membrane-localized CD8 labeling.
Perturbation of endogenous RhoA activity with transfection of the
dominant-negative RhoA construct (RhoAN19, analogous mutation as
Rac1N17) did not affect the dendritic morphology of our pyramidal neurons (Fig. 5C,F,H) despite their high level of
expression (see Fig. 5C, inset). In addition, expression of
RhoAN19 did not significantly affect the spine density when compared
with control neurons 2 d after transfection
(p = 0.56; n = 15 and 13 for
RhoAN19 and mCD8 alone, respectively), supporting the specificity of
the spine reduction effect seen with dominant-negative Rac1N17 expression.
The ROCK inhibitor blocks RhoAV14-induced
dendritic simplification
RhoA acts via many different effector molecules to regulate
diverse cellular functions, including organization of the actin cytoskeleton. To investigate the pathway by which RhoA regulates dendritic complexity, we tested the involvement of ROCK, because ROCK inhibition has been shown to block Rho-induced cell rounding and
process retraction in cultured neuroblastoma cells (Hirose et al.,
1998 ). We applied the ROCK inhibitor Y-27632 (100 µM) (Uehata et al., 1997 ) in culture media at the time of transfection. We
limited our quantification to the basal dendrites of neurons 2 d
after transfection because the dendritic simplification was most robust
at this time, and both apical and basal dendrites were equally affected
by RhoAV14 expression (Fig. 5E).
The treatment of slices with Y-27632 alone did not result in a
significant change in dendritic complexity (Fig.
6B,F; p = 0.30). Remarkably, Y-27632 treatment completely blocked the dendritic simplification associated with RhoAV14 expression (Fig. 6, compare D, C). As is quantified in Figure
6F, although RhoAV14 expression caused a
fivefold decrease in dendritic segments, application of Y-27632
restored the number of dendritic segments to the level of our control
neurons. This result suggests that ROCK is a mediator of
RhoAV14-induced dendritic simplification.

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Figure 6.
Function of ROCK in the maintenance of dendritic
branches. A-E, Representative images of neurons 2 d after transfection and 100 µM Y-27632 treatment are
shown. Neurons were transfected with mCD8 alone (A, B)
or cotransfected with RhoAV14 (C, D) or ROCK 3
(E). E, Inset, The
myc immunostaining for ROCK 3 is shown. Additionally, neurons in
B and D were treated with 100 µM Y-27632 at the time of transfection (composite
confocal images using 16× objective). F, Quantification
of basal dendritic branch segment numbers of mCD8- and of mCD8 plus
RhoAV14-expressing neurons with or without Y-27632 treatment is shown.
Y-27632 treatment alone does not affect dendritic segment number
(p = 0.31; control treatment,
n = 23; Y-27632 treatment, n = 23). Y-27632 treatment blocks RhoAV14-associated dendritic segment
reduction (***p < 0.001; RhoAV14 + control,
n = 17; RhoAV14 expression + Y-27632 treatment,
n = 24). G, Y-27632 application does
not alter the basal dendritic spine density of neurons expressing mCD8
alone (p = 0.65; n = 29, 21 for control, Y-27632 treatment, respectively). Y-27632 treatment is
capable of restoring the spine density of neurons expressing RhoAV14
close to control level (p = 0.08;
n = 16 for Y-27632 treatment and RhoA V14
expression). H, Activated ROCK 3 expression results in
significant reduction of dendritic segments compared with that in mCD8
alone (p < 0.001 for both apical and basal;
n = 19, 20, respectively, for ROCK 3). Scale
bars, 50 µm.
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The significant dendritic simplification induced with RhoAV14
expression impeded our ability to quantify the density of dendritic spines. On a qualitative level it appeared that expression of activated
RhoA resulted in a loss of adult-like dendritic spines. Interestingly,
although Y-27632 alone does not affect spine density, it also restores
spine density of RhoAV14-expressing neurons close to the control level
(Fig. 6G; p = 0.08).
ROCK activation is sufficient to induce
dendritic simplification
We next tested whether activation of ROCK is sufficient to induce
dendritic simplification. Pyramidal neurons were transfected with a
truncation mutant, ROCK 3, which eliminates the negative regulatory
domain in the C terminal of the ROCK protein and has been shown to
behave as a constitutively active version of ROCK in cultured cells
(Ishizaki et al., 1997 ). We found that ROCK 3 expression resulted in
the reduction of dendritic complexity to an extent similar to that of
RhoAV14 expression (Fig. 6E,H), suggesting that ROCK activation is not only necessary but also sufficient in
inducing the pruning of dendritic branches.
 |
DISCUSSION |
Using biolistic transfection to introduce dominant mutants of Rac1
and RhoA acutely in hippocampal pyramidal neurons with established
dendritic arbors and some adult-like dendritic spines, we have shown
that these GTPases play important roles in the maintenance and
reorganization of dendritic structures. Rac1 seems to have preferential
roles in regulating spine morphogenesis, whereas RhoA is implicated in
limiting the growth of dendritic branches. The fact that expression of
analogous dominant-negative or activated mutants of these similar
GTPases gave qualitatively different phenotypes argues for the relative
specificity of these perturbation experiments.
Generation and maintenance of dendritic spines
Although dendritic spines are important sites of synaptic input
and plasticity (Harris and Kater, 1994 ; Yuste and Tank, 1996 ), little
is known about the molecular mechanisms that regulate their morphogenesis (Harris, 1999 ). We have shown previously that transgenic expression of activated Rac1 in mouse Purkinje cells results in drastic
changes in dendritic spine morphology (Luo et al., 1996 ). In those
experiments, transgenes were expressed before the onset of dendritic
growth and remained active thereafter. Although we concluded that
hyperactivation of Rac affects the development of dendritic spines, we
could not determine whether regulation of Rac activity is important for
the dynamic changes of dendritic spines in more mature neurons, which
may contribute to the morphological plasticity of neurons underlying
learning and memory (Harris and Kater, 1994 ).
In this study, we have extended the previous findings in several new
directions. First, because expression of activated Rac1 mutants in
hippocampal pyramidal neurons results in a spine perturbation phenotype
analogous to transgenic expression of activated Rac1 in Purkinje cells,
it seems that the effect of increased Rac1 activity in dendritic spine
morphogenesis is not specific to Purkinje cells. A notable difference
between the two experimental conditions, however, is the presence of
profuse long filopodial-like extensions in this study (Fig. 4) that
were not observed in the previous transgenic studies (Luo et al.,
1996 ). This could be caused by the differences in cell types, transgene
expression level, and the relative timing of transfection versus
neuronal differentiation. For instance, in the transgenic experiments,
neurons may have adapted to the constant high level of Rac1 activity
over a long period of time, such that the filopodial response is
diminished. A second new insight gained from the current study is that
activated Rac1 expression perturbs the maintenance of spines, because
at the time of transfection these pyramidal neurons already possess dendritic spines.
Third and more importantly, our current study finds that expression of
dominant-negative Rac1 resulted in a progressive reduction of spine
number in both apical and basal dendrites. Taken together with the
expression of Rac1 mRNA in the hippocampal pyramidal neurons at the
time of our experiments, these results suggest that endogenous Rac1 is
used for the maintenance of spine density in maturing neurons. Because
of the slow but significant turnover of dendritic spines at analogous
developmental stages reported from several recent live-imaging studies
(Engert and Bonhoeffer, 1999 ; Horch et al., 1999 ), we cannot
distinguish between the following two possibilities. (1) Rac1 is
required for the generation of new spines. The net spine loss over time
is a result of the failure of new spine formation while existing spines
naturally turn over. (2) Rac1 is required for the maintenance of
existing spine structure. Reduction in Rac activity speeds up the
turnover rate of existing spines. Future time-lapse observation of
dominant-negative Rac1-transfected neurons may help to distinguish
between these two possibilities.
Interestingly, the number of PSD-95:GFP clusters, markers for
postsynaptic density, decreases with Rac1N17 expression compared with
controls. Although it is not possible to conclude whether loss of Rac1
activity causes a loss of PSD-95 clustering before spine structure loss
or vice versa, this result strongly suggests that synapses are lost
with concomitant loss of dendritic spines with Rac1N17 expression. It
will be interesting to determine whether Rac1 activity directly
regulates the development and maintenance of the postsynaptic density
or whether it acts on the overall integrity of the dendritic spine itself.
Rac has been shown to regulate a number of biological processes
including lamellipodia formation, transcription regulation, and cell
cycle progression via activation of distinct effectors and downstream
signaling pathways (Van Aelst and D'Souza-Schorey, 1997 ). We attempted
to define the downstream signal transduction pathways by using an
activated Rac1 with specific effector domain mutations shown previously
to bind to a subset of effectors and have a subset of biological
effects (Joneson et al., 1996 ; Lamarche et al., 1996 ). We found that
the effector domain mutant shown previously to block the ability of
Rac1L61 to induce lamellipodial formation in fibroblasts (Rac1L61A37)
eliminates Rac1L61-induced morphological changes in pyramidal neurons.
The similar properties of Rac1L61A37 on spine morphogenesis and
lamellipodial formation, along with the fact that Rac proteins are
found throughout the dendritic tree (Fig. 3A), suggest that
Rac's role in spine morphogenesis is more likely via local regulation
of the actin cytoskeleton.
Generation and maintenance of dendritic branches
Previous studies have implied that the Rho GTPases have different
effects on the growth of axons and neuronal processes from neuronal
cell lines and primary neuronal cultures. It has been generally thought
that although Rac and Cdc42 have positive effects on process extension,
Rho has a negative effect on process outgrowth or a positive effect on
process retraction. Thus Rho activation opposes the effect of Rac (see
Kozma et al., 1997 ; Van Leeuwen et al., 1997 ). An exception to
this generalization was reported by Threadgill et al. (1997) , who
showed similar effects of Rho and that of Cdc42 and Rac on dendritic as
well as axonal growth in dissociated mammalian cortical neurons in culture.
We investigated the effects of Rac1 and RhoA in the regulation of
dendritic branch dynamics in neurons that have a relatively mature and
established dendritic tree (Fig. 2B). Expression of dominant-negative and constitutively active Rac1, although profoundly affecting dendritic spines, had a relatively mild effect on the overall
dendritic tree complexity (Figs. 3, 4). In contrast, expression of
activated RhoA resulted in a drastic reduction of dendritic branches
(Fig. 5B,E,G).
Several lines of evidence suggest that the dendritic simplification
associated with RhoAV14 expression is caused by the retraction of
existing dendritic branches. First, at the time of transfection the
dendrites are more complex than after 24 hr of RhoAV14 expression (compare Figs. 2B, 5B). The dynamics of
dendrite addition and elimination (Dailey and Smith, 1996 ) is too slow
for the simple blockage of new dendrite formation to explain the degree
of simplification observed after 1 d of RhoAV14 expression.
Second, if the elimination of existing dendrites were caused by local
degeneration of dendrites, one would expect to catch remnants of such
events. Although we occasionally observed this in all transfection
conditions when the slice culture was not healthy, we observed no
increase of such remnants above background associated with
RhoAV14-transfected neurons. Finally, in most of the RhoAV14-expressing
neurons, we observed a unique enlargement at the end of their
dendrites. It appeared that the dendrites have an aggregation of
cytoplasm and plasma membrane at the tip of the simplified dendrites.
The detailed process involved in the reduction of the dendritic
branches and the identity of the enlarged end structure remain to be
characterized by live imaging and electron microscopy, respectively.
Several different effectors have been identified for RhoA signaling to
the actin cytoskeleton (for review, see Narumiya, 1996 ; Van Aelst and
D'Souza-Schorey, 1997 ). In particular, a multidomain serine/threonine
kinase ROCK has been shown to mediate RhoA's effect on cell rounding
and process retraction from cultured neuroblastoma cells (Hirose et
al., 1998 ). This RhoA-mediated retraction is likely to result from RhoA
regulation, via ROCK, of myosin light chain phosphorylation and
actomyosin contractility (Jalink et al., 1994 ; Kimura et al., 1996 ;
Hirose et al., 1998 ). We have extended these cell culture studies into
hippocampal pyramidal neurons in slice cultures that retain a
relatively native environment. We found that treatment with the ROCK
inhibitor Y-27632 (Uehata et al., 1997 ) effectively blocked the
dendritic simplification caused by RhoAV14 expression, indicating that
ROCK is necessary for Rho-mediated dendritic branch reduction. The fact
that expression of an activated ROCK mutant mimics the effect of
RhoAV14 expression further supports the importance of the RhoA-ROCK
pathway in mediating dendritic branch elimination.
Bito et al. (2000) have demonstrated recently that the RhoA-ROCK
pathway is vital for axonogenesis in cerebellar granule cells. Despite
the expression of RhoA mRNA and the highly penetrant dendritic simplification phenotype with either activated RhoA or ROCK, we did not
detect any significant effect of inhibiting the activity of RhoA (by
expressing dominant-negative RhoAN19) or ROCK (by application of
Y-27632) on dendritic growth and branching complexity. One explanation
is that RhoAN19 is not sufficient to block endogenous Rho activity,
although similar treatment has been shown to be effective in blocking
axonogenesis (Bito et al., 2000 ). We favor the hypothesis that the
RhoA-ROCK pathway, although intact in these neurons, is primarily
inactive during normal physiological conditions, thus allowing for the
maintenance of the dendritic tree (and their spines). Inhibition of a
primarily inactive pathway would not result in detectable consequences.
The fact that inhibition of ROCK activity by itself does not result in
any significant change of dendritic complexity, but can potently
inhibit the effect of RhoA activation, strongly supports this
possibility. Such an intact yet dormant signaling pathway may be useful
in reorganizing local dendritic branches in response to local
activation of RhoA.
In a separate study, we showed that removal of RhoA activity by null
mutations of RhoA in Drosophila mushroom body
neurons in mosaic animals resulted in an overextension of dendrites.
Conversely, expression of activated RhoA in mushroom body neurons
resulted in a significant reduction of dendritic field volume and
complexity (Lee et al., 2000 ). Taken together, these studies indicate
that RhoA plays an evolutionarily conserved role in limiting dendritic growth and complexity.
Functional significance of dendritic structural changes in normal
physiology and in mental retardation
One implication from our study is that molecules and mechanisms
used for initial dendritic morphogenesis may be reused in maturing
neurons for the continuous reorganization of neuronal cytoarchitecture,
possibly mediating plasticity in response to environmental changes. We
found that similar to their effect in development, Rac1 had a positive
effect on dendritic outgrowth (at the level of dendritic spines and
filopodia-like extensions), although hyperactivation of Rac could lead
to disruption of normal spine morphology. On the other hand, RhoA
hyperactivation had a negative effect on the maintenance of dendritic
branches. Recent findings demonstrate that dendritic spines can undergo
dynamic changes in response to synaptic stimulation under conditions
that generate long-term potentiation (Engert and Bonhoeffer, 1999 ; Toni
et al., 1999 ) or to local increases in the neurotrophin BDNF (Horch et
al., 1999 ). Estrogen treatment also increases dendritic spine density
in vivo (Woolley and McEwen, 1993 ). Regulation of Rac GTPase
activity may be one way these extracellular factors and synaptic
activity are able to exert their effects on dendritic spines. It is
noteworthy that links between RhoA and neurotrophin receptor
p75NTR and NMDA have been suggested by two
recent studies (Yamashita et al., 1999 ; Li et al., 2000 ).
One consequence of how the misregulation of the Rho family of GTPases
may adversely affect the physiology of neurons comes from the recent
identification of genes responsible for nonspecific X-linked mental
retardation (for review, see Chelly, 1999 ). Two of the first three
identified genes encode components of the Rho GTPase-signaling
pathways, oligophrenin (Billuart et al., 1998 ) and Pak3 (Allen et al.,
1998 ). Oligophrenin possesses a GAP domain for Rho GTPases and has GAP
activity in vitro for Rho, Rac, and Cdc42 (Billuart et al.,
1998 ). Loss of GAP activity would increase the activity of Rho GTPases
and would lead to disruption of spine morphology or pruning of
dendritic branches according to our present study. Pak3 belongs to a
family of p21-activated kinases that was identified as effectors of Rac
and Cdc42 (Manser et al., 1994 ). Although our effector domain mutant
analysis did not implicate Pak as directly responsible for mediating
the effect of activated Rac1 on the disruption of spine morphology, Pak
has also been shown recently to act upstream of Rac (Obermeier et al.,
1998 ). Pak can also act downstream of Rac1 indirectly via association with the p35/Cdk5 complex, whose binding to Rac1L61 is abolished by
both F37A and Y40K mutations (Nikolic et al., 1998 ). Dominant-negative Cdk5 has been shown to block the effects of Rac1 in axonogenesis (Ruchhoeft et al., 1999 ). Taken together, these findings suggest that
the regulation of Rho GTPase-signaling pathways is important for the
generation and maintenance of neuronal morphology that may eventually
contribute to proper mental function.
 |
FOOTNOTES |
Received Feb. 8, 2000; revised April 19, 2000; accepted April 24, 2000.
McKnight, Klingenstein, and Sloan Fellowships to L.L. supported this
study. A.Y.N. is a Howard Hughes Medical Institute predoctoral fellow. We are grateful to Larry Katz for introducing us to the biolistic transfection method and to Matt Scott for use of his equipment. We thank members of the laboratories of Sue McConnell, Stephen Smith, and Dan Madison and in particular Jim Weimann, Ami
Okada, Aparna Desai, Jack Waters, and Eric Schaible for sharing experimental expertise essential for our study. We also thank Marc
Symons, Rong-Guo Qiu, Li-Huei Tsai, Alan Hall, Jun-ichi Miyazaki, Morgan Sheng, Haruhiko Bito, and Shuh Narumiya for plasmids and Yoshitomi Pharmaceuticals for the Y-27632 compound. We thank Ben Barres, Stephen Smith, Li-Huei Tsai, and members of the Luo laboratory for stimulating discussions and their comments on this manuscript. We
thank Haruhiko Bito and Shuh Narumiya for communicating results before publication.
A.Y.N. and M.B.H. contributed equally to this work.
Correspondence should be addressed to Dr. Liqun Luo, Department of
Biological Sciences, Stanford University, 371 Serra Mall, Herrin Labs
144A, Stanford, CA 94305-5020. E-mail: lluo{at}stanford.edu.
 |
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